SVVC / Firsthand Technology Value Fund, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Firsthand Technology Value Fund, Inc.
US ˙ OTCPK ˙ US33766Y1001

Nombre total d'initiés22
Indice de confiance des initiés

L'indice de confiance des initiés identifie les entreprises achetées par les initiés.

Il est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés de capitalisation d'initiés. Le modèle de notation utilise une combinaison du nombre net d'initiés ayant acheté des actions au cours des 90 derniers jours, du nombre total d'actions achetées en pourcentage du flottant et du nombre total d'actions détenues par les initiés. Le nombre varie de 0 à 100, les chiffres les plus élevés indiquant un niveau d'accumulation supérieur à celui de ses pairs, et 50 étant la moyenne.

Fréquence de mise à jour : Quotidienne

Voir Les meilleurs choix des initiés, qui fournit une liste des entreprises ayant la plus forte accumulation d'initiés.

Indice de confiance des dirigeants

L'indice de confiance des dirigeants identifie les entreprises dont les actions sont achetées par des dirigeants d'entreprise.

Par définition, les dirigeants d'entreprise sont des initiés, mais contrairement à d'autres initiés (actionnaires à 10 % et membres du conseil d'administration), les dirigeants travaillent quotidiennement pour l'entreprise et utilisent leur propre argent lorsqu'ils effectuent des opérations (les actionnaires à 10 % et les membres du conseil d'administration sont souvent des gestionnaires de fonds qui gèrent l'argent d'autrui). À ce titre, les opérations d'initiés réalisées par les dirigeants sont beaucoup plus significatives et doivent être traitées de manière appropriée.

Comme l'indice de confiance des initiés, l'indice de confiance des dirigeants est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés d'accumulation de dirigeants.

Fréquence de mise à jour : Quotidienne

Consultez la section Les meilleurs choix des initiés, qui fournit une liste des entreprises dont le sentiment des initiés est le plus élevé.

Principaux indicateurs des initiés

Cette carte montre comment l'entreprise se positionne par rapport à divers indicateurs d'initiés. La position en centile montre comment cette entreprise se situe par rapport aux autres entreprises sur les marchés américains. Une position plus élevée indique une meilleure situation.

Par exemple, il est généralement admis que les achats d'initiés sont un indicateur positif, de sorte que les entreprises dont les achats d'initiés sont plus nombreux se positionnent mieux que celles dont les achats d'initiés sont moins nombreux (ou même les ventes d'initiés).

Nombre net d'achats d'initiés (position)

N/A

Le nombre net d'initiés achetant est le nombre total d'initiés achetant moins le nombre total d'initiés vendant au cours des 90 derniers jours. La position en centile est indiquée ici (de 0 à 100%).

Pourcentage du flottant acheté par les initiés (position)

N/A

Le pourcentage du flottant acheté par les initiés est le nombre total d'actions achetées par les initiés moins le nombre total d'actions vendues par les initiés au cours des 90 derniers jours, divisé par le flottant total et multiplié par 100.

Graphique des opérations d'initiés

Les opérations d'initiés de Firsthand Technology Value Fund, Inc. sont présentées dans le graphique suivant. Les initiés sont des dirigeants, des administrateurs ou des investisseurs importants dans une entreprise. En général, il est illégal pour les initiés d'effectuer des opérations d'initiés dans leur entreprise sur la base d'informations matérielles non publiques. Cela ne signifie pas qu'il est illégal pour eux d'effectuer toute transaction dans leurs propres entreprises. Toutefois, ils doivent déclarer toutes les transactions à la SEC au moyen d'un formulaire 4.

Liste d'initiés et indicateurs de rentabilité

Ce tableau présente la liste des initiés connus et est généré automatiquement à partir des dépôts communiqués à la SEC. Outre les noms, le titre le plus récent et la désignation du directeur, du dirigeant ou du propriétaire à 10 %, nous indiquons les dernières participations divulguées. En outre, lorsque cela est possible, nous indiquons les performances historiques des opérations d'initiés. La performance historique des transactions est une moyenne pondérée de la performance des opérations d'achat réelles sur le marché public effectuées par l'initié. Pour plus d'informations sur le mode de calcul, regardez ce webinaire sur YouTube.

See our leaderboard of most profitable insider traders.

Initié Profit moyen (%) Actions
détenues
Fractionnement
Ajusté
Omar Billawala CFO - [O] 226 226
Bulldog Investors General Partnership 10% Owner - [10%] 824 942 824 942
Bulldog Investors, LLC 10% Owner - [10%] 580 825 580 825
Greg Burglin Director - [D] 2 250 2 250
Calapasas West Partners LP 10% Owner - [10%] 824 942 824 942
Andrew Dakos 10% Owner - [10%] 580 825 580 825
Full Value Partners Lp 10% Owner - [10%] 824 942 824 942
Initié Profit moyen (%) Actions
détenues
Fractionnement
Ajusté
Mark F Fitzgerald Director - [D] 5 000 5 000
Full Value Offshore Fund, Ltd. 10% Owner - [10%] 824 942 824 942
Full Value Special Situations Fund LP 10% Owner - [10%] 824 942 824 942
Phillip Goldstein 10% Owner - [10%] 580 825 580 825
Kevin M Landis President, Director - [D] [O] 637 929 637 929
Kimun Lee Director - [D] 700 700
MCM Opportunity Partners LP 10% Owner - [10%] 824 942 824 942
Initié Profit moyen (%) Actions
détenues
Fractionnement
Ajusté
Mercury Partners L P 10% Owner - [10%] 824 942 824 942
Opportunity Partners Lp 10% Owner - [10%] 824 942 824 942
Opportunity Income Plus LP 10% Owner - [10%] 824 942 824 942
Nicholas P Petredis 0
Steady Gain Partners Lp 10% Owner - [10%] 824 942 824 942
Steven Samuels 10% Owner - [10%] 580 825 580 825
Star Equity Fund, LP 10% Owner - [10%] 2 029 829 2 029 829
Rodney D Yee 0

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Historique des achats d'initiés - Analyse des bénéfices à court terme

Dans cette section, nous analysons la rentabilité de chaque achat d'initié non planifié et effectué sur le marché public dans SVVC / Firsthand Technology Value Fund, Inc.. Cette analyse permet de comprendre si l'initié génère régulièrement des rendements anormaux et s'il vaut la peine d'être suivi. Cette analyse porte sur l'année qui suit chaque transaction et les résultats sont théoriques .

Le tableau suivant présente les achats sur le marché public les plus récents qui ne faisaient pas partie d'un plan de trading automatique.

Date de la transaction Initiés Actions
déclarées
Prix
déclaré
Actions
ajustées
Prix
ajusté
Base de coût Jours jusqu'au
Max
Prix au
Max
Bénéfice
Max ($)
Rendement maximal (%)
2024-05-08 Star Equity Fund, LP 24 733 0,2352 24 733 0,2352 5 817 0 0.24 119 2,04
2024-05-07 Star Equity Fund, LP 800 0,2011 800 0,2011 161
2024-05-06 Star Equity Fund, LP 18 572 0,1995 18 572 0,1995 3 705
2024-02-23 Star Equity Fund, LP 15 952 0,2853 15 952 0,2853 4 551
2024-02-21 Star Equity Fund, LP 150 000 0,2801 150 000 0,2801 42 015
2023-12-29 Star Equity Fund, LP 22 735 0,3006 22 735 0,3006 6 834
2023-12-28 Star Equity Fund, LP 10 000 0,3011 10 000 0,3011 3 011
2023-12-27 Star Equity Fund, LP 10 500 0,3350 10 500 0,3350 3 518
2023-12-26 Star Equity Fund, LP 1 000 0,3011 1 000 0,3011 301

Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.

SVVC / Firsthand Technology Value Fund, Inc. Insider Trades
Historique des ventes d'initiés - Analyse des pertes à court terme

Dans cette section, nous analysons l'évitement des pertes à court terme de chaque vente d'initié non planifiée et réalisée sur le marché public dans SVVC / Firsthand Technology Value Fund, Inc.. Un schéma cohérent d'évitement des pertes peut suggérer que les transactions de vente futures peuvent prédire des baisses de prix. Cette analyse porte sur l'année qui suit chaque transaction, et les résultats sont théoriques .

Le tableau suivant présente les ventes les plus récentes sur le marché public qui ne faisaient pas partie d'un plan de trading automatique.

Date de la transaction Initiés Actions
déclarées
Prix
déclaré
Actions
ajustées
Prix
ajusté
Base de coût Jours jusqu'au
Min
Prix au
Min
Perte maximale
évitée ($)
Perte maximale
évitée (%)
2019-03-05 Landis Kevin M 3 479 13,0400 3 479 13,0400 45 366 279 5.5200 -26 162 -57,67
2019-03-05 Landis Kevin M 200 13,0850 200 13,0850 2 617
2015-04-23 Bulldog Investors, LLC 7 918 15,2893 7 918 15,2893 121 061
2015-04-22 Bulldog Investors, LLC 6 693 15,2616 6 693 15,2616 102 146
2015-04-21 Bulldog Investors, LLC 5 273 15,1557 5 273 15,1557 79 916
2015-04-20 Bulldog Investors, LLC 3 478 15,1083 3 478 15,1083 52 547
2015-02-09 Bulldog Investors, LLC 945 15,0000 945 15,0000 14 175
2015-02-06 Bulldog Investors, LLC 91 15,0000 91 15,0000 1 365

Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.

SVVC / Firsthand Technology Value Fund, Inc. Insider Trades
Historique des transactions

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

Date
de dépôt
Date
de transaction
Formulaire Initié Libellé Nom du titre Code 10b5-1 Direct Prix
d'exercice
Prix
unitaire
Unités
Modifié
Valeur
Modifiée (1K)
Options
restantes
Actions
restantes
2024-05-08 2024-05-08 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2352 24 733 6 2 029 829
2024-05-08 2024-05-07 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2011 800 0 2 005 096
2024-05-08 2024-05-06 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,1995 18 572 4 2 004 296
2024-02-23 2024-02-23 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2853 15 952 5 1 985 724
2024-02-23 2024-02-21 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2801 150 000 42 1 969 772
2024-01-03 2023-12-29 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3006 22 735 7 1 819 772
2023-12-28 2023-12-28 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3011 10 000 3 1 797 037
2023-12-28 2023-12-27 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3350 10 500 4 1 787 037
2023-12-26 2023-12-26 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3011 1 000 0 1 776 537
2023-12-26 2023-12-22 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3111 3 193 1 1 775 537
2023-12-26 2023-12-21 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3011 11 000 3 1 772 344
2023-12-20 2023-12-19 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3111 252 0 1 761 344
2023-12-20 2023-12-19 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3177 12 700 4 1 761 092
2023-12-20 2023-12-18 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3011 50 000 15 1 748 392
2023-12-14 2023-12-14 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3111 5 000 2 1 698 392
2023-12-14 2023-12-13 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3101 1 100 0 1 693 392
2023-12-14 2023-12-12 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3048 7 125 2 1 692 292
2023-12-11 2023-12-11 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3011 11 855 4 1 685 167
2023-12-11 2023-12-07 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3011 141 0 1 673 312
2023-12-06 2023-12-06 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2765 738 0 1 673 171
2023-12-06 2023-12-05 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3268 27 024 9 1 672 433
2023-12-06 2023-12-04 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3294 23 630 8 1 645 409
2023-12-01 2023-12-01 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,3196 21 700 7 1 621 779
2023-12-01 2023-11-30 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2967 38 416 11 1 600 079
2023-12-01 2023-11-29 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2767 51 400 14 1 561 663
2023-11-28 2023-11-24 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2700 8 600 2 1 510 263
2023-11-21 2023-11-21 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2791 33 774 9 1 501 663
2023-11-21 2023-11-20 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2618 173 180 45 1 467 889
2023-11-17 2023-11-17 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2500 9 000 2 1 294 709
2023-11-17 2023-11-16 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2252 6 960 2 1 285 709
2023-11-17 2023-11-15 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2527 59 494 15 1 278 749
2023-11-14 2023-11-14 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2516 3 476 1 1 219 255
2023-11-14 2023-11-13 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2531 100 000 25 1 215 779
2023-11-14 2023-11-10 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2526 150 146 38 1 115 779
2023-11-08 2023-11-08 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2497 16 993 4 965 633
2023-11-08 2023-11-07 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2351 25 000 6 948 640
2023-11-08 2023-11-06 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2505 50 000 13 923 640
2023-11-03 2023-11-02 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2511 15 149 4 873 640
2023-11-03 2023-11-01 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2511 5 172 1 858 491
2023-10-27 2023-10-27 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2511 32 064 8 853 319
2023-10-27 2023-10-26 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2251 4 300 1 821 255
2023-10-27 2023-10-25 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2329 13 441 3 816 955
2023-10-23 2023-10-23 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2330 15 919 4 803 514
2023-10-23 2023-10-20 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2261 3 600 1 787 595
2023-10-23 2023-10-19 4 Star Equity Fund, LP SVVC Common Stock P - Purchase D 0,2305 92 639 21 783 995
2023-10-23 3 Star Equity Fund, LP SVVC Common Stock D 691 356
2021-06-14 2021-06-10 4 Landis Kevin M SVVC Common Stock P - Purchase D 5,7300 1 500 9 637 929
2021-06-11 2021-06-09 4 Landis Kevin M SVVC Common Stock P - Purchase D 5,6500 15 000 85 636 429
2021-06-09 2021-06-08 4 Landis Kevin M SVVC Common Stock P - Purchase D 5,6100 2 000 11 621 429
2021-06-08 2021-06-07 4 Landis Kevin M SVVC Common Stock P - Purchase D 5,6100 3 000 17 619 429
2020-12-28 2020-12-21 4 Burglin Greg SVVC Common Stock P - Purchase D 4,3250 300 1 2 250
2020-12-28 2020-12-21 4 Burglin Greg SVVC Common Stock P - Purchase D 4,2990 1 950 8 1 950
2020-02-26 2020-02-23 4 Landis Kevin M SVVC Common Stock J - Other D 7,0000 285 714 2 000 616 429
2019-12-17 2017-11-06 4/A Landis Kevin M SVVC Common Stock P - Purchase D 7,9355 1 000 8 214 148
2019-06-04 2019-06-03 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 9,9000 2 000 20 218 148
2019-03-06 2019-03-05 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 13,0499 3 679 48 216 148
2019-03-06 2019-03-05 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. S - Sale D 13,0850 -200 -3 212 469
2019-03-06 2019-03-05 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. S - Sale D 13,0400 -3 479 -45 212 669
2018-10-25 2018-10-24 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 15,7731 777 12 105 804
2018-10-24 2018-10-23 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 16,6357 1 976 33 105 027
2018-10-23 2018-10-22 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 16,3800 3 121 51 103 051
2018-10-22 2018-10-19 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 16,6792 2 741 46 99 930
2018-10-19 2018-10-18 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 16,5391 3 468 57 97 189
2018-10-18 2018-10-17 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 16,6073 2 433 40 93 721
2018-10-17 2018-10-16 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 16,3016 3 468 57 91 288
2018-10-16 2018-10-15 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 16,3546 3 468 57 87 820
2018-10-15 2018-10-12 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 15,6626 3 198 50 84 352
2018-10-12 2018-10-11 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 15,1320 3 198 48 81 154
2018-10-11 2018-10-10 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 15,7653 3 198 50 77 956
2018-10-10 2018-10-09 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 15,7457 3 057 48 74 758
2018-10-09 2018-10-08 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 15,7621 2 792 44 71 701
2018-10-09 2018-10-05 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 16,6593 2 413 40 68 909
2018-10-05 2018-10-04 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 16,9306 2 413 41 66 496
2018-10-04 2018-10-03 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 16,9306 2 086 35 64 083
2018-10-03 2018-10-02 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 17,3964 2 413 42 61 997
2018-10-02 2018-10-01 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 17,1094 2 413 41 59 584
2018-10-01 2018-09-28 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 16,6234 1 727 29 57 171
2018-09-28 2018-09-27 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 16,7383 2 227 37 55 444
2018-09-27 2018-09-26 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 16,0492 2 227 36 53 217
2018-09-21 2018-09-20 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 16,0492 1 633 26 50 990
2018-09-20 2018-09-19 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 15,7570 1 368 22 49 357
2018-09-19 2018-09-18 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 15,3083 1 006 15 47 989
2018-09-18 2018-09-17 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 153 083,0000 1 600 244 933 46 983
2018-09-17 2018-09-14 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 15,1926 1 267 19 45 383
2017-11-09 2017-11-08 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 7,9500 1 000 8 216 148
2017-11-08 2017-11-07 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 7,9892 1 000 8 215 148
2017-11-07 2017-11-06 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 7,9355 1 000 8 214 148
2017-11-06 2017-11-03 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 7,8910 1 000 8 44 016
2017-11-03 2017-11-01 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 7,8900 1 400 11 42 016
2017-11-03 2017-11-02 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 7,9080 1 000 8 43 016
2017-11-01 2017-10-31 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, inc. P - Purchase I 7,9417 600 5 40 616
2017-10-31 2017-10-30 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 7,9340 1 000 8 40 016
2017-10-30 2017-10-27 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 7,9280 1 000 8 213 148
2017-10-27 2017-10-26 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,0200 900 7 212 148
2017-10-27 2017-10-26 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 7,9199 100 1 211 248
2017-10-26 2017-10-25 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,0300 500 4 211 148
2017-10-26 2017-10-25 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,0200 100 1 210 648
2017-10-26 2017-10-25 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 7,9950 400 3 210 548
2017-10-25 2017-10-24 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,0100 510 4 210 148
2017-10-25 2017-10-24 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,0083 490 4 209 638
2017-10-24 2017-10-23 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,0300 500 4 209 148
2017-10-24 2017-10-23 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,0000 500 4 208 648
2017-10-23 2017-10-20 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,0100 400 3 208 148
2017-10-23 2017-10-20 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,0000 600 5 207 748
2017-10-20 2017-10-19 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,0400 500 4 207 148
2017-10-20 2017-10-19 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,0366 500 4 206 648
2017-10-19 2017-10-18 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,0400 1 000 8 206 148
2017-10-18 2017-10-17 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,0989 1 000 8 205 148
2017-09-25 2017-09-22 4 Landis Kevin M By Firsthand Capital Management Inc. SVVC Put Option (obligation to buy) S - Sale I 9,00 -39 016 39 016
2017-09-25 2017-09-22 4 Landis Kevin M By Firsthand Capital Management, Inc. SVVC Common Stock P - Purchase I 9,0000 39 016 351 39 016
2017-04-11 2017-04-10 4 Fitzgerald Mark F Managed Family Account SVVC Firsthand Technology Value Fund, Inc. P - Purchase I 8,0700 2 000 16 5 000
2017-04-11 2017-04-10 4 Fitzgerald Mark F SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,0900 2 000 16 3 000
2017-02-08 2017-02-07 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,1200 2 900 24 204 148
2017-02-03 2017-02-02 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 8,0200 1 000 8 201 248
2017-02-02 2017-02-01 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 7,7900 1 000 8 200 248
2017-01-31 2017-01-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 7,6700 1 000 8 198 248
2017-01-31 2017-01-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 7,6390 1 000 8 197 248
2017-01-31 2017-01-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 7,6300 1 000 8 196 248
2017-01-31 2017-01-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 7,5600 193 1 195 248
2017-01-31 2017-01-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 7,5599 1 000 8 195 055
2017-01-31 2017-01-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 7,5500 1 807 14 194 055
2017-01-31 2016-01-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 7,6900 1 000 8 199 248
2015-05-15 2015-05-15 4 Lee Kimun SVVC Common Stock P - Purchase D 14,8700 200 3 700
2015-05-07 2015-05-05 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,9490 100 1 192 248
2015-05-07 2015-05-05 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,9500 900 13 192 148
2015-05-07 2015-05-05 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0200 2 000 30 191 248
2015-05-07 2015-05-05 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0100 100 2 189 249
2015-05-07 2015-05-05 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0178 300 5 189 149
2015-05-07 2015-05-05 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0158 600 9 188 848
2015-05-04 2015-05-01 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,1300 1 249 19 188 248
2015-05-04 2015-05-01 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,1200 751 11 186 999
2015-05-04 2015-05-01 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,1090 1 000 15 186 248
2015-05-04 2015-05-01 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0694 1 000 15 185 248
2015-05-04 2015-05-01 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0600 1 000 15 184 248
2015-05-04 2015-05-01 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0300 1 000 15 183 248
2015-05-04 2015-05-01 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0200 1 000 15 182 248
2015-05-04 2015-05-01 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0100 3 000 45 181 248
2015-05-04 2015-05-01 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0099 1 059 16 178 248
2015-05-04 2015-05-01 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0090 700 11 177 189
2015-05-04 2015-05-01 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0085 241 4 176 489
2015-05-04 2015-05-01 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0015 2 000 30 176 248
2015-05-04 2015-05-01 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0000 1 000 15 174 248
2015-05-04 2015-05-01 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,9800 1 000 15 173 248
2015-04-29 2015-04-27 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,2500 1 000 15 172 248
2015-04-29 2015-04-27 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,2300 1 000 15 171 248
2015-04-29 2015-04-27 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,2200 1 000 15 170 248
2015-04-29 2015-04-27 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,2000 1 000 15 169 248
2015-04-29 2015-04-27 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,1963 1 000 15 168 248
2015-04-29 2015-04-27 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,1900 1 000 15 167 248
2015-04-24 2015-04-22 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,2476 1 000 15 166 248
2015-04-24 2015-04-22 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,1800 624 9 165 248
2015-04-24 2015-04-22 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,2470 2 000 30 164 624
2015-04-24 2015-04-22 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,2499 2 000 30 162 624
2015-04-24 2015-04-22 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,2500 351 5 160 624
2015-04-24 2015-04-23 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 15,2893 -7 918 -121 580 825
2015-04-24 2015-04-22 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 15,2616 -6 693 -102 588 743
2015-04-23 2015-04-21 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0991 1 000 15 160 273
2015-04-23 2015-04-21 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,1394 1 000 15 159 273
2015-04-23 2015-04-21 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,1299 1 000 15 158 273
2015-04-23 2015-04-21 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,1300 10 0 157 273
2015-04-22 2015-04-20 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0400 1 000 15 157 263
2015-04-22 2015-04-20 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 15,0399 400 6 156 263
2015-04-22 2015-04-21 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 15,1557 -5 273 -80 595 436
2015-04-22 2015-04-20 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 15,1083 -3 478 -53 600 709
2015-04-20 2015-04-17 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,9800 1 000 15 155 863
2015-04-20 2015-04-17 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,9700 1 000 15 154 863
2015-04-20 2015-04-16 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,9200 877 13 153 863
2015-04-15 2015-04-13 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3900 2 800 40 152 986
2015-04-15 2015-04-13 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3800 1 700 24 150 186
2015-04-15 2015-04-13 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3799 1 200 17 148 486
2015-04-15 2015-04-13 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3788 2 000 29 147 286
2015-04-15 2015-04-13 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3700 1 800 26 145 286
2015-04-15 2015-04-13 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3699 3 868 56 143 486
2015-04-15 2015-04-13 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3697 900 13 139 618
2015-04-15 2015-04-13 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3691 2 000 29 138 718
2015-04-15 2015-04-13 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3600 100 1 136 718
2015-04-15 2015-04-13 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3599 1 000 14 136 618
2015-04-15 2015-04-13 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3550 632 9 135 618
2015-04-15 2015-04-13 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3500 2 000 29 134 986
2015-04-15 2015-04-13 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3400 1 000 14 132 986
2015-04-13 2015-04-10 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,4500 1 000 14 131 986
2015-04-13 2015-04-10 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,4200 2 000 29 130 986
2015-04-13 2015-04-10 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,4100 82 1 128 986
2015-04-13 2015-04-10 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3900 1 366 20 128 904
2015-04-13 2015-04-10 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3464 1 000 14 127 538
2015-04-13 2015-04-10 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3490 400 6 126 538
2015-04-13 2015-04-10 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3499 600 9 126 138
2015-04-13 2015-04-10 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3500 1 000 14 125 538
2015-04-13 2015-04-10 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3400 1 000 14 124 538
2015-04-13 2015-04-10 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3200 1 000 14 123 538
2015-04-13 2015-04-09 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,4000 1 000 14 122 538
2015-04-13 2015-04-09 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3100 1 000 14 121 538
2015-04-13 2015-04-09 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 14,3000 137 2 120 538
2015-04-01 2015-03-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 14,2500 1 000 14 120 404
2015-03-30 2015-03-26 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 14,0700 1 000 14 119 404
2015-03-30 2015-03-26 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 14,0600 4 000 56 118 404
2015-03-30 2015-03-26 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 14,0500 1 000 14 114 404
2015-03-30 2015-03-26 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 14,0400 167 2 113 404
2015-03-27 2015-03-25 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 14,0899 2 200 31 119 406
2015-03-27 2015-03-25 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 14,0800 1 800 25 113 177
2015-03-27 2015-03-25 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 14,0800 1 000 14 115 406
2015-03-27 2015-03-25 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 14,0700 1 169 16 114 406
2015-03-26 2015-03-24 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 14,0800 514 7 113 237
2015-03-26 2015-03-24 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 14,0700 1 426 20 112 723
2015-03-26 2015-03-24 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 14,0600 824 12 111 237
2015-03-25 2015-03-23 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 14,0100 100 1 110 413
2015-03-25 2015-03-23 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 14,0100 97 1 110 313
2015-03-25 2015-03-23 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 14,0100 803 11 110 216
2015-02-10 2015-02-09 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 15,0000 -945 -14 604 187
2015-02-10 2015-02-06 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 15,0000 -91 -1 605 132
2015-02-04 2015-02-02 4 Bulldog Investors, LLC SVVC Common Stock J - Other D 23,2702 -852 -20 4 148
2015-02-04 2015-02-02 4 Bulldog Investors, LLC By Clients SVVC Common Stock J - Other I 23,2702 -127 314 -2 963 605 223
2015-02-04 2015-01-30 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 15,9500 -1 376 -22 732 537
2015-01-30 2015-01-28 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 16,1528 -13 000 -210 733 913
2015-01-28 2015-01-26 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 17,1000 -200 -3 746 913
2015-01-26 2015-01-22 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 18,4000 -2 667 -49 747 113
2015-01-22 2015-01-21 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 18,4076 -34 422 -634 749 780
2015-01-22 2015-01-20 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 18,5195 -18 423 -341 784 202
2015-01-20 2015-01-16 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 18,5000 -5 242 -97 802 625
2015-01-20 2015-01-15 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 18,6025 -14 984 -279 807 867
2014-12-18 2014-12-16 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 19,1000 -3 100 -59 822 851
2014-12-17 3 Billawala Omar SVVC Common Stock D 226
2014-12-17 3 Billawala Omar SVVC Common Stock D 226
2014-12-16 2014-12-15 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 19,1500 -1 987 -38 825 951
2014-12-15 2014-12-12 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 19,1622 -9 264 -178 827 938
2014-12-05 2014-12-04 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 19,6000 -144 754 -2 837 824 942
2014-12-05 2014-12-04 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 19,6000 -2 290 -45 11 860
2014-12-05 2014-12-04 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 19,6000 -147 044 -2 882 837 202
2014-12-03 2014-12-02 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 22,6609 -7 949 -180 984 246
2014-12-03 2014-12-02 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 22,6609 -7 825 -177 969 696
2014-12-03 2014-12-02 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 22,6609 -124 -3 14 150
2014-12-02 2014-12-01 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 22,5310 -1 565 -35 977 521
2014-12-02 2014-12-01 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 22,5310 -25 -1 14 274
2014-12-02 2014-11-26 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 22,5413 -13 302 -300 979 086
2014-12-02 2014-11-26 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 22,5413 -210 -5 14 299
2014-12-02 2014-11-24 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 22,5976 -2 381 -54 992 388
2014-12-02 2014-11-24 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 22,5976 -38 -1 14 509
2014-12-02 2014-12-01 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 22,5310 -1 590 -36 992 195
2014-12-02 2014-11-26 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 22,5413 -13 512 -305 993 785
2014-12-02 2014-11-24 4 Bulldog Investors, LLC By Clients SVVC Common Stock S - Sale I 22,5976 -2 419 -55 1 007 297
2014-11-14 2014-11-12 4 Bulldog Investors, LLC By clients SVVC Common Stock S - Sale I 22,6600 -19 870 -450 1 009 716
2014-11-14 2014-11-12 4 Bulldog Investors, LLC By clients SVVC Common Stock S - Sale I 22,7064 -16 356 -371 1 029 586
2014-11-14 2014-11-11 4 Bulldog Investors, LLC By clients SVVC Common Stock S - Sale I 22,6504 -7 521 -170 1 045 942
2014-11-14 2014-11-07 4 Bulldog Investors, LLC By clients SVVC Common Stock S - Sale I 22,7083 -1 200 -27 1 053 463
2014-11-14 2014-11-12 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 22,7064 -16 101 -366 994 769
2014-11-14 2014-11-12 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 22,6600 -19 561 -443 1 010 870
2014-11-14 2014-11-12 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 22,7064 -255 -6 14 547
2014-11-14 2014-11-12 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 22,6600 -309 -7 14 802
2014-11-14 2014-11-11 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 22,6504 -7 412 -168 1 030 431
2014-11-14 2014-11-11 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 22,6504 -109 -2 15 111
2014-11-14 2014-11-07 4 Bulldog Investors General Partnership SVVC Common Stock S - Sale D 22,7083 -1 200 -27 15 220
2014-03-10 2014-03-06 4 Bulldog Investors, LLC By clients SVVC Common Stock P - Purchase I 23,6400 500 12 1 054 633
2014-03-10 2014-03-06 4 Bulldog Investors General Partnership SVVC Common Stock P - Purchase D 23,6400 500 12 1 037 843
2014-03-06 2014-03-05 4 Bulldog Investors, LLC By clients SVVC Common Stock P - Purchase I 23,3088 43 328 1 010 1 054 163
2014-03-06 2014-03-04 4 Bulldog Investors, LLC By clients SVVC Common Stock P - Purchase I 23,6955 12 146 288 1 010 835
2014-03-06 2014-02-26 4 Bulldog Investors, LLC By clients SVVC Common Stock P - Purchase I 23,6889 277 7 998 689
2014-03-06 2014-03-05 4 Bulldog Investors General Partnership SVVC Common Stock P - Purchase D 23,3088 43 328 1 010 1 037 343
2014-03-06 2014-03-04 4 Bulldog Investors General Partnership SVVC Common Stock P - Purchase D 23,6955 12 146 288 994 015
2014-03-06 2014-02-26 4 Bulldog Investors General Partnership SVVC Common Stock P - Purchase D 23,6889 277 7 981 869
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 980 004
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 008 494
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 134 149
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 078 738
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 2 961 396
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 996 224
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 262 633
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 068 653
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 019 826
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 011 949
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 235 582
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 134 149
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 078 738
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 2 961 396
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 996 224
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 262 633
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 068 653
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 019 826
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 011 949
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 235 582
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 980 004
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 008 494
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 134 149
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 078 738
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 996 224
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 262 633
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 068 653
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 019 826
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 011 949
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 235 582
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 980 004
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 008 494
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 078 738
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 2 961 396
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 996 224
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 262 633
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 068 653
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 019 826
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 011 949
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 235 582
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 980 004
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 008 494
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 078 738
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 2 961 396
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 996 224
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 262 633
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 068 653
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 019 826
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 011 949
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 235 582
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 980 004
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 008 494
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 134 149
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 078 738
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 2 961 396
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 996 224
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 262 633
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 068 653
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 019 826
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 011 949
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 235 582
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 980 004
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 008 494
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 134 149
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 078 738
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 134 149
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 008 494
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 2 961 396
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 980 004
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 008 494
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 2 961 396
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 134 149
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 2 961 396
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 996 224
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 262 633
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 068 653
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 019 826
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 011 949
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 235 582
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 980 004
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 008 494
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 134 149
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 078 738
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 2 961 396
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 996 224
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 262 633
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 068 653
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 019 826
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 011 949
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 235 582
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 980 004
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 134 149
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 078 738
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 2 961 396
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 996 224
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 262 633
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 068 653
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 019 826
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 011 949
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 235 582
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 980 004
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 008 494
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 134 149
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 078 738
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 2 961 396
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 996 224
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 262 633
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 068 653
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 019 826
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 011 949
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 235 582
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 980 004
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 008 494
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 134 149
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 078 738
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock D 1 996 224
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 262 633
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 068 653
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 019 826
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 011 949
2014-02-26 3 MERCURY PARTNERS L P SVVC Common Stock I 2 235 582
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven SVVC Common Stock D 4 003 648
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven SVVC Common Stock D 4 003 648
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven By Clients SVVC Common Stock I 4 997 060
2014-02-19 3 Samuels Steven SVVC Common Stock D 4 003 648
2014-02-19 3 Samuels Steven SVVC Common Stock D 4 003 648
2014-02-19 3 Samuels Steven SVVC Common Stock D 4 003 648
2014-02-03 2014-01-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,9400 100 2 109 413
2014-02-03 2014-01-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 24,1800 981 24 109 313
2014-02-03 2014-01-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 24,1700 19 0 108 332
2014-02-03 2014-01-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 24,1600 400 10 108 313
2014-02-03 2014-01-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 24,1590 600 14 107 913
2014-02-03 2014-01-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 24,1599 2 000 48 107 313
2014-02-03 2014-01-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,9399 900 22 105 313
2014-02-03 2014-01-30 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,9299 1 000 24 104 413
2014-01-31 2014-01-29 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,3500 1 000 23 104 313
2014-01-31 2014-01-29 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,4400 74 2 103 313
2014-01-31 2014-01-29 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,4600 926 22 103 239
2014-01-31 2014-01-29 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,5900 1 000 24 102 313
2014-01-31 2014-01-29 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,5999 1 000 24 101 313
2014-01-31 2014-01-29 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,0500 69 2 100 313
2014-01-31 2014-01-29 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,0700 1 000 23 100 244
2014-01-31 2014-01-29 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,0800 1 000 23 99 244
2014-01-30 2014-01-28 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 22,9896 1 000 23 98 244
2014-01-30 2014-01-28 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 22,9899 1 000 23 97 244
2014-01-30 2014-01-28 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 22,9900 1 300 30 96 244
2014-01-30 2014-01-28 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 22,9500 1 700 39 94 944
2014-01-30 2014-01-28 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 22,9400 1 000 23 93 244
2014-01-30 2014-01-28 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 22,9200 62 1 92 244
2014-01-29 2014-01-27 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,0400 942 22 92 182
2014-01-29 2014-01-27 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 22,6796 1 000 23 91 240
2014-01-29 2014-01-27 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 22,9300 1 000 23 90 240
2014-01-29 2014-01-27 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,0100 1 000 23 89 240
2014-01-29 2014-01-27 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,0300 1 058 24 88 240
2014-01-29 2014-01-27 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,0500 1 000 23 87 182
2014-01-29 2014-01-27 4 Landis Kevin M SVVC Firsthand Technology Value Fund P - Purchase D 23,3200 8 900 208 86 182
2014-01-28 2014-01-24 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 23,3200 1 100 26 77 282
2014-01-28 2014-01-24 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 23,5500 9 447 222 76 182
2014-01-27 2014-01-23 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 23,5500 353 8 66 735
2014-01-27 2014-01-23 4 Landis Kevin M SVVC Firsthand Technology Value Fund, Inc. P - Purchase D 23,5350 200 5 66 382
2013-12-09 2013-12-06 4 Lee Kimun SVVC Common Stock P - Purchase D 21,6500 150 3 500
2013-12-09 2013-12-06 4 Lee Kimun SVVC Common Stock P - Purchase D 21,6500 100 2 350
2013-12-09 2013-12-06 4 Lee Kimun SVVC Common Stock P - Purchase D 21,7490 250 5 250
2013-06-03 2013-06-03 4 Fitzgerald Mark F SVVC Common Stock P - Purchase D 19,7800 900 18 1 000
2013-06-03 2013-06-03 4 Fitzgerald Mark F SVVC Common Stock P - Purchase D 19,8590 100 2 100
2013-05-03 3 Fitzgerald Mark F SVVC Firsthand Technology Value Fund, Inc. (SVVC) D 0
2012-06-07 2012-06-06 4 Landis Kevin M SVVC Firsthand Technology Fund, Inc P - Purchase D 18,1799 500 9 66 182
2012-06-07 2012-06-06 4 Landis Kevin M SVVC Firsthand Technology Fund, Inc P - Purchase D 18,1900 1 500 27 65 682
P
Achat sur le marché public ou privé d'un titre non dérivé ou dérivé
S
Vente sur le marché public ou privé d'un titre non dérivé ou dérivé
A
Attribution, récompense ou autre acquisition de titres de l'entreprise (comme une option).
C
Conversion d'un produit dérivé
D
Vente ou transfert de titres à l'entreprise
F
Paiement du prix d'exercice ou de la dette fiscale en utilisant une partie des titres reçus de l'entreprise
G
Don de titres par ou à l'initié
K
Swaps d'actions et opérations de couverture similaires
M
Exercice ou conversion d'un titre dérivé reçu de l'entreprise (tel qu'une option)
V
Une transaction déclarée volontairement sur le formulaire 4
J
Autre (accompagnée d'une note de bas de page décrivant la transaction)
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