Statistiques de base
| CIK | 1495922 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Entrepreneurshares Series Trust - ERShares NextGen Entrepreneurs ETF
SEC Filings (Chronological Order)
Cette page fournit une liste complète et chronologique des documents déposés auprès de la SEC, à l'exclusion des documents relatifs à la participation que nous fournissons ailleurs.
| March 3, 2025 |
March 3, 2025 Christina DiAngelo Fettig Senior Staff Accountant Division of Investment Management Disclosure Review and Accounting Office U. |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Entrepreneurshares Series Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| November 13, 2023 |
OMB APPROVAL OMB Number: 3235-0080 Expires: May 31, 2024 Estimated average burden hours per response: 1. |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary information statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) x Definitive information statement EntrepreneurShares Series Trust (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): x No Fee required. |
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| March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary information statement £ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) £ Definitive information statement EntrepreneurShares Series Trust (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): x No Fee required. |
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| November 23, 2022 |
ERShares Global Fund Schedule of Investments September 30, 2022 - (Unaudited) Common Stocks — 88. |
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| November 23, 2022 |
ERShares Entrepreneurs ETF Schedule of Investments September 30, 2022 (Unaudited) Common Stocks — 90. |
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| November 23, 2022 |
ERShares Entrepreneurs ETF Schedule of Investments September 30, 2022 (Unaudited) Common Stocks — 90. |
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| November 23, 2022 |
ERShares Global Fund Schedule of Investments September 30, 2022 - (Unaudited) Common Stocks — 88. |
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| November 23, 2022 |
ERShares Global Fund Schedule of Investments September 30, 2022 - (Unaudited) Common Stocks — 88. |
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| May 31, 2022 |
NPORT-EX 2 ultimus1235.htm ERShares Global Fund Schedule of Investments March 31, 2022 - (Unaudited) Common Stocks — 93.76% Shares Fair Value Argentina — 0.61% Consumer Discretionary — 0.61% MercadoLibre, Inc. (a) 288 $ 342,570 Total Argentina 342,570 Australia — 4.06% Communications — 0.68% SEEK Ltd. 17,067 380,856 Consumer Discretionary — 0.73% Flight Centre Travel Group Ltd. (a) 27,630 40 |
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| May 31, 2022 |
NPORT-EX 2 ultimus1236.htm ERShares Global Fund Schedule of Investments March 31, 2022 - (Unaudited) Common Stocks — 93.76% Shares Fair Value Argentina — 0.61% Consumer Discretionary — 0.61% MercadoLibre, Inc. (a) 288 $ 342,570 Total Argentina 342,570 Australia — 4.06% Communications — 0.68% SEEK Ltd. 17,067 380,856 Consumer Discretionary — 0.73% Flight Centre Travel Group Ltd. (a) 27,630 40 |
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| May 31, 2022 |
NPORT-EX 2 ultimus1238.htm ERShares Entrepreneurs ETF Schedule of Investments March 31, 2022 (Unaudited) Common Stocks — 94.73% Shares Fair Value Communications — 18.79% Airbnb, Inc., Class A (a) 576 $ 98,934 Alphabet, Inc., Class A (a) 719 1,999,791 DoorDash, Inc., Class A (a) 850 99,612 Meta Platforms, Inc., Class A (a) 9,070 2,016,804 Netflix, Inc. (a) 261 97,768 Omnicom Group, Inc. 1 |
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| May 31, 2022 |
NPORT-EX 2 ultimus1237.htm ERShares Global Fund Schedule of Investments March 31, 2022 - (Unaudited) Common Stocks — 93.76% Shares Fair Value Argentina — 0.61% Consumer Discretionary — 0.61% MercadoLibre, Inc. (a) 288 $ 342,570 Total Argentina 342,570 Australia — 4.06% Communications — 0.68% SEEK Ltd. 17,067 380,856 Consumer Discretionary — 0.73% Flight Centre Travel Group Ltd. (a) 27,630 40 |
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| May 31, 2022 |
NPORT-EX 2 ultimus1239.htm ERShares Entrepreneurs ETF Schedule of Investments March 31, 2022 (Unaudited) Common Stocks — 94.73% Shares Fair Value Communications — 18.79% Airbnb, Inc., Class A (a) 576 $ 98,934 Alphabet, Inc., Class A (a) 719 1,999,791 DoorDash, Inc., Class A (a) 850 99,612 Meta Platforms, Inc., Class A (a) 9,070 2,016,804 Netflix, Inc. (a) 261 97,768 Omnicom Group, Inc. 1 |
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| November 24, 2021 |
ERShares Global Fund Schedule of Investments September 30, 2021 - (Unaudited) Common Stocks — 96. |
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| November 24, 2021 |
NPORT-EX 2 ultimus1238.htm ERShares Entrepreneurs ETF Schedule of Investments September 30, 2021 - (Unaudited) Common Stocks — 91.99% Shares Fair Value Communications — 17.10% Alphabet, Inc., Class A (a) 1,351 $ 3,611,925 Facebook, Inc., Class A (a) 10,330 3,505,898 Fiverr International Ltd. (a) 7,917 1,446,278 Netflix, Inc. (a) 3,728 2,275,348 Roku, Inc. (a) 9,727 3,047,955 Sea Ltd. - A |
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| November 24, 2021 |
ERShares Global Fund Schedule of Investments September 30, 2021 - (Unaudited) Common Stocks — 96. |
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| November 24, 2021 |
NPORT-EX 2 ultimus1239.htm ERShares Entrepreneurs ETF Schedule of Investments September 30, 2021 - (Unaudited) Common Stocks — 91.99% Shares Fair Value Communications — 17.10% Alphabet, Inc., Class A (a) 1,351 $ 3,611,925 Facebook, Inc., Class A (a) 10,330 3,505,898 Fiverr International Ltd. (a) 7,917 1,446,278 Netflix, Inc. (a) 3,728 2,275,348 Roku, Inc. (a) 9,727 3,047,955 Sea Ltd. - A |
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| November 24, 2021 |
NPORT-EX 2 ultimus1235.htm ERShares Global Fund Schedule of Investments September 30, 2021 - (Unaudited) Common Stocks — 96.26% Shares Fair Value Argentina — 1.72% Consumer Discretionary — 1.72% MercadoLibre , Inc. (a) 1,090 $ 1,830,546 Total Argentina 1,830,546 Australia — 5.13% Communications — 1.01% SEEK Ltd. 47,663 1,072,332 Technology — 4.12% Technology One Ltd. 263,516 2,164,182 WiseT |
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| October 22, 2021 |
EXAMINATION RESPONSE EntrepreneurShares Series Trust CIK No. 0001495922 EntrepreneurShares Series Trust 175 Federal Street, Suite 875 Boston, MA 02110 October 22, 2021 The United States Securities and Exchange Commission RE: Response to comments for the EntrepreneurShares Series Trust CIK No. |
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| May 27, 2021 |
ERSHARES GLOBAL FUND SCHEDULE OF INVESTMENTS March 31, 2021 (Unaudited) Common Stocks — 176. |
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| May 27, 2021 |
ERSHARES GLOBAL FUND SCHEDULE OF INVESTMENTS March 31, 2021 (Unaudited) Common Stocks — 176. |
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| May 27, 2021 |
ERSHARES GLOBAL FUND SCHEDULE OF INVESTMENTS March 31, 2021 (Unaudited) Common Stocks — 176. |
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| May 27, 2021 |
ERSHARES GLOBAL FUND SCHEDULE OF INVESTMENTS March 31, 2021 (Unaudited) Common Stocks — 176. |
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| May 27, 2021 |
ERSHARES GLOBAL FUND SCHEDULE OF INVESTMENTS March 31, 2021 (Unaudited) Common Stocks — 176. |
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| March 29, 2021 |
DEF 14C 1 ersharesdef14c.htm DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary information statement o Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ý Defini |
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| March 29, 2021 |
Statement of Additional Information March 29, 2021 Karen Rossotto Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: EntrepreneurShares Series Trust; File Nos. 333-168040, 811-22436 Dear Ms. Rossotto: On January 22, 2021, EntrepreneurShares Series Trust (the “Trust” or “Registrant”) filed a Registration Statement under the Securities Act of 1933 and |
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| March 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary information statement o Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) o Definitive information statement EntrepreneurShares Series Trust (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ? No Fee required. |
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| January 22, 2021 |
January 22, 2021 VIA ELECTRONIC TRANSMISSION Securities & Exchange Commission Public Filing Desk 100 F Street, N. |
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| November 23, 2020 |
ERShares Global Fund SCHEDULE OF INVESTMENTS September 30, 2020 (Unaudited) Shares Value COMMON STOCKS — 94. |
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| November 23, 2020 |
ERShares US Small Cap Fund SCHEDULE OF INVESTMENTS September 30, 2020 (Unaudited) Shares Value COMMON STOCKS — 96. |
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| November 23, 2020 |
ERShares US Large Cap Fund SCHEDULE OF INVESTMENTS September 30, 2020 (Unaudited) Shares Value COMMON STOCKS — 97. |
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| November 10, 2020 |
ERShares Entrepreneur 30 ETF September 30, 2020 (Unaudited) Schedule of Investments Summary Table Percentage of Fair Value Communications 26. |
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| November 10, 2020 |
ERShares Entrepreneur 30 ETF September 30, 2020 (Unaudited) Schedule of Investments Summary Table Percentage of Fair Value Communications 26. |
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| May 28, 2020 |
ERShares Entrepreneur 30 ETF March 31, 2020 (Unaudited) Schedule of Investments Summary Table Percentage of Fair Value Communications 25. |
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| May 28, 2020 |
ERShares Entrepreneur 30 ETF March 31, 2020 (Unaudited) Schedule of Investments Summary Table Percentage of Fair Value Communications 25. |
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| May 27, 2020 |
ERShares US Large Cap Fund SCHEDULE OF INVESTMENTS March 31, 2020 (Unaudited) Shares Fair Value COMMON STOCKS — 94. |
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| May 27, 2020 |
ERShares Global Fund SCHEDULE OF INVESTMENTS March 31, 2020 (Unaudited) Shares Fair Value COMMON STOCKS — 96. |
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| May 27, 2020 |
ERShares US Small Cap Fund SCHEDULE OF INVESTMENTS March 31, 2020 (Unaudited) Shares Fair Value COMMON STOCKS — 95. |
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| November 27, 2019 |
I, Dr. Joel M. Shulman, certify that: CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| November 27, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 175 Federal Street, Suite #875 Boston, MA 02110 (Address of principal executive offices) (Zip code) Dr. J |
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| May 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 175 Federal Street, Suite #875 Boston, MA 02110 (Address of principal executive offices) (Zip code) Dr. J |
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| May 29, 2019 |
I, Dr. Joel M. Shulman, certify that: CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| February 15, 2019 |
ENTR / EntrepreneurShares Series Trust February 15, 2019 ATTORNEYS AT LAW 777 EAST WISCONSIN AVENUE MILWAUKEE, WI 53202-5306 414. |
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| December 27, 2018 |
ENTR / EntrepreneurShares Series Trust 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 EntrepreneurShares Series Trust (Exact name of Registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (IRS Employer Identification No.) c/o Capital Impa |
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| December 12, 2018 |
ATTORNEYS AT LAW 777 EAST WISCONSIN AVENUE MILWAUKEE, WI 53202-5306 414.271.2400 TEL 414.297.4900 FAX WWW.FOLEY.COM WRITER'S DIRECT LINE 414-297-5596 [email protected] EMAIL CLIENT/MATTER NUMBER 114735-0101 December 12, 2018 Via EDGAR System Ms. Karen Rosotto U.S. Securities and Exchange Commission Division of Investment Management Washington, D.C. 20549 Re: EntrepreneurShares Series Trust (Invest |
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| December 7, 2018 |
ATTORNEYS AT LAW 777 EAST WISCONSIN AVENUE MILWAUKEE, WI 53202-5306 414.271.2400 TEL 414.297.4900 FAX WWW.FOLEY.COM WRITER’S DIRECT LINE 414-297-5596 [email protected] EMAIL CLIENT/MATTER NUMBER 114735-0101 December 7, 2018 Via EDGAR System Ms. Karen Rosotto U.S. Securities and Exchange Commission Division of Investment Management Washington, D.C. 20549 Re: EntrepreneurShares Series Trust (Investm |
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| November 26, 2018 |
N-Q 1 esst-nq.htm ENTREPRENEURSHARES SERIES TRUST QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS 9-30-18 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 175 Fe |
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| November 26, 2018 |
I, Dr. Joel M. Shulman, certify that: EX-99.CERT 2 esst-ex99cert302.htm CERTIFICATION 302 CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| May 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 175 Federal Street, Suite #875 Boston, MA 02110 (Address of principal executive offices) (Zip code) Dr. J |
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| May 29, 2018 |
I, Dr. Joel M. Shulman, certify that: EX-99.CERT 2 esst-ex99cert302.htm CERTIFICATION 302 CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| December 28, 2017 |
I, Dr. Joel M. Shulman, certify that: Exhibit 99.CERT CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wi |
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| December 28, 2017 |
Entrepreneurshares Series Trust - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 175 Federal Street, Suite #875 Boston, MA 02110 (Address of principal executive offices) (Zip code) Dr. J |
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| November 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 EntrepreneurShares Series Trust (Exact name of Registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (IRS Employer Identification No.) c/o Capital Impa |
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| October 30, 2017 |
ATTORNEYS AT LAW 777 EAST WISCONSIN AVENUE MILWAUKEE, WI 53202-5306 414.271.2400 TEL 414.297.4900 FAX WWW.FOLEY.COM WRITER’S DIRECT LINE 414-297-5596 [email protected] EMAIL CLIENT/MATTER NUMBER 114735-0101 October 30, 2017 Via EDGAR System Ms. Karen Rosotto U.S. Securities and Exchange Commission Division of Investment Management Washington, D.C. 20549 Re: EntrepreneurShares Series Trust (Investm |
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| August 29, 2017 |
Report of Independent Registered Public Accounting Firm To the Board of Trustees and the Shareholders of EntrepreneurShares Global Fund, Entrepreneur U. |
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| May 18, 2017 |
I, Dr. Joel M. Shulman, certify that: Exhibit 99.CERT CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wi |
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| May 18, 2017 |
Entrepreneurshares Series Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 175 Federal Street, Suite #875 Boston, MA 02110 (Address of principal executive offices) (Zip code) Dr. J |
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| November 18, 2016 |
Entrepreneurshares Series Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 175 Federal Street, Suite #875 Boston, MA 02110 (Address of principal executive offices) (Zip code) Dr. J |
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| November 18, 2016 |
I, Dr. Joel M. Shulman, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| August 29, 2016 |
Report of Independent Registered Public Accounting Firm To the Board of Trustees of EntrepreneurShares Series Trust and the Shareholders of EntrepreneurShares Global Fund, Entrepreneur U. |
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| August 29, 2016 |
Report of Independent Registered Public Accounting Firm To the Board of Trustees of EntrepreneurShares Series Trust and the Shareholders of EntrepreneurShares Global Fund, Entrepreneur U. |
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| May 27, 2016 |
Entrepreneurshares Series Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 175 Federal Street, Suite #875 Boston, MA 02210 (Address of principal executive offices) (Zip code) Dr. J |
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| May 27, 2016 |
I, Dr. Joel M. Shulman, certify that: Exhibit 99.CERT CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wi |
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| March 3, 2016 |
EntrepreneurShares Series Trust EntrepreneurShares Series Trust 175 Federal Street, Suite 875 Boston, MA 02210 c/o U. |
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| November 25, 2015 |
I, Dr. Joel M. Shulman, certify that: CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| November 25, 2015 |
Entrepreneurshares Series Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 470 Atlantic Avenue, Suite 400 Boston, MA 02210 (Address of principal executive offices) (Zip code) Dr. J |
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| August 28, 2015 |
Report of Independent Registered Public Accounting Firm To the Board of Trustees of EntrepreneurShares Series Trust and the Shareholders of EntrepreneurShares Global Fund, Entrepreneur U. |
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| May 28, 2015 |
I, Dr. Joel M. Shulman, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATION Exhibit 99.CERT CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| May 28, 2015 |
Entrepreneurshares Series Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 470 Atlantic Avenue, Suite 400 Boston, MA 02210 (Address of principal executive offices) (Zip code) Dr. J |
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| November 26, 2014 |
EX-99.CERT 2 certs.htm CERTIFICATIONS CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| November 26, 2014 |
Entrepreneurshares Series Trust - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 470 Atlantic Avenue, Suite 400 Boston, MA 02210 (Address of principal executive offices) (Zip code) Dr. J |
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| October 31, 2014 |
ENTR / EntrepreneurShares Series Trust COVER - - 43 West 43rd Street New York, NY 10036 www.clappkelner.com October 31, 2014 Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: EntrepreneurShares Series Trust Post Effective Amendment No. 12 and Amendment No. 14 to Registration Statement on Form N-1A (File Nos. 333-168040 and 811-22436) Ladies and Gentlemen: On behalf of our client, Entre |
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| October 31, 2014 |
ENTR / EntrepreneurShares Series Trust CORRESP - - EntrepreneurShares Series Trust 470 Atlantic Avenue, Suite #400 .Boston, MA 02210 October 31, 2014 EDGAR FILING U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 2.0549 Re: Request for Acceleration - EntrepreneurShares Series Trust Post Effective Amendment No. 12 and Amendment No. 14 to Registration Statement on Form N-1A (File Nos. 333-16804 |
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| October 21, 2014 |
ENTR / EntrepreneurShares Series Trust COVER - - 43 West 43rd Street New York, NY 10036 www.clappkelner.com October 21, 2014 Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: EntrepreneurShares Series Trust Post Effective Amendment No. 12 and Amendment No. 14 to Registration Statement on Form N-1A (File Nos. 333-168040 and 811-22436) Ladies and Gentlemen: On behalf of our client, Entre |
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| September 26, 2014 |
ENTR / EntrepreneurShares Series Trust CORRESP - - EntrepreneurShares Series Trust 470 Atlantic Avenue, Suite #400 Boston, MA 02210 September 26, 2014 EDGAR FILING U. |
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| September 26, 2014 |
ENTR / EntrepreneurShares Series Trust COVER - - 43 West 43rd Street New York, NY 10036 www.clappkelner.com September 26, 2014 Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: EntrepreneurShares Series Trust Post Effective Amendment No. 11 and Amendment No. 14 to Registration Statement on Form N-1A (File Nos. 333-168040 and 811-22436) submitted by EDGAR on December 3, 2013 for Entrepr |
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| September 15, 2014 |
IMPAX / Entrepreneur US All Cap Fund COVER - - 43 West 43rd Street New York, NY 10036 www.clappkelner.com September 15, 2014 Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: EntrepreneurShares Series Trust Post Effective Amendment No. 11 and Amendment No. 14 to Registration Statement on Form N-1A (File Nos. 333-168040 and 811-22436) submitted by EDGAR on December 3, 2013 for Entrepr |
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| August 29, 2014 |
Report of Independent Registered Public Accounting Firm To the Board of Trustees of EntrepreneurSharesTM Series Trust and the Shareholders of EntrepreneurSharesTM Global Fund, Entrepreneur US All Cap FundTM and Entrepreneur US Large Cap FundTM In planning and performing our audits of the financial statements of EntrepreneurSharesTM Global Fund, as of and for the year ended June 30, 2014, the Entre |
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| June 26, 2014 |
EntrepreneurShares Series Trust 470 Atlantic Avenue, Suite #400 Boston, MA 02210 June 26, 2014 EDGAR FILING U. |
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| June 26, 2014 |
43 West 43rd Street New York, NY 10036 www.clappkelner.com June 26, 2014 Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: EntrepreneurShares Series Trust Post Effective Amendment No. 14 and Amendment No. 17 to Registration Statement on Form N-1A (File Nos. 333-168040 and 811-22436) Ladies and Gentlemen: On behalf of our client, Entrepre |
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| June 26, 2014 |
June 26, 2014 VIA EDGAR Karen Rosotto Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: EntrepreneurShares Series Trust Post Effective Amendment No. |
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| June 16, 2014 |
43 West 43rd Street New York, NY 10036 www.clappkelner.com June 16, 2014 Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: EntrepreneurShares Series Trust Post Effective Amendment No. 13 and Amendment No. 16 to Registration Statement on Form N-1A (File Nos. 333-168040 and 811-22436) Ladies and Gentlemen: On behalf of our client, Entrepre |
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| June 16, 2014 |
June 16, 2014 VIA EDGAR Karen Rosotto Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: EntrepreneurShares Series Trust Post Effective Amendment No. |
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| May 19, 2014 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 470 Atlantic Avenue, Suite 400 Boston, MA 02210 (Address of principal executive offices) (Zip code) Dr. J |
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| May 19, 2014 |
I, Dr. Joel M. Shulman, certify that: CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| April 15, 2014 |
April 15, 2014 Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: EntrepreneurShares Series Trust Post Effective Amendment No. |
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| February 27, 2014 |
EntrepreneurShares Series Trust c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, Wisconsin 53202 February 27, 2014 VIA EDGAR TRANSMISSION Ms. Fettig United States Securities and Exchange Commission Division of Investment Management 100 “F” Street, N.E. Washington, D.C. 20549 Re: EntrepreneurShares Series Trust (the “Trust”) Dear Ms. Fettig: This correspondence is being filed |
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| December 3, 2013 |
EntrepreneurShares Series Trust 470 Atlantic Avenue, Suite #400 Boston, MA 02210 December 3, 2013 EDGAR FILING U. |
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| November 12, 2013 |
I, Joel Shulman, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS Exhibit 99.CERT CERTIFICATION I, Joel Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| November 12, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY 811-22436 Investment Company Act file number: EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 470 Atlantic Avenue, Suite 400 Boston, MA 02210 (Address of principal executive offices) (Zip code) Dr. J |
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| October 25, 2013 |
October 23, 2013 VIA EDGAR Karen Rosotto Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: EntrepreneurShares Series Trust Use of Predecessor Fund Performance Information in Registration Statement on Form N-1A (File Nos. |
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| October 7, 2013 |
October 1, 2013 VIA EDGAR Karen Rosotto Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: EntrepreneurShares Series Trust Post Effective Amendment No. |
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| October 7, 2013 |
October 1, 2013 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: EntrepreneurShares Series Trust Post Effective Amendment No. |
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| September 18, 2013 |
EnterpreneurShares Global Fund (the "Fund") Registration # 811-22436 Form N-SAR Annual Period Ended June 30, 2013 Sub-Item 77K: Change in Independent Registered Public Accounting Firm On May 9, 2013, the Fund's Board of Directors engaged the firm McGladrey LLP to serve as the new independent registered public accounting firm to the Fund. |
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| September 18, 2013 |
August 28, 2013 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4720 Gentlemen: We have read Sub-Item 77K of Form N-SAR dated August 28, 2013, of EntrepreneurShares Global Fund and are in agreement with the statements in the third paragraph. We have no basis to agree or disagree with other statements of the registrant contained therein. /s/ ERNST & YOUNG LLP |
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| September 18, 2013 |
Report of Independent Registered Public Accounting Firm To the Board of Trustees of EntrepreneurSharesTM Series Trust and the Shareholders of EntrepreneurSharesTM Global Fund In planning and performing our audit of the financial statements of EntrepreneurSharesTM Global Fund, (the Fund), a separate series of the EntrepreneurSharesTM Series Trust as of and for the year ended June 30, 2013, in accor |
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| August 28, 2013 |
August 28, 2013 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4720 Gentlemen: We have read Sub-Item 77K of Form N-SAR dated August 28, 2013, of EntrepreneurShares Global Fund and are in agreement with the statements in the third paragraph. We have no basis to agree or disagree with other statements of the registrant contained therein. /s/ ERNST & YOUNG LLP |
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| August 28, 2013 |
EnterpreneurShares Global Fund (the “Fund”) Registration # 811-22436 Form N-SAR Annual Period Ended June 30, 2013 Sub-Item 77K: Change in Independent Registered Public Accounting Firm On May 9, 2013, the Fund’s Board of Directors engaged the firm McGladrey LLP to serve as the new independent registered public accounting firm to the Fund. |
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| August 28, 2013 |
Report of Independent Registered Public Accounting Firm To the Board of Trustees of EntrepreneurSharesTM Series Trust and the Shareholders of EntrepreneurSharesTM Global Fund In planning and performing our audit of the financial statements of EntrepreneurSharesTM Global Fund, (the Fund), a separate series of the EntrepreneurSharesTM Series Trust as of and for the year ended June 30, 2013, in accor |
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| August 27, 2013 |
EntrepreneurShares, LLC 40 Grove Street, Suite 200 Wellesley Square, MA 02482 August 27, 2013 VIA EDGAR Ms. |
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| August 27, 2013 |
EntrepreneurShares, LLC 40 Grove Street, Suite 200 Wellesley Square, MA 02482 August 27, 2013 VIA EDGAR Ms. |
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| May 21, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 40 Grove Street Wellesley Square, MA 02482 (Address of principal executive offices) (Zip code) Dr. Joel M |
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| May 21, 2013 |
I, Dr. Joel M. Shulman, certify that: CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| November 16, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 40 Grove Street Wellesley Square, MA 02482 (Address of principal executive offices) (Zip code) Dr. Joel M. |
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| November 16, 2012 |
I, Dr. Joel M. Shulman, certify that: CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| August 29, 2012 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 acct-ltr.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of EntrepreneurShares™ Series Trust In planning and performing our audit of the financial statements of EntrepreneurShares™ Series Trust (the Company) as of and for the period ended June 30, 2012, in accordance |
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| May 25, 2012 |
I, Dr. Joel M. Shulman, certify that: CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| May 25, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 40 Grove Street Wellesley Square, MA 02482 (Address of principal executive offices) (Zip code) Dr. Joel M. |
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| November 21, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 40 Grove Street Wellesley Square, MA 02482 (Address of principal executive offices) (Zip code) Dr. Joel M. |
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| November 21, 2011 |
I, Dr. Joel M. Shulman, certify that: CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| August 29, 2011 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of EntrepreneurShares Series Trust In planning and performing our audit of the financial statements of EntrepreneurShares Series Trust (the Company) as of and for the period ended June 30, 2011, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we consi |
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| May 25, 2011 |
I, Dr. Joel M. Shulman, certify that: CERTIFICATION I, Dr. Joel M. Shulman, certify that: 1. I have reviewed this report on Form N-Q of EntrepreneurShares Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| May 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22436 EntrepreneurShares Series Trust (Exact name of registrant as specified in charter) 40 Grove Street Wellesley Square, MA 02482 (Address of principal executive offices) (Zip code) Dr. Joel M. |
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| November 9, 2010 |
November 9, 2010 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| November 9, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the caption “Independent Registered Public Accounting Firm” in the Statement of Additional Information and to the use of our report on EntrepreneurShares Series Trust dated November 3, 2010 included in the Registration Statement (Form N-1A) filed with the Securities and Exchange Commission in this Pre-Effective Amendment No. |
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| November 9, 2010 |
Sincerely, /s/ George P. Attisano George P. Attisano November 9, 2010 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 02549 Re: EntrepreneurShares Series Trust — File Nos.: 333-168040 and 811-22436 Registration Statement on Form N-1A — Pre-Effective Amendment No. 3 Ladies and Gentlemen: On behalf of EntrepreneurShares Series Trust (the “Trust”), we are filing, pursuant to the Securities Act of 1933, as amended, and R |
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| November 9, 2010 |
As filed with the Securities and Exchange Commission on November 9, 2010 1933 Act File No. |
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| November 9, 2010 |
November 9, 2010 EntrepreneurShares Series Trust 40 Grove Street Wellesley Square, Massachusetts 02482 Ladies and Gentlemen: We have acted as counsel to EntrepreneurShares Series Trust, a Delaware statutory trust (the “Trust”), in connection with the filing with the Securities and Exchange Commission (the “SEC”) of Pre-Effective Amendment No. |
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| November 4, 2010 |
Code of Ethics of Seaport Global Advisors, LLC. CODE OF ETHICS AND CONDUCT As an investment adviser, EntrepreneurShares, LLC is a fiduciary. |
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| November 4, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the caption “Independent Registered Public Accounting Firm” in the Statement of Additional Information and to the use of our report on EntrepreneurShares Series Trust dated November 3, 2010 included in the Registration Statement (Form N-1A) filed with the Securities and Exchange Commission in this Pre-Effective Amendment No. |
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| November 4, 2010 |
November 4, 2010 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| November 4, 2010 |
EntrepreneurShares Series Trust 40 Grove Street Wellesley Square, MA 02482 November 4, 2010 EntrepreneurShares Series Trust 40 Grove Street Wellesley Square, MA 02482 November 4, 2010 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| November 4, 2010 |
BY-LAWS ENTREPRENEURSHARES SERIES TRUST A Delaware Statutory Trust (Effective as of May 13, 2010) EX-99.2B BYLAWS 3 bylaws.htm BY-LAWS Of ENTREPRENEURSHARES SERIES TRUST A Delaware Statutory Trust (Effective as of May 13, 2010) These By-Laws may contain any provision not inconsistent with applicable law or the Declaration of Trust, relating to the governance of the Trust. Unless otherwise specified in these By-Laws, capitalized terms used in these By-Laws shall have the meanings assigned to th |
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| November 4, 2010 |
FUND ACCOUNTING SERVICING AGREEMENT FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 9th day of September, 2010, by and between ENTREPRENEURSHARES SERIES TRUST, a Delaware statutory trust (the “Trust”) and U. |
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| November 4, 2010 |
Cc: Joel M. Shulman David Cragg George J. Zornada November 4, 2010 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 02549 Re: EntrepreneurShares Series Trust — File Nos.: 333-168040 and 811-22436 Registration Statement on Form N-1A — Pre-Effective Amendment No. 2 Ladies and Gentlemen: On behalf of EntrepreneurShares Series Trust (the “Trust”), we are filing, pursuant to the Securities Act of 1933, as amended, and R |
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| November 4, 2010 |
INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT (“Agreement”), made this 1st day of April, 2010, between ENTREPRENEURSHARES SERIES TRUST, a Delaware Statutory Trust (the “Trust”), and WESTON CAPITAL ADVISORS, LLC, a Delaware Limited Liability Company (the “Adviser”). |
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| November 4, 2010 |
Service and Distribution Plan (12b-1 Plan) for the ERShares Global Fund – Retail Class shares. SERVICE AND DISTRIBUTION PLAN OF ENTREPRENEURSHARES SERIES TRUST (ENTREPRENEURSHARES GLOBAL FUND) As Adopted and Effective as of May 13, 2010 WHEREAS, EntrepreneurShares Series Trust (the “Company”) is registered with the Securities and Exchange Commission as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”); WHEREAS, the Company intend |
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| November 4, 2010 |
FORM OF SERVICE AND DISTRIBUTION PLAN OF ENTREPRENEUR SHARES TRUST (ENTREPRENEUR SHARES GLOBAL FUND) Class A Shares As Adopted and Effective as of October 14, 2010 WHEREAS, Entrepreneur Shares Trust (the “Company”) is registered with the Securities and Exchange Commission as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”); WHEREAS, th |
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| November 4, 2010 |
FUND ADMINISTRATION SERVICING AGREEMENT FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 9th day of September, 2010, by and between ENTREPRENEURSHARES SERIES TRUST, a Delaware statutory trust (the “Trust”) and U. |
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| November 4, 2010 |
TRANSFER AGENT SERVICING AGREEMENT TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 9th day of September, 2010, by and between ENTREPRENEURSHARES SERIES TRUST, a Delaware statutory trust (the “Trust”), and U. |
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| November 4, 2010 |
EX-99.2G ADVSR CONTR 7 custodyagmt.htm CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of this 9th day of September, 2010, by and between ENTREPRENEURSHARES SERIES TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”). WHEREAS, the Trust |
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| November 4, 2010 |
DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of , 2010, between EntrepreneurShares Series Trust (“Fund”), a Delaware statutory trust, and Rafferty Capital Markets, LLC, (“RCM”), a corporation organized and existing under the laws of the State of New York. |
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| November 4, 2010 |
As filed with the Securities and Exchange Commission on November 4, 2010 1933 Act File No. |
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| November 4, 2010 |
ENTREPRENEURSHARES SERIES TRUST Code of Ethics Effective as of May 13, 2010 ENTREPRENEURSHARES SERIES TRUST Code of Ethics Effective as of May 13, 2010 I. DEFINITIONS A. “Access person” means any trustee or officer of the Fund; any director, officer or general partner of the Adviser or Sub-Adviser; or advisory person of the Fund or of the Adviser or Sub-Adviser. B. “Act” means the Investment Company Act of 1940, as amended. C. “Adviser” means Weston Capital Advisors, LLC. |
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| November 4, 2010 |
Code of Ethics of Seaport Global Advisors, LLC. CODE OF ETHICS AND CONDUCT As an investment adviser, Weston Capital Advisors, LLC is a fiduciary. |
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| November 4, 2010 |
Agreement and Declaration of Trust. ENTREPRENEURSHARES SERIES TRUST AGREEMENT AND DECLARATION OF TRUST (Effective May 13, 2010) AGREEMENT AND DECLARATION OF TRUST made by Joel Shulman, Thomas Stallkamp, George Berbeco, and Steven Sohn in the City of Babson Park, the State of Massachusetts, this 13th day of May, 2010. |
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| November 4, 2010 |
SUB-ADVISORY AGREEMENT ENTREPRENEURSHARES GLOBAL FUND SUB-ADVISORY AGREEMENT ENTREPRENEURSHARES GLOBAL FUND THIS SUB-ADVISORY AGREEMENT, made this 13th day of May, 2010, by and among ENTREPRENEURSHARES SERIES TRUST, a Delaware Statutory Trust (the ?Trust?), WESTON CAPITAL ADVISORS, LLC, a Delaware limited liability company (the ?Adviser?), and ENTREPRENEURSHARES, LLC, a Delaware limited liability company (the ?Portfolio Manager?). |
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| October 25, 2010 |
18f-3 Plan for the ERShares Global Fund. EX-99.N 18F-3 PLAN 5 a18f3.htm ENTREPRENEURSHARES SERIES TRUST RULE 18f-3 MULTIPLE CLASS PLAN on behalf of EntrepreneurShares Global Fund EntrepreneurShares Series Trust (the “Trust”), on behalf of its sole series, EntrepreneurShares Global Fund (the “Fund”), has elected to rely on Rule 18f-3 under the Investment Company Act of 1940, as amended (the “1940 Act”), in offering multiple classes of sha |
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| October 25, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the caption “Independent Registered Public Accounting Firm” in the Statement of Additional Information and to the use of our report on EntrepreneurShares Series Trust dated October 20, 2010 included in the Registration Statement (Form N-1A) filed with the Securities and Exchange Commission in this Pre-Effective Amendment No. |
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| October 25, 2010 |
October 14, 2010 EntrepreneurShares Series Trust 40 Grove Street Wellesley Square, Massachusetts 02482 Ladies and Gentlemen: We have acted as counsel to EntrepreneurShares Series Trust, a Delaware statutory trust (the “Trust”), in connection with the filing with the Securities and Exchange Commission (the “SEC”) of Pre-Effective Amendment No. |
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| October 25, 2010 |
October 22, 2010 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 02549 Re: EntrepreneurShares Series Trust — File Nos.: 333-169040 and 811-22436 Registration Statement on Form N-1A — Pre-Effective Amendment No. 1 Ladies and Gentlemen: On behalf of EntrepreneurShares Series Trust (the “Trust”), we are filing, pursuant to the Securities Act of 1933, as amended, and R |
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| October 25, 2010 |
SCHEDULE A ENTREPRENEURSHARES SERIES TRUST AGREEMENT AND DECLARATION OF TRUST dated May 13, 2010 List of Series and Classes Series Share Class Date Established EntrepreneurShares Global Fund Retail Class May 13, 2010 Institutional Class May 13, 2010 Class A October 14, 2010 Dated as of October 14, 2010 1 |
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| October 25, 2010 |
As filed with the Securities and Exchange Commission on October 22, 2010 1933 Act File No. |
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| October 22, 2010 |
October 22, 2010 VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| July 9, 2010 |
CERTIFICATE OF TRUST OF ENTREPRENEURSHARES SERIES TRUST This Certificate of Trust is being executed as of June 30, 2010, for the purpose of organizing a statutory trust pursuant to the Delaware Statutory Trust Act, 12 Del. |
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| July 9, 2010 |
July 9, 2010 ATTORNEYS AT LAW 777 EAST WISCONSIN AVENUE MILWAUKEE, WI 53202-5306 414. |
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| July 9, 2010 |
BY-LAWS ENTREPRENEURSHARES SERIES TRUST A Delaware Statutory Trust (Effective as of July 2, 2010) BY-LAWS Of ENTREPRENEURSHARES SERIES TRUST A Delaware Statutory Trust (Effective as of July 2, 2010) These By-Laws may contain any provision not inconsistent with applicable law or the Declaration of Trust, relating to the governance of the Trust. |
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| July 9, 2010 |
ENTREPRENEURSHARES SERIES TRUST AGREEMENT AND DECLARATION OF TRUST (Effective July 2, 2010) ENTREPRENEURSHARES SERIES TRUST AGREEMENT AND DECLARATION OF TRUST (Effective July 2, 2010) AGREEMENT AND DECLARATION OF TRUST made by Joel Shulman in the City of Babson Park, the State of Massachusetts, this 2nd day of July, 2010. |
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| July 9, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
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| July 9, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A As filed with the Securities and Exchange Commission on July 9, 2010 Securities Act Registration No. |
