ASPX / Auspex Pharmaceuticals, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Auspex Pharmaceuticals, Inc.
US
CE SYMBOLE N'EST PLUS ACTIF

Actions d'initiés2 564 178 shares
Indice de confiance des initiés

L'indice de confiance des initiés identifie les entreprises achetées par les initiés.

Il est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés de capitalisation d'initiés. Le modèle de notation utilise une combinaison du nombre net d'initiés ayant acheté des actions au cours des 90 derniers jours, du nombre total d'actions achetées en pourcentage du flottant et du nombre total d'actions détenues par les initiés. Le nombre varie de 0 à 100, les chiffres les plus élevés indiquant un niveau d'accumulation supérieur à celui de ses pairs, et 50 étant la moyenne.

Fréquence de mise à jour : Quotidienne

Voir Les meilleurs choix des initiés, qui fournit une liste des entreprises ayant la plus forte accumulation d'initiés.

Indice de confiance des dirigeants

L'indice de confiance des dirigeants identifie les entreprises dont les actions sont achetées par des dirigeants d'entreprise.

Par définition, les dirigeants d'entreprise sont des initiés, mais contrairement à d'autres initiés (actionnaires à 10 % et membres du conseil d'administration), les dirigeants travaillent quotidiennement pour l'entreprise et utilisent leur propre argent lorsqu'ils effectuent des opérations (les actionnaires à 10 % et les membres du conseil d'administration sont souvent des gestionnaires de fonds qui gèrent l'argent d'autrui). À ce titre, les opérations d'initiés réalisées par les dirigeants sont beaucoup plus significatives et doivent être traitées de manière appropriée.

Comme l'indice de confiance des initiés, l'indice de confiance des dirigeants est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés d'accumulation de dirigeants.

Fréquence de mise à jour : Quotidienne

Consultez la section Les meilleurs choix des initiés, qui fournit une liste des entreprises dont le sentiment des initiés est le plus élevé.

Principaux indicateurs des initiés

Cette carte montre comment l'entreprise se positionne par rapport à divers indicateurs d'initiés. La position en centile montre comment cette entreprise se situe par rapport aux autres entreprises sur les marchés américains. Une position plus élevée indique une meilleure situation.

Par exemple, il est généralement admis que les achats d'initiés sont un indicateur positif, de sorte que les entreprises dont les achats d'initiés sont plus nombreux se positionnent mieux que celles dont les achats d'initiés sont moins nombreux (ou même les ventes d'initiés).

Nombre net d'achats d'initiés (position)

N/A

Le nombre net d'initiés achetant est le nombre total d'initiés achetant moins le nombre total d'initiés vendant au cours des 90 derniers jours. La position en centile est indiquée ici (de 0 à 100%).

Pourcentage du flottant acheté par les initiés (position)

N/A

Le pourcentage du flottant acheté par les initiés est le nombre total d'actions achetées par les initiés moins le nombre total d'actions vendues par les initiés au cours des 90 derniers jours, divisé par le flottant total et multiplié par 100.

Graphique des opérations d'initiés

Les opérations d'initiés de Auspex Pharmaceuticals, Inc. sont présentées dans le graphique suivant. Les initiés sont des dirigeants, des administrateurs ou des investisseurs importants dans une entreprise. En général, il est illégal pour les initiés d'effectuer des opérations d'initiés dans leur entreprise sur la base d'informations matérielles non publiques. Cela ne signifie pas qu'il est illégal pour eux d'effectuer toute transaction dans leurs propres entreprises. Toutefois, ils doivent déclarer toutes les transactions à la SEC au moyen d'un formulaire 4.

Liste d'initiés et indicateurs de rentabilité

Ce tableau présente la liste des initiés connus et est généré automatiquement à partir des dépôts communiqués à la SEC. Outre les noms, le titre le plus récent et la désignation du directeur, du dirigeant ou du propriétaire à 10 %, nous indiquons les dernières participations divulguées. En outre, lorsque cela est possible, nous indiquons les performances historiques des opérations d'initiés. La performance historique des transactions est une moyenne pondérée de la performance des opérations d'achat réelles sur le marché public effectuées par l'initié. Pour plus d'informations sur le mode de calcul, regardez ce webinaire sur YouTube.

See our leaderboard of most profitable insider traders.

Initié Profit moyen (%) Actions
détenues
Fractionnement
Ajusté

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Historique des achats d'initiés - Analyse des bénéfices à court terme

Dans cette section, nous analysons la rentabilité de chaque achat d'initié non planifié et effectué sur le marché public dans ASPX / Auspex Pharmaceuticals, Inc.. Cette analyse permet de comprendre si l'initié génère régulièrement des rendements anormaux et s'il vaut la peine d'être suivi. Cette analyse porte sur l'année qui suit chaque transaction et les résultats sont théoriques .

Le tableau suivant présente les achats sur le marché public les plus récents qui ne faisaient pas partie d'un plan de trading automatique.

Date de la transaction Initiés Actions
déclarées
Prix
déclaré
Actions
ajustées
Prix
ajusté
Base de coût Jours jusqu'au
Max
Prix au
Max
Bénéfice
Max ($)
Rendement maximal (%)
2015-01-28 Flynn James E 192 240 56,5000 192 240 56,5000 10 861 560 90
2015-01-28 Flynn James E 167 760 56,5000 167 760 56,5000 9 478 440
2015-01-28 Flynn James E 566 825 56,5000 566 825 56,5000 32 025 612
2015-01-28 Flynn James E 458 175 56,5000 458 175 56,5000 25 886 888
2015-01-28 Flynn James E 115 000 56,5000 115 000 56,5000 6 497 500

Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.

ASPX / Auspex Pharmaceuticals, Inc. Insider Trades
Historique des ventes d'initiés - Analyse des pertes à court terme

Dans cette section, nous analysons l'évitement des pertes à court terme de chaque vente d'initié non planifiée et réalisée sur le marché public dans ASPX / Auspex Pharmaceuticals, Inc.. Un schéma cohérent d'évitement des pertes peut suggérer que les transactions de vente futures peuvent prédire des baisses de prix. Cette analyse porte sur l'année qui suit chaque transaction, et les résultats sont théoriques .

Le tableau suivant présente les ventes les plus récentes sur le marché public qui ne faisaient pas partie d'un plan de trading automatique.

Date de la transaction Initiés Actions
déclarées
Prix
déclaré
Actions
ajustées
Prix
ajusté
Base de coût Jours jusqu'au
Min
Prix au
Min
Perte maximale
évitée ($)
Perte maximale
évitée (%)
2015-02-11 Presidio Partners 2007, L.P. 1 327 61,8400 1 327 61,8400 82 062 0
2015-02-11 Presidio Partners 2007, L.P. 51 773 61,8400 51 773 61,8400 3 201 642
2015-02-11 Presidio Partners 2007, L.P. 51 773 61,8400 51 773 61,8400 3 201 642
2015-02-10 Presidio Partners 2007, L.P. 530 60,0500 530 60,0500 31 826
2015-02-10 Presidio Partners 2007, L.P. 20 670 60,0500 20 670 60,0500 1 241 234
2015-02-10 Presidio Partners 2007, L.P. 20 670 60,0500 20 670 60,0500 1 241 234
2015-02-09 Presidio Partners 2007, L.P. 246 59,0000 246 59,0000 14 514
2015-02-09 Presidio Partners 2007, L.P. 9 608 59,0000 9 608 59,0000 566 872
2015-02-06 Presidio Partners 2007, L.P. 757 59,4800 757 59,4800 45 026

Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.

ASPX / Auspex Pharmaceuticals, Inc. Insider Trades
Historique des transactions

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

Date
de dépôt
Date
de transaction
Formulaire Initié Libellé Nom du titre Code 10b5-1 Direct Prix
d'exercice
Prix
unitaire
Unités
Modifié
Valeur
Modifiée (1K)
Options
restantes
Actions
restantes
2015-05-07 2015-05-05 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock U - Other I -4 835 731 0
2015-05-07 2015-05-05 4 Flynn James E Through Deerfield Private Design International II, L.P. ASPX Common Stock U - Other I -973 379 0
2015-05-07 2015-05-05 4 Flynn James E Through Deerfield Private Design Fund II, L.P. ASPX Common Stock U - Other I -849 426 0
2015-05-07 2015-05-05 4 Flynn James E Through Deerfield International Master Fund, L.P. ASPX Common Stock U - Other I -1 182 943 0
2015-05-07 2015-05-05 4 Flynn James E Through Deerfield Partners, L.P. ASPX Common Stock U - Other I -953 286 0
2015-05-07 2015-05-05 4 Flynn James E Through Deerfield Special Situations Fund, L.P. ASPX Common Stock U - Other I -490 069 0
2015-05-06 2015-05-05 4 Stamler David A ASPX Restricted Stock Units D - Sale to Issuer D -30 000 0
2015-05-06 2015-05-05 4 Stamler David A ASPX Employee Stock Option (Right to Buy) D - Sale to Issuer D 59,66 -60 000 0
2015-05-06 2015-05-05 4 Stamler David A ASPX Employee Stock Option (Right to Buy) D - Sale to Issuer D 0,54 -26 219 0
2015-05-06 2015-05-05 4 Stamler David A ASPX Employee Stock Option (Right to Buy) D - Sale to Issuer D 0,86 -66 666 0
2015-05-06 2015-05-05 4 Stamler David A ASPX Employee Stock Option (Right to Buy) D - Sale to Issuer D 0,90 -20 623 0
2015-05-06 2015-05-05 4 Stamler David A ASPX Employee Stock Option (Right to Buy) D - Sale to Issuer D 0,90 -25 274 0
2015-05-06 2015-05-05 4 Stamler David A ASPX Common Stock U - Other D -1 627 0
2015-05-06 2015-05-05 4 CHOWRIRA BHARAT M ASPX Restricted Stock Units D - Sale to Issuer D -20 000 0
2015-05-06 2015-05-05 4 CHOWRIRA BHARAT M ASPX Employee Stock Option (Right to Buy) D - Sale to Issuer D 59,66 -40 000 0
2015-05-06 2015-05-05 4 CHOWRIRA BHARAT M ASPX Employee Stock Option (Right to Buy) D - Sale to Issuer D 0,54 -297 777 0
2015-05-06 2015-05-05 4 CHOWRIRA BHARAT M ASPX Common Stock U - Other D -8 297 0
2015-05-06 2015-05-05 4 Saks Samuel R ASPX Restricted Stock Units D - Sale to Issuer D -15 000 0
2015-05-06 2015-05-05 4 Saks Samuel R ASPX Employee Stock Option (Right to Buy) D - Sale to Issuer D 59,66 -30 000 0
2015-05-06 2015-05-05 4 Saks Samuel R ASPX Employee Stock Option (Right to Buy) D - Sale to Issuer D 0,86 -27 235 0
2015-05-06 2015-05-05 4 Saks Samuel R ASPX Employee Stock Option (Right to Buy) D - Sale to Issuer D 0,86 -47 777 0
2015-05-06 2015-05-05 4 Saks Samuel R ASPX Employee Stock Option (Right to Buy) D - Sale to Issuer D 0,90 -7 777 0
2015-05-06 2015-05-05 4 Saks Samuel R ASPX Common Stock U - Other D -67 338 0
2015-05-06 2015-05-05 4 PROEHL GERALD T ASPX Stock Option (Right to Buy) D - Sale to Issuer D 18,13 -6 667 0
2015-05-06 2015-05-05 4 PROEHL GERALD T ASPX Stock Option (Right to Buy) D - Sale to Issuer D 6,57 -13 333 0
2015-05-06 2015-05-05 4 PROEHL GERALD T ASPX Common Stock U - Other D -1 466 0
2015-05-06 2015-05-05 4 SCHNEIDER PHILLIP M ASPX Stock Option (Right to Buy) D - Sale to Issuer D 18,13 -6 667 0
2015-05-06 2015-05-05 4 SCHNEIDER PHILLIP M ASPX Stock Option (Right to Buy) D - Sale to Issuer D 12,00 -13 333 0
2015-05-06 2015-05-05 4 FERGUSON RODNEY A ASPX Common Stock U - Other D -2 500 589 0
2015-05-06 2015-05-05 4 GREER R SCOTT ASPX Stock Option (Right to Buy) D - Sale to Issuer D 18,13 -20 000 0
2015-05-06 2015-05-05 4 GREER R SCOTT ASPX Common Stock U - Other D -7 190 0
2015-05-06 2015-05-05 4 Schmid John P. ASPX Restricted Stock Units D - Sale to Issuer D -15 000 0
2015-05-06 2015-05-05 4 Schmid John P. ASPX Employee Stock Option (Right to Buy) D - Sale to Issuer D 59,66 -30 000 0
2015-05-06 2015-05-05 4 Schmid John P. ASPX Employee Stock Option (Right to Buy) D - Sale to Issuer D 6,57 -59 026 0
2015-05-06 2015-05-05 4 Schmid John P. ASPX Common Stock U - Other D -144 444 0
2015-05-06 2015-05-05 4 Zisson Alex ASPX Common Stock U - Other I -4 835 731 0
2015-05-06 2015-05-05 4 Shah Pratik ASPX Restricted Stock Units D - Sale to Issuer D -100 000 0
2015-05-06 2015-05-05 4 Shah Pratik ASPX Employee Stock Option (Right to Buy) D - Sale to Issuer D 59,66 -200 000 0
2015-05-06 2015-05-05 4 Shah Pratik ASPX Employee Stock Option (Right to Buy) D - Sale to Issuer D 6,57 -215 153 0
2015-05-06 2015-05-05 4 Shah Pratik ASPX Common Stock U - Other D -903 018 0
2015-05-06 2015-05-05 4 Sarshar Sepehr ASPX Common Stock U - Other D -242 574 0
2015-05-06 2015-05-05 4 Bleil Lynn Dorsey ASPX Stock Option (Right to Buy) D - Sale to Issuer D 18,13 -20 000 0
2015-04-06 2015-04-02 4 Presidio Partners 2007, L.P. ASPX Put option (right to sell) J - Other D 17,65 -1 0
2015-04-06 2015-04-02 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Put option (right to sell J - Other I 17,65 -1 0
2015-04-06 2015-04-02 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Call Option (obligation to sell X - Other I 29,79 -1 0
2015-04-06 2015-04-02 4 Presidio Partners 2007, L.P. ASPX Call Option (obligation to sell) X - Other D 29,79 -1 0
2015-04-06 2015-04-02 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock X - Other I 29,7900 -7 500 -223 63 589
2015-04-06 2015-04-02 4 Presidio Partners 2007, L.P. ASPX Common Stock X - Other D 29,7900 -292 500 -8 714 2 478 021
2015-03-17 2015-03-16 4 Stamler David A ASPX Stock Option (right to buy) M - Exercise D 0,90 -3 000 25 274
2015-03-17 2015-03-16 4 Stamler David A ASPX Common Stock S - Sale D 80,0750 -2 600 -208 983
2015-03-17 2015-03-16 4 Stamler David A ASPX Common Stock S - Sale D 79,5490 -400 -32 3 583
2015-03-17 2015-03-16 4 Stamler David A ASPX Common Stock M - Exercise D 0,9000 3 000 3 3 983
2015-02-26 2015-02-24 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock J - Other I -5 000 71 089
2015-02-26 2015-02-24 4 Presidio Partners 2007, L.P. ASPX Common Stock J - Other D -195 000 2 770 521
2015-02-17 2015-02-11 4/A Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 61,8400 -1 327 -82 79 157
2015-02-17 2015-02-11 4/A Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 61,8400 -51 773 -3 202 3 085 120
2015-02-17 2015-02-10 4/A Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 60,0500 -20 670 -1 241 3 136 893
2015-02-17 2015-01-08 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Warrant (right to buy)) X - Other I 3,88 -1 058 0
2015-02-17 2015-01-08 4 Presidio Partners 2007, L.P. ASPX Warrant (right to buy) X - Other D 3,88 -41 282 0
2015-02-17 2015-01-08 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 49,1290 -84 -4 83 589
2015-02-17 2015-01-08 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock X - Other I 3,8790 1 058 4 83 673
2015-02-17 2015-01-08 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 49,1290 -3 260 -160 3 258 021
2015-02-17 2015-01-08 4 Presidio Partners 2007, L.P. ASPX Common Stock X - Other D 3,8790 41 282 160 3 261 281
2015-02-17 2015-02-13 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 62,9830 -1 047 -66 76 089
2015-02-17 2015-02-13 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 62,9830 -40 786 -2 569 2 965 521
2015-02-17 2015-02-12 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 64,0000 -325 -21 77 136
2015-02-17 2015-02-12 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 62,9612 -1 696 -107 77 461
2015-02-17 2015-02-12 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 64,0000 -12 675 -811 3 006 307
2015-02-17 2015-02-12 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 62,9612 -66 138 -4 164 3 018 982
2015-02-11 2015-02-11 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 61,8400 -1 327 -82 79 157
2015-02-11 2015-02-11 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 61,8400 -51 773 -3 202 3 112 120
2015-02-11 2015-02-10 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 60,0500 -530 -32 80 484
2015-02-11 2015-02-10 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 60,0500 -20 670 -1 241 3 163 893
2015-02-11 2015-02-09 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 59,0000 -246 -15 81 014
2015-02-11 2015-02-09 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 59,0000 -9 608 -567 3 157 563
2015-02-06 2015-02-06 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 59,4800 -757 -45 81 260
2015-02-06 2015-02-06 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 59,4800 -29 522 -1 756 3 167 171
2015-02-06 2015-02-05 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 59,5100 -322 -19 82 017
2015-02-06 2015-02-05 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 59,5100 -12 578 -749 3 196 693
2015-02-06 2015-02-04 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 59,3000 -1 250 -74 82 339
2015-02-06 2015-02-04 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 59,3000 -48 750 -2 891 3 209 271
2015-02-04 2015-02-02 4 Schmid John P. ASPX Restricted Stock Units A - Award D 15 000 15 000
2015-02-04 2015-02-02 4 Schmid John P. ASPX Stock Option (right to buy) A - Award D 59,66 30 000 30 000
2015-02-04 2015-02-02 4 Saks Samuel R ASPX Restricted Stock Units A - Award D 15 000 15 000
2015-02-04 2015-02-02 4 Saks Samuel R ASPX Stock Option (right to buy) A - Award D 59,66 30 000 30 000
2015-02-04 2015-02-02 4 CHOWRIRA BHARAT M ASPX Restricted Stock Units A - Award D 20 000 20 000
2015-02-04 2015-02-02 4 CHOWRIRA BHARAT M ASPX Stock Option (right to buy) A - Award D 59,66 40 000 40 000
2015-02-04 2015-02-02 4 Stamler David A ASPX Restricted Stock Units A - Award D 30 000 30 000
2015-02-04 2015-02-02 4 Stamler David A ASPX Stock Option (right to buy) A - Award D 59,66 60 000 60 000
2015-02-04 2015-02-02 4 Shah Pratik ASPX Restricted Stock Units A - Award D 100 000 100 000
2015-02-04 2015-02-02 4 Shah Pratik ASPX Stock Option (right to buy) A - Award D 59,66 200 000 200 000
2015-01-30 2015-01-28 4 Zisson Alex ASPX Common Stock S - Sale I 53,1100 -730 000 -38 770 4 835 731
2015-01-30 2015-01-28 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock S - Sale I 53,1100 -730 000 -38 770 4 835 731
2015-01-28 2015-01-28 4 Panorama Capital, L.P. ASPX Common Stock S - Sale D 53,1100 -270 000 -14 340 2 500 589
2015-01-28 2015-01-28 4 FERGUSON RODNEY A See footnote. ASPX Common Stock S - Sale I 53,1100 -270 000 -14 340 2 500 589
2015-01-28 2015-01-28 4 Flynn James E Through Deerfield Private Design International II, L.P. ASPX Common Stock P - Purchase I 56,5000 192 240 10 862 973 379
2015-01-28 2015-01-28 4 Flynn James E Through Deerfield Private Design Fund II, L.P. ASPX Common Stock P - Purchase I 56,5000 167 760 9 478 849 426
2015-01-28 2015-01-28 4 Flynn James E Through Deerfield International Master Fund, L.P. ASPX Common Stock P - Purchase I 56,5000 566 825 32 026 1 182 943
2015-01-28 2015-01-28 4 Flynn James E Through Deerfield Partners, L.P. ASPX Common Stock P - Purchase I 56,5000 458 175 25 887 953 286
2015-01-28 2015-01-28 4 Flynn James E Through Deerfield Special Situations Fund, L.P. ASPX Common Stock P - Purchase I 56,5000 115 000 6 498 490 069
2015-01-12 2015-01-08 4 Zisson Alex ASPX Common Stock Warrant M - Exercise I 3,88 -90 228 0
2015-01-12 2015-01-08 4 Zisson Alex ASPX Common Stock Warrant M - Exercise I 3,88 -169 630 0
2015-01-12 2015-01-08 4 Zisson Alex ASPX Common Stock Warrant M - Exercise I 3,88 -59 277 0
2015-01-12 2015-01-08 4 Zisson Alex ASPX Common Stock D - Sale to Issuer I 51,5740 -24 008 -1 238 5 565 731
2015-01-12 2015-01-08 4 Zisson Alex ASPX Common Stock M - Exercise I 3,8790 319 135 1 238 5 589 739
2015-01-12 2015-01-08 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock Warrant M - Exercise I 3,88 -90 228 0
2015-01-12 2015-01-08 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock Warrant M - Exercise I 3,88 -169 630 0
2015-01-12 2015-01-08 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock Warrant M - Exercise I 3,88 -59 277 0
2015-01-12 2015-01-08 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock D - Sale to Issuer I 51,5740 -24 008 -1 238 5 565 731
2015-01-12 2015-01-08 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock M - Exercise I 3,8790 319 135 1 238 5 589 739
2014-12-23 2014-12-22 4 Stamler David A ASPX Stock Option (right to buy) M - Exercise D 0,90 -2 660 28 274
2014-12-23 2014-12-22 4 Stamler David A ASPX Common Stock S - Sale D 53,9240 -1 100 -59 983
2014-12-23 2014-12-22 4 Stamler David A ASPX Common Stock S - Sale D 53,2810 -1 560 -83 2 083
2014-12-23 2014-12-22 4 Stamler David A ASPX Common Stock M - Exercise D 0,9000 2 660 2 3 643
2014-12-22 2014-12-18 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock J - Other I -7 625 82 615
2014-12-22 2014-12-18 4 Presidio Partners 2007, L.P. ASPX Common Stock J - Other D -297 375 3 219 999
2014-12-22 2014-12-18 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 50,1400 -4 875 -244 90 240
2014-12-22 2014-12-18 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 50,1400 -190 125 -9 533 3 517 374
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Special Situations Fund, L.P. ASPX Common Stock I 3 324 172
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Special Situations Fund, L.P. ASPX Common Stock I 3 324 172
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Partners, L.P. ASPX Common Stock I 3 444 214
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design Fund II, L.P. ASPX Common Stock I 3 630 769
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design International II, L.P. ASPX Common Stock I 3 730 242
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Special Situations Fund, L.P. ASPX Common Stock I 3 324 172
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Partners, L.P. ASPX Common Stock I 3 444 214
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield International Master Fund, L.P. ASPX Common Stock I 3 565 221
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design Fund II, L.P. ASPX Common Stock I 3 630 769
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design International II, L.P. ASPX Common Stock I 3 730 242
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Special Situations Fund, L.P. ASPX Common Stock I 3 324 172
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Partners, L.P. ASPX Common Stock I 3 444 214
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Special Situations Fund, L.P. ASPX Common Stock I 3 324 172
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Partners, L.P. ASPX Common Stock I 3 444 214
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield International Master Fund, L.P. ASPX Common Stock I 3 565 221
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design Fund II, L.P. ASPX Common Stock I 3 630 769
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design International II, L.P. ASPX Common Stock I 3 730 242
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield International Master Fund, L.P. ASPX Common Stock I 3 565 221
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design Fund II, L.P. ASPX Common Stock I 3 630 769
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design International II, L.P. ASPX Common Stock I 3 730 242
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Special Situations Fund, L.P. ASPX Common Stock I 3 324 172
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Partners, L.P. ASPX Common Stock I 3 444 214
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield International Master Fund, L.P. ASPX Common Stock I 3 565 221
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design Fund II, L.P. ASPX Common Stock I 3 630 769
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design International II, L.P. ASPX Common Stock I 3 730 242
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Special Situations Fund, L.P. ASPX Common Stock I 3 324 172
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Partners, L.P. ASPX Common Stock I 3 444 214
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield International Master Fund, L.P. ASPX Common Stock I 3 565 221
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design Fund II, L.P. ASPX Common Stock I 3 630 769
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design International II, L.P. ASPX Common Stock I 3 730 242
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Special Situations Fund, L.P. ASPX Common Stock I 3 324 172
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Partners, L.P. ASPX Common Stock I 3 444 214
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield International Master Fund, L.P. ASPX Common Stock I 3 565 221
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design Fund II, L.P. ASPX Common Stock I 3 630 769
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design International II, L.P. ASPX Common Stock I 3 730 242
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Partners, L.P. ASPX Common Stock I 3 444 214
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield International Master Fund, L.P. ASPX Common Stock I 3 565 221
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design Fund II, L.P. ASPX Common Stock I 3 630 769
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design International II, L.P. ASPX Common Stock I 3 730 242
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Special Situations Fund, L.P. ASPX Common Stock I 3 324 172
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Partners, L.P. ASPX Common Stock I 3 444 214
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield International Master Fund, L.P. ASPX Common Stock I 3 565 221
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield International Master Fund, L.P. ASPX Common Stock I 3 565 221
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design Fund II, L.P. ASPX Common Stock I 3 630 769
2014-12-22 3 Deerfield Private Design International II, L.P. Through Deerfield Private Design International II, L.P. ASPX Common Stock I 3 730 242
2014-12-01 2014-11-10 4/A Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Call Option (right to buy) S - Sale I 33,15 137 198,2700 -1 -137 1
2014-12-01 2014-11-10 4/A Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Put Option (right to sell) P - Purchase I 19,64 137 198,2700 1 137 1
2014-12-01 2014-11-10 4/A Presidio Partners 2007, L.P. ASPX Call Option (right to buy) S - Sale D 33,15 137 198,2700 -1 -137 1
2014-12-01 2014-11-10 4/A Presidio Partners 2007, L.P. ASPX Put Option (right to sell) P - Purchase D 19,64 137 198,2700 1 137 1
2014-11-12 2014-11-10 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Call Option (right to buy) S - Sale I -1 1
2014-11-12 2014-11-10 4 Presidio Partners 2007, L.P. ASPX Call Option (right to buy) S - Sale D -1 1
2014-11-12 2014-11-10 4 Presidio Partners 2007, L.P. ASPX Put Option (right to sell) P - Purchase D 1 1
2014-11-12 2014-11-10 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Put Option (right to sell) P - Purchase I 1 1
2014-10-31 2014-10-30 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 27,3264 -197 -5 95 115
2014-10-31 2014-10-30 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 27,3264 -7 633 -209 3 707 499
2014-10-31 2014-10-29 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 27,0230 -279 -8 95 312
2014-10-31 2014-10-29 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 27,0230 -10 891 -294 3 715 132
2014-10-29 2014-10-28 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 26,9908 -275 -7 95 591
2014-10-29 2014-10-28 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 26,9908 -10 725 -289 3 726 023
2014-10-29 2014-10-27 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 27,1144 -87 -2 95 866
2014-10-29 2014-10-27 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 27,1144 -3 413 -93 3 736 748
2014-10-27 2014-10-24 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 27,0856 -272 -7 95 953
2014-10-27 2014-10-24 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 27,0856 -10 628 -288 3 740 161
2014-10-27 2014-10-23 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 26,7352 -140 -4 96 225
2014-10-27 2014-10-23 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 26,7352 -5 460 -146 3 750 789
2014-10-15 2014-10-06 4/A Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Warrant (right to buy)) X - Other I 3,88 -1 074 0
2014-10-15 2014-10-06 4/A Presidio Partners 2007, L.P. ASPX Warrant (right to buy) X - Other D 3,88 -41 892 0
2014-10-15 2014-10-06 4/A Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 23,4450 -178 -4 96 365
2014-10-15 2014-10-06 4/A Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock X - Other I 3,8790 1 074 4 96 543
2014-10-15 2014-10-06 4/A Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 23,4450 -6 931 -162 3 756 249
2014-10-15 2014-10-06 4/A Presidio Partners 2007, L.P. ASPX Common Stock X - Other D 3,8790 41 892 162 3 763 180
2014-10-14 2014-10-09 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock Warrent M - Exercise I 3,88 -60 151 0
2014-10-14 2014-10-09 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock D - Sale to Issuer I 23,8850 -9 771 -233 5 270 604
2014-10-14 2014-10-09 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock M - Exercise I 3,8790 60 151 233 5 280 375
2014-10-14 2014-10-09 4 Zisson Alex ASPX Common Stock Warrent M - Exercise I 3,88 -60 151 0
2014-10-14 2014-10-09 4 Zisson Alex ASPX Common Stock D - Sale to Issuer I 23,8850 -9 771 -233 5 270 604
2014-10-14 2014-10-09 4 Zisson Alex ASPX Common Stock M - Exercise I 3,8790 60 151 233 5 280 375
2014-10-08 2014-10-06 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Warrant (right to buy)) X - Other I 3,88 -1 074 0
2014-10-08 2014-10-06 4 Presidio Partners 2007, L.P. ASPX Warrant (right to buy) X - Other D 3,88 -41 892 0
2014-10-08 2014-10-06 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock S - Sale I 23,4450 -178 -4 104 504
2014-10-08 2014-10-06 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Common Stock X - Other I 3,8790 1 074 4 104 682
2014-10-08 2014-10-06 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 23,4450 -6 931 -162 3 781 210
2014-10-08 2014-10-06 4 Presidio Partners 2007, L.P. ASPX Common Stock X - Other D 3,8790 41 892 162 3 788 141
2014-10-01 2014-05-14 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock Warrant M - Exercise I 3,88 -243 0
2014-10-01 2014-05-14 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock Warrant M - Exercise I 3,88 -64 918 0
2014-10-01 2014-05-14 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock D - Sale to Issuer I 20,5980 -46 -1 19 313
2014-10-01 2014-05-14 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock D - Sale to Issuer I 20,5980 -12 226 -252 5 147 143
2014-10-01 2014-05-14 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock M - Exercise I 3,8790 243 1 19 359
2014-10-01 2014-05-14 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock M - Exercise I 3,8790 64 918 252 5 159 369
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock Warrant C - Conversion I 3,88 89 299 89 299
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Warrants to Purchase Series D Convertible Preferred Stock C - Conversion I 0,86 -401 850 0
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock Warrant C - Conversion I 3,88 167 883 167 883
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Warrants to Purchase Series D Convertible Preferred Stock C - Conversion I 0,86 -755 478 0
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock Warrant C - Conversion I 3,88 58 667 58 667
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Warrants to Purchase Series C Convertible Preferred Stock C - Conversion I 0,86 -264 003 0
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock Warrant C - Conversion I 3,88 59 532 59 532
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Warrants to Purchase Series C Convertible Preferred Stock C - Conversion I 0,86 -267 899 0
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock Warrant C - Conversion I 3,88 65 161 65 161
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Warrants to Purchase Series C Convertible Preferred Stock C - Conversion I 0,86 -293 230 0
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Series E Convertible Preferred Stock C - Conversion I 0,00 -1 106 779 0
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Series D Convertible Preferred Stock C - Conversion I 0,00 -11 792 529 0
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Series C Convertible Preferred Stock C - Conversion I 0,00 -7 474 419 0
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Series B Convertible Preferred Stock C - Conversion I 0,00 -2 266 186 0
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock P - Purchase I 12,0000 82 475 990 5 113 567
2014-10-01 2014-02-10 4 Thomas, McNerney & Partners II, LLC ASPX Common Stock C - Conversion I 5 031 092 5 031 092
2014-09-30 2014-09-09 4/A Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Call Option (obligation to sell) S - Sale I 29,79 288 448,5400 -1 -288 1
2014-09-30 2014-09-09 4/A Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Put Option (right to sell) P - Purchase I 17,65 288 448,5400 1 288 1
2014-09-30 2014-09-09 4/A Presidio Partners 2007, L.P. ASPX Call Option (obligation to sell) S - Sale D 29,79 288 448,5400 -1 -288 1
2014-09-30 2014-09-09 4/A Presidio Partners 2007, L.P. ASPX Put Option (right to sell) P - Purchase D 17,65 288 448,5400 1 288 1
2014-09-22 2014-09-19 4 PROEHL GERALD T ASPX Common Stock P - Purchase D 21,7499 1 466 32 1 466
2014-09-19 2014-05-14 4/A Thomas, McNerney & Partners II L.P. ASPX Common Stock Warrant M - Exercise I 3,88 -65 839 0
2014-09-19 2014-05-14 4/A Thomas, McNerney & Partners II L.P. ASPX Common Stock D - Sale to Issuer I 20 598,0000 -12 400 -255 415 5 220 224
2014-09-19 2014-05-14 4/A Thomas, McNerney & Partners II L.P. ASPX Common Stock M - Exercise I 3,8790 65 839 255 5 232 624
2014-09-19 2014-05-14 4/A Zisson Alex ASPX Common Stock Warrants M - Exercise I 3,88 -65 839 0
2014-09-19 2014-05-14 4/A Zisson Alex ASPX Common Stock D - Sale to Issuer I 20,5980 -12 400 -255 5 220 224
2014-09-19 2014-05-14 4/A Zisson Alex ASPX Common Stock M - Exercise I 3,8790 65 839 255 5 232 624
2014-09-11 2014-09-09 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Call Option (obligation to sell) S - Sale I 1 1
2014-09-11 2014-09-09 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel) LP ASPX Put Option (right to sell) P - Purchase I 1 1
2014-09-11 2014-09-09 4 Presidio Partners 2007, L.P. ASPX Put Option (right to sell) P - Purchase D 1 1
2014-09-11 2014-09-09 4 Presidio Partners 2007, L.P. ASPX Call Option (obligation to sell) S - Sale D -1 1
2014-09-09 2014-08-22 4/A Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 20,5581 -42 -1 97 924
2014-09-09 2014-08-22 4/A Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 20,5581 -1 658 -34 3 817 133
2014-09-09 2014-08-25 4/A Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 20,8071 -135 -3 97 789
2014-09-09 2014-08-25 4/A Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 20,8071 -5 265 -110 3 811 868
2014-09-09 2014-08-26 4/A Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 21,3519 -157 -3 97 632
2014-09-09 2014-08-26 4/A Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 21,3519 -6 143 -131 3 805 725
2014-09-09 2014-08-28 4/A Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 22,2416 -305 -7 96 892
2014-09-09 2014-08-28 4/A Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 22,2416 -11 895 -265 3 776 865
2014-09-09 2014-08-27 4/A Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 21,8773 -435 -10 97 197
2014-09-09 2014-08-27 4/A Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 21,8773 -16 965 -371 3 788 760
2014-09-09 2014-08-29 4/A Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 22,5922 -217 -5 96 675
2014-09-09 2014-08-29 4/A Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 22,5922 -8 483 -192 3 768 382
2014-09-09 2014-09-03 4/A Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 23,0938 -312 -7 96 108
2014-09-09 2014-09-03 4/A Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 23,0938 -12 188 -281 3 746 249
2014-09-09 2014-09-02 4/A Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 23,0694 -255 -6 96 420
2014-09-09 2014-09-02 4/A Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 23,0694 -9 945 -229 3 758 437
2014-09-09 2014-05-14 4 Thomas, McNerney & Partners II L.P. ASPX Common Stock Warrant X - Other I 3,88 -65 839 0
2014-09-09 2014-05-14 4 Thomas, McNerney & Partners II L.P. ASPX Common Stock S - Sale I 20,5980 -12 400 -255 5 220 224
2014-09-09 2014-05-14 4 Thomas, McNerney & Partners II L.P. ASPX Common Stock X - Other I 3,8790 65 839 255 5 232 624
2014-09-09 2014-05-14 4 Zisson Alex ASPX Common Stock Warrants X - Other I 3,88 -65 839 0
2014-09-09 2014-05-14 4 Zisson Alex ASPX Common Stock S - Sale I 20,5980 -12 400 -255 5 220 224
2014-09-09 2014-05-14 4 Zisson Alex ASPX Common Stock X - Other I 3,8790 65 839 255 5 232 624
2014-09-08 2014-05-16 4 Presidio Partners 2007, L.P. By: CMEA Ventures VII (Parallel), L.P. ASPX Warrant (right to buy) X - Other I 3,88 1 175 0
2014-09-08 2014-05-16 4 Presidio Partners 2007, L.P. ASPX Warrant (right to buy) X - Other D 3,88 45 853 0
2014-09-08 2014-05-16 4 Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock X - Other I 3,8790 1 175 5 97 966
2014-09-08 2014-05-16 4 Presidio Partners 2007, L.P. ASPX Common Stock X - Other D 3,8790 45 853 178 3 818 791
2014-09-08 2014-09-05 4 Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 23,4992 -222 -5 95 469
2014-09-08 2014-09-05 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 23,4992 -8 678 -204 3 721 288
2014-09-08 2014-09-04 4 Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 24,0517 -417 -10 95 691
2014-09-08 2014-09-04 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 24,0517 -16 283 -392 3 729 966
2014-09-04 2014-09-03 4 Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 23,0938 -312 -7 94 933
2014-09-04 2014-09-03 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 23,0938 -12 188 -281 3 700 396
2014-09-04 2014-09-02 4 Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 23,0694 -255 -6 95 245
2014-09-04 2014-09-02 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 23,0694 -9 945 -229 3 712 584
2014-09-03 2014-08-29 4 Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 22,5922 -217 -5 95 500
2014-09-03 2014-08-29 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 22,5922 -8 483 -192 3 722 529
2014-08-29 2014-08-28 4 Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 22,2416 -305 -7 95 717
2014-08-29 2014-08-28 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 22,2416 -11 895 -265 3 731 012
2014-08-29 2014-08-27 4 Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 21,8773 -435 -10 96 022
2014-08-29 2014-08-27 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 21,8773 -16 965 -371 3 742 907
2014-08-28 2014-08-26 4 Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 21,3519 -157 -3 96 457
2014-08-28 2014-08-26 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 21,3519 -6 143 -131 3 759 872
2014-08-27 2014-08-25 4 Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 20,8071 -135 -3 96 614
2014-08-27 2014-08-25 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 20,8071 -5 265 -110 3 766 015
2014-08-26 2014-08-22 4 Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock S - Sale I 20,5581 -42 -1 96 749
2014-08-26 2014-08-22 4 Presidio Partners 2007, L.P. ASPX Common Stock S - Sale D 20,5581 -1 658 -34 3 771 280
2014-07-16 2014-07-16 4 CHOWRIRA BHARAT M ASPX Common Stock P - Purchase D 19,2500 5 190 100 6 084
2014-07-16 2014-07-16 4 GREER R SCOTT ASPX Common Stock P - Purchase D 19,2500 5 190 100 7 190
2014-05-07 3 GREER R SCOTT ASPX Common Stock D 4 000
2014-05-07 3 GREER R SCOTT ASPX Common Stock D 4 000
2014-05-07 2014-05-06 4 SCHNEIDER PHILLIP M ASPX Stock Option (Right to Buy) A - Award D 18,13 6 667 6 667
2014-05-07 2014-05-06 4 PROEHL GERALD T ASPX Stock Option (Right to Buy) A - Award D 18,13 6 667 6 667
2014-05-07 2014-05-06 4 GREER R SCOTT ASPX Stock Option (Right to Buy) A - Award D 18,13 20 000 20 000
2014-05-07 2014-05-06 4 Bleil Lynn Dorsey ASPX Stock Option (Right to Buy) A - Award D 18,13 20 000 20 000
2014-02-12 2014-02-10 4 Saks Samuel R ASPX Common Stock P - Purchase D 12,0000 2 175 26 63 839
2014-02-12 2014-02-10 4 FERGUSON RODNEY A ASPX Series E Convertible Preferred Stock C - Conversion I 0,00 -2 266 952 0
2014-02-12 2014-02-10 4 FERGUSON RODNEY A ASPX Series D Convertible Preferred Stock C - Conversion I 0,00 -8 700 698 0
2014-02-12 2014-02-10 4 FERGUSON RODNEY A ASPX Common Stock P - Purchase I 12,0000 333 334 4 000 2 770 589
2014-02-12 2014-02-10 4 FERGUSON RODNEY A ASPX Common Stock C - Conversion I 2 437 255 2 437 255
2014-02-12 2014-02-10 4 Panorama Capital, L.P. ASPX Series E Convertible Preferred Stock C - Conversion D 0,00 -2 266 952 0
2014-02-12 2014-02-10 4 Panorama Capital, L.P. ASPX Series D Convertible Preferred Stock C - Conversion D 0,00 -8 700 698 0
2014-02-12 2014-02-10 4 Panorama Capital, L.P. ASPX Common Stock P - Purchase D 12,0000 333 334 4 000 2 770 589
2014-02-12 2014-02-10 4 Panorama Capital, L.P. ASPX Common Stock C - Conversion D 2 437 255 2 437 255
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Common Stock Warrant C - Conversion I 3,88 64 449 64 449
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Preferred Stock Warrant C - Conversion I 0,86 -290 022 0
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Common Stock Warrant C - Conversion I 3,88 121 165 121 165
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Preferred Stock Warrant C - Conversion I 0,86 -545 243 0
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Common Stock Warrant C - Conversion I 3,88 42 340 42 340
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Preferred Stock Warrant C - Conversion I 0,86 -190 535 0
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Common Stock Warrant C - Conversion I 3,88 42 966 42 966
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Preferred Stock Warrant C - Conversion I 0,86 -193 348 0
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Common Stock Warrant C - Conversion I 3,88 47 028 47 028
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Preferred Stock Warrant C - Conversion I 0,86 -211 629 0
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Series E Convertible Preferred Stock C - Conversion I 0,00 -1 397 873 0
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Series D Convertible Preferred Stock C - Conversion I 0,00 -8 510 898 0
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Series C Convertible Preferred Stock C - Conversion I 0,00 -5 394 437 0
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Series B Convertible Preferred Stock C - Conversion I 0,00 -1 635 551 0
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock P - Purchase I 12,0000 2 688 32 96 796
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. By CMEA Ventures VII (Parallel), L.P. ASPX Common Stock C - Conversion I 94 103 94 103
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Common Stock P - Purchase D 12,0000 102 873 1 234 3 772 938
2014-02-12 2014-02-10 4 Presidio Partners 2007, L.P. ASPX Common Stock C - Conversion D 3 670 065 3 670 065
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Common Stock Warrant C - Conversion I 3,88 90 228 90 228
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Preferred Stock Warrant C - Conversion I 0,86 -406 032 0
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Common Stock Warrant C - Conversion I 3,88 169 630 169 630
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Preferred Stock Warrant C - Conversion I 0,86 -763 340 0
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Common Stock Warrant C - Conversion I 3,88 59 277 59 277
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Preferred Stock Warrant C - Conversion I 0,86 -266 750 0
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Common Stock Warrant C - Conversion I 3,88 60 151 60 151
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Preferred Stock Warrant C - Conversion I 0,86 -270 687 0
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Common Stock Warrant C - Conversion I 3,88 65 839 65 839
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Preferred Stock Warrant C - Conversion I 0,86 -296 281 0
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Series E Convertible Preferred Stock C - Conversion I 0,00 -1 118 298 0
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Series D Convertible Preferred Stock C - Conversion I 0,00 -11 915 254 0
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Series C Convertible Preferred Stock C - Conversion I 0,00 -7 552 207 0
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Series B Convertible Preferred Stock C - Conversion I 0,00 -2 289 771 0
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Common Stock P - Purchase I 12,0000 83 334 1 000 5 166 785
2014-02-12 2014-02-10 4 Thomas, McNerney & Partners II L.P. ASPX Common Stock C - Conversion I 5 083 451 5 083 451
2014-02-12 2014-02-10 4 Zisson Alex ASPX Common Stock Warrant C - Conversion I 3,88 90 228 90 228
2014-02-12 2014-02-10 4 Zisson Alex ASPX Preferred Stock Warrant C - Conversion I 0,86 -406 032 0
2014-02-12 2014-02-10 4 Zisson Alex ASPX Common Stock Warrant C - Conversion I 3,88 169 630 169 630
2014-02-12 2014-02-10 4 Zisson Alex ASPX Preferred Stock Warrant C - Conversion I 0,86 -763 340 0
2014-02-12 2014-02-10 4 Zisson Alex ASPX Common Stock Warrant C - Conversion I 3,88 59 277 59 277
2014-02-12 2014-02-10 4 Zisson Alex ASPX Preferred Stock Warrant C - Conversion I 0,86 -266 750 0
2014-02-12 2014-02-10 4 Zisson Alex ASPX Common Stock Warrant C - Conversion I 3,88 60 151 60 151
2014-02-12 2014-02-10 4 Zisson Alex ASPX Preferred Stock Warrant C - Conversion I 0,86 -270 687 0
2014-02-12 2014-02-10 4 Zisson Alex ASPX Common Stock Warrant C - Conversion I 3,88 65 839 65 839
2014-02-12 2014-02-10 4 Zisson Alex ASPX Preferred Stock Warrant C - Conversion I 0,86 -296 281 0
2014-02-12 2014-02-10 4 Zisson Alex ASPX Series E Convertible Preferred Stock C - Conversion I 0,00 -1 118 298 0
2014-02-12 2014-02-10 4 Zisson Alex ASPX Series D Convertible Preferred Stock C - Conversion I 0,00 -11 915 254 0
2014-02-12 2014-02-10 4 Zisson Alex ASPX Series C Convertible Preferred Stock C - Conversion I 0,00 -7 552 207 0
2014-02-12 2014-02-10 4 Zisson Alex ASPX Series B Convertible Preferred Stock C - Conversion I 0,00 -2 289 771 0
2014-02-12 2014-02-10 4 Zisson Alex ASPX Common Stock P - Purchase I 12,0000 83 334 1 000 5 166 785
2014-02-12 2014-02-10 4 Zisson Alex ASPX Common Stock C - Conversion I 5 083 451 5 083 451
2014-02-12 2014-02-10 4 Shah Pratik ASPX Common Stock P - Purchase D 12,0000 8 333 100 903 018
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Series C Convertible Preferred Stock C - Conversion I 0,00 -293 589 0
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Series E Convertible Preferred Stock C - Conversion I 0,00 -445 363 0
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Series C Convertible Preferred Stock C - Conversion I 0,00 -40 501 0
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Series B Convertible Preferred Stock C - Conversion I 0,00 -596 976 0
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Series D Convertible Preferred Stock C - Conversion D 0,00 -132 654 0
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Series C Convertible Preferred Stock C - Conversion D 0,00 -208 815 0
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Series B Convertible Preferred Stock C - Conversion D 0,00 -107 911 0
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Series A-5 Convertible Preferred Stock C - Conversion D 0,00 -13 156 0
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Series A-4 Convertible Preferred Stock C - Conversion D 0,00 -64 521 0
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Series A-3 Convertible Preferred Stock C - Conversion D 0,00 -72 915 0
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Series A-2 Convertible Preferred Stock C - Conversion D 0,00 -152 572 0
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Series A-1 Convertible Preferred Stock C - Conversion D 0,00 -140 875 0
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Common Stock C - Conversion I 65 242 65 242
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Common Stock P - Purchase I 12,0000 67 263 807 307 894
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Common Stock C - Conversion I 240 631 24 061
2014-02-12 2014-02-10 4 Sarshar Sepehr ASPX Common Stock C - Conversion D 198 537 226 314
2014-02-11 2014-02-10 4 Flynn James E Through Deerfield Private Design International II, L.P. ASPX Series E Preferred Stock C - Conversion I -2 323 086 0
2014-02-11 2014-02-10 4 Flynn James E Through Deerfield Private Design Fund II, L.P. ASPX Series E Preferred Stock C - Conversion I -2 027 262 0
2014-02-11 2014-02-10 4 Flynn James E Through Deerfield Special Situations International Master Fund, L.P. ASPX Series E Preferred Stock C - Conversion I -654 002 0
2014-02-11 2014-02-10 4 Flynn James E Through Deerfield Special Situations Fund, L.P. ASPX Series E Preferred Stock C - Conversion I -796 114 0
2014-02-11 2014-02-10 4 Flynn James E Through Deerfield Private Design International II, L.P. ASPX Common Stock P - Purchase I 12,0000 280 350 3 364 796 591
2014-02-11 2014-02-10 4 Flynn James E Through Deerfield Private Design Fund II, L.P. ASPX Common Stock P - Purchase I 12,0000 244 650 2 936 695 152
2014-02-11 2014-02-10 4 Flynn James E Through Deerfield Special Situations International Master Fund, L.P. ASPX Common Stock P - Purchase I 12,0000 78 400 941 223 733
2014-02-11 2014-02-10 4 Flynn James E Through Deerfield Special Situations Fund, L.P. ASPX Common Stock P - Purchase I 12,0000 96 600 1 159 273 514
2014-02-11 2014-02-10 4 Flynn James E Through Deerfield Private Design International II, L.P. ASPX Common Stock C - Conversion I 516 241 796 591
2014-02-11 2014-02-10 4 Flynn James E Through Deerfield Private Design Fund II, L.P. ASPX Common Stock C - Conversion I 450 502 695 152
2014-02-11 2014-02-10 4 Flynn James E Through Deerfield Special Situations International Master Fund, L.P. ASPX Common Stock C - Conversion I 145 333 223 733
2014-02-11 2014-02-10 4 Flynn James E Through Deerfield Special Situations Fund, L.P. ASPX Common Stock C - Conversion I 176 914 273 514
2014-02-04 3 Saks Samuel R ASPX Common Stock D 61 664
2014-02-04 3 Schmid John P. ASPX Common Stock D 144 444
2014-02-04 3 Shah Pratik ASPX Common Stock D 894 685
2014-02-04 3 Sarshar Sepehr ASPX Common Stock D 27 777
P
Achat sur le marché public ou privé d'un titre non dérivé ou dérivé
S
Vente sur le marché public ou privé d'un titre non dérivé ou dérivé
A
Attribution, récompense ou autre acquisition de titres de l'entreprise (comme une option).
C
Conversion d'un produit dérivé
D
Vente ou transfert de titres à l'entreprise
F
Paiement du prix d'exercice ou de la dette fiscale en utilisant une partie des titres reçus de l'entreprise
G
Don de titres par ou à l'initié
K
Swaps d'actions et opérations de couverture similaires
M
Exercice ou conversion d'un titre dérivé reçu de l'entreprise (tel qu'une option)
V
Une transaction déclarée volontairement sur le formulaire 4
J
Autre (accompagnée d'une note de bas de page décrivant la transaction)
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