CEM Insider Trading - ClearBridge MLP and Midstream Fund Inc

Indice de confiance des initiés

L'indice de confiance des initiés identifie les entreprises achetées par les initiés.

Il est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés de capitalisation d'initiés. Le modèle de notation utilise une combinaison du nombre net d'initiés ayant acheté des actions au cours des 90 derniers jours, du nombre total d'actions achetées en pourcentage du flottant et du nombre total d'actions détenues par les initiés. Le nombre varie de 0 à 100, les chiffres les plus élevés indiquant un niveau d'accumulation supérieur à celui de ses pairs, et 50 étant la moyenne.

Fréquence de mise à jour : Quotidienne

Voir Les meilleurs choix des initiés, qui fournit une liste des entreprises ayant la plus forte accumulation d'initiés.

Voir les actions les mieux positionnées

Indice de confiance des dirigeants

L'indice de confiance des dirigeants identifie les entreprises dont les actions sont achetées par des dirigeants d'entreprise.

Par définition, les dirigeants d'entreprise sont des initiés, mais contrairement à d'autres initiés (actionnaires à 10 % et membres du conseil d'administration), les dirigeants travaillent quotidiennement pour l'entreprise et utilisent leur propre argent lorsqu'ils effectuent des opérations (les actionnaires à 10 % et les membres du conseil d'administration sont souvent des gestionnaires de fonds qui gèrent l'argent d'autrui). À ce titre, les opérations d'initiés réalisées par les dirigeants sont beaucoup plus significatives et doivent être traitées de manière appropriée.

Comme l'indice de confiance des initiés, l'indice de confiance des dirigeants est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés d'accumulation de dirigeants.

Fréquence de mise à jour : Quotidienne

Consultez la section Les meilleurs choix des initiés, qui fournit une liste des entreprises dont le sentiment des initiés est le plus élevé.

Voir les actions les mieux positionnées

Principaux indicateurs des initiés

Cette carte montre comment l'entreprise se positionne par rapport à divers indicateurs d'initiés. La position en centile montre comment cette entreprise se situe par rapport aux autres entreprises sur les marchés américains. Une position plus élevée indique une meilleure situation.

Par exemple, il est généralement admis que les achats d'initiés sont un indicateur positif, de sorte que les entreprises dont les achats d'initiés sont plus nombreux se positionnent mieux que celles dont les achats d'initiés sont moins nombreux (ou même les ventes d'initiés).

Nombre net d'achats d'initiés (position)

N/A

Le nombre net d'initiés achetant est le nombre total d'initiés achetant moins le nombre total d'initiés vendant au cours des 90 derniers jours. La position en centile est indiquée ici (de 0 à 100%).

Pourcentage du flottant acheté par les initiés (position)

N/A

Le pourcentage du flottant acheté par les initiés est le nombre total d'actions achetées par les initiés moins le nombre total d'actions vendues par les initiés au cours des 90 derniers jours, divisé par le flottant total et multiplié par 100.

Graphique des opérations d'initiés

Les opérations d'initiés de ClearBridge MLP and Midstream Fund Inc sont présentées dans le graphique suivant. Les initiés sont des dirigeants, des administrateurs ou des investisseurs importants dans une entreprise. En général, il est illégal pour les initiés d'effectuer des opérations d'initiés dans leur entreprise sur la base d'informations matérielles non publiques. Cela ne signifie pas qu'il est illégal pour eux d'effectuer toute transaction dans leurs propres entreprises. Toutefois, ils doivent déclarer toutes les transactions à la SEC au moyen d'un formulaire 4.

Liste d'initiés et indicateurs de rentabilité

Ce tableau présente la liste des initiés connus et est généré automatiquement à partir des dépôts communiqués à la SEC. Outre les noms, le titre le plus récent et la désignation du directeur, du dirigeant ou du propriétaire à 10 %, nous indiquons les dernières participations divulguées. En outre, lorsque cela est possible, nous indiquons les performances historiques des opérations d'initiés. La performance historique des transactions est une moyenne pondérée de la performance des opérations d'achat réelles sur le marché public effectuées par l'initié. Pour plus d'informations sur le mode de calcul, regardez ce webinaire sur YouTube.

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Initié	Profit moyen (%)	Actions détenues	Fractionnement Ajusté

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Historique des achats d'initiés - Analyse des bénéfices à court terme

Dans cette section, nous analysons la rentabilité de chaque achat d'initié non planifié et effectué sur le marché public dans CEM / ClearBridge MLP and Midstream Fund Inc. Cette analyse permet de comprendre si l'initié génère régulièrement des rendements anormaux et s'il vaut la peine d'être suivi. Cette analyse porte sur l'année qui suit chaque transaction et les résultats sont théoriques .

Le tableau suivant présente les achats sur le marché public les plus récents qui ne faisaient pas partie d'un plan de trading automatique.

Date de la transaction	Initiés	Actions déclarées	Prix déclaré	Actions ajustées	Prix ajusté	Base de coût	Jours jusqu'au Max	Prix au Max	Bénéfice Max ($)	Rendement maximal (%)
2023-12-06	Saba Capital Management, L.P.	300	38,3400	300	38,3400	11 502	166	48.5500	3 063	26,63
2023-12-05	Saba Capital Management, L.P.	22 986	38,6300	22 986	38,6300	887 949
2023-12-04	Saba Capital Management, L.P.	17 378	38,6600	17 378	38,6600	671 833
2023-12-01	Saba Capital Management, L.P.	13 440	38,7800	13 440	38,7800	521 203
2023-11-30	Saba Capital Management, L.P.	19 348	38,3600	19 348	38,3600	742 189
2023-11-29	Saba Capital Management, L.P.	26 440	37,3900	26 440	37,3900	988 592
2023-11-28	Saba Capital Management, L.P.	28 533	36,7900	28 533	36,7900	1 049 729
2023-11-10	Saba Capital Management, L.P.	4 893	35,9500	4 893	35,9500	175 903
2023-11-09	Saba Capital Management, L.P.	44 315	35,5000	44 315	35,5000	1 573 182

Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.

CEM / ClearBridge MLP and Midstream Fund Inc Insider Trades

Historique des ventes d'initiés - Analyse des pertes à court terme

Dans cette section, nous analysons l'évitement des pertes à court terme de chaque vente d'initié non planifiée et réalisée sur le marché public dans CEM / ClearBridge MLP and Midstream Fund Inc. Un schéma cohérent d'évitement des pertes peut suggérer que les transactions de vente futures peuvent prédire des baisses de prix. Cette analyse porte sur l'année qui suit chaque transaction, et les résultats sont théoriques .

Le tableau suivant présente les ventes les plus récentes sur le marché public qui ne faisaient pas partie d'un plan de trading automatique.

Date de la transaction	Initiés	Actions déclarées	Prix déclaré	Actions ajustées	Prix ajusté	Base de coût	Jours jusqu'au Min	Prix au Min	Perte maximale évitée ($)	Perte maximale évitée (%)
2022-10-05	CRONIN DANIEL P	2 476	32,5092	2 476	32,5092	80 481	169	29.9500	-6 354	-7,89
2020-12-04	HUTCHINSON WILLIAM R	1 400	18,7700	1 400	18,7700	26 278
2019-12-19	Agdern Robert D	3 095	11,5000	619	57,5000	35 592
2019-11-21	COHEN HARRY D	7 234	9,9139	1 447	49,5695	71 719
2019-10-28	COHEN HARRY D	1 738	10,7017	348	53,5085	18 600
2018-12-31	Glasser Scott	24 584	10,2997	4 917	51,4985	253 207
2018-12-28	Freeman Richard A	31 421	10,1196	6 284	50,5980	317 966
2018-12-26	Freeman Richard A	26 611	9,8322	5 322	49,1610	261 645

Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.

Historique des transactions

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

Date de dépôt	Date de transaction	Formulaire	Initié	Libellé	Nom du titre	Code	Direct	Prix unitaire	Unités Modifié	Valeur Modifiée (1K)	Actions restantes
2024-09-11	2024-09-09	4	PRUDENTIAL FINANCIAL INC By ThePrudentialInsuranceCompanyofAmerica,a wholly-ownedsubsidiaryof theReportingPerson	CEM	Series M Mandatory Redeemable Preferred Stock (CEM)	J - Other	I	35,0000	-285 715	-10 000	0
2024-09-11	2024-09-09	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series I Mandatory Redeemable Preferred Stock (CEM)	J - Other	I	100 000,0000	-160	-16 000	0
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due June 11, 2030	J - Other	I		-2 051 904
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due June 11, 2027	J - Other	I		-1 492 294
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due June 11, 2025	J - Other	I		-559 610
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	CEM	Series K Mandatory Redeemable Preferred Stock	J - Other	I		-82		0
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	CEM	Series J Mandatory Redeemable Preferred Stock	J - Other	I		-44		0
2024-06-25	2024-06-21	4	Saba Capital Management, L.P. -	CEM	Common Stock	U - Other	I	49,6000	-2 189 802	-108 614	0
2024-06-11		3	Corebridge Financial, Inc. Held through subsidiaries	CEM	Series K Mandatory Redeemable Preferred Stock		I				82
2024-06-11		3	Corebridge Financial, Inc. Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due June 11, 2025		I
2024-06-11		3	Corebridge Financial, Inc. Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due June 11, 2027		I
2024-06-11		3	Corebridge Financial, Inc. Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due June 11, 2030		I
2024-06-11		3	Corebridge Financial, Inc. Held through subsidiaries	CEM	Series J Mandatory Redeemable Preferred Stock		I				44
2024-06-11	2024-06-09	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series K Mandatory Redeemable Preferred Stock	J - Other	I		-56		26
2024-06-11	2024-06-09	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series J Mandatory Redeemable Preferred Stock	J - Other	I		-30		14
2024-06-11	2024-06-09	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due June 11, 2030	J - Other	I		-2 051 904
2024-06-11	2024-06-09	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due June 11, 2027	J - Other	I		-1 492 294
2024-06-11	2024-06-09	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due June 11, 2025	J - Other	I		-559 610
2024-04-10		3	Tarallo Nicole	CEM	Common Stock		D				0
2024-01-03		3	Hinkle Matthew T.	CEM	Common Stock		D				0
2024-01-02		3	McElroy Patrick	CEM	Common Stock		D				0
2023-12-07	2023-12-06	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	38,3400	300	12	2 189 802
2023-12-07	2023-12-05	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	38,6300	22 986	888	2 189 502
2023-12-05	2023-12-04	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	38,6600	17 378	672	2 166 516
2023-12-05	2023-12-01	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	38,7800	13 440	521	2 149 138
2023-12-01	2023-11-30	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	38,3600	19 348	742	2 135 698
2023-12-01	2023-11-29	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	37,3900	26 440	989	2 116 350
2023-11-28	2023-11-28	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36,7900	28 533	1 050	2 089 910
2023-11-13	2023-11-10	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35,9500	4 893	176	2 061 377
2023-11-13	2023-11-09	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35,5000	44 315	1 573	2 056 484
2023-11-09	2023-11-08	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35,4700	59 909	2 125	2 012 169
2023-11-09	2023-11-07	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35,8300	38 868	1 393	1 952 260
2023-11-06	2023-11-06	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36,5100	9 103	332	1 913 392
2023-11-06	2023-11-03	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36,5800	3 613	132	1 904 289
2023-11-03	2023-11-02	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36,4100	87 614	3 190	1 900 676
2023-11-03	2023-11-01	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34,2200	518	18	1 813 062
2023-10-31	2023-10-31	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34,3200	4 578	157	1 812 544
2023-10-31	2023-10-30	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34,0800	14 764	503	1 807 966
2023-10-30	2023-10-27	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34,4000	44 184	1 520	1 793 202
2023-10-30	2023-10-26	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34,7800	24 076	837	1 749 018
2023-10-25	2023-10-25	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35,0300	14 113	494	1 724 942
2023-10-03	2023-10-02	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34,6800	30 772	1 067	1 710 829
2023-08-21	2023-08-18	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	37,1400	30 622	1 137	1 680 057
2023-08-21	2023-08-17	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36,9300	4 975	184	1 649 435
2023-08-02	2023-07-31	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	37,1900	2 668	99	1 644 460
2023-07-31	2023-07-28	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36,7700	24 216	890	1 641 792
2023-07-31	2023-07-27	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36,5500	6 701	245	1 617 576
2023-07-26	2023-07-26	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36,5900	11 885	435	1 610 875
2023-07-25	2023-07-21	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35,9800	26 288	946	1 598 990
2023-07-21	2023-07-20	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35,8800	35 598	1 277	1 572 702
2023-07-21	2023-07-19	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35,6000	11 677	416	1 537 104
2023-07-19	2023-07-18	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35,4500	20 962	743	1 525 427
2023-07-19	2023-07-17	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34,9400	44 435	1 553	1 504 465
2023-07-11	2023-07-11	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35,0800	4 635	163	1 460 030
2023-07-07	2023-07-05	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34,7700	9 396	327	1 455 395
2023-07-05	2023-07-03	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35,0800	14 536	510	1 445 999
2023-07-05	2023-06-30	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34,8700	18 897	659	1 431 463
2023-06-30	2023-06-29	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34,1300	336	11	1 412 566
2023-06-30	2023-06-28	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	33,3400	2 166	72	1 412 230
2023-06-28	2023-06-27	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	32,9900	4	0	1 410 064
2023-06-28	2023-06-26	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	32,9100	13 202	434	1 410 060
2023-06-26	2023-06-23	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	32,4700	7 771	252	1 396 858
2023-06-26	2023-06-22	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	32,9000	1 620	53	1 389 087
2023-06-22	2023-06-20	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	33,9600	7 685	261	1 387 467
2023-06-20	2023-06-16	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34,1000	9 364	319	1 379 782
2023-06-20	2023-06-15	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	33,8400	3 477	118	1 370 418
2023-06-15	2023-06-14	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	33,4900	18 702	626	1 366 941
2023-06-14		3	Weinstein Boaz -	CEM	Common Stock		I				1 348 239
2023-04-10	2023-01-08	4	GUARDIAN LIFE INSURANCE CO OF AMERICA	184692 6@5	Mandatory Redeemable Preferred Stock	S - Sale	D	100 000,0000	-42	-4 200	200 000
2023-02-14		3	GUARDIAN LIFE INSURANCE CO OF AMERICA	184692 6@5	Mandatory Redeemable Preferred Stock		D				200 000
2023-02-14	2022-11-17	5	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series K Mandatory Redeemable Preferred Stock	J - Other	I		82		82
2023-02-14	2022-11-17	5	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series G Mandatory Redeemable Preferred Stock	J - Other	I		-82		0
2023-02-14	2022-11-17	5	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series J Mandatory Redeemable Preferred Stock	J - Other	I		44		44
2023-02-14	2022-11-17	5	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series F Mandatory Redeemable Preferred Stock	J - Other	I		-44		0
2022-11-21	2022-11-17	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series M Mandatory Redeemable Preferred Stock	P - Purchase	I	35,0000	285 715	10 000	285 715
2022-11-21	2022-11-17	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series I Mandatory Redeemable Preferred Stock	J - Other	I	100 000,0000	160	16 000	160
2022-11-21	2022-11-17	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series D Mandatory Redeemable Preferred Stock	J - Other	I	100 000,0000	-160	-16 000	0
2022-11-18		3	UNITED OF OMAHA LIFE INSURANCE CO acquired by United of Omaha Life Insurance Company a subsidiary	CEM	ClearBridge MLP and Midstream Fund Inc.		I				157 143
2022-11-18		3	UNITED OF OMAHA LIFE INSURANCE CO	CEM	ClearBridge MLP and Midstream Fund Inc.		D				71 429
2022-10-07	2022-10-05	4	CRONIN DANIEL P	CEM	Common Stock	S - Sale	D	32,5092	-2 476	-80	0
2020-12-07	2020-12-04	4	HUTCHINSON WILLIAM R	CEM	Common Stock	S - Sale	D	18,7700	-1 400	-26	0
2020-11-18	2020-11-16	4	Eades Chris	CEM	Common Stock	P - Purchase	D	15,6542	6 550	103	9 292
2020-03-30	2020-03-27	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due 6/11/2030	J - Other	I	1 472 794,9700	-1 442 402	-2 124 362 351	0
2020-03-30	2020-03-27	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due 6/11/2027	J - Other	I	1 070 505,8600	-1 049 020	-1 122 981 640	0
2020-03-30	2020-03-27	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due 6/11/2025	J - Other	I	401 323,8600	-393 382	-157 873 723	0
2020-03-26	2020-03-25	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due 6/11/2030	J - Other	I	972 749,8900	-943 627	-917 913 498	0
2020-03-26	2020-03-25	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due 6/11/2027	J - Other	I	707 057,9400	-686 275	-485 235 841	0
2020-03-26	2020-03-25	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due 6/11/2025	J - Other	I	265 072,3800	-257 353	-68 217 156	0
2020-03-25	2020-03-23	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due 6/11/2030	J - Other	I	4 584 891,6600	-4 448 529	-20 396 025 391	0
2020-03-25	2020-03-23	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due 6/11/2027	J - Other	I	3 332 633,3300	-3 235 294	-10 782 049 017	0
2020-03-25	2020-03-23	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due 6/11/2025	J - Other	I	1 249 393,7500	-1 213 235	-1 515 808 589	0
2020-03-13	2020-03-13	4	Clarfeld Michael	CEM	Common Stock	P - Purchase	D	3,1158	5 000	16	7 000
2020-03-12	2020-03-12	4	CRONIN DANIEL P	CEM	Common Stock	P - Purchase	D	3,6036	5 000	18	10 066
2019-12-23	2019-12-19	4	Agdern Robert D	CEM	Common Stock	S - Sale	D	11,5000	-3 095	-36	0
2019-12-02	2019-11-21	4	COHEN HARRY D Children and Grandchildren's accounts	CEM	Common Stock	S - Sale	I	9,9139	-7 234	-72	7 215
2019-10-30	2019-10-28	4	COHEN HARRY D	CEM	Common Stock	S - Sale	D	10,7017	-1 738	-19	0
2019-09-30		3	Berarducci Christopher	CEM	Common Stock		D				0
2019-01-09		3	Kumar Nisha	CEM	Common Stock		D				0
2019-01-03	2018-12-31	4	Glasser Scott	CEM	Common Stock	S - Sale	D	10,2997	-24 584	-253	0
2019-01-02		3/A	Glasser Scott	CEM	Common Stock		D				13 000
2019-01-02	2018-12-28	4	Freeman Richard A	CEM	Common Stock	S - Sale	D	10,1196	-31 421	-318	0
2018-12-28	2018-12-26	4	Freeman Richard A	CEM	Common Stock	S - Sale	D	9,8322	-26 611	-262	31 421
2018-12-14	2018-12-12	4	Murphy Terrence	CEM	Common Stock	S - Sale	D	11,3929	-6 479	-74	0
2018-12-12	2018-12-10	4/A	COHEN HARRY D	CEM	Common Stock	S - Sale	D	11,2534	-58 784	-662	1 738
2018-12-12	2018-12-10	4	COHEN HARRY D	CEM	Common Stock	S - Sale	D	11,2534	-58 784	-662	1 738
2018-12-06	2018-12-04	4	MANNING BARBARA BROOKE	CEM	Common Stock	S - Sale	D	12,1205	-1 608	-19	0
2018-10-16	2016-02-25	5	KNIGHTS OF COLUMBUS	CEM	4.21% due 7/10/2024	J - Other	D	1 000,0000	-9 607	-9 607	40 393 013
2018-05-15	2018-05-14	4	HUTCHINSON WILLIAM R	CEM	Common Stock	P - Purchase	D	14,7580	7 000	103	7 000
2018-03-12	2018-03-12	4	COLMAN CAROL L	CEM	Common Stock	P - Purchase	D	14,4800	2 000	29	8 120
2018-03-12	2018-03-08	4	COLMAN CAROL L	CEM	Common Stock	P - Purchase	D	14,1456	5 000	71	6 120
2017-12-12	2017-12-11	4	Eades Chris	CEM	Common Stock	P - Purchase	D	13,7105	1 830	25	6 430
2017-12-08	2017-12-07	4	Vanderlee Peter	CEM	Common Stock	S - Sale	D	12,8800	-500	-6	2 800
2017-09-14	2017-09-13	4	Eades Chris	CEM	Common Stock	P - Purchase	D	14,9590	1 000	15	4 600
2017-06-02		3	Cashman Frances	CEM	Common Stock		D				0
2017-06-01	2017-05-31	4	Eades Chris	CEM	Common Stock	P - Purchase	D	15,6833	1 600	25	3 600
2017-05-16		3	Kuehl Todd F	CEM	Common Stock		D				0
2017-04-28		3/A	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due 6/11/2025		I
2017-04-28		3/A	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due 6/11/2027		I
2017-04-28		3/A	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due 6/11/2030		I
2017-04-28	2016-02-12	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due 6/11/2030	J - Other	I	2 155 807,8600	-2 113 537	-4 556 379 936	0
2017-04-28	2016-02-12	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due 6/11/2027	J - Other	I	1 567 860,2600	-1 537 118	-2 409 986 070	0
2017-04-28	2016-02-12	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due 6/11/2025	J - Other	I	587 947,6000	-576 419	-338 904 297	0
2017-04-28	2016-02-12	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series G Mandatory Redeemable Preferred Stock	J - Other	I	102 000,0000	-218	-22 236	82
2017-04-28	2016-02-12	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series F Mandatory Redeemable Preferred Stock	J - Other	I	102 000,0000	-116	-11 832	44
2017-02-27		3	METROPOLITAN LIFE INSURANCE CO/NY	CEM	ClearBridge Energy MLP Fund Inc. (Exh 99-5)		D				0
2017-02-27		3	METROPOLITAN LIFE INSURANCE CO/NY	CEM	ClearBridge Energy MLP Fund Inc. (Exh 99-3)		D				0
2017-02-27		3	METROPOLITAN LIFE INSURANCE CO/NY	CEM	ClearBridge Energy MLP Fund Inc. (Exh 99-2)		D				0
2017-02-27		3	METROPOLITAN LIFE INSURANCE CO/NY	CEM	ClearBridge Energy MLP Fund Inc. (Exh 99-7)		D				0
2017-02-27		3	METROPOLITAN LIFE INSURANCE CO/NY	CEM	ClearBridge Energy MLP Fund Inc. (Exh 99-6)		D				0
2017-02-27		3	METROPOLITAN LIFE INSURANCE CO/NY	CEM	ClearBridge Energy MLP Fund Inc. (Exh 99-4)		D				0
2017-02-27		3	METROPOLITAN LIFE INSURANCE CO/NY	CEM	ClearBridge Energy MLP Fund Inc. (Exh 99-1)		D				0
2016-12-22	2016-12-20	4	Vanderlee Peter	CEM	Common Stock	P - Purchase	D	15,2900	300	5	3 300
2016-12-21	2016-12-19	4	Freeman Richard A	CEM	Common Stock	S - Sale	D	15,0550	-6 601	-99	47 877
2016-09-19	2016-09-16	4	KAMERICK EILEEN A	CEM	Common Stock	P - Purchase	D	15,3848	1 382	21	1 382
2016-07-25	2016-07-21	4	Agdern Robert D	CEM	Common Stock	P - Purchase	D	16,0668	3 095	50	3 095
2016-03-29		3	Eakes Brian	CEM	Common Stock		D				0
2016-03-29		3	Johnson Terence	CEM	Common Stock		D				0
2016-03-29		3	Kenney John	CEM	Common Stock		D				0
2016-03-29		3	Eede Justin	CEM	Common Stock		D				0
2016-02-26	2016-02-24	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series D Mandatory Redeemable Preferred Stock	J - Other	I	103 132,0000	-420	-43 315	160
2016-02-26	2016-02-24	4	PRUDENTIAL FINANCIAL INC By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P	CEM	Series C Mandatory Redeemable Preferred Stock	J - Other	I	102 958,0000	-152	-15 650	58
2015-12-09	2015-12-07	4	COHEN HARRY D	CEM	Common Stock	P - Purchase	D	13,9720	10 000	140	57 479
2015-12-03	2015-12-01	4	COHEN HARRY D	CEM	Common Stock	P - Purchase	D	18,5200	15 000	278	46 666
2015-09-29	2015-09-25	4	HUTCHINSON WILLIAM R	CEM	Common Stock	S - Sale	D	19,2679	-3 499	-67	0
2015-09-29	2015-09-25	4	HUTCHINSON WILLIAM R	CEM	Common Stock	S - Sale	I	19,2671	-2 501	-48	0
2015-09-14	2015-09-10	4	COLMAN CAROL L	CEM	Common Stock	S - Sale	D	21,0600	-2 000	-42	1 120
2015-07-29	2015-07-28	4	Vanderlee Peter	CEM	Common Stock	P - Purchase	D	21,8500	500	11	3 000
2015-06-22		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series G Mandatory Redeemable Preferred Stock		I				760
2015-06-22		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series F Mandatory Redeemable Preferred Stock		I				620
2015-06-22		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series G Mandatory Redeemable Preferred Stock		I				760
2015-06-22		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series F Mandatory Redeemable Preferred Stock		I				620
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P	CEM	Series C Mandatory Redeemable Preferred Stock		I				1 000
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P	CEM	Series C Mandatory Redeemable Preferred Stock		I				1 000
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series D Mandatory Redeemable Preferred Stock		I				1 370
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P	CEM	Series C Mandatory Redeemable Preferred Stock		I				1 000
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series D Mandatory Redeemable Preferred Stock		I				1 370
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P	CEM	Series C Mandatory Redeemable Preferred Stock		I				1 000
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series D Mandatory Redeemable Preferred Stock		I				1 370
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series D Mandatory Redeemable Preferred Stock		I				1 370
2015-04-24		3	Trust Jane	CEM	Common Stock		D				0
2015-03-05	2015-03-03	4	Fuller Kenneth	CEM	Common Stock	P - Purchase	D	26,6500	300	8	300
2015-01-16		3	GUARDIAN LIFE INSURANCE CO OF AMERICA	CEM	Series B Mandatory Redeemable Pref. Stock par value $0.001		D				300
2015-01-16		3	GUARDIAN LIFE INSURANCE CO OF AMERICA	CEM	Series B Mandatory Redeemable Pref. Stock par value $0.001		D				300
2015-01-14		3	SUN LIFE FINANCIAL INC	CEM	3.85% Series A Mandatory Redeemable Preferred Stock		D				450
2015-01-14		3	SUN LIFE FINANCIAL INC	CEM	3.85% Series A Mandatory Redeemable Preferred Stock		D				450
2015-01-14		3	SUN LIFE FINANCIAL INC See Footnote 1.	CEM	3.85% Series A Mandatory Redeemable Preferred Stock		I				450
2015-01-14		3	SUN LIFE FINANCIAL INC See Footnote 1.	CEM	3.85% Series A Mandatory Redeemable Preferred Stock		I				450
2015-01-14		3	SUN LIFE FINANCIAL INC See Footnote 1.	CEM	3.85% Series A Mandatory Redeemable Preferred Stock		I				450
2015-01-14		3	SUN LIFE FINANCIAL INC	CEM	3.85% Series A Mandatory Redeemable Preferred Stock		D				450
2015-01-09		3	Agdern Robert D	CEM	Common Stock		D				0
2014-10-09		3	Clearbridge Investments, LLC	CEM	Common Stock		D				0
2014-09-23		3	Glasser Scott	CEM	Common Stock		D				0
2014-09-23		3	Olmert Amy	CEM	Common Stock		D				0
2014-09-23		3	Nachtwey Peter	CEM	Common Stock		D				0
2014-09-23		3	List Cynthia	CEM	Common Stock		D				0
2014-09-23		3	Nattans Jeffrey Allen	CEM	Common Stock		D				0
2014-05-07		3	NORTHWESTERN MUTUAL LIFE INSURANCE CO	CEM	4.06% Senior Secured Notes, Series C, due July 2022		D				0
2014-05-07		3	NORTHWESTERN MUTUAL LIFE INSURANCE CO By Northwestern Long Term Care Insurance Company	CEM	4.06% Senior Secured Notes, Series C, due July 2022		I				0
2014-05-07		3	NORTHWESTERN MUTUAL LIFE INSURANCE CO	CEM	4.20% Senior Secured Notes, Series A, due April 2026		D				0
2014-05-02	2014-04-30	4	MASSACHUSETTS MUTUAL LIFE INSURANCE CO By MassMutual Asia Limited	CEM	Senior Secured Notes Series A Due 2026	P - Purchase	I	1,0000	3 600 000	3 600	3 600 000
2014-05-02	2014-04-30	4	MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance company	CEM	Senior Secured Notes Series A Due 2026	P - Purchase	I	1,0000	1 150 000	1 150	1 150 000
2014-05-02	2014-04-30	4	MASSACHUSETTS MUTUAL LIFE INSURANCE CO By Babson Capital Management LLC	CEM	Senior Secured Notes Series A Due 2026	P - Purchase	I	1,0000	2 500 000	2 500	2 500 000
2014-05-02	2014-04-30	4	MASSACHUSETTS MUTUAL LIFE INSURANCE CO	CEM	Senior Secured Notes Series A Due 2026	P - Purchase	D	1,0000	17 750 000	17 750	17 750 000
2013-06-28	2013-06-26	4	Eades Chris	CEM	Common Stock	P - Purchase	D	27,0080	1 000	27	2 000
2013-06-11		3	MASSACHUSETTS MUTUAL LIFE INSURANCE CO	CEM	Senior Secured Notes Series A		D				45 000 000
2013-06-11		3	MASSACHUSETTS MUTUAL LIFE INSURANCE CO By MassMutual Asia Limited	CEM	Senior Secured Notes Series D		I				2 900 000
2013-06-11		3	MASSACHUSETTS MUTUAL LIFE INSURANCE CO	CEM	Senior Secured Notes Series B		D				45 000 000
2013-06-11		3	MASSACHUSETTS MUTUAL LIFE INSURANCE CO	CEM	Senior Secured Notes Series D		D				37 100 000
2013-06-11		3	MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance company	CEM	Senior Secured Notes Series A		I				5 000 000
2013-06-11		3	MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance company	CEM	Senior Secured Notes Series B		I				5 000 000
2013-06-05		3	Fuller Kenneth	CEM	Common Stock		D				0
2013-02-07		3	KAMERICK EILEEN A	CEM	Common Stock		D				0
2013-01-04	2013-01-02	4	COHEN HARRY D	CEM	Common Stock	P - Purchase	I	23,7881	2 000	48	2 000
2013-01-04	2013-01-02	4	COHEN HARRY D	CEM	Common Stock	P - Purchase	I	23,7825	2 000	48	4 138
2011-12-02		3	Sennett Richard	CEM	Common Stock		D				0

Achat sur le marché public ou privé d'un titre non dérivé ou dérivé

Vente sur le marché public ou privé d'un titre non dérivé ou dérivé

Attribution, récompense ou autre acquisition de titres de l'entreprise (comme une option).

Conversion d'un produit dérivé

Vente ou transfert de titres à l'entreprise

Paiement du prix d'exercice ou de la dette fiscale en utilisant une partie des titres reçus de l'entreprise

Don de titres par ou à l'initié

Swaps d'actions et opérations de couverture similaires

Exercice ou conversion d'un titre dérivé reçu de l'entreprise (tel qu'une option)

Une transaction déclarée volontairement sur le formulaire 4

Autre (accompagnée d'une note de bas de page décrivant la transaction)

CEM / ClearBridge MLP and Midstream Fund Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5