| Actions en circulation | 15,053,048 shares |
| Actions d'initiés | 8 719 081 shares |
| Participation des initiés | 57,92 % |
| Nombre total d'initiés | 35 |
Indice de confiance des initiés
L'indice de confiance des initiés identifie les entreprises achetées par les initiés.
Il est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés de capitalisation d'initiés. Le modèle de notation utilise une combinaison du nombre net d'initiés ayant acheté des actions au cours des 90 derniers jours, du nombre total d'actions achetées en pourcentage du flottant et du nombre total d'actions détenues par les initiés. Le nombre varie de 0 à 100, les chiffres les plus élevés indiquant un niveau d'accumulation supérieur à celui de ses pairs, et 50 étant la moyenne.
Fréquence de mise à jour : Quotidienne
Indice de confiance des dirigeants
L'indice de confiance des dirigeants identifie les entreprises dont les actions sont achetées par des dirigeants d'entreprise.
Par définition, les dirigeants d'entreprise sont des initiés, mais contrairement à d'autres initiés (actionnaires à 10 % et membres du conseil d'administration), les dirigeants travaillent quotidiennement pour l'entreprise et utilisent leur propre argent lorsqu'ils effectuent des opérations (les actionnaires à 10 % et les membres du conseil d'administration sont souvent des gestionnaires de fonds qui gèrent l'argent d'autrui). À ce titre, les opérations d'initiés réalisées par les dirigeants sont beaucoup plus significatives et doivent être traitées de manière appropriée.
Comme l'indice de confiance des initiés, l'indice de confiance des dirigeants est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés d'accumulation de dirigeants.
Fréquence de mise à jour : Quotidienne
Principaux indicateurs des initiés
Cette carte montre comment l'entreprise se positionne par rapport à divers indicateurs d'initiés. La position en centile montre comment cette entreprise se situe par rapport aux autres entreprises sur les marchés américains. Une position plus élevée indique une meilleure situation.
Par exemple, il est généralement admis que les achats d'initiés sont un indicateur positif, de sorte que les entreprises dont les achats d'initiés sont plus nombreux se positionnent mieux que celles dont les achats d'initiés sont moins nombreux (ou même les ventes d'initiés).
Pourcentage du flottant acheté par les initiés (position)
0.000 %( )
6506 out of 11224Le pourcentage du flottant acheté par les initiés est le nombre total d'actions achetées par les initiés moins le nombre total d'actions vendues par les initiés au cours des 90 derniers jours, divisé par le flottant total et multiplié par 100.
Graphique des opérations d'initiés
Les opérations d'initiés de Golden Minerals Company sont présentées dans le graphique suivant. Les initiés sont des dirigeants, des administrateurs ou des investisseurs importants dans une entreprise. En général, il est illégal pour les initiés d'effectuer des opérations d'initiés dans leur entreprise sur la base d'informations matérielles non publiques. Cela ne signifie pas qu'il est illégal pour eux d'effectuer toute transaction dans leurs propres entreprises. Toutefois, ils doivent déclarer toutes les transactions à la SEC au moyen d'un formulaire 4.
Liste d'initiés et indicateurs de rentabilité
Ce tableau présente la liste des initiés connus et est généré automatiquement à partir des dépôts communiqués à la SEC. Outre les noms, le titre le plus récent et la désignation du directeur, du dirigeant ou du propriétaire à 10 %, nous indiquons les dernières participations divulguées. En outre, lorsque cela est possible, nous indiquons les performances historiques des opérations d'initiés. La performance historique des transactions est une moyenne pondérée de la performance des opérations d'achat réelles sur le marché public effectuées par l'initié. Pour plus d'informations sur le mode de calcul, regardez ce webinaire sur YouTube.
See our leaderboard of most profitable insider traders.
| Initié | Profit moyen (%) | Actions détenues |
Fractionnement Ajusté |
|---|---|---|---|
| Pablo Castanos President and CEO, Director - [D] [O] | 1 190 000 | 1 190 000 | |
| Harry M Conger | 7 817 | ||
| Jeffrey G Clevenger Director - [D] | 331 108 | 331 108 | |
| Rodman L Drake Director - [D] | 6 500 | 2 167 | |
| Jerry W Danni Executive Vice President - [O] | 47 875 | 1 915 | |
|
Glenn Dubin
10% Owner -
|
45 075 | 45 075 | |
| Alan R Edwards Exec Vice President & COO - [O] | 40 800 | 13 600 | |
| William Durand Eppler Director - [D] | 93 000 | 3 720 | |
| Deborah J Friedman Director - [D] | 283 000 | 283 000 | |
| John Galassini Chief Operating Officer - [O] | 20 000 | 800 | |
|
Highbridge Capital Management Llc
10% Owner -
|
45 075 | 45 075 |
| Initié | Profit moyen (%) | Actions détenues |
Fractionnement Ajusté |
|---|---|---|---|
| Ove Hoegh | 7 817 | ||
| Keith R Hulley | 70 913 | ||
| Mining PLC Hochschild - | 0 | 0 | |
| Kevin R Morano Director - [D] | 304 773 | 304 773 | |
| Gerald J Malys Senior VP & CFO - [O] | 27 255 | 9 085 | |
| Michael Thomas Mason Director - [D] | 4 250 | 170 | |
| Ian Masterton-Hume | 257 279 | ||
| Terry L Owen Senior VP, Project Development - [O] | 17 066 | 5 689 | |
| Terry M Palmer Director - [D] | 29 813 | 29 813 | |
| Andrew Pullar Director - [D] | 9 106 631 | 364 265 | |
| Warren Rehn President and CEO, Director - [D] [O] | 450 438 | 450 438 | |
|
Sentient Executive Gp Iii, Ltd
10% Owner -
|
1 749 759 | 1 749 759 |
| Initié | Profit moyen (%) | Actions détenues |
Fractionnement Ajusté |
|---|---|---|---|
|
Sentient Global Resources Fund Iii, Lp
10% Owner -
|
0 | 0 | |
| SGRF III Parallel I, LP - | 158 572 | 158 572 | |
| Charles B Smith | 7 817 | ||
| Paul Soros Director - [D] | 212 107 | 70 702 | |
| Sentient Executive GP IV, Ltd - | 10 283 944 | 411 358 | |
|
Sentient Global Resources Fund IV, L.P.
10% Owner -
|
2 718 322 | 2 718 322 | |
|
Henry Swieca
10% Owner -
|
391 237 | 391 237 | |
|
Trishield Distressed Securities Fund Llc
10% Owner -
|
604 565 | 604 565 | |
|
Trishield Capital Management LLC
10% Owner -
|
304 565 | 604 565 | |
| Robert P Vogels Senior VP and CFO - [O] | 1 431 251 | 57 250 | |
| Julie Weedman Chief Financial Officer - [O] | 19 400 | 19 400 | |
| David Watkins Director - [D] | 304 893 | 304 893 |
Report errors via our new Insider Auditing Tool
Historique des achats d'initiés - Analyse des bénéfices à court terme
Dans cette section, nous analysons la rentabilité de chaque achat d'initié non planifié et effectué sur le marché public dans AUMN / Golden Minerals Company. Cette analyse permet de comprendre si l'initié génère régulièrement des rendements anormaux et s'il vaut la peine d'être suivi. Cette analyse porte sur l'année qui suit chaque transaction et les résultats sont théoriques .
Le tableau suivant présente les achats sur le marché public les plus récents qui ne faisaient pas partie d'un plan de trading automatique.
Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.
Historique des ventes d'initiés - Analyse des pertes à court terme
Dans cette section, nous analysons l'évitement des pertes à court terme de chaque vente d'initié non planifiée et réalisée sur le marché public dans AUMN / Golden Minerals Company. Un schéma cohérent d'évitement des pertes peut suggérer que les transactions de vente futures peuvent prédire des baisses de prix. Cette analyse porte sur l'année qui suit chaque transaction, et les résultats sont théoriques .
Le tableau suivant présente les ventes les plus récentes sur le marché public qui ne faisaient pas partie d'un plan de trading automatique.
Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.
Historique des transactions
Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.
| Date de dépôt |
Date de transaction |
Formulaire | Initié | Libellé | Nom du titre | Code | Direct | Prix d'exercice |
Prix unitaire |
Unités Modifié |
Valeur Modifiée (1K) |
Options restantes |
Actions restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-06-26 | 2025-06-24 | 4 | Watkins David | AUMN | Common Stock | D | 175 000 | 304 893 | ||||||
| 2025-06-26 | 2025-06-24 | 4 | MORANO KEVIN R | AUMN | Common Stock | D | 175 000 | 304 773 | ||||||
| 2025-06-26 | 2025-06-24 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 175 000 | 331 108 | ||||||
| 2025-06-26 | 2025-06-24 | 4 | Friedman Deborah J | AUMN | Common Stock | D | 175 000 | 283 000 | ||||||
| 2025-06-26 | 2025-06-24 | 4 | CASTANOS PABLO | AUMN | Common Stock | D | 750 000 | 1 190 000 | ||||||
| 2024-09-16 | 2024-09-03 | 4 | WEEDMAN JULIE | AUMN | Common Stock | D | 0,3100 | 18 000 | 6 | 19 400 | ||||
| 2024-09-09 | 2024-09-06 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Common Stock | D | 0,2750 | -225 170 | -62 | 1 212 294 | ||||
| 2024-09-09 | 2024-09-05 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Common Stock | D | 0,2980 | -68 564 | -20 | 1 437 464 | ||||
| 2024-07-03 | 2024-06-25 | 4 | PALMER TERRY M | AUMN | Common Stock | D | 0,4200 | 29 493 | 12 | 29 813 | ||||
| 2024-07-01 | 2024-06-28 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,4200 | -59 562 | -25 | 450 438 | ||||
| 2024-07-01 | 2024-06-28 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,4200 | 490 000 | 206 | 510 000 | ||||
| 2022-05-31 | 2022-05-26 | 4 | Watkins David | AUMN | Restricted Stock Units | D | 100 000 | 737 279 | ||||||
| 2022-05-31 | 2022-05-26 | 4 | PALMER TERRY M | AUMN | Restricted Stock Units | D | 100 000 | 737 279 | ||||||
| 2022-05-31 | 2022-05-26 | 4 | MORANO KEVIN R | AUMN | Restricted Stock Units | D | 100 000 | 737 279 | ||||||
| 2022-05-31 | 2022-05-26 | 4 | Friedman Deborah J | AUMN | Restricted Stock Units | D | 100 000 | 200 000 | ||||||
| 2022-05-31 | 2022-05-26 | 4 | Eppler William Durand | AUMN | Restricted Stock Units | D | 100 000 | 737 279 | ||||||
| 2022-05-31 | 2022-05-26 | 4 | Clevenger Jeffrey G | AUMN | Restricted Stock Units | D | 100 000 | 840 000 | ||||||
| 2022-05-31 | 2022-05-26 | 4 | Pullar Andrew | AUMN | Restricted Stock Units | D | 100 000 | 720 922 | ||||||
| 2022-05-18 | 2022-05-16 | 4 | GALASSINI JOHN | AUMN | Common Stock | D | 0,3772 | 20 000 | 8 | 20 000 | ||||
| 2022-05-13 | 2022-05-12 | 4 | WEEDMAN JULIE | AUMN | Common Stock | D | 0,3580 | 35 000 | 13 | 35 000 | ||||
| 2022-04-06 | 3 | WEEDMAN JULIE | AUMN | Common Stock | D | 0 | ||||||||
| 2022-04-04 | 2022-03-31 | 4/A | VOGELS ROBERT P | AUMN | Common Stock | D | 0,5000 | -456 620 | -228 | 1 431 251 | ||||
| 2022-04-04 | 2022-03-31 | 4/A | VOGELS ROBERT P | AUMN | Common Stock | D | 0,5000 | 1 580 000 | 790 | 1 887 871 | ||||
| 2022-04-04 | 2022-03-31 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 0,5000 | -456 620 | -228 | 1 431 251 | ||||
| 2022-04-04 | 2022-03-31 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 0,5200 | 1 580 000 | 822 | 1 887 871 | ||||
| 2021-12-13 | 2021-12-09 | 4 | Friedman Deborah J | AUMN | Restricted Stock Units | D | 33 333 | 100 000 | ||||||
| 2021-12-13 | 2021-12-09 | 4 | Friedman Deborah J | AUMN | Restricted Stock Units | D | 66 667 | 66 667 | ||||||
| 2021-11-26 | 2021-11-26 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 0,4047 | -25 430 | -10 | 307 871 | ||||
| 2021-05-14 | 2021-05-13 | 4 | VOGELS ROBERT P | AUMN | Units | D | 325 000 | 1 580 000 | ||||||
| 2021-05-14 | 2021-05-13 | 4 | Clevenger Jeffrey G | AUMN | Restricted Stock Units | D | 50 000 | 740 000 | ||||||
| 2021-05-14 | 2021-05-13 | 4 | Watkins David | AUMN | Restricted Stock Units | D | 50 000 | 637 279 | ||||||
| 2021-05-14 | 2021-05-13 | 4 | Pullar Andrew | AUMN | Restricted Stock Units | D | 50 000 | 620 922 | ||||||
| 2021-05-14 | 2021-05-13 | 4 | Eppler William Durand | AUMN | Restricted Stock Units | D | 50 000 | 637 279 | ||||||
| 2021-05-14 | 2021-05-13 | 4 | MORANO KEVIN R | AUMN | Restricted Stock Units | D | 50 000 | 637 279 | ||||||
| 2021-05-14 | 2021-05-13 | 4 | PALMER TERRY M | AUMN | Restricted Stock Units | D | 50 000 | 637 279 | ||||||
| 2021-05-14 | 2021-05-13 | 4 | Rehn Warren | AUMN | Units | D | 800 000 | 3 750 000 | ||||||
| 2021-03-01 | 2021-02-26 | 4 | VOGELS ROBERT P | AUMN | Units | D | 180 000 | 1 255 000 | ||||||
| 2021-03-01 | 2021-02-26 | 4 | Rehn Warren | AUMN | Units | D | 300 000 | 2 950 000 | ||||||
| 2021-02-23 | 2021-02-22 | 4 | SENTIENT GLOBAL RESOURCES FUND III, LP | AUMN | Common Stock | D | 0,8368 | -1 868 378 | -1 563 | 0 | ||||
| 2021-02-23 | 2021-02-19 | 4 | SENTIENT GLOBAL RESOURCES FUND III, LP | AUMN | Common Stock | D | 0,8301 | -195 551 | -162 | 1 868 378 | ||||
| 2020-11-05 | 2020-10-30 | 4 | SENTIENT GLOBAL RESOURCES FUND III, LP | AUMN | Common Stock | D | 0,4200 | -231 839 | -97 | 1 706 435 | ||||
| 2020-11-05 | 2020-10-29 | 4 | SENTIENT GLOBAL RESOURCES FUND III, LP | AUMN | Common Stock | D | 0,4400 | -31 700 | -14 | 1 938 274 | ||||
| 2020-11-05 | 2020-10-27 | 4 | SENTIENT GLOBAL RESOURCES FUND III, LP | AUMN | Common Stock | D | 0,4550 | -1 612 772 | -734 | 1 969 974 | ||||
| 2020-06-12 | 2020-06-10 | 4 | Clevenger Jeffrey G | AUMN | Restricted Stock Units | D | 130 000 | 690 000 | ||||||
| 2020-06-12 | 2020-06-10 | 4 | Eppler William Durand | AUMN | Restricted Stock Units | D | 130 000 | 587 279 | ||||||
| 2020-06-12 | 2020-06-10 | 4 | MORANO KEVIN R | AUMN | Restricted Stock Units | D | 130 000 | 587 279 | ||||||
| 2020-06-12 | 2020-06-10 | 4 | PALMER TERRY M | AUMN | Restricted Stock Units | D | 130 000 | 587 279 | ||||||
| 2020-06-12 | 2020-06-10 | 4 | Pullar Andrew | AUMN | Restricted Stock Units | D | 130 000 | 570 922 | ||||||
| 2020-06-12 | 2020-06-10 | 4 | Watkins David | AUMN | Restricted Stock Units | D | 130 000 | 587 279 | ||||||
| 2020-05-22 | 2020-05-21 | 4 | VOGELS ROBERT P | AUMN | Units | D | 400 000 | 1 075 000 | ||||||
| 2020-05-22 | 2020-05-21 | 4 | Rehn Warren | AUMN | Units | D | 1 000 000 | 2 650 000 | ||||||
| 2020-04-28 | 2020-04-28 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 0,2230 | 52 998 | 12 | 333 301 | ||||
| 2020-04-28 | 2020-04-27 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,2230 | 14 000 | 3 | 500 000 | ||||
| 2020-04-24 | 2020-04-24 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,2210 | 10 000 | 2 | 486 000 | ||||
| 2020-03-17 | 2020-03-16 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,1600 | 15 000 | 2 | 476 000 | ||||
| 2020-03-16 | 2020-03-13 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,1700 | 30 000 | 5 | 461 000 | ||||
| 2020-03-13 | 2020-03-12 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,1878 | 11 000 | 2 | 431 000 | ||||
| 2019-05-21 | 2019-05-17 | 4 | Clevenger Jeffrey G | AUMN | Restricted Stock Units | D | 100 000 | 560 000 | ||||||
| 2019-05-21 | 2019-05-17 | 4 | MORANO KEVIN R | AUMN | Restricted Stock Units | D | 100 000 | 457 279 | ||||||
| 2019-05-21 | 2019-05-17 | 4 | Pullar Andrew | AUMN | Restricted Stock Units | D | 100 000 | 440 922 | ||||||
| 2019-05-21 | 2019-05-17 | 4 | Watkins David | AUMN | Restricted Stock Units | D | 100 000 | 457 279 | ||||||
| 2019-05-21 | 2019-05-17 | 4 | Eppler William Durand | AUMN | Restricted Stock Units | D | 100 000 | 457 279 | ||||||
| 2019-05-21 | 2019-05-17 | 4 | PALMER TERRY M | AUMN | Restricted Stock Units | D | 100 000 | 457 279 | ||||||
| 2019-03-22 | 2019-03-21 | 4 | Rehn Warren By spouse | AUMN | Common Stock | I | 0,2990 | 10 000 | 3 | 10 000 | ||||
| 2019-03-01 | 2019-02-26 | 4 | VOGELS ROBERT P | AUMN | Units | D | 205 000 | 675 000 | ||||||
| 2019-03-01 | 2019-02-26 | 4 | Rehn Warren | AUMN | Units | D | 500 000 | 1 650 000 | ||||||
| 2018-09-11 | 2018-09-11 | 4 | Eppler William Durand | AUMN | Common Stock | D | 0,2200 | -10 000 | -2 | 93 000 | ||||
| 2018-06-20 | 2018-06-20 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,3369 | 20 000 | 7 | 420 000 | ||||
| 2018-06-11 | 2018-06-11 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,3764 | 14 532 | 5 | 400 000 | ||||
| 2018-05-29 | 2018-05-29 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 0,3996 | 30 000 | 12 | 280 303 | ||||
| 2018-05-18 | 2018-05-17 | 4 | PALMER TERRY M | AUMN | Restricted Stock Units | D | 100 000 | 357 279 | ||||||
| 2018-05-18 | 2018-05-17 | 4 | Pullar Andrew | AUMN | Restricted Stock Units | D | 100 000 | 340 922 | ||||||
| 2018-05-18 | 2018-05-17 | 4 | Watkins David | AUMN | Restricted Stock Units | D | 100 000 | 357 279 | ||||||
| 2018-05-18 | 2018-05-17 | 4 | Eppler William Durand | AUMN | Restricted Stock Units | D | 100 000 | 357 279 | ||||||
| 2018-05-18 | 2018-05-17 | 4 | MORANO KEVIN R | AUMN | Restricted Stock Units | D | 100 000 | 357 279 | ||||||
| 2018-05-18 | 2018-05-17 | 4 | Clevenger Jeffrey G | AUMN | Restricted Stock Units | D | 100 000 | 460 000 | ||||||
| 2018-05-18 | 2018-05-17 | 4 | VOGELS ROBERT P | AUMN | Units | D | 200 000 | 470 000 | ||||||
| 2018-05-18 | 2018-05-17 | 4 | Rehn Warren | AUMN | Units | D | 400 000 | 1 150 000 | ||||||
| 2018-03-29 | 2018-03-28 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,4061 | 40 000 | 16 | 385 468 | ||||
| 2017-11-28 | 2017-11-28 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 0,4190 | 25 000 | 10 | 250 303 | ||||
| 2017-11-28 | 2017-11-28 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 0,4200 | 12 000 | 5 | 562 683 | ||||
| 2017-11-21 | 2017-11-21 | 4 | Eppler William Durand | AUMN | Common Stock | D | 0,4278 | 60 000 | 26 | 103 000 | ||||
| 2017-11-20 | 2017-11-20 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 0,4096 | 13 377 | 5 | 550 683 | ||||
| 2017-11-20 | 2017-11-17 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,4075 | 15 000 | 6 | 345 468 | ||||
| 2017-11-17 | 2017-11-16 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,3900 | 10 000 | 4 | 330 468 | ||||
| 2017-05-23 | 2017-05-23 | 4 | Watkins David | AUMN | Restricted Stock Units | D | 40 000 | 257 279 | ||||||
| 2017-05-23 | 2017-05-23 | 4 | Pullar Andrew | AUMN | Restricted Stock Units | D | 40 000 | 240 922 | ||||||
| 2017-05-23 | 2017-05-23 | 4 | Masterton-Hume Ian | AUMN | Restricted Stock Units | D | 40 000 | 257 279 | ||||||
| 2017-05-23 | 2017-05-23 | 4 | MORANO KEVIN R | AUMN | Restricted Stock Units | D | 40 000 | 257 279 | ||||||
| 2017-05-23 | 2017-05-23 | 4 | PALMER TERRY M | AUMN | Restricted Stock Units | D | 40 000 | 257 279 | ||||||
| 2017-05-23 | 2017-05-23 | 4 | Rehn Warren | AUMN | Units | D | 300 000 | 750 000 | ||||||
| 2017-05-23 | 2017-05-23 | 4 | Eppler William Durand | AUMN | Restricted Stock Units | D | 40 000 | 257 279 | ||||||
| 2017-05-23 | 2017-05-23 | 4 | Clevenger Jeffrey G | AUMN | Restricted Stock Units | D | 40 000 | 360 000 | ||||||
| 2017-05-23 | 2017-05-23 | 4 | VOGELS ROBERT P | AUMN | Units | D | 135 000 | 270 000 | ||||||
| 2016-09-07 | 2016-09-06 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 0,9000 | -6 862 | -6 | 225 303 | ||||
| 2016-06-14 | 2016-06-10 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 4,72 | 1 589 | 1 589 | |||||
| 2016-06-14 | 2016-06-10 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 4,72 | 86 531 | 86 531 | |||||
| 2016-06-14 | 2016-06-10 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 4,72 | 102 182 | 102 182 | |||||
| 2016-06-14 | 2016-06-10 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Convertible Note | D | 0,29 | -4 011 740 | 0 | |||||
| 2016-06-14 | 2016-06-10 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 4,72 | 225 441 | 225 441 | |||||
| 2016-06-14 | 2016-06-10 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 4,72 | 119 352 | 119 352 | |||||
| 2016-06-14 | 2016-06-10 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 4,72 | 682 897 | 682 897 | |||||
| 2016-06-14 | 2016-06-10 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Common Stock | D | 0,2891 | 4 011 740 | 1 160 | 37 650 684 | ||||
| 2016-06-14 | 2016-05-06 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 0,87 | 2 900 000 | 2 900 000 | |||||
| 2016-05-20 | 2016-05-19 | 4 | Clevenger Jeffrey G | AUMN | Restricted Stock Units | D | 290 000 | 320 000 | ||||||
| 2016-05-20 | 2016-05-19 | 4 | VOGELS ROBERT P | AUMN | Units | D | 135 000 | 135 000 | ||||||
| 2016-05-20 | 2016-05-19 | 4 | Rehn Warren | AUMN | Units | D | 450 000 | 450 000 | ||||||
| 2016-05-19 | 2016-05-19 | 4 | MORANO KEVIN R | AUMN | Restricted Stock Units | D | 40 000 | 217 279 | ||||||
| 2016-05-19 | 2016-05-19 | 4 | PALMER TERRY M | AUMN | Restricted Stock Units | D | 40 000 | 217 279 | ||||||
| 2016-05-19 | 2016-05-19 | 4 | Eppler William Durand | AUMN | Restricted Stock Units | D | 40 000 | 217 279 | ||||||
| 2016-05-19 | 2016-05-19 | 4 | Masterton-Hume Ian | AUMN | Restricted Stock Units | D | 40 000 | 217 279 | ||||||
| 2016-05-19 | 2016-05-19 | 4 | Watkins David | AUMN | Restricted Stock Units | D | 40 000 | 217 279 | ||||||
| 2016-05-19 | 2016-05-19 | 4 | Pullar Andrew | AUMN | Restricted Stock Units | D | 40 000 | 200 922 | ||||||
| 2016-05-10 | 2016-05-06 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 4,73 | 86 531 | 86 531 | |||||
| 2016-05-10 | 2016-05-06 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 4,73 | 102 182 | 102 182 | |||||
| 2016-05-10 | 2016-05-06 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Convertible Note | D | 0,29 | 5 000 000,0000 | 4 137 931 | 20 689 655 000 | 4 137 931 | |||
| 2016-05-10 | 2016-05-06 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 4,73 | 225 441 | 225 441 | |||||
| 2016-05-10 | 2016-05-06 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 0,87 | 2 900 000 | 2 900 000 | |||||
| 2016-05-10 | 2016-05-06 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 4,73 | 119 352 | 119 352 | |||||
| 2016-05-10 | 2016-05-06 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 4,73 | 682 897 | 682 897 | |||||
| 2016-05-04 | 2016-05-02 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 5,09 | 102 182 | 102 182 | |||||
| 2016-05-04 | 2016-05-02 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Convertible Note | D | 0,29 | 5 000 000,0000 | 4 137 931 | 20 689 655 000 | 4 137 931 | |||
| 2016-05-04 | 2016-05-02 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 5,09 | 225 441 | 225 441 | |||||
| 2016-05-04 | 2016-05-02 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 0,91 | 2 900 000 | 2 900 000 | |||||
| 2016-05-04 | 2016-05-02 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 5,09 | 119 352 | 119 352 | |||||
| 2016-05-04 | 2016-05-02 | 4/A | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 5,09 | 682 897 | 682 897 | |||||
| 2016-02-16 | 2016-02-11 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 5,09 | 102 182 | 102 182 | |||||
| 2016-02-16 | 2016-02-11 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Convertible Note | D | 0,17 | 4 007 188,0000 | -23 355 000 | -93 587 875 740 | 3 881 324 | |||
| 2016-02-16 | 2016-02-11 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Common Stock | D | 0,1716 | 23 355 000 | 4 008 | 33 638 944 | ||||
| 2016-02-16 | 2016-01-19 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Convertible Note | D | 0,29 | 5 000 000,0000 | 17 241 379 | 86 206 895 000 | 17 241 379 | |||
| 2016-01-20 | 2016-01-19 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Convertible Note | D | 0,29 | 5 000 000,0000 | 17 241 379 | 86 206 895 000 | 17 241 379 | |||
| 2016-01-20 | 2016-01-19 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 5,60 | 225 441 | 225 441 | |||||
| 2016-01-20 | 2014-09-10 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 1,00 | 2 900 000 | 2 900 000 | |||||
| 2016-01-20 | 2014-09-10 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 5,60 | 119 352 | 119 352 | |||||
| 2016-01-20 | 2012-09-19 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 5,60 | 682 897 | 682 897 | |||||
| 2016-01-04 | 2015-12-30 | 4 | Friedman Deborah J | AUMN | Common Stock | D | 0,2091 | -21 667 | -5 | 144 685 | ||||
| 2015-12-22 | 2015-12-21 | 4 | Friedman Deborah J | AUMN | Common Stock | D | 0,2107 | -21 666 | -5 | 166 352 | ||||
| 2015-12-15 | 2015-12-14 | 4 | Friedman Deborah J | AUMN | Common Stock | D | 0,2111 | -8 333 | -2 | 188 018 | ||||
| 2015-09-02 | 2015-09-01 | 4 | Clevenger Jeffrey G | AUMN | KELTIP Units | D | -172 500 | 0 | ||||||
| 2015-09-02 | 2015-09-01 | 4 | Clevenger Jeffrey G | AUMN | Restricted Stock Units | D | 30 000 | 30 000 | ||||||
| 2015-09-02 | 2015-09-01 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 172 500 | 537 306 | ||||||
| 2015-09-02 | 2015-09-01 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 0,3167 | -60 000 | -19 | 364 806 | ||||
| 2015-05-21 | 2015-05-21 | 4 | MORANO KEVIN R | AUMN | Restricted Stock Units | D | 40 000 | 177 279 | ||||||
| 2015-05-21 | 2015-05-21 | 4 | PALMER TERRY M | AUMN | Restricted Stock Units | D | 40 000 | 177 279 | ||||||
| 2015-05-21 | 2015-05-21 | 4 | Eppler William Durand | AUMN | Restricted Stock Units | D | 40 000 | 177 279 | ||||||
| 2015-05-21 | 2015-05-21 | 4 | Mason Michael Thomas | AUMN | Restricted Stock Units | D | 40 000 | 167 968 | ||||||
| 2015-05-21 | 2015-05-21 | 4 | Masterton-Hume Ian | AUMN | Restricted Stock Units | D | 40 000 | 177 279 | ||||||
| 2015-05-21 | 2015-05-21 | 4 | Watkins David | AUMN | Restricted Stock Units | D | 40 000 | 177 279 | ||||||
| 2015-05-21 | 2015-05-21 | 4 | Pullar Andrew | AUMN | Restricted Stock Units | D | 40 000 | 160 922 | ||||||
| 2015-02-13 | 2015-02-13 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,5005 | -3 200 | -2 | 320 468 | ||||
| 2014-12-23 | 2014-12-19 | 4 | Friedman Deborah J | AUMN | Common Stock | D | 0,5006 | -21 666 | -11 | 196 351 | ||||
| 2014-12-23 | 2014-12-19 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 0,5004 | -17 500 | -9 | 425 056 | ||||
| 2014-12-23 | 2014-12-19 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 0,5008 | -20 833 | -10 | 224 665 | ||||
| 2014-12-23 | 2014-12-19 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,5005 | -16 666 | -8 | 323 668 | ||||
| 2014-12-16 | 2014-12-15 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,4926 | -8 666 | -4 | 340 334 | ||||
| 2014-12-16 | 2014-12-15 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 0,4886 | -25 000 | -12 | 442 556 | ||||
| 2014-12-16 | 2014-12-15 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 0,4884 | -13 333 | -7 | 252 998 | ||||
| 2014-12-16 | 2014-12-15 | 4 | Friedman Deborah J | AUMN | Common Stock | D | 0,4924 | -8 333 | -4 | 218 017 | ||||
| 2014-12-15 | 2014-12-11 | 4 | Rehn Warren | AUMN | Common Stock | D | 125 000 | 349 000 | ||||||
| 2014-09-19 | 2014-09-17 | 4 | Eppler William Durand | AUMN | Common Stock | D | 0,6168 | 25 000 | 15 | 43 000 | ||||
| 2014-09-15 | 2014-09-15 | 4 | Friedman Deborah J | AUMN | Common Stock | D | 0,6920 | -2 500 | -2 | 226 350 | ||||
| 2014-09-15 | 2014-09-15 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 0,6747 | -12 500 | -8 | 467 556 | ||||
| 2014-09-15 | 2014-09-15 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 0,6919 | -3 500 | -2 | 266 331 | ||||
| 2014-09-12 | 2014-09-10 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 1,21 | 2 900 000 | 2 900 000 | |||||
| 2014-09-12 | 2014-09-10 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 7,17 | 119 352 | 119 352 | |||||
| 2014-09-12 | 2014-09-10 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | common stock | D | 0,8170 | 5 800 000 | 4 739 | 10 283 944 | ||||
| 2014-06-03 | 2014-06-02 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 0,5378 | -22 250 | -12 | 479 806 | ||||
| 2014-06-03 | 2014-06-02 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 0,5378 | -12 000 | -6 | 269 831 | ||||
| 2014-06-03 | 2014-06-02 | 4 | Friedman Deborah J | AUMN | Common Stock | D | 0,5379 | -7 750 | -4 | 228 850 | ||||
| 2014-06-03 | 2014-06-02 | 4 | Rehn Warren | AUMN | Common Stock | D | 0,5379 | -8 800 | -5 | 224 000 | ||||
| 2014-05-27 | 2014-05-22 | 4 | MORANO KEVIN R | AUMN | Restricted Stock Units | D | 50 000 | 137 279 | ||||||
| 2014-05-27 | 2014-05-22 | 4 | PALMER TERRY M | AUMN | Restricted Stock Units | D | 50 000 | 137 279 | ||||||
| 2014-05-27 | 2014-05-22 | 4 | Eppler William Durand | AUMN | Restricted Stock Units | D | 50 000 | 137 279 | ||||||
| 2014-05-27 | 2014-05-22 | 4 | Mason Michael Thomas | AUMN | Restricted Stock Units | D | 50 000 | 127 968 | ||||||
| 2014-05-27 | 2014-05-22 | 4 | Masterton-Hume Ian | AUMN | Restricted Stock Units | D | 50 000 | 137 279 | ||||||
| 2014-05-27 | 2014-05-22 | 4 | Watkins David | AUMN | Restricted Stock Units | D | 50 000 | 137 279 | ||||||
| 2014-05-27 | 2014-05-22 | 4 | Pullar Andrew | AUMN | Restricted Stock Units | D | 50 000 | 120 922 | ||||||
| 2014-01-10 | 2013-12-19 | 4/A | VOGELS ROBERT P | AUMN | Common Stock | D | 0,4600 | -5 000 | -2 | 281 831 | ||||
| 2014-01-10 | 2013-12-19 | 4/A | Rehn Warren | AUMN | Common Stock | D | 125 000 | 232 800 | ||||||
| 2014-01-10 | 2013-12-19 | 4/A | Friedman Deborah J | AUMN | Common Stock | D | 130 000 | 236 600 | ||||||
| 2014-01-10 | 2013-12-19 | 4/A | Clevenger Jeffrey G | AUMN | Common Stock | D | 105 000 | 502 056 | ||||||
| 2013-12-30 | 2013-12-19 | 4 | Rehn Warren | AUMN | Common Stock | D | 125 000 | 232 800 | ||||||
| 2013-12-23 | 2013-12-19 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 105 000 | 502 056 | ||||||
| 2013-12-23 | 2013-12-19 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 0,4600 | -5 000 | -2 | 281 813 | ||||
| 2013-12-23 | 2013-12-19 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 125 000 | 286 831 | ||||||
| 2013-12-23 | 2013-12-19 | 4 | Friedman Deborah J | AUMN | Common Stock | D | 130 000 | 236 600 | ||||||
| 2013-12-17 | 2013-12-13 | 4 | Clevenger Jeffrey G | AUMN | Units | D | 172 500 | 172 500 | ||||||
| 2013-12-17 | 2013-12-13 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | -172 500 | 397 056 | ||||||
| 2013-09-17 | 2013-09-16 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 1,0050 | -12 500 | -13 | 569 556 | ||||
| 2013-09-17 | 2013-09-16 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 1,0150 | -3 500 | -4 | 161 831 | ||||
| 2013-09-17 | 2013-09-16 | 4 | Friedman Deborah J | AUMN | Common Stock | D | 1,0150 | -2 500 | -3 | 106 600 | ||||
| 2013-07-09 | 2012-09-19 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 8,42 | 682 897 | 682 897 | |||||
| 2013-07-03 | 3 | Pullar Andrew | AUMN | Common Stock | I | 9 106 631 | ||||||||
| 2013-07-03 | 2013-07-01 | 4 | Pullar Andrew | AUMN | Restricted Stock Units | D | 70 922 | 70 922 | ||||||
| 2013-06-03 | 2013-06-01 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 44 500 | 582 056 | ||||||
| 2013-06-03 | 2013-06-01 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 24 000 | 165 331 | ||||||
| 2013-06-03 | 2013-06-01 | 4 | Friedman Deborah J | AUMN | Common Stock | D | 15 500 | 109 100 | ||||||
| 2013-06-03 | 2013-06-01 | 4 | Rehn Warren | AUMN | Common Stock | D | 22 000 | 107 800 | ||||||
| 2013-05-24 | 2013-05-23 | 4 | MORANO KEVIN R | AUMN | Restricted Stock Units | D | 61 728 | 87 279 | ||||||
| 2013-05-24 | 2013-05-23 | 4 | PALMER TERRY M | AUMN | Restricted Stock Units | D | 61 728 | 87 279 | ||||||
| 2013-05-24 | 2013-05-23 | 4 | Eppler William Durand | AUMN | Restricted Stock Units | D | 61 728 | 87 279 | ||||||
| 2013-05-24 | 2013-05-23 | 4 | Mason Michael Thomas | AUMN | Restricted Stock Units | D | 61 728 | 77 968 | ||||||
| 2013-05-24 | 2013-05-23 | 4 | Masterton-Hume Ian | AUMN | Restricted Stock Units | D | 61 728 | 87 279 | ||||||
| 2013-05-24 | 2013-05-23 | 4 | Watkins David | AUMN | Restricted Stock Units | D | 61 728 | 87 279 | ||||||
| 2013-02-14 | 2013-02-13 | 4 | Rehn Warren | AUMN | Common Stock | D | 3,2563 | -3 200 | -10 | 85 800 | ||||
| 2012-12-17 | 2012-12-14 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 295 000 | 537 556 | ||||||
| 2012-12-17 | 2012-12-13 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 4,6296 | -12 500 | -58 | 242 556 | ||||
| 2012-12-17 | 2012-12-14 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 80 000 | 141 331 | ||||||
| 2012-12-17 | 2012-12-13 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 4,6105 | -3 500 | -16 | 61 331 | ||||
| 2012-12-17 | 2012-12-14 | 4 | Friedman Deborah J | AUMN | Common Stock | D | 50 000 | 93 600 | ||||||
| 2012-12-17 | 2012-12-13 | 4 | Friedman Deborah J | AUMN | Common Stock | D | 4,5974 | -2 500 | -11 | 43 600 | ||||
| 2012-12-17 | 2012-12-14 | 4 | Rehn Warren | AUMN | Common Stock | D | 65 000 | 89 000 | ||||||
| 2012-09-21 | 2012-09-19 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Warrants | D | 8,42 | 682 897 | 682 897 | |||||
| 2012-09-21 | 2012-09-19 | 4 | Sentient Global Resources Fund IV, L.P. | AUMN | Common Stock | D | 1 365 794 | 4 483 944 | ||||||
| 2012-06-19 | 2012-05-24 | 4 | MORANO KEVIN R | AUMN | Restricted Stock Units | D | 13 369 | 25 551 | ||||||
| 2012-06-19 | 2012-05-24 | 4 | PALMER TERRY M | AUMN | Restricted Stock Units | D | 13 369 | 25 551 | ||||||
| 2012-06-19 | 2012-05-24 | 4 | Eppler William Durand | AUMN | Restricted Stock Units | D | 13 369 | 25 551 | ||||||
| 2012-06-19 | 2012-05-24 | 4 | Mason Michael Thomas | AUMN | Restricted Stock Units | D | 13 369 | 16 240 | ||||||
| 2012-06-19 | 2012-05-24 | 4 | Masterton-Hume Ian | AUMN | Restricted Stock Units | D | 13 369 | 25 551 | ||||||
| 2012-06-19 | 2012-05-24 | 4 | Watkins David | AUMN | Restricted Stock Units | D | 13 369 | 25 551 | ||||||
| 2012-02-15 | 3 | Rehn Warren | AUMN | Common Stock | D | 0 | ||||||||
| 2012-02-15 | 2012-02-13 | 4 | Rehn Warren | AUMN | Common Stock | D | 24 000 | 24 000 | ||||||
| 2011-09-12 | 2011-09-02 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 13,9400 | -30 148 | -420 | 180 056 | ||||
| 2011-09-12 | 2011-09-02 | 4 | Danni Jerry W | AUMN | Common Stock | D | 13,9400 | -9 780 | -136 | 47 875 | ||||
| 2011-09-12 | 2011-09-02 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 13,9400 | -8 537 | -119 | 43 831 | ||||
| 2011-09-06 | 3 | Mason Michael Thomas | AUMN | Common Stock | D | 4 250 | ||||||||
| 2011-05-24 | 2011-05-19 | 4 | MORANO KEVIN R | AUMN | Restricted Stock Units | D | 2 871 | 12 182 | ||||||
| 2011-05-24 | 2011-05-19 | 4 | PALMER TERRY M | AUMN | Restricted Stock Units | D | 2 871 | 12 182 | ||||||
| 2011-05-24 | 2011-05-19 | 4 | Masterton-Hume Ian | AUMN | Restricted Stock Units | D | 2 871 | 12 182 | ||||||
| 2011-04-13 | 2011-04-12 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 22,0000 | -7 770 | -171 | 210 204 | ||||
| 2011-04-13 | 2011-04-12 | 4 | Danni Jerry W | AUMN | Common Stock | D | 22,0000 | -2 590 | -57 | 57 655 | ||||
| 2011-04-13 | 2011-04-12 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 22,0000 | -2 279 | -50 | 52 368 | ||||
| 2011-04-06 | 2011-04-04 | 4 | Danni Jerry W | AUMN | Common Stock | D | 22,2300 | -3 168 | -70 | 60 245 | ||||
| 2011-04-06 | 2011-04-04 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 22,2300 | -3 192 | -71 | 54 647 | ||||
| 2011-04-06 | 2011-04-04 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 22,2300 | -14 763 | -328 | 217 974 | ||||
| 2011-02-07 | 2010-11-03 | 5 | Hochschild Mining PLC | AUMN | Common Stock | I | -400 000 | 0 | ||||||
| 2011-02-07 | 2010-01-07 | 5 | Hochschild Mining PLC | AUMN | WARRANTS | I | 15,00 | 0 | 300 000 | |||||
| 2010-06-07 | 2010-05-27 | 4 | Masterton-Hume Ian | AUMN | Stock Options (Right to Buy) | D | 8,12 | 3 062 | 3 062 | |||||
| 2010-06-07 | 2010-05-27 | 4 | Masterton-Hume Ian | AUMN | Restricted Stock Units | D | 4 311 | 9 311 | ||||||
| 2010-06-07 | 2010-05-27 | 4 | MORANO KEVIN R | AUMN | Stock Options (Right to Buy) | D | 8,12 | 3 062 | 3 062 | |||||
| 2010-06-07 | 2010-05-27 | 4 | MORANO KEVIN R | AUMN | Restricted Stock Units | D | 4 311 | 9 311 | ||||||
| 2010-06-07 | 2010-05-27 | 4 | PALMER TERRY M | AUMN | Stock Options (Right to Buy) | D | 8,12 | 3 062 | 3 062 | |||||
| 2010-06-07 | 2010-05-27 | 4 | PALMER TERRY M | AUMN | Restricted Stock Units | D | 4 311 | 9 311 | ||||||
| 2010-04-14 | 2010-04-05 | 4 | Clevenger Jeffrey G | AUMN | Common Stock | D | 7,8800 | -14 763 | -116 | 100 237 | ||||
| 2010-04-14 | 2010-04-05 | 4 | Danni Jerry W | AUMN | Common Stock | D | 7,8800 | -3 387 | -27 | 22 113 | ||||
| 2010-04-14 | 2010-04-05 | 4 | VOGELS ROBERT P | AUMN | Common Stock | D | 7,8800 | -3 461 | -27 | 19 039 | ||||
| 2010-03-26 | 2010-03-24 | 4 | SENTIENT EXECUTIVE GP III, LTD | TSX:AUM | Common Stock | D | 8,5000 | 905 065 | 7 693 | 1 749 759 | ||||
| 2010-03-26 | 2010-03-24 | 4 | SGRF III Parallel I, LP | TSX: AUM | common stock | D | 8,5000 | 82 022 | 697 | 158 572 | ||||
| 2010-03-26 | 2010-03-24 | 4 | SENTIENT GLOBAL RESOURCES FUND III, LP | TSX: AUM | Common Stock | D | 8,5000 | 823 043 | 6 996 | 1 591 187 | ||||
| 2010-03-23 | 2010-03-19 | 4 | HIGHBRIDGE CAPITAL MANAGEMENT LLC See footnotes | GDMN | Common stock, $0.01 par value ("Common Stock") | I | 8,5000 | -347 766 | -2 956 | 45 075 | ||||
| 2010-01-11 | 3 | SENTIENT GLOBAL RESOURCES FUND III, LP | AUM | common stock | D | 768 144 | ||||||||
| 2010-01-11 | 3 | SENTIENT EXECUTIVE GP III, LTD | AUM | Common Stock | D | 844 694 | ||||||||
| 2010-01-11 | 3 | SGRF III Parallel I, LP | AUX | common stock | D | 76 550 | ||||||||
| 2009-12-15 | 2009-03-24 | 4 | HIGHBRIDGE CAPITAL MANAGEMENT LLC See footnotes | GDMN | Common stock, $0.01 par value ("Common Stock") | I | 1 604 | 392 841 | ||||||
| 2009-06-22 | 3 | Trishield Capital Management LLC | GDMN | Common Stock | D | 304 565 | ||||||||
| 2009-06-22 | 2009-05-21 | 4 | TRISHIELD DISTRESSED SECURITIES FUND LLC | GDMN | Common Stock | D | 1,7500 | 300 000 | 525 | 604 565 | ||||
| 2009-05-29 | 3 | Swieca Henry See Footnotes | GDMN | Common Stock, $0.01 par value ("Common Stock") | I | 391 237 | ||||||||
| 2008-05-30 | 2008-05-28 | 4 | CONGER HARRY M | SIL | Restricted Stock Units | D | 5 632 | 7 817 | ||||||
| 2008-05-30 | 2008-05-28 | 4 | HOEGH OVE | SIL | Restricted Stock Units | D | 5 632 | 7 817 | ||||||
| 2008-05-30 | 2008-05-28 | 4 | SMITH CHARLES B | SIL | Restricted Stock Units | D | 5 632 | 7 817 | ||||||
| 2008-05-30 | 2008-05-28 | 4 | Masterton-Hume Ian | SIL | Restricted Stock Units | D | 5 632 | 10 892 | ||||||
| 2008-05-30 | 2008-05-28 | 4 | MORANO KEVIN R | SIL | Restricted Stock Units | D | 5 632 | 7 817 | ||||||
| 2008-05-30 | 2008-05-28 | 4 | PALMER TERRY M | SIL | Restricted Stock Units | D | 5 632 | 7 817 | ||||||
| 2008-05-30 | 2008-05-28 | 4 | DRAKE RODMAN L | SIL | Restricted Stock Units | D | 8 135 | 13 396 | ||||||
| 2008-03-11 | 2008-03-10 | 4 | DRAKE RODMAN L | SIL | Ordinary Shares | D | 10,5600 | 4 000 | 42 | 6 500 | ||||
| 2008-02-19 | 2008-02-14 | 4 | VOGELS ROBERT P | SIL | Employee Share Options (Right to Buy) | D | 13,31 | 12 000 | 47 000 | |||||
| 2008-02-19 | 2008-02-14 | 4 | VOGELS ROBERT P | SIL | Restricted Ordinary Shares | D | 13,3100 | 6 500 | 87 | 10 900 | ||||
| 2008-02-19 | 3 | Danni Jerry W | SIL | Ordinary Shares | D | 18 867 | ||||||||
| 2008-02-19 | 3 | Owen Terry L | SIL | Ordinary Shares | D | 17 066 | ||||||||
| 2008-01-17 | 2008-01-02 | 4 | HULLEY KEITH R | SIL | Employee Share Options (Right to Buy) | D | 15,59 | 27 615 | 70 913 | |||||
| 2007-12-11 | 2007-12-07 | 4 | Malys Gerald J | SIL | Ordinary Shares | D | 16,8500 | -53 | -1 | 27 255 | ||||
| 2007-12-11 | 2007-12-07 | 4 | Malys Gerald J | SIL | Ordinary Shares | D | 16,8100 | -122 | -2 | 27 308 | ||||
| 2007-12-11 | 2007-12-07 | 4 | Malys Gerald J | SIL | Ordinary Shares | D | 16,8000 | -12 | -0 | 27 430 | ||||
| 2007-12-11 | 2007-12-07 | 4 | Malys Gerald J | SIL | Ordinary Shares | D | 16,7600 | -36 | -1 | 27 442 | ||||
| 2007-12-11 | 2007-12-07 | 4 | Malys Gerald J | SIL | Ordinary Shares | D | 16,7500 | -135 | -2 | 27 478 | ||||
| 2007-12-11 | 2007-12-07 | 4 | Malys Gerald J | SIL | Ordianry Shares | D | 16,7400 | -62 | -1 | 27 613 | ||||
| 2007-12-11 | 2007-12-10 | 4 | Clevenger Jeffrey G | SIL | Ordinary Shares | D | 17,3500 | -291 | -5 | 66 612 | ||||
| 2007-12-11 | 2007-12-10 | 4 | Clevenger Jeffrey G | SIL | Ordinary Shares | D | 17,3100 | -582 | -10 | 66 903 | ||||
| 2007-12-11 | 2007-12-10 | 4 | Clevenger Jeffrey G | SIL | Ordinary Shares | D | 17,3000 | -292 | -5 | 67 485 | ||||
| 2007-12-11 | 2007-12-10 | 4 | Clevenger Jeffrey G | SIL | Ordinary Shares | D | 17,2500 | -349 | -6 | 67 777 | ||||
| 2007-12-11 | 2007-12-07 | 4 | Clevenger Jeffrey G | SIL | Ordinary Shares | D | 16,8500 | -173 | -3 | 68 126 | ||||
| 2007-12-11 | 2007-12-07 | 4 | Clevenger Jeffrey G | SIL | Ordinary Shares | D | 16,8100 | -400 | -7 | 68 299 | ||||
| 2007-12-11 | 2007-12-07 | 4 | Clevenger Jeffrey G | SIL | Ordinary Shares | D | 16,8000 | -41 | -1 | 68 699 | ||||
| 2007-12-11 | 2007-12-07 | 4 | Clevenger Jeffrey G | SIL | Ordinary Shares | D | 16,7600 | -120 | -2 | 68 740 | ||||
| 2007-12-11 | 2007-12-07 | 4 | Clevenger Jeffrey G | SIL | Ordinary Shares | D | 16,7500 | -440 | -7 | 68 860 | ||||
| 2007-12-11 | 2007-12-07 | 4 | Clevenger Jeffrey G | SIL | Ordinary Shares | D | 16,7400 | -200 | -3 | 69 300 | ||||
| 2007-12-03 | 2007-11-28 | 4 | SOROS PAUL | SIL | Ordinary Shares | D | -4 412 | 212 107 | ||||||
| 2007-07-12 | 2007-07-10 | 4 | Friedman Deborah J | SIL | Employee Share Options (right to buy) | D | 19,64 | 25 000 | 25 000 | |||||
| 2007-07-12 | 2007-07-10 | 4 | Friedman Deborah J | SIL | Ordinary Shares | D | 19,6400 | 25 000 | 491 | 25 000 | ||||
| 2006-12-11 | 2006-12-07 | 4 | Clevenger Jeffrey G | SIL | Employee Share Options (right to buy) | D | 16,40 | 75 000 | 245 400 | |||||
| 2006-12-11 | 2006-12-07 | 4 | Clevenger Jeffrey G | SIL | Ordinary Shares | D | 16,4000 | 15 700 | 257 | 73 000 | ||||
| 2006-12-11 | 2006-12-07 | 4 | Edwards Alan R | SIL | Employee Share Options (right to buy) | D | 16,40 | 29 000 | 106 000 | |||||
| 2006-12-11 | 2006-12-07 | 4 | Edwards Alan R | SIL | Ordinary Shares | D | 16,4000 | 6 000 | 98 | 40 800 | ||||
| 2006-12-11 | 2006-12-07 | 4 | Malys Gerald J | SIL | Employee Share Options (right to buy) | D | 16,40 | 23 000 | 53 000 | |||||
| 2006-12-11 | 2006-12-07 | 4 | Malys Gerald J | SIL | Ordinary Shares | D | 16,4000 | 4 800 | 79 | 30 300 | ||||
| 2006-12-11 | 2006-12-07 | 4 | VOGELS ROBERT P | SIL | Employee Share Options (right to buy) | D | 16,40 | 11 000 | 35 000 | |||||
| 2006-12-11 | 2006-12-07 | 4 | VOGELS ROBERT P | SIL | Ordinary Shares | D | 16,4000 | 2 100 | 34 | 4 400 | ||||
| 2006-09-22 | 2006-09-20 | 4 | CONGER HARRY M | SIL | Non-Employee Directors' Share Options (Right to Buy) | D | 14,55 | 579 | 68 550 | |||||
| 2006-09-22 | 2006-09-20 | 4 | HOEGH OVE | SIL | Non-Employee Directors' Share Options (Right to Buy) | D | 14,55 | 579 | 71 678 | |||||
| 2006-09-22 | 2006-09-20 | 4 | HULLEY KEITH R | SIL | Non-Employee Directors' Share Options (Right to Buy) | D | 14,55 | 579 | 341 484 | |||||
| 2006-09-22 | 2006-09-20 | 4 | MORANO KEVIN R | SIL | Non-Employee Directors' Share Options (Right to Buy) | D | 14,55 | 579 | 56 281 | |||||
| 2006-09-22 | 2006-09-20 | 4 | PALMER TERRY M | SIL | Non-Employee Directors' Share Options (Right to Buy) | D | 14,55 | 579 | 18 326 | |||||
| 2006-09-22 | 2006-09-20 | 4 | SMITH CHARLES B | SIL | Non-Employee Directors' Share Options (Right to Buy) | D | 14,55 | 579 | 53 037 | |||||
| 2006-09-22 | 2006-09-20 | 4 | SOROS PAUL | SIL | Non-Employee Directors' Share Options (Right to Buy) | D | 14,55 | 579 | 71 678 | |||||
| 2004-10-12 | 2004-10-07 | 4 | PALMER TERRY M | SIL | Non-Employee Directors' Share Options (right to buy) | D | 21,00 | 472 | 3 243 |
P
Achat sur le marché public ou privé d'un titre non dérivé ou dérivé
S
Vente sur le marché public ou privé d'un titre non dérivé ou dérivé
A
Attribution, récompense ou autre acquisition de titres de l'entreprise (comme une option).
C
Conversion d'un produit dérivé
D
Vente ou transfert de titres à l'entreprise
F
Paiement du prix d'exercice ou de la dette fiscale en utilisant une partie des titres reçus de l'entreprise
G
Don de titres par ou à l'initié
K
Swaps d'actions et opérations de couverture similaires
M
Exercice ou conversion d'un titre dérivé reçu de l'entreprise (tel qu'une option)
V
Une transaction déclarée volontairement sur le formulaire 4
J
Autre (accompagnée d'une note de bas de page décrivant la transaction)
