CDXS Insider Trading - Codexis, Inc.

Actions en circulation	90,267,464 shares
Actions d'initiés	17 980 588 shares
Participation des initiés	19,92 %
Nombre total d'initiés	46

Indice de confiance des initiés

L'indice de confiance des initiés identifie les entreprises achetées par les initiés.

Il est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés de capitalisation d'initiés. Le modèle de notation utilise une combinaison du nombre net d'initiés ayant acheté des actions au cours des 90 derniers jours, du nombre total d'actions achetées en pourcentage du flottant et du nombre total d'actions détenues par les initiés. Le nombre varie de 0 à 100, les chiffres les plus élevés indiquant un niveau d'accumulation supérieur à celui de ses pairs, et 50 étant la moyenne.

Fréquence de mise à jour : Quotidienne

Voir Les meilleurs choix des initiés, qui fournit une liste des entreprises ayant la plus forte accumulation d'initiés.

Voir les actions les mieux positionnées

Indice de confiance des dirigeants

L'indice de confiance des dirigeants identifie les entreprises dont les actions sont achetées par des dirigeants d'entreprise.

Par définition, les dirigeants d'entreprise sont des initiés, mais contrairement à d'autres initiés (actionnaires à 10 % et membres du conseil d'administration), les dirigeants travaillent quotidiennement pour l'entreprise et utilisent leur propre argent lorsqu'ils effectuent des opérations (les actionnaires à 10 % et les membres du conseil d'administration sont souvent des gestionnaires de fonds qui gèrent l'argent d'autrui). À ce titre, les opérations d'initiés réalisées par les dirigeants sont beaucoup plus significatives et doivent être traitées de manière appropriée.

Comme l'indice de confiance des initiés, l'indice de confiance des dirigeants est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés d'accumulation de dirigeants.

Fréquence de mise à jour : Quotidienne

Consultez la section Les meilleurs choix des initiés, qui fournit une liste des entreprises dont le sentiment des initiés est le plus élevé.

Voir les actions les mieux positionnées

Principaux indicateurs des initiés

Cette carte montre comment l'entreprise se positionne par rapport à divers indicateurs d'initiés. La position en centile montre comment cette entreprise se situe par rapport aux autres entreprises sur les marchés américains. Une position plus élevée indique une meilleure situation.

Par exemple, il est généralement admis que les achats d'initiés sont un indicateur positif, de sorte que les entreprises dont les achats d'initiés sont plus nombreux se positionnent mieux que celles dont les achats d'initiés sont moins nombreux (ou même les ventes d'initiés).

Nombre net d'achats d'initiés (position)

1 ( )

309 out of 11305

Le nombre net d'initiés achetant est le nombre total d'initiés achetant moins le nombre total d'initiés vendant au cours des 90 derniers jours. La position en centile est indiquée ici (de 0 à 100%).

Pourcentage du flottant acheté par les initiés (position)

0.796 %( )

104 out of 11224

Le pourcentage du flottant acheté par les initiés est le nombre total d'actions achetées par les initiés moins le nombre total d'actions vendues par les initiés au cours des 90 derniers jours, divisé par le flottant total et multiplié par 100.

Graphique des opérations d'initiés

Les opérations d'initiés de Codexis, Inc. sont présentées dans le graphique suivant. Les initiés sont des dirigeants, des administrateurs ou des investisseurs importants dans une entreprise. En général, il est illégal pour les initiés d'effectuer des opérations d'initiés dans leur entreprise sur la base d'informations matérielles non publiques. Cela ne signifie pas qu'il est illégal pour eux d'effectuer toute transaction dans leurs propres entreprises. Toutefois, ils doivent déclarer toutes les transactions à la SEC au moyen d'un formulaire 4.

Liste d'initiés et indicateurs de rentabilité

Ce tableau présente la liste des initiés connus et est généré automatiquement à partir des dépôts communiqués à la SEC. Outre les noms, le titre le plus récent et la désignation du directeur, du dirigeant ou du propriétaire à 10 %, nous indiquons les dernières participations divulguées. En outre, lorsque cela est possible, nous indiquons les performances historiques des opérations d'initiés. La performance historique des transactions est une moyenne pondérée de la performance des opérations d'achat réelles sur le marché public effectuées par l'initié. Pour plus d'informations sur le mode de calcul, regardez ce webinaire sur YouTube.

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Initié	Actions détenues	Fractionnement Ajusté
Jennifer Aaker Director - [D]	66 211	66 211
Aldridge Michael D. See Remarks - [O]	0	0
Anton David L. SVP, BioIndustrials - [O]	93 777	93 777
Thomas R Baruch Director, 10% Owner - [D] [10%]	33 093	33 093
Cmea Ventures Life Sciences 2000 Lp Director, 10% Owner - [D] [10%]	0	0
CMEA Ventures LS Management 2000, L.P. 10% Owner - [10%]	0	0
CMEA Ventures Life Sciences 2000, Civil Law Partnership 10% Owner - [10%]	0	0
Cheng Pam P. Director - [D]	69 589	69 589
David J Collier 10% Owner - [10%]	0	0
Cynthia Collins Director - [D]	112 157	112 157
Stephen George Dilly See Remarks, Director - [D] [O]	673 053	673 053
Vre Raymond De Director - [D]	88 829	88 829
Byron L Dorgan Director - [D]	223 581	223 581
Brian Paul Dowd Interim CFO - [O]	28 310	28 310
Georgia Erbez Chief Financial Officer - [O]	76 875	76 875

Initié	Actions détenues	Fractionnement Ajusté
Margaret Nell Fitzgerald See Remarks - [O]	133 770	133 770
Kathleen Sereda Glaub Director - [D]	68 481	68 481
Handelsman Karl D. 10% Owner - [10%]	0	0
Mark Ho Principal Accounting Officer - [O]	12 654	12 654
Bernard J Kelley Director - [D]	206 136	206 136
Alexander Karsner Director - [D]	78 519	78 519
James Lalonde SVP, R&D - [O]	133 402	133 402
Alison Moore Chief Technical Officer - [O]	175 571	175 571
Esther Martinborough Director - [D]	129 036	129 036
John J Nicols Director - [D]	783 965	783 965
Kevin Norrett Chief Operating Officer - [O]	177 327	177 327
David D O'Toole SVP & Chief Financial Officer - [O]	110 687	110 687
Opaleye Management Inc. 10% Owner - [10%]	12 795 000	12 795 000
H Stewart Parker Director - [D]	143 583	143 583
Christos Richards Director - [D]	85 133	85 133

Initié	Actions détenues	Fractionnement Ajusté
Sriram Ryali Chief Financial Officer - [O]	175 791	175 791
Gordon Sangster SVP & Chief Financial Officer - [O]	134 453	134 453
Alan Shaw President and CEO, Director - [D] [O]	44 132	44 132
Sarret Joseph J. SVP and CBO - [O]	74 000	74 000
Peter Seufer-Wasserthal SVP, Pharmaceuticals - [O]	93 064	93 064
Sheehy Douglas T. See Remarks - [O]	247 617	247 617
Rahul Singhvi Director - [D]	137 052	137 052
David V Smith Director - [D]	105 705	105 705
Peter M Strumph Interim President and CEO - [O]	60 756	60 756
Dean Ross Jr Taylor -	38 554	38 554
Matthew Tobin SVP, Research & Development - [O]	78 707	78 707
Vivo Ventures Vii, Llc 10% Owner - [10%]	90 330	90 330
Vivo Ventures Fund VII, L.P. 10% Owner - [10%]	90 330	90 330
Vivo Ventures VII Affiliates Fund, L.P. 10% Owner - [10%]	90 330	90 330
Dennis P Wolf Director - [D]	147 903	147 903
Patrick Y Yang Director - [D]	53 785	53 785

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Historique des achats d'initiés - Analyse des bénéfices à court terme

Dans cette section, nous analysons la rentabilité de chaque achat d'initié non planifié et effectué sur le marché public dans CDXS / Codexis, Inc.. Cette analyse permet de comprendre si l'initié génère régulièrement des rendements anormaux et s'il vaut la peine d'être suivi. Cette analyse porte sur l'année qui suit chaque transaction et les résultats sont théoriques .

Le tableau suivant présente les achats sur le marché public les plus récents qui ne faisaient pas partie d'un plan de trading automatique.

Date de la transaction	Initiés	Actions déclarées	Prix déclaré	Actions ajustées	Prix ajusté	Base de coût	Jours jusqu'au Max	Prix au Max	Bénéfice Max ($)	Rendement maximal (%)
2025-08-04	Opaleye Management Inc.	780	2,8350	780	2,8350	2 211	10	3.1000	207	9,36
2025-07-31	Opaleye Management Inc.	84 220	2,6800	84 220	2,6800	225 710
2025-07-30	Opaleye Management Inc.	1 578	2,7950	1 578	2,7950	4 411
2025-07-29	Opaleye Management Inc.	8 422	2,8200	8 422	2,8200	23 750
2025-07-18	Opaleye Management Inc.	100 000	2,8200	100 000	2,8200	282 000
2025-06-27	Opaleye Management Inc.	100 000	2,3900	100 000	2,3900	239 000
2025-06-16	Opaleye Management Inc.	50 898	2,2400	50 898	2,2400	114 012
2025-06-13	Opaleye Management Inc.	99 102	2,2300	99 102	2,2300	220 997
2025-06-12	Opaleye Management Inc.	100 000	2,2500	100 000	2,2500	225 000

Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.

Historique des ventes d'initiés - Analyse des pertes à court terme

Dans cette section, nous analysons l'évitement des pertes à court terme de chaque vente d'initié non planifiée et réalisée sur le marché public dans CDXS / Codexis, Inc.. Un schéma cohérent d'évitement des pertes peut suggérer que les transactions de vente futures peuvent prédire des baisses de prix. Cette analyse porte sur l'année qui suit chaque transaction, et les résultats sont théoriques .

Le tableau suivant présente les ventes les plus récentes sur le marché public qui ne faisaient pas partie d'un plan de trading automatique.

Date de la transaction	Initiés	Actions déclarées	Prix déclaré	Actions ajustées	Prix ajusté	Base de coût	Jours jusqu'au Min	Prix au Min	Perte maximale évitée ($)	Perte maximale évitée (%)
2023-11-15	Dorgan Byron L	20 000	2,1084	20 000	2,1084	42 168	6	1.9200	-3 768	-8,94
2023-03-08	Fitzgerald Margaret Nell	7 686	4,5552	7 686	4,5552	35 011
2023-03-08	DILLY STEPHEN GEORGE	26 987	4,5552	26 987	4,5552	122 931
2023-03-08	Norrett Kevin	8 258	4,5552	8 258	4,5552	37 617
2023-03-07	Fitzgerald Margaret Nell	8 000	4,6027	8 000	4,6027	36 822
2023-03-07	DILLY STEPHEN GEORGE	28 088	4,6027	28 088	4,6027	129 281
2023-03-07	Norrett Kevin	8 596	4,6027	8 596	4,6027	39 565
2021-08-10	KELLEY BERNARD J	20 000	25,8410	20 000	25,8410	516 820
2019-09-06	KELLEY BERNARD J	14 684	13,8707	14 684	13,8707	203 677

Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.

Historique des transactions

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

Date de dépôt	Date de transaction	Formulaire	Initié	Libellé	Nom du titre	Code	Direct	Prix d'exercice	Prix unitaire	Unités Modifié	Valeur Modifiée (1K)	Options restantes	Actions restantes
2025-08-04	2025-08-04	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,8350	780	2		12 545 000
2025-08-04	2025-07-31	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,6800	84 220	226		12 544 220
2025-07-31	2025-07-30	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,7950	1 578	4		12 460 000
2025-07-31	2025-07-29	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,8200	8 422	24		12 458 422
2025-07-22	2025-07-18	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,8200	100 000	282		12 450 000
2025-07-01	2025-06-27	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,3900	100 000	239		12 350 000
2025-06-16	2025-06-16	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,2400	50 898	114		12 250 000
2025-06-16	2025-06-13	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,2300	99 102	221		12 199 102
2025-06-16	2025-06-12	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,2500	100 000	225		12 100 000
2025-06-12	2025-06-10	4	Smith David V	CDXS	Common Stock	A - Award	D			40 983			105 705
2025-06-12	2025-06-10	4	WOLF DENNIS P	CDXS	Common Stock	A - Award	D			40 983			147 903
2025-06-12	2025-06-10	4	Martinborough Esther	CDXS	Common Stock	A - Award	D			40 983			129 036
2025-06-12	2025-06-10	4	PARKER H STEWART	CDXS	Common Stock	A - Award	D			40 983			143 583
2025-06-12	2025-06-10	4	Richards Christos	CDXS	Common Stock	A - Award	D			40 983			85 133
2025-06-12	2025-06-10	4	Singhvi Rahul	CDXS	Common Stock	A - Award	D			40 983			137 052
2025-06-12	2025-06-10	4	De Vre Raymond	CDXS	Common Stock	A - Award	D			40 983			88 829
2025-06-12	2025-06-10	4	Collins Cynthia	CDXS	Common Stock	A - Award	D			40 983			112 157
2025-05-28	2025-05-28	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,3600	5 000	12		12 000 000
2025-05-28	2025-05-23	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,3600	2 320 000	5 475		11 995 000
2025-05-02	2025-05-01	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,3218	20 000	46		9 675 000
2025-05-02	2025-04-30	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,3064	25 000	58		9 655 000
2025-04-29	2025-04-25	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,2366	25 000	56		9 630 000
2025-04-17	2025-04-17	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,0925	45 000	94		9 605 000
2025-04-17	2025-04-16	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,1270	70 000	149		9 560 000
2025-04-17	2025-04-15	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,2288	25 000	56		9 490 000
2025-04-09	2025-04-08	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		1,9838	100 000	198		9 465 000
2025-04-03	2025-04-03	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,3032	75 000	173		9 365 000
2025-04-03	2025-04-02	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,4552	5 000	12		9 290 000
2025-04-03	2025-04-01	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,4792	35 000	87		9 285 000
2025-04-01	2025-03-28	4	Collins Cynthia	CDXS	Common Stock	A - Award	D			71 174			71 174
2025-03-24	2025-03-21	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,5426	92 923	236		9 250 000
2025-03-24	2025-03-20	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,5386	7	0		9 157 077
2025-03-14	2025-03-13	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,5430	85 000	216		9 150 000
2025-03-10	2025-03-06	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,6135	100 000	261		9 065 000
2025-03-06	2025-03-05	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,6875	10 000	27		8 965 000
2025-03-06	2025-03-04	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,6436	55 000	145		8 955 000
2025-03-04	2025-03-03	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,8123	47 351	133		8 900 000
2025-03-04	2025-02-28	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,9880	147 649	441		8 852 649
2025-02-12	2025-02-12	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		3,9955	15 000	60		8 705 000
2025-02-12	2025-02-11	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		4,1120	12 500	51		8 690 000
2025-02-12	2025-02-10	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		4,1844	22 500	94		8 677 500
2025-02-07	2025-02-05	4	Norrett Kevin	CDXS	Common Stock	A - Award	D			26 875			177 327
2025-02-07	2025-02-05	4	MOORE ALISON	CDXS	Common Stock	A - Award	D			26 875			175 571
2025-02-07	2025-02-05	4	Erbez Georgia	CDXS	Common Stock	A - Award	D			26 875			76 875
2025-02-07	2025-02-05	4	DILLY STEPHEN GEORGE	CDXS	Common Stock	A - Award	D			88 750			673 053
2025-01-31	2025-01-31	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		4,2930	45 000	193		8 655 000
2025-01-31	2025-01-30	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		4,4891	20 000	90		8 610 000
2025-01-16	2025-01-14	4	Richards Christos	CDXS	Common Stock	A - Award	D			44 150			44 150
2025-01-02	2024-12-31	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		4,6603	10 000	47		8 590 000
2025-01-02	2024-12-30	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		4,6969	35 000	164		8 580 000
2024-11-12	2024-11-07	4	De Vre Raymond	CDXS	Common Stock	A - Award	D			47 846			47 846
2024-10-28	2024-10-25	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,9088	25 000	73		8 545 000
2024-10-10	2024-10-10	4	Erbez Georgia	CDXS	Common Stock	A - Award	D			50 000			50 000
2024-10-10	2024-10-10	4	MOORE ALISON	CDXS	Common Stock	A - Award	D			50 000			148 696
2024-09-26	2024-09-25	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,8581	5 000	14		8 520 000
2024-09-26	2024-09-24	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,9357	80 000	235		8 515 000
2024-09-23	2024-09-23	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		2,9441	45 000	132		8 435 000
2024-09-23	2024-09-20	4	Opaleye Management Inc. By Managed account	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		3,0100	45 000	135		250 000
2024-09-23	2024-09-20	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		3,0100	1 010 000	3 040		8 390 000
2024-09-19	2024-09-18	4	Opaleye Management Inc. By Managed account	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		3,1638	6 000	19		205 000
2024-09-19	2024-09-18	4	Opaleye Management Inc. By Opaleye, L.P.	CDXS	Common Stock, par value $0.001 per share	P - Purchase	I		3,1638	55 000	174		7 380 000
2024-06-13	2024-06-11	4	Smith David V	CDXS	Common Stock	A - Award	D			30 120			64 722
2024-06-13	2024-06-11	4	PARKER H STEWART	CDXS	Common Stock	A - Award	D			30 120			102 600
2024-06-13	2024-06-11	4	Singhvi Rahul	CDXS	Common Stock	A - Award	D			30 120			96 069
2024-06-13	2024-06-11	4	WOLF DENNIS P	CDXS	Common Stock	A - Award	D			30 120			106 920
2024-06-13	2024-06-11	4	MOORE ALISON	CDXS	Common Stock	A - Award	D			30 120			98 696
2024-06-13	2024-06-11	4	Dorgan Byron L	CDXS	Common Stock	A - Award	D			30 120			223 581
2024-06-13	2024-06-11	4	Martinborough Esther	CDXS	Common Stock	A - Award	D			30 120			88 053
2024-01-02	2024-01-01	4	Fitzgerald Margaret Nell	CDXS	Common Stock	A - Award	D			52 350			133 770
2024-01-02	2024-01-01	4	Norrett Kevin	CDXS	Common Stock	A - Award	D			52 350			150 452
2024-01-02	2024-01-01	4	Ryali Sriram	CDXS	Common Stock	A - Award	D			52 350			175 791
2024-01-02	2024-01-01	4	DILLY STEPHEN GEORGE	CDXS	Common Stock	A - Award	D			143 425			582 303
2023-11-17	2023-11-15	4	Dorgan Byron L	CDXS	Common Stock	S - Sale	D		2,1084	-20 000	-42		193 461
2023-09-12	2023-09-08	4	Ryali Sriram	CDXS	Common Stock	P - Purchase	D		1,7044	11 650	20		123 441
2023-09-12	2023-09-08	4	Fitzgerald Margaret Nell	CDXS	Common Stock	P - Purchase	D		1,6955	11 834	20		81 420
2023-09-12	2023-09-11	4	Norrett Kevin	CDXS	Common Stock	P - Purchase	D		1,7199	9 000	15		98 102
2023-09-12	2023-09-08	4	DILLY STEPHEN GEORGE	CDXS	Common Stock	P - Purchase	D		1,7263	58 479	101		438 878
2023-06-15	2023-06-13	4	PARKER H STEWART	CDXS	Common Stock	A - Award	D			34 602			72 480
2023-06-15	2023-06-13	4	Dorgan Byron L	CDXS	Common Stock	A - Award	D			34 602			213 461
2023-06-15	2023-06-13	4	Singhvi Rahul	CDXS	Common Stock	A - Award	D			34 602			65 949
2023-06-15	2023-06-13	4	WOLF DENNIS P	CDXS	Common Stock	A - Award	D			34 602			76 800
2023-06-15	2023-06-13	4	Smith David V	CDXS	Common Stock	A - Award	D			34 602			34 602
2023-06-15	2023-06-13	4	Smith David V	CDXS	Common Stock	G - Gift	D			-11 273			0
2023-06-15	2023-06-13	4	Aaker Jennifer	CDXS	Common Stock	A - Award	D			34 602			66 211
2023-06-15	2023-06-13	4	MOORE ALISON	CDXS	Common Stock	A - Award	D			34 602			68 576
2023-06-15	2023-06-13	4	Martinborough Esther	CDXS	Common Stock	A - Award	D			34 602			57 933
2023-04-19	2023-04-18	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		4,1405	-35 714	-148		783 965
2023-04-19	2023-04-18	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		1,9700	35 714	70		819 679
2023-04-19	2023-04-17	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		4,2386	-35 714	-151		783 965
2023-04-19	2023-04-17	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		1,9700	35 714	70		819 679
2023-03-17	2023-03-16	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		4,1071	-35 714	-147		783 965
2023-03-17	2023-03-16	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		1,9700	35 714	70		819 679
2023-03-17	2023-03-15	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		4,0917	-35 714	-146		783 965
2023-03-17	2023-03-15	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		1,9700	35 714	70		819 679
2023-03-09	2023-03-08	4	DILLY STEPHEN GEORGE	CDXS	Common Stock	S - Sale	D		4,5552	-26 987	-123		380 399
2023-03-09	2023-03-07	4	DILLY STEPHEN GEORGE	CDXS	Common Stock	S - Sale	D		4,6027	-28 088	-129		407 386
2023-03-09	2023-02-08	4	DILLY STEPHEN GEORGE	CDXS	Common Stock	A - Award	D			289 000			435 474
2023-03-09	2023-03-08	4	Norrett Kevin	CDXS	Common Stock	S - Sale	D		4,5552	-8 258	-38		89 102
2023-03-09	2023-03-07	4	Norrett Kevin	CDXS	Common Stock	S - Sale	D		4,6027	-8 596	-40		97 360
2023-03-09	2023-02-08	4	Norrett Kevin	CDXS	Common Stock	A - Award	D			83 456			105 956
2023-03-09	2023-03-08	4	Fitzgerald Margaret Nell	CDXS	Common Stock	S - Sale	D		4,5552	-7 686	-35		69 586
2023-03-09	2023-03-07	4	Fitzgerald Margaret Nell	CDXS	Common Stock	S - Sale	D		4,6027	-8 000	-37		77 272
2023-03-09	2023-02-08	4	Fitzgerald Margaret Nell	CDXS	Common Stock	A - Award	D			77 272			85 272
2023-02-27	2023-02-24	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		4,8343	-35 714	-173		783 965
2023-02-27	2023-02-24	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		1,9700	35 714	70		819 679
2023-02-27	2023-02-23	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		5,3593	-39 785	-213		783 965
2023-02-21	2023-02-21	4	DILLY STEPHEN GEORGE	CDXS	Common Stock	A - Award	D			112 500			146 474
2023-02-21	2023-02-21	4	Norrett Kevin	CDXS	Common Stock	A - Award	D			22 500			22 500
2023-02-21	2023-02-21	4	Fitzgerald Margaret Nell	CDXS	Common Stock	A - Award	D			8 000			8 000
2023-02-14	2023-02-10	4	Ryali Sriram	CDXS	Common Stock	A - Award	D			111 791			111 791
2023-02-09	2023-02-07	4	TAYLOR DEAN ROSS JR	CDXS	Common Stock	F - Taxes	D		6,5100	-1 224	-8		38 554
2023-01-25	2023-01-24	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		6,4203	-35 714	-229		823 750
2023-01-25	2023-01-24	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		1,9700	35 714	70		859 464
2023-01-25	2023-01-23	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		6,5764	-39 785	-262		823 750
2022-12-20	2022-12-16	4	PARKER H STEWART	CDXS	Common Stock	A - Award	D			37 878			37 878
2022-12-13	2022-12-12	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		5,6790	-35 714	-203		863 535
2022-12-13	2022-12-12	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		1,9700	35 714	70		899 249
2022-12-13	2022-12-09	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		5,6553	-39 785	-225		863 535
2022-11-17	2022-11-16	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		6,3648	-35 714	-227		903 320
2022-11-17	2022-11-16	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		1,9700	35 714	70		939 034
2022-11-17	2022-11-15	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		6,7923	-39 786	-270		903 320
2022-10-31	2022-10-28	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		5,5339	-35 716	-198		943 106
2022-10-31	2022-10-28	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		1,9700	35 716	70		978 822
2022-10-31	2022-10-27	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		5,6784	-39 786	-226		943 106
2022-10-07	2022-10-06	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		5,9945	-35 716	-214		982 892
2022-10-07	2022-10-06	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		1,9700	35 716	70		1 018 608
2022-10-07	2022-10-05	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		6,0355	-39 787	-240		982 892
2022-09-30	2022-09-28	4	Singhvi Rahul	CDXS	Common Stock	A - Award	D			31 347			31 347
2022-08-16	2022-08-15	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		8,7841	-39 000	-343		1 022 679
2022-08-16	2022-08-15	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		2,3200	39 000	90		1 061 679
2022-08-16	2022-08-12	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		8,6175	-38 500	-332		1 022 679
2022-08-16	2022-08-12	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		2,3200	38 500	89		1 061 179
2022-06-16	2022-06-14	4	Yang Patrick Y	CDXS	Common Stock	A - Award	D			11 273			53 785
2022-06-16	2022-06-14	4	DILLY STEPHEN GEORGE	CDXS	Common Stock	A - Award	D			11 273			33 974
2022-06-16	2022-06-14	4	Martinborough Esther	CDXS	Common Stock	A - Award	D			11 273			23 331
2022-06-16	2022-06-14	4	Aaker Jennifer	CDXS	Common Stock	A - Award	D			11 273			31 609
2022-06-16	2022-06-14	4	Smith David V	CDXS	Common Stock	A - Award	D			11 273			11 273
2022-06-16	2022-06-14	4	Smith David V	CDXS	Common Stock	G - Gift	D			-4 796			0
2022-06-16	2022-06-14	4	WOLF DENNIS P	CDXS	Common Stock	A - Award	D			11 273			42 198
2022-06-16	2022-06-14	4	Dorgan Byron L	CDXS	Common Stock	A - Award	D			11 273			178 859
2022-06-16	2022-06-14	4	MOORE ALISON	CDXS	Common Stock	A - Award	D			11 273			33 974
2022-05-27	2022-05-26	4	Dorgan Byron L	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,62		-20 000		0
2022-05-27	2022-05-26	4	Dorgan Byron L	CDXS	Common Stock	M - Exercise	D		3,6200	20 000	72		167 586
2022-05-13	2022-05-12	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	2,32		-38 500		77 500
2022-05-13	2022-05-12	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		10,6148	-16 409	-174		1 022 679
2022-05-13	2022-05-12	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		10,0920	-22 091	-223		1 039 088
2022-05-13	2022-05-12	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		2,3200	38 500	89		1 061 179
2022-05-13	2022-05-11	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	2,32		-38 500		116 000
2022-05-13	2022-05-11	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		10,3053	-38 500	-397		1 022 679
2022-05-13	2022-05-11	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		2,3200	38 500	89		1 061 179
2022-03-25	2022-03-23	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		20,4861	-4 000	-82		30 925
2022-03-16	2022-03-15	4	Yang Patrick Y	CDXS	Common Stock	S - Sale	D		16,7881	-8 000	-134		42 512
2022-03-11	2022-03-10	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	2,32		-38 500		154 500
2022-03-11	2022-03-10	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		18,9277	-38 500	-729		1 022 679
2022-03-11	2022-03-10	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		2,3200	38 500	89		1 061 179
2022-03-11	2022-03-09	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	2,32		-38 500		193 000
2022-03-11	2022-03-09	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		19,2989	-38 500	-743		1 022 679
2022-03-11	2022-03-09	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		2,3200	38 500	89		1 061 179
2022-03-08	2022-03-05	4	TAYLOR DEAN ROSS JR	CDXS	Common Stock	F - Taxes	D		19,3000	-2 414	-47		39 778
2022-03-08	2022-03-05	4	TAYLOR DEAN ROSS JR	CDXS	Common Stock	F - Taxes	D		19,3000	-2 013	-39		42 192
2022-02-09	2022-02-08	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	26,16		200 062		200 062
2022-02-09	2022-02-07	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	19,39		40 000		40 000
2022-02-09	2022-02-08	4	TAYLOR DEAN ROSS JR	CDXS	Stock Option (Right to Buy)	A - Award	D	26,16		16 006		16 006
2022-02-09	2022-02-08	4	TAYLOR DEAN ROSS JR	CDXS	Common Stock	A - Award	D			11 640			35 205
2022-02-09	2022-02-07	4	TAYLOR DEAN ROSS JR	CDXS	Stock Option (Right to Buy)	A - Award	D	19,39		13 000		13 000
2022-02-09	2022-02-07	4	TAYLOR DEAN ROSS JR	CDXS	Common Stock	A - Award	D			9 000			44 205
2022-01-14	2021-09-15	5	Smith David V Trust	CDXS	Common Stock	G - Gift	I			-4 000			72 501
2021-12-21	2021-12-20	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		29,2652	-2 404	-70		34 925
2021-12-21	2021-12-20	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		28,4290	-2 596	-74		37 329
2021-12-14	2021-12-13	4	Yang Patrick Y	CDXS	Common Stock	S - Sale	D		32,1400	-200	-6		50 512
2021-12-14	2021-12-13	4	Yang Patrick Y	CDXS	Common Stock	S - Sale	D		31,5887	-7 800	-246		50 712
2021-11-12	2021-11-11	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	2,32		-38 500		231 500
2021-11-12	2021-11-11	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		39,0738	-11 327	-443		1 022 679
2021-11-12	2021-11-11	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		38,1852	-27 173	-1 038		1 034 006
2021-11-12	2021-11-11	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		2,3200	38 500	89		1 061 179
2021-11-12	2021-11-10	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		-35 000		0
2021-11-12	2021-11-10	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		40,6940	-19 454	-792		1 022 679
2021-11-12	2021-11-10	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		39,8536	-14 071	-561		1 042 133
2021-11-12	2021-11-10	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		39,1169	-1 475	-58		1 056 204
2021-11-12	2021-11-10	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	35 000	121		1 057 679
2021-10-19	2021-10-18	4	Dorgan Byron L	CDXS	Common Stock	S - Sale	D		28,5300	-2 600	-74		147 586
2021-10-19	2021-10-18	4	Dorgan Byron L	CDXS	Common Stock	S - Sale	D		27,8554	-17 400	-485		150 186
2021-10-18	2021-10-15	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		28,7800	-100	-3		39 925
2021-10-18	2021-10-15	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		28,2950	-5 900	-167		40 025
2021-08-16	2021-08-13	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		-35 000		35 000
2021-08-16	2021-08-13	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		23,7656	-35 000	-832		1 022 679
2021-08-16	2021-08-13	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	35 000	121		1 057 679
2021-08-16	2021-08-12	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		-35 000		70 000
2021-08-16	2021-08-12	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		25,2875	-934	-24		1 022 679
2021-08-16	2021-08-12	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		24,5091	-34 066	-835		1 023 613
2021-08-16	2021-08-12	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	35 000	121		1 057 679
2021-08-12	2021-08-10	4	KELLEY BERNARD J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,62		-20 000		0
2021-08-12	2021-08-10	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		25,8410	-20 000	-517		206 136
2021-08-12	2021-08-10	4	KELLEY BERNARD J	CDXS	Common Stock	M - Exercise	D		3,6200	-20 000	-72		226 136
2021-06-17	2021-06-15	4	DILLY STEPHEN GEORGE	CDXS	Common Stock	A - Award	D			4 796			22 701
2021-06-17	2021-06-15	4	Aaker Jennifer	CDXS	Common Stock	A - Award	D			4 796			20 336
2021-06-17	2021-06-16	4	Yang Patrick Y	CDXS	Common Stock	S - Sale	D		20,3093	-20 000	-406		58 512
2021-06-17	2021-06-15	4	Yang Patrick Y	CDXS	Common Stock	A - Award	D			4 796			78 512
2021-06-17	2021-06-15	4	WOLF DENNIS P	CDXS	Common Stock	A - Award	D			4 796			45 925
2021-06-17	2021-06-15	4	Martinborough Esther	CDXS	Common Stock	A - Award	D			4 796			12 058
2021-06-17	2021-06-15	4	Smith David V	CDXS	Common Stock	A - Award	D			4 796			4 796
2021-06-17	2021-06-15	4	Smith David V	CDXS	Common Stock	G - Gift	D			-8 952			0
2021-06-17	2021-06-15	4	MOORE ALISON	CDXS	Common Stock	A - Award	D			4 796			22 701
2021-06-17	2021-06-15	4	Dorgan Byron L	CDXS	Common Stock	A - Award	D			4 796			167 586
2021-05-19	2021-05-18	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		-35 000		105 000
2021-05-19	2021-05-18	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		18,9309	-21 123	-400		1 022 679
2021-05-19	2021-05-18	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		18,5618	-13 877	-258		1 043 802
2021-05-19	2021-05-18	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	35 000	121		1 057 679
2021-05-19	2021-05-17	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		-35 385		140 000
2021-05-19	2021-05-17	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		18,1242	-35 385	-641		1 022 679
2021-05-19	2021-05-17	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	35 385	122		1 058 064
2021-04-22	2021-04-21	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		22,6433	-2 500	-57		206 136
2021-04-07	2021-04-06	4	Yang Patrick Y	CDXS	Common Stock	S - Sale	D		25,1547	10 000	252		73 716
2021-04-07	2021-04-05	4	Yang Patrick Y	CDXS	Common Stock	S - Sale	D		24,2732	-10 000	-243		83 716
2021-03-29	2021-03-25	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		20,8236	-4 858	-101		41 129
2021-03-29	2021-03-25	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		20,0680	-5 142	-103		45 987
2021-03-09	2021-03-08	4	KELLEY BERNARD J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	10,51		-20 000		0
2021-03-09	2021-03-08	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		18,7175	-20 000	-374		208 636
2021-03-09	2021-03-08	4	KELLEY BERNARD J	CDXS	Common Stock	M - Exercise	D		10,5100	20 000	210		228 636
2021-03-09	2021-03-05	4	TAYLOR DEAN ROSS JR	CDXS	Common Stock	F - Taxes	D		19,5100	-2 419	-47		23 565
2021-02-18	2021-02-16	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	26,16		35 000		35 000
2021-02-18	2021-02-16	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	14,43		198 000		198 000
2021-02-18	2021-02-16	4	TAYLOR DEAN ROSS JR	CDXS	Stock Option (Right to Buy)	A - Award	D	14,43		17 600		17 600
2021-02-18	2021-02-16	4	TAYLOR DEAN ROSS JR	CDXS	Stock Option (Right to Buy)	A - Award	D	26,16		10 000		10 000
2021-02-18	2021-02-16	4	TAYLOR DEAN ROSS JR	CDXS	Common Stock	A - Award	D			5 000			25 984
2021-02-18	2021-02-16	4	TAYLOR DEAN ROSS JR	CDXS	Common Stock	A - Award	D			14 080			20 984
2021-02-18	2021-02-11	4	TAYLOR DEAN ROSS JR	CDXS	Common Stock	F - Taxes	D		26,6700	-1 096	-29		6 904
2021-02-03	2021-02-02	4	Martinborough Esther	CDXS	Common Stock	A - Award	D			7 262			7 262
2021-01-21	2021-01-21	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		24,9755	-2 500	-62		208 636
2021-01-21	2021-01-21	4	Dorgan Byron L	CDXS	Stock Option (Right to Buy)	M - Exercise	D	10,63		-25 000		0
2021-01-21	2021-01-21	4	Dorgan Byron L	CDXS	Common Stock	S - Sale	D		25,1678	-25 000	-629		162 790
2021-01-21	2021-01-21	4	Dorgan Byron L	CDXS	Common Stock	M - Exercise	D		10,6300	25 000	266		187 790
2021-01-21	2021-01-20	4	Dorgan Byron L	CDXS	Stock Option (Right to Buy)	M - Exercise	D	10,63		-25 000		25 000
2021-01-21	2021-01-20	4	Dorgan Byron L	CDXS	Common Stock	S - Sale	D		26,7463	-25 000	-669		162 790
2021-01-21	2021-01-20	4	Dorgan Byron L	CDXS	Common Stock	M - Exercise	D		10,6300	25 000	266		187 790
2020-12-22	2020-12-21	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		19,9874	-10 000	-200		51 129
2020-10-23	2020-10-21	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		14,0027	-2 500	-35		211 136
2020-10-13	2020-10-09	4	Dorgan Byron L	CDXS	Stock Option (Right to Buy)	M - Exercise	D	10,63		-25 000		50 000
2020-10-13	2020-10-09	4	Dorgan Byron L	CDXS	Common Stock	S - Sale	D		13,5411	-25 000	-339		162 790
2020-10-13	2020-10-09	4	Dorgan Byron L	CDXS	Common Stock	M - Exercise	D		10,6300	25 000	266		187 790
2020-10-13	2020-10-08	4	Dorgan Byron L	CDXS	Stock Option (Right to Buy)	M - Exercise	D	10,63		-25 000		75 000
2020-10-13	2020-10-08	4	Dorgan Byron L	CDXS	Common Stock	S - Sale	D		13,4926	-25 000	-337		162 790
2020-10-13	2020-10-08	4	Dorgan Byron L	CDXS	Common Stock	M - Exercise	D		10,6300	25 000	266		187 790
2020-09-28	2020-09-24	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		11,6845	-10 000	-117		61 129
2020-08-07	2020-08-05	4	Aaker Jennifer	CDXS	Common Stock	A - Award	D			15 540			15 540
2020-07-23	2020-07-21	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		12,7861	-2 500	-32		213 636
2020-06-26	2020-06-25	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		10,9694	-10 000	-110		71 129
2020-06-18	2020-06-16	4	DILLY STEPHEN GEORGE	CDXS	Common Stock	A - Award	D			17 905			17 905
2020-06-18	2020-06-16	4	MOORE ALISON	CDXS	Common Stock	A - Award	D			17 905			17 905
2020-06-18	2020-06-16	4	Yang Patrick Y	CDXS	Common Stock	A - Award	D			8 952			93 716
2020-06-18	2020-06-16	4	WOLF DENNIS P	CDXS	Common Stock	A - Award	D			8 952			81 129
2020-06-18	2020-06-16	4	Smith David V	CDXS	Common Stock	A - Award	D			8 952			8 952
2020-06-18	2020-06-11	4	Smith David V	CDXS	Common Stock	G - Gift	D			-4 947			0
2020-06-18	2020-06-16	4	Dorgan Byron L	CDXS	Common Stock	A - Award	D			8 952			162 790
2020-06-18	2020-06-16	4	KELLEY BERNARD J	CDXS	Common Stock	A - Award	D			8 952			216 136
2020-06-16	2020-06-12	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		10,6053	-4 947	-52		33 093
2020-04-23	2020-04-21	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		10,5800	-2 500	-26		207 184
2020-04-03	2020-04-02	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		10,5154	-7 500	-79		38 040
2020-04-03	2020-04-01	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		10,8768	-7 500	-82		45 540
2020-03-27	2020-03-25	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		11,2167	-600	-7		72 177
2020-03-27	2020-03-25	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		10,3250	-9 400	-97		72 777
2020-02-25	2020-02-21	4	Dorgan Byron L	CDXS	Common Stock	S - Sale	D		14,0218	-16 702	-234		153 838
2020-02-13	2020-02-11	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	14,43		50 000		50 000
2020-02-13	2020-02-11	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	21,80		138 600		138 600
2020-02-13	2019-09-12	4	NICOLS JOHN J	CDXS	Common Stock	G - Gift	D			-60 000			1 022 679
2020-02-13	2020-02-11	4	TAYLOR DEAN ROSS JR	CDXS	Stock Option (Right to Buy)	A - Award	D	14,43		15 000		15 000
2020-02-13	2020-02-11	4	TAYLOR DEAN ROSS JR	CDXS	Common Stock	A - Award	D			8 000			8 000
2020-01-22	2020-01-21	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		18,0000	-2 500	-45		209 684
2020-01-17	2020-01-16	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		18,6090	-10 000	-186		53 040
2020-01-17	2020-01-15	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		18,6816	-10 000	-187		63 040
2019-12-20	2019-12-19	4	WOLF DENNIS P	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,62		-20 000		0
2019-12-20	2019-12-19	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		16,2192	-20 000	-324		82 177
2019-12-20	2019-12-19	4	WOLF DENNIS P	CDXS	Common Stock	M - Exercise	D		3,6200	20 000	72		102 177
2019-12-13	2019-12-12	4	Dorgan Byron L	CDXS	Common Stock	S - Sale	D		15,6389	-25 000	-391		170 540
2019-12-12	2019-12-11	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		15,5938	-17 500	-273		73 040
2019-12-12	2019-12-10	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		15,6135	-17 500	-273		90 540
2019-09-06	2019-09-06	4	Yang Patrick Y	CDXS	Common Stock	P - Purchase	D		13,7352	5 000	69		84 764
2019-09-06	2019-09-04	4	Yang Patrick Y	CDXS	Common Stock	P - Purchase	D		13,6156	3 000	41		79 764
2019-09-06	2019-09-06	4	KELLEY BERNARD J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	10,92		-16 666		0
2019-09-06	2019-09-06	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		13,8707	-14 684	-204		212 184
2019-09-06	2019-09-06	4	KELLEY BERNARD J	CDXS	Common Stock	M - Exercise	D		10,9200	16 666	182		226 868
2019-09-04	2019-09-03	4	Yang Patrick Y	CDXS	Common Stock	P - Purchase	D		13,9688	6 000	84		76 764
2019-08-26	2019-08-22	4	Yang Patrick Y	CDXS	Common Stock	P - Purchase	D		12,9400	12 000	155		70 764
2019-08-22	2019-08-20	4	NICOLS JOHN J	CDXS	Common Stock	P - Purchase	D		13,3000	10 000	133		1 082 679
2019-08-22	2019-08-20	4	NICOLS JOHN J	CDXS	Common Stock	P - Purchase	D		13,3000	10 000	133		1 082 679
2019-08-22	2019-08-20	4	TAYLOR DEAN ROSS JR	CDXS	Stock Option (Right to Buy)	A - Award	D	13,01		42 285		42 285
2019-06-13	2019-06-11	4	BARUCH THOMAS R	CDXS	Common Stock	A - Award	D			4 947			108 040
2019-06-13	2019-06-11	4	Cheng Pam P.	CDXS	Common Stock	A - Award	D			4 947			69 589
2019-06-13	2019-06-11	4	Dorgan Byron L	CDXS	Common Stock	A - Award	D			4 947			195 540
2019-06-13	2019-06-11	4	Glaub Kathleen Sereda	CDXS	Common Stock	A - Award	D			4 947			68 481
2019-06-13	2019-06-11	4	KELLEY BERNARD J	CDXS	Common Stock	A - Award	D			4 947			210 202
2019-06-13	2019-06-11	4	Smith David V	CDXS	Common Stock	A - Award	D			4 947			4 947
2019-06-13	2019-06-11	4	WOLF DENNIS P	CDXS	Common Stock	A - Award	D			4 947			82 177
2019-06-13	2019-06-11	4	Yang Patrick Y	CDXS	Common Stock	A - Award	D			4 947			58 764
2019-05-15	2019-05-14	4	Lalonde James	CDXS	Stock Option (Right to Buy)	M - Exercise	D	7,46		-2 378		0
2019-05-15	2019-05-14	4	Lalonde James	CDXS	Common Stock	S - Sale	D		18,9485	-2 378	-45		133 402
2019-05-15	2019-05-14	4	Lalonde James	CDXS	Common Stock	M - Exercise	D		7,4600	2 378	18		135 780
2019-05-15	2019-05-13	4	Lalonde James	CDXS	Stock Option (Right to Buy)	M - Exercise	D	7,46		-17 621		2 378
2019-05-15	2019-05-13	4	Lalonde James	CDXS	Common Stock	S - Sale	D		18,6116	-17 621	-328		133 402
2019-05-15	2019-05-13	4	Lalonde James	CDXS	Common Stock	M - Exercise	D		7,4600	17 621	131		151 023
2019-03-22	2019-03-21	4	SANGSTER GORDON	CDXS	Stock Option (Right to Buy)	M - Exercise	D	4,10		40 000		83 000
2019-03-22	2019-03-21	4	SANGSTER GORDON	CDXS	Common Stock	S - Sale	D		20,9051	-40 000	-836		134 453
2019-03-22	2019-03-21	4	SANGSTER GORDON	CDXS	Common Stock	M - Exercise	D		4,1000	40 000	164		174 453
2019-03-22	2019-03-20	4	SANGSTER GORDON	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,39		40 000		18 000
2019-03-22	2019-03-20	4	SANGSTER GORDON	CDXS	Common Stock	S - Sale	D		20,8503	-40 000	-834		134 453
2019-03-22	2019-03-20	4	SANGSTER GORDON	CDXS	Common Stock	M - Exercise	D		3,3900	40 000	136		174 453
2019-03-20	2019-03-19	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		-40 000		175 385
2019-03-20	2019-03-19	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		20,7876	-40 000	-832		1 072 679
2019-03-20	2019-03-19	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	40 000	138		1 112 679
2019-03-20	2019-03-18	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		-15 072		215 385
2019-03-20	2019-03-18	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		20,9472	-15 072	-316		1 072 679
2019-03-20	2019-03-18	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	15 072	52		1 087 751
2019-02-27	2019-02-26	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		21,9600	-9 000	-198		77 230
2019-02-22	2019-02-20	4	SANGSTER GORDON	CDXS	Stock Option (Right to Buy)	A - Award	D	21,80		25 000		25 000
2019-02-22	2019-02-20	4	SANGSTER GORDON	CDXS	Stock Option (Right to Buy)	A - Award	D	8,95		112 100		112 100
2019-02-22	2019-02-20	4	Lalonde James	CDXS	Stock Option (Right to Buy)	A - Award	D	21,80		23 000		23 000
2019-02-22	2019-02-20	4	Lalonde James	CDXS	Stock Option (Right to Buy)	A - Award	D	8,95		100 300		100 300
2019-02-22	2019-02-20	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	21,80		40 000		40 000
2019-02-22	2019-02-20	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	8,95		383 500		383 500
2019-02-13	2019-02-12	4	Lalonde James	CDXS	Common Stock	S - Sale	D		21,6930	-8 957	-194		133 402
2019-02-13	2019-02-11	4	Lalonde James	CDXS	Common Stock	S - Sale	D		21,5737	-8 958	-193		142 359
2019-01-28	2018-10-03	4/A	SANGSTER GORDON	CDXS	Common Stock	M - Exercise	D		2,4500	40 000	98		174 453
2019-01-28	2018-10-02	4/A	SANGSTER GORDON	CDXS	Common Stock	M - Exercise	D		2,4500	40 000	98		174 453
2019-01-28	2019-01-25	4	SANGSTER GORDON	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,39		40 000		58 000
2019-01-28	2019-01-25	4	SANGSTER GORDON	CDXS	Common Stock	S - Sale	D		17,1059	-40 000	-684		134 453
2019-01-28	2019-01-25	4	SANGSTER GORDON	CDXS	Common Stock	M - Exercise	D		3,3900	40 000	136		174 453
2019-01-28	2019-01-24	4	SANGSTER GORDON	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,39		35 000		98 000
2019-01-28	2019-01-24	4	SANGSTER GORDON	CDXS	Common Stock	S - Sale	D		16,7412	-35 000	-586		134 453
2019-01-28	2019-01-24	4	SANGSTER GORDON	CDXS	Common Stock	M - Exercise	D		3,3900	35 000	119		169 453
2018-12-31	2018-12-28	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		15,9780	-12 500	-200		103 093
2018-12-31	2018-12-27	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		16,0861	-12 500	-201		115 593
2018-12-28	2018-12-26	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		15,8250	-9 000	-142		86 230
2018-12-26	2018-12-21	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		17,4097	-804	-14		205 255
2018-12-26	2018-12-21	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		16,9452	-9 402	-159		206 059
2018-12-21	2018-12-20	4	Yang Patrick Y	CDXS	Common Stock	S - Sale	D		18,6146	-7 100	-132		53 817
2018-12-21	2018-12-20	4	Yang Patrick Y	CDXS	Common Stock	S - Sale	D		17,5044	-17 900	-313		60 917
2018-12-21	2018-12-19	4	Yang Patrick Y	CDXS	Common Stock	S - Sale	D		19,2183	-25 000	-480		78 817
2018-12-10	2018-12-07	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		-40 000		230 457
2018-12-10	2018-12-07	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		22,0906	-3 812	-84		1 072 679
2018-12-10	2018-12-07	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	3 812	13		1 076 491
2018-12-10	2018-12-06	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		-40 000		234 269
2018-12-10	2018-12-06	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		21,7458	-40 000	-870		1 072 679
2018-12-10	2018-12-06	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	40 000	138		1 112 679
2018-11-14	2018-11-13	4	Lalonde James	CDXS	Common Stock	S - Sale	D		15,2238	-6 726	-102		151 317
2018-11-14	2018-11-12	4	Lalonde James	CDXS	Common Stock	S - Sale	D		15,5665	-6 727	-105		158 043
2018-10-04	2018-10-03	4	SANGSTER GORDON	CDXS	Stock Option (Right to Buy)	M - Exercise	D	2,45		-40 000		35 000
2018-10-04	2018-10-03	4	SANGSTER GORDON	CDXS	Common Stock	S - Sale	D		17,3023	-26 442	-458		134 453
2018-10-04	2018-10-03	4	SANGSTER GORDON	CDXS	Common Stock	S - Sale	D		16,7435	-13 558	-227		160 895
2018-10-04	2018-10-03	4	SANGSTER GORDON	CDXS	Common Stock	M - Exercise	D		17,1129	40 000	685		174 453
2018-10-04	2018-10-02	4	SANGSTER GORDON	CDXS	Stock Option (Right to Buy)	M - Exercise	D	2,45		-40 000		75 000
2018-10-04	2018-10-02	4	SANGSTER GORDON	CDXS	Common Stock	S - Sale	D		16,7619	-40 000	-670		134 453
2018-10-04	2018-10-02	4	SANGSTER GORDON	CDXS	Common Stock	M - Exercise	D		16,7619	40 000	670		174 453
2018-10-01	2018-09-28	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		-40 000		274 269
2018-10-01	2018-09-28	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		17,4331	-40 000	-697		1 072 679
2018-10-01	2018-09-28	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	40 000	138		1 112 679
2018-10-01	2018-09-27	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		-40 000		314 269
2018-10-01	2018-09-27	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		18,6754	-7 100	-133		1 072 679
2018-10-01	2018-09-27	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		17,5001	-32 900	-576		1 079 779
2018-10-01	2018-09-27	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	40 000	138		1 112 679
2018-09-28	2018-09-27	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		18,7158	-3 900	-73		128 093
2018-09-28	2018-09-27	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		17,7805	-8 600	-153		131 993
2018-09-28	2018-09-26	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		18,9991	-12 500	-237		140 593
2018-09-28	2018-09-26	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		19,1691	-9 000	-173		95 230
2018-09-27	2018-09-25	4	Glaub Kathleen Sereda	CDXS	Common Stock	S - Sale	D		18,8253	-14 492	-273		63 534
2018-09-25	2018-09-21	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		18,1208	-10 207	-185		215 461
2018-09-20	2018-09-19	4	Glaub Kathleen Sereda	CDXS	Common Stock	S - Sale	D		17,9352	-20 094	-360		78 026
2018-09-20	2018-09-19	4	Yang Patrick Y	CDXS	Common Stock	S - Sale	D		17,9371	-25 000	-448		103 817
2018-09-20	2018-09-18	4	Yang Patrick Y	CDXS	Common Stock	S - Sale	D		18,4700	-25 000	-462		128 817
2018-09-06	2018-09-05	4	Lalonde James	CDXS	Common Stock	S - Sale	D		17,3531	-12 381	-215		164 770
2018-09-06	2018-09-04	4	Lalonde James	CDXS	Common Stock	S - Sale	D		17,1559	-17 915	-307		177 151
2018-09-04	2018-08-30	4	KELLEY BERNARD J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	7,46		-16 666		0
2018-09-04	2018-08-30	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		17,1475	-16 666	-286		225 668
2018-09-04	2018-08-30	4	KELLEY BERNARD J	CDXS	Common Stock	M - Exercise	D		7,4600	16 666	124		242 334
2018-08-23	2018-08-21	4	SANGSTER GORDON	CDXS	Common Stock	S - Sale	D		15,3131	-18 736	-287		134 453
2018-08-21	2018-08-20	4	WOLF DENNIS P	CDXS	Stock Option (Right to Buy)	M - Exercise	D	10,51		-18 333		0
2018-08-21	2018-08-20	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		15,2405	-18 333	-279		104 230
2018-08-21	2018-08-20	4	WOLF DENNIS P	CDXS	Common Stock	M - Exercise	D		10,5100	18 333	193		122 563
2018-08-21	2018-08-17	4	WOLF DENNIS P	CDXS	Stock Option (Right to Buy)	M - Exercise	D	10,51		-1 667		18 333
2018-08-21	2018-08-17	4	WOLF DENNIS P	CDXS	Stock Option (Right to Buy)	M - Exercise	D	10,92		-16 666		0
2018-08-21	2018-08-17	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		14,7064	-18 333	-270		104 230
2018-08-21	2018-08-17	4	WOLF DENNIS P	CDXS	Common Stock	M - Exercise	D		10,5100	1 667	18		122 563
2018-08-21	2018-08-17	4	WOLF DENNIS P	CDXS	Common Stock	M - Exercise	D		10,9200	16 666	182		120 896
2018-08-20	2018-08-16	4	Yang Patrick Y By Patrick & Shu-O Yang TTEES	CDXS	Common Stock	S - Sale	I		14,4500	-150 340	-2 172		0
2018-08-16	2018-08-15	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		-2 400		354 269
2018-08-16	2018-08-15	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		14,9002	-2 400	-36		1 072 679
2018-08-16	2018-08-15	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	2 400	8		1 075 079
2018-08-16	2018-08-14	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		-11 859		356 669
2018-08-16	2018-08-14	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		15,1935	-11 859	-180		1 072 679
2018-08-16	2018-08-14	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	11 859	41		1 084 538
2018-07-20	2018-07-19	4	Yang Patrick Y	CDXS	Common Stock	S - Sale	D		15,5193	-25 000	-388		304 157
2018-07-20	2018-07-18	4	Yang Patrick Y	CDXS	Common Stock	S - Sale	D		15,3968	-25 000	-385		329 157
2018-07-20	2018-07-18	4	Glaub Kathleen Sereda	CDXS	Common Stock	S - Sale	D		15,3400	-10 000	-153		98 120
2018-07-18	2018-07-17	4	Lalonde James	CDXS	Common Stock	S - Sale	D		15,2737	-7 500	-115		195 066
2018-07-18	2018-07-16	4	Lalonde James	CDXS	Common Stock	S - Sale	D		15,5276	-7 500	-116		202 566
2018-07-17	2018-07-16	4	Dorgan Byron L	CDXS	Common Stock	S - Sale	D		15,4880	-10 000	-155		190 593
2018-06-28	2018-06-26	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		14,4678	-9 000	-130		104 230
2018-06-27	2018-06-26	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		14,3820	-12 500	-180		153 093
2018-06-27	2018-06-25	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		15,4840	-12 500	-194		165 593
2018-06-22	2018-06-21	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		16,5839	-10 206	-169		225 668
2018-06-12	2018-06-11	4	Smith David V	CDXS	Common Stock	A - Award	D			5 923			5 923
2018-06-12	2018-06-11	4	KELLEY BERNARD J	CDXS	Common Stock	A - Award	D			5 923			235 874
2018-06-12	2018-06-11	4	Glaub Kathleen Sereda	CDXS	Common Stock	A - Award	D			5 923			108 120
2018-06-12	2018-06-11	4	Dorgan Byron L	CDXS	Common Stock	A - Award	D			5 923			200 593
2018-06-12	2018-06-11	4	Cheng Pam P.	CDXS	Common Stock	A - Award	D			5 923			64 642
2018-06-12	2018-06-11	4	BARUCH THOMAS R	CDXS	Common Stock	A - Award	D			5 923			178 093
2018-06-12	2018-06-11	4	Yang Patrick Y	CDXS	Common Stock	A - Award	D			5 923			354 157
2018-06-12	2018-06-12	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		14,4145	-8 947	-129		113 230
2018-06-12	2018-06-11	4	WOLF DENNIS P	CDXS	Common Stock	A - Award	D			5 923			122 177
2018-06-12	2018-06-11	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		-1 800		368 528
2018-06-12	2018-06-11	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		14,4750	-1 800	-26		1 072 679
2018-06-12	2018-06-11	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	1 800	6		1 074 479
2018-06-12	2018-06-08	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		-7 207		370 328
2018-06-12	2018-06-08	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		15,3524	-7 207	-111		1 072 679
2018-06-12	2018-06-08	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	7 207	25		1 079 886
2018-05-25	2018-05-24	4	SANGSTER GORDON	CDXS	Common Stock	S - Sale	D		14,1069	-18 736	-264		153 189
2018-05-23	2018-05-22	4	Cheng Pam P.	CDXS	Common Stock	S - Sale	D		14,1666	-19 607	-278		58 719
2018-05-23	2018-05-21	4	Cheng Pam P.	CDXS	Common Stock	S - Sale	D		14,3062	-2 030	-29		78 326
2018-05-23	2018-05-21	4	Cheng Pam P.	CDXS	Common Stock	S - Sale	D		13,8227	-17 578	-243		80 356
2018-05-18	2018-05-17	4	Aldridge Michael D.	CDXS	Stock Option (Right to Buy)	M - Exercise	D	4,37		-22 000		206 000
2018-05-18	2018-05-17	4	Aldridge Michael D.	CDXS	Common Stock	S - Sale	D		13,5393	-22 000	-298		0
2018-05-18	2018-05-17	4	Aldridge Michael D.	CDXS	Common Stock	M - Exercise	D		4,3700	22 000	96		22 000
2018-05-16	2018-05-15	4	Aldridge Michael D.	CDXS	Stock Option (Right to Buy)	M - Exercise	D	4,37		-22 000		228 000
2018-05-16	2018-05-15	4	Aldridge Michael D.	CDXS	Common Stock	S - Sale	D		12,9066	-22 000	-284		0
2018-05-16	2018-05-15	4	Aldridge Michael D.	CDXS	Common Stock	M - Exercise	D		4,3700	22 000	96		22 000
2018-05-15	2018-05-15	4	Lalonde James	CDXS	Common Stock	S - Sale	D		12,9030	-10 000	-129		210 066
2018-05-15	2018-05-14	4	Lalonde James	CDXS	Common Stock	S - Sale	D		13,0900	-10 000	-131		220 066
2018-04-05	2018-04-03	4	Smith David V	CDXS	Common Stock	S - Sale	I		10,3688	-6 000	-62		56 679
2018-03-30	2018-03-29	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		11,0556	-12 500	-138		172 170
2018-03-30	2018-03-28	4	BARUCH THOMAS R	CDXS	Common Stock	S - Sale	D		11,0498	-12 500	-138		184 670
2018-03-28	2018-03-27	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		11,1440	-12 500	-139		116 254
2018-03-28	2018-03-26	4	WOLF DENNIS P	CDXS	Stock Option (right to buy)	M - Exercise	D	7,46		-16 666		0
2018-03-28	2018-03-26	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		11,1460	-29 166	-325		128 754
2018-03-28	2018-03-26	4	WOLF DENNIS P	CDXS	Common Stock	M - Exercise	D		7,4600	16 666	124		157 920
2018-03-23	2018-03-23	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		16 154		377 535
2018-03-23	2018-03-23	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		11,4309	-16 154	-185		1 072 679
2018-03-23	2018-03-23	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	16 154	56		1 088 833
2018-03-23	2018-03-22	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	3,46		6 311		393 689
2018-03-23	2018-03-22	4	NICOLS JOHN J	CDXS	Common Stock	S - Sale	D		11,9115	-6 311	-75		1 072 679
2018-03-23	2018-03-22	4	NICOLS JOHN J	CDXS	Common Stock	M - Exercise	D		3,4600	6 311	22		1 078 990
2018-03-22	2018-03-21	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		12,2166	10 206	125		229 951
2018-03-07	2018-03-05	4	Lalonde James	CDXS	Common Stock	F - Taxes	D		10,9000	-11 920	-130		230 066
2018-03-07	2018-03-05	4	NICOLS JOHN J	CDXS	Common Stock	F - Taxes	D		10,9000	-92 175	-1 005		1 072 679
2018-03-07	2018-03-05	4	SANGSTER GORDON	CDXS	Common Stock	F - Taxes	D		10,9000	-18 497	-202		171 925
2018-02-23	2018-02-20	4/A	Aldridge Michael D.	CDXS	Stock Option (Right to Buy)	A - Award	D	8,95		60 000		60 000
2018-02-23	2018-02-20	4/A	Lalonde James	CDXS	Stock Option (Right to Buy)	A - Award	D	8,95		55 000		55 000
2018-02-23	2018-02-20	4/A	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	8,95		130 000		130 000
2018-02-23	2018-02-20	4/A	SANGSTER GORDON	CDXS	Stock Option (Right to Buy)	A - Award	D	8,95		60 000		60 000
2018-02-22	2018-02-21	4	SANGSTER GORDON	CDXS	Stock Option (Right to Buy)	A - Award	D	9,05		60 000		60 000
2018-02-22	2018-02-21	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	9,05		130 000		130 000
2018-02-22	2018-02-21	4	Lalonde James	CDXS	Stock Option (Right to Buy)	A - Award	D	9,05		55 000		55 000
2018-02-22	2018-02-21	4	Aldridge Michael D.	CDXS	Stock Option (Right to Buy)	A - Award	D	9,05		60 000		60 000
2018-02-07	2018-02-05	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	4,60		671 000		671 000
2018-02-07	2018-02-05	4	Lalonde James	CDXS	Stock Option (Right to Buy)	A - Award	D	4,60		147 620		147 620
2018-02-07	2018-02-05	4	Aldridge Michael D.	CDXS	Stock Option (Right to Buy)	A - Award	D	4,60		167 750		167 750
2018-02-07	2018-02-05	4	SANGSTER GORDON	CDXS	Stock Option (Right to Buy)	A - Award	D	4,60		167 750		167 750
2017-12-07	2015-08-21	4	Yang Patrick Y	CDXS	Common Stock	P - Purchase	D		3,9769	10 000	40		348 234
2017-09-18	2017-09-14	4	Vivo Ventures Fund VII, L.P. By Vivo Ventures VII Affiliates Fund, L.P.	CDXS	Common Stock	S - Sale	I		5,7750	-22 610	-131		90 330
2017-09-18	2017-09-14	4	Vivo Ventures Fund VII, L.P. By Vivo Ventures Fund VII, L.P.	CDXS	Common Stock	S - Sale	I		5,7750	-1 037 390	-5 991		4 144 495
2017-08-22	2017-08-18	4	SANGSTER GORDON	CDXS	Common Stock	F - Taxes	D		5,4500	-6 264	-34		190 422
2017-06-16	2017-06-14	4	Dorgan Byron L	CDXS	Common Stock	A - Award	D			17 894			194 670
2017-06-16	2017-06-14	4	Cheng Pam P.	CDXS	Common Stock	A - Award	D			17 894			97 934
2017-06-16	2017-06-14	4	BARUCH THOMAS R	CDXS	Common Stock	A - Award	D			17 894			197 170
2017-06-16	2017-06-14	4	Yang Patrick Y	CDXS	Common Stock	A - Award	D			17 894			338 234
2017-06-16	2017-06-14	4	WOLF DENNIS P	CDXS	Common Stock	A - Award	D			17 894			141 254
2017-06-16	2017-06-14	4	Smith David V	CDXS	Common Stock	A - Award	D			17 894			62 679
2017-06-16	2017-06-14	4	Glaub Kathleen Sereda	CDXS	Common Stock	A - Award	D			17 894			102 197
2017-06-16	2017-06-14	4	KELLEY BERNARD J	CDXS	Common Stock	A - Award	D			17 894			240 157
2017-03-07	2017-03-05	4	SANGSTER GORDON	CDXS	Common Stock	F - Taxes	D		4,1500	-34 847	-145		196 686
2017-03-07	2017-03-05	4	NICOLS JOHN J	CDXS	Common Stock	F - Taxes	D		4,1500	-149 119	-619		1 164 854
2017-03-07	2017-03-05	4	Lalonde James	CDXS	Common Stock	F - Taxes	D		4,1500	-20 630	-86		241 986
2017-02-14	2017-02-10	4	Lalonde James	CDXS	Common Stock	F - Taxes	D		4,3500	-2 404	-10		262 616
2017-02-14	2017-02-10	4	NICOLS JOHN J	CDXS	Common Stock	F - Taxes	D		4,3500	-8 554	-37		1 313 973
2017-02-14	2017-01-16	4	SANGSTER GORDON	CDXS	Common Stock	A - Award	D			105 302			231 533
2017-02-14	2017-01-16	4	Lalonde James	CDXS	Common Stock	A - Award	D			66 881			265 020
2017-02-14	2017-01-16	4	NICOLS JOHN J	CDXS	Common Stock	A - Award	D			421 208			1 322 527
2017-02-07	2017-02-03	4	Aldridge Michael D.	CDXS	Stock Options (Right to Buy)	A - Award	D	4,60		125 000		125 000
2017-02-07	2017-02-03	4	Lalonde James	CDXS	Stock Options (Right to Buy)	A - Award	D	4,60		110 000		110 000
2017-02-07	2017-02-03	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	4,60		220 000		220 000
2017-02-07	2017-02-03	4	SANGSTER GORDON	CDXS	Stock Options (Right to Buy)	A - Award	D	4,60		125 000		125 000
2017-01-09	2017-01-05	4	Lalonde James	CDXS	Stock Option (Right to Buy)	M - Exercise	D	2,45		-6 666		0
2017-01-09	2017-01-05	4	Lalonde James	CDXS	Common Stock	M - Exercise	D		2,4500	6 666	16		198 139
2016-11-15	2016-11-15	4	Yang Patrick Y	CDXS	Common Stock	P - Purchase	D		4,8300	10 000	48		320 340
2016-10-18	2016-10-16	4	Aldridge Michael D.	CDXS	Stock Option (Right to Buy)	A - Award	D	4,37		250 000		250 000
2016-09-12	2016-09-08	4	VIVO VENTURES VII, LLC By Vivo Ventures VII Affiliates Fund, L.P.	CDXS	Common Stock	S - Sale	I		4,2529	-2 381	-10		112 940
2016-09-12	2016-09-08	4	VIVO VENTURES VII, LLC By Vivo Ventures Fund VII, L.P.	CDXS	Common Stock	S - Sale	I		4,2529	-109 219	-464		5 181 885
2016-08-30	2016-08-29	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		4,1873	-9 000	-38		123 360
2016-08-30	2016-08-26	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		4,2543	-9 000	-38		132 360
2016-08-26	2016-08-24	4	KELLEY BERNARD J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	2,45		-5 000		0
2016-08-26	2016-08-24	4	KELLEY BERNARD J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	2,45		-16 666		0
2016-08-26	2016-08-24	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		4,2559	-12 643	-54		222 263
2016-08-26	2016-08-24	4	KELLEY BERNARD J	CDXS	Common Stock	M - Exercise	D		2,4500	21 666	53		234 906
2016-08-22	2016-08-18	4	SANGSTER GORDON	CDXS	Common Stock	F - Taxes	D		4,1500	-6 264	-26		126 231
2016-08-17	2016-08-16	4	VIVO VENTURES VII, LLC By Vivo Ventures VII Affiliates Fund, L.P.	CDXS	Common Stock	S - Sale	I		4,2072	-787	-3		115 321
2016-08-17	2016-08-16	4	VIVO VENTURES VII, LLC By Vivo Ventures Fund VI, L.P.	CDXS	Common Stock	S - Sale	I		4,2072	-36 107	-152		5 291 104
2016-08-17	2016-08-15	4	VIVO VENTURES VII, LLC By Vivo Ventures VII Affiliates Fund, L.P.	CDXS	Common Stock	S - Sale	I		4,2740	-1 066	-5		116 108
2016-08-17	2016-08-15	4	VIVO VENTURES VII, LLC By Vivo Ventures Fund VI, L.P.	CDXS	Common Stock	S - Sale	I		4,2740	-48 934	-209		5 327 211
2016-08-05	2016-08-04	4	VIVO VENTURES VII, LLC By Vivo Ventures VII Affiliates Fund, L.P.	CDXS	Common Stock	S - Sale	I		4,1684	-1 066	-4		117 174
2016-08-05	2016-08-04	4	VIVO VENTURES VII, LLC By Vivo Ventures Fund VI, L.P.	CDXS	Common Stock	S - Sale	I		4,1684	-48 934	-204		5 376 145
2016-08-05	2016-08-03	4	VIVO VENTURES VII, LLC By Vivo Ventures VII Affiliates Fund, L.P.	CDXS	Common Stock	S - Sale	I		4,2983	-640	-3		118 240
2016-08-05	2016-08-03	4	VIVO VENTURES VII, LLC By Vivo Ventures Fund VI, L.P.	CDXS	Common Stock	S - Sale	I		4,2983	-29 360	-126		5 425 079
2016-06-17	2016-06-15	4	KELLEY BERNARD J	CDXS	Common Stock	A - Award	D			20 094			213 240
2016-06-17	2016-06-15	4	BARUCH THOMAS R	CDXS	Common Stock	A - Award	D			20 094			179 276
2016-06-17	2016-06-15	4	WOLF DENNIS P	CDXS	Common Stock	A - Award	D			20 094			141 360
2016-06-17	2016-06-15	4	Smith David V	CDXS	Common Stock	A - Award	D			20 094			44 785
2016-06-17	2016-06-15	4	Yang Patrick Y	CDXS	Common Stock	A - Award	D			20 094			310 340
2016-06-17	2016-06-15	4	Dorgan Byron L	CDXS	Common Stock	A - Award	D			20 094			176 776
2016-06-17	2016-06-15	4	Glaub Kathleen Sereda	CDXS	Common Stock	A - Award	D			20 094			84 303
2016-06-17	2016-06-15	4	Cheng Pam P.	CDXS	Common Stock	A - Award	D			20 094			80 040
2016-06-15	2016-06-13	4	NICOLS JOHN J	CDXS	Common Stock	F - Taxes	D		4,0800	-97 838	-399		901 319
2016-03-08	2016-03-05	4	NICOLS JOHN J	CDXS	Common Stock	F - Taxes	D		3,6600	-90 367	-331		999 157
2016-03-08	2016-03-05	4	SANGSTER GORDON	CDXS	Common Stock	F - Taxes	D		3,6600	-20 101	-74		132 495
2016-03-08	2016-03-05	4	Sheehy Douglas T.	CDXS	Common Stock	F - Taxes	D		3,6600	-27 573	-101		247 617
2016-03-08	2016-03-05	4	Lalonde James	CDXS	Common Stock	F - Taxes	D		3,6600	-12 478	-46		191 473
2016-03-03	2016-03-01	4	Smith David V	CDXS	Common Stock	A - Award	D			24 691			24 691
2016-02-23	2016-02-19	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	4,10		211 000		211 000
2016-02-23	2016-02-19	4	NICOLS JOHN J	CDXS	Common Stock	A - Award	D			259 840			1 089 524
2016-02-23	2016-02-19	4	SANGSTER GORDON	CDXS	Stock Option (Right to Buy)	A - Award	D	4,10		123 000		123 000
2016-02-23	2016-02-19	4	SANGSTER GORDON	CDXS	Common Stock	A - Award	D			76 096			152 596
2016-02-23	2016-02-19	4	Sheehy Douglas T.	CDXS	Stock Option (Right to Buy)	A - Award	D	4,10		123 000		123 000
2016-02-23	2016-02-19	4	Sheehy Douglas T.	CDXS	Common Stock	A - Award	D			79 808			275 190
2016-02-23	2016-02-19	4	Lalonde James	CDXS	Stock Option (Right to Buy)	A - Award	D	4,10		77 000		77 000
2016-02-23	2016-02-19	4	Lalonde James	CDXS	Common Stock	A - Award	D			39 904			203 951
2016-02-12	2016-02-10	4	NICOLS JOHN J	CDXS	Common Stock	F - Taxes	D		3,9300	-8 534	-34		829 684
2016-02-12	2016-02-10	4	Sheehy Douglas T.	CDXS	Common Stock	F - Taxes	D		3,9300	-9 517	-37		195 382
2016-02-12	2016-02-10	4	Lalonde James	CDXS	Common Stock	F - Taxes	D		3,9300	-3 964	-16		164 047
2015-11-12	2015-11-11	4	Lalonde James	CDXS	Stock Option (Right to Buy)	M - Exercise	D	1,05		-16 391		0
2015-11-12	2015-11-11	4	Lalonde James	CDXS	Common Stock	S - Sale	D		3,5196	-5 805	-20		168 011
2015-11-12	2015-11-11	4	Lalonde James	CDXS	Common Stock	M - Exercise	D		1,0500	16 391	17		173 816
2015-11-12	2015-11-10	4	Lalonde James	CDXS	Stock Option (Right to Buy)	M - Exercise	D	1,05		-10 275		16 391
2015-11-12	2015-11-10	4	Lalonde James	CDXS	Common Stock	S - Sale	D		3,5210	-3 636	-13		157 425
2015-11-12	2015-11-10	4	Lalonde James	CDXS	Common Stock	M - Exercise	D		1,0500	10 275	11		161 061
2015-09-15	2015-09-11	4	Yang Patrick Y	CDXS	Common Stock	P - Purchase	D		3,4711	10 000	35		290 246
2015-09-11	2015-09-10	4	KELLEY BERNARD J	CDXS	Stock Option (Right to Buy)	M - Exercise	D	1,05		-16 666		0
2015-09-11	2015-09-10	4	KELLEY BERNARD J	CDXS	Common Stock	S - Sale	D		3,4546	-5 200	-18		193 146
2015-09-11	2015-09-10	4	KELLEY BERNARD J	CDXS	Common Stock	M - Exercise	D		1,0500	16 666	17		198 346
2015-08-25	2015-08-24	4	Yang Patrick Y	CDXS	Common Stock	P - Purchase	D		3,8353	10 000	38		280 246
2015-08-17	2015-08-14	4	Yang Patrick Y	CDXS	Common Stock	P - Purchase	D		3,9742	20 000	79		270 246
2015-06-16	2015-06-13	4	NICOLS JOHN J	CDXS	Common Stock	F - Taxes	D		4,1000	-94 281	-387		838 218
2015-06-15	2015-06-15	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		4,0747	-17 708	-72		121 266
2015-06-15	2015-06-12	4	WOLF DENNIS P	CDXS	Common Stock	S - Sale	D		4,1285	-17 708	-73		138 974
2015-06-12	2015-06-10	4	KELLEY BERNARD J	CDXS	Common Stock	A - Award	D			20 731			181 680
2015-06-12	2014-11-10	4	BARUCH THOMAS R	CDXS	Common Stock	J - Other	I			-181 067			0
2015-06-12	2014-11-10	4	BARUCH THOMAS R	CDXS	Common Stock	J - Other	I			-2 740 158			0
2015-06-12	2015-06-10	4	BARUCH THOMAS R	CDXS	Common Stock	A - Award	D			20 731			159 182
2015-06-12	2015-06-10	4	WOLF DENNIS P	CDXS	Common Stock	A - Award	D			20 731			156 682
2015-06-12	2015-06-10	4	Yang Patrick Y	CDXS	Common Stock	A - Award	D			20 731			250 246
2015-06-12	2015-06-10	4	Dorgan Byron L	CDXS	Common Stock	A - Award	D			20 731			156 682
2015-06-12	2015-06-10	4	Glaub Kathleen Sereda	CDXS	Common Stock	A - Award	D			20 731			64 209
2015-06-12	2015-06-10	4	Cheng Pam P.	CDXS	Common Stock	A - Award	D			20 731			59 946
2015-05-12	2015-05-10	4	Sheehy Douglas T.	CDXS	Common Stock	F - Taxes	D		4,2600	-26 306	-112		204 899
2015-05-12	2015-05-10	4	Lalonde James	CDXS	Common Stock	F - Taxes	D		4,2600	-13 153	-56		150 786
2015-03-24		3	Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures VII Affiliates Fund, L.P.	CDXS	Common Stock		I						5 692 199
2015-03-24		3	Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures VII Affiliates Fund, L.P.	CDXS	Common Stock		I						5 692 199
2015-03-24		3	Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures Fund VII, L.P.	CDXS	Common Stock		I						11 027 758
2015-03-24		3	Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures VII Affiliates Fund, L.P.	CDXS	Common Stock		I						5 692 199
2015-03-24		3	Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures VII Affiliates Fund, L.P.	CDXS	Common Stock		I						5 692 199
2015-03-24		3	Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures Fund VII, L.P.	CDXS	Common Stock		I						11 027 758
2015-03-24		3	Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures Fund VII, L.P.	CDXS	Common Stock		I						11 027 758
2015-03-24		3	Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures Fund VII, L.P.	CDXS	Common Stock		I						11 027 758
2015-03-09	2015-03-05	4	Sheehy Douglas T.	CDXS	Common Stock	F - Taxes	D		3,9900	-7 967	-32		231 205
2015-03-09	2015-03-05	4	NICOLS JOHN J	CDXS	Common Stock	F - Taxes	D		3,9900	-40 789	-163		932 499
2015-03-09	2015-03-05	4	Lalonde James	CDXS	Common Stock	F - Taxes	D		3,9900	-4 999	-20		163 939
2015-02-12	2015-02-11	4	SANGSTER GORDON	CDXS	Stock Option (Right to Buy)	A - Award	D	3,39		133 000		133 000
2015-02-12	2015-02-11	4	SANGSTER GORDON	CDXS	Common Stock	A - Award	D			26 500			76 500
2015-02-12	2015-02-11	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	3,39		306 000		306 000
2015-02-12	2015-02-11	4	NICOLS JOHN J	CDXS	Common Stock	A - Award	D			212 000			973 288
2015-02-12	2015-02-10	4	NICOLS JOHN J	CDXS	Common Stock	F - Taxes	D		3,5900	-8 786	-32		761 288
2015-02-12	2015-02-11	4	Sheehy Douglas T.	CDXS	Stock Option (Right to Buy)	A - Award	D	3,39		140 000		140 000
2015-02-12	2015-02-11	4	Sheehy Douglas T.	CDXS	Common Stock	A - Award	D			42 400			239 172
2015-02-12	2015-02-10	4	Sheehy Douglas T.	CDXS	Common Stock	F - Taxes	D		3,5900	-12 373	-44		196 772
2015-02-12	2015-02-11	4	Lalonde James	CDXS	Stock Option (Right to Buy)	A - Award	D	3,39		70 000		70 000
2015-02-12	2015-02-11	4	Lalonde James	CDXS	Common Stock	A - Award	D			23 850			168 938
2015-02-12	2015-02-10	4	Lalonde James	CDXS	Common Stock	F - Taxes	D		3,5900	-5 154	-19		145 088
2014-12-22	2014-06-13	4/A	NICOLS JOHN J	CDXS	Common Stock	F - Taxes	D		1,4800	-70 463	-104		770 074
2014-11-20	2014-11-18	4	Yang Patrick Y	CDXS	Common Stock	P - Purchase	D		2,3500	20 000	47		229 515
2014-11-19	2014-11-17	4	Yang Patrick Y	CDXS	Common Stock	P - Purchase	D		2,3400	20 000	47		209 515
2014-11-12	2014-11-10	4	CMEA VENTURES LIFE SCIENCES 2000 LP	CDXS	Common Stock	S - Sale	I		2,3700	-181 067	-429		0
2014-11-12	2014-11-10	4	CMEA VENTURES LIFE SCIENCES 2000 LP	CDXS	Common Stock	S - Sale	I		2,3700	-2 740 158	-6 494		0
2014-11-03	2014-10-30	4	Cheng Pam P.	CDXS	Common Stock	A - Award	D			39 215			39 215
2014-09-22	2014-09-18	4	Glaub Kathleen Sereda	CDXS	Common Stock	A - Award	D			43 478			43 478
2014-08-19	2014-08-18	4	SANGSTER GORDON	CDXS	Stock Option (right to buy)	A - Award	D	2,45		115 000		115 000
2014-08-19	2014-08-18	4	SANGSTER GORDON	CDXS	Common Stock	A - Award	D			50 000			50 000
2014-08-14	2014-08-12	4	Yang Patrick Y	CDXS	Common Stock	P - Purchase	D		2,2200	60 000	133		189 515
2014-08-12	2014-08-10	4	Sheehy Douglas T.	CDXS	Common Stock	F - Taxes	D		2,1330	-24 661	-53		209 145
2014-08-12	2014-08-10	4	Lalonde James	CDXS	Common Stock	F - Taxes	D		2,1330	-12 331	-26		150 242
2014-07-02	2014-07-01	4	Lalonde James	CDXS	Stock Option (Right to Buy)	M - Exercise	D	0,68		-27 350		0
2014-07-02	2014-07-01	4	Lalonde James	CDXS	Common Stock	M - Exercise	D		0,6800	27 350	19		162 573
2014-06-17	2014-06-13	4	NICOLS JOHN J	CDXS	Common Stock	F - Taxes	D		1,4800	-70 571	-104		769 966
2014-06-13	2014-06-11	4	KELLEY BERNARD J	CDXS	Common Stock	A - Award	D			57 432			160 949
2014-06-13	2014-06-11	4	BARUCH THOMAS R	CDXS	Common Stock	A - Award	D			57 432			138 451
2014-06-13	2014-06-11	4	WOLF DENNIS P	CDXS	Common Stock	A - Award	D			57 432			135 951
2014-06-13	2014-06-11	4	Yang Patrick Y	CDXS	Common Stock	A - Award	D			57 432			129 515
2014-06-13	2014-06-11	4	Dorgan Byron L	CDXS	Common Stock	A - Award	D			57 432			135 951
2014-03-12	2014-02-10	4/A	Lalonde James	CDXS	Common Stock	F - Taxes	D		1,7900	-5 154	-9		141 806
2014-03-12	2014-03-10	4	Lalonde James	CDXS	Common Stock	F - Taxes	D		1,9900	-6 583	-13		135 223
2014-02-26	2014-02-24	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	1,97		500 000		500 000
2014-02-26	2014-02-24	4	Sheehy Douglas T.	CDXS	Stock Option (Right to Buy)	A - Award	D	1,97		140 000		140 000
2014-02-26	2014-02-24	4	Lalonde James	CDXS	Stock Option (Right to Buy)	A - Award	D	1,97		75 000		75 000
2014-02-25		3	Yang Patrick Y	CDXS	Common Stock		D						40 000
2014-02-25		3	Yang Patrick Y	CDXS	Common Stock		D						40 000
2014-02-25	2014-02-22	4	Yang Patrick Y	CDXS	Common Stock	A - Award	D			52 083			72 083
2014-02-21	2014-02-19	4	Sheehy Douglas T.	CDXS	Common Stock	F - Taxes	D		1,7900	-12 879	-23		233 806
2014-02-13		3	Lalonde James	CDXS	Common Stock		D						293 920
2014-02-13		3	Lalonde James	CDXS	Common Stock		D						293 920
2014-02-13	2014-02-10	4	Lalonde James	CDXS	Common Stock	F - Taxes	D		1,7900	5 154	9		141 806
2014-01-06	2014-01-02	4	BARUCH THOMAS R	CDXS	Common Stock	A - Award	D			35 416			81 019
2014-01-06	2014-01-02	4	KELLEY BERNARD J	CDXS	Common Stock	A - Award	D			35 416			103 517
2014-01-06	2014-01-02	4	WOLF DENNIS P	CDXS	Common Stock	A - Award	D			35 416			78 519
2014-01-06	2014-01-02	4	Karsner Alexander	CDXS	Common Stock	A - Award	D			35 416			78 519
2014-01-06	2014-01-02	4	Dorgan Byron L	CDXS	Common Stock	A - Award	D			35 416			78 519
2013-11-15	2013-11-13	4	Sheehy Douglas T.	CDXS	Common Stock	A - Award	D			140 000			246 685
2013-09-06	2013-09-04	4	O'Toole David D	CDXS	Common Stock	F - Taxes	D		1,7600	-4 697	-8		110 687
2013-06-17	2013-06-13	4	NICOLS JOHN J	CDXS	Common Stock	F - Taxes	D		2,1700	-70 463	-153		840 537
2013-05-17	2013-05-16	4	Tobin Matthew	CDXS	Stock Option (Right to Buy)	M - Exercise	D	0,60		-3 033		0
2013-05-17	2013-05-16	4	Tobin Matthew	CDXS	Common Stock	M - Exercise	D		0,6000	3 033	2		78 707
2013-03-11	2013-03-08	4	NICOLS JOHN J	CDXS	Common Stock	P - Purchase	D		2,4223	27 000	65		911 000
2013-03-07	2013-03-07	4	NICOLS JOHN J	CDXS	Common Stock	P - Purchase	D		2,2729	27 000	61		884 000
2013-03-07	2013-03-06	4	NICOLS JOHN J	CDXS	Common Stock	P - Purchase	D		2,1575	27 000	58		857 000
2013-03-05	2013-03-04	4	O'Toole David D	CDXS	Common Stock	P - Purchase	D		2,0222	10 000	20		115 384
2013-02-12	2013-02-10	4	Anton David L.	CDXS	Common Stock	F - Taxes	D		2,3100	-7 899	-18		93 777
2013-02-12	2013-02-10	4	Sheehy Douglas T.	CDXS	Common Stock	F - Taxes	D		2,3100	-7 899	-18		106 685
2013-02-12	2013-02-10	4	Tobin Matthew	CDXS	Common Stock	F - Taxes	D		2,3100	-2 743	-6		75 674
2013-01-28	2013-01-24	4	BARUCH THOMAS R	CDXS	Common Stock	A - Award	D			43 103			45 603
2013-01-28	2013-01-24	4	KELLEY BERNARD J	CDXS	Common Stock	A - Award	D			43 103			68 101
2013-01-28	2013-01-24	4	WOLF DENNIS P	CDXS	Common Stock	A - Award	D			43 103			43 103
2013-01-28	2013-01-24	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	2,32		270 000		270 000
2013-01-28	2013-01-24	4	NICOLS JOHN J	CDXS	Common Stock	A - Award	D			80 000			830 000
2013-01-28	2013-01-24	4	Karsner Alexander	CDXS	Common Stock	A - Award	D			43 103			43 103
2013-01-28	2013-01-24	4	Anton David L.	CDXS	Stock Option (right to buy)	A - Award	D	2,32		54 302		54 302
2013-01-28	2013-01-24	4	Anton David L.	CDXS	Common Stock	A - Award	D			31 476			101 676
2013-01-28	2013-01-24	4	Sheehy Douglas T.	CDXS	Stock Option (right to buy)	A - Award	D	2,32		76 022		76 022
2013-01-28	2013-01-24	4	Sheehy Douglas T.	CDXS	Common Stock	A - Award	D			45 384			114 584
2013-01-28	2013-01-24	4	O'Toole David D	CDXS	Stock Option (Right to Buy)	A - Award	D	2,32		76 022		76 022
2013-01-28	2013-01-24	4	O'Toole David D	CDXS	Common Stock	A - Award	D			45 384			105 384
2013-01-28	2013-01-24	4	Dorgan Byron L	CDXS	Common Stock	A - Award	D			43 103			43 103
2013-01-28	2013-01-24	4	Tobin Matthew	CDXS	Stock Option (right to buy)	A - Award	D	2,32		54 302		54 302
2013-01-28	2013-01-24	4	Tobin Matthew	CDXS	Common Stock	A - Award	D			31 476			78 417
2013-01-28		3	Seufer-Wasserthal Peter	CDXS	Common Stock		D						55 000
2013-01-28	2013-01-24	4	Seufer-Wasserthal Peter	CDXS	Stock Option (right to buy)	A - Award	D	2,32		65 886		65 886
2013-01-28	2013-01-24	4	Seufer-Wasserthal Peter	CDXS	Common Stock	A - Award	D			38 064			93 064
2012-11-14	2012-11-12	4	O'Toole David D	CDXS	Common Stock	P - Purchase	D		2,2000	5 000	11		60 000
2012-09-14	2012-09-14	4	Sheehy Douglas T.	CDXS	Common Stock	S - Sale	D		2,7633	-3 800	-11		69 200
2012-09-14	2012-09-14	4	Anton David L.	CDXS	Common Stock	S - Sale	D		2,7579	-3 800	-10		70 200
2012-09-14	2012-09-14	4	O'Toole David D	CDXS	Common Stock	P - Purchase	D		2,8500	2 500	7		55 000
2012-09-14	2012-09-13	4	O'Toole David D	CDXS	Common Stock	P - Purchase	D		2,7000	2 500	7		52 500
2012-09-12	2012-09-10	4	O'Toole David D	CDXS	Stock Option (Right to Buy)	A - Award	D	2,72		200 000		200 000
2012-09-12	2012-09-10	4	O'Toole David D	CDXS	Common Stock	A - Award	D			50 000			50 000
2012-09-07		3	Tobin Matthew	CDXS	Common Stock		D						46 941
2012-07-17		3	Ho Mark	CDXS	Common Stock		D						12 654
2012-06-14	2012-06-13	4	NICOLS JOHN J	CDXS	Stock Option (Right to Buy)	A - Award	D	3,46		400 000		400 000
2012-06-14	2012-06-13	4	NICOLS JOHN J	CDXS	Common Stock	A - Award	D			750 000			750 000
2012-06-08	2012-06-06	4	KELLEY BERNARD J	CDXS	Stock Option (Right to Buy)	A - Award	D	3,62		20 000		20 000
2012-06-08	2012-06-06	4	BARUCH THOMAS R	CDXS	Stock Option (Right to Buy)	A - Award	D	3,62		20 000		20 000
2012-06-08	2012-06-06	4	WOLF DENNIS P	CDXS	Stock Option (Right to Buy)	A - Award	D	3,62		20 000		20 000
2012-06-08	2012-06-06	4	Karsner Alexander	CDXS	Stock Option (Right to Buy)	A - Award	D	3,62		20 000		20 000
2012-06-08	2012-06-06	4	Dorgan Byron L	CDXS	Stock Option (Right to Buy)	A - Award	D	3,62		20 000		20 000
2012-06-05	2012-06-01	4	Strumph Peter M	CDXS	Common Stock	A - Award	D			3 300			60 756
2012-06-05	2012-06-01	4	Dowd Brian Paul	CDXS	Common Stock	A - Award	D			1 650			28 310
2012-05-03	2012-05-01	4	Strumph Peter M	CDXS	Common Stock	A - Award	D			2 717			57 456
2012-05-03	2012-05-01	4	Dowd Brian Paul	CDXS	Common Stock	A - Award	D			1 358			26 660
2012-04-02	2012-04-01	4	Strumph Peter M	CDXS	Common Stock	A - Award	D			2 739			54 739
2012-04-02	2012-04-01	4	Dowd Brian Paul	CDXS	Common Stock	A - Award	D			1 369			25 302
2012-03-12		3	Dowd Brian Paul	CDXS	Common Stock		D						23 933
2012-03-09	2012-03-07	4	Strumph Peter M	CDXS	Stock Option (right to buy)	A - Award	D	3,56		-59 000		59 000
2012-03-09	2012-03-07	4	Strumph Peter M	CDXS	Common Stock	A - Award	D			32 000			52 000
2012-03-09	2012-03-07	4	Anton David L.	CDXS	Stock Option (right to buy)	A - Award	D	3,56		-59 000		59 000
2012-03-09	2012-03-07	4	Anton David L.	CDXS	Common Stock	A - Award	D			32 000			74 000
2012-03-09	2012-03-07	4	Sarret Joseph J.	CDXS	Stock Option (right to buy)	A - Award	D	3,56		59 000		59 000
2012-03-09	2012-03-07	4	Sarret Joseph J.	CDXS	Common Stock	A - Award	D			32 000			74 000
2012-03-09	2012-03-07	4	Sheehy Douglas T.	CDXS	Stock Option (right to buy)	A - Award	D	3,56		59 000		59 000
2012-03-09	2012-03-07	4	Sheehy Douglas T.	CDXS	Common Stock	A - Award	D			32 000			73 000
2012-02-24		3	Strumph Peter M	CDXS	Common Stock		D						20 000
2010-04-21		3	SHAW ALAN	CDXS	Common Stock		I						44 132
2010-04-21		3	SHAW ALAN	CDXS	Common Stock		I						47 534
2010-04-21		3	Sarret Joseph J.	CDXS	Common Stock		I						13 333
2010-04-21		3	KELLEY BERNARD J	CDXS	Common Stock		D						24 998

Achat sur le marché public ou privé d'un titre non dérivé ou dérivé

Vente sur le marché public ou privé d'un titre non dérivé ou dérivé

Attribution, récompense ou autre acquisition de titres de l'entreprise (comme une option).

Conversion d'un produit dérivé

Vente ou transfert de titres à l'entreprise

Paiement du prix d'exercice ou de la dette fiscale en utilisant une partie des titres reçus de l'entreprise

Don de titres par ou à l'initié

Swaps d'actions et opérations de couverture similaires

Exercice ou conversion d'un titre dérivé reçu de l'entreprise (tel qu'une option)

Une transaction déclarée volontairement sur le formulaire 4

Autre (accompagnée d'une note de bas de page décrivant la transaction)

GB:0I0X	2,41 $US
DE:4QK	2,04 €

CDXS / Codexis, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5