OTIC / Otonomy Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Otonomy Inc
US ˙ NASDAQ ˙ US68906L1052
CE SYMBOLE N'EST PLUS ACTIF

Actions d'initiés9 919 768 shares
Indice de confiance des initiés

L'indice de confiance des initiés identifie les entreprises achetées par les initiés.

Il est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés de capitalisation d'initiés. Le modèle de notation utilise une combinaison du nombre net d'initiés ayant acheté des actions au cours des 90 derniers jours, du nombre total d'actions achetées en pourcentage du flottant et du nombre total d'actions détenues par les initiés. Le nombre varie de 0 à 100, les chiffres les plus élevés indiquant un niveau d'accumulation supérieur à celui de ses pairs, et 50 étant la moyenne.

Fréquence de mise à jour : Quotidienne

Voir Les meilleurs choix des initiés, qui fournit une liste des entreprises ayant la plus forte accumulation d'initiés.

Indice de confiance des dirigeants

L'indice de confiance des dirigeants identifie les entreprises dont les actions sont achetées par des dirigeants d'entreprise.

Par définition, les dirigeants d'entreprise sont des initiés, mais contrairement à d'autres initiés (actionnaires à 10 % et membres du conseil d'administration), les dirigeants travaillent quotidiennement pour l'entreprise et utilisent leur propre argent lorsqu'ils effectuent des opérations (les actionnaires à 10 % et les membres du conseil d'administration sont souvent des gestionnaires de fonds qui gèrent l'argent d'autrui). À ce titre, les opérations d'initiés réalisées par les dirigeants sont beaucoup plus significatives et doivent être traitées de manière appropriée.

Comme l'indice de confiance des initiés, l'indice de confiance des dirigeants est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés d'accumulation de dirigeants.

Fréquence de mise à jour : Quotidienne

Consultez la section Les meilleurs choix des initiés, qui fournit une liste des entreprises dont le sentiment des initiés est le plus élevé.

Principaux indicateurs des initiés

Cette carte montre comment l'entreprise se positionne par rapport à divers indicateurs d'initiés. La position en centile montre comment cette entreprise se situe par rapport aux autres entreprises sur les marchés américains. Une position plus élevée indique une meilleure situation.

Par exemple, il est généralement admis que les achats d'initiés sont un indicateur positif, de sorte que les entreprises dont les achats d'initiés sont plus nombreux se positionnent mieux que celles dont les achats d'initiés sont moins nombreux (ou même les ventes d'initiés).

Nombre net d'achats d'initiés (position)

N/A

Le nombre net d'initiés achetant est le nombre total d'initiés achetant moins le nombre total d'initiés vendant au cours des 90 derniers jours. La position en centile est indiquée ici (de 0 à 100%).

Pourcentage du flottant acheté par les initiés (position)

N/A

Le pourcentage du flottant acheté par les initiés est le nombre total d'actions achetées par les initiés moins le nombre total d'actions vendues par les initiés au cours des 90 derniers jours, divisé par le flottant total et multiplié par 100.

Graphique des opérations d'initiés

Les opérations d'initiés de Otonomy Inc sont présentées dans le graphique suivant. Les initiés sont des dirigeants, des administrateurs ou des investisseurs importants dans une entreprise. En général, il est illégal pour les initiés d'effectuer des opérations d'initiés dans leur entreprise sur la base d'informations matérielles non publiques. Cela ne signifie pas qu'il est illégal pour eux d'effectuer toute transaction dans leurs propres entreprises. Toutefois, ils doivent déclarer toutes les transactions à la SEC au moyen d'un formulaire 4.

Liste d'initiés et indicateurs de rentabilité

Ce tableau présente la liste des initiés connus et est généré automatiquement à partir des dépôts communiqués à la SEC. Outre les noms, le titre le plus récent et la désignation du directeur, du dirigeant ou du propriétaire à 10 %, nous indiquons les dernières participations divulguées. En outre, lorsque cela est possible, nous indiquons les performances historiques des opérations d'initiés. La performance historique des transactions est une moyenne pondérée de la performance des opérations d'achat réelles sur le marché public effectuées par l'initié. Pour plus d'informations sur le mode de calcul, regardez ce webinaire sur YouTube.

See our leaderboard of most profitable insider traders.

Initié Profit moyen (%) Actions
détenues
Fractionnement
Ajusté

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Historique des achats d'initiés - Analyse des bénéfices à court terme

Dans cette section, nous analysons la rentabilité de chaque achat d'initié non planifié et effectué sur le marché public dans OTIC / Otonomy Inc. Cette analyse permet de comprendre si l'initié génère régulièrement des rendements anormaux et s'il vaut la peine d'être suivi. Cette analyse porte sur l'année qui suit chaque transaction et les résultats sont théoriques .

Le tableau suivant présente les achats sur le marché public les plus récents qui ne faisaient pas partie d'un plan de trading automatique.

Date de la transaction Initiés Actions
déclarées
Prix
déclaré
Actions
ajustées
Prix
ajusté
Base de coût Jours jusqu'au
Max
Prix au
Max
Bénéfice
Max ($)
Rendement maximal (%)
2015-05-22 CAPPS VICKIE L 1 600 24,3503 1 600 24,3503 38 960 209 29.8000 8 720 22,38
2015-05-22 CAPPS VICKIE L 3 400 24,3552 3 400 24,3552 82 808
2014-08-19 Novo A/S 15 690 15,4962 15 690 15,4962 243 135
2014-08-18 TPG Group Holdings (SBS) Advisors, Inc. 171 875 171 875
2014-08-18 Avalon Ventures VIII LP 109 375 16,0000 109 375 16,0000 1 750 000
2014-08-18 Khuong Chau Quang 171 875 16,0000 171 875 16,0000 2 750 000
2014-08-18 Lichter Jay 109 375 16,0000 109 375 16,0000 1 750 000
2014-08-18 Novo A/S 171 875 16,0000 171 875 16,0000 2 750 000
2014-08-18 ORBIMED ADVISORS LLC 171 875 16,0000 171 875 16,0000 2 750 000

Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.

OTIC / Otonomy Inc Insider Trades
Historique des ventes d'initiés - Analyse des pertes à court terme

Dans cette section, nous analysons l'évitement des pertes à court terme de chaque vente d'initié non planifiée et réalisée sur le marché public dans OTIC / Otonomy Inc. Un schéma cohérent d'évitement des pertes peut suggérer que les transactions de vente futures peuvent prédire des baisses de prix. Cette analyse porte sur l'année qui suit chaque transaction, et les résultats sont théoriques .

Le tableau suivant présente les ventes les plus récentes sur le marché public qui ne faisaient pas partie d'un plan de trading automatique.

Date de la transaction Initiés Actions
déclarées
Prix
déclaré
Actions
ajustées
Prix
ajusté
Base de coût Jours jusqu'au
Min
Prix au
Min
Perte maximale
évitée ($)
Perte maximale
évitée (%)
2022-11-28 CAPPS VICKIE L 42 242 0,1028 42 242 0,1028 4 342 24 0.0770 -1 089 -25,09
2022-03-28 Cayer Paul E 5 624 2,4130 5 624 2,4130 13 571
2022-03-28 Savel Robert Michael II 3 325 2,4130 3 325 2,4130 8 023
2022-03-28 Foster Alan Charles 2 559 2,4130 2 559 2,4130 6 175
2022-03-28 Weber David Allen 11 243 2,4130 11 243 2,4130 27 129
2022-03-25 Cayer Paul E 4 015 2,3880 4 015 2,3880 9 588
2022-03-25 Savel Robert Michael II 2 374 2,3880 2 374 2,3880 5 669
2022-03-25 Foster Alan Charles 1 827 2,3880 1 827 2,3880 4 363
2022-03-25 Weber David Allen 8 026 2,3880 8 026 2,3880 19 166

Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.

OTIC / Otonomy Inc Insider Trades
Historique des transactions

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

Date
de dépôt
Date
de transaction
Formulaire Initié Libellé Nom du titre Code 10b5-1 Direct Prix
d'exercice
Prix
unitaire
Unités
Modifié
Valeur
Modifiée (1K)
Options
restantes
Actions
restantes
2022-12-30 2022-12-30 4 Weber David Allen OTIC Common Stock F - Taxes D 0,0880 -91 636 -8 285 863
2022-12-30 2022-12-28 4 Cayer Paul E OTIC Common Stock F - Taxes D 0,0870 -40 054 -3 183 733
2022-11-29 2022-11-28 4 CAPPS VICKIE L OTIC Common Stock S - Sale D 0,1028 -42 242 -4 3 400
2022-03-29 2022-03-28 4 Weber David Allen OTIC Common Stock S - Sale D 2,4130 -11 243 -27 377 499
2022-03-29 2022-03-25 4 Weber David Allen OTIC Common Stock S - Sale D 2,3880 -8 026 -19 388 742
2022-03-29 2022-03-28 4 Savel Robert Michael II OTIC Common Stock S - Sale D 2,4130 -3 325 -8 145 735
2022-03-29 2022-03-25 4 Savel Robert Michael II OTIC Common Stock S - Sale D 2,3880 -2 374 -6 149 060
2022-03-29 2022-03-28 4 Foster Alan Charles OTIC Common Stock S - Sale D 2,4130 -2 559 -6 177 017
2022-03-29 2022-03-25 4 Foster Alan Charles OTIC Common Stock S - Sale D 2,3880 -1 827 -4 179 576
2022-03-29 2022-03-28 4 Cayer Paul E OTIC Common Stock S - Sale D 2,4130 -5 624 -14 223 787
2022-03-29 2022-03-25 4 Cayer Paul E OTIC Common Stock S - Sale D 2,3880 -4 015 -10 229 411
2022-01-19 2022-01-14 4 Foster Alan Charles OTIC Stock Option (right to buy) A - Award D 2,03 130 000 130 000
2022-01-19 2022-01-14 4 Foster Alan Charles OTIC Common Stock A - Award D 70 000 181 403
2022-01-19 2022-01-14 4 Cayer Paul E OTIC Stock Option (right to buy) A - Award D 2,03 250 000 250 000
2022-01-19 2022-01-14 4 Cayer Paul E OTIC Common Stock A - Award D 100 000 233 426
2022-01-19 2022-01-14 4 Weber David Allen OTIC Stock Option (right to buy) A - Award D 2,03 500 000 500 000
2022-01-19 2022-01-14 4 Weber David Allen OTIC Common Stock A - Award D 150 000 396 768
2022-01-19 2022-01-14 4 Savel Robert Michael II OTIC Stock Option (right to buy) A - Award D 2,03 130 000 130 000
2022-01-19 2022-01-14 4 Savel Robert Michael II OTIC Common Stock A - Award D 70 000 151 434
2021-08-20 2021-08-18 4 Broadfoot Jill Marie OTIC Stock Option (right to buy) A - Award D 1,42 35 000 35 000
2021-06-24 2021-06-22 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 2,18 17 500 17 500
2021-06-24 2021-06-22 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 2,18 17 500 17 500
2021-06-24 2021-06-22 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 2,18 17 500 17 500
2021-06-24 2021-06-22 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 2,18 17 500 17 500
2021-06-24 2021-06-22 4 Kennedy Ciara OTIC Stock Option (right to buy) A - Award D 2,18 17 500 17 500
2021-06-24 2021-06-22 4 BREITMEYER JAMES B OTIC Stock Option (right to buy) A - Award D 2,18 17 500 17 500
2021-04-20 3 Foster Alan Charles OTIC Common Stock D 51 403
2021-04-20 2021-04-16 4 Savel Robert Michael II OTIC Common Stock A - Award D 65 000 81 434
2021-04-20 2021-04-16 4 Cayer Paul E OTIC Common Stock A - Award D 110 000 133 426
2021-04-20 2021-04-16 4 Weber David Allen OTIC Common Stock A - Award D 220 000 246 768
2021-03-03 2021-03-03 4 Lichter Jay OTIC Common Stock S - Sale I 2,6980 -113 935 -307 0
2021-03-03 2021-03-03 4 Lichter Jay OTIC Common Stock S - Sale I 2,6980 -207 245 -559 0
2021-03-02 2021-03-02 4 Lichter Jay OTIC Common Stock S - Sale I 2,8990 -138 199 -401 113 935
2021-03-02 2021-03-02 4 Lichter Jay OTIC Common Stock S - Sale I 2,8990 -251 375 -729 207 245
2021-03-02 2021-03-01 4 Lichter Jay OTIC Common Stock S - Sale I 2,8560 -61 619 -176 252 134
2021-03-02 2021-03-01 4 Lichter Jay OTIC Common Stock S - Sale I 2,8560 -112 081 -320 458 620
2021-03-02 2021-02-26 4 Lichter Jay OTIC Common Stock S - Sale I 2,8300 -117 262 -332 313 753
2021-03-02 2021-02-26 4 Lichter Jay OTIC Common Stock S - Sale I 2,8300 -213 292 -604 570 701
2021-02-25 2021-02-25 4 Lichter Jay OTIC Common Stock S - Sale I 2,9540 -110 361 -326 431 015
2021-02-25 2021-02-25 4 Lichter Jay OTIC Common Stock S - Sale I 2,9540 -200 739 -593 783 993
2021-02-25 2021-02-24 4 Lichter Jay OTIC Common Stock S - Sale I 2,9820 -178 484 -532 541 376
2021-02-25 2021-02-24 4 Lichter Jay OTIC Common Stock S - Sale I 2,9820 -324 651 -968 984 732
2021-02-25 2021-02-23 4 Lichter Jay OTIC Common Stock S - Sale I 2,8880 -95 113 -275 719 860
2021-02-25 2021-02-23 4 Lichter Jay OTIC Common Stock S - Sale I 2,8880 -173 005 -500 1 309 383
2021-01-20 2021-01-15 4 Savel Robert Michael II OTIC Stock Option (right to buy) A - Award D 5,20 150 000 150 000
2021-01-20 2021-01-15 4 Cayer Paul E OTIC Stock Option (right to buy) A - Award D 5,20 250 000 250 000
2021-01-20 2021-01-15 4 Weber David Allen OTIC Stock Option (right to buy) A - Award D 5,20 500 000 500 000
2020-06-25 2020-06-23 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 3,56 17 500 17 500
2020-06-25 2020-06-23 4 Kennedy Ciara OTIC Stock Option (right to buy) A - Award D 3,56 17 500 17 500
2020-06-25 2020-06-23 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 3,56 17 500 17 500
2020-06-25 2020-06-23 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 3,56 17 500 17 500
2020-06-25 2020-06-23 4 BREITMEYER JAMES B OTIC Stock Option (right to buy) A - Award D 3,56 17 500 17 500
2020-06-25 2020-06-23 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 3,56 17 500 17 500
2020-03-02 3 Kennedy Ciara OTIC No securities of the Issuer are beneficially owned. D 0
2020-03-02 2020-03-01 4 Kennedy Ciara OTIC Stock Option (right to buy) A - Award D 3,15 35 000 35 000
2020-01-17 2020-01-15 4 Cayer Paul E OTIC Stock Option (right to buy) A - Award D 3,54 490 000 490 000
2020-01-17 2020-01-15 4 Savel Robert Michael II OTIC Stock Option (right to buy) A - Award D 3,54 250 000 250 000
2020-01-17 2020-01-15 4 Weber David Allen OTIC Stock Option (right to buy) A - Award D 3,54 700 000 700 000
2019-06-13 2019-06-11 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 2,35 17 500 17 500
2019-06-13 2019-06-11 4 BREITMEYER JAMES B OTIC Stock Option (right to buy) A - Award D 2,35 17 500 17 500
2019-06-13 2019-06-11 4 Preston Heather OTIC Stock Option (right to buy) A - Award D 2,35 17 500 17 500
2019-06-13 2019-06-11 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 2,35 17 500 17 500
2019-06-13 2019-06-11 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 2,35 17 500 17 500
2019-06-13 2019-06-11 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 2,35 17 500 17 500
2019-01-17 2019-01-15 4 Savel Robert Michael II OTIC Stock Option (right to buy) A - Award D 2,02 200 000 200 000
2019-01-17 2019-01-15 4 Bishop Katherine Mary OTIC Stock Option (right to buy) A - Award D 2,02 215 000 215 000
2019-01-17 2019-01-15 4 Cayer Paul E OTIC Stock Option (right to buy) A - Award D 2,02 225 000 225 000
2019-01-17 2019-01-15 4 Weber David Allen OTIC Stock Option (right to buy) A - Award D 2,02 800 000 800 000
2018-12-26 2018-12-21 4 Weber David Allen OTIC Stock Option (right to buy) A - Award D 5,80 250 000 250 000
2018-06-20 2018-06-19 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 4,45 17 500 17 500
2018-06-20 2018-06-19 4 Preston Heather OTIC Stock Option (right to buy) A - Award D 4,45 17 500 17 500
2018-06-20 2018-06-19 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 4,45 17 500 17 500
2018-06-20 3 BREITMEYER JAMES B OTIC No securities are beneficially owned. D 0
2018-06-20 2018-06-19 4 BREITMEYER JAMES B OTIC Stock Option (right to buy) A - Award D 4,45 35 000 35 000
2018-06-20 2018-06-19 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 4,45 17 500 17 500
2018-06-20 2018-06-19 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 4,45 17 500 17 500
2018-02-05 2018-02-01 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 5,80 110 000 110 000
2018-02-05 2018-02-01 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 5,80 165 000 165 000
2018-02-05 2018-02-01 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 5,80 400 000 400 000
2018-02-05 2018-02-01 4 Bishop Katherine Mary OTIC Employee Stock Option (right to buy) A - Award D 5,80 155 000 155 000
2018-02-05 2018-02-01 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 5,80 130 000 130 000
2018-01-23 2018-01-19 4 Bishop Katherine Mary OTIC Employee Stock Option (right to buy) A - Award D 5,68 100 000 100 000
2018-01-23 2018-01-19 4 Bishop Katherine Mary OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 16,20 -150 000 0
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 5,68 33 333 33 333
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 5,68 46 666 46 666
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 5,68 66 666 66 666
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,00 -50 000 0
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,44 -70 000 0
2018-01-23 2018-01-19 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 31,59 -100 000 0
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 5,68 46 666 46 666
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 5,68 46 666 46 666
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 5,68 40 000 40 000
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,00 -70 000 0
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,44 -70 000 0
2018-01-23 2018-01-19 4 Cayer Paul E OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 34,12 -60 000 0
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 5,68 33 333 33 333
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 5,68 36 666 36 666
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 5,68 20 000 20 000
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,00 -50 000 0
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,44 -55 000 0
2018-01-23 2018-01-19 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 34,12 -30 000 0
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 5,68 133 333 133 333
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 5,68 153 333 153 333
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 5,68 86 666 86 666
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,00 -200 000 0
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 14,44 -230 000 0
2018-01-23 2018-01-19 4 Weber David Allen OTIC Employee Stock Option (right to buy) D - Sale to Issuer D 34,12 -130 000 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14 106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14 106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14 106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14 106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14 106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14 106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14 106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14 106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14 106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Warrant to Purchase Common Stock (Right to Buy) M - Exercise I 14,18 -14 106 0
2017-09-05 2017-08-31 4 Lichter Jay OTIC Common Stock F - Taxes I 18,3700 -108 851 -2 000 2 297 361
2017-09-05 2017-08-31 4 Lichter Jay OTIC Common Stock M - Exercise I 14,1800 141 060 2 000 2 406 212
2017-07-14 2017-06-20 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 16,05 15 000 15 000
2017-07-14 2017-06-20 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 16,05 15 000 15 000
2017-07-14 2017-06-20 4 MORROW GEORGE J OTIC Stock Option (right to buy) A - Award D 16,05 15 000 15 000
2017-07-14 2017-06-20 4 Preston Heather OTIC Stock Option (right to buy) A - Award D 16,05 15 000 15 000
2017-07-14 2017-06-20 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 16,05 15 000 15 000
2017-07-14 2017-06-20 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 16,05 15 000 15 000
2017-06-27 2017-06-26 4 LOUMEAU ERIC J OTIC Common Stock S - Sale D 18,7500 -1 206 -23 0
2017-06-27 2017-06-23 4 LOUMEAU ERIC J OTIC Common Stock S - Sale D 18,5000 -2 316 -43 1 206
2017-06-27 2017-06-01 4 LOUMEAU ERIC J OTIC Common Stock A - Award D 11,4300 1 206 14 3 522
2017-06-27 2016-12-01 4 LOUMEAU ERIC J OTIC Common Stock A - Award D 13,0500 647 8 2 316
2017-06-27 2016-06-01 4 LOUMEAU ERIC J OTIC Common Stock A - Award D 13,1300 1 021 13 1 669
2017-06-27 2015-12-01 4 LOUMEAU ERIC J OTIC Common Stock A - Award D 20,3700 648 13 648
2017-03-08 2017-03-06 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 14,00 50 000 50 000
2017-03-08 2017-03-06 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 14,00 200 000 200 000
2017-03-08 2017-03-06 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 14,00 70 000 70 000
2017-03-08 2017-03-06 4 Hakanson Dean OTIC Employee Stock Option (right to buy) A - Award D 14,00 65 000 65 000
2017-03-08 2017-03-06 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 14,00 50 000 50 000
2017-01-06 3 Bishop Katherine Mary OTIC Common Stock D 3 270
2017-01-06 3 Bishop Katherine Mary OTIC Common Stock D 3 270
2017-01-06 2017-01-04 4 Bishop Katherine Mary OTIC Employee Stock Option (right to buy) A - Award D 16,20 150 000 150 000
2016-11-22 2016-11-21 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 3,17 -1 456 12 803
2016-11-22 2016-11-21 4 LeBel Carl OTIC Common Stock S - Sale D 18,0650 -1 456 -26 9 458
2016-11-22 2016-11-21 4 LeBel Carl OTIC Common Stock M - Exercise D 3,1700 1 456 5 10 914
2016-11-22 2016-11-18 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 3,17 -5 626 14 259
2016-11-22 2016-11-18 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 -3 543 31 891
2016-11-22 2016-11-18 4 LeBel Carl OTIC Common Stock S - Sale D 18,0721 -9 169 -166 9 458
2016-11-22 2016-11-18 4 LeBel Carl OTIC Common Stock M - Exercise D 3,1700 5 626 18 18 627
2016-11-22 2016-11-18 4 LeBel Carl OTIC Common Stock M - Exercise D 6,3300 3 543 22 13 001
2016-09-08 2016-09-06 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 3,17 -5 304 19 885
2016-09-08 2016-09-06 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 -15 946 35 434
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock S - Sale D 17,9500 -5 304 -95 9 458
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock S - Sale D 17,9500 -3 813 -68 14 762
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock S - Sale D 17,9500 -12 133 -218 18 575
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock M - Exercise D 3,1700 5 304 17 30 708
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock M - Exercise D 6,3300 3 813 24 25 404
2016-09-08 2016-09-06 4 LeBel Carl OTIC Common Stock M - Exercise D 6,3300 12 133 77 21 591
2016-09-08 2016-06-01 4 LeBel Carl OTIC Common Stock A - Award D 13,1325 275 4 9 458
2016-09-08 2015-12-01 4 LeBel Carl OTIC Common Stock A - Award D 13,6000 263 4 9 183
2016-08-04 2016-08-02 4 McGill Iain OTIC Stock Option (right to buy) A - Award D 14,20 25 000 25 000
2016-06-21 2016-06-21 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 15,20 15 000 15 000
2016-06-21 2016-06-21 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 15,20 15 000 15 000
2016-06-21 2016-06-21 4 Lichter Jay OTIC Stock Option (right to buy) A - Award D 15,20 15 000 15 000
2016-06-21 2016-06-21 4 MORROW GEORGE J OTIC Stock Option (right to buy) A - Award D 15,20 15 000 15 000
2016-06-21 2016-06-21 4 Preston Heather OTIC Stock Option (right to buy) A - Award D 15,20 15 000 15 000
2016-06-21 2016-06-21 4 Khuong Chau Quang OTIC Stock Option (right to buy) A - Award D 15,20 15 000 15 000
2016-03-03 2016-03-01 4 LeBel Carl OTIC Employee Stock Option (right to buy) A - Award D 14,44 35 000 35 000
2016-03-03 2016-03-01 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 14,44 70 000 70 000
2016-03-03 2016-03-01 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 14,44 55 000 55 000
2016-03-03 2016-03-01 4 Yost Anthony J OTIC Employee Stock Option (right to buy) A - Award D 14,44 75 000 75 000
2016-03-03 2016-03-01 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 14,44 70 000 70 000
2016-03-03 2016-03-01 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 14,44 230 000 230 000
2016-03-03 2016-03-01 4 Hakanson Dean OTIC Employee Stock Option (right to buy) A - Award D 14,44 100 000 100 000
2015-12-22 2015-12-21 4 LeBel Carl OTIC Employee stock option (right to buy) M - Exercise D 3,17 -4 674 25 189
2015-12-22 2015-12-21 4 LeBel Carl OTIC Employee stock option (right to buy) M - Exercise D 6,33 -16 576 51 380
2015-12-22 2015-12-21 4 LeBel Carl OTIC Common Stock S - Sale D 28,3778 -8 061 -229 8 920
2015-12-22 2015-12-21 4 LeBel Carl OTIC Common Stock S - Sale D 27,8318 -13 189 -367 16 981
2015-12-22 2015-12-21 4 LeBel Carl OTIC Common Stock M - Exercise D 3,1700 4 674 15 30 170
2015-12-22 2015-12-21 4 LeBel Carl OTIC Common Stock M - Exercise D 6,3300 16 576 105 25 496
2015-12-18 2015-12-17 4 Cayer Paul E OTIC Employee stock option (right to buy) M - Exercise D 6,33 -3 000 77 492
2015-12-18 2015-12-17 4 Cayer Paul E OTIC Common Stock S - Sale D 30,1850 -300 -9 9 610
2015-12-18 2015-12-17 4 Cayer Paul E OTIC Common Stock S - Sale D 29,6464 -2 700 -80 9 910
2015-12-18 2015-12-17 4 Cayer Paul E OTIC Common Stock M - Exercise D 6,3300 3 000 19 12 610
2015-12-16 2015-12-15 4 Weber David Allen OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -5 208 390 149
2015-12-16 2015-12-15 4 Weber David Allen OTIC Common Stock S - Sale D 27,2498 -5 208 -142 17 603
2015-12-16 2015-12-15 4 Weber David Allen OTIC Common Stock M - Exercise D 1,7600 5 208 9 22 811
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -1 588 79 047
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 -3 412 32 994
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock S - Sale D 27,7024 -100 -3 1 256
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock S - Sale D 27,2581 -1 289 -35 1 356
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock S - Sale D 26,1492 -1 289 -34 2 645
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock S - Sale D 25,1350 -2 322 -58 3 934
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 1,7600 1 588 3 6 256
2015-12-16 2015-12-14 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 6,3300 3 412 22 4 668
2015-11-30 2015-11-30 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 29,2200 -590 -17 1 850 094
2015-11-30 2015-11-30 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,6400 -2 716 -78 1 850 684
2015-11-30 2015-11-27 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,9700 -29 000 -840 1 853 400
2015-11-30 2015-11-25 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,9100 -34 800 -1 006 1 882 400
2015-11-30 2015-11-30 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 29,2200 -590 -17 1 850 094
2015-11-30 2015-11-30 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,6400 -2 716 -78 1 850 684
2015-11-30 2015-11-27 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,9700 -29 000 -840 1 853 400
2015-11-30 2015-11-25 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,9100 -34 800 -1 006 1 882 400
2015-11-24 2015-11-24 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,7500 -36 100 -1 038 1 917 200
2015-11-24 2015-11-23 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,4500 -80 800 -2 299 1 953 300
2015-11-24 2015-11-20 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,5900 -83 900 -2 399 2 034 100
2015-11-24 2015-11-24 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,7500 -36 100 -1 038 1 917 200
2015-11-24 2015-11-23 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,4500 -80 800 -2 299 1 953 300
2015-11-24 2015-11-20 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,5900 -83 900 -2 399 2 034 100
2015-11-19 2015-11-19 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,6000 -127 300 -3 641 2 118 000
2015-11-19 2015-11-17 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 29,0900 -200 -6 2 245 300
2015-11-19 2015-11-17 4 Khuong Chau Quang See Footnotes OTIC Common Stock S - Sale I 28,8000 -10 898 -314 2 245 500
2015-11-19 2015-11-19 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,6000 -127 300 -3 641 2 118 000
2015-11-19 2015-11-17 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 29,0900 -200 -6 2 245 300
2015-11-19 2015-11-17 4 ORBIMED ADVISORS LLC See Footnotes OTIC Common Stock S - Sale I 28,8000 -10 898 -314 2 245 500
2015-11-17 2015-11-17 4 Cayer Paul E OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 -3 000 80 492
2015-11-17 2015-11-17 4 Cayer Paul E OTIC Common Stock S - Sale D 28,6858 -3 000 -86 9 610
2015-11-17 2015-11-17 4 Cayer Paul E OTIC Common Stock M - Exercise D 6,3300 3 000 19 12 610
2015-11-17 2015-11-16 4 Weber David Allen OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -5 208 395 357
2015-11-17 2015-11-16 4 Weber David Allen OTIC Common Stock S - Sale D 29,2500 -100 -3 17 603
2015-11-17 2015-11-16 4 Weber David Allen OTIC Common Stock S - Sale D 28,5605 -5 108 -146 17 703
2015-11-17 2015-11-16 4 Weber David Allen OTIC Common Stock M - Exercise D 1,7600 5 208 9 22 811
2015-11-13 2015-11-13 4 Weber David Allen OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -10 416 400 565
2015-11-13 2015-11-13 4 Weber David Allen OTIC Common Stock S - Sale D 30,9500 -10 416 -322 539
2015-11-13 2015-11-13 4 Weber David Allen OTIC Common Stock M - Exercise D 1,7600 10 416 18 10 955
2015-11-12 2015-11-11 4 Cayer Paul E OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 -1 547 83 492
2015-11-12 2015-11-11 4 Cayer Paul E OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -1 453 137 088
2015-11-12 2015-11-11 4 Cayer Paul E OTIC Common Stock S - Sale D 24,9500 -3 000 -75 9 610
2015-11-12 2015-11-11 4 Cayer Paul E OTIC Common Stock M - Exercise D 6,3300 1 547 10 12 610
2015-11-12 2015-11-11 4 Cayer Paul E OTIC Conmon Stock M - Exercise D 1,7600 1 453 3 11 063
2015-11-12 2015-11-11 4 Weber David Allen OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 -5 208 410 981
2015-11-12 2015-11-11 4 Weber David Allen OTIC Common Stock S - Sale D 24,9500 -5 208 -130 539
2015-11-12 2015-11-11 4 Weber David Allen OTIC Common Stock M - Exercise D 1,7600 5 208 9 5 747
2015-09-22 2015-09-21 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 24,3565 -17 083 -416 67 956
2015-09-22 2015-09-21 4 LeBel Carl OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 24,3565 -4 167 -101 137 284
2015-09-22 2015-09-21 4 LeBel Carl OTIC Common Stock S - Sale D 24,3565 -21 250 -518 8 920
2015-09-22 2015-09-21 4 LeBel Carl OTIC Common Stock M - Exercise D 6,3300 17 083 108 30 170
2015-09-22 2015-09-21 4 LeBel Carl OTIC Common Stock M - Exercise D 1,7600 4 167 7 13 087
2015-09-18 2015-09-17 4 Cayer Paul E OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 24,9500 -3 000 -75 138 541
2015-09-18 2015-09-17 4 Cayer Paul E OTIC Common Stock S - Sale D 24,9500 -3 000 -75 9 610
2015-09-18 2015-09-17 4 Cayer Paul E OTIC Common Stock M - Exercise D 1,7600 3 000 5 12 610
2015-09-16 2015-09-15 4 Weber David Allen OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 24,9500 -5 216 -130 416 189
2015-09-16 2015-09-15 4 Weber David Allen OTIC Common Stock S - Sale D 24,9500 -5 216 -130 539
2015-09-16 2015-09-15 4 Weber David Allen OTIC Common Stock M - Exercise D 1,7600 5 216 9 5 755
2015-09-15 2015-09-14 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 6,3300 -3 413 -22 36 406
2015-09-15 2015-09-14 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 1,7600 -1 587 -3 80 635
2015-09-15 2015-09-14 4 Savel Robert Michael II OTIC Common Stock S - Sale D 23,9793 -5 000 -120 1 256
2015-09-15 2015-09-14 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 6,3300 3 413 22 6 256
2015-09-15 2015-09-14 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 1,7600 1 587 3 2 843
2015-09-01 2015-08-28 4 Schroeder Theodore R OTIC Stock Option (right to buy) A - Award D 23,50 25 000 25 000
2015-06-22 2015-06-19 4 CAPPS VICKIE L OTIC Stock Option (right to buy) A - Award D 22,12 15 000 15 000
2015-06-22 2015-06-19 4 Lichter Jay OTIC 06/19/2015 A - Award D 22,12 15 000 15 000
2015-06-22 2015-06-19 4 Preston Heather OTIC Stock Option (right to buy) A - Award D 22,12 15 000 15 000
2015-06-22 2015-06-19 4 Khuong Chau Quang OTIC Stock Option (right to buy) A - Award D 22,12 15 000 15 000
2015-06-17 2015-06-15 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 6,33 6,3300 -14 788 -94 39 819
2015-06-17 2015-06-15 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) M - Exercise D 1,76 1,7600 -10 212 -18 82 222
2015-06-17 2015-06-15 4 Savel Robert Michael II OTIC Common Stock S - Sale D 23,7314 -25 000 -593 1 256
2015-06-17 2015-06-15 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 6,3300 14 788 94 26 256
2015-06-17 2015-06-15 4 Savel Robert Michael II OTIC Common Stock M - Exercise D 1,7600 10 212 18 11 468
2015-06-02 2015-06-01 4 LeBel Carl OTIC Common Stock A - Award D 13,6000 389 5 389
2015-06-02 2015-06-01 4 Savel Robert Michael II OTIC Common Stock A - Award D 13,6000 1 256 17 1 256
2015-06-02 2015-06-01 4 Cayer Paul E OTIC Common Stock A - Award D 13,6000 2 500 34 2 500
2015-06-02 2015-06-01 4 Weber David Allen OTIC Common Stock A - Award D 13,6000 539 7 539
2015-05-29 2015-05-28 4 DOVEY BRIAN H By One Palmer Square Associates VIII, LLC OTIC Common Stock J - Other I 32 745 32 745
2015-05-29 2015-05-28 4 DOVEY BRIAN H By Domain Partners VIII, L.P. OTIC Common Stock J - Other I -250 000 1 329 323
2015-05-27 2015-05-22 4 CAPPS VICKIE L Held by spouse OTIC Common Stock P - Purchase I 24,3503 1 600 39 1 600
2015-05-27 2015-05-22 4 CAPPS VICKIE L OTIC Common Stock P - Purchase D 24,3552 3 400 83 3 400
2015-05-18 3 LOUMEAU ERIC J OTIC No securities are beneficially owned. D 0
2015-05-18 2015-05-15 4 LOUMEAU ERIC J OTIC Employee Stock Option (right to buy) A - Award D 31,59 31,5900 100 000 3 159 100 000
2015-04-30 3 MORROW GEORGE J OTIC No securities are beneficially owned. D 0
2015-04-30 2015-04-28 4 MORROW GEORGE J OTIC Employee Stock Option (right to buy) A - Award D 27,58 27,5800 25 000 690 25 000
2015-04-03 2015-04-01 4 Hakanson Dean OTIC Employee Stock Option (right to buy) A - Award D 34,60 34,6000 115 000 3 979 115 000
2015-04-02 3 Hakanson Dean OTIC No securities are beneficially owned. D 0
2014-12-12 2014-12-11 4 Cayer Paul E OTIC Employee Stock Option (right to buy) A - Award D 34,12 60 000 60 000
2014-12-12 2014-12-11 4 LeBel Carl OTIC Employee Stock Option (right to buy) A - Award D 34,12 40 000 40 000
2014-12-12 2014-12-11 4 Weber David Allen OTIC Employee Stock Option (right to buy) A - Award D 34,12 130 000 130 000
2014-12-12 2014-12-11 4 Savel Robert Michael II OTIC Employee Stock Option (right to buy) A - Award D 34,12 30 000 30 000
2014-10-21 2014-10-20 4 Yost Anthony J OTIC Employee Stock Option (right to buy) A - Award D 22,74 22,7400 180 000 4 093 180 000
2014-10-21 3 Yost Anthony J OTIC No securities are beneficially owned. D 0
2014-08-21 2014-08-19 4 Novo A/S OTIC Common Stock P - Purchase D 15,4962 15 690 243 2 175 025
2014-08-19 2014-08-18 4 Novo A/S OTIC Series D Preferred Stock C - Conversion D -348 041 0
2014-08-19 2014-08-18 4 Novo A/S OTIC Series C Preferred Stock C - Conversion D -1 131 436 0
2014-08-19 2014-08-18 4 Novo A/S OTIC Series B Preferred Stock C - Conversion D -439 724 0
2014-08-19 2014-08-18 4 Novo A/S OTIC Series C Preferred Stock Warrant (Right to Buy) X - Other D -31 854 0
2014-08-19 2014-08-18 4 Novo A/S OTIC Series C Preferred Stock Warrant (Right to Buy) X - Other D -36 405 0
2014-08-19 2014-08-18 4 Novo A/S OTIC Common Stock P - Purchase D 16,0000 171 875 2 750 2 159 335
2014-08-19 2014-08-18 4 Novo A/S OTIC Common Stock C - Conversion D 1 919 201 1 987 460
2014-08-19 2014-08-18 4 Novo A/S OTIC Common Stock X - Other D 31 854 68 259
2014-08-19 2014-08-18 4 Novo A/S OTIC Common Stock X - Other D 36 405 36 405
2014-08-19 2014-08-18 4 Lichter Jay See footnotes OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -91 011 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 91 011 91 011
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -91 011 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6 432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6 432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6 432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6 432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6 432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6 432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6 432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6 432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6 432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock Warrant (right to buy) C - Conversion I 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion I 31,09 -6 432 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series D Preferred Stock C - Conversion I -136 770 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series C Preferred Stock C - Conversion I -568 828 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series C Preferred Stock C - Conversion I -484 691 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series B Preferred Stock C - Conversion I -175 889 0
2014-08-19 2014-08-18 4 Lichter Jay OTIC Series A Preferred Stock C - Conversion I -337 432 0
2014-08-19 2014-08-18 4 Lichter Jay See footnotes OTIC Common Stock P - Purchase I 16,0000 109 375 1 750 814 973
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock C - Conversion I 705 598 705 598
2014-08-19 2014-08-18 4 Lichter Jay See footnotes OTIC Common Stock S - Sale I 16,0000 -50 001 -800 1 450 179
2014-08-19 2014-08-18 4 Lichter Jay See footnotes OTIC Common Stock X - Other I 8,7900 91 011 800 1 500 180
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock C - Conversion I 660 580 1 409 169
2014-08-19 2014-08-18 4 Lichter Jay OTIC Common Stock C - Conversion I 740 057 748 589
2014-08-19 2014-08-18 4 CAPPS VICKIE L OTIC Series D Convertible Preferred Stock C - Conversion D -20 912 0
2014-08-19 2014-08-18 4 CAPPS VICKIE L OTIC Common Stock C - Conversion D 20 912 42 242
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -4 536 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 4 536 4 536
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -4 536 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -5 184 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 5 184 5 184
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -5 184 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series D Preferred Stock C - Conversion I -38 325 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock C - Conversion I -130 741 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series B Preferred Stock C - Conversion I -42 265 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -16 700 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 16 700 16 700
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -16 700 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -19 085 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 19 085 19 085
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -19 085 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series D Preferred Stock C - Conversion I -141 101 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series C Preferred Stock C - Conversion I -481 342 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Series B Preferred Stock C - Conversion I -155 609 0
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock S - Sale I 8,7900 -5 340 -47 215 711
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock X - Other I 8,7900 9 720 85 221 051
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock C - Conversion I 211 331 211 331
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock S - Sale I 8,7900 -19 660 -173 794 177
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock X - Other I 8,7900 35 785 315 813 837
2014-08-19 2014-08-18 4 MCKEARN JOHN P See footnotes OTIC Common Stock C - Conversion I 778 052 778 052
2014-08-19 2014-08-18 4 ORBIMED ADVISORS LLC See footnotes OTIC Series D Preferred Stock C - Conversion I -378 039 0
2014-08-19 2014-08-18 4 ORBIMED ADVISORS LLC See footnotes OTIC Series C Preferred Stock C - Conversion I -1 706 484 0
2014-08-19 2014-08-18 4 ORBIMED ADVISORS LLC See footnotes OTIC Common Stock P - Purchase I 16,0000 171 875 2 750 2 256 398
2014-08-19 2014-08-18 4 ORBIMED ADVISORS LLC See footnotes OTIC Common Stock C - Conversion I 2 084 523 2 084 523
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) X - Other D 8,79 -91 011 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 8,79 91 011 91 011
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion D 8,79 -91 011 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6 432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6 432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6 432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6 432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6 432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6 432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6 432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6 432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6 432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock Warrant (right to buy) C - Conversion D 14,18 14 106 14 106
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock Warrant (right to buy) C - Conversion D 31,09 -6 432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series D Preferred Stock C - Conversion I -136 770 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series C Preferred Stock C - Conversion I -568 828 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series C Preferred Stock C - Conversion D -484 691 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series B Preferred Stock C - Conversion D -175 889 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Series A Preferred Stock C - Conversion D -337 432 0
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP See footnotes OTIC Common Stock P - Purchase I 16,0000 109 375 1 750 814 973
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock C - Conversion I 705 598 705 598
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock S - Sale D 16,0000 -50 001 -800 1 450 179
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock X - Other D 8,7900 91 011 800 1 500 180
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock C - Conversion D 660 580 1 409 169
2014-08-19 2014-08-18 4 Avalon Ventures VIII LP OTIC Common Stock C - Conversion D 740 057 748 589
2014-08-19 2014-08-18 4 Khuong Chau Quang See footnotes OTIC Series D Preferred Stock C - Conversion I -378 039 0
2014-08-19 2014-08-18 4 Khuong Chau Quang See footnotes OTIC Series C Preferred Stock C - Conversion I -1 706 484 0
2014-08-19 2014-08-18 4 Khuong Chau Quang See footnotes OTIC Common Stock P - Purchase I 16,0000 171 875 2 750 2 256 398
2014-08-19 2014-08-18 4 Khuong Chau Quang See footnotes OTIC Common Stock C - Conversion I 2 084 523 2 084 523
2014-08-19 2014-08-18 4 Weber David Allen OTIC Common Stock Warrant (right to buy) X - Other I 8,79 -113 0
2014-08-19 2014-08-18 4 Weber David Allen OTIC Common Stock Warrant (right to buy) C - Conversion I 8,79 113 113
2014-08-19 2014-08-18 4 Weber David Allen OTIC Series C Preferred Stock Warrant (right to buy) C - Conversion I 8,79 -113 0
2014-08-19 2014-08-18 4 Weber David Allen OTIC Series D Preferred Stock C - Conversion I -1 254 0
2014-08-19 2014-08-18 4 Weber David Allen OTIC Series C Preferred Stock C - Conversion I -3 445 0
2014-08-19 2014-08-18 4 Weber David Allen See footnotes OTIC Common Stock X - Other I 8,7900 113 1 4 812
2014-08-19 2014-08-18 4 Weber David Allen OTIC Common Stock C - Conversion I 4 699 4 699
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Series D Preferred Stock C - Conversion I -348 041 0
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Series C Preferred Stock C - Conversion I -1 199 695 0
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Series B Preferred Stock C - Conversion I -439 724 0
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Series C Preferred Stock C - Conversion I 68 259 1 199 695
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Warrant to Purchase Shares of Preferred Stock C - Conversion I -68 259 0
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Common Stock P - Purchase I 171 875 2 159 335
2014-08-19 2014-08-18 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses OTIC Common Stock C - Conversion I 1 987 460 1 987 460
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Series C Preferred Stock Warrant (Right to Buy) M - Exercise D 8,79 -67 755 0
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Series D Preferred Stock F - Taxes D -186 828 0
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Series C Preferred Stock C - Conversion D -925 479 0
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Series B Preferred Stock C - Conversion D -436 485 0
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Common Stock F - Taxes D 16,0000 -37 224 -596 1 579 323
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Common Stock M - Exercise D 8,7900 67 755 596 1 616 547
2014-08-18 2014-08-18 4 Domain Partners VIII, L.P. OTIC Common Stock C - Conversion D 1 548 792 1 548 792
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Series C Preferred Stock Warrant (Right to Buy) M - Exercise D 8,79 -502 0
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Series D Preferred Stock F - Taxes D -1 386 0
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Series C Preferred Stock C - Conversion D -6 866 0
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Series B Preferred Stock C - Conversion D -3 238 0
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Common Stock F - Taxes D 16,0000 -277 -4 11 715
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Common Stock M - Exercise D 8,7900 502 4 11 992
2014-08-18 2014-08-18 4 DP VIII Associates, L.P. OTIC Common Stock C - Conversion D 11 490 11 490
2014-08-12 3 Lichter Jay OTIC Common Stock I 17 064
2014-08-12 3 Lichter Jay OTIC Common Stock I 17 064
2014-08-12 3 LeBel Carl OTIC Common Stock D 17 062
2014-08-12 3 LeBel Carl OTIC Common Stock D 17 062
2014-08-12 3 CAPPS VICKIE L OTIC Common Stock D 42 660
2014-08-12 3 CAPPS VICKIE L OTIC Common Stock D 42 660
2014-08-12 3 Avalon Ventures X, L.P. OTIC Common Stock I 17 064
2014-08-12 3 Avalon Ventures X, L.P. OTIC Common Stock I 17 064
2014-08-12 3 Avalon Ventures X, L.P. OTIC Common Stock I 17 064
2014-08-12 3 Bisgaard Peter OTIC No securities are beneficially owned D 0
2014-08-12 3 Preston Heather OTIC No securities beneficially owned D 0
2014-08-12 3 Cayer Paul E OTIC Common Stock D 14 220
2014-08-12 3 Cayer Paul E OTIC Common Stock D 14 220
2014-08-12 3 Weber David Allen OTIC Common Stock D 34 128
2014-08-12 3 Weber David Allen OTIC Common Stock D 34 128
P
Achat sur le marché public ou privé d'un titre non dérivé ou dérivé
S
Vente sur le marché public ou privé d'un titre non dérivé ou dérivé
A
Attribution, récompense ou autre acquisition de titres de l'entreprise (comme une option).
C
Conversion d'un produit dérivé
D
Vente ou transfert de titres à l'entreprise
F
Paiement du prix d'exercice ou de la dette fiscale en utilisant une partie des titres reçus de l'entreprise
G
Don de titres par ou à l'initié
K
Swaps d'actions et opérations de couverture similaires
M
Exercice ou conversion d'un titre dérivé reçu de l'entreprise (tel qu'une option)
V
Une transaction déclarée volontairement sur le formulaire 4
J
Autre (accompagnée d'une note de bas de page décrivant la transaction)
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