| Actions en circulation | 228,417,142 shares |
| Actions d'initiés | 105 156 740 shares |
| Participation des initiés | 46,04 % |
| Nombre total d'initiés | 54 |
Indice de confiance des initiés
L'indice de confiance des initiés identifie les entreprises achetées par les initiés.
Il est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés de capitalisation d'initiés. Le modèle de notation utilise une combinaison du nombre net d'initiés ayant acheté des actions au cours des 90 derniers jours, du nombre total d'actions achetées en pourcentage du flottant et du nombre total d'actions détenues par les initiés. Le nombre varie de 0 à 100, les chiffres les plus élevés indiquant un niveau d'accumulation supérieur à celui de ses pairs, et 50 étant la moyenne.
Fréquence de mise à jour : Quotidienne
Indice de confiance des dirigeants
L'indice de confiance des dirigeants identifie les entreprises dont les actions sont achetées par des dirigeants d'entreprise.
Par définition, les dirigeants d'entreprise sont des initiés, mais contrairement à d'autres initiés (actionnaires à 10 % et membres du conseil d'administration), les dirigeants travaillent quotidiennement pour l'entreprise et utilisent leur propre argent lorsqu'ils effectuent des opérations (les actionnaires à 10 % et les membres du conseil d'administration sont souvent des gestionnaires de fonds qui gèrent l'argent d'autrui). À ce titre, les opérations d'initiés réalisées par les dirigeants sont beaucoup plus significatives et doivent être traitées de manière appropriée.
Comme l'indice de confiance des initiés, l'indice de confiance des dirigeants est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés d'accumulation de dirigeants.
Fréquence de mise à jour : Quotidienne
Principaux indicateurs des initiés
Cette carte montre comment l'entreprise se positionne par rapport à divers indicateurs d'initiés. La position en centile montre comment cette entreprise se situe par rapport aux autres entreprises sur les marchés américains. Une position plus élevée indique une meilleure situation.
Par exemple, il est généralement admis que les achats d'initiés sont un indicateur positif, de sorte que les entreprises dont les achats d'initiés sont plus nombreux se positionnent mieux que celles dont les achats d'initiés sont moins nombreux (ou même les ventes d'initiés).
Pourcentage du flottant acheté par les initiés (position)
0.078 %( )
280 out of 11224Le pourcentage du flottant acheté par les initiés est le nombre total d'actions achetées par les initiés moins le nombre total d'actions vendues par les initiés au cours des 90 derniers jours, divisé par le flottant total et multiplié par 100.
Graphique des opérations d'initiés
Les opérations d'initiés de Vaxart, Inc. sont présentées dans le graphique suivant. Les initiés sont des dirigeants, des administrateurs ou des investisseurs importants dans une entreprise. En général, il est illégal pour les initiés d'effectuer des opérations d'initiés dans leur entreprise sur la base d'informations matérielles non publiques. Cela ne signifie pas qu'il est illégal pour eux d'effectuer toute transaction dans leurs propres entreprises. Toutefois, ils doivent déclarer toutes les transactions à la SEC au moyen d'un formulaire 4.
Liste d'initiés et indicateurs de rentabilité
Ce tableau présente la liste des initiés connus et est généré automatiquement à partir des dépôts communiqués à la SEC. Outre les noms, le titre le plus récent et la désignation du directeur, du dirigeant ou du propriétaire à 10 %, nous indiquons les dernières participations divulguées. En outre, lorsque cela est possible, nous indiquons les performances historiques des opérations d'initiés. La performance historique des transactions est une moyenne pondérée de la performance des opérations d'achat réelles sur le marché public effectuées par l'initié. Pour plus d'informations sur le mode de calcul, regardez ce webinaire sur YouTube.
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| Initié | Profit moyen (%) | Actions détenues |
Fractionnement Ajusté |
|---|---|---|---|
| Armando Anido | 75 000 | ||
| Armistice Capital, Llc Director - [D] | 145 523 | 145 523 | |
| Fuad Ahmad Interim CFO - [O] | 5 000 | 5 000 | |
|
Armistice Capital Master Fund Ltd.
10% Owner -
|
145 523 | 145 523 | |
| Jason Aryeh | 18 000 | ||
| Peter Azzarello | 85 000 | ||
| Paul Ronald Bell Director - [D] | 6 248 | 6 248 | |
| Edward B Berg SVP, General Counsel - [O] | 694 123 | 694 123 | |
|
Steven Boyd
10% Owner -
|
145 523 | 145 523 | |
| Mark P Colonnese Chief Financial Officer - [O] | 7 000 | 7 000 | |
| Geoffrey F Cox | 12 700 | ||
|
Care Capital III LLC
10% Owner -
|
30 793 670 | 30 793 670 | |
|
Care Capital Investments III L.P.
10% Owner -
|
30 793 670 | 30 793 670 | |
|
Care Capital Offshore Investments III LP
10% Owner -
|
30 793 670 | 30 793 670 | |
| Julie M Cherrington Director - [D] | 6 217 | 6 217 | |
| Peter Chapman Cook Director - [D] | 100 127 | 100 127 | |
| Cummings James F. Chief Medical Officer - [O] | 745 757 | 745 757 | |
| Michael R Dougherty | 105 000 |
| Initié | Profit moyen (%) | Actions détenues |
Fractionnement Ajusté |
|---|---|---|---|
| Todd C Davis Director - [D] | 125 905 | 125 905 | |
| Dunne Michael W. | 75 000 | ||
| Margaret Echerd SVP, Principal Accntng Officer - [O] | 0 | 0 | |
| Jeffery Errington Director - [D] | 4 373 | 4 373 | |
| Raafat E F Fahim Sr. VP., Tech. & Prod. Ops. - [O] | 1 000 | 1 000 | |
| Kevin Finney Director - [D] | 204 771 | 204 771 | |
| Finney Michael J. Director - [D] | 702 840 | 702 840 | |
| Cezar Andrei Floroiu President, Chief Exec Officer, Director - [D] [O] | 452 735 | 452 735 | |
| James Fox Director - [D] | 2 500 | 2 500 | |
| Jeroen Nicolaas Grasman Chief Financial Officer - [O] | 350 000 | 350 000 | |
| Gust Ian D. Director - [D] | 49 982 | 49 982 | |
| Elaine J Heron Director - [D] | 56 566 | 56 566 | |
| John M Harland Chief Financial Officer - [O] | 761 | 761 | |
| Richard James Hill Director - [D] | 7 500 | 7 500 | |
| Leslie Hudson | 18 000 | ||
| Kessler Paul D. SVP Clinical, Med. & Reg.; CMO - [O] | 105 128 | 105 128 | |
|
Jan Leschly
Director, 10% Owner -
[D]
|
30 793 670 | 30 793 670 | |
| Timothy P Lynch Director - [D] | 0 | 0 |
| Initié | Profit moyen (%) | Actions détenues |
Fractionnement Ajusté |
|---|---|---|---|
| Wouter Latour Director - [D] | 0 | 0 | |
| Phillip E Lee Chief Financial Officer - [O] | 631 619 | 631 619 | |
| Life Science Angel Investors III, LLC | 0 | ||
| Steven Lo President, Chief Exec Officer, Director - [D] [O] | 100 000 | 100 000 | |
| Daniel S Loeb - | 6 890 000 | 6 890 000 | |
| Adam Logal Interim CFO, CAO and Treasurer - [O] | 9 334 | 9 334 | |
| Illya Keith Maher | 0 | ||
|
Richard J Markham
Director, 10% Owner -
[D]
|
30 793 670 | 30 793 670 | |
| Joseph M Patti CEO, Director - [D] [O] | 126 128 | 126 128 | |
| Russell H Plumb Executive Chairman, Director - [D] [O] | 203 213 | 203 213 | |
| John P Richard Director - [D] | 20 000 | 20 000 | |
| Third Point LLC - | 6 890 000 | 6 890 000 | |
| Sean Tucker SVP, Chief Scientific Officer - [O] | 801 015 | 801 015 | |
| Anne Vanlent Director - [D] | 35 000 | 35 000 | |
| Karen J Wilson | 0 | ||
| Watson W. Mark Director - [D] | 104 125 | 104 125 | |
| Wheadon David E. Director - [D] | 46 750 | 46 750 | |
| Yedid Robert A. Director - [D] | 34 490 | 34 490 |
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Historique des achats d'initiés - Analyse des bénéfices à court terme
Dans cette section, nous analysons la rentabilité de chaque achat d'initié non planifié et effectué sur le marché public dans VXRT / Vaxart, Inc.. Cette analyse permet de comprendre si l'initié génère régulièrement des rendements anormaux et s'il vaut la peine d'être suivi. Cette analyse porte sur l'année qui suit chaque transaction et les résultats sont théoriques .
Le tableau suivant présente les achats sur le marché public les plus récents qui ne faisaient pas partie d'un plan de trading automatique.
Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.
Historique des ventes d'initiés - Analyse des pertes à court terme
Dans cette section, nous analysons l'évitement des pertes à court terme de chaque vente d'initié non planifiée et réalisée sur le marché public dans VXRT / Vaxart, Inc.. Un schéma cohérent d'évitement des pertes peut suggérer que les transactions de vente futures peuvent prédire des baisses de prix. Cette analyse porte sur l'année qui suit chaque transaction, et les résultats sont théoriques .
Le tableau suivant présente les ventes les plus récentes sur le marché public qui ne faisaient pas partie d'un plan de trading automatique.
Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.
Historique des transactions
Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.
| Date de dépôt |
Date de transaction |
Formulaire | Initié | Libellé | Nom du titre | Code | Direct | Prix d'exercice |
Prix unitaire |
Unités Modifié |
Valeur Modifiée (1K) |
Options restantes |
Actions restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-19 | 2025-08-15 | 4 | Finney Kevin | VXRT | Common Stock | D | 0,3700 | 50 000 | 18 | 204 771 | ||||
| 2025-08-19 | 2025-08-15 | 4 | Finney Kevin | VXRT | Common Stock | D | 0,3500 | 50 000 | 18 | 154 771 | ||||
| 2025-08-19 | 2025-07-30 | 4 | Finney Kevin | VXRT | Common Stock | D | 0,3800 | 25 874 | 10 | 104 771 | ||||
| 2025-08-19 | 2025-07-28 | 4 | Finney Kevin | VXRT | Common Stock | D | 0,4000 | 20 000 | 8 | 78 897 | ||||
| 2025-08-19 | 2025-07-25 | 4 | Finney Kevin | VXRT | Common Stock | D | 0,3900 | 20 000 | 8 | 58 897 | ||||
| 2025-08-19 | 2025-07-17 | 4 | Finney Kevin | VXRT | Common Stock | D | 0,3800 | 794 | 0 | 38 897 | ||||
| 2025-07-31 | 2025-07-29 | 4 | Watson W. Mark | VXRT | Common Stock | D | 0,4050 | 10 000 | 4 | 104 125 | ||||
| 2025-06-16 | 2025-06-13 | 4 | Finney Kevin | VXRT | Common Stock | D | 6 103 | 38 103 | ||||||
| 2025-06-16 | 2025-06-13 | 4 | Watson W. Mark | VXRT | Common Stock | D | 16 000 | 94 125 | ||||||
| 2025-06-16 | 2025-06-13 | 4 | HERON ELAINE J | VXRT | Common Stock | D | 16 000 | 56 566 | ||||||
| 2025-06-16 | 2025-06-13 | 4 | Wheadon David E. | VXRT | Common Stock | D | 16 000 | 46 750 | ||||||
| 2025-06-16 | 2025-06-13 | 4 | Finney Michael J. | VXRT | Common Stock | D | 16 000 | 702 840 | ||||||
| 2025-05-20 | 2025-05-19 | 4 | Grasman Jeroen Nicolaas | VXRT | Common Stock | D | 350 000 | 350 000 | ||||||
| 2025-05-19 | 2025-05-19 | 4 | Lo Steven By The Lo Family Trust | VXRT | Common Stock | I | 0,4900 | 100 000 | 49 | 100 000 | ||||
| 2025-04-01 | 2025-03-28 | 4 | Cummings James F. | VXRT | Common Stock | D | 0,4212 | -3 292 | -1 | 745 757 | ||||
| 2025-04-01 | 2025-03-28 | 4 | Tucker Sean | VXRT | Common Stock | D | 0,4212 | -3 913 | -2 | 740 490 | ||||
| 2025-03-26 | 2025-03-24 | 4 | Tucker Sean | VXRT | Common Stock | D | 406 000 | 744 403 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Lo Steven | VXRT | Common Stock | D | 1 405 000 | 1 632 638 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Lee Phillip E | VXRT | Common Stock | D | 406 000 | 631 619 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Cummings James F. | VXRT | Common Stock | D | 406 000 | 749 049 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Berg Edward B | VXRT | Common Stock | D | 406 000 | 694 123 | ||||||
| 2025-03-20 | 2025-03-18 | 4 | Berg Edward B | VXRT | Common Stock | D | 0,5702 | -8 050 | -5 | 288 123 | ||||
| 2025-03-20 | 2025-03-18 | 4 | Cummings James F. | VXRT | Common Stock | D | 0,5702 | -6 772 | -4 | 343 049 | ||||
| 2025-03-20 | 2023-03-28 | 4 | Cummings James F. | VXRT | Common Stock | D | 0,7502 | -3 267 | -2 | 349 821 | ||||
| 2025-03-20 | 2025-03-18 | 4 | Lo Steven | VXRT | Common Stock | D | 0,5702 | -22 362 | -13 | 227 638 | ||||
| 2025-03-20 | 2025-03-18 | 4 | Tucker Sean | VXRT | Common Stock | D | 0,5702 | -8 050 | -5 | 338 403 | ||||
| 2025-03-20 | 2025-03-18 | 4 | Lee Phillip E | VXRT | Common Stock | D | 0,5702 | -8 050 | -5 | 225 619 | ||||
| 2025-02-04 | 2025-02-02 | 4 | Cummings James F. | VXRT | Common Stock | D | 0,6798 | -7 964 | -5 | 318 837 | ||||
| 2025-02-04 | 2025-02-02 | 4 | Tucker Sean | VXRT | Common Stock | D | 0,6798 | -9 242 | -6 | 346 453 | ||||
| 2025-02-04 | 2025-02-02 | 4 | Berg Edward B | VXRT | Common Stock | D | 0,6798 | -9 242 | -6 | 261 464 | ||||
| 2025-01-29 | 2025-01-28 | 4 | Finney Kevin | VXRT | Common Stock | D | 32 000 | 32 000 | ||||||
| 2024-12-17 | 2024-12-15 | 4 | Lee Phillip E | VXRT | Common Stock | D | 0,5920 | -6 132 | -4 | 233 669 | ||||
| 2024-06-20 | 2024-06-18 | 4 | Watson W. Mark | VXRT | Common Stock | D | 0,6789 | 20 000 | 14 | 78 125 | ||||
| 2024-06-13 | 2024-06-12 | 4 | Lee Phillip E | VXRT | Common Stock | D | 0,7600 | -2 007 | -2 | 239 801 | ||||
| 2024-06-12 | 2024-06-11 | 4 | Wheadon David E. | VXRT | Common Stock | D | 16 000 | 30 750 | ||||||
| 2024-06-12 | 2024-06-11 | 4 | HERON ELAINE J | VXRT | Common Stock | D | 16 000 | 40 566 | ||||||
| 2024-06-12 | 2024-06-11 | 4 | Finney Michael J. | VXRT | Common Stock | D | 16 000 | 686 840 | ||||||
| 2024-06-12 | 2024-06-11 | 4 | Yedid Robert A. | VXRT | Common Stock | D | 16 000 | 34 490 | ||||||
| 2024-06-12 | 2024-06-11 | 4 | Watson W. Mark | VXRT | Common Stock | D | 16 000 | 58 125 | ||||||
| 2024-04-01 | 2024-03-28 | 4 | Tucker Sean | VXRT | Common Stock | D | 1,3000 | -3 902 | -5 | 355 695 | ||||
| 2024-04-01 | 2024-03-28 | 4 | Cummings James F. | VXRT | Common Stock | D | 1,3000 | -3 292 | -4 | 326 801 | ||||
| 2024-03-20 | 2024-03-18 | 4 | Tucker Sean | VXRT | Common Stock | D | 90 000 | 420 122 | ||||||
| 2024-03-20 | 2024-02-02 | 4 | Tucker Sean | VXRT | Common Stock | D | 1,2000 | -9 220 | -11 | 330 122 | ||||
| 2024-03-20 | 2023-12-08 | 4 | Tucker Sean | VXRT | Common Stock | D | 0,7100 | -34 288 | -24 | 339 342 | ||||
| 2024-03-20 | 2023-03-28 | 4 | Tucker Sean | VXRT | Common Stock | D | 0,7500 | -3 683 | -3 | 373 630 | ||||
| 2024-03-20 | 2024-03-18 | 4 | Lee Phillip E | VXRT | Common Stock | D | 90 000 | 241 808 | ||||||
| 2024-03-20 | 2023-12-15 | 4 | Lee Phillip E | VXRT | Common Stock | D | 0,6300 | -5 943 | -4 | 151 808 | ||||
| 2024-03-20 | 2023-12-08 | 4 | Lee Phillip E | VXRT | Common Stock | D | 0,7100 | -35 151 | -25 | 157 751 | ||||
| 2024-03-20 | 2024-03-18 | 4 | Cummings James F. | VXRT | Common Stock | D | 90 000 | 330 093 | ||||||
| 2024-03-20 | 2024-02-02 | 4 | Cummings James F. | VXRT | Common Stock | D | 1,2000 | -7 965 | -10 | 240 093 | ||||
| 2024-03-20 | 2023-12-08 | 4 | Cummings James F. | VXRT | Common Stock | D | 0,7100 | -31 409 | -22 | 248 058 | ||||
| 2024-03-20 | 2024-03-18 | 4 | Berg Edward B | VXRT | Common Stock | D | 90 000 | 270 706 | ||||||
| 2024-03-20 | 2024-02-02 | 4 | Berg Edward B | VXRT | Common Stock | D | 1,2000 | -9 220 | -11 | 180 706 | ||||
| 2024-03-20 | 2023-12-08 | 4 | Berg Edward B | VXRT | Common Stock | D | 0,7100 | -33 752 | -24 | 189 926 | ||||
| 2024-03-20 | 2024-03-18 | 4 | Lo Steven | VXRT | Common Stock | D | 250 000 | 250 000 | ||||||
| 2024-03-20 | 3 | Lo Steven | VXRT | Common Stock | D | 0 | ||||||||
| 2023-08-01 | 2023-06-26 | 4 | Watson W. Mark | VXRT | Common Stock | D | 7 375 | 42 125 | ||||||
| 2023-08-01 | 2023-06-26 | 4 | HERON ELAINE J | VXRT | Common Stock | D | 6 922 | 24 566 | ||||||
| 2023-08-01 | 2023-06-26 | 4 | Yedid Robert A. | VXRT | Common Stock | D | 7 375 | 18 490 | ||||||
| 2023-08-01 | 2023-06-26 | 4 | Wheadon David E. | VXRT | Common Stock | D | 7 375 | 14 750 | ||||||
| 2023-08-01 | 2023-06-26 | 4 | Finney Michael J. | VXRT | Common Stock | D | 7 375 | 670 840 | ||||||
| 2023-06-14 | 2023-06-12 | 4 | Lee Phillip E | VXRT | Common Stock | D | 22 500 | 192 902 | ||||||
| 2023-05-11 | 2023-03-17 | 4/A | Lee Phillip E | VXRT | Common Stock | D | 56 652 | 170 402 | ||||||
| 2023-05-11 | 2023-03-17 | 4/A | Lee Phillip E | VXRT | Common Stock | D | 45 000 | 113 750 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Lee Phillip E | VXRT | Common Stock | D | 90 000 | 260 402 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Lee Phillip E | VXRT | Common Stock | D | 56 652 | 170 402 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Lee Phillip E | VXRT | Common Stock | D | 45 000 | 113 750 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Tucker Sean | VXRT | Common Stock | D | 90 000 | 316 788 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Tucker Sean | VXRT | Common Stock | D | 54 157 | 226 788 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Tucker Sean | VXRT | Common Stock | D | 45 000 | 172 631 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Cummings James F. | VXRT | Common Stock | D | 90 000 | 238 100 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Cummings James F. | VXRT | Common Stock | D | 59 350 | 148 100 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Cummings James F. | VXRT | Common Stock | D | 45 000 | 88 750 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Berg Edward B | VXRT | Common Stock | D | 90 000 | 187 606 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Berg Edward B | VXRT | Common Stock | D | 52 606 | 97 606 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Berg Edward B | VXRT | Common Stock | D | 45 000 | 45 000 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Floroiu Cezar Andrei | VXRT | Common Stock | D | 175 000 | 452 735 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Floroiu Cezar Andrei | VXRT | Common Stock | D | 92 735 | 277 735 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Floroiu Cezar Andrei | VXRT | Common Stock | D | 100 000 | 185 000 | ||||||
| 2022-12-30 | 2022-12-16 | 4 | Lee Phillip E | VXRT | Common Stock | D | 68 750 | 68 750 | ||||||
| 2022-12-28 | 2022-12-28 | 4 | Watson W. Mark | VXRT | Common Stock | D | 0,7570 | 20 000 | 15 | 20 000 | ||||
| 2022-10-07 | 2022-01-10 | 4 | Yedid Robert A. By Spouse | VXRT | Common Stock | I | 6,0101 | -1 500 | -9 | 0 | ||||
| 2022-08-26 | 2022-08-24 | 4 | Yedid Robert A. | VXRT | Common Stock | D | -4 000 | 11 115 | ||||||
| 2022-08-26 | 2022-08-24 | 4 | Yedid Robert A. | VXRT | Common Stock | D | -4 000 | 11 115 | ||||||
| 2022-08-26 | 2022-08-24 | 4 | Yedid Robert A. | VXRT | Common Stock | D | -18 240 | 19 115 | ||||||
| 2022-08-25 | 2022-08-25 | 4 | HERON ELAINE J | VXRT | Common Stock | D | 14 750 | 17 644 | ||||||
| 2022-08-25 | 3 | HERON ELAINE J | VXRT | Common Stock | D | 2 894 | ||||||||
| 2022-08-22 | 2022-08-19 | 4 | Yedid Robert A. | VXRT | Common Stock | D | 2,3900 | 8 000 | 19 | 37 355 | ||||
| 2022-08-22 | 2022-08-19 | 4 | Yedid Robert A. | VXRT | Common Stock | D | 0,3100 | 18 240 | 6 | 29 355 | ||||
| 2022-08-08 | 2022-08-04 | 4 | Watson W. Mark | VXRT | Common Stock | D | 14 750 | 14 750 | ||||||
| 2022-08-08 | 2022-08-04 | 4 | Yedid Robert A. | VXRT | Common Stock | D | 7 375 | 11 115 | ||||||
| 2022-08-08 | 2022-08-04 | 4 | Wheadon David E. | VXRT | Common Stock | D | 7 375 | 7 375 | ||||||
| 2022-08-08 | 2022-08-04 | 4 | Finney Michael J. | VXRT | Common Stock | D | 7 375 | 663 465 | ||||||
| 2022-08-08 | 2022-08-04 | 4 | Davis Todd C | VXRT | Common Stock | D | 7 375 | 125 905 | ||||||
| 2022-08-08 | 2022-08-04 | 4 | Cherrington Julie M | VXRT | Common Stock | D | 6 217 | 6 217 | ||||||
| 2022-06-23 | 2022-06-22 | 4 | Ahmad Fuad | VXRT | Common Stock | D | 3,2200 | 5 000 | 16 | 5 000 | ||||
| 2022-04-25 | 2022-04-22 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 0,77 | -40 000 | 84 061 | |||||
| 2022-04-25 | 2022-04-22 | 4 | Tucker Sean | VXRT | Common Stock | D | 0,7700 | 40 000 | 31 | 127 631 | ||||
| 2022-03-30 | 2022-03-28 | 4 | Cummings James F. | VXRT | Stock Option (right to buy) | D | 5,09 | 262 500 | 262 500 | |||||
| 2022-03-30 | 2022-03-28 | 4 | Cummings James F. | VXRT | Common Stock | D | 43 750 | 43 750 | ||||||
| 2022-03-30 | 2022-03-28 | 4 | Floroiu Cezar Andrei | VXRT | Stock Option (right to buy) | D | 5,09 | 550 000 | 550 000 | |||||
| 2022-03-30 | 2022-03-28 | 4 | Floroiu Cezar Andrei | VXRT | Common Stock | D | 85 000 | 85 000 | ||||||
| 2022-03-30 | 2022-03-28 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 5,09 | 262 500 | 262 500 | |||||
| 2022-03-30 | 2022-03-28 | 4 | Tucker Sean | VXRT | Common Stock | D | 43 750 | 87 631 | ||||||
| 2022-02-22 | 2022-02-15 | 4 | Berg Edward B | VXRT | Stock Option (right to buy) | D | 5,07 | 285 000 | 285 000 | |||||
| 2021-12-23 | 2021-12-22 | 4 | Davis Todd C | VXRT | Common Stock | D | -1 470 | 118 530 | ||||||
| 2021-12-01 | 2021-11-30 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 0,77 | -2 936 | 26 416 | |||||
| 2021-12-01 | 2021-11-30 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 5,17 | -666 | 1 667 | |||||
| 2021-12-01 | 2021-11-30 | 4 | Echerd Margaret | VXRT | Common Stock | D | 8,0000 | -3 602 | -29 | 0 | ||||
| 2021-12-01 | 2021-11-30 | 4 | Echerd Margaret | VXRT | Common Stock | D | 0,7700 | 2 936 | 2 | 3 602 | ||||
| 2021-12-01 | 2021-11-30 | 4 | Echerd Margaret | VXRT | Common Stock | D | 5,1700 | 666 | 3 | 666 | ||||
| 2021-10-13 | 2021-10-12 | 4 | Yedid Robert A. By Spouse | VXRT | Common Stock | I | 1 500 | 1 500 | ||||||
| 2021-10-13 | 2021-10-12 | 4 | Yedid Robert A. | VXRT | Common Stock | D | -1 500 | 3 740 | ||||||
| 2021-10-13 | 2021-10-12 | 4 | Yedid Robert A. | VXRT | Common Stock | D | -1 500 | 3 740 | ||||||
| 2021-10-13 | 2021-10-12 | 4 | Yedid Robert A. | VXRT | Common Stock | D | -1 500 | 5 240 | ||||||
| 2021-09-13 | 2021-09-10 | 4 | Echerd Margaret | VXRT | Stock Option (Right to Buy) | D | 0,77 | -1 467 | 29 352 | |||||
| 2021-09-13 | 2021-09-10 | 4 | Echerd Margaret | VXRT | Stock Option (Right to Buy) | D | 5,17 | -334 | 2 333 | |||||
| 2021-09-13 | 2021-09-10 | 4 | Echerd Margaret | VXRT | Common Stock | D | 9,1000 | -1 801 | -16 | 0 | ||||
| 2021-09-13 | 2021-09-10 | 4 | Echerd Margaret | VXRT | Common Stock | D | 0,7700 | 1 467 | 1 | 1 801 | ||||
| 2021-09-13 | 2021-09-10 | 4 | Echerd Margaret | VXRT | Common Stock | D | 5,1700 | 334 | 2 | 334 | ||||
| 2021-08-23 | 2021-08-20 | 4 | Cherrington Julie M | VXRT | Stock Option (right to buy) | D | 8,34 | 65 700 | 65 700 | |||||
| 2021-08-11 | 2021-08-10 | 4 | Tucker Sean By joint tenancy with Frances Chang and Sean Tucker | VXRT | Common Stock | I | 10,2000 | -5 828 | -59 | 51 465 | ||||
| 2021-08-11 | 2021-08-10 | 4 | Tucker Sean | VXRT | Common Stock | D | 10,2000 | -4 172 | -43 | 43 881 | ||||
| 2021-08-11 | 2021-08-10 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 0,77 | -1 468 | 30 819 | |||||
| 2021-08-11 | 2021-08-10 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 5,17 | -333 | 2 667 | |||||
| 2021-08-11 | 2021-08-10 | 4 | Echerd Margaret | VXRT | Common Stock | D | 10,0000 | -1 801 | -18 | 0 | ||||
| 2021-08-11 | 2021-08-10 | 4 | Echerd Margaret | VXRT | Common Stock | D | 0,7700 | 1 468 | 1 | 1 801 | ||||
| 2021-08-11 | 2021-08-10 | 4 | Echerd Margaret | VXRT | Common Stock | D | 5,1700 | 333 | 2 | 333 | ||||
| 2021-07-21 | 2021-07-19 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 0,77 | -1 467 | 32 287 | |||||
| 2021-07-21 | 2021-07-19 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 5,17 | -333 | 3 000 | |||||
| 2021-07-21 | 2021-07-19 | 4 | Echerd Margaret | VXRT | Common Stock | D | 8,0000 | -1 800 | -14 | 0 | ||||
| 2021-07-21 | 2021-07-19 | 4 | Echerd Margaret | VXRT | Common Stock | D | 0,7700 | 1 467 | 1 | 1 800 | ||||
| 2021-07-21 | 2021-07-19 | 4 | Echerd Margaret | VXRT | Common Stock | D | 5,1700 | 333 | 2 | 333 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Finney Michael J. | VXRT | Common Stock Purchase Warrant | D | 1,10 | -181 818 | 0 | |||||
| 2021-06-21 | 2021-06-18 | 4 | Finney Michael J. | VXRT | Stock Option (right to buy) | D | 0,68 | -12 700 | 0 | |||||
| 2021-06-21 | 2021-06-18 | 4 | Finney Michael J. | VXRT | Stock Option (right to buy) | D | 0,68 | -9 000 | 0 | |||||
| 2021-06-21 | 2021-06-18 | 4 | Finney Michael J. | VXRT | Common Stock | D | 1,1000 | 181 818 | 200 | 656 090 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Finney Michael J. | VXRT | Common Stock | D | 0,6800 | 12 700 | 9 | 474 272 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Finney Michael J. | VXRT | Common Stock | D | 0,6800 | 9 000 | 6 | 461 572 | ||||
| 2021-06-17 | 2021-06-16 | 4 | Wheadon David E. | VXRT | Stock Option (right to buy) | D | 6,54 | 65 700 | 65 700 | |||||
| 2021-06-17 | 2021-06-16 | 4 | WILSON KAREN J | VXRT | Stock Option (right to buy) | D | 7,79 | 15 097 | 15 097 | |||||
| 2021-06-17 | 2021-06-16 | 4 | Yedid Robert A. | VXRT | Stock Option (right to buy) | D | 7,79 | 15 097 | 15 097 | |||||
| 2021-06-17 | 2021-06-16 | 4 | Finney Michael J. | VXRT | Stock Option (right to buy) | D | 7,79 | 15 097 | 15 097 | |||||
| 2021-06-17 | 2021-06-16 | 4 | Davis Todd C | VXRT | Stock Option (right to buy) | D | 7,79 | 15 097 | 15 097 | |||||
| 2021-06-17 | 2021-06-16 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 6,27 | 100 000 | 100 000 | |||||
| 2021-06-17 | 2021-06-16 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6,27 | 100 000 | 100 000 | |||||
| 2021-06-17 | 2021-06-16 | 4 | Floroiu Cezar Andrei | VXRT | Stock Option (right to buy) | D | 6,27 | 250 000 | 250 000 | |||||
| 2021-06-14 | 2021-06-11 | 4 | Yedid Robert A. | VXRT | Stock Option (right to buy) | D | 0,31 | -18 240 | 36 480 | |||||
| 2021-06-14 | 2021-06-11 | 4 | Yedid Robert A. | VXRT | Common Stock | D | 8,6109 | -10 000 | -86 | 8 240 | ||||
| 2021-06-14 | 2021-06-11 | 4 | Yedid Robert A. | VXRT | Common Stock | D | 0,3100 | 18 240 | 6 | 18 240 | ||||
| 2021-06-14 | 2021-06-11 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 0,77 | -1 468 | 33 754 | |||||
| 2021-06-14 | 2021-06-11 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 5,17 | -334 | 3 333 | |||||
| 2021-06-14 | 2021-06-11 | 4 | Echerd Margaret | VXRT | Common Stock | D | 8,0000 | -1 802 | -14 | 0 | ||||
| 2021-06-14 | 2021-06-11 | 4 | Echerd Margaret | VXRT | Common Stock | D | 0,7700 | 1 468 | 1 | 1 802 | ||||
| 2021-06-14 | 2021-06-11 | 4 | Echerd Margaret | VXRT | Common Stock | D | 5,1700 | 334 | 2 | 334 | ||||
| 2021-06-14 | 2019-11-18 | 4/A | Davis Todd C | VXRT | Stock Option (right to buy) | D | 0,31 | 54 720 | 54 720 | |||||
| 2021-06-14 | 2019-11-18 | 4/A | Yedid Robert A. | VXRT | Stock Option (right to buy) | D | 0,31 | 54 720 | 54 720 | |||||
| 2021-06-11 | 2021-06-09 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 0,77 | -35 222 | 35 222 | |||||
| 2021-06-11 | 2021-06-09 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 5,17 | -12 333 | 3 667 | |||||
| 2021-06-11 | 2021-06-09 | 4 | Echerd Margaret | VXRT | Common Stock | D | 8,0000 | -47 555 | -380 | 0 | ||||
| 2021-06-11 | 2021-06-09 | 4 | Echerd Margaret | VXRT | Common Stock | D | 0,7700 | 35 222 | 27 | 47 555 | ||||
| 2021-06-11 | 2021-06-09 | 4 | Echerd Margaret | VXRT | Common Stock | D | 5,1700 | 12 333 | 64 | 12 333 | ||||
| 2021-05-10 | 2021-05-07 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 1,70 | -100 000 | 700 000 | |||||
| 2021-05-10 | 2021-05-07 | 4 | Latour Wouter | VXRT | Common Stock | D | 7,1275 | -100 000 | -713 | 0 | ||||
| 2021-05-10 | 2021-05-07 | 4 | Latour Wouter | VXRT | Common Stock | D | 1,7000 | 100 000 | 170 | 100 000 | ||||
| 2021-05-10 | 2021-05-06 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 1,70 | -100 000 | 800 000 | |||||
| 2021-05-10 | 2021-05-06 | 4 | Latour Wouter | VXRT | Common Stock | D | 6,5389 | -100 000 | -654 | 0 | ||||
| 2021-05-10 | 2021-05-06 | 4 | Latour Wouter | VXRT | Common Stock | D | 1,7000 | 100 000 | 170 | 100 000 | ||||
| 2021-03-18 | 2021-03-16 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6,49 | -1 006 | 0 | |||||
| 2021-03-18 | 2021-03-16 | 4 | Tucker Sean | VXRT | Common Stock | D | 6,4900 | 1 006 | 7 | 48 053 | ||||
| 2021-03-05 | 2021-03-04 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 0,77 | -150 000 | 213 261 | |||||
| 2021-03-05 | 2021-03-04 | 4 | Latour Wouter | VXRT | Common Stock | D | 6,0430 | -150 000 | -906 | 0 | ||||
| 2021-03-05 | 2021-03-04 | 4 | Latour Wouter | VXRT | Common Stock | D | 0,7700 | 150 000 | 116 | 150 000 | ||||
| 2020-11-23 | 2020-11-23 | 4 | Latour Wouter | VXRT | Common Stock | D | 6,3244 | -333 334 | -2 108 | 0 | ||||
| 2020-08-27 | 2020-08-25 | 4 | WILSON KAREN J | VXRT | Stock Option (right to buy) | D | 6,95 | 65 700 | 65 700 | |||||
| 2020-08-14 | 2020-08-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6,49 | -4 026 | 0 | |||||
| 2020-08-14 | 2020-08-13 | 4 | Tucker Sean | VXRT | Common stock | D | 6,4900 | 4 026 | 26 | 51 679 | ||||
| 2020-08-12 | 2020-08-12 | 4 | Latour Wouter | VXRT | Common Stock Purchase Warrant | D | 0,30 | 0,3000 | -166 667 | -50 | 0 | |||
| 2020-08-12 | 2020-08-12 | 4 | Latour Wouter | VXRT | Common stock | D | 0,3000 | 166 667 | 50 | 333 334 | ||||
| 2020-06-30 | 2020-06-29 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Warrants | I | 1,10 | 0 | 0 | |||||
| 2020-06-30 | 2020-06-29 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Warrants | D | 1,10 | -4 090 909 | 0 | |||||
| 2020-06-30 | 2020-06-29 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 145 523 | ||||||
| 2020-06-30 | 2020-06-29 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 8,2900 | -9 385 386 | -77 805 | 145 523 | ||||
| 2020-06-30 | 2020-06-29 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 9 530 909 | ||||||
| 2020-06-30 | 2020-06-29 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 1,1000 | 4 090 909 | 4 500 | 9 530 909 | ||||
| 2020-06-30 | 2020-06-26 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Warrants | I | 0,30 | 0 | 0 | |||||
| 2020-06-30 | 2020-06-26 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Warrants | D | 0,30 | -16 666 667 | 0 | |||||
| 2020-06-30 | 2020-06-26 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 5 440 000 | ||||||
| 2020-06-30 | 2020-06-26 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 10,3800 | -18 226 667 | -189 193 | 5 440 000 | ||||
| 2020-06-30 | 2020-06-26 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 23 666 667 | ||||||
| 2020-06-30 | 2020-06-26 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0,3000 | 16 666 667 | 5 000 | 23 666 667 | ||||
| 2020-06-17 | 2020-06-15 | 4 | Floroiu Cezar Andrei | VXRT | Stock Option (right to buy) | D | 2,46 | 900 000 | 900 000 | |||||
| 2020-06-17 | 2020-06-15 | 4 | Floroiu Cezar Andrei | VXRT | Stock Option (right to buy) | D | 2,46 | 845 280 | 845 280 | |||||
| 2020-06-09 | 2020-06-08 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 1,70 | 900 000 | 900 000 | |||||
| 2020-06-09 | 2020-06-08 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 1,70 | 360 000 | 360 000 | |||||
| 2020-06-09 | 2020-06-08 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 1,70 | 315 000 | 315 000 | |||||
| 2020-06-09 | 2020-06-08 | 4 | Floroiu Cezar Andrei | VXRT | Stock Option (right to buy) | D | 1,71 | 54 720 | 54 720 | |||||
| 2020-06-09 | 2020-06-08 | 4 | Davis Todd C | VXRT | Stock Option (right to buy) | D | 2,39 | 65 700 | 65 700 | |||||
| 2020-06-09 | 2020-06-08 | 4 | Finney Michael J. | VXRT | Stock Option (right to buy) | D | 2,39 | 65 700 | 65 700 | |||||
| 2020-06-09 | 2020-06-08 | 4 | Yedid Robert A. | VXRT | Stock Option (right to buy) | D | 2,39 | 65 700 | 65 700 | |||||
| 2020-06-03 | 2020-06-03 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 7 000 000 | ||||||
| 2020-06-03 | 2020-06-03 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,7700 | -400 000 | -1 108 | 7 000 000 | ||||
| 2020-06-03 | 2020-06-02 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 7 400 000 | ||||||
| 2020-06-03 | 2020-06-02 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,7500 | -800 000 | -2 200 | 7 400 000 | ||||
| 2020-06-03 | 2020-06-01 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 8 200 000 | ||||||
| 2020-06-03 | 2020-06-01 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,7400 | -200 000 | -548 | 8 200 000 | ||||
| 2020-05-29 | 2020-05-27 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 8 400 000 | ||||||
| 2020-05-29 | 2020-05-27 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,6100 | -200 000 | -522 | 8 400 000 | ||||
| 2020-05-22 | 2020-05-22 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 8 600 000 | ||||||
| 2020-05-22 | 2020-05-22 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,8600 | -200 000 | -572 | 8 600 000 | ||||
| 2020-05-22 | 2020-05-21 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 8 800 000 | ||||||
| 2020-05-22 | 2020-05-21 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,9700 | -400 000 | -1 188 | 8 800 000 | ||||
| 2020-05-22 | 2020-05-20 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 9 200 000 | ||||||
| 2020-05-22 | 2020-05-20 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 3,1900 | -1 150 000 | -3 668 | 9 200 000 | ||||
| 2020-05-18 | 2020-05-18 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 10 350 000 | ||||||
| 2020-05-18 | 2020-05-18 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,8600 | -650 000 | -1 859 | 10 350 000 | ||||
| 2020-05-18 | 2020-05-15 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 11 000 000 | ||||||
| 2020-05-18 | 2020-05-15 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,8200 | -458 639 | -1 293 | 11 000 000 | ||||
| 2020-05-18 | 2020-05-14 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 11 458 639 | ||||||
| 2020-05-18 | 2020-05-14 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 3,0200 | -834 669 | -2 521 | 11 458 639 | ||||
| 2020-05-13 | 2020-05-13 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 12 293 308 | ||||||
| 2020-05-13 | 2020-05-13 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,9700 | -525 616 | -1 561 | 12 293 308 | ||||
| 2020-05-13 | 2020-05-12 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 12 818 924 | ||||||
| 2020-05-13 | 2020-05-12 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 3,0200 | -1 581 076 | -4 775 | 12 818 924 | ||||
| 2020-05-13 | 2020-05-11 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 14 400 000 | ||||||
| 2020-05-13 | 2020-05-11 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,7900 | -1 300 000 | -3 627 | 14 400 000 | ||||
| 2020-05-08 | 2020-05-08 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 15 700 000 | ||||||
| 2020-05-08 | 2020-05-08 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,5200 | -100 000 | -252 | 15 700 000 | ||||
| 2020-05-08 | 2020-05-07 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 15 800 000 | ||||||
| 2020-05-08 | 2020-05-07 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,5100 | -100 000 | -251 | 15 800 000 | ||||
| 2020-05-08 | 2020-05-06 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 15 900 000 | ||||||
| 2020-05-08 | 2020-05-06 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,5800 | -50 000 | -129 | 15 900 000 | ||||
| 2020-05-05 | 2020-05-05 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 15 950 000 | ||||||
| 2020-05-05 | 2020-05-05 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,6600 | -692 531 | -1 842 | 15 950 000 | ||||
| 2020-05-05 | 2020-05-04 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 16 642 531 | ||||||
| 2020-05-05 | 2020-05-04 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,6500 | -957 469 | -2 537 | 16 642 531 | ||||
| 2020-05-05 | 2020-05-01 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 17 600 000 | ||||||
| 2020-05-05 | 2020-05-01 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,7100 | -1 000 000 | -2 710 | 17 600 000 | ||||
| 2020-04-30 | 3/A | Davis Todd C | VXRT | Common stock | D | 180 000 | ||||||||
| 2020-04-30 | 2020-04-30 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 18 600 000 | ||||||
| 2020-04-30 | 2020-04-30 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2,9600 | -4 434 296 | -13 126 | 18 600 000 | ||||
| 2020-04-30 | 2020-04-29 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 23 034 296 | ||||||
| 2020-04-30 | 2020-04-29 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 3,0100 | -873 634 | -2 630 | 23 034 296 | ||||
| 2020-04-30 | 2020-04-28 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 23 907 930 | ||||||
| 2020-04-30 | 2020-04-28 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 3,3800 | -1 292 070 | -4 367 | 23 907 930 | ||||
| 2020-04-30 | 2020-04-28 | 4 | Davis Todd C | VXRT | Common stock | D | 3,2750 | -60 000 | -196 | 120 000 | ||||
| 2019-11-20 | 2019-11-18 | 4 | Davis Todd C | VXRT | Stock Option (right to buy) | D | 0,31 | 54 720 | 54 720 | |||||
| 2019-11-20 | 2019-11-18 | 4 | Yedid Robert A. | VXRT | Stock Option (right to buy) | D | 0,31 | 54 720 | 54 720 | |||||
| 2019-11-07 | 2019-11-07 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 25 200 000 | ||||||
| 2019-11-07 | 2019-11-07 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0,3400 | 63 749 | 22 | 25 200 000 | ||||
| 2019-11-07 | 2019-11-06 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 25 136 251 | ||||||
| 2019-11-07 | 2019-11-06 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0,3400 | 61 869 | 21 | 25 136 251 | ||||
| 2019-11-07 | 2019-11-05 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 25 074 382 | ||||||
| 2019-11-07 | 2019-11-05 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0,3300 | 74 382 | 25 | 25 074 382 | ||||
| 2019-10-15 | 2019-10-11 | 4 | Richard John P | VXRT | Common stock | D | 0,3840 | 20 000 | 8 | 20 000 | ||||
| 2019-10-07 | 2019-10-07 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 25 000 000 | ||||||
| 2019-10-07 | 2019-10-07 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0,3700 | 290 000 | 107 | 25 000 000 | ||||
| 2019-10-07 | 2019-10-04 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 24 710 000 | ||||||
| 2019-10-07 | 2019-10-04 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0,3500 | 274 000 | 96 | 24 710 000 | ||||
| 2019-10-03 | 2019-10-03 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 24 436 000 | ||||||
| 2019-10-03 | 2019-10-03 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0,3400 | 228 720 | 78 | 24 436 000 | ||||
| 2019-10-03 | 2019-10-02 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 24 207 280 | ||||||
| 2019-10-03 | 2019-10-02 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0,3600 | 23 913 | 9 | 24 207 280 | ||||
| 2019-10-03 | 2019-10-01 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 24 183 367 | ||||||
| 2019-10-03 | 2019-10-01 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0,3500 | 183 367 | 64 | 24 183 367 | ||||
| 2019-09-30 | 2019-09-30 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 24 000 000 | ||||||
| 2019-09-30 | 2019-09-30 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0,3300 | 1 600 376 | 528 | 24 000 000 | ||||
| 2019-09-30 | 2019-09-27 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 22 399 624 | ||||||
| 2019-09-30 | 2019-09-27 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0,2900 | 972 643 | 282 | 22 399 624 | ||||
| 2019-09-30 | 2019-09-26 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 21 426 981 | ||||||
| 2019-09-30 | 2019-09-26 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0,2800 | 4 760 314 | 1 333 | 21 426 981 | ||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | D | 50 000 001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | I | 50 000 001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | D | 50 000 001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | I | 50 000 001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | D | 50 000 001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | D | 50 000 001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | I | 50 000 001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | D | 50 000 001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | I | 50 000 001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | I | 50 000 001 | ||||||||
| 2019-09-30 | 2019-09-30 | 4 | Latour Wouter | VXRT | Common Stock Purchase Warrant | D | 0,30 | 0,3000 | 166 667 | 50 | 166 667 | |||
| 2019-09-30 | 2019-09-30 | 4 | Latour Wouter | VXRT | Common stock | D | 0,3000 | 166 667 | 50 | 166 667 | ||||
| 2019-06-14 | 2019-06-12 | 4 | VANLENT ANNE | VXRT | Stock Option (right to buy) | D | 0,68 | 12 700 | 12 700 | |||||
| 2019-06-14 | 2019-06-12 | 4 | VANLENT ANNE | VXRT | Stock Option (right to buy) | D | 0,68 | 9 000 | 9 000 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Richard John P | VXRT | Stock Option (right to buy) | D | 0,68 | 12 700 | 12 700 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Richard John P | VXRT | Stock Option (right to buy) | D | 0,68 | 9 000 | 9 000 | |||||
| 2019-06-14 | 2019-06-12 | 4 | COX GEOFFREY F | VXRT | Stock Option (right to buy) | D | 0,68 | 12 700 | 12 700 | |||||
| 2019-06-14 | 2019-06-12 | 4 | COX GEOFFREY F | VXRT | Stock Option (right to buy) | D | 0,68 | 9 000 | 9 000 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Finney Michael J. | VXRT | Stock Option (right to buy) | D | 0,68 | 12 700 | 12 700 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Finney Michael J. | VXRT | Stock Option (right to buy) | D | 0,68 | 9 000 | 9 000 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Markham Richard J | VXRT | Stock Option (right to buy) | D | 0,68 | 12 700 | 12 700 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Markham Richard J | VXRT | Stock Option (right to buy) | D | 0,68 | 9 000 | 9 000 | |||||
| 2019-05-14 | 2019-05-12 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 0,77 | 70 444 | 70 444 | |||||
| 2019-05-14 | 2019-05-12 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 0,77 | 363 261 | 363 261 | |||||
| 2019-05-14 | 2019-05-12 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 0,77 | 124 061 | 124 061 | |||||
| 2019-04-12 | 2019-04-11 | 4 | Tucker Sean By joint tenancy with Frances Chang and Sean Tucker | VXRT | Common Stock Warrant (right to buy) | I | 1,10 | 1,1000 | 27 273 | 30 | 27 273 | |||
| 2019-04-12 | 2019-04-11 | 4 | Tucker Sean By joint tenancy with Frances Chang and Sean Tucker | VXRT | Common stock | I | 1,1000 | 27 273 | 30 | 52 661 | ||||
| 2019-04-12 | 2019-04-11 | 4 | Finney Michael J. | VXRT | Common Stock Warrant | D | 1,10 | 1,1000 | 181 818 | 200 | 181 818 | |||
| 2019-04-12 | 2019-04-11 | 4 | Finney Michael J. | VXRT | Common Stock | D | 1,1000 | 181 818 | 200 | 452 572 | ||||
| 2019-02-06 | 2018-02-13 | 4/A | Finney Michael J. | VXRT | Common Stock | D | 1 818 | 230 796 | ||||||
| 2019-02-06 | 2018-09-11 | 4 | Finney Michael J. | VXRT | Common Stock | D | 34 958 | 270 754 | ||||||
| 2018-09-24 | 2018-09-11 | 4 | Harland John M | VXRT | Common Stock | D | 761 | 761 | ||||||
| 2018-06-08 | 2018-06-05 | 4 | Finney Michael J. | VXRT | Common Stock | D | 2,9100 | 800 | 2 | 233 978 | ||||
| 2018-06-08 | 2018-06-05 | 4 | Finney Michael J. | VXRT | Common Stock | D | 2,9200 | 1 135 | 3 | 233 178 | ||||
| 2018-06-08 | 2018-06-05 | 4 | Finney Michael J. | VXRT | Common Stock | D | 2,9100 | 65 | 0 | 232 043 | ||||
| 2018-06-08 | 2018-06-05 | 4 | Finney Michael J. | VXRT | Common Stock | D | 3,4600 | 2 000 | 7 | 231 978 | ||||
| 2018-06-08 | 2018-06-04 | 4 | Finney Michael J. | VXRT | Common Stock | D | 4,2700 | 1 000 | 4 | 229 978 | ||||
| 2018-05-29 | 2018-05-25 | 4 | Harland John M | VXRT | Stock Option (right to buy) | D | 5,17 | 18 000 | 18 000 | |||||
| 2018-05-29 | 2018-05-25 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 5,17 | 14 000 | 14 000 | |||||
| 2018-05-29 | 2018-05-25 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 5,17 | 110 700 | 110 700 | |||||
| 2018-03-14 | 2018-03-12 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6,49 | -2 013 | 0 | |||||
| 2018-03-14 | 2018-03-12 | 4 | Tucker Sean | VXRT | Common Stock | D | 6,4900 | 2 013 | 13 | 47 653 | ||||
| 2018-02-15 | 2018-02-13 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 4,07 | 23 651 | 23 651 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 12,98 | 10 731 | 10 731 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 17,49 | 18 120 | 18 120 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 8,03 | 14 908 | 14 908 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 6,49 | 13 256 | 13 256 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 8,03 | 9 442 | 9 442 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 8,03 | 6 536 | 6 536 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Optin (right to buy) | D | 4,07 | 9 060 | 9 060 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Optin (right to buy) | D | 12,98 | 7 731 | 7 731 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 17,49 | 10 067 | 10 067 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 8,03 | 11 604 | 11 604 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6,49 | 10 523 | 10 523 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 8,03 | 3 020 | 3 020 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6,49 | 1 006 | 1 006 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6,49 | 4 027 | 4 027 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6,49 | 2 014 | 2 014 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean By joint trust with Frances Chang and Sean Tucker | VXRT | Common Stock | I | 25 388 | 25 388 | ||||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean By spouse | VXRT | Common Stock | I | 9 060 | 9 060 | ||||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Common Stock | D | 45 640 | 45 640 | ||||||
| 2018-02-15 | 2018-02-13 | 4 | Finney Michael J. | VXRT | Common Stock | D | 228 978 | 228 978 | ||||||
| 2018-02-15 | 2018-02-13 | 4 | Harland John M | VXRT | Stock Option (right to buy) | D | 4,07 | 7 047 | 7 047 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Harland John M | VXRT | Stock Option (right to buy) | D | 12,98 | 4 087 | 4 087 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Harland John M | VXRT | Stock Option (right to buy) | D | 17,49 | 8 255 | 8 255 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Harland John M | VXRT | Stock Option (right to buy) | D | 8,03 | 9 563 | 9 563 | |||||
| 2018-02-15 | 2018-02-13 | 4 | LESCHLY JAN | AVIR | Common Stock | I | 30 793 670 | 30 793 670 | ||||||
| 2018-02-15 | 2018-02-13 | 4 | Markham Richard J | AVIR | Common Stock | I | 30 793 670 | 30 793 670 | ||||||
| 2018-02-15 | 2018-02-13 | 4 | Care Capital III LLC | AVIR | Common Stock | I | 30 793 670 | 30 793 670 | ||||||
| 2017-05-22 | 2017-05-18 | 4 | PLUMB RUSSELL H | AVIR | Stock Option (Right to Buy) | D | 0,49 | 0,4900 | 20 000 | 10 | 622 453 | |||
| 2017-05-22 | 2017-05-18 | 4 | Richard John P | AVIR | Stock Option (Right to Buy) | D | 0,49 | 0,4900 | 20 000 | 10 | 105 000 | |||
| 2017-05-22 | 2017-05-18 | 4 | Dunne Michael W. | AVIR | Stock Option (Right to Buy) | D | 0,49 | 0,4900 | 20 000 | 10 | 75 000 | |||
| 2017-05-22 | 2017-05-18 | 4 | DOUGHERTY MICHAEL R | AVIR | Stock Option (Right to Buy) | D | 0,49 | 0,4900 | 20 000 | 10 | 105 000 | |||
| 2017-05-22 | 2017-05-18 | 4 | COX GEOFFREY F | AVIR | Stock Option (Right to Buy) | D | 0,49 | 0,4900 | 20 000 | 10 | 103 332 | |||
| 2017-05-22 | 2017-05-18 | 4 | ANIDO ARMANDO | AVIR | Stock Option (Right to Buy) | D | 0,49 | 0,4900 | 20 000 | 10 | 75 000 | |||
| 2017-05-22 | 2017-05-18 | 4 | VANLENT ANNE | AVIR | Stock Option (Right to Buy) | D | 0,49 | 0,4900 | 20 000 | 10 | 105 000 | |||
| 2017-04-05 | 2017-04-03 | 4 | PATTI JOSEPH M | AVIR | Stock Option (Right to Buy) | D | 0,66 | 0,6560 | 650 000 | 426 | 2 113 304 | |||
| 2017-04-05 | 2017-04-03 | 4 | COLONNESE MARK P | AVIR | Stock Option (Right to Buy) | D | 0,66 | 0,6560 | 400 000 | 262 | 775 000 | |||
| 2016-08-12 | 2016-08-11 | 4 | PATTI JOSEPH M | AVIR | Stock Option (Right to Buy) | D | 1,30 | 1,3000 | 380 000 | 494 | 1 478 929 | |||
| 2016-07-29 | 2016-07-27 | 4 | COLONNESE MARK P | AVIR | Stock Option (Right to Buy) | D | 1,34 | 1,3400 | 150 000 | 201 | 375 000 | |||
| 2016-05-13 | 2016-05-12 | 4 | VANLENT ANNE | AVIR | Stock Option (Right to Buy) | D | 1,50 | 1,5000 | 20 000 | 30 | 20 000 | |||
| 2016-05-13 | 2016-05-12 | 4 | Richard John P | AVIR | Stock Option (Right to Buy) | D | 1,50 | 1,5000 | 20 000 | 30 | 20 000 | |||
| 2016-05-13 | 2016-05-12 | 4 | PLUMB RUSSELL H | AVIR | Stock Option (Right to Buy) | D | 1,50 | 1,5000 | 20 000 | 30 | 20 000 | |||
| 2016-05-13 | 2016-05-12 | 4 | Dunne Michael W. | AVIR | Stock Option (Right to Buy) | D | 1,50 | 1,5000 | 20 000 | 30 | 20 000 | |||
| 2016-05-13 | 2016-05-12 | 4 | DOUGHERTY MICHAEL R | AVIR | Stock Option (Right to Buy) | D | 1,50 | 1,5000 | 20 000 | 30 | 20 000 | |||
| 2016-05-13 | 2016-05-12 | 4 | COX GEOFFREY F | AVIR | Stock Option (Right to Buy) | D | 1,50 | 1,5000 | 20 000 | 30 | 20 000 | |||
| 2016-05-13 | 2016-05-12 | 4 | ANIDO ARMANDO | AVIR | Stock Option (Right to Buy) | D | 1,50 | 1,5000 | 20 000 | 30 | 20 000 | |||
| 2016-03-04 | 2016-02-11 | 4 | PLUMB RUSSELL H | BOTA | Stock Option (Right to Buy) | D | 1,37 | 1,3700 | 9 167 | 13 | 9 167 | |||
| 2016-02-09 | 2016-02-09 | 4 | COLONNESE MARK P | BOTA | Common Stock | D | 1,4071 | 6 700 | 9 | 7 000 | ||||
| 2016-02-09 | 2016-02-09 | 4 | COLONNESE MARK P | BOTA | Common Stock | D | 1,3967 | 300 | 0 | 300 | ||||
| 2015-11-03 | 2015-11-02 | 4 | COLONNESE MARK P | BOTA | Stock Option (Right to Buy) | D | 2,02 | 2,0200 | 225 000 | 454 | 225 000 | |||
| 2015-10-21 | 2015-09-21 | 4 | ANIDO ARMANDO | BOTA | Stock Option (Right to Buy) | D | 1,95 | 1,9500 | 35 000 | 68 | 35 000 | |||
| 2015-10-21 | 2015-09-21 | 4 | Dunne Michael W. | BOTA | Stock Option (Right to Buy) | D | 1,95 | 1,9500 | 35 000 | 68 | 35 000 | |||
| 2015-09-28 | 2015-09-25 | 4 | PATTI JOSEPH M | BOTA | Common stock | D | 1,8500 | 2 500 | 5 | 126 128 | ||||
| 2015-09-28 | 2015-09-25 | 4 | PATTI JOSEPH M | BOTA | Common stock | D | 1,8850 | 2 500 | 5 | 123 628 | ||||
| 2015-09-18 | 2015-09-16 | 4 | PLUMB RUSSELL H | BOTA | Common Stock | D | 2,4900 | -12 140 | -30 | 203 213 | ||||
| 2015-08-13 | 2015-08-11 | 4 | Fox James | BOTA | Restricted Stock Unit | D | 2,4900 | 2 500 | 6 | 2 500 | ||||
| 2015-08-13 | 2015-08-11 | 4 | PATTI JOSEPH M | BOTA | Stock Option (Right to Buy) | D | 2,49 | 250 000 | 250 000 | |||||
| 2015-08-13 | 2015-08-11 | 4 | VANLENT ANNE | BOTA | Stock Option (Right to Buy) | D | 2,49 | 5 000 | 5 000 | |||||
| 2015-08-13 | 2015-08-11 | 4 | Azzarello Peter | BOTA | Stock Option (Right to Buy) | D | 2,49 | 85 000 | 85 000 | |||||
| 2015-08-13 | 2015-08-11 | 4 | DOUGHERTY MICHAEL R | BOTA | Stock Option (Right to Buy) | D | 2,49 | 5 000 | 5 000 | |||||
| 2015-08-13 | 2015-08-11 | 4 | COX GEOFFREY F | BOTA | Stock Option (Right to Buy) | D | 2,49 | 5 000 | 5 000 | |||||
| 2015-08-13 | 2015-08-11 | 4 | Richard John P | BOTA | Stock Option (Right to Buy) | D | 2,49 | 5 000 | 5 000 | |||||
| 2015-06-24 | 2015-06-22 | 4 | VANLENT ANNE | BOTA | Common Stock | D | 2,1969 | 35 000 | 77 | 35 000 | ||||
| 2015-06-15 | 2015-06-10 | 4/A | Fox James Penashe Holdings Pty Ltd. | BOTA | Common stock | I | 2,0300 | 70 000 | 142 | 100 614 | ||||
| 2015-06-11 | 2015-06-09 | 4 | Fox James Penashe Holdings Pty Ltd. | BOTA | Common stock | I | 1,9900 | 70 000 | 139 | 100 614 | ||||
| 2015-05-14 | 2015-05-12 | 4 | Fox James | BOTA | Restricted Stock Unit | D | 2,2000 | 7 500 | 16 | 7 500 | ||||
| 2015-05-14 | 2015-05-12 | 4 | COX GEOFFREY F | BOTA | Stock Option (Right to Buy) | D | 2,20 | 15 000 | 15 000 | |||||
| 2015-05-14 | 2015-05-12 | 4 | Richard John P | BOTA | Stock Option (Right to Buy) | D | 2,20 | 15 000 | 15 000 | |||||
| 2015-05-14 | 2015-05-12 | 4 | DOUGHERTY MICHAEL R | BOTA | Stock Option (Right to Buy) | D | 2,20 | 15 000 | 15 000 | |||||
| 2015-05-14 | 2015-05-12 | 4 | VANLENT ANNE | BOTA | Stock Option (Right to Buy) | D | 2,20 | 15 000 | 15 000 | |||||
| 2015-03-31 | 2015-03-27 | 4 | PATTI JOSEPH M | BOTA | Common stock | D | 2,2989 | 10 000 | 23 | 121 128 | ||||
| 2015-03-31 | 2015-03-27 | 4 | PATTI JOSEPH M | BOTA | Common stock | D | 2,2700 | 10 000 | 23 | 111 128 | ||||
| 2014-10-02 | 2014-10-01 | 4 | Azzarello Peter | BOTA | Stock Option (right to buy) | D | 2,45 | 2,4500 | 130 000 | 318 | 130 000 | |||
| 2014-10-02 | 2014-10-01 | 4 | PLUMB RUSSELL H | BOTA | Restricted Stock Unit | D | 2,4500 | 40 000 | 98 | 40 000 | ||||
| 2014-10-02 | 2014-10-01 | 4 | PATTI JOSEPH M | BOTA | Stock Option (right to buy) | D | 2,45 | 2,4500 | 475 000 | 1 164 | 475 000 | |||
| 2014-07-02 | 2014-06-30 | 4 | PATTI JOSEPH M | BOTA | Common Stock | D | 2,8600 | 10 000 | 29 | 68 241 | ||||
| 2014-06-30 | 2014-06-27 | 4 | PATTI JOSEPH M | BOTA | Common Stockli | D | 2,7800 | 800 | 2 | 67 241 | ||||
| 2014-06-30 | 2014-06-27 | 4 | PATTI JOSEPH M | BOTA | Common Stock | D | 2,8100 | 4 200 | 12 | 66 441 | ||||
| 2014-06-12 | 2014-06-11 | 4 | PATTI JOSEPH M | BOTA | Common Stock | D | 2,9740 | 2 621 | 8 | 62 241 | ||||
| 2014-06-12 | 2014-06-11 | 4 | PATTI JOSEPH M | BOTA | Common Stock | D | 2,7970 | 2 995 | 8 | 59 620 | ||||
| 2014-06-12 | 2014-06-10 | 4 | PATTI JOSEPH M | BOTA | Common Stock | D | 2,6200 | 400 | 1 | 56 625 | ||||
| 2014-06-12 | 2014-06-10 | 4 | PATTI JOSEPH M | BOTA | Common Stock | D | 2,4500 | 8 451 | 21 | 56 225 | ||||
| 2014-06-12 | 2014-06-11 | 4 | PLUMB RUSSELL H | BOTA | Common Stock | D | 3,0880 | 22 690 | 70 | 127 579 | ||||
| 2014-06-12 | 2014-06-11 | 4 | PLUMB RUSSELL H | BOTA | Common Stock | D | 2,9930 | 2 310 | 7 | 104 889 | ||||
| 2014-06-12 | 2014-06-11 | 4 | PLUMB RUSSELL H | BOTA | Common Stock | D | 2,7930 | 4 331 | 12 | 102 579 | ||||
| 2014-06-12 | 2014-06-10 | 4 | PLUMB RUSSELL H | BOTA | Common Stock | D | 2,4500 | 2 700 | 7 | 98 248 | ||||
| 2014-05-21 | 2014-05-15 | 4 | VANLENT ANNE | BOTA | Stock Option (Right to Buy) | D | 2,85 | 15 000 | 15 000 | |||||
| 2014-05-20 | 2014-05-15 | 4 | COX GEOFFREY F | BOTA | Stock Option (Right to Buy) | D | 2,85 | 15 000 | 15 000 | |||||
| 2014-05-20 | 2014-05-15 | 4 | DOUGHERTY MICHAEL R | BOTA | Stock Option (Right to Buy) | D | 2,85 | 15 000 | 15 000 | |||||
| 2014-05-20 | 2014-05-15 | 4 | Richard John P | BOTA | Stock Option (Right to Buy) | D | 2,85 | 15 000 | 15 000 | |||||
| 2014-05-20 | 2014-05-15 | 4 | Fox James | BOTA | Restricted Stock Unit | D | 2,8500 | 7 500 | 21 | 7 500 | ||||
| 2014-05-20 | 2014-05-15 | 4 | Hill Richard James | BOTA | Restricted Stock Unit | D | 7 500 | 7 500 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | Azzarello Peter | BOTA | Market Stock Units | D | 4 375 | 4 375 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | Azzarello Peter | BOTA | Stock Option (Right to Buy) | D | 4,13 | 17 500 | 17 500 | |||||
| 2013-12-09 | 2013-12-05 | 4 | PATTI JOSEPH M | BOTA | Market Stock Units | D | 15 625 | 15 625 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | PATTI JOSEPH M | BOTA | Stock Option (Right to Buy) | D | 4,13 | 62 500 | 62 500 | |||||
| 2013-12-09 | 2013-12-05 | 4 | PLUMB RUSSELL H | BOTA | Market Stock Units | D | 25 000 | 25 000 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | PLUMB RUSSELL H | BOTA | Stock Option (Right to Buy) | D | 4,13 | 100 000 | 100 000 | |||||
| 2013-08-15 | 2013-08-13 | 4 | Richard John P | BOTA | Stock Option (Right to Buy) | D | 4,15 | 30 000 | 30 000 | |||||
| 2013-05-06 | 2013-05-01 | 4/A | Cook Peter Chapman | BOTA | Common Stock | D | 8 700 | 100 127 | ||||||
| 2013-05-06 | 2013-05-01 | 4/A | Fox James | BOTA | Common Stock | D | 8 700 | 8 700 | ||||||
| 2013-05-06 | 2013-05-01 | 4/A | Hill Richard James | BOTA | Common Stock | D | 8 700 | 9 950 | ||||||
| 2013-05-03 | 2013-05-01 | 4 | DOUGHERTY MICHAEL R | BOTA | Stock Option (Right to Buy) | D | 4,05 | 30 000 | 30 000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | VANLENT ANNE | BOTA | Stock Option (Right to Buy) | D | 4,05 | 30 000 | 30 000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | Cook Peter Chapman | BOTA | Stock Option (Right to Buy) | D | 4,05 | 15 000 | 15 000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | COX GEOFFREY F | BOTA | Stock Option (Right to Buy) | D | 4,05 | 15 000 | 15 000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | Fox James | BOTA | Stock Option (Right to Buy) | D | 4,05 | 15 000 | 15 000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | Errington Jeffery | BOTA | Stock Option (Right to Buy) | D | 4,05 | 15 000 | 15 000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | Hill Richard James | BOTA | Stock Option (Right to Buy) | D | 4,05 | 15 000 | 15 000 | |||||
| 2012-11-19 | 3 | Bell Paul Ronald Bell Family Superannuation Fund | BOTA | Common Stock | I | 6 248 | ||||||||
| 2012-11-19 | 3 | Cook Peter Chapman Lloyds Wharf Super A/C | BOTA | Common Stock | I | 107 277 | ||||||||
| 2012-11-19 | 3 | Cook Peter Chapman | BOTA | Common Stock | D | 91 427 | ||||||||
| 2012-11-19 | 3 | Cook Peter Chapman Lloyds Wharf Superannuation Fund A/C | BOTA | Common Stock | I | 67 475 | ||||||||
| 2012-11-19 | 3 | Cook Peter Chapman Wife | BOTA | Common Stock | I | 91 427 | ||||||||
| 2012-11-19 | 3 | Fox James Penashe Holdings Propriety Limited | BOTA | Common Stock | I | 30 614 | ||||||||
| 2012-11-19 | 3 | Errington Jeffery | BOTA | Common Stock | D | 4 373 | ||||||||
| 2012-11-19 | 3 | Hill Richard James | BOTA | Common Stock | D | 1 250 | ||||||||
| 2012-11-19 | 3 | Gust Ian D. Gust Super Fund A/C | BOTA | Common Stock | I | 39 053 | ||||||||
| 2012-11-19 | 3 | Gust Ian D. Ultraproud PTY Limited | BOTA | Common Stock | I | 6 935 | ||||||||
| 2012-11-19 | 3 | Gust Ian D. Gust Consulting PTY Ltd | BOTA | Common Stock | I | 49 982 | ||||||||
| 2012-11-14 | 2012-11-12 | 4 | PATTI JOSEPH M | BOTA | Stock Option (Right to Buy) | D | 4,07 | 358 304 | 358 304 | |||||
| 2012-11-14 | 2012-11-12 | 4 | PATTI JOSEPH M | BOTA | Common Stock | D | 71 661 | 71 661 | ||||||
| 2012-11-14 | 2012-11-12 | 4 | PLUMB RUSSELL H | BOTA | Stock Option (Right to Buy) | D | 4,07 | 573 286 | 573 286 | |||||
| 2012-11-14 | 2012-11-12 | 4 | PLUMB RUSSELL H | BOTA | Common Stock | D | 143 322 | 143 322 | ||||||
| 2012-04-09 | 2012-04-05 | 4 | Kessler Paul D. | NABI | Common Stock | D | 1,9000 | -5 167 | -10 | 105 128 | ||||
| 2008-03-03 | 3 | Kessler Paul D. | NABI | Common Stock | D | 44 360 | ||||||||
| 2007-05-11 | 2007-05-10 | 4 | Third Point LLC | NABI | Common Stock, par value $0.01 per share | I | 5,2500 | 200 000 | 1 050 | 6 890 000 | ||||
| 2007-05-11 | 2007-05-10 | 4 | Third Point LLC | NABI | Common Stock, par value $0.01 per share | I | 5,2500 | 135 000 | 709 | 6 690 000 | ||||
| 2007-05-11 | 2007-05-09 | 4 | Third Point LLC | NABI | Common Stock, par value $0.01 per share | I | 5,2500 | 225 000 | 1 181 | 6 555 000 | ||||
| 2007-05-11 | 2007-05-08 | 4 | Third Point LLC | NABI | Common Stock, par value $0.01 per share | I | 5,1300 | 230 000 | 1 180 | 6 330 000 | ||||
| 2007-05-11 | 2007-05-08 | 4 | Third Point LLC | NABI | Common Stock, par value $0.01 per share | I | 5,1500 | 350 000 | 1 803 | 6 100 000 | ||||
| 2006-11-14 | 2006-11-10 | 4 | Aryeh Jason | NABI | Stock Option (right to buy) | D | 6,60 | 18 000 | 18 000 | |||||
| 2006-11-14 | 3 | LYNCH TIMOTHY P | NABI | No securities beneficially owned. | D | 0 | ||||||||
| 2006-03-15 | 3/A | Logal Adam | NABI | Common Stock | D | 9 334 | ||||||||
| 2005-08-22 | 2005-08-18 | 4 | Hudson Leslie | NABI | Stock Option (right to buy) | D | 14,14 | 18 000 | 18 000 | |||||
| 2004-02-04 | 3/A | FAHIM RAAFAT E F | NABI | Common Stock | D | 1 000 |
P
Achat sur le marché public ou privé d'un titre non dérivé ou dérivé
S
Vente sur le marché public ou privé d'un titre non dérivé ou dérivé
A
Attribution, récompense ou autre acquisition de titres de l'entreprise (comme une option).
C
Conversion d'un produit dérivé
D
Vente ou transfert de titres à l'entreprise
F
Paiement du prix d'exercice ou de la dette fiscale en utilisant une partie des titres reçus de l'entreprise
G
Don de titres par ou à l'initié
K
Swaps d'actions et opérations de couverture similaires
M
Exercice ou conversion d'un titre dérivé reçu de l'entreprise (tel qu'une option)
V
Une transaction déclarée volontairement sur le formulaire 4
J
Autre (accompagnée d'une note de bas de page décrivant la transaction)
