MPAYL / Morgan Stanley - Preferred Security - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Morgan Stanley - Preferred Security
US ˙ OTCPK

Nombre total d'initiés73
Indice de confiance des initiés

L'indice de confiance des initiés identifie les entreprises achetées par les initiés.

Il est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés de capitalisation d'initiés. Le modèle de notation utilise une combinaison du nombre net d'initiés ayant acheté des actions au cours des 90 derniers jours, du nombre total d'actions achetées en pourcentage du flottant et du nombre total d'actions détenues par les initiés. Le nombre varie de 0 à 100, les chiffres les plus élevés indiquant un niveau d'accumulation supérieur à celui de ses pairs, et 50 étant la moyenne.

Fréquence de mise à jour : Quotidienne

Voir Les meilleurs choix des initiés, qui fournit une liste des entreprises ayant la plus forte accumulation d'initiés.

Indice de confiance des dirigeants

L'indice de confiance des dirigeants identifie les entreprises dont les actions sont achetées par des dirigeants d'entreprise.

Par définition, les dirigeants d'entreprise sont des initiés, mais contrairement à d'autres initiés (actionnaires à 10 % et membres du conseil d'administration), les dirigeants travaillent quotidiennement pour l'entreprise et utilisent leur propre argent lorsqu'ils effectuent des opérations (les actionnaires à 10 % et les membres du conseil d'administration sont souvent des gestionnaires de fonds qui gèrent l'argent d'autrui). À ce titre, les opérations d'initiés réalisées par les dirigeants sont beaucoup plus significatives et doivent être traitées de manière appropriée.

Comme l'indice de confiance des initiés, l'indice de confiance des dirigeants est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés d'accumulation de dirigeants.

Fréquence de mise à jour : Quotidienne

Consultez la section Les meilleurs choix des initiés, qui fournit une liste des entreprises dont le sentiment des initiés est le plus élevé.

Principaux indicateurs des initiés

Cette carte montre comment l'entreprise se positionne par rapport à divers indicateurs d'initiés. La position en centile montre comment cette entreprise se situe par rapport aux autres entreprises sur les marchés américains. Une position plus élevée indique une meilleure situation.

Par exemple, il est généralement admis que les achats d'initiés sont un indicateur positif, de sorte que les entreprises dont les achats d'initiés sont plus nombreux se positionnent mieux que celles dont les achats d'initiés sont moins nombreux (ou même les ventes d'initiés).

Nombre net d'achats d'initiés (position)

N/A

Le nombre net d'initiés achetant est le nombre total d'initiés achetant moins le nombre total d'initiés vendant au cours des 90 derniers jours. La position en centile est indiquée ici (de 0 à 100%).

Pourcentage du flottant acheté par les initiés (position)

N/A

Le pourcentage du flottant acheté par les initiés est le nombre total d'actions achetées par les initiés moins le nombre total d'actions vendues par les initiés au cours des 90 derniers jours, divisé par le flottant total et multiplié par 100.

Graphique des opérations d'initiés

Les opérations d'initiés de Morgan Stanley - Preferred Security sont présentées dans le graphique suivant. Les initiés sont des dirigeants, des administrateurs ou des investisseurs importants dans une entreprise. En général, il est illégal pour les initiés d'effectuer des opérations d'initiés dans leur entreprise sur la base d'informations matérielles non publiques. Cela ne signifie pas qu'il est illégal pour eux d'effectuer toute transaction dans leurs propres entreprises. Toutefois, ils doivent déclarer toutes les transactions à la SEC au moyen d'un formulaire 4.

Liste d'initiés et indicateurs de rentabilité

Ce tableau présente la liste des initiés connus et est généré automatiquement à partir des dépôts communiqués à la SEC. Outre les noms, le titre le plus récent et la désignation du directeur, du dirigeant ou du propriétaire à 10 %, nous indiquons les dernières participations divulguées. En outre, lorsque cela est possible, nous indiquons les performances historiques des opérations d'initiés. La performance historique des transactions est une moyenne pondérée de la performance des opérations d'achat réelles sur le marché public effectuées par l'initié. Pour plus d'informations sur le mode de calcul, regardez ce webinaire sur YouTube.

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Initié Profit moyen (%) Actions
détenues
Fractionnement
Ajusté
Raja Akram Deputy Chief Financial Officer - [O] 81 440 81 440
Roy J Bostock Director - [D] 95 421 95 421
Erskine B Bowles Director - [D] 159 236 159 236
Edward A Brennan Director - [D] 23 301 23 301
Jeffrey S Brodsky Chief Human Resources Officer - [O] 150 095 150 095
Megan Butler Director - [D] 4 624 4 624
Walid A Chammah Co-President - [O] 4 173 4 173
Jonathan Chenevix-trench - 657 657
Elizabeth Corley Director - [D] 26 599 26 599
Mandell Crawley Chief Client Officer - [O] 63 140 63 140
Alistair Darling Director - [D] 37 783 37 783
Thomas V Daula Chief Risk Officer - [O] 983 983
Howard J Davies Director - [D] 67 151 67 151
Gregory J Fleming President-Wealth & Invest Mgt - [O] 498 726 498 726
Thomas H Glocer Director - [D] 119 288 119 288
Lynn J Good Director - [D] 1 658 1 658
James P Gorman Executive Chairman, Director - [D] [O] 406 351 406 351
Eric F Grossman Chief Legal/Admin Officer - [O] 186 420 186 420
James H Jr Hance Director - [D] 20 000 20 000
Raymond Harris - 7 683 7 683
David W Heleniak Vice Chairman - [O] 0 0
Nobuyuki Hirano 0
Robert H Herz Director - [D] 99 432 99 432
Keishi Hotsuki Chief Risk Officer - [O] 339 211 339 211
Initié Profit moyen (%) Actions
détenues
Fractionnement
Ajusté
Jerker M Johansson - 62 62
Charles D Johnston Head of Morgan Stanley SB - [O] 95 95
Erika H James Director - [D] 12 274 12 274
Thomas Colm Kelleher President - [O] 970 068 970 068
C Robert Kidder Director - [D] 158 731 158 731
Klaus Kleinfeld Director - [D] 51 952 51 952
Stephen J Luczo Director - [D] 17 343 17 343
Gary G Lynch Chief Legal Officer - [O] 0 0
Shelley B Leibowitz Director - [D] 48 614 48 614
John J Mack Chairman of the Board and CEO, Director - [D] [O] 142 626 142 626
Mitsubishi Ufj Financial Group Inc 10% Owner - [10%] 377 085 167 377 085 167
Alasdair G Morrison - 63 059 63 059
Eileen K Murray - 7 644 7 644
Judith A Miscik Director - [D] 64 288 64 288
Dennis M Nally Director - [D] 44 385 44 385
Thomas R Nides Chief Administrative Officer - [O] 1 222 1 222
Charles H Noski Director - [D] 0 0
Donald T Nicolaisen Director - [D] 89 802 89 802
Takeshi Ogasawara 0
Hutham S Olayan Director - [D] 194 388 194 388
James W Owens Director - [D] 82 783 82 783
Jr Charles E Phillips Director - [D] 2 416 2 416
Edward N Pick Chairman and CEO, Director - [D] [O] 670 819 670 819
Jonathan Pruzan Chief Operating Officer - [O] 406 985 406 985
Initié Profit moyen (%) Actions
détenues
Fractionnement
Ajusté
Peterson Douglas L. Director - [D] 9 655 9 655
Pizzi Michael A. Head Technology & Operations - [O] 135 657 135 657
Ruth Porat Chief Financial Officer - [O] 881 037 881 037
Linda H Riefler Global Head of Research - [O] 6 020 6 020
Robert P Rooney Head of Tech/Ops/Resilience - [O] 253 946 253 946
James A Rosenthal Chief Operating Officer - [O] 172 910 172 910
Andrew M Saperstein Co-President - [O] 0 0
Mary L Schapiro Director - [D] 39 647 39 647
Robert W Scully Co-President - [O] 1 864 1 864
O Griffith Sexton Director - [D] 740 053 740 053
Neal A Shear - 10 778 10 778
David H Sidwell Chief Financial Officer - [O] 0 0
Daniel A Simkowitz Co-President - [O] 391 546 391 546
Cordell G Spencer - 5 385 5 385
Charles Aubrey III Smith Chief Risk Officer - [O] 119 239 119 239
Owen D Thomas - 6 865 6 865
Perry M Traquina Director - [D] 87 073 87 073
Laura D Tyson Director - [D] 76 549 76 549
Paul J Taubman Co-President-Inst'l Securities - [O] 1 269 224 1 269 224
Michael D Uva - 6 752 6 752
Rayford Jr Wilkins Director - [D] 75 925 75 925
Paul C Wirth Deputy Chief Financial Officer - [O] 153 977 153 977
Victoria Worster Chief Accounting Officer - [O] 8 767 8 767
Sharon Yeshaya Chief Financial Officer - [O] 0 0
Kenneth Michael deRegt Chief Risk Officer - [O] 54 086 54 086

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Historique des achats d'initiés - Analyse des bénéfices à court terme

Dans cette section, nous analysons la rentabilité de chaque achat d'initié non planifié et effectué sur le marché public dans MPAYL / Morgan Stanley - Preferred Security. Cette analyse permet de comprendre si l'initié génère régulièrement des rendements anormaux et s'il vaut la peine d'être suivi. Cette analyse porte sur l'année qui suit chaque transaction et les résultats sont théoriques .

Le tableau suivant présente les achats sur le marché public les plus récents qui ne faisaient pas partie d'un plan de trading automatique.

Date de la transaction Initiés Actions
déclarées
Prix
déclaré
Actions
ajustées
Prix
ajusté
Base de coût Jours jusqu'au
Max
Prix au
Max
Bénéfice
Max ($)
Rendement maximal (%)
2022-05-12 LUCZO STEPHEN J 25 000 79,2970 25 000 79,2970 1 982 425 279 100.8300 538 325 27,15
2020-11-12 OLAYAN HUTHAM S 25 000 55,4000 25 000 55,4000 1 385 000
2020-05-29 MITSUBISHI UFJ FINANCIAL GROUP INC 0 44,2000 0 44,2000 0
2020-05-07 MITSUBISHI UFJ FINANCIAL GROUP INC 0 38,8400 0 38,8400 0
2020-04-17 LUCZO STEPHEN J 29 000 38,5941 29 000 38,5941 1 119 229
2020-04-17 LUCZO STEPHEN J 19 000 38,6774 19 000 38,6774 734 871
2020-04-09 MITSUBISHI UFJ FINANCIAL GROUP INC 0 41,2800 0 41,2800 0
2020-03-26 MITSUBISHI UFJ FINANCIAL GROUP INC 0 35,4400 0 35,4400 0
2020-03-11 MITSUBISHI UFJ FINANCIAL GROUP INC 0 38,7800 0 38,7800 0

Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.

MPAYL / Morgan Stanley - Preferred Security Insider Trades
Historique des ventes d'initiés - Analyse des pertes à court terme

Dans cette section, nous analysons l'évitement des pertes à court terme de chaque vente d'initié non planifiée et réalisée sur le marché public dans MPAYL / Morgan Stanley - Preferred Security. Un schéma cohérent d'évitement des pertes peut suggérer que les transactions de vente futures peuvent prédire des baisses de prix. Cette analyse porte sur l'année qui suit chaque transaction, et les résultats sont théoriques .

Le tableau suivant présente les ventes les plus récentes sur le marché public qui ne faisaient pas partie d'un plan de trading automatique.

Date de la transaction Initiés Actions
déclarées
Prix
déclaré
Actions
ajustées
Prix
ajusté
Base de coût Jours jusqu'au
Min
Prix au
Min
Perte maximale
évitée ($)
Perte maximale
évitée (%)
2025-07-17 SAPERSTEIN ANDREW M 22 207 140,6797 22 207 140,6797 3 124 074 15 139.0900 -35 302 -1,13
2025-07-17 SAPERSTEIN ANDREW M 21 359 141,2819 21 359 141,2819 3 017 640
2025-07-17 GROSSMAN ERIC F 12 000 141,1167 12 000 141,1167 1 693 400
2025-07-17 Pizzi Michael A. 18 000 140,6154 18 000 140,6154 2 531 077
2025-07-17 SIMKOWITZ DANIEL A 29 000 141,1251 29 000 141,1251 4 092 628
2025-07-17 Smith Charles Aubrey III 20 000 140,2959 20 000 140,2959 2 805 918
2025-07-17 YESHAYA SHARON 25 583 139,8079 25 583 139,8079 3 576 706
2025-05-12 SIMKOWITZ DANIEL A 29 013 127,3746 29 013 127,3746 3 695 519
2025-05-02 SAPERSTEIN ANDREW M 40 000 119,9953 40 000 119,9953 4 799 812

Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.

MPAYL / Morgan Stanley - Preferred Security Insider Trades
Historique des transactions

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

Date
de dépôt
Date
de transaction
Formulaire Initié Libellé Nom du titre Code 10b5-1 Direct Prix
d'exercice
Prix
unitaire
Unités
Modifié
Valeur
Modifiée (1K)
Options
restantes
Actions
restantes
2025-08-01 2025-08-01 4 GOOD LYNN J MS Common Stock A - Award D 1 658 1 658
2025-07-18 2025-07-17 4 YESHAYA SHARON By LLC on behalf of Trust MS Common Stock S - Sale I 139,8079 -25 583 -3 577 0
2025-07-18 2025-07-17 4 Smith Charles Aubrey III MS Common Stock S - Sale D 140,2959 -20 000 -2 806 119 239
2025-07-18 2025-07-17 4 SIMKOWITZ DANIEL A MS Common Stock G - Gift D -7 559 391 546
2025-07-18 2025-07-17 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 141,1251 -29 000 -4 093 399 105
2025-07-18 2025-07-17 4 SAPERSTEIN ANDREW M By Grantor Retained Annuity Trust MS Common Stock S - Sale I 141,2819 -21 359 -3 018 0
2025-07-18 2025-07-17 4 SAPERSTEIN ANDREW M By Grantor Retained Annuity Trust MS Common Stock S - Sale I 140,6797 -22 207 -3 124 21 359
2025-07-18 2025-07-17 4 Pizzi Michael A. MS Common Stock G - Gift D -750 135 657
2025-07-18 2025-07-17 4 Pizzi Michael A. MS Common Stock S - Sale D 140,6154 -18 000 -2 531 136 407
2025-07-18 2025-07-17 4 GROSSMAN ERIC F MS Common Stock S - Sale D 141,1167 -12 000 -1 693 186 420
2025-06-03 2025-06-01 4 BUTLER MEGAN MS Common Stock F - Taxes D 127,5833 -286 -36 4 624
2025-06-03 2025-06-01 4 BUTLER MEGAN MS Common Stock A - Award D 2 155 4 910
2025-06-03 2025-06-01 4 NALLY DENNIS M MS Common Stock A - Award D 2 155 44 385
2025-06-03 2025-06-01 4 Leibowitz Shelley B MS Common Stock A - Award D 2 155 48 614
2025-06-03 2025-06-01 4 Herz Robert H MS Common Stock A - Award D 2 155 99 432
2025-06-03 2025-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 127,5833 843 108 119 288
2025-06-03 2025-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 2 155 118 446
2025-06-03 2025-06-01 4 James Erika H MS Common Stock A - Award D 2 155 12 274
2025-06-03 2025-06-01 4 Peterson Douglas L. MS Common Stock A - Award D 2 155 9 655
2025-06-03 2025-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 127,5833 607 77 87 073
2025-06-03 2025-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 2 155 86 466
2025-06-03 2025-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 127,5833 451 58 39 647
2025-06-03 2025-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 2 155 39 196
2025-06-03 2025-06-01 4 WILKINS RAYFORD JR MS Common Stock A - Award D 2 155 75 925
2025-06-03 2025-06-01 4 Miscik Judith A MS Common Stock A - Award D 2 155 64 288
2025-05-23 3 Peterson Douglas L. MS Common Stock D 7 500
2025-05-23 3 Worster Victoria MS Common Stock D 8 767
2025-05-12 2025-05-12 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 127,3746 -29 013 -3 696 425 854
2025-05-02 2025-05-02 4 Herz Robert H MS Common Stock S - Sale D 119,3242 -800 -95 96 760
2025-05-02 2025-05-02 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 119,9953 -40 000 -4 800 335 765
2025-05-01 2025-04-29 4 GROSSMAN ERIC F MS Common Stock G - Gift D -1 835 197 439
2025-04-16 2025-04-14 4 YESHAYA SHARON By LLC on behalf of Trust MS Common Stock G - Gift I 12 288 25 583
2025-04-16 2025-04-14 4 YESHAYA SHARON MS Common Stock G - Gift D -12 288 127 766
2025-04-16 2025-04-14 4 YESHAYA SHARON MS Common Stock G - Gift D -180 140 054
2025-04-16 2025-04-15 4 GROSSMAN ERIC F MS Common Stock S - Sale D 111,6501 -10 068 -1 124 199 274
2025-02-21 2025-02-21 4 YESHAYA SHARON MS Common Stock F - Taxes D 134,3400 -15 427 -2 072 140 234
2025-02-21 2025-02-21 4 YESHAYA SHARON MS Common Stock A - Award D 27 895 155 661
2025-02-21 2025-02-21 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 134,3400 -48 833 -6 560 375 765
2025-02-21 2025-02-21 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 95 655 424 598
2025-02-21 2025-02-21 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 134,3400 -35 895 -4 822 454 867
2025-02-21 2025-02-21 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 64 908 490 762
2025-02-21 2025-02-21 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 134,3400 -22 673 -3 046 220 211
2025-02-21 2025-02-21 4 GROSSMAN ERIC F MS Common Stock A - Award D 44 410 242 884
2025-02-21 2025-02-21 4 Pizzi Michael A. MS Common Stock F - Taxes D 134,3400 -15 603 -2 096 153 754
2025-02-21 2025-02-21 4 Pizzi Michael A. MS Common Stock A - Award D 32 453 169 357
2025-02-21 2025-02-21 4 CRAWLEY MANDELL MS Common Stock F - Taxes D 134,3400 -7 849 -1 054 63 140
2025-02-21 2025-02-21 4 CRAWLEY MANDELL MS Common Stock A - Award D 15 372 70 989
2025-02-21 2025-02-21 4 PICK EDWARD N MS Common Stock F - Taxes D 134,3400 -68 835 -9 247 670 819
2025-02-21 2025-02-21 4 PICK EDWARD N MS Common Stock A - Award D 124 351 739 654
2025-01-23 2025-01-22 4 CRAWLEY MANDELL MS Common Stock S - Sale D 138,0600 -8 312 -1 148 55 249
2025-01-23 2025-01-21 4 GROSSMAN ERIC F MS Common Stock S - Sale D 136,1956 -13 097 -1 784 197 444
2025-01-23 2025-01-22 4 YESHAYA SHARON MS Common Stock G - Gift D -735 126 920
2025-01-23 2025-01-21 4 YESHAYA SHARON By LLC on behalf of Trust MS Common Stock G - Gift I 13 295 13 295
2025-01-23 2025-01-21 4 YESHAYA SHARON MS Common Stock G - Gift D -13 295 127 655
2025-01-23 2025-01-21 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 137,2012 -14 520 -1 992 423 729
2025-01-23 2025-01-21 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 136,2176 -22 111 -3 012 438 249
2025-01-23 2025-01-21 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 137,6100 -100 -14 327 008
2025-01-23 2025-01-21 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 136,9864 -11 887 -1 628 327 108
2025-01-23 2025-01-21 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 136,0674 -18 833 -2 563 338 995
2025-01-23 2025-01-21 4 Pizzi Michael A. MS Common Stock G - Gift D -1 500 136 288
2025-01-23 2025-01-21 4 Pizzi Michael A. MS Common Stock S - Sale D 136,9237 -18 391 -2 518 137 788
2025-01-23 2025-01-21 4 AKRAM RAJA MS Common Stock S - Sale D 136,0100 -17 500 -2 380 81 440
2025-01-17 2025-01-17 4 AKRAM RAJA MS Common Stock F - Taxes D 135,8100 -12 966 -1 761 98 940
2025-01-17 2025-01-17 4 AKRAM RAJA MS Common Stock A - Award D 23 463 111 906
2025-01-17 2025-01-17 4 Smith Charles Aubrey III MS Common Stock F - Taxes D 135,8100 -20 237 -2 748 137 808
2025-01-17 2025-01-17 4 Smith Charles Aubrey III MS Common Stock A - Award D 29 329 158 045
2025-01-17 2025-01-17 4 YESHAYA SHARON MS Common Stock F - Taxes D 135,8100 -13 443 -1 826 140 950
2025-01-17 2025-01-17 4 YESHAYA SHARON MS Common Stock A - Award D 43 947 154 393
2025-01-17 2025-01-17 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 135,8100 -27 032 -3 671 357 828
2025-01-17 2025-01-17 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 51 257 384 860
2025-01-17 2025-01-17 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 135,8100 -38 878 -5 280 460 360
2025-01-17 2025-01-17 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 51 257 499 238
2025-01-17 3 Pizzi Michael A. MS Common Stock D 144 706
2025-01-17 3 Pizzi Michael A. MS 4.875% Non-Cumulative Preferred Stock, Series L D 4 100
2025-01-17 2025-01-17 4 Pizzi Michael A. MS Common Stock F - Taxes D 135,8100 -17 855 -2 425 156 179
2025-01-17 2025-01-17 4 Pizzi Michael A. MS Common Stock A - Award D 29 329 174 034
2025-01-17 2025-01-17 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 135,8100 -22 714 -3 085 223 553
2025-01-17 2025-01-17 4 GROSSMAN ERIC F MS Common Stock A - Award D 43 947 246 267
2025-01-17 2025-01-17 4 CRAWLEY MANDELL MS Common Stock F - Taxes D 135,8100 -2 382 -323 63 561
2025-01-17 2025-01-17 4 CRAWLEY MANDELL MS Common Stock A - Award D 22 019 65 943
2025-01-17 2025-01-17 4 PICK EDWARD N MS Common Stock G - Gift D -7 101 613 319
2025-01-17 2025-01-17 4 PICK EDWARD N MS Common Stock J - Other D 136,3050 -181 976 -24 804 620 420
2025-01-17 2025-01-17 4 PICK EDWARD N MS Common Stock F - Taxes D 135,8100 -40 052 -5 439 802 396
2025-01-17 2025-01-17 4 PICK EDWARD N MS Common Stock A - Award D 35 633 842 448
2025-01-03 2024-12-31 4 LUCZO STEPHEN J MS Common Stock D - Sale to Issuer D -1 115 17 343
2025-01-03 2024-12-31 4 LUCZO STEPHEN J MS Common Stock A - Award D 125,8177 76 10 18 458
2024-12-03 2024-12-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 132,0352 530 70 83 168
2024-12-03 2024-12-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 132,0352 379 50 36 582
2024-12-03 2024-12-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 132,0352 379 50 18 381
2024-12-03 2024-12-01 4 GLOCER THOMAS H MS Common Stock A - Award D 132,0352 757 100 114 772
2024-10-18 2024-10-17 4 LUCZO STEPHEN J By Revocable Trust MS Common Stock S - Sale I 119,1745 -60 000 -7 150 138 363
2024-08-15 2024-08-13 4 GROSSMAN ERIC F MS Common Stock J - Other D -58 705 200 033
2024-07-26 2024-07-26 4 CRAWLEY MANDELL MS Common Stock S - Sale D 105,2500 -3 500 -368 43 224
2024-07-26 2024-07-24 4 GORMAN JAMES P MS Common Stock G - Gift D -9 700 406 351
2024-07-19 2024-07-18 4 AKRAM RAJA MS Common Stock S - Sale D 106,3686 -7 500 -798 87 119
2024-07-19 2024-07-19 4 YESHAYA SHARON By LLC on behalf of Trust MS Common Stock S - Sale I 104,0000 -15 547 -1 617 0
2024-07-19 2024-07-17 4 Herz Robert H MS Common Stock S - Sale D 106,6300 -139 -15 95 908
2024-07-19 2024-07-17 4 Herz Robert H MS Common Stock S - Sale D 106,6200 -861 -92 96 047
2024-07-19 2024-07-17 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 106,5442 -40 000 -4 262 442 522
2024-07-19 2024-07-17 4 PICK EDWARD N MS Common Stock J - Other D 106,1200 200 000 21 224 801 407
2024-07-19 2024-07-17 4 GORMAN JAMES P By Grantor Retained Annuity Trust MS Common Stock S - Sale I 105,0615 -200 000 -21 012 150 000
2024-06-03 2024-06-01 4 BUTLER MEGAN MS Common Stock A - Award D 2 675 2 675
2024-06-03 2024-06-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 97,1856 514 50 17 716
2024-06-03 2024-06-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 2 675 17 202
2024-06-03 2024-06-01 4 Miscik Judith A MS Common Stock A - Award D 2 675 61 076
2024-06-03 2024-06-01 4 NALLY DENNIS M MS Common Stock A - Award D 2 675 41 528
2024-06-03 2024-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 97,1856 1 029 100 112 267
2024-06-03 2024-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 2 675 111 238
2024-06-03 2024-06-01 4 Leibowitz Shelley B MS Common Stock A - Award D 2 675 46 185
2024-06-03 2024-06-01 4 WILKINS RAYFORD JR MS Common Stock A - Award D 2 675 72 546
2024-06-03 2024-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 97,1856 720 70 81 322
2024-06-03 2024-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 2 675 80 602
2024-06-03 2024-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 2 675 35 677
2024-06-03 2024-06-01 4 Herz Robert H MS Common Stock A - Award D 2 675 96 908
2024-06-03 2024-06-01 4 James Erika H MS Common Stock A - Award D 2 675 9 927
2024-05-16 2024-05-14 4 CRAWLEY MANDELL MS Common Stock S - Sale D 99,6064 -6 954 -693 46 274
2024-05-16 2024-05-14 4 SIMKOWITZ DANIEL A MS Common Stock G - Gift D -20 000 479 692
2024-04-19 2024-04-18 4 GORMAN JAMES P MS Common Stock S - Sale D 90,2053 -100 000 -9 021 414 870
2024-04-19 2024-04-17 4 Smith Charles Aubrey III MS Common Stock S - Sale D 90,0910 -11 200 -1 009 126 190
2024-02-23 2024-02-22 4 PICK EDWARD N MS Common Stock F - Taxes D 85,4600 -84 078 -7 185 598 604
2024-02-23 2024-02-22 4 PICK EDWARD N MS Common Stock A - Award D 152 037 682 682
2024-02-23 2024-02-22 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 85,4600 -41 513 -3 548 499 692
2024-02-23 2024-02-22 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 75 067 541 205
2024-02-23 2024-02-22 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 85,4600 -38 323 -3 275 326 427
2024-02-23 2024-02-22 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 75 067 364 750
2024-02-23 2024-02-22 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 85,4600 -22 315 -1 907 257 552
2024-02-23 2024-02-22 4 GROSSMAN ERIC F MS Common Stock A - Award D 43 710 279 867
2024-02-23 2024-02-22 4 GORMAN JAMES P MS Common Stock F - Taxes D 85,4600 -165 527 -14 146 514 870
2024-02-23 2024-02-22 4 GORMAN JAMES P MS Common Stock A - Award D 299 323 680 397
2024-02-14 2024-02-12 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 87,1916 -26 655 -2 324 286 835
2024-02-14 2024-02-12 4 GORMAN JAMES P By Grantor Retained Annuity Trust MS Common Stock S - Sale I 87,3022 -100 000 -8 730 350 000
2024-02-07 2024-02-05 4 PICK EDWARD N MS Common Stock G - Gift D -146 527 386
2024-02-01 2024-01-30 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 87,9170 -10 000 -879 313 490
2024-02-01 2024-01-30 4 AKRAM RAJA MS Common Stock S - Sale D 87,4102 -4 500 -393 93 134
2024-02-01 2024-01-31 4 GROSSMAN ERIC F MS Common Stock S - Sale D 88,5476 -26 562 -2 352 234 627
2024-02-01 2024-01-30 4 GROSSMAN ERIC F MS Common Stock S - Sale D 87,8137 -26 563 -2 333 261 189
2024-01-26 2024-01-26 4 GORMAN JAMES P MS Common Stock S - Sale D 87,9280 -50 000 -4 396 379 701
2024-01-25 2024-01-25 4 GORMAN JAMES P By Grantor Retained Annuity Trust MS Common Stock S - Sale I 87,9287 -50 000 -4 396 400 000
2024-01-25 2024-01-25 4 GORMAN JAMES P MS Common Stock G - Gift D -105 000 479 701
2024-01-19 2024-01-18 4 AKRAM RAJA MS Common Stock S - Sale D 83,5612 -7 000 -585 97 634
2024-01-19 2024-01-17 4 AKRAM RAJA MS Common Stock F - Taxes D 85,9700 -10 180 -875 104 634
2024-01-19 2024-01-17 4 AKRAM RAJA MS Common Stock A - Award D 30 366 114 814
2024-01-19 2024-01-18 4 YESHAYA SHARON By LLC on behalf of Trust MS Common Stock G - Gift I 6 814 15 547
2024-01-19 2024-01-18 4 YESHAYA SHARON MS Common Stock G - Gift D -6 814 106 720
2024-01-19 2024-01-17 4 YESHAYA SHARON MS Common Stock F - Taxes D 85,9700 -4 169 -358 113 534
2024-01-19 2024-01-17 4 YESHAYA SHARON MS Common Stock A - Award D 49 968 117 703
2024-01-19 2024-01-17 4 Smith Charles Aubrey III MS Common Stock F - Taxes D 85,9700 -21 667 -1 863 136 246
2024-01-19 2024-01-17 4 Smith Charles Aubrey III MS Common Stock A - Award D 25 006 157 913
2024-01-19 2024-01-17 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 85,9700 -44 691 -3 842 462 848
2024-01-19 2024-01-17 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 80 809 507 539
2024-01-19 2024-01-17 4 PICK EDWARD N MS Common Stock G - Gift D -10 560 527 531
2024-01-19 2024-01-17 4 PICK EDWARD N MS Common Stock F - Taxes D 85,9700 -61 171 -5 259 538 091
2024-01-19 2024-01-17 4 PICK EDWARD N MS Common Stock A - Award D 76 064 599 262
2024-01-19 2024-01-19 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 84,1344 -10 000 -841 323 490
2024-01-19 2024-01-17 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 85,9700 -40 964 -3 522 333 490
2024-01-19 2024-01-17 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 63 609 374 454
2024-01-19 2024-01-17 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 85,9700 -27 233 -2 341 287 624
2024-01-19 2024-01-17 4 GROSSMAN ERIC F MS Common Stock A - Award D 48 782 314 857
2024-01-19 2024-01-17 4 CRAWLEY MANDELL MS Common Stock F - Taxes D 85,9700 -6 084 -523 52 705
2024-01-19 2024-01-17 4 CRAWLEY MANDELL MS Common Stock A - Award D 19 127 58 789
2024-01-19 2024-01-17 4 GORMAN JAMES P MS Common Stock F - Taxes D 85,9700 -43 040 -3 700 584 701
2024-01-19 2024-01-17 4 GORMAN JAMES P MS Common Stock A - Award D 63 164 627 741
2023-12-04 2023-12-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 80,2045 873 70 76 513
2023-12-04 2023-12-01 4 GLOCER THOMAS H MS Common Stock A - Award D 80,2045 1 247 100 106 670
2023-12-04 2023-12-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 80,2045 623 50 14 263
2023-11-16 2023-11-14 4 SAPERSTEIN ANDREW M By 401(k) Plan MS Common Stock I - Other I 78,3100 -1 238 -97 0
2023-10-27 2023-10-25 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 111 938 423 155
2023-10-27 2023-10-25 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 111 938 307 558
2023-10-27 2023-10-25 4 PICK EDWARD N MS Common Stock A - Award D 111 938 719 276
2023-07-26 2023-07-24 4 GORMAN JAMES P MS Common Stock S - Sale D 95,1905 -125 000 -11 899 1 011 345
2023-07-26 2023-07-24 4 PICK EDWARD N MS Common Stock S - Sale D 94,3305 -100 000 -9 433 604 845
2023-07-21 2023-07-19 4 Smith Charles Aubrey III MS Common Stock F - Taxes D 91,9400 -5 949 -547 130 564
2023-07-21 2023-07-19 4 Smith Charles Aubrey III MS Common Stock S - Sale D 92,4142 -5 600 -518 136 513
2023-07-21 2023-07-20 4 SIMKOWITZ DANIEL A MS Common Stock G - Gift D -10 000 309 040
2023-07-21 2023-07-20 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 93,7793 -37 608 -3 527 319 040
2023-07-21 2023-07-19 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 93,0932 -39 254 -3 654 193 708
2023-07-21 2023-07-19 4 GORMAN JAMES P MS Common Stock S - Sale D 93,5780 -500 -47 1 136 345
2023-07-21 2023-07-19 4 GORMAN JAMES P MS Common Stock S - Sale D 92,8941 -47 345 -4 398 1 136 845
2023-07-21 2023-07-19 4 GORMAN JAMES P MS Common Stock S - Sale D 92,0113 -14 655 -1 348 1 184 190
2023-07-21 2023-07-19 4 GORMAN JAMES P MS Common Stock S - Sale D 92,0000 -62 500 -5 750 1 198 845
2023-07-21 2023-07-19 4 AKRAM RAJA MS Common Stock S - Sale D 92,0000 -13 500 -1 242 82 984
2023-06-02 2023-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 82,0752 853 70 74 109
2023-06-02 2023-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 3 168 73 256
2023-06-02 2023-06-01 4 WILKINS RAYFORD JR MS Common Stock A - Award D 3 168 68 367
2023-06-02 2023-06-01 4 NALLY DENNIS M MS Common Stock A - Award D 3 168 38 007
2023-06-02 2023-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 82,0752 609 50 31 866
2023-06-02 2023-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 3 168 31 257
2023-06-02 2023-06-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 82,0752 609 50 13 363
2023-06-02 2023-06-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 3 168 12 754
2023-06-02 2023-06-01 4 Miscik Judith A MS Common Stock A - Award D 3 168 57 106
2023-06-02 2023-06-01 4 James Erika H MS Common Stock A - Award D 3 168 7 050
2023-06-02 2023-06-01 4 Leibowitz Shelley B MS Common Stock A - Award D 3 168 43 203
2023-06-02 2023-06-01 4 DARLING ALISTAIR MS Common Stock F - Taxes D 82,0752 -269 -22 37 783
2023-06-02 2023-06-01 4 DARLING ALISTAIR MS Common Stock A - Award D 3 168 38 052
2023-06-02 2023-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 82,0752 1 218 100 103 375
2023-06-02 2023-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 3 168 102 157
2023-06-02 2023-06-01 4 Herz Robert H MS Common Stock A - Award D 3 168 91 535
2023-05-26 3 Smith Charles Aubrey III By 401(k) Plan MS Common Stock I 5 071
2023-05-26 3 Smith Charles Aubrey III MS Common Stock D 142 029
2023-05-17 2023-05-15 4 AKRAM RAJA MS Common Stock S - Sale D 82,9505 -7 320 -607 96 484
2023-05-05 2023-05-03 4 GORMAN JAMES P MS Common Stock G - Gift D -1 947 1 259 894
2023-05-05 2023-05-03 4 GLOCER THOMAS H MS Common Stock S - Sale D 87,1050 -4 535 -395 98 110
2023-05-03 2023-05-01 4 AKRAM RAJA MS Common Stock F - Taxes D 89,9700 -16 321 -1 468 103 148
2023-04-25 2023-04-21 4 LUCZO STEPHEN J By Revocable Trust MS Common Stock J - Other I 90,2550 -34 000 -3 069 146 840
2023-02-24 2023-02-24 4 Hotsuki Keishi MS Common Stock F - Taxes D 97,9400 -20 940 -2 051 339 211
2023-02-24 2023-02-24 4 Hotsuki Keishi MS Common Stock A - Award D 41 016 360 151
2023-02-24 2023-02-24 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 97,9400 -26 176 -2 564 261 564
2023-02-24 2023-02-24 4 GROSSMAN ERIC F MS Common Stock A - Award D 51 272 287 740
2023-02-24 2023-02-24 4 PICK EDWARD N MS Common Stock F - Taxes D 97,9400 -76 338 -7 477 702 504
2023-02-24 2023-02-24 4 PICK EDWARD N MS Common Stock A - Award D 138 040 778 842
2023-02-24 2023-02-24 4 GORMAN JAMES P MS Common Stock F - Taxes D 97,9400 -185 388 -18 157 1 261 841
2023-02-24 2023-02-24 4 GORMAN JAMES P MS Common Stock A - Award D 335 240 1 447 229
2023-02-24 2023-02-24 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 97,9400 -46 530 -4 557 354 604
2023-02-24 2023-02-24 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 84 138 401 134
2023-02-24 2023-02-24 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 97,9400 -40 940 -4 010 231 166
2023-02-24 2023-02-24 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 80 194 272 106
2023-02-15 2023-02-13 4 SAPERSTEIN ANDREW M By LLC MS Common Stock S - Sale I 98,4500 -46 226 -4 551 0
2023-02-15 2023-02-13 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 98,2285 -24 556 -2 412 190 440
2023-02-01 2023-01-31 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 96,5366 -8 077 -780 315 321
2023-02-01 2023-01-30 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 96,2044 -15 133 -1 456 323 398
2023-01-27 2023-01-25 4 DARLING ALISTAIR MS Common Stock S - Sale D 94,7048 -2 000 -189 34 465
2023-01-20 2023-01-18 4 GORMAN JAMES P MS Common Stock G - Gift D -1 547 1 110 801
2023-01-20 2023-01-18 4 GORMAN JAMES P MS Common Stock S - Sale D 97,6174 -34 671 -3 384 1 112 348
2023-01-20 2023-01-18 4 GORMAN JAMES P MS Common Stock S - Sale D 96,8246 -215 329 -20 849 1 147 019
2023-01-20 2023-01-18 4 GORMAN JAMES P MS Common Stock F - Taxes D 97,0800 -60 018 -5 827 1 362 348
2023-01-20 2023-01-18 4 GORMAN JAMES P MS Common Stock A - Award D 46 398 1 422 366
2023-01-20 2023-01-19 4 CRAWLEY MANDELL MS Common Stock S - Sale D 93,7500 -3 740 -351 42 171
2023-01-20 2023-01-18 4 CRAWLEY MANDELL MS Common Stock F - Taxes D 97,0800 -4 090 -397 45 911
2023-01-20 2023-01-18 4 CRAWLEY MANDELL MS Common Stock A - Award D 12 502 50 001
2023-01-20 2023-01-18 4 GROSSMAN ERIC F MS Common Stock S - Sale D 97,1149 -120 000 -11 654 235 234
2023-01-20 2023-01-18 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 97,0800 -15 721 -1 526 355 234
2023-01-20 2023-01-18 4 GROSSMAN ERIC F MS Common Stock A - Award D 40 340 370 955
2023-01-20 2023-01-18 4 PICK EDWARD N MS Common Stock G - Gift D -1 082 638 883
2023-01-20 2023-01-18 4 PICK EDWARD N MS Common Stock S - Sale D 97,6157 -25 246 -2 464 639 965
2023-01-20 2023-01-18 4 PICK EDWARD N MS Common Stock S - Sale D 96,8362 -109 754 -10 628 665 211
2023-01-20 2023-01-18 4 PICK EDWARD N MS Common Stock F - Taxes D 97,0800 -30 024 -2 915 774 965
2023-01-20 2023-01-18 4 PICK EDWARD N MS Common Stock A - Award D 61 477 804 989
2023-01-20 2023-01-18 4 Hotsuki Keishi MS Common Stock F - Taxes D 97,0800 -11 651 -1 131 318 347
2023-01-20 2023-01-18 4 Hotsuki Keishi MS Common Stock A - Award D 26 937 329 998
2023-01-20 2023-01-18 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 97,0800 -20 316 -1 972 406 985
2023-01-20 2023-01-18 4 PRUZAN JONATHAN MS Common Stock A - Award D 89 058 427 301
2023-01-20 2023-01-18 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 97,0800 -20 301 -1 971 214 996
2023-01-20 2023-01-18 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 52 198 235 297
2023-01-20 2023-01-19 4 YESHAYA SHARON By LLC on behalf of Trust MS Common Stock G - Gift I 3 938 8 733
2023-01-20 2023-01-19 4 YESHAYA SHARON MS Common Stock G - Gift D -3 938 65 247
2023-01-20 2023-01-18 4 YESHAYA SHARON MS Common Stock F - Taxes D 97,0800 -2 410 -234 69 185
2023-01-20 2023-01-18 4 YESHAYA SHARON MS Common Stock A - Award D 28 999 71 595
2023-01-20 2023-01-18 4 SIMKOWITZ DANIEL A MS Common Stock G - Gift D -10 000 338 531
2023-01-20 2023-01-18 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 97,7208 -5 672 -554 348 531
2023-01-20 2023-01-18 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 96,9489 -39 238 -3 804 354 203
2023-01-20 2023-01-18 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 97,0800 -22 837 -2 217 393 441
2023-01-20 2023-01-18 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 61 993 416 278
2023-01-20 2023-01-18 4 AKRAM RAJA MS Common Stock S - Sale D 97,0000 -5 100 -495 118 558
2023-01-20 2023-01-18 4 AKRAM RAJA MS Common Stock F - Taxes D 97,0800 -9 940 -965 123 658
2023-01-20 2023-01-18 4 AKRAM RAJA MS Common Stock A - Award D 23 044 133 598
2022-12-02 2022-12-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 92,8130 512 48 27 669
2022-12-02 2022-12-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 92,8130 727 68 68 906
2022-12-02 2022-12-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 92,8130 593 55 10 922
2022-12-02 2022-12-01 4 GLOCER THOMAS H MS Common Stock A - Award D 92,8130 862 80 101 925
2022-11-14 2022-10-18 4 GORMAN JAMES P MS Common Stock G - Gift D -635 1 374 076
2022-08-12 2022-08-10 4 SAPERSTEIN ANDREW M By LLC MS Common Stock J - Other I -30 509 46 226
2022-08-12 2022-07-18 4 PICK EDWARD N MS Common Stock G - Gift D -126 739 380
2022-07-21 2022-07-20 4 SAPERSTEIN ANDREW M MS Depositary Shares S - Sale D -100 0
2022-06-03 2022-06-01 4 WILKINS RAYFORD JR MS Common Stock A - Award D 2 945 63 984
2022-06-03 2022-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 84,9010 795 68 67 035
2022-06-03 2022-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 2 945 66 240
2022-06-03 2022-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 2 945 26 754
2022-06-03 2022-06-01 4 NALLY DENNIS M MS Common Stock A - Award D 2 945 34 179
2022-06-03 2022-06-01 4 Miscik Judith A MS Common Stock A - Award D 2 945 52 901
2022-06-03 2022-06-01 4 Leibowitz Shelley B MS Common Stock A - Award D 2 945 39 831
2022-06-03 2022-06-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 84,9010 648 55 10 156
2022-06-03 2022-06-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 2 945 9 508
2022-06-03 2022-06-01 4 Herz Robert H MS Common Stock A - Award D 2 945 86 196
2022-06-03 2022-06-01 4 James Erika H MS Common Stock A - Award D 2 945 3 758
2022-06-03 2022-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 84,9010 942 80 99 516
2022-06-03 2022-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 2 945 98 574
2022-06-03 2022-06-01 4 DARLING ALISTAIR MS Common Stock F - Taxes D 84,9010 -60 -5 36 055
2022-06-03 2022-06-01 4 DARLING ALISTAIR MS Common Stock A - Award D 2 945 36 115
2022-05-17 2022-05-13 4 AKRAM RAJA MS Common Stock F - Taxes D 80,6323 -137 -11 108 636
2022-05-13 2022-04-27 4 YESHAYA SHARON MS Common Stock G - Gift D -4 795 41 525
2022-05-13 2022-05-03 4 PICK EDWARD N MS Common Stock G - Gift D -300 737 421
2022-05-13 2022-04-20 4 PICK EDWARD N MS Common Stock G - Gift D -7 805 737 721
2022-05-13 2022-05-12 4 LUCZO STEPHEN J By Revocable Trust MS Common Stock P - Purchase I 79,2970 25 000 1 982 179 449
2022-05-03 2022-05-01 4 AKRAM RAJA MS Common Stock F - Taxes D 80,5900 -15 785 -1 272 107 702
2022-04-25 2022-04-21 4 CORLEY ELIZABETH MS Common Stock F - Taxes D 90,3906 -2 315 -209 26 599
2022-04-25 2022-04-21 4 CORLEY ELIZABETH MS Common Stock D - Sale to Issuer D -230 28 914
2022-04-25 2022-04-21 4 CORLEY ELIZABETH MS Common Stock A - Award D 90,3906 438 40 29 144
2022-02-25 2022-02-24 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 93,5500 -55 564 -5 198 349 220
2022-02-25 2022-02-24 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 100 474 404 784
2022-02-25 2022-02-24 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 93,5500 -45 986 -4 302 224 706
2022-02-25 2022-02-24 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 90 080 270 692
2022-02-25 2022-02-24 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 93,5500 -55 564 -5 198 333 692
2022-02-25 2022-02-24 4 PRUZAN JONATHAN MS Common Stock A - Award D 100 474 389 256
2022-02-25 2022-02-24 4 Hotsuki Keishi MS Common Stock F - Taxes D 93,5500 -30 068 -2 813 300 485
2022-02-25 2022-02-24 4 Hotsuki Keishi MS Common Stock A - Award D 58 898 330 553
2022-02-25 2022-02-24 4 PICK EDWARD N MS Common Stock F - Taxes D 93,5500 -122 142 -11 426 745 526
2022-02-25 2022-02-24 4 PICK EDWARD N MS Common Stock A - Award D 220 870 867 668
2022-02-25 2022-02-24 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 93,5500 -38 028 -3 558 326 840
2022-02-25 2022-02-24 4 GROSSMAN ERIC F MS Common Stock A - Award D 74 488 364 868
2022-02-25 2022-02-24 4 GORMAN JAMES P MS Common Stock F - Taxes D 93,5500 -263 442 -24 645 1 370 961
2022-02-25 2022-02-24 4 GORMAN JAMES P MS Common Stock A - Award D 476 386 1 634 403
2022-02-25 2022-02-14 4 GORMAN JAMES P MS Common Stock G - Gift D -2 000 1 156 554
2022-02-11 2022-02-09 4 GORMAN JAMES P MS Common Stock G - Gift D -2 720 1 158 554
2022-02-11 2022-02-09 4 GORMAN JAMES P MS Common Stock J - Other D 108,7300 24 575 2 672 1 161 274
2022-02-09 2022-02-08 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 105,6985 -17 162 -1 814 179 414
2022-02-09 2022-02-07 4 Hotsuki Keishi MS Common Stock S - Sale D 105,0000 -24 500 -2 572 270 986
2022-02-02 2022-01-31 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 102,5592 -18 414 -1 889 302 996
2022-02-02 2022-02-01 4 James Erika H MS Common Stock A - Award D 806 806
2022-01-28 2022-01-26 4 PRUZAN JONATHAN MS Common Stock S - Sale D 101,0484 -18 414 -1 861 287 602
2022-01-21 2022-01-20 4 AKRAM RAJA MS Common Stock A - Award D 23 946 122 658
2022-01-21 2022-01-20 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 95,7300 -17 394 -1 665 321 410
2022-01-21 2022-01-20 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 68 043 338 804
2022-01-21 2022-01-20 4 YESHAYA SHARON MS Common Stock F - Taxes D 95,7300 -2 760 -264 46 042
2022-01-21 2022-01-20 4 YESHAYA SHARON MS Common Stock A - Award D 24 757 48 802
2022-01-21 2022-01-20 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 96,8000 -15 471 -1 498 196 576
2022-01-21 2022-01-20 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 95,7300 -15 262 -1 461 212 047
2022-01-21 2022-01-20 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 52 062 227 309
2022-01-21 2022-01-20 4 ROONEY ROBERT P MS Common Stock F - Taxes D 95,7300 -18 507 -1 772 253 946
2022-01-21 2022-01-20 4 ROONEY ROBERT P MS Common Stock A - Award D 40 077 272 453
2022-01-21 2022-01-20 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 95,7300 -17 394 -1 665 306 016
2022-01-21 2022-01-20 4 PRUZAN JONATHAN MS Common Stock A - Award D 60 053 323 410
2022-01-21 2022-01-20 4 PICK EDWARD N MS Common Stock F - Taxes D 95,7300 -16 565 -1 586 645 186
2022-01-21 2022-01-20 4 PICK EDWARD N MS Common Stock A - Award D 70 041 661 751
2022-01-21 2022-01-20 4 Hotsuki Keishi MS Common Stock F - Taxes D 95,7300 -11 299 -1 082 295 486
2022-01-21 2022-01-20 4 Hotsuki Keishi MS Common Stock A - Award D 28 091 306 785
2022-01-21 2022-01-20 4 GROSSMAN ERIC F MS Common Stock S - Sale D 101,6330 -33 209 -3 375 289 476
2022-01-21 2022-01-20 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 95,7300 -14 348 -1 374 322 685
2022-01-21 2022-01-20 4 GROSSMAN ERIC F MS Common Stock A - Award D 44 072 337 033
2022-01-21 2022-01-21 4 CRAWLEY MANDELL MS Common Stock S - Sale D 98,9312 -5 375 -532 36 308
2022-01-21 2022-01-21 4 CRAWLEY MANDELL MS Common Stock S - Sale D 97,9293 -1 400 -137 41 683
2022-01-21 2022-01-21 4 CRAWLEY MANDELL MS Common Stock S - Sale D 97,0800 -700 -68 43 083
2022-01-21 2022-01-20 4 CRAWLEY MANDELL MS Common Stock F - Taxes D 95,7300 -4 043 -387 43 783
2022-01-21 2022-01-20 4 CRAWLEY MANDELL MS Common Stock A - Award D 10 113 47 826
2022-01-21 2022-01-20 4 GORMAN JAMES P MS Common Stock F - Taxes D 95,7300 -75 138 -7 193 1 136 699
2022-01-21 2022-01-20 4 GORMAN JAMES P MS Common Stock A - Award D 50 190 1 211 837
2021-12-03 2021-12-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 96,9171 696 68 62 329
2021-12-03 2020-12-29 4 TRAQUINA PERRY M By Revocable Trust MS Depositary Shares G - Gift I -400 0
2021-12-03 2021-12-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 96,9171 567 55 7 834
2021-12-03 2021-12-01 4 GLOCER THOMAS H MS Common Stock A - Award D 96,9171 825 80 94 283
2021-12-03 2021-12-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 96,9171 490 48 28 514
2021-11-12 2021-11-08 4 GORMAN JAMES P MS Common Stock G - Gift D -49 564 1 159 493
2021-11-12 2021-10-19 4 GORMAN JAMES P MS Common Stock G - Gift D -985 1 209 057
2021-11-12 2021-11-09 4 DARLING ALISTAIR MS Common Stock S - Sale D 99,4600 -1 000 -99 32 675
2021-07-23 2021-07-21 4 YESHAYA SHARON MS Common Stock F - Taxes D 92,3200 -1 171 -108 23 724
2021-07-23 2021-07-21 4 YESHAYA SHARON MS Common Stock S - Sale D 95,6415 -2 500 -239 24 895
2021-07-16 2021-07-16 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 92,9700 -11 465 -1 066 173 075
2021-06-03 3 YESHAYA SHARON MS Common Stock D 27 395
2021-06-03 2021-06-01 4 WILKINS RAYFORD JR MS Common Stock A - Award D 2 703 60 076
2021-06-03 2021-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 92,4916 730 67 60 795
2021-06-03 2021-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 2 703 60 065
2021-06-03 2021-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 2 703 23 218
2021-06-03 2021-06-01 4 Miscik Judith A MS Common Stock A - Award D 2 703 49 139
2021-06-03 2021-06-01 4 NALLY DENNIS M MS Common Stock A - Award D 2 703 30 732
2021-06-03 2021-06-01 4/A LUCZO STEPHEN J MS Common Stock A - Award D 2 703 7 167
2021-06-03 2020-04-17 4/A LUCZO STEPHEN J By Revocable Trust MS Common Stock P - Purchase I 38,5941 29 000 1 119 154 449
2021-06-03 2021-06-01 4 Leibowitz Shelley B MS Common Stock A - Award D 2 703 36 742
2021-06-03 2021-06-01 4 Herz Robert H MS Common Stock A - Award D 2 703 81 533
2021-06-03 2021-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 92,4916 865 80 92 287
2021-06-03 2021-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 2 703 91 422
2021-06-03 2021-06-01 4 DARLING ALISTAIR MS Common Stock A - Award D 2 703 33 527
2021-06-03 2021-06-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 92,4916 514 47 27 643
2021-06-03 2021-06-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 2 703 27 129
2021-05-21 2021-05-20 4 OLAYAN HUTHAM S MS Common Stock A - Award D 86,3259 550 47 194 388
2021-05-14 2021-05-14 4 PRUZAN JONATHAN MS Common Stock G - Gift D -20 000 260 718
2021-04-21 2021-04-19 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 80,0550 -73 162 -5 857 267 915
2021-02-26 2021-02-26 4 Hotsuki Keishi MS Common Stock F - Taxes D 78,4300 -19 384 -1 520 276 988
2021-02-26 2021-02-26 4 Hotsuki Keishi MS Common Stock A - Award D 39 586 296 372
2021-02-26 2021-02-26 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 78,4300 -24 554 -1 926 290 811
2021-02-26 2021-02-26 4 GROSSMAN ERIC F MS Common Stock A - Award D 50 142 315 365
2021-02-26 2021-02-26 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 78,4300 -25 846 -2 027 183 907
2021-02-26 2021-02-26 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 52 782 209 753
2021-02-26 2021-02-26 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 78,4300 -34 410 -2 699 341 077
2021-02-26 2021-02-26 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 64 658 375 487
2021-02-26 2021-02-26 4 PICK EDWARD N MS Common Stock F - Taxes D 78,4300 -77 248 -6 059 588 151
2021-02-26 2021-02-26 4 PICK EDWARD N MS Common Stock A - Award D 145 150 665 399
2021-02-26 2021-02-26 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 78,4300 -30 196 -2 368 280 718
2021-02-26 2021-02-26 4 PRUZAN JONATHAN MS Common Stock A - Award D 56 740 310 914
2021-02-26 2021-02-26 4 GORMAN JAMES P MS Common Stock F - Taxes D 78,4300 -179 076 -14 045 1 206 734
2021-02-26 2021-02-26 4 GORMAN JAMES P MS Common Stock A - Award D 336 486 1 385 810
2021-02-18 2021-02-16 4 Hotsuki Keishi MS Common Stock S - Sale D 76,2500 -22 746 -1 734 256 786
2021-02-12 2020-09-18 5 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock G - Gift I -1 377 085 167
2021-02-12 2020-09-18 5 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock G - Gift I -1 377 085 167
2021-02-12 2021-02-11 4 GORMAN JAMES P MS Common Stock J - Other D 73,7200 27 825 2 051 1 047 898
2021-02-12 2021-02-05 4 GORMAN JAMES P MS Common Stock G - Gift D -1 050 1 020 073
2021-02-12 2021-02-04 4 GORMAN JAMES P MS Common Stock G - Gift D -600 1 021 123
2021-02-11 2021-02-09 4 ROONEY ROBERT P MS Common Stock S - Sale D 74,3630 -15 169 -1 128 230 896
2021-02-05 3 CRAWLEY MANDELL MS Common Stock D 36 879
2021-01-22 2021-01-21 4 AKRAM RAJA MS Common Stock A - Award D 41 074 96 526
2021-01-22 2021-01-21 4 Hotsuki Keishi MS Common Stock F - Taxes D 74,8400 -9 120 -683 279 086
2021-01-22 2021-01-21 4 Hotsuki Keishi MS Common Stock A - Award D 43 578 288 206
2021-01-22 2021-01-21 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 74,5700 -18 500 -1 380 150 095
2021-01-22 2021-01-21 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 74,8400 -6 008 -450 168 595
2021-01-22 2021-01-21 4 BRODSKY JEFFREY S MS Common Stock A - Award D 31 557 174 603
2021-01-22 2021-01-21 4 ROONEY ROBERT P MS Common Stock F - Taxes D 74,8400 -9 703 -726 246 065
2021-01-22 2021-01-21 4 ROONEY ROBERT P MS Common Stock A - Award D 49 589 255 768
2021-01-22 2021-01-21 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 74,8400 -16 440 -1 230 310 085
2021-01-22 2021-01-21 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 79 977 326 525
2021-01-22 2021-01-21 4 GROSSMAN ERIC F MS Common Stock S - Sale D 74,7437 -29 000 -2 168 264 661
2021-01-22 2021-01-21 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 74,8400 -12 676 -949 293 661
2021-01-22 2021-01-21 4 GROSSMAN ERIC F MS Common Stock A - Award D 54 264 306 337
2021-01-22 2021-01-22 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 72,5500 -19 832 -1 439 156 239
2021-01-22 2021-01-21 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 74,0115 -10 218 -756 176 071
2021-01-22 2021-01-21 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 74,8400 -13 565 -1 015 186 289
2021-01-22 2021-01-21 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 79 977 199 854
2021-01-22 2021-01-21 4 PICK EDWARD N MS Common Stock G - Gift D -3 578 519 319
2021-01-22 2021-01-21 4 PICK EDWARD N MS Common Stock S - Sale D 75,7169 -1 300 -98 522 897
2021-01-22 2021-01-21 4 PICK EDWARD N MS Common Stock S - Sale D 75,0939 -98 700 -7 412 524 197
2021-01-22 2021-01-21 4 PICK EDWARD N MS Common Stock F - Taxes D 74,8400 -23 716 -1 775 622 897
2021-01-22 2021-01-21 4 PICK EDWARD N MS Common Stock A - Award D 108 361 646 613
2021-01-22 2021-01-22 4 PRUZAN JONATHAN MS Common Stock S - Sale D 74,5265 -18 880 -1 407 253 484
2021-01-22 2021-01-21 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 74,8400 -15 470 -1 158 272 364
2021-01-22 2021-01-21 4 PRUZAN JONATHAN MS Common Stock A - Award D 72 964 287 834
2021-01-22 2021-01-22 4 GORMAN JAMES P MS Common Stock S - Sale D 73,5868 -3 025 -223 1 021 723
2021-01-22 2021-01-22 4 GORMAN JAMES P MS Common Stock S - Sale D 73,1125 -171 975 -12 574 1 024 748
2021-01-22 2021-01-21 4 GORMAN JAMES P MS Common Stock F - Taxes D 74,8400 -52 277 -3 912 1 196 723
2021-01-22 2021-01-21 4 GORMAN JAMES P MS Common Stock A - Award D 105 188 1 249 000
2020-12-03 2020-12-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 63,2464 751 48 24 215
2020-12-03 2020-12-01 4 GLOCER THOMAS H MS Common Stock A - Award D 63,2464 1 265 80 87 991
2020-12-03 2020-12-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 63,2464 1 067 67 56 866
2020-12-03 2020-12-01 4 OLAYAN HUTHAM S MS Common Stock A - Award D 63,2464 751 48 192 228
2020-11-16 2020-10-23 4 GORMAN JAMES P MS Common Stock G - Gift D -3 865 1 141 932
2020-11-16 2020-11-12 4 OLAYAN HUTHAM S By Family Trust MS Common Stock P - Purchase I 55,4000 25 000 1 385 28 129
2020-11-03 2020-11-01 4 Leibowitz Shelley B MS Common Stock A - Award D 3 058 34 012
2020-10-21 2020-10-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 0,9613 -1 020 000 -981 0
2020-10-21 2020-10-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 52,1100 -12 -1 377 084 583
2020-10-21 2020-10-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 52,1100 -13 -1 377 084 595
2020-10-21 2020-10-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 52,1100 -0 -0 377 084 608
2020-10-21 2020-10-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 52,0500 -97 -5 377 084 608
2020-10-21 2020-06-24 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 46,9500 -0 -0 377 084 705
2020-10-21 2020-06-24 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 46,9500 -2 -0 377 084 705
2020-10-21 2020-05-29 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 44,2000 0 0 377 084 707
2020-10-21 2020-05-15 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 37,2800 -0 -0 377 084 707
2020-10-21 2020-05-07 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 38,8400 0 0 377 084 707
2020-10-21 2020-04-27 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 38,5500 -0 -0 377 084 707
2020-10-21 2020-04-09 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 41,2800 0 0 377 084 708
2020-10-21 2020-03-30 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 34,8400 -2 -0 377 084 708
2020-10-21 2020-03-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 35,4400 0 0 377 084 710
2020-10-21 2020-03-11 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 38,7800 0 0 381 650 000
2020-10-21 2020-02-27 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 46,2500 0 0 381 650 000
2020-10-21 2020-02-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 47,2300 -0 -0 381 650 000
2020-10-21 2020-02-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 56,3200 0 0 381 650 000
2020-10-21 2020-02-06 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 54,9500 -1 495 -82 381 650 000
2020-10-21 2019-12-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 51,1000 -0 -0 382 560 455
2020-10-21 2019-11-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 49,4100 -0 -0 387 251 009
2020-10-21 2019-11-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 49,3700 -0 -0 387 251 009
2020-10-21 2019-11-08 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 49,1500 -0 -0 387 251 009
2020-10-21 2019-10-29 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 46,8200 -0 -0 387 251 009
2020-10-21 2019-09-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 42,6100 -0 -0 388 383 119
2020-10-21 2019-09-20 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 43,6800 0 0 396 296 624
2020-10-21 2019-09-06 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 42,1800 -0 -0 396 296 624
2020-10-21 2019-09-03 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 40,7300 0 0 396 296 624
2020-10-21 2019-08-27 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 39,8000 0 0 396 296 624
2020-10-21 2019-08-13 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 40,6900 0 0 396 296 624
2020-10-21 2019-08-02 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 45,9900 76 3 396 296 624
2020-10-21 2019-08-02 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 45,8100 27 1 396 296 548
2020-10-21 2019-08-02 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 42,1200 1 0 396 296 522
2020-10-21 2019-08-02 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 42,1200 75 3 396 296 520
2020-10-21 2019-07-17 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 43,8400 0 0 397 854 345
2020-10-21 2019-05-28 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 42,1700 0 0 403 971 684
2020-10-21 2019-05-14 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 44,3400 1 429 63 403 971 684
2020-10-21 2019-04-24 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 47,3700 -0 -0 404 866 655
2020-10-21 2019-03-15 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 43,3400 0 0 411 102 625
2020-10-21 2019-03-07 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 41,1700 -0 -0 411 102 625
2020-10-21 2019-02-27 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 42,4600 -0 -0 411 102 625
2020-10-21 2019-01-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 44,4900 0 0 412 969 632
2020-10-21 2019-01-09 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 41,6800 -0 -0 412 969 632
2020-10-21 2018-11-30 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 44,3900 0 0 418 378 082
2020-10-21 2018-10-08 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 47,0200 -0 -0 419 497 362
2020-10-21 2018-09-13 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 47,6600 -667 -32 424 550 978
2020-10-21 2018-05-31 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 50,1400 -0 -0 431 276 049
2020-10-21 2018-05-30 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 50,7200 -1 971 -100 431 276 049
2020-10-21 2018-05-21 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 54,3400 -279 -15 431 278 020
2020-10-21 2018-05-15 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 54,8400 -0 -0 431 278 299
2020-10-21 2018-04-03 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 53,0600 743 39 432 019 499
2020-10-21 2018-03-12 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 58,9100 0 0 432 018 756
2020-10-21 2018-01-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 54,5200 -177 -10 432 018 756
2020-10-21 2017-12-01 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 51,8600 -167 -9 432 018 932
2020-10-21 2017-11-30 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 51,6100 -0 -0 432 019 099
2020-10-21 2017-10-13 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 48,2400 -176 -8 432 019 100
2020-10-21 2017-10-09 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 49,3800 -0 -0 432 019 275
2020-10-21 2017-09-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 47,7400 2 122 101 432 019 275
2020-10-21 2017-09-12 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 45,7500 0 0 432 017 153
2020-10-21 2017-05-31 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 41,7400 0 0 432 017 153
2020-10-21 2017-05-10 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 43,1000 -0 -0 432 017 153
2020-10-21 2017-04-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 41,2100 0 0 432 017 153
2020-10-21 2017-01-13 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 44,2800 0 0 432 017 153
2020-10-21 2016-12-07 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 42,6400 -0 -0 432 017 152
2020-10-21 2016-11-30 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 41,3500 -0 -0 432 017 152
2020-10-21 2016-11-08 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 34,1000 0 0 432 017 153
2020-10-21 2016-10-24 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 33,4900 0 0 432 017 153
2020-10-21 2016-10-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 32,9300 0 0 432 017 152
2020-10-21 2016-08-03 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 28,4200 0 0 432 017 152
2020-10-21 2016-07-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 29,2300 0 0 432 017 152
2020-10-21 2016-07-13 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 27,1800 0 0 432 017 152
2020-10-21 2016-05-31 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 27,7200 -0 -0 432 017 152
2020-10-21 2016-05-31 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 27,3700 0 0 432 017 152
2020-10-21 2016-04-11 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 24,1400 -0 -0 432 017 152
2020-10-21 2016-04-01 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 25,0400 -0 -0 432 017 152
2020-10-21 2016-03-03 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 25,9900 0 0 432 017 152
2020-10-21 2016-03-02 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 25,9900 -0 -0 432 017 152
2020-10-21 2016-02-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 24,0600 0 0 432 017 152
2020-10-21 2015-12-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 33,3500 0 0 432 017 152
2020-10-21 2015-12-14 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 31,7700 -0 -0 432 017 152
2020-10-21 2015-12-14 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 32,3300 0 0 432 017 152
2020-10-21 2015-07-23 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 40,5300 0 0 432 017 152
2020-10-21 2015-07-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 40,0700 0 0 432 017 152
2020-10-21 2015-02-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 36,3300 0 0 432 017 152
2020-10-21 2014-12-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 35,5900 -0 -0 432 017 152
2020-10-21 2014-12-11 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 37,6800 -0 -0 432 017 152
2020-10-21 2014-11-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 35,3600 0 0 432 017 152
2020-10-21 2014-06-24 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 32,1800 -0 -0 432 017 152
2020-10-21 2014-05-13 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 30,4200 0 0 432 017 152
2020-10-21 2014-05-09 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 29,5000 0 0 432 017 152
2020-10-21 2014-04-08 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 29,3500 -0 -0 432 017 152
2020-10-21 2014-01-31 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 29,5500 0 0 432 017 152
2020-10-21 2014-01-17 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 32,8300 0 0 432 017 152
2020-10-21 2014-01-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 31,8700 0 0 432 017 152
2020-10-21 2013-12-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 30,6900 -0 -0 432 017 152
2020-10-21 2013-11-15 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 30,4600 0 0 432 017 152
2020-10-21 2013-10-28 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 29,0900 0 0 432 017 152
2020-10-06 2020-10-02 4 OLAYAN HUTHAM S By Family Trust MS Common Stock A - Award I 3 129 3 129
2020-10-06 2020-10-02 4 TRAQUINA PERRY M By Revocable Trust MS Depositary Shares A - Award I 400 400
2020-10-06 2020-10-02 4 SAPERSTEIN ANDREW M MS Depositary Shares A - Award D 100 100
2020-10-06 2020-10-02 4 Leibowitz Shelley B MS Common Stock A - Award D 30 954 30 954
2020-10-05 3 Leibowitz Shelley B MS Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Ser K D 67
2020-10-05 3 Leibowitz Shelley B MS Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Ser I D 37
2020-10-05 3 Leibowitz Shelley B MS Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Ser F D 57
2020-10-05 3 Leibowitz Shelley B MS Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Ser E D 90
2020-10-05 3 Leibowitz Shelley B MS Floating Rate Non-Cumulative Preferred Stock, Ser A D 31
2020-10-05 3 Leibowitz Shelley B MS 4.875% Non-Cumulative Preferred Stock, Ser L D 20
2020-08-25 2020-08-21 4 ROONEY ROBERT P MS Common Stock F - Taxes D 52,2165 -18 -1 206 050
2020-08-20 2020-08-01 4 ROONEY ROBERT P MS Common Stock F - Taxes D 48,8800 -3 680 -180 206 069
2020-07-23 2020-07-21 4 ROONEY ROBERT P MS Common Stock S - Sale D 52,1843 -18 355 -958 209 542
2020-07-22 2020-07-20 4 Hotsuki Keishi MS Common Stock S - Sale D 52,0000 -19 000 -988 243 666
2020-07-21 2020-07-17 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 52,5617 -28 846 -1 516 118 478
2020-07-21 2020-07-17 4 GROSSMAN ERIC F MS Common Stock S - Sale D 52,8396 -54 420 -2 876 250 835
2020-07-17 2020-07-17 4 GORMAN JAMES P MS Common Stock S - Sale D 53,0100 -100 -5 1 143 773
2020-07-17 2020-07-17 4 GORMAN JAMES P MS Common Stock S - Sale D 52,3867 -149 900 -7 853 1 143 873
2020-06-03 2020-06-01 4 OLAYAN HUTHAM S MS Common Stock A - Award D 44,7421 1 173 53 189 135
2020-06-03 2020-06-01 4 OLAYAN HUTHAM S MS Common Stock A - Award D 5 588 187 962
2020-06-03 2020-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 44,7421 1 062 48 20 145
2020-06-03 2020-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 5 588 19 083
2020-06-03 2020-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 44,7421 1 509 68 55 086
2020-06-03 2020-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 5 588 53 577
2020-06-03 2020-06-01 4 WILKINS RAYFORD JR MS Common Stock A - Award D 5 588 56 673
2020-06-03 2020-06-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 44,7421 1 062 48 23 164
2020-06-03 2020-06-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 5 588 22 102
2020-06-03 2020-06-01 4 DARLING ALISTAIR MS Common Stock A - Award D 5 588 30 356
2020-06-03 2020-06-01 4 DARLING ALISTAIR MS Common Stock F - Taxes D 44,7421 -315 -14 24 769
2020-06-03 2020-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 44,7421 1 788 80 85 677
2020-06-03 2020-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 5 588 83 889
2020-06-03 2020-06-01 4 Herz Robert H MS Common Stock A - Award D 5 588 77 646
2020-06-03 2020-06-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 5 588 8 739
2020-06-03 2020-06-01 4 Miscik Judith A MS Common Stock A - Award D 5 588 45 843
2020-06-03 2020-06-01 4 NALLY DENNIS M MS Common Stock A - Award D 5 588 27 662
2020-06-03 2020-02-25 4 GORMAN JAMES P MS Common Stock G - Gift D -3 311 1 293 773
2020-06-03 2020-02-24 4 GORMAN JAMES P MS Common Stock G - Gift D -2 300 1 297 084
2020-06-03 3 AKRAM RAJA MS Common Stock D 109 490
2020-06-03 3 AKRAM RAJA MS Common Stock D 109 490
2020-06-03 3 AKRAM RAJA MS Common Stock D 109 490
2020-04-28 2020-04-28 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 40,5700 -18 174 -737 141 863
2020-04-20 2020-04-17 4 LUCZO STEPHEN J By Revocable Trust MS Common Stock P - Purchase I 38,6774 19 000 735 190 000
2020-03-18 2020-03-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 44,2171 -4 565 290 -201 864 377 085 167
2020-03-02 2020-02-28 4 LUCZO STEPHEN J By Revocable Trust MS Common Stock P - Purchase I 44,9747 50 000 2 249 171 000
2020-02-28 2020-02-28 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 45,4100 -24 440 -1 110 212 493
2020-02-28 2020-02-28 4 PRUZAN JONATHAN MS Common Stock A - Award D 45 646 236 933
2020-02-28 2020-02-28 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 45,4100 -18 407 -836 146 320
2020-02-28 2020-02-28 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 37 590 164 727
2020-02-28 2020-02-28 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 45,4100 -27 150 -1 233 244 031
2020-02-28 2020-02-28 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 51 016 271 181
2020-02-28 2020-02-28 4 GORMAN JAMES P MS Common Stock F - Taxes D 45,4100 -273 670 -12 427 1 296 585
2020-02-28 2020-02-28 4 GORMAN JAMES P MS Common Stock A - Award D 169 160 1 570 255
2020-02-28 2020-02-28 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 45,4100 -13 203 -600 160 037
2020-02-28 2020-02-28 4 BRODSKY JEFFREY S MS Common Stock A - Award D 26 850 173 240
2020-02-28 2020-02-28 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 45,4100 -21 785 -989 304 368
2020-02-28 2020-02-28 4 GROSSMAN ERIC F MS Common Stock A - Award D 44 303 326 153
2020-02-28 2020-02-28 4 Hotsuki Keishi MS Common Stock F - Taxes D 45,4100 -17 165 -779 261 977
2020-02-28 2020-02-28 4 Hotsuki Keishi MS Common Stock A - Award D 34 906 279 142
2020-02-28 2020-02-28 4 PICK EDWARD N MS Common Stock F - Taxes D 45,4100 -63 947 -2 904 535 174
2020-02-28 2020-02-28 4 PICK EDWARD N MS Common Stock A - Award D 120 157 599 121
2020-02-24 2020-02-21 4 LUCZO STEPHEN J By Revocable Trust MS Common Stock P - Purchase I 52,9991 50 000 2 650 121 000
2020-02-07 3 PICK EDWARD N By 401(k) Plan MS Common Stock I 485 288
2020-02-07 3 PICK EDWARD N MS Common Stock D 959 804
2020-02-07 3 PICK EDWARD N MS Common Stock D 959 804
2020-02-07 3 PICK EDWARD N By 401(k) Plan MS Common Stock I 485 288
2020-02-07 3 SAPERSTEIN ANDREW M By 401(k) Plan MS Common Stock I 128 677
2020-02-07 3 SAPERSTEIN ANDREW M MS Common Stock D 254 041
2020-02-07 3 SAPERSTEIN ANDREW M MS Common Stock D 254 041
2020-02-07 3 SAPERSTEIN ANDREW M By 401(k) Plan MS Common Stock I 128 677
2020-01-31 2020-01-29 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 55,0221 -908 960 -50 013 381 650 457
2020-01-17 2020-01-17 4 ROONEY ROBERT P MS Common Stock F - Taxes D 56,4400 -2 407 -136 227 420
2020-01-17 2020-01-17 4 ROONEY ROBERT P MS Common Stock A - Award D 46 380 229 827
2020-01-17 2020-01-17 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 56,4400 -18 504 -1 044 219 464
2020-01-17 2020-01-17 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 42 376 237 968
2020-01-17 2020-01-17 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 56,4400 -13 799 -779 281 258
2020-01-17 2020-01-17 4 GROSSMAN ERIC F MS Common Stock A - Award D 32 626 295 057
2020-01-17 2020-01-17 4 Hotsuki Keishi MS Common Stock F - Taxes D 56,4400 -9 689 -547 243 776
2020-01-17 2020-01-17 4 Hotsuki Keishi MS Common Stock A - Award D 24 935 253 465
2020-01-17 2020-01-17 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 56,4400 -6 165 -348 146 060
2020-01-17 2020-01-17 4 BRODSKY JEFFREY S MS Common Stock A - Award D 17 836 152 225
2020-01-17 2020-01-17 4 WIRTH PAUL C MS Common Stock F - Taxes D 56,4400 -19 789 -1 117 153 977
2020-01-17 2020-01-17 4 WIRTH PAUL C MS Common Stock A - Award D 26 951 173 766
2020-01-17 2020-01-17 4 GORMAN JAMES P MS Common Stock F - Taxes D 56,4400 -61 436 -3 467 1 399 230
2020-01-17 2020-01-17 4 GORMAN JAMES P MS Common Stock A - Award D 111 747 1 460 666
2020-01-17 2020-01-17 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 56,4400 -15 940 -900 190 626
2020-01-17 2020-01-17 4 PRUZAN JONATHAN MS Common Stock A - Award D 37 994 206 566
2019-12-23 2019-12-20 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 49,1600 -4 690 554 -230 588 382 559 417
2019-12-02 2019-11-27 4 Hotsuki Keishi MS Common Stock S - Sale D 49,7788 -26 000 -1 294 228 530
2019-12-02 2019-11-26 4 Hotsuki Keishi MS Common Stock G - Gift D -2 000 254 530
2019-12-02 2019-11-27 4 WIRTH PAUL C MS Common Stock S - Sale D 49,6200 -25 000 -1 240 146 816
2019-12-02 2019-12-01 4 GLOCER THOMAS H MS Common Stock A - Award D 49,5691 1 614 80 77 162
2019-12-02 2019-12-01 4 OLAYAN HUTHAM S MS Common Stock A - Award D 49,5691 1 059 52 179 680
2019-12-02 2019-12-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 49,5691 958 47 13 288
2019-12-02 2019-12-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 49,5691 1 362 67 47 248
2019-12-02 2019-10-21 4 GORMAN JAMES P MS Common Stock G - Gift D -4 520 1 348 919
2019-12-02 2019-12-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 49,5691 958 47 16 260
2019-11-22 2019-11-21 4 ROONEY ROBERT P MS Common Stock S - Sale D 49,1342 -51 105 -2 511 183 448
2019-11-22 3 ROONEY ROBERT P MS Common Stock D 469 106
2019-11-22 3 ROONEY ROBERT P MS Common Stock D 469 106
2019-11-22 3 ROONEY ROBERT P MS Common Stock D 469 106
2019-11-04 2019-11-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 3 102 3 102
2019-10-30 2019-10-29 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Shares D - Sale to Issuer I 46,7706 -38 000 -1 777 387 249 971
2019-10-30 2019-10-29 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 45,6076 -1 094 110 -49 900 387 287 971
2019-10-03 3 LUCZO STEPHEN J By Revocable Trust MS Common Stock I 142 000
2019-10-03 3 LUCZO STEPHEN J By Revocable Trust MS Common Stock I 142 000
2019-10-03 3 LUCZO STEPHEN J By Revocable Trust MS Common Stock I 142 000
2019-09-24 2019-09-20 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 41,3118 -7 913 505 -326 921 388 382 081
2019-09-20 2018-12-17 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 39,60 38 000 38 000
2019-09-20 2018-11-27 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 44,05 -38 000 38 000
2019-09-20 2018-11-27 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 44,05 38 000 38 000
2019-09-20 2018-11-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 44,41 -38 000 38 000
2019-09-20 2018-11-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 44,41 38 000 38 000
2019-09-20 2018-11-09 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 45,73 -38 000 38 000
2019-09-20 2018-11-05 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 45,82 130 000 130 000
2019-09-20 2018-11-05 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Put Option(right to sell) P - Purchase I 46,00 217,0000 7 000 1 519 7 000
2019-09-20 2018-11-05 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Call Option (obligation to sell) S - Sale I 46,00 242,0000 -7 000 -1 694 7 000
2019-09-20 2018-10-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 47,27 -130 000 130 000
2019-09-20 2018-10-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 47,27 130 000 130 000
2019-09-20 2018-09-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 48,71 -130 000 130 000
2019-09-20 2018-09-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 48,71 130 000 130 000
2019-09-20 2018-08-06 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 49,99 -130 000 130 000
2019-09-20 2018-08-06 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 49,99 130 000 130 000
2019-09-20 2018-07-05 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 46,70 -130 000 130 000
2019-09-20 2018-07-05 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 46,70 130 000 130 000
2019-09-20 2018-06-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 51,55 -130 000 130 000
2019-09-20 2018-06-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 51,55 130 000 130 000
2019-09-20 2018-05-03 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 51,08 -130 000 130 000
2019-09-20 2018-05-03 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 51,08 130 000 130 000
2019-09-20 2018-04-03 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 53,17 -130 000 130 000
2019-09-20 2014-11-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1,0090 39 000 39 0
2019-09-20 2014-11-07 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0400 -140 000 -146 39 000
2019-09-20 2014-11-07 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1,0000 140 000 140 101 000
2019-09-20 2014-10-24 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0050 -70 000 -70 39 000
2019-09-20 2014-10-22 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1,0050 150 000 151 31 000
2019-09-20 2014-10-17 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0400 -70 000 -73 119 000
2019-09-20 2014-10-17 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1,0000 70 000 70 49 000
2019-09-20 2014-10-10 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0500 -70 000 -74 119 000
2019-09-20 2014-10-10 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0080 -135 000 -136 49 000
2019-09-20 2014-10-10 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1,0100 70 000 71 86 000
2019-09-20 2014-10-09 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0500 -140 000 -147 16 000
2019-09-20 2014-10-09 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1,0100 140 000 141 156 000
2019-09-20 2014-09-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0400 -280 000 -291 16 000
2019-09-20 2014-09-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1,0000 280 000 280 296 000
2019-09-20 2014-09-25 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0010 -65 000 -65 16 000
2019-09-20 2014-09-25 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 0,9990 250 000 250 81 000
2019-09-20 2014-09-24 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0030 -20 000 -20 169 000
2019-09-20 2014-09-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0500 -70 000 -74 149 000
2019-09-20 2014-09-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1,0100 70 000 71 79 000
2019-09-20 2014-09-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0040 -100 000 -100 149 000
2019-09-20 2014-09-15 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0050 -49 000 -49 49 000
2019-09-20 2014-09-05 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0500 -140 000 -147 0
2019-09-20 2014-09-05 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1,0100 140 000 141 140 000
2019-09-20 2014-09-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0600 -210 000 -223 0
2019-09-20 2014-09-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1,0200 210 000 214 210 000
2019-09-20 2014-08-21 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0600 -210 000 -223 0
2019-09-20 2014-08-21 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1,0200 210 000 214 210 000
2019-09-20 2014-05-06 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1,0160 -125 000 -127 0
2019-09-20 2014-04-23 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1,0130 125 000 127 125 000
2019-08-29 2019-08-07 4 GORMAN JAMES P MS Common Stock G - Gift D -1 265 1 351 227
2019-07-31 2019-07-29 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 45,0202 -1 557 900 -70 137 396 295 586
2019-06-25 2019-06-21 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 44,1106 -6 117 339 -269 839 397 853 486
2019-06-04 2019-04-24 4 KELLEHER THOMAS COLM MS Common Stock G - Gift D -10 600 970 068
2019-06-04 2019-06-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 40,9183 1 161 48 15 058
2019-06-04 2019-06-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 6 110 13 897
2019-06-04 2019-06-01 4 DARLING ALISTAIR MS Common Stock A - Award D 6 110 24 492
2019-06-04 2019-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 40,9183 1 955 80 74 419
2019-06-04 2019-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 6 110 72 464
2019-06-04 2019-06-01 4 Herz Robert H MS Common Stock A - Award D 6 110 70 541
2019-06-04 2019-06-01 4 Miscik Judith A MS Common Stock A - Award D 6 110 39 484
2019-06-04 2019-06-01 4 NALLY DENNIS M MS Common Stock A - Award D 6 110 21 628
2019-06-04 2019-06-01 4 OLAYAN HUTHAM S MS Common Stock A - Award D 40,9183 1 283 53 175 909
2019-06-04 2019-06-01 4 OLAYAN HUTHAM S MS Common Stock A - Award D 6 110 174 626
2019-06-04 2019-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 40,9183 1 161 48 12 134
2019-06-04 2019-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 6 110 10 973
2019-06-04 2019-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 40,9183 1 650 68 45 157
2019-06-04 2019-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 6 110 43 508
2019-06-04 2019-06-01 4 WILKINS RAYFORD JR MS Common Stock A - Award D 6 110 50 163
2019-05-29 2019-05-24 4 DARLING ALISTAIR MS Common Stock F - Taxes D 42,9597 -511 -22 18 382
2019-04-30 2019-04-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 47,4269 -896 400 -42 513 403 970 825
2019-04-22 2019-04-18 4 SIMKOWITZ DANIEL A MS Common Stock P - Purchase D 47,5684 7 000 333 193 089
2019-03-26 2019-03-22 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 42,1282 -6 235 970 -262 710 404 867 225
2019-02-28 2019-02-26 4 GORMAN JAMES P MS Common Stock F - Taxes D 42,1900 -131 068 -5 530 1 453 155
2019-02-28 2019-02-26 4 GORMAN JAMES P MS Common Stock A - Award D 245 991 1 584 223
2019-02-28 2019-02-20 4 GORMAN JAMES P MS Common Stock G - Gift D -665 1 338 232
2019-02-28 2019-02-19 4 GORMAN JAMES P MS Common Stock G - Gift D -595 1 338 897
2019-02-28 2019-01-22 4 GORMAN JAMES P MS Common Stock G - Gift D -5 985 1 339 492
2019-02-28 2019-02-26 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 42,1900 -73 038 -3 081 978 989
2019-02-28 2019-02-26 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 138 276 1 052 027
2019-02-28 2019-02-26 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 42,1900 -36 840 -1 554 166 224
2019-02-28 2019-02-26 4 PRUZAN JONATHAN MS Common Stock A - Award D 68 937 203 064
2019-02-28 2019-02-26 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 42,1900 -43 857 -1 850 186 089
2019-02-28 2019-02-26 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 82 410 229 946
2019-02-28 2019-02-26 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 42,1900 -31 450 -1 327 260 242
2019-02-28 2019-02-26 4 GROSSMAN ERIC F MS Common Stock A - Award D 63 915 291 692
2019-02-28 2019-02-26 4 Hotsuki Keishi MS Common Stock F - Taxes D 42,1900 -25 738 -1 086 254 842
2019-02-28 2019-02-26 4 Hotsuki Keishi MS Common Stock A - Award D 52 561 280 580
2019-02-28 2019-02-26 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 42,1900 -19 561 -825 133 179
2019-02-28 2019-02-26 4 BRODSKY JEFFREY S MS Common Stock A - Award D 39 947 152 740
2019-02-28 2019-02-26 4 WIRTH PAUL C MS Common Stock S - Sale D 42,4029 -25 000 -1 060 169 031
2019-01-31 2019-01-29 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 42,5385 -1 167 007 -49 643 411 103 195
2019-01-23 2019-01-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Put Option (right to sell) X - Other I 46,00 -7 000 7 000
2019-01-23 2019-01-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Call Option (obligation to sell) E - Other I 46,00 -7 000 7 000
2019-01-23 2019-01-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Shares X - Other I 46,0000 -700 000 -32 200 412 270 202
2019-01-23 2019-01-18 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 43,3763 -15 565 -675 112 420
2019-01-18 2019-01-18 4 GORMAN JAMES P MS Common Stock F - Taxes D 42,5300 -96 230 -4 093 1 343 309
2019-01-18 2019-01-18 4 GORMAN JAMES P MS Common Stock A - Award D 158 796 1 439 539
2019-01-18 2019-01-18 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 42,5300 -12 293 -523 912 004
2019-01-18 2019-01-18 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 150 365 924 297
2019-01-18 2019-01-18 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 42,5300 -26 460 -1 125 133 404
2019-01-18 2019-01-18 4 PRUZAN JONATHAN MS Common Stock A - Award D 33 030 159 864
2019-01-18 2019-01-18 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 42,5300 -33 369 -1 419 146 764
2019-01-18 2019-01-18 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 33 030 180 133
2019-01-18 2019-01-18 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 42,5300 -21 595 -918 227 103
2019-01-18 2019-01-18 4 GROSSMAN ERIC F MS Common Stock A - Award D 30 142 248 698
2019-01-18 2019-01-18 4 Hotsuki Keishi MS Common Stock F - Taxes D 42,5300 -17 508 -745 227 498
2019-01-18 2019-01-18 4 Hotsuki Keishi MS Common Stock A - Award D 24 368 245 006
2019-01-18 2019-01-18 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 42,5300 -11 281 -480 127 985
2019-01-18 2019-01-18 4 BRODSKY JEFFREY S MS Common Stock A - Award D 17 439 139 266
2019-01-18 2019-01-18 4 WIRTH PAUL C MS Common Stock F - Taxes D 42,5300 -34 242 -1 456 193 173
2019-01-18 2019-01-18 4 WIRTH PAUL C MS Common Stock A - Award D 38 573 227 415
2018-12-26 2018-12-20 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 43,2777 -5 408 450 -234 065 412 970 202
2018-12-04 2018-12-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 44,2730 960 42 7 680
2018-12-04 2018-12-01 4 GLOCER THOMAS H MS Common Stock A - Award D 44,2730 1 638 73 65 497
2018-12-04 2018-12-01 4 OLAYAN HUTHAM S MS Common Stock A - Award D 44,2730 1 073 47 166 291
2018-12-04 2018-12-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 44,2730 640 28 4 796
2018-12-04 2018-12-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 44,2730 1 299 58 36 880
2018-11-28 2018-11-01 4 Hotsuki Keishi MS Common Stock G - Gift D -11 000 220 639
2018-10-31 2018-10-30 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 45,3242 -1 727 280 -78 288 417 640 652
2018-09-25 2018-09-21 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 48,9642 -5 053 616 -247 446 419 367 932
2018-08-29 2018-07-23 4 GORMAN JAMES P MS Common Stock G - Gift D -5 895 1 278 436
2018-08-02 2018-08-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 4 128 4 128
2018-07-30 2018-07-27 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 50,7732 -1 285 200 -65 254 424 421 548
2018-06-25 2018-06-22 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 52,2763 -5 439 204 -284 341 425 706 748
2018-05-29 2018-05-24 4 GLOCER THOMAS H MS Common Stock A - Award D 53,7395 1 349 73 63 085
2018-05-29 2018-05-24 4 GLOCER THOMAS H MS Common Stock A - Award D 4 652 61 736
2018-05-29 2018-05-24 4 Herz Robert H MS Common Stock A - Award D 4 652 63 268
2018-05-29 2018-05-24 4 Miscik Judith A MS Common Stock A - Award D 4 652 32 831
2018-05-29 2018-05-24 4 NALLY DENNIS M MS Common Stock A - Award D 4 652 15 245
2018-05-29 2018-05-24 4 OLAYAN HUTHAM S MS Common Stock A - Award D 53,7395 884 48 163 166
2018-05-29 2018-05-24 4 OLAYAN HUTHAM S MS Common Stock A - Award D 4 652 162 283
2018-05-29 2018-05-24 4 OWENS JAMES W MS Common Stock A - Award D 53,7395 884 48 82 783
2018-05-29 2018-05-24 4 TRAQUINA PERRY M MS Common Stock A - Award D 53,7395 1 070 58 35 116
2018-05-29 2018-05-24 4 TRAQUINA PERRY M MS Common Stock A - Award D 4 652 34 046
2018-05-29 2018-05-24 4 WILKINS RAYFORD JR MS Common Stock A - Award D 4 652 43 384
2018-05-29 2018-05-24 4 CORLEY ELIZABETH MS Common Stock A - Award D 53,7395 512 28 6 632
2018-05-29 2018-05-24 4 CORLEY ELIZABETH MS Common Stock A - Award D 4 652 6 120
2018-05-29 2018-05-24 4 DARLING ALISTAIR MS Common Stock A - Award D 4 652 18 499
2018-05-24 2018-05-22 4 DARLING ALISTAIR MS Common Stock F - Taxes D 55,0418 -485 -27 13 847
2018-04-27 2018-04-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 53,4216 -871 200 -46 541 431 145 952
2018-03-01 2018-02-28 4 GORMAN JAMES P By Grantor Retained Annuity Trust MS Common Stock G - Gift I -20 836 52 400
2018-03-01 2018-02-27 4 GORMAN JAMES P MS Common Stock F - Taxes D 57,0100 -102 792 -5 860 1 280 691
2018-03-01 2018-02-27 4 GORMAN JAMES P MS Common Stock A - Award D 193 147 1 383 483
2018-03-01 2018-02-20 4 GORMAN JAMES P MS Common Stock G - Gift D -3 640 1 232 879
2018-03-01 2018-02-16 4 GORMAN JAMES P MS Common Stock G - Gift D -454 1 236 519
2018-03-01 2018-02-27 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 57,0100 -72 340 -4 124 771 782
2018-03-01 2018-02-27 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 142 631 844 122
2018-03-01 2018-02-27 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 57,0100 -26 191 -1 493 216 492
2018-03-01 2018-02-27 4 GROSSMAN ERIC F MS Common Stock A - Award D 53 486 242 683
2018-03-01 2018-02-27 4 Hotsuki Keishi MS Common Stock F - Taxes D 57,0100 -21 825 -1 244 230 051
2018-03-01 2018-02-27 4 Hotsuki Keishi MS Common Stock A - Award D 44 571 251 876
2018-03-01 2018-02-27 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 57,0100 -17 461 -995 120 702
2018-03-01 2018-02-27 4 BRODSKY JEFFREY S MS Common Stock A - Award D 35 657 138 163
2018-02-28 2018-02-26 4 WIRTH PAUL C MS Common Stock S - Sale D 56,9055 -20 000 -1 138 186 003
2018-02-16 2018-02-14 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 54,9665 -11 054 -608 102 221
2018-02-16 2018-02-16 4 PRUZAN JONATHAN MS Common Stock S - Sale D 55,3475 -52 204 -2 889 124 613
2018-02-16 2018-02-14 4 GROSSMAN ERIC F MS Common Stock S - Sale D 54,7211 -17 421 -953 188 674
2018-02-16 2018-02-15 4 GORMAN JAMES P MS Common Stock S - Sale D 55,3381 -100 000 -5 534 1 235 468
2018-02-16 2018-02-14 4 GORMAN JAMES P MS Common Stock G - Gift D -6 244 1 335 468
2018-02-15 2018-02-14 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 53,7875 -32 181 -1 731 143 876
2018-02-15 2018-02-13 4 SIMKOWITZ DANIEL A MS Common Stock G - Gift D -9 371 176 057
2018-02-15 2018-02-13 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 53,4123 -54 869 -2 931 185 428
2018-02-05 2018-02-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 1 462 1 462
2018-02-05 2018-02-01 4 BOWLES ERSKINE B MS Common Stock D - Sale to Issuer D -1 497 159 236
2018-02-05 2018-02-01 4 BOWLES ERSKINE B MS Common Stock A - Award D 57,0170 417 24 160 733
2018-01-19 2018-01-19 4 Hotsuki Keishi MS Common Stock F - Taxes D 55,8400 -22 381 -1 250 206 903
2018-01-19 2018-01-19 4 Hotsuki Keishi MS Common Stock A - Award D 22 015 229 284
2018-01-19 2018-01-19 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 55,8400 -14 782 -825 113 275
2018-01-19 2018-01-19 4 BRODSKY JEFFREY S MS Common Stock A - Award D 15 857 128 057
2018-01-19 2018-01-19 4 WIRTH PAUL C MS Common Stock F - Taxes D 55,8400 -35 889 -2 004 205 285
2018-01-19 2018-01-19 4 WIRTH PAUL C MS Common Stock A - Award D 33 627 241 174
2018-01-19 2018-01-19 4 GORMAN JAMES P MS Common Stock F - Taxes D 55,8400 -69 770 -3 896 1 341 712
2018-01-19 2018-01-19 4 GORMAN JAMES P MS Common Stock A - Award D 20 792 1 411 482
2018-01-19 2018-01-19 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 55,8400 -25 792 -1 440 700 947
2018-01-19 2018-01-19 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 33 979 726 739
2018-01-19 2018-01-19 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 55,8400 -54 223 -3 028 176 255
2018-01-19 2018-01-19 4 PRUZAN JONATHAN MS Common Stock A - Award D 31 691 230 478
2018-01-19 2018-01-19 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 55,8400 -69 851 -3 900 240 297
2018-01-19 2018-01-19 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 33 451 310 148
2018-01-19 2018-01-19 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 55,8400 -29 946 -1 672 206 095
2018-01-19 2018-01-19 4 GROSSMAN ERIC F MS Common Stock A - Award D 29 052 236 041
2017-11-30 2017-11-28 4 Hotsuki Keishi MS Common Stock S - Sale D 50,0000 -25 000 -1 250 207 270
2017-11-30 2017-11-20 4 Hotsuki Keishi MS Common Stock G - Gift D -10 000 232 270
2017-11-27 2017-11-22 4 BOWLES ERSKINE B MS Common Stock A - Award D 49,2526 1 303 64 160 335
2017-11-27 2017-11-24 4 DARLING ALISTAIR MS Common Stock S - Sale D 49,2947 -3 850 -190 14 218
2017-11-27 2017-11-22 4 GLOCER THOMAS H MS Common Stock A - Award D 49,2526 1 201 59 56 616
2017-11-27 2017-11-22 4 OLAYAN HUTHAM S MS Common Stock A - Award D 49,2526 964 47 156 286
2017-11-27 2017-11-22 4 OWENS JAMES W MS Common Stock A - Award D 49,2526 1 032 51 81 339
2017-11-27 2017-11-22 4 TRAQUINA PERRY M MS Common Stock A - Award D 49,2526 1 167 57 29 135
2017-10-25 2017-10-23 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 50,5879 -40 000 -2 024 692 037
2017-10-20 2017-10-18 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 50,0716 -16 397 -821 111 776
2017-10-20 2017-10-18 4 GROSSMAN ERIC F MS Common Stock S - Sale D 49,8270 -26 083 -1 300 206 203
2017-08-03 2017-08-01 4 GORMAN JAMES P MS Employee Stock Option (Right to Buy) M - Exercise D 30,01 -212 366 0
2017-08-03 2017-08-01 4 GORMAN JAMES P MS Common Stock G - Gift D -4 229 1 386 014
2017-08-03 2017-08-01 4 GORMAN JAMES P MS Common Stock S - Sale D 47,2628 -212 366 -10 037 1 390 243
2017-08-03 2017-08-01 4 GORMAN JAMES P MS Common Stock M - Exercise D 30,0100 212 366 6 373 1 602 609
2017-07-21 2017-07-20 4 PRUZAN JONATHAN MS Common Stock S - Sale D 46,6812 -25 767 -1 203 196 708
2017-05-24 2017-05-22 4 OWENS JAMES W MS Common Stock A - Award D 5 991 79 668
2017-05-24 2017-05-22 4 TRAQUINA PERRY M MS Common Stock A - Award D 41,7278 1 198 50 27 675
2017-05-24 2017-05-22 4 TRAQUINA PERRY M MS Common Stock A - Award D 5 991 26 476
2017-05-24 2017-05-22 4 WILKINS RAYFORD JR MS Common Stock A - Award D 5 991 38 290
2017-05-24 2017-05-22 4 OLAYAN HUTHAM S MS Common Stock A - Award D 41,7278 1 138 48 153 781
2017-05-24 2017-05-22 4 OLAYAN HUTHAM S MS Common Stock A - Award D 5 991 152 642
2017-05-24 2017-05-22 4 Miscik Judith A MS Common Stock A - Award D 5 991 27 827
2017-05-24 2017-05-22 4 NALLY DENNIS M MS Common Stock A - Award D 5 991 10 409
2017-05-24 2017-05-22 4 DARLING ALISTAIR MS Common Stock A - Award D 5 991 17 936
2017-05-24 2017-05-22 4 GLOCER THOMAS H MS Common Stock A - Award D 41,7278 1 258 52 54 882
2017-05-24 2017-05-22 4 GLOCER THOMAS H MS Common Stock A - Award D 5 991 53 624
2017-05-24 2017-05-22 4 Herz Robert H MS Common Stock A - Award D 5 991 57 827
2017-05-24 2017-05-22 4 BOWLES ERSKINE B MS Common Stock A - Award D 41,7278 1 737 73 157 369
2017-05-24 2017-05-22 4 BOWLES ERSKINE B MS Common Stock A - Award D 5 991 155 631
2017-05-19 2017-05-17 4 DARLING ALISTAIR MS Common Stock F - Taxes D 41,1546 -810 -33 11 945
2017-05-12 2017-05-10 4 GORMAN JAMES P MS Employee Stock Option (Right to Buy) M - Exercise D 30,01 -212 365 212 366
2017-05-12 2017-05-10 4 GORMAN JAMES P MS Common Stock S - Sale D 42,9333 -212 365 -9 118 1 388 213
2017-05-12 2017-05-10 4 GORMAN JAMES P MS Common Stock M - Exercise D 30,0100 212 365 6 373 1 600 578
2017-05-12 2017-05-10 4 GORMAN JAMES P MS Common Stock G - Gift D -1 165 1 388 213
2017-05-12 2017-04-26 4 GORMAN JAMES P MS Common Stock G - Gift D -1 124 1 389 378
2017-03-03 2017-03-01 4 Hotsuki Keishi MS Common Stock F - Taxes D 45,6700 -20 588 -940 240 511
2017-03-03 2017-03-01 4 Hotsuki Keishi MS Common Stock A - Award D 39 925 261 099
2017-03-03 2017-03-01 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 45,6700 -16 629 -759 127 365
2017-03-03 2017-03-01 4 BRODSKY JEFFREY S MS Common Stock A - Award D 32 247 143 994
2017-03-03 2017-03-01 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 45,6700 -73 159 -3 341 730 657
2017-03-03 2017-03-01 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 148 442 803 816
2017-03-03 2017-03-01 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 45,6700 -25 340 -1 157 230 788
2017-03-03 2017-03-01 4 GROSSMAN ERIC F MS Common Stock A - Award D 49 139 256 128
2017-03-03 2017-03-01 4 GORMAN JAMES P MS Common Stock F - Taxes D 45,6700 -102 861 -4 698 1 390 502
2017-03-03 2017-03-01 4 GORMAN JAMES P MS Common Stock A - Award D 184 273 1 483 941
2017-03-03 2017-01-19 4 GORMAN JAMES P MS Common Stock G - Gift D -6 590 1 297 782
2017-02-17 2017-02-15 4 DARLING ALISTAIR MS Common Stock F - Taxes D 46,4778 -1 -0 12 703
2017-02-15 2017-02-14 4 WIRTH PAUL C MS Common Stock S - Sale D 46,0350 -12 481 -575 203 557
2017-02-10 2017-02-08 4 KELLEHER THOMAS COLM MS Employee Stock Option (Right to Buy) M - Exercise D 30,01 -182 027 0
2017-02-10 2017-02-08 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 43,8209 -182 027 -7 977 654 782
2017-02-10 2017-02-08 4 KELLEHER THOMAS COLM MS Common Stock M - Exercise D 30,0100 182 027 5 463 836 809
2017-02-02 2017-02-01 4 DARLING ALISTAIR MS Common Stock F - Taxes D 42,9393 -291 -12 12 648
2017-01-27 2017-01-26 4 WIRTH PAUL C MS Common Stock S - Sale D 44,2541 -10 000 -443 216 038
2017-01-20 2017-01-19 4 GORMAN JAMES P MS Employee Stock Option (Right to Buy) M - Exercise D 22,98 -284 827 0
2017-01-20 2017-01-19 4 GORMAN JAMES P MS Common Stock S - Sale D 42,2966 -284 827 -12 047 1 304 372
2017-01-20 2017-01-19 4 GORMAN JAMES P MS Common Stock M - Exercise D 22,9800 284 827 6 545 1 589 199
2017-01-20 2017-01-18 4 GORMAN JAMES P MS Common Stock F - Taxes D 42,1500 -42 328 -1 784 1 304 372
2017-01-20 2017-01-18 4 GORMAN JAMES P MS Common Stock A - Award D 117 293 1 346 700
2017-01-20 2017-01-18 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 42,1500 -46 368 -1 954 654 782
2017-01-20 2017-01-18 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 56 206 701 152
2017-01-20 2017-01-18 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 42,1500 -25 189 -1 062 220 733
2017-01-20 2017-01-18 4 PRUZAN JONATHAN MS Common Stock A - Award D 34 036 245 923
2017-01-20 2017-01-18 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 42,1500 -30 887 -1 302 271 961
2017-01-20 2017-01-18 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 38 726 302 848
2017-01-20 2017-01-19 4 GROSSMAN ERIC F MS Common Stock S - Sale D 42,1360 -17 562 -740 206 347
2017-01-20 2017-01-18 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 42,1500 -18 191 -767 223 909
2017-01-20 2017-01-18 4 GROSSMAN ERIC F MS Common Stock A - Award D 32 863 242 100
2017-01-20 2017-01-18 4 Hotsuki Keishi MS Common Stock F - Taxes D 42,1500 -13 334 -562 220 679
2017-01-20 2017-01-18 4 Hotsuki Keishi MS Common Stock A - Award D 24 655 234 013
2017-01-20 2017-01-19 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 42,3699 -11 755 -498 111 400
2017-01-20 2017-01-18 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 42,1500 -9 243 -390 123 155
2017-01-20 2017-01-18 4 BRODSKY JEFFREY S MS Common Stock A - Award D 17 619 132 398
2017-01-20 2017-01-18 4 WIRTH PAUL C MS Common Stock F - Taxes D 42,1500 -15 130 -638 226 038
2017-01-20 2017-01-18 4 WIRTH PAUL C MS Common Stock A - Award D 44 824 241 169
2016-12-22 2016-09-15 4 KLEINFELD KLAUS MS Common Stock G - Gift D -1 590 51 952
2016-12-02 2016-12-01 4 SIMKOWITZ DANIEL A MS Employee Stock Option (Right to Buy) M - Exercise D 30,01 -121 351 0
2016-12-02 2016-12-01 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 42,0509 -121 351 -5 103 264 122
2016-12-02 2016-12-01 4 SIMKOWITZ DANIEL A MS Common Stock M - Exercise D 30,0100 121 351 3 642 385 473
2016-12-02 2016-11-30 4 GORMAN JAMES P MS Common Stock S - Sale D 41,3810 -100 000 -4 138 1 229 408
2016-12-02 2016-11-22 4 GORMAN JAMES P MS Common Stock G - Gift D -13 627 1 329 408
2016-12-02 2016-11-18 4 GORMAN JAMES P MS Common Stock G - Gift D -15 406 1 343 035
2016-12-02 2016-10-26 4 GORMAN JAMES P MS Common Stock G - Gift D -9 791 1 356 401
2016-11-21 2016-11-18 4 ROSENTHAL JAMES A MS Employee Stock Option (Right to Buy) M - Exercise D 30,01 -121 351 0
2016-11-21 2016-11-18 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -10 151 172 910
2016-11-21 2016-11-18 4 ROSENTHAL JAMES A MS Common Stock S - Sale D 40,3366 -111 200 -4 485 183 061
2016-11-21 2016-11-18 4 ROSENTHAL JAMES A MS Common Stock M - Exercise D 30,0100 121 351 3 642 294 261
2016-11-18 2016-11-17 4 BOWLES ERSKINE B MS Common Stock A - Award D 39,7101 1 700 67 148 315
2016-11-18 2016-11-17 4 GLOCER THOMAS H MS Common Stock A - Award D 39,7101 1 322 53 47 251
2016-11-18 2016-11-17 4 OLAYAN HUTHAM S MS Common Stock A - Award D 39,7101 1 196 47 145 424
2016-11-18 2016-11-17 4 TRAQUINA PERRY M MS Common Stock A - Award D 39,7101 1 070 43 20 304
2016-11-16 2016-11-14 4 BRODSKY JEFFREY S MS Employee Stock Option (Right to Buy) M - Exercise D 30,01 -60 675 0
2016-11-16 2016-11-14 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 39,1183 -60 675 -2 374 114 337
2016-11-16 2016-11-14 4 BRODSKY JEFFREY S MS Common Stock M - Exercise D 30,0100 60 675 1 821 175 012
2016-11-16 2016-11-14 4 WIRTH PAUL C MS Employee Stock Option (Right to Buy) M - Exercise D 30,01 -60 675 0
2016-11-16 2016-11-14 4 WIRTH PAUL C MS Common Stock S - Sale D 39,0009 -60 675 -2 366 195 351
2016-11-16 2016-11-14 4 WIRTH PAUL C MS Common Stock M - Exercise D 30,0100 60 675 1 821 256 026
2016-11-14 2016-11-11 4 GROSSMAN ERIC F MS Employee Stock Option (Right to Buy) M - Exercise D 30,01 -60 675 0
2016-11-14 2016-11-11 4 GROSSMAN ERIC F MS Common Stock S - Sale D 37,8420 -60 675 -2 296 208 436
2016-11-14 2016-11-11 4 GROSSMAN ERIC F MS Common Stock M - Exercise D 30,0100 60 675 1 821 269 111
2016-11-14 2016-11-10 4 KELLEHER THOMAS COLM MS Employee Stock Option (Right to Buy) M - Exercise D 22,98 -222 713 0
2016-11-14 2016-11-10 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 38,7089 -64 127 -2 482 644 041
2016-11-14 2016-11-10 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 37,9213 -155 167 -5 884 708 168
2016-11-14 2016-11-10 4 KELLEHER THOMAS COLM MS Common Stock M - Exercise D 22,9800 222 713 5 118 863 335
2016-11-14 2016-11-11 4 GORMAN JAMES P MS Employee Stock Option (Right to Buy) M - Exercise D 22,98 -200 000 284 827
2016-11-14 2016-11-11 4 GORMAN JAMES P MS Common Stock S - Sale D 37,7023 -200 000 -7 540 1 366 192
2016-11-14 2016-11-11 4 GORMAN JAMES P MS Common Stock M - Exercise D 22,9800 200 000 4 596 1 566 192
2016-11-10 2016-11-10 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 37,5582 -60 119 -2 258 262 784
2016-11-09 2016-11-08 4 PRUZAN JONATHAN MS Common Stock S - Sale D 33,8973 -44 625 -1 513 210 814
2016-11-03 2016-11-01 4 NALLY DENNIS M MS Common Stock A - Award D 4 378 4 378
2016-10-31 2016-10-27 4 ROSENTHAL JAMES A MS Employee Stock Option (Right to Buy) M - Exercise D 22,98 -74 009 0
2016-10-31 2016-10-27 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -7 509 172 034
2016-10-31 2016-10-27 4 ROSENTHAL JAMES A MS Common Stock S - Sale D 33,8944 -66 500 -2 254 179 543
2016-10-31 2016-10-27 4 ROSENTHAL JAMES A MS Common Stock M - Exercise D 22,9800 74 009 1 701 246 043
2016-10-24 2016-10-20 4 KELLEHER THOMAS COLM MS Employee Stock Option (Right to Buy) M - Exercise D 22,98 -222 712 222 713
2016-10-24 2016-10-20 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 32,9036 -222 712 -7 328 640 622
2016-10-24 2016-10-20 4 KELLEHER THOMAS COLM MS Common Stock M - Exercise D 22,9800 222 712 5 118 863 334
2016-10-24 2016-10-20 4 ROSENTHAL JAMES A MS Employee Stock Option (Right to Buy) M - Exercise D 22,98 -200 000 74 009
2016-10-24 2016-10-20 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -11 000 172 034
2016-10-24 2016-10-20 4 ROSENTHAL JAMES A MS Common Stock S - Sale D 32,8459 -189 000 -6 208 183 034
2016-10-24 2016-10-20 4 ROSENTHAL JAMES A MS Common Stock M - Exercise D 22,9800 200 000 4 596 372 034
2016-10-24 2016-10-21 4 GROSSMAN ERIC F MS Employee Stock Option (Right to Buy) M - Exercise D 22,98 -247 570 0
2016-10-24 2016-10-21 4 GROSSMAN ERIC F MS Common Stock S - Sale D 33,2230 -220 400 -7 322 208 436
2016-10-24 2016-10-21 4 GROSSMAN ERIC F MS Common Stock M - Exercise D 22,9800 247 570 5 689 428 836
2016-09-01 2016-08-30 4 WIRTH PAUL C MS Common Stock S - Sale D 31,7050 -397 -13 195 351
2016-09-01 2016-08-30 4 WIRTH PAUL C MS Common Stock S - Sale D 31,7000 -18 532 -587 195 748
2016-09-01 2016-07-25 4 GORMAN JAMES P MS Common Stock G - Gift D -100 1 366 192
2016-08-18 2016-08-17 4 Hotsuki Keishi MS Employee Stock Option (Right to Buy) M - Exercise D 22,98 -230 870 0
2016-08-18 2016-08-17 4 Hotsuki Keishi MS Common Stock S - Sale D 30,2500 -15 582 -471 208 739
2016-08-18 2016-08-17 4 Hotsuki Keishi MS Common Stock S - Sale D 30,2665 -230 870 -6 988 224 321
2016-08-18 2016-08-17 4 Hotsuki Keishi MS Common Stock M - Exercise D 22,9800 230 870 5 305 455 191
2016-08-17 2016-08-16 4 WIRTH PAUL C MS Common Stock S - Sale D 30,2000 -20 000 -604 214 280
2016-08-04 2016-08-02 4 Nicolaisen Donald T MS Common Stock S - Sale D 27,8810 -1 902 -53 89 802
2016-08-04 2016-08-02 4 Nicolaisen Donald T MS Common Stock S - Sale D 27,8801 -1 400 -39 91 704
2016-07-29 3 SIMKOWITZ DANIEL A By 401(k) Plan MS Common Stock I 323 903
2016-07-29 3 SIMKOWITZ DANIEL A By 401(k) Plan MS Common Stock I 323 903
2016-07-29 3 SIMKOWITZ DANIEL A MS Common Stock D 643 662
2016-07-29 3 SIMKOWITZ DANIEL A MS Common Stock D 643 662
2016-07-27 2016-07-25 4 ROSENTHAL JAMES A MS Employee Stock Option (Right to Buy) M - Exercise D 22,98 -100 000 274 009
2016-07-27 2016-07-25 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -8 574 170 880
2016-07-27 2016-07-25 4 ROSENTHAL JAMES A MS Common Stock S - Sale D 29,0627 -91 426 -2 657 179 454
2016-07-27 2016-07-25 4 ROSENTHAL JAMES A MS Common Stock M - Exercise D 22,9800 100 000 2 298 270 880
2016-07-22 2016-07-21 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 28,7800 -20 411 -587 639 429
2016-07-22 2016-07-21 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 28,8382 -9 955 -287 113 755
2016-07-22 2016-07-21 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 28,7500 -10 000 -288 123 710
2016-06-01 2016-05-31 4 GORMAN JAMES P MS Common Stock G - Gift D -3 627 1 363 605
2016-05-26 2016-05-25 4 GROSSMAN ERIC F MS Common Stock S - Sale D 28,2090 -24 952 -704 180 212
2016-05-19 2016-05-17 4 BOWLES ERSKINE B MS Common Stock A - Award D 26,2455 2 381 63 144 894
2016-05-19 2016-05-17 4 BOWLES ERSKINE B MS Common Stock A - Award D 9 525 142 513
2016-05-19 2016-05-17 4 DARLING ALISTAIR MS Common Stock A - Award D 9 525 12 788
2016-05-19 2016-05-17 4 GLOCER THOMAS H MS Common Stock A - Award D 26,2455 2 000 52 45 443
2016-05-19 2016-05-17 4 GLOCER THOMAS H MS Common Stock A - Award D 9 525 43 443
2016-05-19 2016-05-17 4 Herz Robert H MS Common Stock A - Award D 9 525 51 039
2016-05-19 2016-05-17 4 KLEINFELD KLAUS MS Common Stock A - Award D 9 525 53 166
2016-05-19 2016-05-17 4 Miscik Judith A MS Common Stock A - Award D 26,2455 724 19 21 495
2016-05-19 2016-05-17 4 Miscik Judith A MS Common Stock A - Award D 9 525 20 771
2016-05-19 2016-05-17 4 Nicolaisen Donald T MS Common Stock A - Award D 9 525 93 105
2016-05-19 2016-05-17 4 OLAYAN HUTHAM S MS Common Stock A - Award D 26,2455 1 810 47 142 628
2016-05-19 2016-05-17 4 OLAYAN HUTHAM S MS Common Stock A - Award D 9 525 140 818
2016-05-19 2016-05-17 4 OWENS JAMES W MS Common Stock A - Award D 9 525 72 461
2016-05-19 2016-05-17 4 TRAQUINA PERRY M MS Common Stock A - Award D 26,2455 1 619 42 19 008
2016-05-19 2016-05-17 4 TRAQUINA PERRY M MS Common Stock A - Award D 9 525 17 388
2016-05-19 2016-05-17 4 WILKINS RAYFORD JR MS Common Stock A - Award D 9 525 31 865
2016-03-01 2016-02-26 4 ROSENTHAL JAMES A By Revocable Trust MS Common Stock S - Sale I 25,1270 -50 000 -1 256 170 197
2016-02-26 2016-02-25 4 GORMAN JAMES P MS Common Stock F - Taxes D 23,7100 -123 478 -2 928 1 383 156
2016-02-26 2016-02-25 4 GORMAN JAMES P MS Common Stock A - Award D 221 210 1 506 634
2016-02-26 2016-02-25 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 23,7100 -83 174 -1 972 658 586
2016-02-26 2016-02-25 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 176 968 741 760
2016-02-26 2016-02-25 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -71 670 169 905
2016-02-26 2016-02-25 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 23,7100 -90 550 -2 147 241 575
2016-02-26 2016-02-25 4 ROSENTHAL JAMES A MS Common Stock A - Award D 162 220 332 125
2016-02-26 2016-02-25 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 23,7100 -36 503 -865 204 274
2016-02-26 2016-02-25 4 GROSSMAN ERIC F MS Common Stock A - Award D 70 786 240 777
2016-02-26 2016-02-25 4 Hotsuki Keishi MS Common Stock F - Taxes D 23,7100 -30 419 -721 222 813
2016-02-26 2016-02-25 4 Hotsuki Keishi MS Common Stock A - Award D 58 989 253 232
2016-02-26 2016-02-25 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 23,7100 -24 335 -577 133 218
2016-02-26 2016-02-25 4 BRODSKY JEFFREY S MS Common Stock A - Award D 47 191 157 553
2016-02-02 2016-02-01 4 DARLING ALISTAIR MS Common Stock A - Award D 3 244 3 244
2016-01-22 2016-01-20 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 26,2600 -7 625 -200 169 011
2016-01-22 2016-01-20 4 GROSSMAN ERIC F MS Common Stock A - Award D 50 473 176 637
2016-01-22 2016-01-20 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 26,2600 -15 330 -403 109 821
2016-01-22 2016-01-20 4 BRODSKY JEFFREY S MS Common Stock A - Award D 27 842 125 153
2016-01-22 2016-01-20 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 26,2600 -44 496 -1 168 251 517
2016-01-22 2016-01-20 4 PRUZAN JONATHAN MS Common Stock A - Award D 55 216 296 014
2016-01-22 2016-01-20 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 26,2600 -31 718 -833 563 413
2016-01-22 2016-01-20 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 125 384 595 133
2016-01-22 2016-01-20 4 WIRTH PAUL C MS Common Stock F - Taxes D 26,2600 -27 043 -710 230 646
2016-01-22 2016-01-20 4 WIRTH PAUL C MS Common Stock A - Award D 75 883 257 689
2016-01-22 2016-01-20 4 Hotsuki Keishi MS Common Stock F - Taxes D 26,2600 -5 924 -156 193 484
2016-01-22 2016-01-20 4 Hotsuki Keishi MS Common Stock A - Award D 39 753 199 409
2016-01-22 2016-01-20 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -13 143 168 834
2016-01-22 2016-01-20 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 26,2600 -9 434 -248 181 977
2016-01-22 2016-01-20 4 ROSENTHAL JAMES A MS Common Stock A - Award D 69 531 191 411
2016-01-22 2016-01-20 4 GORMAN JAMES P MS Common Stock F - Taxes D 26,2600 -17 067 -448 1 282 928
2016-01-22 2016-01-20 4 GORMAN JAMES P MS Common Stock A - Award D 183 678 1 299 995
2016-01-22 2016-01-20 4 GORMAN JAMES P MS Common Stock G - Gift D -12 177 1 116 317
2016-01-15 3 BRODSKY JEFFREY S By 401(k) Plan MS Common Stock I 104 203
2016-01-15 3 BRODSKY JEFFREY S By 401(k) Plan MS Common Stock I 104 203
2016-01-15 3 BRODSKY JEFFREY S MS Common Stock D 198 068
2016-01-15 3 BRODSKY JEFFREY S MS Common Stock D 198 068
2015-12-02 2015-12-01 4 GORMAN JAMES P MS Common Stock G - Gift D -3 498 1 128 494
2015-12-02 2015-10-26 4 GORMAN JAMES P MS Common Stock G - Gift D -50 1 130 897
2015-11-20 2015-11-19 4 OLAYAN HUTHAM S MS Common Stock A - Award D 34,2019 1 389 48 129 787
2015-11-20 2015-11-19 4 Miscik Judith A MS Common Stock A - Award D 34,2019 556 19 11 131
2015-11-20 2015-11-19 4 BOWLES ERSKINE B MS Common Stock A - Award D 34,2019 1 754 60 131 364
2015-11-20 2015-11-19 4 GLOCER THOMAS H MS Common Stock A - Award D 34,2019 1 535 52 33 535
2015-11-20 2015-11-19 4 TRAQUINA PERRY M MS Common Stock A - Award D 34,2019 1 243 42 7 767
2015-08-31 2015-07-23 4 FLEMING GREGORY J MS Common Stock G - Gift D -14 909 498 726
2015-08-04 2015-07-31 4 ROSENTHAL JAMES A By Revocable Trust MS Common Stock S - Sale I 39,2500 -12 000 -471 135 384
2015-07-23 2015-07-21 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 40,0400 -15 555 -623 468 423
2015-06-02 2015-06-01 4 GORMAN JAMES P MS Common Stock G - Gift D -1 304 1 129 968
2015-06-02 2015-04-22 4 GORMAN JAMES P MS Common Stock G - Gift D -1 352 1 130 297
2015-05-27 2015-05-26 4 Nicolaisen Donald T MS Common Stock S - Sale D 37,7710 -4 160 -157 81 872
2015-05-21 2015-05-19 4 BOWLES ERSKINE B MS Common Stock A - Award D 38,6392 1 488 57 128 531
2015-05-21 2015-05-19 4 BOWLES ERSKINE B MS Common Stock A - Award D 6 470 127 043
2015-05-21 2015-05-19 4 DAVIES HOWARD J MS Common Stock F - Taxes D 38,6392 -4 792 -185 67 151
2015-05-21 2015-05-19 4 GLOCER THOMAS H MS Common Stock A - Award D 38,6392 1 316 51 31 742
2015-05-21 2015-05-19 4 GLOCER THOMAS H MS Common Stock A - Award D 6 470 30 426
2015-05-21 2015-05-19 4 Herz Robert H MS Common Stock A - Award D 6 470 40 931
2015-05-21 2015-05-19 4 KLEINFELD KLAUS MS Common Stock A - Award D 6 470 43 121
2015-05-21 2015-05-19 4 Miscik Judith A MS Common Stock A - Award D 38,6392 414 16 10 487
2015-05-21 2015-05-19 4 Miscik Judith A MS Common Stock A - Award D 6 470 10 073
2015-05-21 2015-05-19 4 Nicolaisen Donald T MS Common Stock A - Award D 6 470 86 032
2015-05-21 2015-05-19 4 OLAYAN HUTHAM S MS Common Stock A - Award D 38,6392 1 100 42 127 397
2015-05-21 2015-05-19 4 OLAYAN HUTHAM S MS Common Stock A - Award D 6 470 126 297
2015-05-21 2015-05-19 4 OWENS JAMES W MS Common Stock A - Award D 6 470 61 943
2015-05-21 2015-05-19 4 TRAQUINA PERRY M MS Common Stock A - Award D 6 470 6 470
2015-05-21 2015-05-19 4 TYSON LAURA D MS Common Stock A - Award D 6 470 76 549
2015-05-21 2015-05-19 4 WILKINS RAYFORD JR MS Common Stock A - Award D 6 470 22 042
2015-05-19 2015-05-15 4 DAVIES HOWARD J MS Common Stock F - Taxes D 37,8779 -262 -10 71 947
2015-05-14 2015-05-13 4 DAVIES HOWARD J MS Common Stock F - Taxes D 37,7142 -860 -32 72 005
2015-05-12 2015-05-11 4 WIRTH PAUL C MS Common Stock S - Sale D 38,3650 -39 462 -1 514 179 582
2015-05-06 3 PRUZAN JONATHAN By 401(k) Plan MS Common Stock I 248 157
2015-05-06 3 PRUZAN JONATHAN MS Common Stock D 480 858
2015-05-06 3 PRUZAN JONATHAN MS Common Stock D 480 858
2015-05-06 3 PRUZAN JONATHAN By 401(k) Plan MS Common Stock I 248 157
2015-05-01 2015-04-29 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 36,7200 -32 833 -1 206 483 225
2015-04-21 2015-04-21 4 GROSSMAN ERIC F MS Common Stock S - Sale D 37,1020 -34 481 -1 279 124 646
2015-04-21 2015-04-21 4 ROSENTHAL JAMES A By Revocable Trust MS Common Stock S - Sale I 37,1000 -50 030 -1 856 147 384
2015-03-02 2015-03-02 4 GORMAN JAMES P MS Common Stock G - Gift D -8 525 1 131 649
2015-03-02 2015-03-02 4 GORMAN JAMES P MS Common Stock F - Taxes D 35,7900 -63 362 -2 268 1 140 174
2015-03-02 2015-03-02 4 GORMAN JAMES P MS Common Stock A - Award D 113 510 1 203 536
2015-03-02 2015-03-02 4 FLEMING GREGORY J MS Common Stock F - Taxes D 35,7900 -51 296 -1 836 512 195
2015-03-02 2015-03-02 4 FLEMING GREGORY J MS Common Stock A - Award D 99 468 563 491
2015-03-02 2015-03-02 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 35,7900 -46 553 -1 666 516 058
2015-03-02 2015-03-02 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 99 047 562 611
2015-03-02 2015-03-02 4 Porat Ruth MS Common Stock F - Taxes D 35,7900 -52 257 -1 870 881 037
2015-03-02 2015-03-02 4 Porat Ruth MS Common Stock A - Award D 93 616 933 294
2015-03-02 2015-03-02 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -37 482 120 389
2015-03-02 2015-03-02 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 35,7900 -47 358 -1 695 157 871
2015-03-02 2015-03-02 4 ROSENTHAL JAMES A MS Common Stock A - Award D 84 840 205 229
2015-03-02 2015-03-02 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 35,7900 -10 260 -367 159 127
2015-03-02 2015-03-02 4 GROSSMAN ERIC F MS Common Stock A - Award D 19 893 169 387
2015-03-02 2015-03-02 4 Hotsuki Keishi MS Common Stock F - Taxes D 35,7900 -26 430 -946 158 488
2015-03-02 2015-03-02 4 Hotsuki Keishi MS Common Stock A - Award D 51 248 184 918
2015-03-02 2015-03-02 4 WIRTH PAUL C MS Common Stock F - Taxes D 35,7900 -11 768 -421 219 044
2015-03-02 2015-03-02 4 WIRTH PAUL C MS Common Stock A - Award D 22 818 230 812
2015-01-23 2015-01-23 4 WIRTH PAUL C MS Common Stock S - Sale D 35,4500 -20 100 -713 207 509
2015-01-23 2015-01-23 4 WIRTH PAUL C MS Common Stock S - Sale D 35,4600 -1 400 -50 227 609
2015-01-23 2015-01-21 4 WIRTH PAUL C MS Common Stock F - Taxes D 34,7500 -32 339 -1 124 229 009
2015-01-23 2015-01-21 4 WIRTH PAUL C MS Common Stock A - Award D 77 930 261 350
2015-01-23 2014-12-04 4 WIRTH PAUL C MS Common Stock F - Taxes D 35,5550 -1 468 -52 183 420
2015-01-23 2015-01-21 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 34,7500 -42 903 -1 491 463 050
2015-01-23 2015-01-21 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 103 492 505 954
2015-01-23 2015-01-21 4 FLEMING GREGORY J MS Common Stock F - Taxes D 34,7500 -60 269 -2 094 463 533
2015-01-23 2015-01-21 4 FLEMING GREGORY J MS Common Stock A - Award D 84 048 523 803
2015-01-23 2015-01-21 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 34,7500 -20 560 -714 149 163
2015-01-23 2015-01-21 4 GROSSMAN ERIC F MS Common Stock A - Award D 62 304 169 724
2015-01-23 2015-01-21 4 Hotsuki Keishi MS Common Stock F - Taxes D 34,7500 -29 698 -1 032 133 415
2015-01-23 2015-01-21 4 Hotsuki Keishi MS Common Stock A - Award D 47 730 163 114
2015-01-23 2015-01-21 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -52 089 120 064
2015-01-23 2015-01-21 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 34,7500 -52 533 -1 826 172 153
2015-01-23 2015-01-21 4 ROSENTHAL JAMES A MS Common Stock A - Award D 53 340 224 688
2015-01-23 2015-01-21 4 Porat Ruth MS Common Stock F - Taxes D 34,7500 -73 366 -2 549 839 157
2015-01-23 2015-01-21 4 Porat Ruth MS Common Stock A - Award D 63 576 912 524
2015-01-23 2015-01-21 4 GORMAN JAMES P MS Common Stock F - Taxes D 34,7500 -94 613 -3 288 1 075 725
2015-01-23 2015-01-21 4 GORMAN JAMES P MS Common Stock A - Award D 127 884 1 170 339
2014-12-02 2014-12-01 4 Miscik Judith A MS Common Stock A - Award D 3 579 3 579
2014-12-01 2014-10-28 4 GORMAN JAMES P MS Common Stock G - Gift D -730 1 042 455
2014-12-01 2014-11-20 4 Porat Ruth MS Common Stock G - Gift D -197 848 948
2014-12-01 2014-11-19 4 Porat Ruth MS Common Stock G - Gift D -1 014 849 145
2014-12-01 2014-11-06 4 Porat Ruth MS Common Stock G - Gift D -11 500 849 403
2014-11-26 2014-11-26 4 TYSON LAURA D MS Common Stock S - Sale D 35,2974 -25 000 -882 69 791
2014-11-18 2014-11-15 4 DAVIES HOWARD J MS Common Stock F - Taxes D 35,7747 -421 -15 72 725
2014-11-14 2014-11-13 4 BOWLES ERSKINE B MS Common Stock A - Award D 35,8046 1 606 58 119 443
2014-11-14 2014-11-13 4 GLOCER THOMAS H MS Common Stock A - Award D 35,8046 1 257 45 23 744
2014-11-14 2014-11-13 4 OLAYAN HUTHAM S MS Common Stock A - Award D 35,8046 1 187 42 118 779
2014-11-04 2014-11-01 4 SEXTON O GRIFFITH MS Common Stock D - Sale to Issuer D -4 122 740 053
2014-11-04 2014-11-01 4 SEXTON O GRIFFITH MS Common Stock A - Award D 35,0071 1 214 42 744 176
2014-08-28 2014-08-07 4 GORMAN JAMES P MS Common Stock G - Gift D -13 193 1 042 348
2014-08-26 2014-08-25 4 WIRTH PAUL C MS Common Stock S - Sale D 34,4450 -100 -3 184 402
2014-08-26 2014-08-25 4 WIRTH PAUL C MS Common Stock S - Sale D 34,4400 -9 900 -341 184 502
2014-08-26 2014-08-25 4 GROSSMAN ERIC F MS Employee Stock Option (Right to Buy) M - Exercise D 22,98 -54 500 247 570
2014-08-26 2014-08-25 4 GROSSMAN ERIC F MS Common Stock S - Sale D 34,2885 -54 500 -1 869 107 121
2014-08-26 2014-08-25 4 GROSSMAN ERIC F MS Common Stock M - Exercise D 22,9800 54 500 1 252 161 621
2014-07-25 2014-07-23 4 GROSSMAN ERIC F MS Employee Stock Option (Right to Buy) M - Exercise D 22,98 -35 000 302 070
2014-07-25 2014-07-23 4 GROSSMAN ERIC F MS Common Stock S - Sale D 32,8970 -35 000 -1 151 106 790
2014-07-25 2014-07-23 4 GROSSMAN ERIC F MS Common Stock M - Exercise D 22,9800 35 000 804 141 790
2014-07-24 2014-07-22 4 FLEMING GREGORY J MS Employee Stock Option (Right to Buy) M - Exercise D 22,98 -100 000 347 888
2014-07-24 2014-07-22 4 FLEMING GREGORY J MS Common Stock S - Sale D 33,0173 -100 000 -3 302 438 430
2014-07-24 2014-07-22 4 FLEMING GREGORY J MS Common Stock M - Exercise D 22,9800 100 000 2 298 538 430
2014-07-23 2014-07-21 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 32,5350 -2 750 -89 401 420
2014-07-18 2014-07-18 4 ROSENTHAL JAMES A By Revocable Trust MS Common Stock S - Sale I 32,5000 -30 800 -1 001 107 843
2014-05-16 2014-05-15 4 DAVIES HOWARD J MS Common Stock F - Taxes D 29,5719 -262 -8 72 828
2014-05-16 2014-05-14 4 DAVIES HOWARD J MS Common Stock F - Taxes D 30,1906 -1 076 -32 72 913
2014-05-16 2014-05-07 4 GORMAN JAMES P MS Common Stock G - Gift D -852 1 054 618
2014-05-15 2014-05-13 4 BOWLES ERSKINE B MS Common Stock A - Award D 30,4180 1 726 53 117 112
2014-05-15 2014-05-13 4 BOWLES ERSKINE B MS Common Stock A - Award D 8 219 115 386
2014-05-15 2014-05-13 4 DAVIES HOWARD J MS Common Stock A - Award D 8 219 73 990
2014-05-15 2014-05-13 4 GLOCER THOMAS H MS Common Stock A - Award D 30,4180 1 397 42 22 381
2014-05-15 2014-05-13 4 GLOCER THOMAS H MS Common Stock A - Award D 8 219 20 984
2014-05-15 2014-05-13 4 Herz Robert H By Irrevocable Trust MS Common Stock G - Gift I -47 0
2014-05-15 2014-05-13 4 Herz Robert H MS Common Stock G - Gift D 47 34 133
2014-05-15 2014-05-13 4 Herz Robert H MS Common Stock A - Award D 8 219 34 086
2014-05-15 2014-02-05 4 Herz Robert H By Irrevocable Trust MS Common Stock L - Other I 29,0250 2 0 47
2014-05-15 2014-01-22 4 Herz Robert H By Irrevocable Trust MS Common Stock L - Other I 32,7990 45 1 45
2014-05-15 2014-05-13 4 KIDDER C ROBERT MS Common Stock A - Award D 8 219 158 731
2014-05-15 2014-05-13 4 KLEINFELD KLAUS MS Common Stock A - Award D 8 219 36 307
2014-05-15 2014-05-13 4 Nicolaisen Donald T MS Common Stock A - Award D 8 219 78 334
2014-05-15 2014-05-13 4 OLAYAN HUTHAM S MS Common Stock A - Award D 30,4180 1 397 42 116 918
2014-05-15 2014-05-13 4 OLAYAN HUTHAM S MS Common Stock A - Award D 8 219 115 520
2014-05-15 2014-05-13 4 OWENS JAMES W MS Common Stock A - Award D 8 219 54 771
2014-05-15 2014-05-13 4 SEXTON O GRIFFITH MS Common Stock A - Award D 30,4180 1 397 42 742 291
2014-05-15 2014-05-13 4 SEXTON O GRIFFITH MS Common Stock A - Award D 8 219 740 894
2014-05-15 2014-05-13 4 TYSON LAURA D MS Common Stock A - Award D 8 219 94 402
2014-05-15 2014-05-13 4 WILKINS RAYFORD JR MS Common Stock A - Award D 8 219 15 389
2014-05-09 2014-05-09 4 Hotsuki Keishi MS Common Stock S - Sale D 29,5013 -3 528 -104 114 356
2014-05-09 2014-05-08 4 Hotsuki Keishi MS Common Stock S - Sale D 30,0851 -30 336 -913 117 884
2014-05-02 2014-05-01 4 DAVIES HOWARD J MS Common Stock S - Sale D 31,1700 -12 000 -374 65 771
2014-02-18 2014-02-14 4 GORMAN JAMES P By Grantor Retained Annuity Trust MS Common Stock G - Gift I -27 161 35 558
2014-02-18 2014-02-13 4 GORMAN JAMES P MS Common Stock G - Gift D -3 360 1 054 464
2014-02-13 2014-02-11 4 WIRTH PAUL C MS Common Stock S - Sale D 30,2000 -25 000 -755 192 991
2014-02-13 2014-02-12 4 ROSENTHAL JAMES A By Revocable Trust MS Common Stock S - Sale I 30,1760 -33 500 -1 011 138 643
2014-02-07 2014-02-05 4 GROSSMAN ERIC F By 401(k) Plan MS Common Stock I - Other I 29,1800 -1 572 -46 0
2014-02-07 2014-02-05 4 GROSSMAN ERIC F MS Common Stock S - Sale D 29,2234 -28 929 -845 106 252
2014-01-29 2014-01-28 4 GORMAN JAMES P MS Common Stock F - Taxes D 29,9850 -22 644 -679 1 057 325
2014-01-29 2014-01-28 4 GORMAN JAMES P MS Common Stock A - Award D 40 565 1 079 969
2014-01-29 2014-01-27 4 GORMAN JAMES P MS Common Stock F - Taxes D 30,0350 -106 957 -3 212 1 039 404
2014-01-29 2014-01-28 4 FLEMING GREGORY J MS Common Stock F - Taxes D 29,9850 -18 871 -566 437 298
2014-01-29 2014-01-28 4 FLEMING GREGORY J MS Common Stock A - Award D 36 592 456 169
2014-01-29 2014-01-27 4 FLEMING GREGORY J MS Common Stock F - Taxes D 30,0350 -72 055 -2 164 419 577
2014-01-29 2014-01-29 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 30,1601 -8 500 -256 403 250
2014-01-29 2014-01-28 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 29,9850 -20 133 -604 411 750
2014-01-29 2014-01-28 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 42 835 431 883
2014-01-29 2014-01-27 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 30,0350 -52 453 -1 575 389 048
2014-01-29 2014-01-28 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -29 069 169 484
2014-01-29 2014-01-28 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 29,9850 -34 622 -1 038 198 553
2014-01-29 2014-01-28 4 ROSENTHAL JAMES A MS Common Stock A - Award D 24 046 233 175
2014-01-29 2014-01-27 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -42 603 209 130
2014-01-29 2014-01-27 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 30,0350 -38 883 -1 168 251 733
2014-01-29 2014-01-28 4 Porat Ruth MS Common Stock F - Taxes D 29,9850 -21 593 -647 858 709
2014-01-29 2014-01-28 4 Porat Ruth MS Common Stock A - Award D 38 683 880 302
2014-01-29 2014-01-27 4 Porat Ruth MS Common Stock F - Taxes D 30,0350 -91 640 -2 752 841 619
2014-01-29 2014-01-28 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 29,9850 -21 166 -635 135 181
2014-01-29 2014-01-28 4 GROSSMAN ERIC F MS Common Stock A - Award D 12 542 156 347
2014-01-29 2014-01-28 4 Hotsuki Keishi MS Common Stock F - Taxes D 29,9850 -9 912 -297 148 034
2014-01-29 2014-01-27 4 Hotsuki Keishi MS Common Stock F - Taxes D 30,0350 -20 832 -626 157 947
2014-01-29 2014-01-28 4 WIRTH PAUL C MS Common Stock F - Taxes D 29,9850 -8 411 -252 217 991
2014-01-29 2014-01-28 4 WIRTH PAUL C MS Common Stock A - Award D 16 309 226 402
2014-01-29 2014-01-27 4 WIRTH PAUL C MS Common Stock F - Taxes D 30,0350 -30 474 -915 210 093
2014-01-23 2014-01-21 4 FLEMING GREGORY J MS Common Stock A - Award D 127 826 491 633
2014-01-23 2014-01-21 4 GORMAN JAMES P MS Common Stock A - Award D 155 207 1 146 362
2014-01-23 2014-01-21 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 133 973 441 501
2014-01-23 2014-01-21 4 Porat Ruth MS Common Stock A - Award D 102 933 933 260
2014-01-23 2014-01-21 4 ROSENTHAL JAMES A MS Common Stock A - Award D 87 998 290 616
2014-01-23 2014-01-21 4 GROSSMAN ERIC F MS Common Stock A - Award D 79 036 143 805
2014-01-23 2014-01-21 4 Hotsuki Keishi MS Common Stock A - Award D 61 114 178 779
2014-01-23 2014-01-21 4 WIRTH PAUL C MS Common Stock A - Award D 71 569 240 567
2013-11-18 2013-11-15 4 DAVIES HOWARD J MS Common Stock F - Taxes D 30,3634 -416 -13 77 682
2013-11-15 2013-10-21 4 GORMAN JAMES P MS Common Stock G - Gift D -6 965 990 578
2013-11-15 2013-11-15 4 Porat Ruth MS Common Stock G - Gift D -7 880 829 761
2013-11-15 2013-11-14 4 Porat Ruth MS Common Stock G - Gift D -160 837 641
2013-11-15 2013-11-12 4 Porat Ruth MS Common Stock G - Gift D -8 000 837 801
2013-11-15 2013-11-14 4 BOWLES ERSKINE B MS Common Stock A - Award D 1 573 106 814
2013-11-15 2013-11-14 4 GLOCER THOMAS H MS Common Stock A - Award D 1 408 12 728
2013-11-15 2013-11-14 4 OLAYAN HUTHAM S MS Common Stock A - Award D 1 408 106 974
2013-11-15 2013-11-14 4 SEXTON O GRIFFITH MS Common Stock A - Award D 1 408 732 350
2013-11-15 2013-11-15 4 Nicolaisen Donald T MS Common Stock S - Sale D 30,3320 -2 400 -73 69 883
2013-11-15 2013-11-15 4 Nicolaisen Donald T MS Common Stock S - Sale D 30,3310 -2 304 -70 72 283
2013-09-04 2013-09-03 4 WILKINS RAYFORD JR MS Common Stock A - Award D 7 146 7 146
2013-08-15 2013-08-01 4 GORMAN JAMES P MS Common Stock G - Gift D -10 805 996 881
2013-08-02 2013-07-31 4 ROSENTHAL JAMES A By Revocable Trust MS Common Stock S - Sale I 27,3200 -12 850 -351 100 471
2013-08-02 2013-05-09 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -113 321 201 902
2013-05-17 2013-05-15 4 DAVIES HOWARD J MS Common Stock F - Taxes D 24,6405 -817 -20 77 905
2013-05-17 2013-05-15 4 GORMAN JAMES P MS Common Stock G - Gift D -2 040 1 007 686
2013-05-16 3 GLOCER THOMAS H MS Common Stock D 1 000
2013-05-16 2013-05-14 4 BOWLES ERSKINE B MS Common Stock A - Award D 24,2693 1 957 47 104 853
2013-05-16 2013-05-14 4 BOWLES ERSKINE B MS Common Stock A - Award D 10 301 102 896
2013-05-16 2013-05-14 4 DAVIES HOWARD J MS Common Stock A - Award D 10 301 78 615
2013-05-16 2013-05-14 4 GLOCER THOMAS H MS Common Stock A - Award D 10 301 11 301
2013-05-16 2013-05-14 4 Herz Robert H MS Common Stock A - Award D 10 301 25 727
2013-05-16 2013-05-14 4 KIDDER C ROBERT MS Common Stock A - Award D 10 301 150 039
2013-05-16 2013-05-14 4 KLEINFELD KLAUS MS Common Stock A - Award D 10 301 27 952
2013-05-16 2013-05-14 4 OLAYAN HUTHAM S MS Common Stock A - Award D 24,2693 1 751 43 105 209
2013-05-16 2013-05-14 4 OLAYAN HUTHAM S MS Common Stock A - Award D 10 301 103 458
2013-05-16 2013-05-14 4 Nicolaisen Donald T MS Common Stock A - Award D 10 301 74 334
2013-05-16 2013-05-14 4 SEXTON O GRIFFITH MS Common Stock A - Award D 24,2693 1 923 47 730 587
2013-05-16 2013-05-14 4 SEXTON O GRIFFITH MS Common Stock A - Award D 10 301 728 664
2013-05-16 2013-05-14 4 OWENS JAMES W MS Common Stock A - Award D 10 301 46 273
2013-05-16 2013-05-14 4 TYSON LAURA D MS Common Stock A - Award D 10 301 85 897
2013-02-14 2013-02-13 4 Hotsuki Keishi MS Common Stock S - Sale D 23,8100 -1 100 -26 116 766
2013-02-14 2013-02-13 4 Hotsuki Keishi MS Common Stock S - Sale D 23,8000 -1 556 -37 117 866
2013-02-14 2013-02-13 4 Hotsuki Keishi MS Common Stock S - Sale D 23,7800 -3 178 -76 119 422
2013-02-14 2013-02-13 4 Hotsuki Keishi MS Common Stock S - Sale D 23,7700 -17 200 -409 122 600
2013-02-12 2013-02-12 4 FLEMING GREGORY J By Spouse as Trustee for Irrevocable Family Trust MS Common Stock J - Other I 23,4300 29 853 699 104 550
2013-02-12 2013-02-12 4 FLEMING GREGORY J MS Common Stock J - Other D 23,4300 -29 853 -699 361 885
2013-02-12 2013-02-08 4 FLEMING GREGORY J MS Common Stock F - Taxes D 23,2250 -55 823 -1 296 391 738
2013-02-08 2013-02-08 4 WIRTH PAUL C MS Common Stock S - Sale D 23,1000 -17 379 -401 167 707
2013-02-08 2013-02-07 4 WIRTH PAUL C MS Common Stock S - Sale D 22,8300 -6 415 -146 185 086
2013-02-08 2013-02-07 4 WIRTH PAUL C MS Common Stock S - Sale D 22,8100 -13 585 -310 191 501
2013-02-07 2013-02-07 4 FLEMING GREGORY J By Spouse as Trustee for Irrevocable Family Trust MS Common Stock J - Other I 23,1300 28 775 666 74 697
2013-02-07 2013-02-07 4 FLEMING GREGORY J MS Common Stock J - Other D 23,1300 -28 775 -666 447 561
2013-02-07 2013-02-06 4 FLEMING GREGORY J By Spouse as Trustee for Irrevocable Family Trust MS Common Stock J - Other I 23,3400 18 398 429 45 922
2013-02-07 2013-02-06 4 FLEMING GREGORY J MS Common Stock J - Other D 23,3400 -18 398 -429 476 336
2013-02-07 2013-02-05 4 FLEMING GREGORY J By Spouse as Trustee for Irrevocable Family Trust MS Common Stock J - Other I 23,2500 6 723 156 27 524
2013-02-07 2013-02-05 4 FLEMING GREGORY J MS Common Stock J - Other D 23,2500 -6 723 -156 494 734
2013-02-07 2013-01-30 4 FLEMING GREGORY J By Spouse as Trustee for Irrevocable Family Trust MS Common Stock J - Other I 22,6800 8 506 193 20 801
2013-02-07 2013-01-30 4 FLEMING GREGORY J MS Common Stock J - Other D 22,6800 -8 506 -193 501 457
2013-02-07 2013-01-28 4 FLEMING GREGORY J By Spouse as Trustee for Irrevocable Family Trust MS Common Stock J - Other I 22,5500 12 295 277 12 295
2013-02-07 2013-01-28 4 FLEMING GREGORY J MS Common Stock J - Other D 22,5500 -12 295 -277 509 963
2013-02-05 2013-02-01 4 GORMAN JAMES P MS Common Stock F - Taxes D 23,3550 -81 630 -1 906 964 814
2013-02-05 2013-01-28 4 GORMAN JAMES P MS Common Stock G - Gift D -14 413 1 046 444
2013-02-05 2013-02-01 4 Porat Ruth MS Common Stock F - Taxes D 23,3550 -56 474 -1 319 843 735
2013-02-05 2013-02-01 4 FLEMING GREGORY J MS Common Stock F - Taxes D 23,3550 -23 599 -551 522 258
2013-02-05 2013-02-04 4 GROSSMAN ERIC F MS Common Stock S - Sale D 22,8495 -13 847 -316 64 274
2013-02-05 2013-02-01 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 23,3550 -8 260 -193 78 121
2013-02-05 2013-02-01 4 Hotsuki Keishi MS Common Stock F - Taxes D 23,3550 -13 649 -319 139 801
2013-02-05 2013-02-04 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 22,8664 -58 555 -1 339 306 262
2013-02-05 2013-02-01 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 23,3550 -78 048 -1 823 364 817
2013-02-05 2013-02-01 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 23,3550 -31 071 -726 314 390
2013-02-05 2013-02-01 4 WIRTH PAUL C MS Common Stock F - Taxes D 23,3550 -27 749 -648 205 087
2013-01-24 2013-01-22 4 GORMAN JAMES P MS Employee Stock Option (Right to Buy) A - Award D 22,98 484 827 484 827
2013-01-24 2013-01-22 4 KELLEHER THOMAS COLM MS Employee Stock Option (Right to Buy) A - Award D 22,98 445 425 445 425
2013-01-24 2013-01-22 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 22,2296 -53 486 -1 189 442 865
2013-01-24 2013-01-22 4 FLEMING GREGORY J MS Employee Stock Option (Right to Buy) A - Award D 22,98 447 888 447 888
2013-01-24 2013-01-22 4 Hotsuki Keishi MS Employee Stock Option (Right to Buy) A - Award D 22,98 230 870 230 870
2013-01-24 2013-01-22 4 Hotsuki Keishi MS Common Stock S - Sale D 22,0500 -38 191 -842 153 450
2013-01-24 2013-01-22 4 ROSENTHAL JAMES A MS Employee Stock Option (Right to Buy) A - Award D 22,98 374 009 374 009
2013-01-24 2013-01-22 4 GROSSMAN ERIC F MS Employee Stock Option (Right to Buy) A - Award D 22,98 337 070 337 070
2013-01-24 2013-01-22 4 WIRTH PAUL C By 401(k) Plan MS Common Stock I - Other I 22,9800 -675 -16 0
2013-01-24 2013-01-22 4 WIRTH PAUL C MS Common Stock A - Award D 92 070 232 836
2013-01-24 2013-01-22 4 WIRTH PAUL C MS Common Stock S - Sale D 22,0500 -38 771 -855 140 766
2013-01-24 2013-01-22 4 Porat Ruth MS Common Stock A - Award D 99 835 900 209
2012-11-16 2012-11-15 4 BOWLES ERSKINE B MS Common Stock A - Award D 16,2427 2 924 48 92 400
2012-11-16 2012-11-15 4 OLAYAN HUTHAM S MS Common Stock A - Award D 16,2427 2 617 42 92 978
2012-11-16 2012-11-15 4 SEXTON O GRIFFITH MS Common Stock A - Award D 16,2427 2 873 47 718 186
2012-11-16 2012-10-25 4 GORMAN JAMES P MS Common Stock G - Gift D -11 616 1 060 857
2012-11-02 2012-11-01 4 DAVIES HOWARD J MS Common Stock F - Taxes D 17,4781 -411 -7 68 033
2012-08-03 2012-08-01 4 Herz Robert H MS Common Stock A - Award D 15 346 15 346
2012-05-21 2012-05-18 4 DAVIES HOWARD J MS Common Stock F - Taxes D 13,4530 -934 -13 68 256
2012-05-18 2012-04-30 4 GORMAN JAMES P MS Common Stock G - Gift D -1 463 1 069 790
2012-05-17 2012-05-15 4 BOSTOCK ROY J MS Common Stock A - Award D 17 500 95 421
2012-05-17 2012-05-15 4 BOWLES ERSKINE B MS Common Stock A - Award D 14,2859 3 325 48 88 896
2012-05-17 2012-05-15 4 BOWLES ERSKINE B MS Common Stock A - Award D 17 500 85 571
2012-05-17 2012-05-15 4 DAVIES HOWARD J MS Common Stock A - Award D 17 500 69 191
2012-05-17 2012-05-15 4 KIDDER C ROBERT MS Common Stock A - Award D 17 500 139 190
2012-05-17 2012-05-15 4 KLEINFELD KLAUS MS Common Stock A - Award D 17 500 17 500
2012-05-17 2012-05-15 4 Nicolaisen Donald T MS Common Stock A - Award D 17 500 63 525
2012-05-17 2012-05-15 4 OLAYAN HUTHAM S MS Common Stock A - Award D 14,2859 2 975 42 89 828
2012-05-17 2012-05-15 4 OLAYAN HUTHAM S MS Common Stock A - Award D 17 500 86 853
2012-05-17 2012-05-15 4 OWENS JAMES W MS Common Stock A - Award D 17 500 35 706
2012-05-17 2012-05-15 4 SEXTON O GRIFFITH MS Common Stock A - Award D 14,2859 2 975 42 714 785
2012-05-17 2012-05-15 4 SEXTON O GRIFFITH MS Common Stock A - Award D 17 500 711 810
2012-05-17 2012-05-15 4 TYSON LAURA D MS Common Stock A - Award D 17 500 75 269
2012-03-06 2012-03-05 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 18,4750 -18 156 -335 343 071
2012-02-17 2012-02-09 4 GORMAN JAMES P MS Common Stock G - Gift D -1 222 976 009
2012-02-17 2012-02-03 4 GORMAN JAMES P MS Common Stock G - Gift D -2 480 977 231
2012-02-09 2012-02-08 4 FLEMING GREGORY J MS Common Stock F - Taxes D 20,2700 -46 181 -936 541 981
2012-01-24 2012-01-20 4 GORMAN JAMES P MS Common Stock F - Taxes D 18,1200 -42 194 -765 1 078 640
2012-01-24 2012-01-20 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 18,1200 -27 015 -490 492 820
2012-01-24 2012-01-20 4 Hotsuki Keishi MS Common Stock F - Taxes D 18,1200 -11 259 -204 189 938
2012-01-24 2012-01-20 4 Porat Ruth MS Common Stock F - Taxes D 18,1200 -33 987 -616 796 552
2012-01-24 2012-01-23 4 GROSSMAN ERIC F MS Common Stock S - Sale D 18,2155 -12 482 -227 85 447
2012-01-24 2012-01-20 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 18,1200 -7 355 -133 97 929
2012-01-24 2012-01-20 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 18,1200 -21 018 -381 360 605
2012-01-24 2012-01-20 4 Taubman Paul J MS Common Stock F - Taxes D 18,1200 -37 816 -685 1 269 224
2012-01-24 2012-01-20 4 WIRTH PAUL C MS Common Stock F - Taxes D 18,1200 -23 502 -426 178 422
2012-01-20 2012-01-20 4 GORMAN JAMES P MS Common Stock A - Award D 277 768 1 120 834
2012-01-20 2012-01-20 4 Porat Ruth MS Common Stock A - Award D 176 221 830 539
2012-01-20 2012-01-20 4 FLEMING GREGORY J MS Common Stock A - Award D 187 234 588 162
2012-01-20 2012-01-20 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 139 832 519 835
2012-01-20 2012-01-20 4 Taubman Paul J MS Common Stock A - Award D 187 234 1 307 040
2012-01-20 2012-01-20 4 Hotsuki Keishi MS Common Stock A - Award D 96 469 201 197
2012-01-20 2012-01-20 4 ROSENTHAL JAMES A MS Common Stock A - Award D 159 700 381 623
2012-01-20 2012-01-20 4 GROSSMAN ERIC F MS Common Stock A - Award D 53 337 105 284
2012-01-20 2012-01-20 4 WIRTH PAUL C MS Common Stock A - Award D 61 514 201 924
2012-01-17 3 GROSSMAN ERIC F MS Common Stock D 51 947
2012-01-17 3 GROSSMAN ERIC F By 401(k) Plan MS Common Stock I 998
2012-01-04 2012-01-03 4 Porat Ruth MS Common Stock F - Taxes D 16,0000 -12 054 -193 653 115
2012-01-04 2012-01-03 4 Taubman Paul J MS Common Stock F - Taxes D 16,0000 -20 089 -321 1 118 473
2011-01-19 3 Hotsuki Keishi MS Common Stock D 79 365
2011-01-07 3 ROSENTHAL JAMES A By 401(k) Plan MS Common Stock I 1 102
2011-01-07 3 ROSENTHAL JAMES A MS Common Stock D 187 530
2010-02-10 3 FLEMING GREGORY J MS Common Stock D 0
2010-01-08 3 JOHNSTON CHARLES D By 401(k) Plan MS Common Stock I 95
2010-01-08 3 JOHNSTON CHARLES D MS Common Stock D 86 933
2010-01-08 3 Porat Ruth MS Common Stock D 504 884
2010-01-08 3 Taubman Paul J MS Common Stock D 820 454
2010-01-08 3 Taubman Paul J By 401(k) Plan MS Common Stock I 10 090
2009-07-10 3 HANCE JAMES H JR MS Common Stock D 20 000
2009-01-09 3 deRegt Kenneth Michael MS Common Stock D 54 086
2009-01-09 3 RIEFLER LINDA H MS Common Stock D 85 841
2009-01-09 3 RIEFLER LINDA H By 401(k) Plan MS Common Stock I 6 020
2007-12-05 3 CHAMMAH WALID A MS Common Stock D 571 441
2007-12-05 3 CHAMMAH WALID A By 401(k) Plan/ESOP Trust MS Common Stock I 4 173
2007-12-05 3 GORMAN JAMES P By 401(k) Plan/ESOP Trust MS Common Stock I 76
2007-12-05 3 GORMAN JAMES P MS Common Stock D 592 863
2007-10-11 3 KELLEHER THOMAS COLM MS Common Stock D 202 257
2006-06-27 3 PHILLIPS JR CHARLES E By 401(k) Plan/ESOP Trust MS Common Stock I 2 416
2006-06-27 3 RIEFLER LINDA H By 401(k) Plan/ESOP Trust MS Common Stock I 5 494
2006-06-27 3 RIEFLER LINDA H MS Common Stock D 24 648
2006-04-06 3 Nicolaisen Donald T MS No securities are beneficially owned D 0
2006-04-06 3 OLAYAN HUTHAM S MS No securities are beneficially owned D 0
2006-02-22 3 GORMAN JAMES P MS No securities are beneficially owned D 0
2006-02-15 3 SCULLY ROBERT W MS Common Stock D 380 984
2006-02-15 3 SCULLY ROBERT W By 401(k) Plan/ESOP Trust MS Common Stock I 1 864
2005-12-09 3 BOWLES ERSKINE B MWD No securities are beneficially owned D 0
2005-10-27 3 DAULA THOMAS V By 401(k) Plan/ESOP Trust MWD Common Stock I 983
2005-10-27 3 DAULA THOMAS V MWD Common Stock D 21 083
2005-10-25 3 MURRAY EILEEN K MWD Common Stock D 80 931
2005-10-25 3 MURRAY EILEEN K By 401(k) Plan/ESOP Trust MWD Common Stock I 7 644
2005-10-18 3 LYNCH GARY G MWD No securities are beneficially owned D 0
2005-09-22 3 BOSTOCK ROY J MWD No securities are beneficially owned D 0
2005-09-22 3 SEXTON O GRIFFITH MWD Common Stock D 635 309
2005-09-22 3 SEXTON O GRIFFITH By 401(k) Plan/ESOP Trust MWD Common Stock I 7 855
2005-09-22 3 NOSKI CHARLES H MWD No securities are beneficially owned D 0
2005-09-22 3 THOMAS OWEN D By 401(k) Plan/ESOP Trust MWD Common Stock I 6 865
2005-09-22 3 THOMAS OWEN D MWD Common Stock D 273 568
2005-09-01 3 NIDES THOMAS R MWD Common Stock D 1 222
2005-08-29 3 CHAMMAH WALID A By 401(k) Plan/ESOP Trust MWD Common Stock I 4 026
2005-08-29 3 CHAMMAH WALID A MWD Common Stock D 392 236
2005-08-08 3 HARRIS RAYMOND By 401(k) Plan/ESOP Trust MWD Common Stock I 7 683
2005-08-08 3 HARRIS RAYMOND MWD Common Stock D 57 154
2005-07-05 3 MACK JOHN J By GRAT MWD Common Stock I 142 626
2005-07-05 3 MACK JOHN J MWD Common Stock D 1 521 770
2005-05-25 3 CHENEVIX-TRENCH JONATHAN By MS UK Profit Sharing Plan MWD Common Stock I 657
2005-05-25 3 CHENEVIX-TRENCH JONATHAN MWD Common Stock D 554 467
2005-05-20 3 MORRISON ALASDAIR G MWD Common Stock D 63 059
2005-05-20 3 JOHANSSON JERKER M By 401(k) Plan/ESOP Trust MWD Common Stock I 2 976
2005-05-20 3 JOHANSSON JERKER M MWD Common Stock D 280 450
2005-05-20 3 JOHANSSON JERKER M By MS UK Profit Sharing Scheme MWD Common Stock I 62
2005-05-20 3 JOHANSSON JERKER M By MS UK Profit Sharing Plan MWD Common Stock I 1 011
2005-05-20 3 SPENCER CORDELL G By 401(k) Plan/ESOP Trust MWD Common Stock I 5 385
2005-05-20 3 SPENCER CORDELL G MWD Common Stock D 99 354
2005-05-20 3 UVA MICHAEL D By 401(k) Plan/ESOP Trust MWD Common Stock I 6 752
2005-05-20 3 UVA MICHAEL D MWD Common Stock D 315 572
2005-05-20 3 SHEAR NEAL A By 401(k) Plan/ESOP Trust MWD Common Stock I 10 778
2005-05-20 3 SHEAR NEAL A MWD Common Stock D 486 832
2005-05-18 3 HELENIAK DAVID W MWD No securities are beneficially owned D 0
2005-03-30 3 WIRTH PAUL C MWD No securities are beneficially owned. D 0
2004-12-17 3 BRENNAN EDWARD A By Trust MWD Common Stock I 175 869
2004-12-17 3 BRENNAN EDWARD A By IRA MWD Common Stock I 6 244
2004-12-17 3 BRENNAN EDWARD A By Spouse MWD Common Stock I 23 301
2004-04-22 3 DAVIES HOWARD J MWD No securities are beneficially owned. D 0
2004-03-22 3 SIDWELL DAVID H MWD No securities are beneficially owned. D 0
P
Achat sur le marché public ou privé d'un titre non dérivé ou dérivé
S
Vente sur le marché public ou privé d'un titre non dérivé ou dérivé
A
Attribution, récompense ou autre acquisition de titres de l'entreprise (comme une option).
C
Conversion d'un produit dérivé
D
Vente ou transfert de titres à l'entreprise
F
Paiement du prix d'exercice ou de la dette fiscale en utilisant une partie des titres reçus de l'entreprise
G
Don de titres par ou à l'initié
K
Swaps d'actions et opérations de couverture similaires
M
Exercice ou conversion d'un titre dérivé reçu de l'entreprise (tel qu'une option)
V
Une transaction déclarée volontairement sur le formulaire 4
J
Autre (accompagnée d'une note de bas de page décrivant la transaction)
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