| Actions d'initiés | 13 518 207 shares |
Indice de confiance des initiés
L'indice de confiance des initiés identifie les entreprises achetées par les initiés.
Il est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés de capitalisation d'initiés. Le modèle de notation utilise une combinaison du nombre net d'initiés ayant acheté des actions au cours des 90 derniers jours, du nombre total d'actions achetées en pourcentage du flottant et du nombre total d'actions détenues par les initiés. Le nombre varie de 0 à 100, les chiffres les plus élevés indiquant un niveau d'accumulation supérieur à celui de ses pairs, et 50 étant la moyenne.
Fréquence de mise à jour : Quotidienne
Indice de confiance des dirigeants
L'indice de confiance des dirigeants identifie les entreprises dont les actions sont achetées par des dirigeants d'entreprise.
Par définition, les dirigeants d'entreprise sont des initiés, mais contrairement à d'autres initiés (actionnaires à 10 % et membres du conseil d'administration), les dirigeants travaillent quotidiennement pour l'entreprise et utilisent leur propre argent lorsqu'ils effectuent des opérations (les actionnaires à 10 % et les membres du conseil d'administration sont souvent des gestionnaires de fonds qui gèrent l'argent d'autrui). À ce titre, les opérations d'initiés réalisées par les dirigeants sont beaucoup plus significatives et doivent être traitées de manière appropriée.
Comme l'indice de confiance des initiés, l'indice de confiance des dirigeants est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés d'accumulation de dirigeants.
Fréquence de mise à jour : Quotidienne
Principaux indicateurs des initiés
Cette carte montre comment l'entreprise se positionne par rapport à divers indicateurs d'initiés. La position en centile montre comment cette entreprise se situe par rapport aux autres entreprises sur les marchés américains. Une position plus élevée indique une meilleure situation.
Par exemple, il est généralement admis que les achats d'initiés sont un indicateur positif, de sorte que les entreprises dont les achats d'initiés sont plus nombreux se positionnent mieux que celles dont les achats d'initiés sont moins nombreux (ou même les ventes d'initiés).
Nombre net d'achats d'initiés (position)
N/A
Le nombre net d'initiés achetant est le nombre total d'initiés achetant moins le nombre total d'initiés vendant au cours des 90 derniers jours. La position en centile est indiquée ici (de 0 à 100%).
Pourcentage du flottant acheté par les initiés (position)
N/A
Le pourcentage du flottant acheté par les initiés est le nombre total d'actions achetées par les initiés moins le nombre total d'actions vendues par les initiés au cours des 90 derniers jours, divisé par le flottant total et multiplié par 100.
Graphique des opérations d'initiés
Les opérations d'initiés de HC2 Holdings Inc sont présentées dans le graphique suivant. Les initiés sont des dirigeants, des administrateurs ou des investisseurs importants dans une entreprise. En général, il est illégal pour les initiés d'effectuer des opérations d'initiés dans leur entreprise sur la base d'informations matérielles non publiques. Cela ne signifie pas qu'il est illégal pour eux d'effectuer toute transaction dans leurs propres entreprises. Toutefois, ils doivent déclarer toutes les transactions à la SEC au moyen d'un formulaire 4.
Liste d'initiés et indicateurs de rentabilité
Ce tableau présente la liste des initiés connus et est généré automatiquement à partir des dépôts communiqués à la SEC. Outre les noms, le titre le plus récent et la désignation du directeur, du dirigeant ou du propriétaire à 10 %, nous indiquons les dernières participations divulguées. En outre, lorsque cela est possible, nous indiquons les performances historiques des opérations d'initiés. La performance historique des transactions est une moyenne pondérée de la performance des opérations d'achat réelles sur le marché public effectuées par l'initié. Pour plus d'informations sur le mode de calcul, regardez ce webinaire sur YouTube.
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| Initié | Profit moyen (%) | Actions détenues |
Fractionnement Ajusté |
|---|
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Historique des achats d'initiés - Analyse des bénéfices à court terme
Dans cette section, nous analysons la rentabilité de chaque achat d'initié non planifié et effectué sur le marché public dans HCHC / HC2 Holdings Inc. Cette analyse permet de comprendre si l'initié génère régulièrement des rendements anormaux et s'il vaut la peine d'être suivi. Cette analyse porte sur l'année qui suit chaque transaction et les résultats sont théoriques .
Le tableau suivant présente les achats sur le marché public les plus récents qui ne faisaient pas partie d'un plan de trading automatique.
Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.
Historique des ventes d'initiés - Analyse des pertes à court terme
Dans cette section, nous analysons l'évitement des pertes à court terme de chaque vente d'initié non planifiée et réalisée sur le marché public dans HCHC / HC2 Holdings Inc. Un schéma cohérent d'évitement des pertes peut suggérer que les transactions de vente futures peuvent prédire des baisses de prix. Cette analyse porte sur l'année qui suit chaque transaction, et les résultats sont théoriques .
Le tableau suivant présente les ventes les plus récentes sur le marché public qui ne faisaient pas partie d'un plan de trading automatique.
Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.
Historique des transactions
Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.
| Date de dépôt |
Date de transaction |
Formulaire | Initié | Libellé | Nom du titre | Code | Direct | Prix d'exercice |
Prix unitaire |
Unités Modifié |
Valeur Modifiée (1K) |
Options restantes |
Actions restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-07 | 2025-08-06 | 4 | Voigt Paul | VATE | Common Stock | D | 5,6800 | 176 056 | 1 000 | 625 890 | ||||
| 2025-06-16 | 2025-06-12 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | 16 363 | 53 984 | ||||||
| 2025-06-16 | 2025-06-12 | 4 | GFELLER WARREN H | VATE | Common Stock | D | 16 363 | 67 703 | ||||||
| 2025-06-16 | 2025-06-12 | 4 | Wilkinson Amy Marie | VATE | Common Stock | D | 16 363 | 46 904 | ||||||
| 2025-06-16 | 2025-06-12 | 4 | Goldstein Brian Steven | VATE | Common Stock | D | 16 363 | 48 983 | ||||||
| 2025-03-17 | 2025-03-15 | 4 | Sena Michael J. | VATE | Common Stock | D | 7,8100 | -1 053 | -8 | 123 893 | ||||
| 2025-03-17 | 2025-03-14 | 4 | Sena Michael J. | VATE | Common Stock | D | 7,6600 | -4 302 | -33 | 124 946 | ||||
| 2025-03-13 | 2025-03-13 | 4 | Sena Michael J. | VATE | Common Stock | D | 12 946 | 129 248 | ||||||
| 2025-03-13 | 2025-03-11 | 4 | Sena Michael J. | VATE | Common Stock | D | 7,2300 | -862 | -6 | 116 302 | ||||
| 2024-12-18 | 2024-12-16 | 4 | GLAZER AVRAM A KAG Irrevocable Exempt Trust | VATE | Common Stock | I | 2 097 902 | 2 097 902 | ||||||
| 2024-12-18 | 2024-12-16 | 4 | GLAZER AVRAM A LHG Irrevocable Exempt Trust | VATE | Common Stock | I | 2 097 902 | 2 097 902 | ||||||
| 2024-12-18 | 2024-12-16 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | -2 097 902 | 37 621 | ||||||
| 2024-12-18 | 2024-12-16 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | -2 097 902 | 37 621 | ||||||
| 2024-11-21 | 2024-11-19 | 4 | Voigt Paul Paul K Voigt Rev Trust | VATE | Common Stock | I | 3,9800 | 25 000 | 100 | 25 000 | ||||
| 2024-10-30 | 2024-10-29 | 4 | Voigt Paul | VATE | Common Stock | D | 142 857 | 449 834 | ||||||
| 2024-10-30 | 2024-10-29 | 4 | Voigt Paul | VATE | Common Stock | D | 95 322 | 306 977 | ||||||
| 2024-09-16 | 2024-09-12 | 4 | Voigt Paul | VATE | Common Stock | D | 3,8000 | 43 785 | 166 | 211 655 | ||||
| 2024-06-20 | 2024-06-18 | 4 | GFELLER WARREN H | VATE | Common Stock | D | 161 001 | 513 389 | ||||||
| 2024-06-20 | 2024-06-18 | 4 | GLAZER AVRAM A Lancer Capital | VATE | Common Stock | I | 0,7000 | 44 693 895 | 31 286 | 64 078 091 | ||||
| 2024-06-20 | 2024-06-18 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | 161 001 | 376 196 | ||||||
| 2024-06-20 | 2024-06-18 | 4 | Wilkinson Amy Marie | VATE | Common Stock | D | 161 001 | 305 406 | ||||||
| 2024-06-20 | 2024-06-18 | 4 | Goldstein Brian Steven | VATE | Common Stock | D | 161 001 | 326 194 | ||||||
| 2024-06-17 | 2024-06-14 | 4 | Voigt Paul | VATE | Common Stock | D | 0,6000 | 176 | 0 | 1 678 695 | ||||
| 2024-06-12 | 2024-06-12 | 4 | Voigt Paul | VATE | Common Stock | D | 0,6000 | 7 030 | 4 | 1 678 519 | ||||
| 2024-06-12 | 2024-06-11 | 4 | Voigt Paul | VATE | Common Stock | D | 0,6000 | 8 826 | 5 | 1 671 489 | ||||
| 2024-06-12 | 2024-06-10 | 4 | Voigt Paul | VATE | Common Stock | D | 0,6000 | 1 965 | 1 | 1 662 663 | ||||
| 2024-06-12 | 2024-04-24 | 4/A | Voigt Paul Jessie Holdings LLC | VATE | Common Stock | I | 0,7000 | 16 751 | 12 | 75 362 | ||||
| 2024-06-12 | 2024-04-24 | 4/A | Voigt Paul | VATE | Common Stock | D | 0,7000 | 369 130 | 258 | 1 660 698 | ||||
| 2024-04-25 | 2024-04-24 | 4 | Sena Michael J. | VATE | Common Stock | D | 0,7000 | 114 285 | 80 | 1 171 632 | ||||
| 2024-04-25 | 2024-04-24 | 4 | Voigt Paul | VATE | Common Stock | D | 0,7000 | 369 130 | 258 | 1 660 698 | ||||
| 2024-04-25 | 2024-04-24 | 4 | GFELLER WARREN H | VATE | Common Stock | D | 0,7000 | 63 428 | 44 | 352 388 | ||||
| 2024-03-18 | 2024-03-15 | 4 | Sena Michael J. | VATE | Common Stock | D | 0,6217 | -21 471 | -13 | 1 057 347 | ||||
| 2024-03-18 | 2024-03-14 | 4 | Sena Michael J. | VATE | Common Stock | D | 0,6856 | -11 675 | -8 | 1 078 818 | ||||
| 2024-03-18 | 2024-03-14 | 4 | Sena Michael J. | VATE | Common Stock | D | 358 015 | 1 090 493 | ||||||
| 2023-07-27 | 3 | Voigt Paul | VATE | Common Stock | D | 1 291 568 | ||||||||
| 2023-07-27 | 3 | Voigt Paul Jessie Holdings LLC | VATE | Common Stock | I | 58 611 | ||||||||
| 2023-06-20 | 2023-06-15 | 4 | GFELLER WARREN H | VATE | Common Stock | D | 46 392 | 288 960 | ||||||
| 2023-06-20 | 2023-06-15 | 4 | Goldstein Brian Steven | VATE | Common Stock | D | 46 392 | 165 193 | ||||||
| 2023-06-20 | 2023-06-15 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | 46 392 | 215 195 | ||||||
| 2023-06-20 | 2023-06-15 | 4 | Wilkinson Amy Marie | VATE | Common Stock | D | 46 392 | 144 405 | ||||||
| 2023-05-23 | 2023-05-23 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 1,4800 | 5 000 | 7 | 436 660 | ||||
| 2023-05-23 | 2023-05-18 | 4/A | BARR WAYNE JR | VATE | Common Stock | D | 1,5499 | 4 750 | 7 | 431 660 | ||||
| 2023-05-19 | 2023-05-18 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 1,5499 | 4 750 | 7 | 431 660 | ||||
| 2023-03-31 | 2023-03-15 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 88 737 | 426 910 | ||||||
| 2023-03-31 | 2023-03-15 | 4 | Sena Michael J. | VATE | Common Stock | D | 87 600 | 732 478 | ||||||
| 2023-03-31 | 2023-03-15 | 4 | Herbst Suzi R | VATE | Common Stock | D | 85 324 | 276 258 | ||||||
| 2023-03-16 | 2023-03-15 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 2,9300 | -8 117 | -24 | 338 173 | ||||
| 2023-03-16 | 2023-03-13 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 2,9600 | -5 895 | -17 | 346 290 | ||||
| 2023-03-16 | 2023-03-15 | 4 | Sena Michael J. | VATE | Common Stock | D | 2,9300 | -8 412 | -25 | 644 878 | ||||
| 2023-03-16 | 2023-03-13 | 4 | Sena Michael J. | VATE | Common Stock | D | 2,9600 | -8 615 | -26 | 653 290 | ||||
| 2023-03-16 | 2023-03-15 | 4 | Herbst Suzi R | VATE | Common Stock | D | 2,9300 | -8 060 | -24 | 190 934 | ||||
| 2023-03-16 | 2023-03-13 | 4 | Herbst Suzi R | VATE | Common Stock | D | 2,9600 | -9 381 | -28 | 198 994 | ||||
| 2022-11-15 | 2022-11-14 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 0,9299 | 10 000 | 9 | 352 185 | ||||
| 2022-11-15 | 2022-11-15 | 4 | Sena Michael J. | VATE | Common Stock | D | 0,9690 | 5 000 | 5 | 661 905 | ||||
| 2022-11-15 | 2022-11-14 | 4 | Sena Michael J. | VATE | Common Stock | D | 0,9680 | 5 000 | 5 | 656 905 | ||||
| 2022-11-15 | 2022-11-14 | 4 | Sena Michael J. | VATE | Common Stock | D | 0,9670 | 5 000 | 5 | 651 905 | ||||
| 2022-11-08 | 2022-11-04 | 4 | Wilkinson Amy Marie | VATE | Common Stock | D | 98 013 | 98 013 | ||||||
| 2022-11-08 | 2022-11-04 | 4 | Goldstein Brian Steven | VATE | Common Stock | D | 108 801 | 118 801 | ||||||
| 2022-11-08 | 2022-11-04 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | 112 500 | 168 803 | ||||||
| 2022-11-08 | 2022-11-04 | 4 | GFELLER WARREN H | VATE | Common Stock | D | 112 500 | 242 568 | ||||||
| 2022-09-13 | 2022-09-09 | 4 | Goldstein Brian Steven | VATE | Common Stock | D | 1,4505 | 10 000 | 15 | 10 000 | ||||
| 2022-06-16 | 2022-06-15 | 4 | Lombard Shelly | VATE | Common Stock | D | 1,9100 | -35 000 | -67 | 31 298 | ||||
| 2022-05-10 | 2022-05-09 | 4 | GLAZER AVRAM A Lancer Capital | VATE | Common Stock | I | 2,7953 | 300 000 | 839 | 19 384 196 | ||||
| 2022-05-10 | 2022-05-06 | 4 | GLAZER AVRAM A Lancer Capital | VATE | Common Stock | I | 2,9246 | 100 242 | 293 | 19 084 196 | ||||
| 2022-04-22 | 2022-04-20 | 4 | Herbst Suzi R | VATE | Common Stock | D | 3,7642 | -5 184 | -20 | 208 375 | ||||
| 2022-04-21 | 2022-04-12 | 4/A | Herbst Suzi R | VATE | Common Stock | D | 3,7500 | -200 | -1 | 213 559 | ||||
| 2022-04-14 | 2022-04-12 | 4 | Herbst Suzi R | VATE | Common Stock | D | 3,7500 | 200 | 1 | 213 959 | ||||
| 2022-03-18 | 2022-03-16 | 4 | Ferraro Joseph Anthony | VATE | Common Stock | D | 3,5719 | -8 626 | -31 | 343 306 | ||||
| 2022-03-18 | 2022-03-16 | 4 | Herbst Suzi R | VATE | Common Stock | D | 3,5710 | -8 081 | -29 | 213 759 | ||||
| 2022-03-15 | 2022-03-11 | 4 | Ferraro Joseph Anthony | VATE | Common Stock | D | 64 304 | 351 932 | ||||||
| 2022-03-15 | 2022-03-11 | 4 | Herbst Suzi R | VATE | Common Stock | D | 69 832 | 221 840 | ||||||
| 2022-03-15 | 2022-03-11 | 4 | Sena Michael J. | VATE | Common Stock | D | 71 695 | 646 905 | ||||||
| 2022-03-15 | 2022-03-11 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 72 626 | 342 185 | ||||||
| 2022-01-04 | 2021-06-17 | 4 | Courtis Kenneth S. | VATE | Common Stock | D | 22 556 | 551 272 | ||||||
| 2021-08-11 | 2021-08-09 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3,8599 | 2 500 | 10 | 269 559 | ||||
| 2021-07-12 | 3 | Percy Rockdale LLC | HCHC | Common Stock, par value $0.001 per share | D | 5 048 755 | ||||||||
| 2021-07-12 | 3 | Rio Royal LLC By: Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 24 462 | ||||||||
| 2021-07-08 | 2021-07-06 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 4,0700 | -4 160 | -17 | 267 059 | ||||
| 2021-07-07 | 2021-07-06 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,9252 | 116 565 | 458 | 3 139 405 | ||||
| 2021-07-07 | 2021-07-02 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 4,0000 | 26 223 | 105 | 3 022 840 | ||||
| 2021-07-06 | 2021-07-01 | 4 | Gorzynski Michael By: Continental General Insurance Co | HCHC | Series A-4 Convertible Preferred Stock | I | 5,33 | 10 000 | 10 000 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Gorzynski Michael By: Continental General Insurance Co | HCHC | Series A-3 Convertible Preferred Stock | I | 3,52 | 6 125 | 6 125 | |||||
| 2021-07-01 | 2021-07-01 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,9717 | 29 322 | 116 | 2 996 617 | ||||
| 2021-07-01 | 2021-06-29 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,9965 | 33 829 | 135 | 2 967 295 | ||||
| 2021-06-28 | 2021-06-17 | 4 | Gorzynski Michael | HCHC | Common Stock | D | 22 556 | 56 303 | ||||||
| 2021-06-24 | 2021-06-23 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,9921 | 27 725 | 111 | 2 933 466 | ||||
| 2021-06-24 | 2021-06-22 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 4,0000 | 15 492 | 62 | 2 905 741 | ||||
| 2021-06-21 | 2021-06-17 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 22 556 | 130 068 | ||||||
| 2021-06-21 | 2021-06-17 | 4 | Lombard Shelly | HCHC | Common Stock | D | 22 556 | 66 298 | ||||||
| 2021-06-21 | 2021-06-21 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,9320 | 11 588 | 46 | 2 890 249 | ||||
| 2021-06-21 | 2021-06-18 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,9777 | 71 000 | 282 | 2 878 661 | ||||
| 2021-06-21 | 2021-06-17 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 22 556 | 56 303 | ||||||
| 2021-06-04 | 2021-06-01 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 4,0000 | 971 | 4 | 2 807 661 | ||||
| 2021-06-01 | 2021-05-28 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,9854 | 3 327 | 13 | 2 806 690 | ||||
| 2021-06-01 | 2021-05-26 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,9971 | 23 128 | 92 | 2 803 363 | ||||
| 2021-05-21 | 2021-05-21 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,9592 | 16 191 | 64 | 2 780 235 | ||||
| 2021-05-21 | 2021-05-20 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,9383 | 22 394 | 88 | 2 764 044 | ||||
| 2021-05-21 | 2021-05-19 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,9677 | 51 000 | 202 | 2 741 650 | ||||
| 2021-05-12 | 2021-05-12 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,8003 | 69 233 | 263 | 2 690 650 | ||||
| 2021-05-12 | 2021-05-11 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,7368 | 58 461 | 218 | 2 621 417 | ||||
| 2021-05-12 | 2021-05-10 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,7324 | 83 159 | 310 | 2 562 956 | ||||
| 2021-05-12 | 2021-05-10 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3,7500 | 2 500 | 9 | 271 219 | ||||
| 2021-05-12 | 2021-05-10 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3,7000 | 2 500 | 9 | 268 719 | ||||
| 2021-04-27 | 2021-04-23 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,9932 | 108 000 | 431 | 2 479 797 | ||||
| 2021-04-26 | 2021-04-22 | 4/A | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,7387 | 53 500 | 200 | 2 371 797 | ||||
| 2021-04-26 | 2021-04-21 | 4/A | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,7577 | 62 090 | 233 | 2 318 297 | ||||
| 2021-04-26 | 2021-04-20 | 4/A | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,5219 | 92 099 | 324 | 2 256 207 | ||||
| 2021-04-22 | 2021-04-22 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,7387 | 53 500 | 200 | 2 371 797 | ||||
| 2021-04-22 | 2021-04-21 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,7577 | 62 090 | 233 | 2 318 297 | ||||
| 2021-04-22 | 2021-04-20 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,5219 | 92 099 | 324 | 2 256 207 | ||||
| 2021-03-18 | 2021-03-16 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3,8000 | 2 164 108 | 8 224 | 2 164 108 | ||||
| 2021-03-17 | 2021-03-16 | 4 | Sena Michael J. | HCHC | Common Stock | D | 3,5523 | -16 555 | -59 | 575 210 | ||||
| 2021-03-17 | 2021-03-15 | 4 | Sena Michael J. | HCHC | Common Stock | D | 70 000 | 591 765 | ||||||
| 2021-03-17 | 2021-03-17 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3,5500 | 1 500 | 5 | 266 219 | ||||
| 2021-03-17 | 2021-03-16 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3,6000 | 1 000 | 4 | 264 719 | ||||
| 2021-03-17 | 2021-03-16 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3,7000 | 5 000 | 18 | 263 719 | ||||
| 2021-03-17 | 2021-03-15 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 100 000 | 258 719 | ||||||
| 2021-03-17 | 2021-03-16 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 3,6599 | -669 | -2 | 287 628 | ||||
| 2021-03-17 | 2021-03-15 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 66 000 | 288 297 | ||||||
| 2021-03-17 | 2021-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 3,5983 | -9 619 | -35 | 152 008 | ||||
| 2021-03-17 | 2021-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 60 000 | 161 627 | ||||||
| 2020-12-08 | 2020-11-20 | 4/A | Gorzynski Michael Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 2,2700 | 2 259 080 | 5 128 | 5 073 217 | ||||
| 2020-12-08 | 2020-12-08 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3,4917 | 43 000 | 150 | 18 983 954 | ||||
| 2020-12-08 | 2020-12-07 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3,4868 | 197 548 | 689 | 18 940 954 | ||||
| 2020-12-08 | 2020-12-04 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3,4761 | 100 000 | 348 | 18 743 406 | ||||
| 2020-12-03 | 2020-12-03 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3,5431 | 1 062 009 | 3 763 | 18 643 406 | ||||
| 2020-12-03 | 2020-12-02 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3,3844 | 1 344 276 | 4 550 | 17 581 397 | ||||
| 2020-12-03 | 2020-12-01 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3,3596 | 193 715 | 651 | 16 237 121 | ||||
| 2020-11-30 | 2020-11-25 | 4 | GLAZER AVRAM A Owned by Lancer Capital LLC | HCHC | Series B Non-Voting Participating Convertible Preferred Stoc | I | 21 433 793,53 | 1 000,0000 | 21 434 | 21 434 | 21 434 | |||
| 2020-11-30 | 2020-11-25 | 4 | GLAZER AVRAM A Owned by Lancer Capital LLC | HCHC | Common Stock | I | 11 891 539 | 11 891 539 | ||||||
| 2020-11-25 | 2020-11-20 | 4 | Courtis Kenneth S. | HCHC | Subscription Rights (right to buy) | D | 2,27 | -308 224 | 0 | |||||
| 2020-11-25 | 2020-11-20 | 4 | Courtis Kenneth S. | HCHC | Common Stock | D | 2,2700 | 168 351 | 382 | 528 716 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Gorzynski Michael Percy Rockdale LLC and Rio Royal LLC | HCHC | Subscription Rights (right to buy) | I | 2,27 | -2 814 137 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Gorzynski Michael Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 2,2700 | 2 176 621 | 4 941 | 4 990 758 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Courtis Kenneth S. | HCHC | Subscription Rights (right to buy) | D | 2,27 | -33 747 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Courtis Kenneth S. | HCHC | Common Stock | D | 2,2700 | 18 433 | 42 | 360 365 | ||||
| 2020-11-24 | 2020-11-16 | 4/A | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2,3100 | -11 493 | -27 | 276 732 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Herbst Suzi R Trusts FBO Children | HCHC | Subscription Rights (right to buy) | I | 2,27 | -6 000 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Herbst Suzi R | HCHC | Subscription Rights (right to buy) | D | 2,27 | -19 000 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Herbst Suzi R Trusts FBO Children | HCHC | Common Stock | I | 2,2700 | 3 276 | 7 | 9 276 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 2,2700 | 10 377 | 24 | 101 627 | ||||
| 2020-11-24 | 2020-11-24 | 4 | Sena Michael J. | HCHC | Common Stock | D | 2,5081 | -1 497 | -4 | 521 765 | ||||
| 2020-11-24 | 2020-11-23 | 4 | Sena Michael J. | HCHC | Common Stock | D | 2,4046 | -91 291 | -220 | 523 262 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Sena Michael J. | HCHC | Subscription Rights (right to buy) | D | 2,27 | -81 000 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Sena Michael J. | HCHC | Common Stock | D | 2,2700 | 44 242 | 100 | 614 553 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Lombard Shelly | HCHC | Subscription Rights (right to buy) | D | 2,27 | -18 300 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Lombard Shelly | HCHC | Common Stock | D | 2,2700 | 9 995 | 23 | 43 742 | ||||
| 2020-11-24 | 2020-11-20 | 4 | BARR WAYNE JR | HCHC | Subscription Rights (right to buy) | D | 2,27 | -60 000 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 2,2700 | 32 771 | 74 | 158 719 | ||||
| 2020-11-24 | 2020-11-24 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2,5143 | -1 096 | -3 | 222 297 | ||||
| 2020-11-24 | 2020-11-23 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2,4040 | -66 554 | -160 | 223 393 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Ferraro Joseph Anthony | HCHC | Subscription Rights (right to buy) | D | 2,27 | -24 196 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2,2700 | 13 215 | 30 | 289 947 | ||||
| 2020-11-17 | 2020-11-16 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2,3100 | -11 493 | -27 | 276 732 | ||||
| 2020-09-10 | 2020-09-09 | 4 | GLAZER AVRAM A Owned by Lancer Capital LLC | HCHC | Investment Agreement | I | 2,27 | 10 000 | 0 | |||||
| 2020-08-03 | 2020-07-30 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 33 747 | 33 747 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | Courtis Kenneth S. | HCHC | Common Stock | D | 33 747 | 341 932 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 31 034 | 107 512 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 31 034 | 125 948 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | Lombard Shelly | HCHC | Common Stock | D | 33 747 | 33 747 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | Gorzynski Michael | HCHC | Common Stock | D | 33 747 | 33 747 | ||||||
| 2020-07-20 | 2020-07-16 | 4 | Ferraro Joseph Anthony | HCHC | Stock Opion (right to buy) | D | 2,62 | 71 548 | 71 548 | |||||
| 2020-07-20 | 2020-07-16 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 198 398 | 288 225 | ||||||
| 2020-07-20 | 2020-07-16 | 4 | Sena Michael J. | HCHC | Stock Opion (right to buy) | D | 2,62 | 71 548 | 71 548 | |||||
| 2020-07-20 | 2020-07-16 | 4 | Sena Michael J. | HCHC | Common Stock | D | 198 398 | 570 311 | ||||||
| 2020-06-17 | 2020-06-16 | 4 | Gorzynski Michael By Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 3,7900 | 40 000 | 152 | 2 814 137 | ||||
| 2020-06-17 | 2020-06-15 | 4 | Gorzynski Michael By Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 3,5800 | 70 600 | 253 | 2 774 137 | ||||
| 2020-06-17 | 2020-06-16 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3,7833 | 515 000 | 1 948 | 4 151 867 | ||||
| 2020-06-17 | 2020-06-15 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3,5864 | 446 233 | 1 600 | 3 636 867 | ||||
| 2020-06-09 | 2020-06-05 | 4 | Courtis Kenneth S. | HCHC | Common Stock, par value $0.001 per share | D | 3,1251 | 24 835 | 78 | 308 185 | ||||
| 2020-06-05 | 2020-06-04 | 4 | Courtis Kenneth S. | HCHC | Common Stock, par value $0.001 per share | D | 3,0000 | 32 746 | 98 | 283 350 | ||||
| 2020-06-05 | 2020-06-03 | 4 | Courtis Kenneth S. | HCHC | Common Stock, par value $0.001 per share | D | 2,9500 | 13 268 | 39 | 250 604 | ||||
| 2020-06-04 | 2020-06-03 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2,9615 | -20 000 | -59 | 89 827 | ||||
| 2020-06-04 | 2020-06-02 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2,9177 | -20 000 | -58 | 109 827 | ||||
| 2020-06-04 | 2020-06-03 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 2,9721 | 162 000 | 481 | 3 190 634 | ||||
| 2020-06-04 | 2020-06-02 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 2,9170 | 300 000 | 875 | 3 028 634 | ||||
| 2020-06-04 | 2020-06-01 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 2,7209 | 52 224 | 142 | 2 728 634 | ||||
| 2020-06-04 | 2020-05-19 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 2,4990 | 13 910 | 35 | 2 676 410 | ||||
| 2020-06-04 | 2020-05-15 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 2,3990 | 84 500 | 203 | 2 662 500 | ||||
| 2020-05-27 | 3 | Courtis Kenneth S. | HCHC | Common Stock, par value $0.001 per share | D | 474 672 | ||||||||
| 2020-05-27 | 3 | Courtis Kenneth S. | HCHC | Common Stock, par value $0.001 per share | D | 474 672 | ||||||||
| 2020-05-26 | 3 | Gorzynski Michael By Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 5 407 074 | ||||||||
| 2020-05-26 | 3 | Gorzynski Michael By Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 5 407 074 | ||||||||
| 2020-05-26 | 3 | Gorzynski Michael By Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 5 407 074 | ||||||||
| 2020-05-21 | 3 | GLAZER AVRAM A | HCHC | Common Stock | D | 5 156 000 | ||||||||
| 2020-05-21 | 3 | GLAZER AVRAM A | HCHC | Common Stock | D | 5 156 000 | ||||||||
| 2020-05-21 | 3 | GLAZER AVRAM A | HCHC | Common Stock | D | 5 156 000 | ||||||||
| 2020-05-20 | 3 | Lombard Shelly | HCHC | Common Stock | D | 0 | ||||||||
| 2020-03-17 | 2020-03-16 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2,2500 | -9 628 | -22 | 129 827 | ||||
| 2020-03-17 | 2020-03-16 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 2,2500 | -2 619 | -6 | 91 250 | ||||
| 2020-03-17 | 2020-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 2,6800 | -19 717 | -53 | 93 869 | ||||
| 2020-03-16 | 2020-03-12 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 2,5200 | -212 875 | -536 | 1 962 400 | ||||
| 2019-11-14 | 2019-11-13 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2,2200 | -11 256 | -25 | 139 455 | ||||
| 2019-06-17 | 2019-06-13 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 36 734 | 76 478 | ||||||
| 2019-06-17 | 2019-06-13 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 36 734 | 94 914 | ||||||
| 2019-06-17 | 2019-06-13 | 4 | HILLMAN LEE S | HCHC | Common Stock | D | 36 734 | 71 478 | ||||||
| 2019-06-17 | 2019-06-13 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 36 734 | 66 097 | ||||||
| 2019-03-19 | 2019-03-14 | 4/A | Herbst Suzi R Trusts FBO Children | HCHC | Common Stock | I | 2,6120 | 6 000 | 16 | 6 000 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2,6200 | -16 582 | -43 | 150 711 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2,6237 | 5 750 | 15 | 167 293 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 2,6200 | -5 260 | -14 | 113 586 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 71 565 | 118 846 | ||||||
| 2019-03-19 | 2019-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 2,6530 | 3 770 | 10 | 47 281 | ||||
| 2019-03-19 | 2019-03-15 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 2,6730 | 20 000 | 53 | 2 175 275 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Sena Michael J. | HCHC | Common Stock | D | 2,6200 | -31 789 | -83 | 371 913 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Sena Michael J. | HCHC | Common Stock | D | 2,6100 | 9 600 | 25 | 403 702 | ||||
| 2019-03-18 | 2019-03-14 | 4 | Herbst Suzi R Trusts FBO Children | HCHC | Common Stock | I | 2,6120 | 6 000 | 16 | 6 000 | ||||
| 2019-03-12 | 2019-03-10 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 3,0300 | -2 316 | -7 | 43 511 | ||||
| 2019-03-12 | 2019-03-10 | 4 | Sena Michael J. | HCHC | Common Stock | D | 3,0300 | -9 665 | -29 | 394 102 | ||||
| 2018-11-23 | 2018-11-21 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3,0500 | 1 000 | 3 | 58 180 | ||||
| 2018-11-23 | 2018-11-20 | 4 | BARR WAYNE JR CCUR Holdings, Inc. | HCHC | 7.5% Conv Senior Note due 2022 (conv into common stock) | I | 4,38 | 570 776 | ||||||
| 2018-11-23 | 2018-11-14 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3,4923 | 200 | 1 | 57 180 | ||||
| 2018-11-23 | 2018-11-09 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 4,9500 | 400 | 2 | 56 980 | ||||
| 2018-11-23 | 2018-11-08 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 5,2200 | 400 | 2 | 56 580 | ||||
| 2018-11-15 | 2018-11-13 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 3,6500 | -11 256 | -41 | 161 543 | ||||
| 2018-10-03 | 2018-09-11 | 4/A | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4,02 | -21 795 | 28 452 | |||||
| 2018-10-03 | 2018-09-11 | 4/A | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4,05 | -150 000 | 84 608 | |||||
| 2018-09-13 | 2018-09-11 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4,02 | -21 795 | 28 452 | |||||
| 2018-09-13 | 2018-09-11 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4,05 | -150 000 | 84 608 | |||||
| 2018-09-13 | 2018-09-11 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 6,0800 | -136 293 | -829 | 2 155 275 | ||||
| 2018-09-13 | 2018-09-11 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 4,0200 | 21 795 | 88 | 2 291 568 | ||||
| 2018-09-13 | 2018-09-11 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 4,0500 | 150 000 | 608 | 2 269 773 | ||||
| 2018-09-13 | 2018-09-05 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -25 000 | 2 119 773 | ||||||
| 2018-09-13 | 2018-07-20 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -50 000 | 2 144 773 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 5,45 | 425 276 | 425 276 | |||||
| 2018-06-15 | 2018-06-13 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 1 134 852 | 2 194 773 | ||||||
| 2018-06-15 | 2018-05-31 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -25 000 | 1 059 921 | ||||||
| 2018-06-15 | 2018-05-08 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -25 000 | 1 084 921 | ||||||
| 2018-06-15 | 2018-04-20 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -25 000 | 1 109 921 | ||||||
| 2018-06-15 | 2018-04-12 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -25 000 | 1 134 921 | ||||||
| 2018-06-15 | 2018-04-02 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -50 000 | 1 159 921 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | HILLMAN LEE S | HCHC | Common Stock | D | 9 584 | 34 744 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Sena Michael J. | HCHC | Stock option (Right To Buy) | D | 5,45 | 70 880 | 70 880 | |||||
| 2018-06-15 | 2018-06-13 | 4 | Sena Michael J. | HCHC | Common Stock | D | 189 142 | 403 767 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 9 584 | 39 744 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 9 584 | 29 363 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 73 395 | 172 799 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 9 584 | 56 180 | ||||||
| 2018-03-19 | 2018-03-16 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 20 642 | 45 827 | ||||||
| 2018-03-19 | 2018-03-16 | 4 | BARR WAYNE JR CCUR Holdings, Inc. | HCHC | Common Stock | I | 5,3500 | 200 000 | 1 070 | 200 000 | ||||
| 2018-03-13 | 2018-03-10 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 5,7400 | -2 308 | -13 | 25 185 | ||||
| 2018-03-13 | 2018-03-10 | 4 | Sena Michael J. | HCHC | Common Stock | D | 5,7400 | -8 114 | -47 | 214 625 | ||||
| 2018-03-13 | 2018-03-10 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 5,7400 | -42 992 | -247 | 1 209 921 | ||||
| 2017-11-14 | 2017-11-13 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 99 404 | 99 404 | ||||||
| 2017-11-14 | 2017-11-13 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 4,9940 | -5 303 | -26 | 27 493 | ||||
| 2017-11-14 | 2017-11-10 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 4,9960 | -20 000 | -100 | 19 779 | ||||
| 2017-06-21 | 2017-06-19 | 4 | HILLMAN LEE S | HCHC | Common Stock | D | 10 526 | 25 160 | ||||||
| 2017-06-21 | 2017-06-19 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 10 526 | 39 779 | ||||||
| 2017-06-21 | 2017-06-19 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 10 526 | 30 160 | ||||||
| 2017-06-21 | 2017-06-19 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 10 526 | 46 596 | ||||||
| 2017-06-16 | 2017-06-14 | 4 | ROBINSON PAUL | HCHC | Stock option (Right To Buy) | D | 5,50 | 15 909 | 15 909 | |||||
| 2017-06-16 | 2017-06-14 | 4 | ROBINSON PAUL | HCHC | Common Stock | D | 42 617 | 136 534 | ||||||
| 2017-06-16 | 2017-06-14 | 4 | Voigt Paul | HCHC | Stock option (Right To Buy) | D | 5,50 | 75 095 | 75 095 | |||||
| 2017-06-16 | 2017-06-14 | 4 | Voigt Paul | HCHC | Common Stock | D | 201 163 | 623 348 | ||||||
| 2017-06-16 | 2017-06-14 | 4 | Sena Michael J. | HCHC | Stock option (Right To Buy) | D | 5,50 | 26 626 | 26 626 | |||||
| 2017-06-16 | 2017-06-14 | 4 | Sena Michael J. | HCHC | Common Stock | D | 71 326 | 222 739 | ||||||
| 2017-06-16 | 2017-06-14 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 5,50 | 143 246 | 143 246 | |||||
| 2017-06-16 | 2017-06-14 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 383 725 | 1 252 913 | ||||||
| 2017-04-06 | 2017-03-18 | 4 | Sena Michael J. | HCHC | Common Stock | D | 5,8400 | -12 324 | -72 | 151 413 | ||||
| 2017-03-14 | 2017-03-10 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 5,50 | 40 943 | 40 943 | |||||
| 2017-03-14 | 2017-03-10 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 5,5000 | -46 316 | -255 | 869 188 | ||||
| 2017-03-14 | 2017-03-10 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 109 677 | 915 504 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 5,5000 | -6 019 | -33 | 32 796 | ||||
| 2017-03-14 | 2017-03-10 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 15 909 | 38 815 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | Mancuso Andrea L | HCHC | Common Stock | D | 5,5000 | -1 164 | -6 | 47 809 | ||||
| 2017-03-14 | 2017-03-10 | 4 | Mancuso Andrea L | HCHC | Common Stock | D | 9 091 | 48 973 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | Sena Michael J. | HCHC | Stock option (Right To Buy) | D | 5,50 | 8 266 | 8 266 | |||||
| 2017-03-14 | 2017-03-10 | 4 | Sena Michael J. | HCHC | Common Stock | D | 5,5000 | -8 803 | -48 | 163 737 | ||||
| 2017-03-14 | 2017-03-10 | 4 | Sena Michael J. | HCHC | Common Stock | D | 22 143 | 172 540 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | Voigt Paul | HCHC | Stock option (Right To Buy) | D | 5,50 | 14 802 | 14 802 | |||||
| 2017-03-14 | 2017-03-10 | 4 | Voigt Paul | HCHC | Common Stock | D | 5,5000 | -14 177 | -78 | 422 185 | ||||
| 2017-03-14 | 2017-03-10 | 4 | Voigt Paul | HCHC | Common Stock | D | 39 650 | 436 362 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | Backman Andrew G | HCHC | Common Stock | D | 5,5000 | -5 124 | -28 | 31 240 | ||||
| 2017-03-14 | 2017-03-10 | 4 | Backman Andrew G | HCHC | Common Stock | D | 36 364 | 36 364 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | ROBINSON PAUL | HCHC | Stock option (Right To Buy) | D | 5,50 | 6 729 | 6 729 | |||||
| 2017-03-14 | 2017-03-10 | 4 | ROBINSON PAUL | HCHC | Common Stock | D | 5,5000 | -6 439 | -35 | 93 917 | ||||
| 2017-03-14 | 2017-03-10 | 4 | ROBINSON PAUL | HCHC | Common Stock | D | 18 026 | 100 356 | ||||||
| 2016-12-02 | 2016-11-30 | 4 | Sena Michael J. | HCHC | Common Stock | D | 4,7600 | -12 797 | -61 | 150 397 | ||||
| 2016-11-16 | 2016-11-14 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 4,5348 | 21 000 | 95 | 805 827 | ||||
| 2016-11-15 | 2016-11-11 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 4,2679 | 5 000 | 21 | 19 634 | ||||
| 2016-11-15 | 2016-11-11 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 4,4065 | 31 200 | 137 | 784 827 | ||||
| 2016-11-15 | 2016-11-14 | 4 | Sena Michael J. | HCHC | Common Stock | D | 4,5485 | 10 000 | 45 | 163 194 | ||||
| 2016-11-15 | 2016-11-14 | 4 | Voigt Paul | HCHC | Common Stock | D | 4,5756 | 25 000 | 114 | 396 712 | ||||
| 2016-10-04 | 2016-09-30 | 4 | ROBINSON PAUL | HCHC | Common Stock | D | 5,4500 | -51 718 | -282 | 82 330 | ||||
| 2016-10-04 | 2016-10-01 | 4 | Voigt Paul | HCHC | Common Stock | D | 5,4500 | -14 309 | -78 | 471 712 | ||||
| 2016-07-11 | 2016-03-12 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 3,8700 | -129 951 | -503 | 1 293 627 | ||||
| 2016-07-11 | 2016-05-21 | 4 | Estus Ian | HCHC | Common Stock | D | 4,1700 | -7 853 | -33 | 90 423 | ||||
| 2016-06-16 | 2016-06-14 | 4 | LEFFLER ROBERT V JR | HCHC | COMMON STOCK | D | 14 634 | 29 253 | ||||||
| 2016-06-16 | 2016-06-14 | 4 | HILLMAN LEE S | HCHC | COMMON STOCK | D | 14 634 | 14 634 | ||||||
| 2016-06-16 | 2016-06-14 | 4 | GFELLER WARREN H | HCHC | COMMON STOCK | D | 14 634 | 14 634 | ||||||
| 2016-06-16 | 2016-06-14 | 4 | BARR WAYNE JR | HCHC | COMMON STOCK | D | 14 634 | 36 070 | ||||||
| 2016-04-18 | 2016-04-14 | 4 | FALCONE PHILIP | HCHC | Stock Option (Right to Buy) | D | 13,50 | 500 000 | 500 000 | |||||
| 2016-04-18 | 2016-04-14 | 4 | FALCONE PHILIP | HCHC | Stock Option (Right to Buy) | D | 7,50 | 500 000 | 500 000 | |||||
| 2016-04-18 | 2016-04-14 | 4 | FALCONE PHILIP | HCHC | Stock Option (Right to Buy) | D | 10,50 | 500 000 | 500 000 | |||||
| 2016-04-14 | 3 | Herbst Suzi R | HCHC | Common Stock | D | 45 812 | ||||||||
| 2016-04-14 | 3 | Herbst Suzi R | HCHC | Common Stock | D | 45 812 | ||||||||
| 2016-03-23 | 2016-03-21 | 4 | ROBINSON PAUL | HCHC | Common Stock | D | 134 048 | 134 048 | ||||||
| 2016-03-22 | 2016-03-18 | 4 | Sena Michael J. | HCHC | Common Stock | D | 66 666 | 153 194 | ||||||
| 2016-02-01 | 2016-01-29 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 7,93 | 6 848 | 6 848 | |||||
| 2015-12-29 | 2015-12-24 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 7,08 | 200 000 | 200 000 | |||||
| 2015-12-29 | 2015-12-24 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 5,90 | 100 742 | 100 742 | |||||
| 2015-11-09 | 2015-11-09 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 7,17 | 845 250 | 845 250 | |||||
| 2015-10-19 | 2015-10-15 | 4 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 | I | 7,5000 | -522 000 | -3 915 | 254 372 | ||||
| 2015-10-16 | 3 | Global Opportunities Breakaway MM, L.L.C. | HCHC | Common Stock | D | 1 080 000 | ||||||||
| 2015-10-16 | 3 | Global Opportunities Breakaway MM, L.L.C. | HCHC | Common Stock | D | 1 080 000 | ||||||||
| 2015-10-15 | 2015-10-15 | 4 | HRG GROUP, INC. | HCHC | Common Stock | I | 7,5000 | -4 678 395 | -35 088 | 0 | ||||
| 2015-10-13 | 2015-10-09 | 4 | Voigt Paul | HCHC | Common Stock | D | 7,5000 | 100 000 | 750 | 486 021 | ||||
| 2015-10-13 | 2015-03-12 | 4 | Voigt Paul | HCHC | Stock Option (right to buy) | D | 9,00 | 106 706 | 106 706 | |||||
| 2015-10-13 | 2015-03-12 | 4 | Voigt Paul | HCHC | Common Stock | D | 261 021 | 386 021 | ||||||
| 2015-10-13 | 2015-10-12 | 4 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock | I | 7,9326 | -62 500 | -496 | 776 372 | ||||
| 2015-10-13 | 2015-10-09 | 4 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 ("Common Stock") | I | 7,6505 | -25 000 | -191 | 838 872 | ||||
| 2015-10-09 | 2015-10-09 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 7,5000 | 540 000 | 4 050 | 1 423 578 | ||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4,46 | 7 084 | 7 084 | |||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4,46 | -7 527 | 0 | |||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4,25 | 2 510 | 2 510 | |||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4,00 | -2 667 | 0 | |||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4,25 | 705 882 | 705 882 | |||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4,05 | -750 000 | 0 | |||||
| 2015-06-29 | 2015-06-29 | 4 | HRG GROUP, INC. See Footnotes | HCHC | Common Stock | I | 9,1100 | -17 900 | -163 | 4 678 395 | ||||
| 2015-06-29 | 2015-06-26 | 4 | HRG GROUP, INC. See Footnotes | HCHC | Common Stock | I | 9,0500 | -934 541 | -8 458 | 4 696 295 | ||||
| 2015-06-29 | 2015-06-25 | 4 | HRG GROUP, INC. See Footnotes | HCHC | Common Stock | I | 9,5000 | -127 524 | -1 211 | 5 630 836 | ||||
| 2015-06-15 | 2015-06-11 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 5 435 | 14 619 | ||||||
| 2015-06-15 | 2015-06-11 | 4 | TSEUNG DANIEL | HCHC | Common Stock | D | 5 435 | 14 619 | ||||||
| 2015-06-15 | 2015-06-11 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 5 435 | 21 436 | ||||||
| 2015-05-27 | 2015-05-20 | 4 | Sena Michael J. | HCHC | Common Stock | D | 86 528 | 86 528 | ||||||
| 2015-04-06 | 2015-04-02 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 10,9100 | -25 000 | -273 | 1 019 015 | ||||
| 2015-04-06 | 2015-04-02 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 11,0400 | -15 000 | -166 | 1 044 015 | ||||
| 2015-04-06 | 2015-04-02 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 11,0100 | -9 218 | -101 | 1 059 015 | ||||
| 2015-04-02 | 2015-04-01 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 10,9100 | -11 675 | -127 | 1 068 233 | ||||
| 2015-04-02 | 2015-04-01 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 10,9500 | -4 897 | -54 | 1 079 908 | ||||
| 2015-04-02 | 2015-03-31 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 11,0200 | -60 886 | -671 | 1 084 805 | ||||
| 2015-03-31 | 2015-03-30 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 11,6000 | -32 615 | -378 | 1 145 691 | ||||
| 2015-03-31 | 2015-03-27 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 11,9500 | -14 029 | -168 | 1 178 306 | ||||
| 2015-03-16 | 2015-03-12 | 4 | PONS ROBERT M | HCHC | Stock Option (right to buy) | D | 9,00 | 31 486 | 31 486 | |||||
| 2015-03-16 | 2015-03-12 | 4 | PONS ROBERT M | HCHC | Common Stock | D | 77 023 | 154 106 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | Mancuso Andrea L | HCHC | Stock Option (right to buy) | D | 9,00 | 4 832 | 4 832 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Mancuso Andrea L | HCHC | Common Stock | D | 9 882 | 39 882 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | Denson Craig | HCHC | Common Stock | D | 12 500 | 13 850 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | Estus Ian | HCHC | Stock Option (right to buy) | D | 9,00 | 17 492 | 17 492 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Estus Ian | HCHC | Common Stock | D | 35 776 | 98 276 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | Hladek, Keith | HCHC | Stock Option (right to buy) | D | 9,00 | 50 728 | 50 728 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Hladek, Keith | HCHC | Common Stock | D | 124 091 | 249 091 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | Demise Mesfin | HCHC | Stock Option (right to buy) | D | 9,00 | 644 | 644 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Demise Mesfin | HCHC | Common Stock | D | 1 964 | 16 964 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 9,00 | 309 620 | 309 620 | |||||
| 2015-03-16 | 2015-03-12 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 881 550 | 883 578 | ||||||
| 2015-01-09 | 2015-01-07 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 8,25 | 169 697 | 169 697 | |||||
| 2014-11-21 | 2014-11-20 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 7,0000 | 725 | 5 | 16 001 | ||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4,36 | 258 824 | 258 824 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4,46 | 7 786 | 7 786 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4,00 | 2 667 | 2 667 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4,05 | 750 000 | 750 000 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 3,99 | 280 472 | 280 472 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 3,85 | 49 372 | 49 372 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4,03 | 52 485 | 52 485 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4,02 | 50 247 | 50 247 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4,04 | 33 124 | 33 124 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4,00 | 2 394 | 2 394 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 3,98 | 6 140 | 6 140 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 3,77 | 53 963 | 53 963 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4,05 | 234 608 | 234 608 | |||||
| 2014-10-06 | 2014-10-01 | 4 | TSEUNG DANIEL | HCHC | Common Stock | D | 9 184 | 9 184 | ||||||
| 2014-10-03 | 2014-10-01 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 9 184 | 9 184 | ||||||
| 2014-10-03 | 2014-10-01 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 13 043 | 15 276 | ||||||
| 2014-10-03 | 2014-10-01 | 4 | Voigt Paul | HCHC | Stock Option (right to buy) | D | 4,55 | 25 000 | 25 000 | |||||
| 2014-10-03 | 2014-10-01 | 4 | Voigt Paul | HCHC | Common Stock | D | 125 000 | 125 000 | ||||||
| 2014-10-01 | 3/A | Gertzulin Dov | HCHC | Common Stock, par value $0.001 per share | I | 1 192 335 | ||||||||
| 2014-10-01 | 2014-09-22 | 4 | DG Capital Management, LLC | HCHC | Series A-1 Convertible Participating Preferred Stock | I | 1 000,0000 | 1 000 | 1 000 | 1 000 | ||||
| 2014-09-24 | 2014-09-22 | 4 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Fund, Ltd. | HCHC | Series A Convertible Participating Preferred Stock | I | 12 500 | 12 500 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Fund, Ltd. | HCHC | Series A Convertible Participating Preferred Stock | I | -12 500 | 0 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Benefit Street Partners SMA LM L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | 962 | 962 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By PECM Strategic Funding L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | 2 938 | 2 938 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | 2 988 | 2 988 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Providence Debt Fund L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | 5 612 | 5 612 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Benefit Street Partners SMA LM L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | -962 | 0 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By PECM Strategic Funding L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | -2 938 | 0 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | -2 988 | 0 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Providence Debt Fund L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | -5 612 | 0 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | PONS ROBERT M | HCHC | Stock Option (right to buy) | D | 4,06 | 12 500 | 12 500 | |||||
| 2014-09-18 | 2014-09-16 | 4 | PONS ROBERT M | HCHC | Common Stock | D | 62 500 | 77 083 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | Hladek, Keith | HCHC | Stock Option (right to buy) | D | 4,06 | 25 000 | 25 000 | |||||
| 2014-09-18 | 2014-09-16 | 4 | Hladek, Keith | HCHC | Common Stock | D | 125 000 | 125 000 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | Mancuso Andrea L | HCHC | Stock Option (right to buy) | D | 4,06 | 6 000 | 6 000 | |||||
| 2014-09-18 | 2014-09-16 | 4 | Mancuso Andrea L | HCHC | Common Stock | D | 30 000 | 30 000 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | Estus Ian | HCHC | Stock Option (right to buy) | D | 4,06 | 12 500 | 12 500 | |||||
| 2014-09-18 | 2014-09-16 | 4 | Estus Ian | HCHC | Common Stock | D | 62 500 | 62 500 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | Demise Mesfin | HCHC | Stock Option (right to buy) | D | 4,06 | 3 000 | 3 000 | |||||
| 2014-09-18 | 2014-09-16 | 4 | Demise Mesfin | HCHC | Common Stock | D | 15 000 | 15 000 | ||||||
| 2014-06-09 | 3 | Gertzulin Dov | HCHC | Common Stock, par value $0.001 per share | I | 4 737 610 | ||||||||
| 2014-06-09 | 3 | Gertzulin Dov | HCHC | Common Stock, par value $0.001 per share | I | 4 737 610 | ||||||||
| 2014-06-09 | 3 | Gertzulin Dov | HCHC | Common Stock, par value $0.001 per share | I | 4 737 610 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926 250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1 086 690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929 310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926 250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807 750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1 086 690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929 310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926 250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1 086 690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929 310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1 086 690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929 310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807 750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1 086 690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929 310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926 250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807 750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926 250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807 750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807 750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1 086 690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929 310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926 250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807 750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1 086 690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929 310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926 250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807 750 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1 727 744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1 727 744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1 727 744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1 727 744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1 727 744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1 727 744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1 727 744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1 727 744 | ||||||||
| 2014-06-06 | 3 | Hudson Bay Capital Management LP By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1 727 744 | ||||||||
| 2014-06-06 | 3 | Hudson Bay Capital Management LP By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1 727 744 | ||||||||
| 2014-06-06 | 3 | Hudson Bay Capital Management LP By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1 727 744 | ||||||||
| 2014-06-06 | 3 | Hudson Bay Capital Management LP By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1 727 744 | ||||||||
| 2014-05-23 | 2014-05-21 | 4 | FALCONE PHILIP | HCHC | Stock Opion (right to buy) | D | 4,56 | 1 568 864 | 1 568 864 | |||||
| 2014-01-17 | 2014-01-15 | 4 | FALCONE PHILIP | NONE | Stock Option (right to buy) | D | 3,58 | 4 055 | 4 055 | |||||
| 2014-01-17 | 2014-01-15 | 4 | FALCONE PHILIP | NONE | Common Stock | D | 2 028 | 2 028 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 3,72 | 21 309 | 21 309 | |||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 3,72 | -21 309 | 0 | |||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 3,88 | 14 622 | 14 622 | |||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 3,88 | -14 622 | 0 | |||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | 5 000 | 20 000 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | -5 000 | 15 000 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | 2 500 | 20 000 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | -2 500 | 17 500 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 3,72 | 21 309 | 21 309 | |||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 3,72 | -21 309 | 0 | |||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 3,88 | 14 622 | 14 622 | |||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 3,88 | -14 622 | 0 | |||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | 5 000 | 16 250 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | -5 000 | 11 250 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | 2 500 | 16 250 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | -2 500 | 13 750 | ||||||
| 2014-01-10 | 2014-01-08 | 4 | BARR WAYNE JR | PTGI | Stock Option (right to buy) | D | 3,62 | 4 466 | 4 466 | |||||
| 2014-01-10 | 2014-01-08 | 4 | BARR WAYNE JR | PTGI | Common Stock | D | 2 233 | 2 233 | ||||||
| 2014-01-07 | 3 | FALCONE PHILIP See Footnotes | NONE | Common Stock | I | 3 837 114 | ||||||||
| 2014-01-07 | 2014-01-07 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4,0000 | 12 836 | 51 | 5 758 360 | ||||
| 2014-01-07 | 2014-01-06 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4,0000 | 115 076 | 460 | 5 745 524 | ||||
| 2014-01-07 | 2014-01-06 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4,0000 | 2 181 | 9 | 5 630 448 | ||||
| 2014-01-07 | 2014-01-06 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4,0000 | 25 200 | 101 | 5 628 267 | ||||
| 2014-01-07 | 2014-01-06 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4,0000 | 29 100 | 116 | 5 603 067 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4,0000 | 25 000 | 100 | 5 573 967 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4,0000 | 150 000 | 600 | 5 548 967 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4,0000 | 420 000 | 1 680 | 5 398 967 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4,0000 | 158 352 | 633 | 4 978 967 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4,0000 | 953 501 | 3 814 | 4 820 615 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4,0000 | 30 000 | 120 | 3 867 114 | ||||
| 2014-01-07 | 2014-01-03 | 4 | SINGER KAREN As the trustee of the Singer Children't Management Trust | PTGI | Common Stock | I | 4,0000 | -1 825 138 | -7 301 | 0 | ||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 3,72 | 21 309 | 21 309 | |||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 3,72 | -21 309 | 0 | |||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 3,88 | 14 622 | 14 622 | |||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 3,88 | -14 622 | 0 | |||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 5 000 | 117 000 | ||||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | -5 000 | 112 000 | ||||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 10 667 | 117 000 | ||||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | -10 667 | 106 333 | ||||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 2 500 | 117 000 | ||||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | -2 500 | 114 500 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | 2,7900 | -6 197 | -17 | 11 525 | ||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | 2 193 | 17 722 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | 2 193 | 17 722 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | 2 000 | 15 529 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | -2 000 | 13 529 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | 2 000 | 15 529 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | -2 000 | 13 529 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | -2 193 | 13 336 | ||||||
| 2013-09-04 | 2013-08-30 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 4,0200 | -2 863 | -12 | 10 594 | ||||
| 2013-09-04 | 2013-08-30 | 4 | Ramlall Richard | PTGI | Common Stock | D | 4,0200 | -9 516 | -38 | 18 306 | ||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 1 535 | 13 457 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 2 000 | 11 922 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | -2 000 | 9 922 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 2 000 | 11 922 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | -2 000 | 9 922 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 1 536 | 11 922 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | -1 536 | 10 386 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | 2 631 | 27 822 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | 5 000 | 25 191 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | -5 000 | 20 191 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | 5 000 | 25 191 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | -5 000 | 20 191 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | 2 632 | 25 191 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | -2 632 | 22 559 | ||||||
| 2013-08-12 | 3 | Denson Craig | PTGI | Common Stock | D | 1 350 | ||||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | 11,9800 | -8 060 | -97 | 37 799 | ||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -3 684 | 45 859 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -3 684 | 45 859 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -3 684 | 42 175 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -5 000 | 42 175 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -5 000 | 42 175 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -5 000 | 37 175 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -5 000 | 37 175 | ||||||
| 2013-08-01 | 2013-04-15 | 4 | Day Andrew | PTGI | Common Stock | D | -3 684 | 42 175 | ||||||
| 2013-06-13 | 2013-06-12 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 11,89 | 10 000 | 10 000 | |||||
| 2013-06-13 | 2013-06-12 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | 5 000 | 20 000 | ||||||
| 2013-06-13 | 2013-06-12 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 11,89 | 10 000 | 10 000 | |||||
| 2013-06-13 | 2013-06-12 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 5 000 | 117 000 | ||||||
| 2013-06-13 | 2013-06-12 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 11,89 | 10 000 | 10 000 | |||||
| 2013-06-13 | 2013-06-12 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | 5 000 | 16 250 | ||||||
| 2013-06-13 | 2013-06-12 | 4 | PONS ROBERT M | PTGI | Stock Option (right to buy) | D | 11,89 | 10 000 | 10 000 | |||||
| 2013-06-13 | 2013-06-12 | 4 | PONS ROBERT M | PTGI | Common Stock | D | 5 000 | 14 583 | ||||||
| 2013-04-30 | 2013-04-30 | 4 | AQUINO PETER D | PTGI | Common Stock | D | 12,5700 | -17 924 | -225 | 497 267 | ||||
| 2013-04-30 | 2013-04-26 | 4 | AQUINO PETER D | PTGI | Common Stock | D | 41 586 | 515 191 | ||||||
| 2013-04-30 | 2013-04-26 | 4 | AQUINO PETER D | PTGI | Common Stock | D | -41 586 | 473 605 | ||||||
| 2013-04-17 | 2013-04-15 | 4 | Day Andrew | PTGI | Common Stock | D | 10,2300 | -1 710 | -17 | 38 491 | ||||
| 2013-04-02 | 2013-03-31 | 4 | AQUINO PETER D | PTGI | Common Stock | D | 11,0500 | -17 924 | -198 | 515 191 | ||||
| 2013-01-02 | 2013-01-01 | 4 | AQUINO PETER D | PTGI | Common Stock | D | 10,8700 | -35 728 | -388 | 533 115 | ||||
| 2013-01-02 | 2012-12-30 | 4 | Keeley James C | PTGI | Common Stock | D | 10,5000 | -648 | -7 | 15 529 | ||||
| 2013-01-02 | 2012-12-31 | 4 | Day Andrew | PTGI | Common Stock | D | 10,8700 | -1 710 | -19 | 40 201 | ||||
| 2013-01-02 | 2012-12-30 | 4 | Day Andrew | PTGI | Common Stock | D | 10,5000 | -774 | -8 | 41 911 | ||||
| 2012-08-03 | 3 | Day Andrew | PTGI | Common Stock | D | 5 000 | ||||||||
| 2012-08-03 | 3 | Day Andrew | PTGI | Common Stock | D | 23 649 | ||||||||
| 2012-08-03 | 3 | Day Andrew | PTGI | Common Stock | D | 1 667 | ||||||||
| 2012-08-03 | 3 | Day Andrew | PTGI | Common Stock | D | 7 369 | ||||||||
| 2012-08-03 | 3 | Day Andrew | PTGI | Common Stock | D | 5 000 | ||||||||
| 2012-08-02 | 2012-08-01 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 32 000 | 112 000 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 16,6300 | -1 754 | -29 | 11 922 | ||||
| 2012-06-29 | 2012-06-27 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 1 535 | 13 676 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 2 000 | 12 141 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | -2 000 | 10 141 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | 16,6300 | -5 948 | -99 | 26 835 | ||||
| 2012-06-29 | 2012-06-27 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | 3 801 | 32 783 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | 5 000 | 28 982 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | -5 000 | 23 982 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Ramlall Richard | PTGI | Common Stock | D | 16,6300 | -7 967 | -132 | 25 191 | ||||
| 2012-06-29 | 2012-06-27 | 4 | Ramlall Richard | PTGI | Common Stock | D | 2 632 | 33 158 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Ramlall Richard | PTGI | Common Stock | D | 10 000 | 30 526 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Ramlall Richard | PTGI | Common Stock | D | -10 000 | 20 526 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Keeley James C | PTGI | Common Stock | D | 16,6300 | -3 046 | -51 | 16 177 | ||||
| 2012-06-29 | 2012-06-27 | 4 | Keeley James C | PTGI | Common Stock | D | 2 193 | 19 223 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Keeley James C | PTGI | Common Stock | D | 2 000 | 17 030 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Keeley James C | PTGI | Common Stock | D | -2 000 | 15 030 | ||||||
| 2012-06-13 | 2012-06-12 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 17,03 | 10 000 | 10 000 | |||||
| 2012-06-13 | 2012-06-12 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | 5 000 | 15 000 | ||||||
| 2012-06-13 | 2012-06-12 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 17,03 | 10 000 | 10 000 | |||||
| 2012-06-13 | 2012-06-12 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 5 000 | 80 000 | ||||||
| 2012-06-13 | 2012-06-12 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 17,03 | 10 000 | 10 000 | |||||
| 2012-06-13 | 2012-06-12 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | 5 000 | 11 250 | ||||||
| 2012-06-13 | 2012-06-12 | 4 | PONS ROBERT M | PTGI | Stock Option (right to buy) | D | 17,03 | 10 000 | 10 000 | |||||
| 2012-06-13 | 2012-06-12 | 4 | PONS ROBERT M | PTGI | Common Stock | D | 5 000 | 9 583 | ||||||
| 2012-04-17 | 2011-07-05 | 4/A | Keeley James C | PTGI | Common Stock | D | 6 000 | 17 034 | ||||||
| 2012-04-17 | 2011-07-05 | 4/A | Keeley James C | PTGI | Common Stock | D | 6 579 | 11 034 | ||||||
| 2012-04-17 | 2011-12-31 | 4/A | Keeley James C | PTGI | Common Stock | D | 12,6600 | -1 261 | -16 | 15 773 | ||||
| 2012-04-17 | 2012-04-15 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 1 535 | 12 141 | ||||||
| 2012-04-17 | 2012-04-15 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | 16,7600 | -1 223 | -20 | 28 982 | ||||
| 2012-04-17 | 2012-04-15 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | 3 801 | 30 205 | ||||||
| 2012-04-17 | 2012-04-15 | 4 | Ramlall Richard | PTGI | Common Stock | D | 2 631 | 30 526 | ||||||
| 2012-04-17 | 2012-04-15 | 4 | Keeley James C | PTGI | Common Stock | D | 16,7600 | -936 | -16 | 17 030 | ||||
| 2012-04-17 | 2012-04-15 | 4 | Keeley James C | PTGI | Common Stock | D | 2 193 | 17 966 | ||||||
| 2012-04-02 | 2012-03-31 | 4 | AQUINO PETER D | PTGI | Common Stock (4) | D | 16,0800 | -17 549 | -282 | 568 843 | ||||
| 2012-04-02 | 2012-03-31 | 4 | AQUINO PETER D | PTGI | Common Stock (3) | D | 62 380 | 586 392 | ||||||
| 2012-04-02 | 2012-03-29 | 4 | AQUINO PETER D | PTGI | Common Stock (2) | D | 16,1300 | -34 508 | -557 | 524 012 | ||||
| 2012-04-02 | 2012-03-29 | 4 | AQUINO PETER D | PTGI | Common Stock (1) | D | 81 774 | 558 520 | ||||||
| 2012-01-04 | 2011-12-31 | 4 | Keeley James C | PTGI | Common Stock | D | 12,6600 | -1 261 | -16 | 12 440 | ||||
| 2011-10-19 | 3 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 6 000 | ||||||||
| 2011-10-19 | 3 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 4 606 | ||||||||
| 2011-08-12 | 2011-08-10 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 11,71 | 10 000 | 10 000 | |||||
| 2011-08-12 | 2011-08-10 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | 5 000 | 10 000 | ||||||
| 2011-08-11 | 2011-08-09 | 4 | AQUINO PETER D | PTGI | Common Stock | D | 62 380 | 471 246 | ||||||
| 2011-08-11 | 2011-08-10 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 11,71 | 10 000 | 10 000 | |||||
| 2011-08-11 | 2011-08-10 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 5 000 | 75 000 | ||||||
| 2011-08-11 | 2011-08-09 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 20 000 | 70 000 | ||||||
| 2011-07-07 | 2011-07-05 | 4 | Ramlall Richard | PTGI | Common Stock | D | 20 000 | 27 895 | ||||||
| 2011-07-07 | 2011-07-05 | 4 | Ramlall Richard | PTGI | Common Stock | D | 7 895 | 7 895 | ||||||
| 2011-03-31 | 3 | Lawson Tracy | NONE | Common Stock | D | 404 | ||||||||
| 2011-03-09 | 3 | SINGER KAREN As the trustee of the Singer Children's Management Trust | PMUG | Common Stock | I | 1 673 606 | ||||||||
| 2009-09-02 | 2009-08-31 | 4 | Southpaw Asset Management LP | PMUG | Class A-1 Warrants | I | 12,22 | 1,7000 | -100 000 | -170 | 106 832 | |||
| 2009-08-28 | 2009-08-27 | 4 | Southpaw Credit Opportunity Master Fund, L.P. | PMUG | Common Stock | I | 7,6475 | -50 000 | -382 | 484 795 | ||||
| 2009-08-28 | 2009-08-26 | 4 | Southpaw Credit Opportunity Master Fund, L.P. | PMUG | Common Stock | I | 7,1500 | -110 000 | -786 | 534 795 | ||||
| 2009-08-28 | 2009-08-26 | 4 | Southpaw Credit Opportunity Master Fund, L.P. | PMUG | Common Stock | I | 7,3000 | -35 000 | -256 | 644 795 | ||||
| 2009-08-28 | 2009-08-25 | 4 | Southpaw Credit Opportunity Master Fund, L.P. | PMUG | Common Stock | I | 7,0846 | -280 000 | -1 984 | 679 795 | ||||
| 2009-08-20 | 2009-08-19 | 4 | Southpaw Asset Management LP | PMUG | Common Stock | I | 5,8000 | -33 000 | -191 | 959 795 | ||||
| 2009-07-13 | 3 | Wyman Kevin | PRTL | Common Stock | I | 992 795 |
P
Achat sur le marché public ou privé d'un titre non dérivé ou dérivé
S
Vente sur le marché public ou privé d'un titre non dérivé ou dérivé
A
Attribution, récompense ou autre acquisition de titres de l'entreprise (comme une option).
C
Conversion d'un produit dérivé
D
Vente ou transfert de titres à l'entreprise
F
Paiement du prix d'exercice ou de la dette fiscale en utilisant une partie des titres reçus de l'entreprise
G
Don de titres par ou à l'initié
K
Swaps d'actions et opérations de couverture similaires
M
Exercice ou conversion d'un titre dérivé reçu de l'entreprise (tel qu'une option)
V
Une transaction déclarée volontairement sur le formulaire 4
J
Autre (accompagnée d'une note de bas de page décrivant la transaction)
