AVTX / Avalo Therapeutics, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Avalo Therapeutics, Inc.

Actions en circulation 13,152,356 shares
Actions d'initiés26 852 733 shares
Nombre total d'initiés67
Indice de confiance des initiés

L'indice de confiance des initiés identifie les entreprises achetées par les initiés.

Il est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés de capitalisation d'initiés. Le modèle de notation utilise une combinaison du nombre net d'initiés ayant acheté des actions au cours des 90 derniers jours, du nombre total d'actions achetées en pourcentage du flottant et du nombre total d'actions détenues par les initiés. Le nombre varie de 0 à 100, les chiffres les plus élevés indiquant un niveau d'accumulation supérieur à celui de ses pairs, et 50 étant la moyenne.

Fréquence de mise à jour : Quotidienne

Voir Les meilleurs choix des initiés, qui fournit une liste des entreprises ayant la plus forte accumulation d'initiés.

Indice de confiance des dirigeants

L'indice de confiance des dirigeants identifie les entreprises dont les actions sont achetées par des dirigeants d'entreprise.

Par définition, les dirigeants d'entreprise sont des initiés, mais contrairement à d'autres initiés (actionnaires à 10 % et membres du conseil d'administration), les dirigeants travaillent quotidiennement pour l'entreprise et utilisent leur propre argent lorsqu'ils effectuent des opérations (les actionnaires à 10 % et les membres du conseil d'administration sont souvent des gestionnaires de fonds qui gèrent l'argent d'autrui). À ce titre, les opérations d'initiés réalisées par les dirigeants sont beaucoup plus significatives et doivent être traitées de manière appropriée.

Comme l'indice de confiance des initiés, l'indice de confiance des dirigeants est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés d'accumulation de dirigeants.

Fréquence de mise à jour : Quotidienne

Consultez la section Les meilleurs choix des initiés, qui fournit une liste des entreprises dont le sentiment des initiés est le plus élevé.

Principaux indicateurs des initiés

Cette carte montre comment l'entreprise se positionne par rapport à divers indicateurs d'initiés. La position en centile montre comment cette entreprise se situe par rapport aux autres entreprises sur les marchés américains. Une position plus élevée indique une meilleure situation.

Par exemple, il est généralement admis que les achats d'initiés sont un indicateur positif, de sorte que les entreprises dont les achats d'initiés sont plus nombreux se positionnent mieux que celles dont les achats d'initiés sont moins nombreux (ou même les ventes d'initiés).

Nombre net d'achats d'initiés (position)

0 ( )

5158 out of 11305

Le nombre net d'initiés achetant est le nombre total d'initiés achetant moins le nombre total d'initiés vendant au cours des 90 derniers jours. La position en centile est indiquée ici (de 0 à 100%).

Pourcentage du flottant acheté par les initiés (position)

0.000 %( )

5131 out of 11224

Le pourcentage du flottant acheté par les initiés est le nombre total d'actions achetées par les initiés moins le nombre total d'actions vendues par les initiés au cours des 90 derniers jours, divisé par le flottant total et multiplié par 100.

Graphique des opérations d'initiés

Les opérations d'initiés de Avalo Therapeutics, Inc. sont présentées dans le graphique suivant. Les initiés sont des dirigeants, des administrateurs ou des investisseurs importants dans une entreprise. En général, il est illégal pour les initiés d'effectuer des opérations d'initiés dans leur entreprise sur la base d'informations matérielles non publiques. Cela ne signifie pas qu'il est illégal pour eux d'effectuer toute transaction dans leurs propres entreprises. Toutefois, ils doivent déclarer toutes les transactions à la SEC au moyen d'un formulaire 4.

Liste d'initiés et indicateurs de rentabilité

Ce tableau présente la liste des initiés connus et est généré automatiquement à partir des dépôts communiqués à la SEC. Outre les noms, le titre le plus récent et la désignation du directeur, du dirigeant ou du propriétaire à 10 %, nous indiquons les dernières participations divulguées. En outre, lorsque cela est possible, nous indiquons les performances historiques des opérations d'initiés. La performance historique des transactions est une moyenne pondérée de la performance des opérations d'achat réelles sur le marché public effectuées par l'initié. Pour plus d'informations sur le mode de calcul, regardez ce webinaire sur YouTube.

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Initié Profit moyen (%) Actions
détenues
Fractionnement
Ajusté
Armistice Capital, Llc 10% Owner - [10%] 765 828 3 191
ATP III GP, Ltd. Director, 10% Owner - [D] [10%] 595 436 595 436
Thomas H Aasen 8 357
June Sherie Almenoff Director - [D] 3 167 3 167
Apple Tree Partners IV, L.P. Director, 10% Owner - [D] [10%] 595 436 595 436
Armistice Capital Master Fund Ltd. 10% Owner - [10%] 46 057 442 3 191
Sol J Barer 1 000 000
M James Barrett 10% Owner - [10%] 594 245 594 245
Peter J Barris 10% Owner - [10%] 594 245 594 245
Forest Baskett 10% Owner - [10%] 594 245 594 245
Eugene A Bauer Director - [D] 53 570 53 570
Isaac Blech Director, 10% Owner - [D] [10%] 385 452 385 452
Steven Boyd 10% Owner - [10%] 47 988 442 3 191
Suzanne Louise Bruhn 5 204
Michael F Cola Chief Executive Officer, Director - [D] [O] 175 746 175 746
Caissa Capital Management ltd. 10% Owner - [10%] 0 0
Pericles Calias Chief Scientific Officer - [O] 49 216 49 216
Mitchell Chan Director - [D] 3 167 3 167
Patrick J Crutcher VP, Business Development - [O] 1 634 771 1 634 771
Luke Evnin 10% Owner - [10%] 595 436 595 436
Florence Anthony A. Jr. 10% Owner - [10%] 594 245 594 245
Todd Foley 10% Owner - [10%] 595 436 595 436
Initié Profit moyen (%) Actions
détenues
Fractionnement
Ajusté
Fremantle, LLC 10% Owner - [10%] 7 534 884 7 534 884
Ansbert Gadicke 10% Owner - [10%] 595 436 595 436
Jonathan Goldman Director - [D] 3 167 3 167
Peter Greenleaf Director - [D] 112 500 112 500
Greenway Schond L. CFO - [O] 3 883 31
Phil Gutry 4 718
Uli Hacksell Director - [D] 20 000 20 000
James Archie Jr Harrell Chief Commercial Officer - [O] 36 766 292
Seth Loring Harrison Director, 10% Owner - [D] [10%] 595 436 595 436
Randal Jones 10% Owner - [10%] 7 534 884 7 534 884
Vaughn M Kailian 10% Owner - [10%] 595 436 595 436
Aaron Kantoff Director - [D] 3 167 3 167
Gilla Kaplan Director - [D] 3 167 3 167
Patrick J Kerins 10% Owner - [10%] 594 245 594 245
Krishna Kittu Kolluri 10% Owner - [10%] 594 245 594 245
John Joseph Kaiser 25 000
LRS International, LLC 10% Owner - [10%] 7 534 884 7 534 884
David M Mott 10% Owner - [10%] 594 245 594 245
Mpm Asset Management Investors Bv5 Llc 10% Owner - [10%] 595 436 595 436
Mpm Bioventures V Gp Llc 10% Owner - [10%] 595 436 595 436
Mpm Bioventures V Llc 10% Owner - [10%] 595 436 595 436
Mpm Bioventures V, L.p. 10% Owner - [10%] 595 436 595 436
Initié Profit moyen (%) Actions
détenues
Fractionnement
Ajusté
Ronald Marcus Chief Medical Officer - [O] 36 000 36 000
Joseph M Miller Director - [D] 40 582 40 582
Mariam E Morris 100 000
Moscato Robert Jr. 10% Owner - [10%] 7 534 884 7 534 884
Nea 14 Gp, Ltd 10% Owner - [10%] 594 245 594 245
NEA Partners 14, L.P. 10% Owner - [10%] 594 245 594 245
Garry Arthur Neil Chief Executive Officer - [O] 47 140 47 140
New Enterprise Associates 14, L.P. 10% Owner - [10%] 594 245 594 245
Blake M Paterson CEO and President, Director - [D] [O] 112 142 112 142
Simon Pedder Executive Chairman of the Bd, Director - [D] [O] 241 833 241 833
Magnus Persson 18 468
Matthew V Phillips Chief Commercial Officer - [O] 512 500 512 500
Scott D Sandell 10% Owner - [10%] 594 245 594 245
Keith Schmidt 25 000
James Paul Scopa 10% Owner - [10%] 595 436 595 436
Behshad Sheldon 8 357
Stephen Smolinski 400 000
Sonsini Peter W. 10% Owner - [10%] 594 245 594 245
Christopher Ryan Sullivan Chief Financial Officer - [O] 16 921 16 921
Samantha Truex Director - [D] 3 167 3 167
Ravi Viswanathan 10% Owner - [10%] 594 245 594 245
Harry R Weller 10% Owner - [10%] 594 245 594 245
H Jeffrey Wilkins Chief Medical Officer - [O] 33 373 265

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Historique des achats d'initiés - Analyse des bénéfices à court terme

Dans cette section, nous analysons la rentabilité de chaque achat d'initié non planifié et effectué sur le marché public dans AVTX / Avalo Therapeutics, Inc.. Cette analyse permet de comprendre si l'initié génère régulièrement des rendements anormaux et s'il vaut la peine d'être suivi. Cette analyse porte sur l'année qui suit chaque transaction et les résultats sont théoriques .

Le tableau suivant présente les achats sur le marché public les plus récents qui ne faisaient pas partie d'un plan de trading automatique.

Date de la transaction Initiés Actions
déclarées
Prix
déclaré
Actions
ajustées
Prix
ajusté
Base de coût Jours jusqu'au
Max
Prix au
Max
Bénéfice
Max ($)
Rendement maximal (%)
2024-11-13 Almenoff June Sherie 500 13,0000 500 13,0000 6 500 1 13.4800 240 3,69
2024-11-12 Almenoff June Sherie 500 12,4990 500 12,4990 6 250
2023-06-26 Caissa Capital Management ltd. 1 425 700 0,6433 5 940 154,3920 917 153
2023-06-26 Caissa Capital Management ltd. 182 300 0,6200 760 148,8000 113 026
2023-06-20 Caissa Capital Management ltd. 2 000 4,1444 8 994,6560 8 289
2023-06-16 Caissa Capital Management ltd. 3 000 3,9048 12 937,1520 11 714
2023-06-15 Caissa Capital Management ltd. 3 160 3,6837 13 884,0880 11 640
2023-06-14 Caissa Capital Management ltd. 6 000 3,4790 25 834,9600 20 874
2023-06-13 Caissa Capital Management ltd. 8 750 3,8216 36 917,1840 33 439

Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.

AVTX / Avalo Therapeutics, Inc. Insider Trades
Historique des ventes d'initiés - Analyse des pertes à court terme

Dans cette section, nous analysons l'évitement des pertes à court terme de chaque vente d'initié non planifiée et réalisée sur le marché public dans AVTX / Avalo Therapeutics, Inc.. Un schéma cohérent d'évitement des pertes peut suggérer que les transactions de vente futures peuvent prédire des baisses de prix. Cette analyse porte sur l'année qui suit chaque transaction, et les résultats sont théoriques .

Le tableau suivant présente les ventes les plus récentes sur le marché public qui ne faisaient pas partie d'un plan de trading automatique.

Date de la transaction Initiés Actions
déclarées
Prix
déclaré
Actions
ajustées
Prix
ajusté
Base de coût Jours jusqu'au
Min
Prix au
Min
Perte maximale
évitée ($)
Perte maximale
évitée (%)
2023-06-27 ARMISTICE CAPITAL, LLC 937 404 0,5194 3 906 124,6560 486 888 204 4.0200 -471 189 -96,78
2023-06-26 ARMISTICE CAPITAL, LLC 2 746 138 0,6125 11 442 147,0000 1 682 010
2018-08-13 Jones Randal 1 270 3,9800 10 501,4800 5 055

Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.

AVTX / Avalo Therapeutics, Inc. Insider Trades
Historique des transactions

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

Date
de dépôt
Date
de transaction
Formulaire Initié Libellé Nom du titre Code 10b5-1 Direct Prix
d'exercice
Prix
unitaire
Unités
Modifié
Valeur
Modifiée (1K)
Options
restantes
Actions
restantes
2025-04-01 2025-03-28 4 Chan Mitchell AVTX Common Stock M - Exercise D 3 167 3 167
2025-04-01 2025-03-28 4 Goldman Jonathan AVTX Common Stock M - Exercise D 3 167 3 167
2025-04-01 2025-03-28 4 Truex Samantha AVTX Common Stock M - Exercise D 3 167 3 167
2025-04-01 2025-03-28 4 KANTOFF AARON AVTX Common Stock M - Exercise D 3 167 3 167
2025-04-01 2025-03-28 4 KAPLAN GILLA AVTX Common Stock M - Exercise D 3 167 3 167
2025-04-01 2025-03-28 4 Almenoff June Sherie AVTX Common Stock M - Exercise D 3 167 3 167
2025-04-01 2025-03-28 4 Sullivan Christopher Ryan AVTX Common Stock F - Taxes D 8,4600 -7 285 -62 16 921
2025-04-01 2025-03-28 4 Sullivan Christopher Ryan AVTX Common Stock M - Exercise D 24 200 24 206
2025-04-01 2025-03-28 4 NEIL GARRY ARTHUR AVTX Common Stock F - Taxes D 8,4600 -17 787 -150 47 140
2025-04-01 2025-03-28 4 NEIL GARRY ARTHUR AVTX Common Stock M - Exercise D 64 867 64 927
2024-11-14 2024-11-13 4 Almenoff June Sherie By Meadowlark Management, LLC AVTX Common Stock P - Purchase I 13,0000 500 6 1 000
2024-11-14 2024-11-12 4 Almenoff June Sherie By Meadowlark Management, LLC AVTX Common Stock P - Purchase I 12,4990 500 6 500
2023-06-28 2023-06-27 4 ARMISTICE CAPITAL, LLC AVTX Common Stock S - Sale I 0,5194 -937 404 -487 731 458
2023-06-28 2023-06-26 4 ARMISTICE CAPITAL, LLC AVTX Common Stock S - Sale I 0,6125 -2 746 138 -1 682 1 668 862
2023-06-27 2023-06-26 4 Caissa Capital Management ltd. AVTX Common Stock P - Purchase D 0,6200 -182 300 -113 0
2023-06-27 2023-06-26 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 0,6433 -1 425 700 -917 0
2023-06-20 2023-06-20 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 4,1444 2 000 8 1 425 700
2023-06-20 2023-06-16 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3,9048 3 000 12 1 423 700
2023-06-20 2023-06-15 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3,6837 3 160 12 1 420 700
2023-06-14 2023-06-14 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3,4790 6 000 21 1 417 540
2023-06-14 2023-06-13 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3,8216 8 750 33 1 411 540
2023-06-14 2023-06-12 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 4,3352 2 149 9 1 402 790
2023-06-13 2023-06-09 4 Sullivan Christopher Ryan AVTX Common Stock P - Purchase D 3,4200 511 2 1 262
2023-06-13 2023-06-09 4 NEIL GARRY ARTHUR AVTX Common Stock P - Purchase D 3,4200 4 000 14 13 220
2023-06-09 2023-06-09 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 4,1427 5 044 21 1 400 641
2023-06-09 2023-06-08 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3,9271 6 398 25 1 395 597
2023-06-09 2023-06-07 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3,4914 2 984 10 1 389 199
2023-06-02 2023-05-31 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2,8700 844 2 1 386 215
2023-05-30 2023-05-30 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 2,8670 671 2 1 385 371
2023-05-30 2023-05-25 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 2,7700 2 000 6 1 384 700
2023-05-24 2023-05-24 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2,9622 5 519 16 1 382 700
2023-05-24 2023-05-24 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3,0072 3 481 10 1 377 181
2023-05-22 2023-05-22 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 3,3368 7 000 23 1 373 700
2023-05-22 2023-05-19 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 3,5157 6 500 23 1 366 700
2023-05-22 2023-05-18 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 3,2896 13 121 43 1 360 200
2023-05-16 2023-05-16 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 2,7500 379 1 1 347 079
2023-05-16 2023-05-15 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 2,5459 1 715 4 1 346 700
2023-05-16 2023-05-12 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 2,4500 2 285 6 1 344 985
2023-05-08 2023-05-08 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2,6216 5 000 13 1 342 700
2023-05-08 2023-05-05 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2,8750 5 000 14 1 337 700
2023-05-08 2023-05-04 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2,7921 15 000 42 1 332 700
2023-04-27 2023-04-27 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2,9600 1 504 4 1 317 700
2023-04-27 2023-04-26 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2,9700 425 1 1 316 196
2023-04-27 2023-04-25 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2,9993 5 571 17 1 315 771
2023-04-24 2023-04-24 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3,0624 12 500 38 1 310 200
2023-04-24 2023-04-20 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3,0783 5 000 15 1 297 700
2023-04-18 2023-04-18 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2,9438 10 000 29 1 292 700
2023-04-18 2023-04-17 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2,9624 15 000 44 1 282 700
2023-04-11 2023-04-11 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2,8432 25 000 71 1 267 700
2023-04-11 2023-04-10 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2,2802 31 329 71 1 242 700
2023-02-09 2023-02-07 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 450 000 4 415 000
2023-02-09 2023-02-03 4 ARMISTICE CAPITAL, LLC AVTX Common Stock L - Other I 3,9500 334 1 3 965 000
2022-12-12 2022-12-09 4 NEIL GARRY ARTHUR AVTX Common Stock P - Purchase D 4,4200 2 083 9 9 220
2022-04-04 2022-03-31 4 Persson Magnus AVTX Stock Option (Right to Buy) A - Award D 0,72 18 468 18 468
2022-04-04 2022-03-31 4 Miller Joseph M AVTX Stock Option (Right to Buy) A - Award D 0,72 20 239 20 239
2022-04-04 2022-03-31 4 KAPLAN GILLA AVTX Stock Option (Right to Buy) A - Award D 0,72 30 359 30 359
2022-04-04 2022-03-31 4 Almenoff June Sherie AVTX Stock Option (Right to Buy) A - Award D 0,72 2 985 2 985
2022-03-14 2022-03-14 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,6494 100 000 65 47 576 000
2022-03-14 2022-03-11 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,6878 100 000 69 47 476 000
2022-03-14 2022-03-10 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,7010 26 000 18 47 376 000
2022-03-10 2022-03-08 4 Sullivan Christopher Ryan AVTX Stock Option (Right to Buy) A - Award D 0,70 50 000 50 000
2022-03-10 2022-03-08 4 Sullivan Christopher Ryan AVTX Stock Option (Right to Buy) A - Award D 0,70 400 000 400 000
2022-03-10 2022-03-08 4 NEIL GARRY ARTHUR AVTX Stock Option (Right to Buy) A - Award D 0,70 1 000 000 1 000 000
2022-03-07 2022-03-07 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,6564 325 000 213 47 350 000
2022-03-07 2022-03-04 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,7045 135 000 95 47 025 000
2022-03-07 2022-03-03 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,7139 50 000 36 46 890 000
2022-02-28 2022-02-25 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,7929 40 000 32 46 840 000
2022-02-28 2022-02-24 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,8009 100 000 80 46 800 000
2022-02-22 2022-02-22 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,7720 83 000 64 46 700 000
2022-02-22 2022-02-18 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,8225 55 000 45 46 617 000
2022-02-22 2022-02-17 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,8150 150 000 122 46 562 000
2022-01-20 2022-01-20 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,8507 12 000 10 46 412 000
2022-01-20 2022-01-19 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,8757 93 700 82 46 400 000
2022-01-20 2022-01-18 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,8833 206 300 182 46 306 300
2022-01-14 2022-01-14 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,9291 85 000 79 46 100 000
2022-01-14 2022-01-13 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 1,0042 312 700 314 46 015 000
2022-01-14 2022-01-12 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 1,0433 57 300 60 45 702 300
2022-01-11 2022-01-11 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,9587 16 003 15 45 645 000
2022-01-11 2022-01-10 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0,9868 491 097 485 45 628 997
2022-01-11 2022-01-07 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 1,0368 137 900 143 45 137 900
2022-01-06 2022-01-04 4 Smolinski Stephen AVTX Stock Option (Right to Buy) A - Award D 1,70 400 000 400 000
2022-01-04 2021-12-31 4 Almenoff June Sherie AVTX Stock Option (Right to Buy) A - Award D 1,70 737 737
2022-01-04 2021-12-31 4 KAPLAN GILLA AVTX Stock Option (Right to Buy) A - Award D 1,70 12 767 12 767
2022-01-04 2021-12-31 4 Miller Joseph M AVTX Stock Option (Right to Buy) A - Award D 1,70 8 920 8 920
2022-01-04 2021-12-31 4 Persson Magnus AVTX Stock Option (Right to Buy) A - Award D 1,70 7 943 7 943
2021-12-14 2021-12-10 4 Wilkins H Jeffrey AVTX Common Stock P - Purchase D 1,5700 6 371 10 33 373
2021-12-14 2021-12-10 4 Sullivan Christopher Ryan AVTX Common Stock P - Purchase D 1,5700 955 1 9 004
2021-12-14 2021-12-10 4 NEIL GARRY ARTHUR AVTX Common Stock P - Purchase D 1,5700 4 267 7 85 639
2021-12-14 2021-12-10 4 Harrell James Archie Jr AVTX Common Stock P - Purchase D 1,5700 1 093 2 36 766
2021-12-14 2021-12-10 4 Greenway Schond L. AVTX Common Stock P - Purchase D 1,5700 2 231 4 3 883
2021-12-03 2021-12-01 4 Chan Mitchell AVTX Stock Option (Right to Buy) A - Award D 1,87 80 000 80 000
2021-11-12 2021-11-10 4 Almenoff June Sherie AVTX Stock Option (Right to Buy) A - Award D 2,28 80 000 80 000
2021-10-04 2021-10-01 4 COLA MICHAEL F AVTX Stock Option (Right to Buy) A - Award D 2,25 78 116 78 116
2021-10-04 2021-09-30 4 Bruhn Suzanne Louise AVTX Stock Option (Right to Buy) A - Award D 2,18 5 204 5 204
2021-10-04 2021-09-30 4 KAPLAN GILLA AVTX Stock Option (Right to Buy) A - Award D 2,18 9 541 9 541
2021-10-04 2021-09-30 4 Gutry Phil AVTX Stock Option (Right to Buy) A - Award D 2,18 4 718 4 718
2021-10-04 2021-09-30 4 Persson Magnus AVTX Stock Option (Right to Buy) A - Award D 2,18 5 985 5 985
2021-10-04 2021-09-30 4 Miller Joseph M AVTX Stock Option (Right to Buy) A - Award D 2,18 6 939 6 939
2021-09-17 2021-09-17 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 2,2000 5 454 545 12 000 45 000 000
2021-09-17 2021-09-16 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 2,2797 150 000 342 39 545 455
2021-09-17 2021-09-15 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 2,2623 95 455 216 39 395 455
2021-08-18 2021-08-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2,7775 20 000 56 39 300 000
2021-08-18 2021-08-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2,7546 30 000 83 39 280 000
2021-08-06 2021-08-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2,8252 25 000 71 39 250 000
2021-08-06 2021-08-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2,7718 25 000 69 39 225 000
2021-08-06 2021-08-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2,6859 100 000 269 39 200 000
2021-07-02 2021-06-30 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 3,27 3 465 3 465
2021-07-02 2021-07-01 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 3,39 51 740 51 740
2021-07-02 2021-06-30 4 KAPLAN GILLA CERC Stock Option (Right to Buy) A - Award D 3,27 6 353 6 353
2021-07-02 2021-06-30 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 3,27 3 985 3 985
2021-07-02 2021-06-30 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 3,27 3 142 3 142
2021-07-02 2021-06-30 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 3,27 4 620 4 620
2021-06-17 2021-06-15 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 3,56 40 000 40 000
2021-06-17 2021-06-15 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 3,56 40 000 40 000
2021-06-17 2021-06-15 4 BARER SOL J CERC Stock Option (Right to Buy) A - Award D 3,56 40 000 40 000
2021-06-17 2021-06-15 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 3,56 40 000 40 000
2021-06-17 2021-06-15 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 3,56 40 000 40 000
2021-06-17 2021-06-15 4 KAPLAN GILLA CERC Stock Option (Right to Buy) A - Award D 3,56 40 000 40 000
2021-06-14 2021-06-10 4 NEIL GARRY ARTHUR CERC Common Stock P - Purchase D 2,2800 3 692 8 81 372
2021-06-14 2021-06-10 4 Greenway Schond L. CERC Common Stock P - Purchase D 2,6800 652 2 1 652
2021-06-14 2021-06-10 4 Harrell James Archie Jr CERC Common Stock P - Purchase D 2,2800 7 493 17 35 673
2021-06-14 2021-06-10 4 Wilkins H Jeffrey CERC Common Stock P - Purchase D 2,2800 912 2 27 002
2021-05-18 2021-05-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 39 100 000
2021-05-18 2021-05-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2,3300 22 000 51 39 100 000
2021-05-18 2021-05-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 39 078 000
2021-05-18 2021-05-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2,2000 30 000 66 39 078 000
2021-05-18 2021-05-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 39 048 000
2021-05-18 2021-05-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2,1500 128 000 275 39 048 000
2021-04-19 2021-04-15 4 ARMISTICE CAPITAL, LLC CERC SERIES B NON-VOTING CONVERTIBLE PREFERRED STOCK C - Conversion I 2,00 0 0
2021-04-19 2021-04-15 4 ARMISTICE CAPITAL, LLC CERC SERIES B NON-VOTING CONVERTIBLE PREFERRED STOCK C - Conversion D 2,00 -1 257 143 0
2021-04-19 2021-04-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock C - Conversion I 0 38 920 000
2021-04-19 2021-04-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock C - Conversion D 2,0000 6 285 715 12 571 38 920 000
2021-04-05 2021-04-01 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 3,05 70 881 70 881
2021-04-02 2021-03-31 4/A Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 3,02 5 564 5 564
2021-04-02 2021-03-31 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 3,02 4 799 4 799
2021-04-02 2021-03-31 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 3,02 3 783 3 783
2021-04-02 2021-03-31 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 3,02 4 173 4 173
2021-04-02 2021-03-31 4 KAPLAN GILLA CERC Stock Option (Right to Buy) A - Award D 3,02 7 650 7 650
2021-03-17 3 Wilkins H Jeffrey CERC Common Stock D 26 090
2021-03-01 3 Greenway Schond L. CERC Common Stock D 1 000
2021-03-01 2021-03-01 4 Greenway Schond L. CERC Stock Option (Right to Buy) A - Award D 3,73 500 000 500 000
2021-01-28 2021-01-26 4 Sullivan Christopher Ryan CERC Stock Option (Right to Buy) A - Award D 3,32 110 000 110 000
2021-01-28 2021-01-26 4 NEIL GARRY ARTHUR CERC Stock Option (right to buy) A - Award D 3,32 260 000 260 000
2021-01-28 2021-01-26 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 3,32 850 000 850 000
2021-01-28 2021-01-26 4 Harrell James Archie Jr CERC Stock Option (Right to Buy) A - Award D 3,32 150 000 150 000
2021-01-12 2021-01-08 4 ARMISTICE CAPITAL, LLC See Footnote 1 CERC Common Stock P - Purchase I 0 32 634 285
2021-01-12 2021-01-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2,6000 2 500 000 6 500 32 634 285
2021-01-06 2021-01-04 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 2,64 64 798 64 798
2021-01-05 2020-12-31 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 2,64 5 472 5 472
2021-01-05 2020-12-31 4 KAPLAN GILLA CERC Stock Option (Right to Buy) A - Award D 2,64 7 216 7 216
2021-01-05 2020-12-31 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 2,64 3 877 3 877
2021-01-05 2020-12-31 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 2,64 4 919 4 919
2021-01-05 2020-12-31 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 2,64 4 254 4 254
2020-12-14 2020-12-10 4 Harrell James Archie Jr CERC Common Stock P - Purchase D 2,2780 171 0 28 180
2020-12-14 2020-12-10 4 Sullivan Christopher Ryan CERC Common Stock P - Purchase D 2,2780 5 095 12 8 049
2020-12-14 2020-12-10 4 NEIL GARRY ARTHUR CERC Common Stock P - Purchase D 2,2780 3 599 8 77 680
2020-12-07 2020-12-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 30 134 285
2020-12-07 2020-12-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2,4400 20 000 49 30 134 285
2020-11-25 2020-11-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 30 114 285
2020-11-25 2020-11-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2,3900 15 000 36 30 114 285
2020-11-25 2020-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 30 099 285
2020-11-25 2020-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2,4000 47 733 115 30 099 285
2020-11-25 2020-11-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 30 051 552
2020-11-25 2020-11-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2,3200 37 267 86 30 051 552
2020-10-13 2020-10-08 4 KAPLAN GILLA CERC Stock Option (Right to Buy) A - Award D 2,45 50 000 50 000
2020-10-02 2020-10-01 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 2,24 76 674 76 674
2020-10-01 2020-09-30 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 2,28 4 516 4 516
2020-10-01 2020-09-30 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 2,28 6 374 6 374
2020-10-01 2020-09-30 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 2,28 5 099 5 099
2020-10-01 2020-09-30 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 2,28 4 325 4 325
2020-09-09 2020-09-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 30 014 285
2020-09-09 2020-09-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2,2000 100 000 220 30 014 285
2020-07-06 2020-07-01 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 2,56 64 683 64 683
2020-07-01 2020-06-30 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 2,60 4 005 4 005
2020-07-01 2020-06-30 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 2,60 4 304 4 304
2020-07-01 2020-06-30 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 2,60 3 812 3 812
2020-07-01 2020-06-30 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 2,60 2 130 2 130
2020-06-22 2020-06-18 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 2,51 84 322 84 322
2020-06-19 2020-06-18 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 2,51 25 000 25 000
2020-06-19 2020-06-18 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 2,51 25 000 25 000
2020-06-19 2020-06-18 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 2,51 25 000 25 000
2020-06-19 2020-06-18 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 2,51 25 000 25 000
2020-06-19 2020-06-18 4 BARER SOL J CERC Stock Option (Right to Buy) A - Award D 1 000 000 1 000 000
2020-06-19 2020-06-18 4 BARER SOL J CERC Stock Option (Right to Buy) A - Award D 2,51 25 000 25 000
2020-06-11 2020-06-10 4 Harrell James Archie Jr CERC Common Stock P - Purchase D 2,2780 6 391 15 28 009
2020-06-11 2020-06-09 4 Harrell James Archie Jr CERC Common Stock P - Purchase D 2,5000 10 000 25 21 618
2020-06-11 2020-06-10 4 Sullivan Christopher Ryan CERC Common Stock P - Purchase D 2,2780 2 954 7 2 954
2020-06-11 2020-06-10 4 NEIL GARRY ARTHUR CERC Common Stock P - Purchase D 2,2780 1 799 4 74 081
2020-06-11 2020-06-08 4 Miller Joseph M CERC Common Stock F - Taxes D 3,2200 -4 472 -14 40 582
2020-06-11 2020-06-09 4 COLA MICHAEL F CERC Common Stock P - Purchase D 2,5000 100 000 250 175 746
2020-06-11 2020-06-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2,4400 28 000 68 1 128 000
2020-06-11 2020-06-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2,5200 267 806 675 1 100 000
2020-06-11 2020-06-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 29 914 285
2020-06-11 2020-06-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2,5000 1 753 680 4 384 29 914 285
2020-04-27 2020-04-24 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 2,58 50 000 50 000
2020-04-17 2018-07-12 4/A Miller Joseph M CERC Common Stock A - Award D 45 000 45 000
2020-04-17 2019-07-16 4 Calias Pericles CERC Common Stock F - Taxes D 4,9000 -3 246 -16 49 216
2020-04-13 2020-04-09 4 Pedder Simon CERC Common Stock F - Taxes D 2,5700 -20 901 -54 241 833
2020-04-13 2020-04-09 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 2,57 375 000 375 000
2020-04-13 2019-06-07 4 Miller Joseph M CERC Common Stock F - Taxes D 4,8500 -3 723 -18 45 054
2020-04-13 2020-04-09 4 Harrell James Archie Jr CERC Stock Option (Right to Buy) A - Award D 2,57 268 000 268 000
2020-04-07 2020-04-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2,1600 4 280 9 832 194
2020-04-02 2020-03-31 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 2,48 4 866 4 866
2020-04-02 2020-03-31 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 2,48 2 007 2 007
2020-04-02 2020-03-31 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 2,48 4 310 4 310
2020-03-31 2020-03-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2,3300 26 611 62 827 914
2020-03-31 2020-03-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2,3500 49 303 116 801 303
2020-03-31 2020-03-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2,4300 36 000 87 752 000
2020-03-24 2020-03-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2,5200 1 374 3 716 000
2020-03-24 2020-03-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2,5000 9 626 24 714 626
2020-03-19 2020-03-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2,6000 1 567 4 705 000
2020-03-19 2020-03-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 1,9100 8 433 16 703 433
2020-03-19 2020-03-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 1,9100 20 000 38 695 000
2020-03-19 2020-03-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 28 160 605
2020-03-19 2020-03-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2,0500 1 951 219 4 000 28 160 605
2020-03-16 2020-03-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock J - Other I 0 26 621 828
2020-03-16 2020-03-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock J - Other I 0 26 621 828
2020-03-16 2020-03-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock J - Other D -3 455 129 26 209 386
2020-02-05 2020-02-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3,9800 275 000 1 094 675 000
2020-02-05 2020-02-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 29 664 515
2020-02-05 2020-02-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,9800 981 282 3 906 29 664 515
2020-02-05 2020-02-03 4 BARER SOL J CERC Stock Option (Right to Buy) A - Award D 3,98 500 000 500 000
2020-02-05 2020-02-03 4 NEIL GARRY ARTHUR CERC Stock Option (Right to Buy) A - Award D 3,98 800 000 800 000
2020-02-05 2020-02-03 4 NEIL GARRY ARTHUR CERC Common Stock A - Award D 72 282 72 282
2020-02-05 2020-02-03 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 3,98 1 200 000 1 200 000
2020-02-05 2020-02-03 4 COLA MICHAEL F CERC Common Stock A - Award D 75 746 75 746
2020-01-24 2020-01-24 4 ARMISTICE CAPITAL, LLC CERC Series B Convertible Preferred Stock C - Conversion D -600 000 1 257 143
2020-01-24 2020-01-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock C - Conversion D 3 000 000 28 683 233
2020-01-24 2020-01-22 4 ARMISTICE CAPITAL, LLC CERC Series B Convertible Preferred Stock C - Conversion D -1 000 000 1 857 143
2020-01-24 2020-01-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock C - Conversion D 5 000 000 25 683 233
2020-01-02 2019-12-31 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 5,39 2 682 2 682
2020-01-02 2019-12-31 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 5,39 11 016 1 106
2020-01-02 2019-12-31 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 5,39 2 375 2 375
2019-12-11 2019-12-10 4 Harrell James Archie Jr CERC Common Stock P - Purchase D 2,8475 3 064 9 11 618
2019-12-11 2019-12-10 4 Miller Joseph M CERC Common Stock P - Purchase D 2,8475 2 598 7 48 777
2019-12-11 2019-12-10 4 Calias Pericles CERC Common Stock P - Purchase D 2,8475 2 913 8 52 462
2019-10-21 2019-08-23 4 Phillips Matthew V By LLC CERC Common Stock A - Award I 1,0700 512 500 548 512 500
2019-10-03 2019-08-07 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 2,93 25 000 25 000
2019-10-03 2019-08-07 4 Schmidt Keith CERC Stock Option (Right to Buy) A - Award D 2,93 25 000 25 000
2019-10-03 2019-08-07 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 2,93 25 000 25 000
2019-10-03 2019-08-07 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 2,93 25 000 25 000
2019-10-03 2019-08-07 4 Greenleaf Peter CERC Stock Option (Right to Buy) A - Award D 2,93 25 000 25 000
2019-10-02 2019-09-30 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 3,29 3 907 3 907
2019-10-02 2019-09-30 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 3,29 1 819 1 819
2019-10-02 2019-09-30 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 3,29 4 411 4 411
2019-09-06 2019-09-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 20 683 233
2019-09-06 2019-09-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2,9500 1 000 000 2 950 20 683 233
2019-09-06 2019-09-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,1300 1 200 000 3 756 19 683 233
2019-09-03 2019-08-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,2300 24 591 79 18 483 233
2019-09-03 2019-08-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,2100 17 173 55 18 458 642
2019-08-29 2019-08-27 4 Pedder Simon CERC Common Stock P - Purchase D 2,9849 6 734 20 262 734
2019-08-20 2019-08-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 441 469
2019-08-20 2019-08-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 441 469
2019-08-20 2019-08-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,6300 1 825 7 18 441 469
2019-08-20 2019-08-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,5000 473 2 18 439 644
2019-08-20 2019-08-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 439 171
2019-08-20 2019-08-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,4300 9 886 34 18 439 171
2019-08-14 2019-08-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,3700 56 842 192 400 000
2019-08-14 2019-08-13 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3,3000 29 188 96 343 158
2019-08-14 2019-08-12 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3,2000 13 970 45 313 970
2019-07-02 2019-06-28 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 5,44 2 323 2 323
2019-07-02 2019-06-28 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 5,44 1 172 1 172
2019-07-02 2019-06-28 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 5,44 2 636 2 636
2019-07-02 2019-06-28 4 Pedder Simon CERC Stock Option (Right to Buy) A - Award D 5,44 117 117
2019-06-12 2019-06-11 4 Schmidt Keith CERC Stock Option (Right to Buy) A - Award D 5,25 50 000 50 000
2019-06-11 2019-06-10 4 Phillips Matthew V CERC Common Stock P - Purchase D 2,8475 523 1 1 020
2019-06-11 2019-06-10 4 Miller Joseph M CERC Common Stock P - Purchase D 2,8475 1 179 3 46 179
2019-06-11 2019-06-10 4 Harrell James Archie Jr CERC Common Stock P - Purchase D 2,8475 4 398 13 8 554
2019-06-11 2019-06-10 4 Calias Pericles CERC Common Stock P - Purchase D 2,8475 4 549 13 49 549
2019-06-11 2019-06-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 4,9000 5 000 24 300 000
2019-06-11 2019-06-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 4,8500 5 000 24 295 000
2019-06-05 2019-06-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 429 285
2019-06-05 2019-06-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,9700 5 000 25 18 429 285
2019-06-05 2019-06-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 424 285
2019-06-05 2019-06-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,7300 10 000 47 18 424 285
2019-05-31 2019-05-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 414 285
2019-05-31 2019-05-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,9100 13 800 68 18 414 285
2019-05-31 2019-05-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 400 485
2019-05-31 2019-05-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,6400 18 200 84 18 400 485
2019-05-31 2019-05-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 382 285
2019-05-31 2019-05-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,6300 19 000 88 18 382 285
2019-05-29 2019-05-24 4 Greenleaf Peter CERC Employee Stock Option (Right to Buy) D - Sale to Issuer D 4,24 500 000 0
2019-05-29 2019-05-24 4 Greenleaf Peter CERC Employee Stock Option (Right to Buy) D - Sale to Issuer D 4,24 364 583 135 417
2019-05-29 2019-05-24 4 Greenleaf Peter CERC Employee Stock Option (Right to Buy) D - Sale to Issuer D 6,22 325 000 0
2019-05-29 2019-05-24 4 Greenleaf Peter CERC Common Stock D - Sale to Issuer D -300 000 112 500
2019-05-29 2019-05-24 4 Calias Pericles CERC Stock Option (Right to Buy) A - Award D 4,98 25 000 25 000
2019-05-29 2019-05-24 4 Calias Pericles CERC Common Stock A - Award D 45 000 45 000
2019-05-29 2019-05-24 4 Pedder Simon CERC Stock Option (Right to Buy) A - Award D 4,98 300 000 300 000
2019-05-29 2019-05-24 4 Pedder Simon CERC Common Stock A - Award D 250 000 256 000
2019-05-28 2019-05-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 363 285
2019-05-28 2019-05-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,9200 3 500 17 18 363 285
2019-05-28 2019-05-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 359 785
2019-05-28 2019-05-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5,0100 11 400 57 18 359 785
2019-05-28 2019-05-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 348 385
2019-05-28 2019-05-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5,0500 14 100 71 18 348 385
2019-05-20 2019-05-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 334 285
2019-05-20 2019-05-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5,3300 1 798 10 18 334 285
2019-05-20 2019-05-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 332 487
2019-05-20 2019-05-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5,1500 8 202 42 18 332 487
2019-05-16 2019-05-14 4 Pedder Simon CERC Common Stock P - Purchase D 5,0560 6 000 30 6 000
2019-05-14 2019-05-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 324 285
2019-05-14 2019-05-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5,2700 4 909 26 18 324 285
2019-05-14 2019-05-13 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 319 376
2019-05-14 2019-05-13 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,8500 12 587 61 18 319 376
2019-05-14 2019-05-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 306 789
2019-05-14 2019-05-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,9500 2 504 12 18 306 789
2019-04-17 2019-04-15 4 Pedder Simon CERC Stock Option (Right to Buy) A - Award D 5,17 300 000 300 000
2019-04-02 2019-04-01 4 Greenleaf Peter CERC Employee Stock Option (Right to Buy) A - Award D 6,22 325 000 325 000
2019-04-02 2019-04-01 4 Phillips Matthew V CERC Stock Option (Right to Buy) A - Award D 6,22 145 000 145 000
2019-04-02 2019-04-01 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 6,22 175 000 175 000
2019-04-02 2019-04-01 4 Crutcher Patrick J CERC Stock Option (Right to Buy) A - Award D 6,22 145 000 145 000
2019-04-02 2018-12-20 4 Crutcher Patrick J CERC Common Stock D - Sale to Issuer D -6 871 1 634 771
2019-04-02 2019-04-01 4 Calias Pericles CERC Stock Option (Right to Buy) A - Award D 6,22 175 000 175 000
2019-04-02 2019-04-01 4 Harrell James Archie Jr CERC Stock Option (Right to Buy) A - Award D 6,22 145 000 145 000
2019-04-01 2019-03-29 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 5,84 1 724 1 724
2019-04-01 2017-06-09 4 Hacksell Uli CERC Common Stock P - Purchase D 0,4200 10 000 4 20 000
2019-04-01 2016-12-10 4 Hacksell Uli CERC Common Stock P - Purchase D 1,0700 10 000 11 10 000
2019-04-01 2019-03-29 4 Pedder Simon CERC Employee Stock Option (Right to Buy) A - Award D 5,84 882 882
2019-04-01 2019-03-29 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 5,84 1 916 1 916
2019-04-01 2019-03-29 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 5,84 2 286 2 286
2019-03-27 2019-03-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 304 285
2019-03-27 2019-03-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5,4800 10 000 55 18 304 285
2019-03-27 2019-03-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 5,5200 10 000 55 290 000
2019-03-27 2019-03-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 294 285
2019-03-27 2019-03-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5,4800 16 238 89 18 294 285
2019-03-27 2019-03-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 278 047
2019-03-27 2019-03-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5,4000 13 762 74 18 278 047
2019-03-08 2019-03-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 264 285
2019-03-08 2019-03-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 264 285
2019-03-08 2019-03-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5,4588 4 000 22 18 264 285
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 260 285
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 260 285
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 260 285
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5,5125 2 500 14 18 260 285
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 257 785
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 257 785
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5,3615 500 3 18 257 785
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 257 285
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5,4482 3 000 16 18 257 285
2019-03-08 2019-03-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 254 285
2019-03-08 2019-03-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 254 285
2019-03-08 2019-03-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 254 285
2019-03-08 2019-03-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5,4990 849 5 18 254 285
2019-03-08 2019-03-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 253 436
2019-03-08 2019-03-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5,5000 124 637 686 18 253 436
2019-03-08 2019-03-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 5,5000 239 000 1 314 280 000
2019-01-11 2019-01-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3,9200 579 2 18 169 799
2019-01-11 2019-01-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3,8933 421 2 18 169 220
2019-01-11 2019-01-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3,8780 2 500 10 18 168 799
2019-01-11 2019-01-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3,8872 2 500 10 18 166 299
2019-01-11 2019-01-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3,9078 6 651 26 18 163 799
2019-01-11 2019-01-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3,6980 800 3 18 157 148
2019-01-11 2019-01-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3,7880 545 2 18 156 348
2019-01-08 2019-01-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3,6980 500 2 18 155 803
2019-01-08 2019-01-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3,6508 6 504 24 18 155 303
2019-01-08 2019-01-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3,4160 20 000 68 18 148 799
2019-01-02 2018-12-31 4 Pedder Simon CERC Stock Option (Right to Buy) A - Award D 3,23 1 504 1 504
2019-01-02 2018-12-31 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 3,23 4 103 4 103
2019-01-02 2018-12-31 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 3,23 3 095 3 095
2019-01-02 2018-12-31 4 BLECH ISAAC CERC Stock Option (Right to Buy) A - Award D 3,23 8 519 8 519
2019-01-02 2018-12-31 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 3,23 3 439 3 439
2018-12-31 2018-12-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 128 799
2018-12-31 2018-12-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 128 799
2018-12-31 2018-12-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,1773 12 300 39 18 128 799
2018-12-31 2018-12-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 116 499
2018-12-31 2018-12-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 116 499
2018-12-31 2018-12-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,1200 26 499 83 18 116 499
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC WARRANT A - Award I 12,50 0 4 000 000
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC SERIES B WARRANT A - Award I 2,00 0 4 000 000
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC WARRANT A - Award I 12,50 0 4 000 000
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC WARRANT A - Award D 12,50 4 000 000 4 000 000
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC SERIES B NON-VOTING CONVERTIBLE PREFERRED STOCK A - Award I 0 2 857 143
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC SERIES B NON-VOTING CONVERTIBLE PREFERRED STOCK A - Award I 0 2 857 143
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC SERIES B WARRANT A - Award D 2,00 2 857 143 2 857 143
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC SERIES B NON-VOTING CONVERTIBLE PREFERRED STOCK A - Award D 2 857 143 2 857 143
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC SERIES B WARRANT A - Award I 2,00 0 0
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC WARRANT D - Sale to Issuer I 0,40 0 0
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC WARRANT D - Sale to Issuer I 0,40 0 0
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC WARRANTS D - Sale to Issuer D 0,40 -14 285 714 0
2018-12-18 2018-12-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 090 000
2018-12-18 2018-12-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 090 000
2018-12-18 2018-12-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,3090 7 030 23 18 090 000
2018-12-18 2018-12-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 082 970
2018-12-18 2018-12-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 082 970
2018-12-18 2018-12-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,2602 14 938 49 18 082 970
2018-12-18 2018-12-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 068 032
2018-12-18 2018-12-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 068 032
2018-12-18 2018-12-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,3335 28 032 93 18 068 032
2018-12-11 2018-12-10 4 Phillips Matthew V CERC Common Stock P - Purchase D 2,8475 497 1 497
2018-12-11 2018-12-10 4 Harrell James Archie Jr CERC Common Stock P - Purchase D 2,8475 4 156 12 4 156
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 040 000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 040 000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 040 000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,3551 4 000 13 18 040 000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 036 000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 036 000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,3580 8 000 27 18 036 000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 028 000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,3680 1 815 6 18 028 000
2018-12-10 2018-12-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 026 185
2018-12-10 2018-12-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 026 185
2018-12-10 2018-12-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 026 185
2018-12-10 2018-12-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,3980 2 185 7 18 026 185
2018-12-10 2018-12-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 024 000
2018-12-10 2018-12-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,4573 4 000 14 18 024 000
2018-12-10 2018-12-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 020 000
2018-12-10 2018-12-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 020 000
2018-12-10 2018-12-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 020 000
2018-12-10 2018-12-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,4452 13 000 45 18 020 000
2018-12-10 2018-12-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 007 000
2018-12-10 2018-12-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,4432 3 400 12 18 007 000
2018-12-04 2018-12-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 003 600
2018-12-04 2018-12-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 003 600
2018-12-04 2018-12-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,4037 2 200 7 18 003 600
2018-12-04 2018-12-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 001 400
2018-12-04 2018-12-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18 001 400
2018-12-04 2018-12-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,5042 19 495 68 18 001 400
2018-12-04 2018-11-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 981 905
2018-12-04 2018-11-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 981 905
2018-12-04 2018-11-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,4985 4 102 14 17 981 905
2018-11-29 2018-11-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 977 803
2018-11-29 2018-11-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 977 803
2018-11-29 2018-11-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,4795 17 803 62 17 977 803
2018-11-29 2018-11-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 960 000
2018-11-29 2018-11-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 960 000
2018-11-29 2018-11-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,5233 33 346 117 17 960 000
2018-11-29 2018-11-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 926 654
2018-11-29 2018-11-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 926 654
2018-11-29 2018-11-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,5053 26 654 93 17 926 654
2018-11-26 2018-11-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 900 000
2018-11-26 2018-11-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 900 000
2018-11-26 2018-11-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,5823 35 000 125 17 900 000
2018-11-26 2018-11-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 865 000
2018-11-26 2018-11-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 865 000
2018-11-26 2018-11-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,6443 5 000 18 17 865 000
2018-11-26 2018-11-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 860 000
2018-11-26 2018-11-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 860 000
2018-11-26 2018-11-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,5805 10 000 36 17 860 000
2018-11-20 2018-11-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 850 000
2018-11-20 2018-11-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 850 000
2018-11-20 2018-11-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,6080 14 000 51 17 850 000
2018-11-20 2018-11-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 836 000
2018-11-20 2018-11-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 836 000
2018-11-20 2018-11-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 836 000
2018-11-20 2018-11-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,5148 10 813 38 17 836 000
2018-11-20 2018-11-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 825 187
2018-11-20 2018-11-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,5990 12 987 47 17 825 187
2018-11-20 2018-11-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 812 200
2018-11-20 2018-11-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 812 200
2018-11-20 2018-11-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,7199 11 300 42 17 812 200
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 800 900
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 800 900
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 800 900
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,7847 900 3 17 800 900
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 800 000
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 800 000
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,8000 5 0 17 800 000
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 799 995
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,8006 10 313 39 17 799 995
2018-11-15 2018-11-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 789 682
2018-11-15 2018-11-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 789 682
2018-11-15 2018-11-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,8078 4 809 18 17 789 682
2018-11-15 2018-11-13 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 784 873
2018-11-15 2018-11-13 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 784 873
2018-11-15 2018-11-13 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,9017 15 287 60 17 784 873
2018-11-01 2018-10-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 769 586
2018-11-01 2018-10-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 769 586
2018-11-01 2018-10-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,9080 4 586 18 17 769 586
2018-11-01 2018-10-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 765 000
2018-11-01 2018-10-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 765 000
2018-11-01 2018-10-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,9709 1 400 6 17 765 000
2018-10-29 2018-10-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 763 600
2018-10-29 2018-10-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 763 600
2018-10-29 2018-10-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,9363 33 292 131 17 763 600
2018-10-29 2018-10-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 730 308
2018-10-29 2018-10-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 730 308
2018-10-29 2018-10-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 730 308
2018-10-29 2018-10-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,9248 10 308 40 17 730 308
2018-10-29 2018-10-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 720 000
2018-10-29 2018-10-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,9424 45 591 180 17 720 000
2018-10-29 2018-10-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 674 409
2018-10-29 2018-10-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 674 409
2018-10-29 2018-10-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,9911 18 609 74 17 674 409
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 655 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 655 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 655 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,2566 4 000 17 17 655 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 651 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 651 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,3080 4 000 17 17 651 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 647 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 647 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,1195 20 000 82 17 647 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 627 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 627 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,0714 25 000 102 17 627 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 602 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 602 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,0380 5 000 20 17 602 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 597 800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,9452 25 800 102 17 597 800
2018-10-25 2018-10-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 572 000
2018-10-25 2018-10-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 572 000
2018-10-25 2018-10-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,1984 22 000 92 17 572 000
2018-10-25 2018-10-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 550 000
2018-10-25 2018-10-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 550 000
2018-10-25 2018-10-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,3145 20 000 86 17 550 000
2018-10-18 3 Fremantle, LLC By Fremantle, LLC CERC Common Stock I 7 534 884
2018-10-18 3 Fremantle, LLC By Fremantle, LLC CERC Common Stock I 7 534 884
2018-10-18 3 Fremantle, LLC By Fremantle, LLC CERC Common Stock I 7 534 884
2018-10-18 3 Fremantle, LLC By Fremantle, LLC CERC Common Stock I 7 534 884
2018-10-18 2018-08-13 4 Jones Randal CERC Stock Option (Right to Buy) M - Exercise D 3,20 -1 270 0
2018-10-18 2018-08-13 4 Jones Randal CERC Common Stock S - Sale D 3,9800 -1 270 -5 0
2018-10-18 2018-08-13 4 Jones Randal CERC Common Stock M - Exercise D 3,2000 1 270 4 1 270
2018-10-18 3 LRS International, LLC By LRS International, Inc. CERC Common Stock I 7 534 884
2018-10-18 3 LRS International, LLC By LRS International, Inc. CERC Common Stock I 7 534 884
2018-10-18 3 LRS International, LLC By LRS International, Inc. CERC Common Stock I 7 534 884
2018-10-18 3 LRS International, LLC By LRS International, Inc. CERC Common Stock I 7 534 884
2018-10-09 2018-10-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 530 000
2018-10-09 2018-10-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 530 000
2018-10-09 2018-10-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 530 000
2018-10-09 2018-10-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,3535 5 000 22 17 530 000
2018-10-09 2018-10-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 525 000
2018-10-09 2018-10-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,4173 1 500 7 17 525 000
2018-10-09 2018-10-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 523 500
2018-10-09 2018-10-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 523 500
2018-10-09 2018-10-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,3284 19 588 85 17 523 500
2018-10-09 2018-10-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 503 912
2018-10-09 2018-10-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 503 912
2018-10-09 2018-10-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,3227 1 497 6 17 503 912
2018-10-09 2018-10-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 502 415
2018-10-09 2018-10-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 502 415
2018-10-09 2018-10-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,3451 2 015 9 17 502 415
2018-10-04 2018-09-25 4/A Crutcher Patrick J CERC Common Stock A - Award D 1 641 642 1 641 642
2018-10-01 2018-09-28 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 4,67 6 041 6 041
2018-10-01 2018-09-28 4 Pedder Simon CERC Employee Stock Option (Right to Buy) A - Award D 4,67 990 990
2018-10-01 2018-09-28 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 4,67 2 351 2 351
2018-10-01 2018-09-28 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 4,67 2 696 2 696
2018-09-27 2018-09-25 4 Crutcher Patrick J CERC Common Stock A - Award D 1 645 286 1 645 286
2018-09-27 2018-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 500 400
2018-09-27 2018-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 500 400
2018-09-27 2018-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 500 400
2018-09-27 2018-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,6680 400 2 17 500 400
2018-09-27 2018-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 500 000
2018-09-27 2018-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,7083 6 073 29 17 500 000
2018-09-27 2018-09-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 493 927
2018-09-27 2018-09-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 493 927
2018-09-27 2018-09-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,6252 4 631 21 17 493 927
2018-09-27 2018-09-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 489 296
2018-09-27 2018-09-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 489 296
2018-09-27 2018-09-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,5986 9 296 43 17 489 296
2018-08-20 2018-08-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 480 000
2018-08-20 2018-08-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17 480 000
2018-08-20 2018-08-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,9100 1 000 000 3 910 17 480 000
2018-08-01 2018-07-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 480 000
2018-08-01 2018-07-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 480 000
2018-08-01 2018-07-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,2099 655 3 16 480 000
2018-08-01 2018-07-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 479 345
2018-08-01 2018-07-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 479 345
2018-08-01 2018-07-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,2622 2 200 9 16 479 345
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 477 145
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 477 145
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 477 145
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,4433 2 145 10 16 477 145
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 475 000
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 475 000
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,4415 5 000 22 16 475 000
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 470 000
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,4133 10 000 44 16 470 000
2018-07-27 2018-07-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 460 000
2018-07-27 2018-07-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 460 000
2018-07-27 2018-07-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,4845 4 081 18 16 460 000
2018-07-27 2018-07-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 455 919
2018-07-27 2018-07-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 455 919
2018-07-27 2018-07-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,3382 7 700 33 16 455 919
2018-07-18 2018-07-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 448 219
2018-07-18 2018-07-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 448 219
2018-07-18 2018-07-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,3462 2 500 11 16 448 219
2018-07-18 2018-07-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 445 719
2018-07-18 2018-07-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 445 719
2018-07-18 2018-07-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,2982 9 719 42 16 445 719
2018-07-18 2018-07-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 436 000
2018-07-18 2018-07-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 436 000
2018-07-18 2018-07-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 436 000
2018-07-18 2018-07-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,2540 4 000 17 16 436 000
2018-07-18 2018-07-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 432 000
2018-07-18 2018-07-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,2572 13 800 59 16 432 000
2018-07-16 2018-07-12 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 4,50 105 000 105 000
2018-07-16 2018-07-12 4 Miller Joseph M CERC Common Stock A - Award D 45 000 45 000
2018-07-16 2018-07-16 4 Calias Pericles CERC Stock Option (Right to Buy) A - Award D 4,26 80 000 80 000
2018-07-03 2018-06-29 4 Pedder Simon CERC Employee Stock Option (Right to Buy) A - Award D 4,34 4,3400 1 012 4 1 012
2018-07-02 2018-07-02 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 418 200
2018-07-02 2018-07-02 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 418 200
2018-07-02 2018-07-02 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,2831 3 800 16 16 418 200
2018-07-02 2018-06-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 414 400
2018-07-02 2018-06-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 414 400
2018-07-02 2018-06-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 414 400
2018-07-02 2018-06-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,2040 2 400 10 16 414 400
2018-07-02 2018-06-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 412 000
2018-07-02 2018-06-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,0327 12 000 48 16 412 000
2018-07-02 2018-06-29 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 4,34 6 881 6 881
2018-07-02 2018-06-29 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 4,34 2 747 2 747
2018-07-02 2018-06-29 4 Jones Randal CERC Employee Stock Option (Right to Buy) A - Award D 4,34 1 012 1 012
2018-07-02 2018-06-29 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 4,34 2 544 2 544
2018-05-23 2018-05-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 400 000
2018-05-23 2018-05-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 400 000
2018-05-23 2018-05-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,8513 300 1 16 400 000
2018-05-23 2018-05-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 399 700
2018-05-23 2018-05-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 399 700
2018-05-23 2018-05-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,8484 7 541 29 16 399 700
2018-05-23 2018-05-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 392 159
2018-05-23 2018-05-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 392 159
2018-05-23 2018-05-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,7714 42 159 159 16 392 159
2018-05-21 2018-05-18 4 Greenleaf Peter CERC Common Stock P - Purchase D 3,9800 12 500 50 412 500
2018-05-17 2018-05-15 4 Pedder Simon CERC Stock Option (Right to Buy) A - Award D 3,71 8 357 8 357
2018-05-17 2018-05-15 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 3,71 8 357 8 357
2018-05-17 2018-05-15 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 3,71 8 357 8 357
2018-05-17 2018-05-15 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 3,71 8 357 8 357
2018-05-17 2018-05-15 4 BLECH ISAAC CERC Stock Option (Right to Buy) A - Award D 3,71 8 357 8 357
2018-05-17 2018-05-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 350 000
2018-05-17 2018-05-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 350 000
2018-05-17 2018-05-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,8312 27 700 106 16 350 000
2018-05-17 2018-05-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 322 300
2018-05-17 2018-05-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 322 300
2018-05-17 2018-05-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,7474 9 600 36 16 322 300
2018-05-17 2018-05-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 312 700
2018-05-17 2018-05-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 312 700
2018-05-17 2018-05-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,5117 92 700 326 16 312 700
2018-05-08 2018-05-07 4 Harrell James Archie Jr CERC Stock Option (right to buy) A - Award D 4,11 125 000 125 000
2018-04-23 2018-04-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 220 000
2018-04-23 2018-04-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 220 000
2018-04-23 2018-04-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4,1679 6 189 26 16 220 000
2018-04-23 2018-04-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 213 811
2018-04-23 2018-04-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 213 811
2018-04-23 2018-04-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,5930 600 2 16 213 811
2018-04-23 2018-04-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 213 211
2018-04-23 2018-04-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 213 211
2018-04-23 2018-04-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,5724 13 211 47 16 213 211
2018-04-18 2018-04-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 200 000
2018-04-18 2018-04-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 200 000
2018-04-18 2018-04-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,4140 81 544 278 16 200 000
2018-04-18 2018-04-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 118 456
2018-04-18 2018-04-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 118 456
2018-04-18 2018-04-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,5123 27 360 96 16 118 456
2018-04-18 2018-04-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 091 096
2018-04-18 2018-04-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 091 096
2018-04-18 2018-04-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3,3552 41 096 138 16 091 096
2018-04-10 2018-04-06 4 Pedder Simon CERC Stock Option (right to buy) A - Award D 4,14 16 714 16 714
2018-04-04 2018-03-31 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 4,29 2 262 2 262
2018-04-04 2018-03-31 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 4,29 6 111 6 111
2018-04-04 2018-03-31 4 Jones Randal CERC Employee Stock Option (Right to Buy) A - Award D 4,29 2 056 2 056
2018-04-04 2018-03-31 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 4,29 2 791 2 791
2018-04-04 2018-03-31 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 4,29 2 350 2 350
2018-03-29 2018-03-27 4 Greenleaf Peter CERC Employee Stock Option (Right to Buy) A - Award D 4,24 500 000 500 000
2018-03-29 2018-03-27 4 Greenleaf Peter CERC Employee Stock Option (Right to Buy) A - Award D 4,24 500 000 500 000
2018-03-29 2018-03-27 4 Greenleaf Peter CERC Common Stock A - Award D 400 000 400 000
2018-01-24 2018-01-22 4 Phillips Matthew V CERC Stock Option (right to buy) A - Award D 3,21 100 000 100 000
2018-01-24 2018-01-22 4 Morris Mariam E CERC Employee Stock Option (Right to Buy) A - Award D 3,21 100 000 100 000
2018-01-05 2017-12-31 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 3,20 8 267 8 267
2018-01-04 2017-12-31 4 Jones Randal CERC Employee Stock Option (Right to Buy) A - Award D 3,20 1 270 1 270
2018-01-04 2017-12-31 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 3,20 3 060 3 060
2018-01-04 2017-12-31 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 3,20 3 179 3 179
2018-01-04 2017-12-31 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 3,20 3 776 3 776
2017-12-07 2017-12-04 4 Moscato Robert Jr. Family relationship CERC Shares of common stock P - Purchase I 1,7700 285 1 2 592 743
2017-11-24 2017-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 050 000
2017-11-24 2017-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 050 000
2017-11-24 2017-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 050 000
2017-11-24 2017-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 050 000
2017-11-24 2017-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 1,1980 5 000 6 16 050 000
2017-11-24 2017-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 1,1980 5 000 6 16 050 000
2017-11-24 2017-11-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 040 000
2017-11-24 2017-11-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 040 000
2017-11-24 2017-11-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 040 000
2017-11-24 2017-11-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 040 000
2017-11-24 2017-11-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 1,1979 30 000 36 16 040 000
2017-11-24 2017-11-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 1,2064 5 200 6 16 010 000
2017-11-21 3 Jones Randal Fremantle Corporation CERC Common Stock I 5 184 916
2017-11-21 3 Jones Randal Fremantle Corporation CERC Common Stock I 5 184 916
2017-11-21 3 Moscato Robert Jr. LRS International, LLC CERC Common Stock I 5 184 916
2017-11-21 3 Moscato Robert Jr. LRS International, LLC CERC Common Stock I 5 184 916
2017-11-21 2017-11-17 4 Jones Randal CERC Stock Option (right to buy) A - Award D 1,13 16 714 16 714
2017-10-18 2017-10-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 004 800
2017-10-18 2017-10-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 004 800
2017-10-18 2017-10-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 1,0780 4 800 5 16 004 800
2017-10-04 2017-09-30 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 0,85 10 202 10 202
2017-10-04 2017-09-30 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 0,85 27 560 27 560
2017-10-04 2017-09-30 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 0,85 10 600 10 600
2017-10-04 2017-09-30 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 0,85 12 587 12 587
2017-10-03 2017-09-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 000 000
2017-10-03 2017-09-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16 000 000
2017-10-03 2017-09-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,8697 6 883 6 16 000 000
2017-09-28 2017-09-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 993 117
2017-09-28 2017-09-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 993 117
2017-09-28 2017-09-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,8360 300 0 15 993 117
2017-09-28 2017-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 992 817
2017-09-28 2017-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 992 817
2017-09-28 2017-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,8060 100 0 15 992 817
2017-09-28 2017-09-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 992 717
2017-09-28 2017-09-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 992 717
2017-09-28 2017-09-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7950 13 552 11 15 992 717
2017-09-25 2017-09-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 979 165
2017-09-25 2017-09-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 979 165
2017-09-25 2017-09-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7838 12 300 10 15 979 165
2017-09-25 2017-09-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 966 865
2017-09-25 2017-09-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 966 865
2017-09-25 2017-09-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7853 2 360 2 15 966 865
2017-09-20 2017-09-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 964 505
2017-09-20 2017-09-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 964 505
2017-09-20 2017-09-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7613 15 250 12 15 964 505
2017-09-20 2017-09-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 949 255
2017-09-20 2017-09-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 949 255
2017-09-20 2017-09-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 949 255
2017-09-20 2017-09-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 949 255
2017-09-20 2017-09-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7428 22 360 17 15 949 255
2017-09-20 2017-09-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7501 7 759 6 15 926 895
2017-09-20 2017-09-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 919 136
2017-09-20 2017-09-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 919 136
2017-09-20 2017-09-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7778 6 000 5 15 919 136
2017-09-08 2017-09-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 913 136
2017-09-08 2017-09-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 913 136
2017-09-08 2017-09-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7531 2 060 2 15 913 136
2017-09-08 2017-09-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 911 076
2017-09-08 2017-09-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 911 076
2017-09-08 2017-09-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7358 2 239 2 15 911 076
2017-09-01 2017-09-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 908 837
2017-09-01 2017-09-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 908 837
2017-09-01 2017-09-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 908 837
2017-09-01 2017-09-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 908 837
2017-09-01 2017-09-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7340 8 837 6 15 908 837
2017-09-01 2017-09-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7360 5 030 4 15 900 000
2017-09-01 2017-08-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 894 970
2017-09-01 2017-08-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 894 970
2017-09-01 2017-08-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7694 25 100 19 15 894 970
2017-09-01 2017-08-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 869 870
2017-09-01 2017-08-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15 869 870
2017-09-01 2017-08-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7360 512 0 15 869 870
2017-08-29 2017-08-29 4 ARMISTICE CAPITAL, LLC See Footnote 2 CERC Common Stock P - Purchase I 0 15 869 358
2017-08-29 2017-08-29 4 ARMISTICE CAPITAL, LLC See Footnote 2 CERC Common Stock P - Purchase I 0 15 869 358
2017-08-29 2017-08-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7159 50 000 36 15 869 358
2017-08-29 2017-08-28 4 ARMISTICE CAPITAL, LLC See Footnote 2 CERC Common Stock P - Purchase I 0 15 819 358
2017-08-29 2017-08-28 4 ARMISTICE CAPITAL, LLC See Footnote 2 CERC Common Stock P - Purchase I 0 15 819 358
2017-08-29 2017-08-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7257 25 321 18 15 819 358
2017-08-29 2017-08-25 4 ARMISTICE CAPITAL, LLC See Footnote 2 CERC Common Stock P - Purchase I 0 15 794 037
2017-08-29 2017-08-25 4 ARMISTICE CAPITAL, LLC See Footnote 2 CERC Common Stock P - Purchase I 0 15 794 037
2017-08-29 2017-08-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7538 38 328 29 15 794 037
2017-08-24 2017-08-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6991 19 944 14 15 755 709
2017-08-24 2017-08-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6991 19 944 14 15 755 709
2017-08-24 2017-08-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,6991 19 944 14 15 755 709
2017-08-24 2017-08-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6186 900 1 15 735 765
2017-08-24 2017-08-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,6186 900 1 15 735 765
2017-08-24 2017-08-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6186 900 1 15 735 765
2017-08-24 2017-08-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6163 19 301 12 15 734 865
2017-08-24 2017-08-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6163 19 301 12 15 734 865
2017-08-24 2017-08-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,6163 19 301 12 15 734 865
2017-08-22 2017-08-18 4 Kaiser John Joseph CERC Employee Stock Option (Right to Buy) A - Award D 0,62 25 000 25 000
2017-08-21 2017-08-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6126 15 564 10 15 715 564
2017-08-21 2017-08-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,6126 15 564 10 15 715 564
2017-08-21 2017-08-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6126 15 564 10 15 715 564
2017-08-21 2017-08-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6091 31 698 19 15 700 000
2017-08-21 2017-08-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6091 31 698 19 15 700 000
2017-08-21 2017-08-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,6091 31 698 19 15 700 000
2017-08-21 2017-08-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,5863 26 002 15 15 668 302
2017-08-21 2017-08-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,5863 26 002 15 15 668 302
2017-08-21 2017-08-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,5863 26 002 15 15 668 302
2017-08-16 2017-08-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,5800 76 800 45 15 642 300
2017-08-16 2017-08-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,5800 76 800 45 15 642 300
2017-08-16 2017-08-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,5800 76 800 45 15 642 300
2017-08-16 2017-08-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,5800 65 500 38 15 565 500
2017-08-16 2017-08-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,5800 65 500 38 15 565 500
2017-08-16 2017-08-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,5800 65 500 38 15 565 500
2017-08-16 2017-08-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,6400 175 776 112 15 500 000
2017-08-16 2017-08-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6400 175 776 112 15 500 000
2017-08-16 2017-08-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6400 175 776 112 15 500 000
2017-07-31 2017-06-30 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 0,57 8 357 8 357
2017-07-31 2017-06-30 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 0,57 8 357 8 357
2017-07-31 2017-06-30 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 0,57 8 357 8 357
2017-07-31 2017-06-30 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 0,57 8 357 8 357
2017-07-31 2017-06-30 4 Greenleaf Peter CERC Employee Stock Option (Right to Buy) A - Award D 0,57 8 357 8 357
2017-07-31 2017-06-30 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 0,57 8 357 8 357
2017-07-13 2017-07-06 4 ARMISTICE CAPITAL, LLC CERC SERIES A CONVERTIBLE PREFERRED STOCK C - Conversion I 0,35 -4 179 0
2017-07-13 2017-07-06 4 ARMISTICE CAPITAL, LLC CERC SERIES A CONVERTIBLE PREFERRED STOCK C - Conversion D 0,35 -4 179 0
2017-07-13 2017-07-06 4 ARMISTICE CAPITAL, LLC CERC SERIES A CONVERTIBLE PREFERRED STOCK C - Conversion I 0,35 -4 179 0
2017-07-13 2017-07-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock C - Conversion I 0,3500 11 940 000 4 179 15 324 224
2017-07-13 2017-07-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock C - Conversion D 0,3500 11 940 000 4 179 15 324 224
2017-07-13 2017-07-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock C - Conversion I 0,3500 11 940 000 4 179 15 324 224
2017-07-13 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC WARRANTS J - Other D 0,40 14 285 714 14 285 714
2017-07-13 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC WARRANTS J - Other I 0,40 14 285 714 14 285 714
2017-07-13 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC WARRANTS J - Other I 0,40 14 285 714 14 285 714
2017-07-05 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC SERIES A CONVERTIBLE PREFERRED STOCK J - Other I 0,35 4 179 4 179
2017-07-05 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC SERIES A CONVERTIBLE PREFERRED STOCK J - Other D 0,35 4 179 4 179
2017-07-05 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC SERIES A CONVERTIBLE PREFERRED STOCK J - Other I 0,35 4 179 4 179
2017-07-05 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC WARRANTS J - Other D 0,40 14 285 714 14 285 714
2017-07-05 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC WARRANTS J - Other I 0,40 14 285 714 14 285 714
2017-07-05 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC WARRANTS J - Other I 0,40 14 285 714 14 285 714
2017-07-05 2017-06-30 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 0,57 13 690 13 690
2017-07-05 2017-06-30 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 0,57 36 982 36 982
2017-07-05 2017-06-30 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 0,57 14 224 14 224
2017-07-05 2017-06-30 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 0,57 16 891 16 891
2017-05-23 2017-05-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,6300 24 224 15 3 384 224
2017-05-23 2017-05-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6300 24 224 15 3 384 224
2017-05-23 2017-05-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6300 24 224 15 3 384 224
2017-05-16 3 Greenleaf Peter CERC Common Stock D 0
2017-05-16 2017-05-12 4 Greenleaf Peter CERC Stock Option (Right to Buy) A - Award D 0,80 16 714 16 714
2017-05-11 2017-05-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7400 86 122 64 3 360 000
2017-05-11 2017-05-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,7400 86 122 64 3 360 000
2017-05-11 2017-05-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,7400 86 122 64 3 360 000
2017-05-11 2017-05-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,7900 27 819 22 3 273 878
2017-05-11 2017-05-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,7900 27 819 22 3 273 878
2017-05-11 2017-05-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,7900 27 819 22 3 273 878
2017-05-11 2017-05-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6600 36 059 24 3 246 059
2017-05-11 2017-05-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,6600 36 059 24 3 246 059
2017-05-11 2017-05-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6600 36 059 24 3 246 059
2017-05-09 3 Boyd Steven CERC Common Stock, $0.001 par value I 4 691 428
2017-05-09 3 Boyd Steven CERC Common Stock, $0.001 par value I 4 691 428
2017-05-09 2017-05-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6500 50 001 33 3 210 000
2017-05-09 2017-05-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,6500 50 001 33 3 210 000
2017-05-09 2017-05-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6500 50 001 33 3 210 000
2017-05-09 2017-05-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6100 15 798 10 3 159 999
2017-05-09 2017-05-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6100 15 798 10 3 159 999
2017-05-09 2017-05-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,6300 15 798 10 3 159 999
2017-05-09 2017-05-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6300 28 413 18 3 144 201
2017-05-09 2017-05-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,6300 28 413 18 3 144 201
2017-05-09 2017-05-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,6300 28 413 18 3 144 201
2017-05-09 2017-05-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,5500 68 359 38 3 115 788
2017-05-09 2017-05-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,5500 68 359 38 3 115 788
2017-05-09 2017-05-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,5500 68 359 38 3 115 788
2017-05-09 2017-05-02 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,5300 146 095 77 3 047 429
2017-05-09 2017-05-02 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,5300 146 095 77 3 047 429
2017-05-09 2017-05-02 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,5300 146 095 77 3 047 429
2017-05-09 2017-05-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,5000 105 620 53 2 901 334
2017-05-09 2017-05-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,5000 105 620 53 2 901 334
2017-05-09 2017-05-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,5000 105 620 53 2 901 334
2017-05-09 2017-04-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,4400 450 000 198 2 795 714
2017-05-09 2017-04-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0,4400 450 000 198 2 795 714
2017-05-09 2017-04-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0,4400 450 000 198 2 795 714
2017-05-08 3 ARMISTICE CAPITAL, LLC CERC Common Stock, $0.001 par value D 7 037 142
2017-05-08 3 ARMISTICE CAPITAL, LLC CERC Common Stock, $0.001 par value D 7 037 142
2017-05-08 3 ARMISTICE CAPITAL, LLC CERC Common Stock, $0.001 par value D 7 037 142
2017-05-08 3 ARMISTICE CAPITAL, LLC See Footnotes CERC Common Stock, $0.001 par value I 7 037 142
2017-05-08 3 ARMISTICE CAPITAL, LLC See Footnotes CERC Common Stock, $0.001 par value I 7 037 142
2017-05-08 3 ARMISTICE CAPITAL, LLC See Footnotes CERC Common Stock, $0.001 par value I 7 037 142
2017-04-04 2017-03-31 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 0,68 10 764 21 528
2017-04-04 2017-03-31 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 0,68 10 131 10 131
2017-04-04 2017-03-31 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 0,68 12 031 12 031
2017-04-04 2017-03-31 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 0,68 26 342 26 342
2017-04-04 2017-03-31 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 0,68 9 751 9 751
2017-04-04 2017-03-31 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 0,68 10 764 10 764
2017-01-30 2017-01-26 4 Hacksell Uli CERC Employee Stock Option (Right to Buy) A - Award D 0,87 100 000 100 000
2017-01-30 2017-01-26 4 Morris Mariam E CERC Employee Stock Option (Right to Buy) A - Award D 0,87 25 000 25 000
2017-01-30 2017-01-26 4 Kaiser John Joseph CERC Employee Stock Option (Right to Buy) A - Award D 0,87 25 000 25 000
2017-01-04 2016-12-31 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 0,88 8 060 8 060
2017-01-04 2016-12-31 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 0,88 7 301 7 301
2017-01-04 2016-12-31 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 0,88 9 008 9 008
2017-01-04 2016-12-31 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 0,88 3 793 3 793
2017-01-04 2016-12-31 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 0,88 17 827 17 827
2016-10-03 2016-09-30 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 4,23 1 883 1 883
2016-10-03 2016-09-30 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 4,23 1 706 1 706
2016-10-03 2016-09-30 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 4,23 2 105 2 105
2016-10-03 2016-09-30 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 4,23 886 886
2016-10-03 2016-09-30 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 4,23 3 723 3 723
2016-08-19 2016-08-17 4 Hacksell Uli CERC Employee Stock Option (Right to Buy) A - Award D 3,77 130 000 130 000
2016-08-19 2016-08-17 4 Morris Mariam E CERC Employee Stock Option (Right to Buy) A - Award D 3,77 32 500 32 500
2016-08-19 2016-08-17 4 Kaiser John Joseph CERC Employee Stock Option (Right to Buy) A - Award D 3,77 32 500 32 500
2016-08-19 2016-08-17 4 Marcus Ronald CERC Employee Stock Option (Right to Buy) A - Award D 3,77 40 000 40 000
2016-07-01 2016-06-30 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 2,20 3 481 3 481
2016-07-01 2016-06-30 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 2,20 3 153 3 153
2016-07-01 2016-06-30 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 2,20 3 891 3 891
2016-07-01 2016-06-30 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 2,20 1 638 1 638
2016-07-01 2016-06-30 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 2,20 6 881 6 881
2016-05-20 2016-05-18 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 3,52 8 357 8 357
2016-05-20 2016-05-18 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 3,52 8 357 8 357
2016-05-20 2016-05-18 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 3,52 8 357 8 357
2016-05-20 2016-05-18 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 3,52 8 357 8 357
2016-05-20 2016-05-18 4 Sheldon Behshad CERC Employee Stock Option (Right to Buy) A - Award D 3,52 8 357 8 357
2016-05-20 2016-05-18 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 3,52 8 357 8 357
2016-02-25 2016-02-24 4 Kaiser John Joseph CERC Employee Stock Option (Right to Buy) A - Award D 3,01 31 288 31 288
2016-02-25 2016-02-24 4 Morris Mariam E CERC Employee Stock Option (Right to Buy) A - Award D 3,01 10 100 10 100
2016-02-25 2016-02-24 4 Marcus Ronald CERC Employee Stock Option (Right to Buy) A - Award D 3,01 44 286 44 286
2016-01-12 2016-01-11 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 3,56 16 714 16 714
2016-01-12 2016-01-01 4 Hacksell Uli CERC Employee Stock Option (Right to Buy) A - Award D 3,35 360 459 388 780
2015-11-12 2015-11-09 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 5,80 16 714 16 714
2015-11-12 2015-11-09 4 Sheldon Behshad CERC Employee Stock Option (Right to Buy) A - Award D 5,80 16 714 16 714
2015-11-12 2015-11-09 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 5,80 16 714 16 714
2015-11-12 2015-11-09 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 5,80 16 714 16 714
2015-11-12 2015-11-09 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 5,80 16 714 16 714
2015-11-12 2015-11-09 4 Hacksell Uli CERC Employee Stock Option (Right to Buy) A - Award D 5,80 16 714 16 714
2015-10-20 2015-10-20 4 Sonsini Peter W. See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16 638 880 0
2015-10-20 2015-10-20 4 Sonsini Peter W. See Note 2 CERC Common Stock C - Conversion I 594 245 594 245
2015-10-20 2015-10-20 4 Florence Anthony A. Jr. See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16 638 880 0
2015-10-20 2015-10-20 4 Florence Anthony A. Jr. See Note 2 CERC Common Stock C - Conversion I 594 245 594 245
2015-10-20 2015-10-20 4 MOTT DAVID M See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16 638 880 0
2015-10-20 2015-10-20 4 MOTT DAVID M See Note 2 CERC Common Stock C - Conversion I 594 245 594 245
2015-10-20 2015-10-20 4 BARRIS PETER J See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16 638 880 0
2015-10-20 2015-10-20 4 BARRIS PETER J See Note 2 CERC Common Stock C - Conversion I 594 245 594 245
2015-10-20 2015-10-20 4 BARRETT M JAMES See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16 638 880 0
2015-10-20 2015-10-20 4 BARRETT M JAMES See Note 2 CERC Common Stock C - Conversion I 594 245 594 245
2015-10-20 2015-10-20 4 New Enterprise Associates 14, L.P. CERC Series B Convertible Preferred Stock C - Conversion D -16 638 880 0
2015-10-20 2015-10-20 4 New Enterprise Associates 14, L.P. CERC Common Stock C - Conversion D 594 245 594 245
2015-10-20 2015-10-20 4 BLECH ISAAC By Daniel Blech Trust DTD 8/3/2005 CERC Series A Convertible Preferred Stock C - Conversion I -4 077 475 0
2015-10-20 2015-10-20 4 BLECH ISAAC CERC Series A Convertible Preferred Stock C - Conversion D -133 333 0
2015-10-20 2015-10-20 4 BLECH ISAAC By Daniel Blech Trust DTD 8/3/2005 CERC Common Stock C - Conversion I 182 030 385 452
2015-10-20 2015-10-20 4 BLECH ISAAC CERC Common Stock C - Conversion D 5 952 203 452
2015-10-20 2015-10-20 4 Paterson Blake M CERC Employee Stock Option (Right to Buy) A - Award D 6,49 160 000 160 000
2015-10-20 2015-10-20 4 Marcus Ronald CERC Class B Warrant (Right to Buy) P - Purchase D 3,90 13 693 36 000
2015-10-20 2015-10-20 4 Marcus Ronald CERC Class A Warrant (Right to Buy) P - Purchase D 4,55 13 693 36 000
2015-10-20 2015-10-20 4 Marcus Ronald CERC Class A Warrant (Right to Buy) P - Purchase D 4,55 16 924 22 307
2015-10-20 2015-10-20 4 Marcus Ronald CERC Class B Warrant (Right to Buy) P - Purchase D 3,90 16 924 22 307
2015-10-20 2015-10-20 4 Marcus Ronald CERC Class A Warrant (Right to Buy) J - Other D 4,55 5 383 5 383
2015-10-20 2015-10-20 4 Marcus Ronald CERC Class B Warrant (Right to Buy) J - Other D 3,90 5 383 5 383
2015-10-20 2015-10-20 4 Marcus Ronald CERC Employee Stock Option (Right to Buy) A - Award D 6,49 15 000 15 000
2015-10-20 2015-10-20 4 Marcus Ronald CERC Common Stock P - Purchase D 13 693 36 000
2015-10-20 2015-10-20 4 Marcus Ronald CERC Common Stock P - Purchase D 16 924 22 307
2015-10-20 2015-10-20 4 Marcus Ronald CERC Common Stock J - Other D 5 383 5 383
2015-10-20 2015-10-20 4 Viswanathan Ravi See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16 638 880 0
2015-10-20 2015-10-20 4 Viswanathan Ravi See Note 2 CERC Common Stock C - Conversion I 594 245 594 245
2015-10-20 2015-10-20 4 Kaiser John Joseph CERC Employee Stock Option (Right to Buy) A - Award D 6,49 40 000 40 000
2015-10-20 2015-10-20 4 Apple Tree Partners IV, L.P. CERC Series B Convertible Preferred Stock C - Conversion D -16 672 224 0
2015-10-20 2015-10-20 4 Apple Tree Partners IV, L.P. CERC Common Stock C - Conversion D 595 436 595 436
2015-10-20 2015-10-20 4 Morris Mariam E CERC Employee Stock Option (Right to Buy) A - Award D 6,49 102 900 102 900
2015-10-20 2015-10-20 4 Weller Harry R See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16 638 880 0
2015-10-20 2015-10-20 4 Weller Harry R See Note 2 CERC Common Stock C - Conversion I 594 245 594 245
2015-10-20 2015-10-20 4 MPM BIOVENTURES V, L.P. CERC Series B Convertible Preferred Stock C - Conversion I -16 672 224 0
2015-10-20 2015-10-20 4 MPM BIOVENTURES V, L.P. CERC Common Stock C - Conversion I 595 436 595 436
2015-10-20 2015-10-20 4 BASKETT FOREST See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16 638 880 0
2015-10-20 2015-10-20 4 BASKETT FOREST See Note 2 CERC Common Stock C - Conversion I 594 245 594 245
2015-10-20 2015-10-20 4 KOLLURI KRISHNA KITTU See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16 638 880 0
2015-10-20 2015-10-20 4 KOLLURI KRISHNA KITTU See Note 2 CERC Common Stock C - Conversion I 594 245 594 245
2015-10-20 2015-10-20 4 SANDELL SCOTT D See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16 638 880 0
2015-10-20 2015-10-20 4 SANDELL SCOTT D See Note 2 CERC Common Stock C - Conversion I 594 245 594 245
2015-10-20 2015-10-20 4 KERINS PATRICK J See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16 638 880 0
2015-10-20 2015-10-20 4 KERINS PATRICK J See Note 2 CERC Common Stock C - Conversion I 594 245 594 245
2015-10-14 3 Paterson Blake M CERC Common Stock D 112 142
2015-10-14 3 Paterson Blake M CERC Common Stock D 112 142
2015-10-14 3 BLECH ISAAC CERC Common Stock D 395 000
2015-10-14 3 BLECH ISAAC CERC Common Stock D 395 000
2015-10-14 3 BAUER EUGENE A CERC Common Stock D 53 570
2015-10-14 3 BAUER EUGENE A CERC Common Stock D 53 570
P
Achat sur le marché public ou privé d'un titre non dérivé ou dérivé
S
Vente sur le marché public ou privé d'un titre non dérivé ou dérivé
A
Attribution, récompense ou autre acquisition de titres de l'entreprise (comme une option).
C
Conversion d'un produit dérivé
D
Vente ou transfert de titres à l'entreprise
F
Paiement du prix d'exercice ou de la dette fiscale en utilisant une partie des titres reçus de l'entreprise
G
Don de titres par ou à l'initié
K
Swaps d'actions et opérations de couverture similaires
M
Exercice ou conversion d'un titre dérivé reçu de l'entreprise (tel qu'une option)
V
Une transaction déclarée volontairement sur le formulaire 4
J
Autre (accompagnée d'une note de bas de page décrivant la transaction)
Other Listings
DE:C6K0
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