Statistiques de base
| CIK | 863456 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Wet Seal, Inc. (THE)
SEC Filings (Chronological Order)
Cette page fournit une liste complète et chronologique des documents déposés auprès de la SEC, à l'exclusion des documents relatifs à la participation que nous fournissons ailleurs.
| December 31, 2015 |
EX-99.1 Exhibit 99.1 IN THE UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE ) In re: ) Chapter 11 ) SEAL123, INC., et al.,1 ) ) Case No. 15-10081 (CSS) Debtors. ) Jointly Administered ) ) NOTICE OF EFFECTIVE DATE OF FIRST AMENDED JOINT PLAN OF LIQUIDATION OF SEAL123, INC. AND SUBSIDIARY DEBTORS AND THEIR OFFICIAL COMMITTEE OF UNSECURED CREDITORS PLEASE TAKE NOTICE OF THE FOLLOWING: 1. Confirma |
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| December 31, 2015 |
Financial Statements and Exhibits, Bankruptcy or Receivership 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 31, 2015 SEAL 123, INC. |
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| December 31, 2015 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-35634 SEAL 123, INC. (Exact name of registrant as specified in i |
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| December 23, 2015 |
S-8 POS 1 d111522ds8pos.htm S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 POST- EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 (File No. 333173253) Under THE SECURITIES ACT OF 1933 SEAL123, INC. (Exact name of registrant as specified in its charter) Delaware 33-0415940 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 26972 B |
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| December 23, 2015 |
S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 POST- EFFECTIVE AMENDMENT NO. |
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| December 23, 2015 |
S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 POST- EFFECTIVE AMENDMENT NO. |
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| December 23, 2015 |
POS AM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 POST-EFFECTIVE AMENDMENT NO. |
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| December 23, 2015 |
S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 POST- EFFECTIVE AMENDMENT NO. |
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| December 9, 2015 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8?K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 7, 2015 SEAL123, INC. |
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| December 9, 2015 |
EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re seal123, Inc. et al Case No. 15-10081 (CSS) Reporting Period: 11/1/2015 to 11/30/2015 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee before the end of the following month. Submit copy of report to any official committee appointed in the ease. REQUIRED DOCUMENTS Form No. Documen |
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| November 19, 2015 |
UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re Seal123, Inc. et al Case No. 15-10081 (CSS) Reporting Period: 10/1/2015 to 10/31/2015 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee before the end of the following month. Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Documen |
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| November 19, 2015 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8?K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 17, 2015 SEAL123, INC. |
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| November 4, 2015 |
EX-99.1 Exhibit 99.1 Case 15-10081-CSS Doc 1111 Filed 10/30/15 Page 1 of 28 UNITED STATES BANKRUPTCY COURT DISTRICT OF DELAWARE Chapter 11 In re Case No. 15-10081 (CSS) SEAL123, INC., et al.,1 (Jointly Administered) Debtors. Re: Docket No. 969 FINDINGS OF FACT, CONCLUSIONS OF LAW, AND ORDER CONFIRMING FIRST AMENDED JOINT PLAN OF LIQUIDATION OF SEAL123, INC. AND SUBSIDIARY DEBTORS AND THEIR OFFICIA |
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| November 4, 2015 |
Financial Statements and Exhibits, Bankruptcy or Receivership 8-K 1 d39168d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 30, 2015 SEAL123, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35634 33-0415940 (State or Other Jurisdiction of Incorporation) ( |
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| October 13, 2015 |
Wet Seal FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 7, 2015 SEAL123, INC. |
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| October 13, 2015 |
EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re Seal123, Inc. et al Case No. 15-10081 (CSS) Reporting Period: 9/1/2015 to 9/30/2015 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee before the end of the following month. Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Document |
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| September 15, 2015 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8?K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 11, 2015 SEAL123, INC. |
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| September 15, 2015 |
EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re Seal123, Inc. et al Case No. 15-10081 (CSS) Reporting Period: 8/1/2015 to 8/31/2015 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee before the end of the following month. Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Document |
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| August 14, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 d57042d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 12, 2015 SEAL123, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35634 33-0415940 (State or Other Jurisdiction of Incorporation |
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| August 14, 2015 |
EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re Seal123, Inc. et al Case No. 15-10081 (CSS) Reporting Period: 7/1/2015 to 7/31/2015 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee before the end of the following month. Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Document |
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| July 29, 2015 |
Wet Seal 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 27, 2015 SEAL123, INC. |
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| July 29, 2015 |
UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re Seal123, Inc. et al Case No. 15-10081 (CSS) Reporting Period: 6/1/2015 to 6/30/2015 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee before the end of the following month. Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Document |
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| June 29, 2015 |
EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re Seal123, Inc. et al Case No. 15-10081 (CSS) Reporting Period: 5/1/2015 to 5/31/2015 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee before the end of the following month. Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Document |
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| June 29, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 d36575d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 26, 2015 SEAL 123, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35634 33-0415940 (State or Other Jurisdiction of Incorporation) |
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| June 3, 2015 |
EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re Seal123, Inc. et al Case No. 15-10081 (CSS) Reporting Period: 3/1/2015 to 3/31/2015 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee before the end of the following month. Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Document |
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| June 3, 2015 |
EX-99.2 Exhibit 99.2 UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re Seal123, Inc. et al Case No. 15-10081 (CSS) Reporting Period: 4/1/2015 to 4/30/2015 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee before the end of the following month. Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Document |
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| June 3, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 d935549d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 28, 2015 SEAL 123, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35634 33-0415940 (State or Other Jurisdiction of Incorporation) ( |
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| April 21, 2015 |
Wet Seal 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8?K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 15, 2015 SEAL123, INC. |
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| April 21, 2015 |
CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION THE WET SEAL, INC. EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF THE WET SEAL, INC. The corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?DGCL?) does hereby certify: First: The Certificate of Incorporation of this corporation be amended by amending and restating Article I therein in its entirety as follows: ARTICLE I |
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| April 16, 2015 |
Wet Seal NOTIFICATION OF LATE FILING NT 10-K 1 d908518dnt10k.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER FORM 12b-25 001-35634 CUSIP NUMBER 961840105 NOTIFICATION OF LATE FILING (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: January 31, 2015 ¨ Transition Report on Form 10-K ¨ Transition Rep |
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| April 7, 2015 |
8-K 1 d905318d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 1, 2015 THE WET SEAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35634 33-0415940 (State or Other Jurisdiction of Incorpor |
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| March 30, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 d899624d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 27, 2015 THE WET SEAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35634 33-0415940 (State or Other Jurisdiction of Incorporatio |
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| March 30, 2015 |
EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re The Wet Seal, Inc., et al. Case No. 15-10081 (CSS) Reporting Period: 2/1/2015 to 2/28/2015 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee within 20 days after end of month. Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Docume |
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| March 24, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 18, 2015 THE WET SEAL, INC. |
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| March 18, 2015 |
EX-10.2 Exhibit 10.2 SENIOR SECURED, SUPER-PRIORITY DEBTOR-IN-POSSESSION CREDIT AGREEMENT dated as of March 12, 2015 among MADOR LENDING, LLC as Lender THE WET SEAL, INC. as Lead Borrower for THE WET SEAL, INC. THE WET SEAL RETAIL, INC. WET SEAL CATALOG, INC. as the Borrowers and Debtors-in-Possession The GUARANTORS Party Hereto TABLE OF CONTENTS Section Page No table of contents entries found. SI |
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| March 18, 2015 |
EX-10.1 EXHIBIT 10.1 ASSET PURCHASE AGREEMENT by and among THE WET SEAL, INC., THE OTHER SELLERS NAMED HEREIN, and MADOR LENDING, LLC March 12, 2015 TABLE OF CONTENTS Page Article I Definitions 1 Article II Purchase and Sale 14 Section 2.1 Purchase and Sale of Acquired Assets 14 Section 2.2 Excluded Assets 17 Section 2.3 Assumption of Assumed Liabilities 17 Section 2.4 Excluded Liabilities 17 Sect |
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| March 18, 2015 |
EX-10.3 EXHIBIT 10.3 SECURITY AGREEMENT by THE WET SEAL, INC., as the Lead Borrower, as a Debtor and as a Debtor-in-Possession and THE OTHER BORROWERS AND GUARANTORS PARTY HERETO FROM TIME TO TIME, as Debtors and Debtors-in-Possession and MADOR LENDING, LLC, as Lender, Dated as of March 12, 2015 TABLE OF CONTENTS Page PREAMBLE 1 RECITALS 1 AGREEMENT 2 ARTICLE I DEFINITIONS AND INTERPRETATION SECTI |
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| March 18, 2015 |
8-K 1 d890614d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 12, 2015 THE WET SEAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35634 33-0415940 (State or Other Jurisdiction of Incorpo |
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| March 4, 2015 |
EX-99.1 Exhibit 99.1 UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re The Wet Seal, Inc., et al. Case No. 15-10081 (CSS) Reporting Period: 1/15/2015 to 1/31/2015 MONTHLY OPERATING REPORT File with Court and submit copy to United States Trustee within 20 days after end of month. Submit copy of report to any official committee appointed in the case. REQUIRED DOCUMENTS Form No. Docum |
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| March 4, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THESECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 2, 2015 THE WET SEAL, INC. |
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| February 17, 2015 |
WTSLQ / Wet Seal, Inc. (THE) / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Wet Seal Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 961840105 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is file |
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| February 17, 2015 |
EX-99.I 2 d868216dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| February 17, 2015 |
to Schedule 13G Joint Filing Agreement EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 13, 2015 in connection with their beneficial ownership of Wet Seal Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make a |
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| February 10, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 5, 2015 THE WET SEAL, INC. |
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| January 22, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 16, 2015 THE WET SEAL, INC. |
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| January 16, 2015 |
Exhibit 10.3 Exhibit 10.3 EXECUTION VERSION PLEDGE AND SECURITY AGREEMENT This PLEDGE AND SECURITY AGREEMENT (this “Agreement”) is made as of this 15th day of January, 2015, by and among (i) THE WET SEAL, INC., a Delaware corporation, and the other Persons identified as Pledgors on the signature pages hereto, each as debtor-in-possession (individually, a “Pledgor”, and collectively, the “Pledgors” |
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| January 16, 2015 |
Exhibit 10.2 Exhibit 10.2 EXECUTION VERSION SENIOR SECURED, SUPER-PRIORITY DEBTOR-IN-POSSESSION LETTER OF CREDIT AGREEMENT dated as of January 15, 2015 among BANK OF AMERICA, N.A. as L/C Issuer THE WET SEAL, INC. as Applicant Representative for THE WET SEAL, INC. THE WET SEAL RETAIL, INC. WET SEAL CATALOG, INC. as the Applicants and Debtors-in-Possession TABLE OF CONTENTS Section Page ARTICLE I DE |
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| January 16, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 15, 2015 THE WET SEAL, INC. |
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| January 16, 2015 |
Exhibit 99.1 Exhibit 99.1 Contact: Jean Fontana (646) 277-1214 WET SEAL FILES FOR CHAPTER 11 BANKRUPTCY PROTECTION Announces Financing and Plan Sponsorship Agreement with B. Riley Financial, Inc. FOOTHILL RANCH, CA, January 16, 2015 – The Wet Seal, Inc. (Nasdaq: WTSL), a specialty retailer to young women, today announced that it has filed voluntary petitions for relief under Chapter 11 of the Unit |
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| January 16, 2015 |
EX-10.4 5 d853841dex104.htm EXHIBIT 10.4 Exhibit 10.4 EXECUTION COPY PLAN SPONSORSHIP AGREEMENT This Plan Sponsorship Agreement (this “Agreement”), dated as of January 15, 2015 (the “Execution Date”), is entered into by and among (1) The Wet Seal, Inc., The Wet Seal Retail, Inc., Wet Seal Catalog, Inc., and Wet Seal GC, LLC (individually, a “Company Party”, and collectively, the “Company”) and (2) |
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| January 16, 2015 |
Exhibit 10.1 Exhibit 10.1 SENIOR SECURED, SUPER-PRIORITY DEBTOR-IN-POSSESSION CREDIT AGREEMENT dated as of January 15, 2015 among B. RILEY FINANCIAL, INC. as Lender THE WET SEAL, INC. as Lead Borrower for THE WET SEAL, INC. THE WET SEAL RETAIL, INC. WET SEAL CATALOG, INC. as the Borrowers and Debtors-in-Possession The GUARANTORS Party Hereto TABLE OF CONTENTS Section Page ARTICLE I DEFINITIONS AND |
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| January 13, 2015 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 7, 2015 THE WET SEAL, INC. |
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| January 7, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 2, 2015 THE WET SEAL, INC. |
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| January 6, 2015 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC - WEAT SEAL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 22)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and David E. Rosewater Schulte Roth & Zabel LLP 919 Third Avenue New York, New York 10022 (212) 756-2000 (Nam |
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| January 2, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 27, 2014 THE WET SEAL, INC. |
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| December 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 12, 2014 THE WET SEAL, INC. |
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| December 17, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 16, 2014 THE WET SEAL, INC. |
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| December 17, 2014 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF DESIGNATIONS of SERIES D JUNIOR PARTICIPATING PREFERRED STOCK of THE WET SEAL, INC. (Pursuant to Section 151 of the Delaware General Corporation Law) The Wet Seal, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (hereinafter called the “Corporation”), hereby certifies that the following resolution was adopted b |
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| December 17, 2014 |
EX-4.1 Exhibit 4.1 TAX ASSET PROTECTION PLAN Dated as of December 16, 2014 by and between THE WET SEAL, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent TABLE OF CONTENTS Page Section 1. Certain Definitions 1 Section 2. Appointment of Rights Agent 8 Section 3. Issuance of Rights Certificates 8 Section 4. Form of Rights Certificates 10 Section 5. Countersignature and Registrat |
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| December 10, 2014 |
THE WET SEAL, INC. ANNOUNCES THIRD QUARTER FISCAL 2014 FINANCIAL RESULTS EX-99.1 2 exhibit991121014earningspr.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Jean Fontana (646) 277-1214 THE WET SEAL, INC. ANNOUNCES THIRD QUARTER FISCAL 2014 FINANCIAL RESULTS FOOTHILL RANCH, CA, December 10, 2014 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq: WTSL), a leading specialty retailer to young women, today announced financial results for its fiscal third quarter ended November 1, 2014. |
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| December 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 10, 2014 THE WET SEAL, INC. |
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| December 10, 2014 |
Wet Seal 10-Q (Quarterly Report) WTSL Q3 2014 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 25, 2014 |
WET SEAL PROVIDES UPDATE REGARDING EXPLORATION OF STRATEGIC ALTERNATIVES Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 WET SEAL PROVIDES UPDATE REGARDING EXPLORATION OF STRATEGIC ALTERNATIVES FOOTHILL RANCH, CA, November 24, 2014 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq: WTSL), a leading specialty retailer to young women, today announced that it has assembled a team to identify and analyze potential strategic and financial alternatives. The company has hir |
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| November 25, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 24, 2014 THE WET SEAL, INC. |
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| November 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 19, 2014 THE WET SEAL, INC. |
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| November 21, 2014 |
THE WET SEAL, INC. NAMES THOMAS R. HILLEBRANDT INTERIM CHIEF FINANCIAL OFFICER EX-99.1 2 exhibit991thinterimcfoappo.htm PRESS RELEASE Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. NAMES THOMAS R. HILLEBRANDT INTERIM CHIEF FINANCIAL OFFICER FOOTHILL RANCH, CA, November 20, 2014 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq: WTSL), a leading specialty retailer to young women, today announced that Thomas R. Hillebrandt will assume the role of Interim |
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| November 19, 2014 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC - THE WET SEAL, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 21)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and David E. Rosewater Schulte Roth & Zabel LLP 919 Third Avenue New York, New York 10022 (212) 756-2000 (Nam |
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| November 19, 2014 |
CLINTON GROUP HIGHLIGHTS THE OPTIONS AVAILABLE TO WET SEAL TODAY EXHIBIT 28 CLINTON GROUP HIGHLIGHTS THE OPTIONS AVAILABLE TO WET SEAL TODAY NEW YORK, November 19, 2014 /PRNewswire/ - Clinton Group, Inc. |
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| November 6, 2014 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 6, 2014 THE WET SEAL, INC. |
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| October 29, 2014 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC - THE WET SEAL, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 20)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and David E. Rosewater Schulte Roth & Zabel LLP 919 Third Avenue New York, New York 10022 (212) 756-2000 (Nam |
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| October 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 14, 2014 THE WET SEAL, INC. |
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| October 14, 2014 |
Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 The Wet Seal, Inc. Announces Initial Steps in Cost Savings Plan Third Quarter Financial Results Expected to Meet Low End of Outlook FOOTHILL RANCH, Calif. - The Wet Seal, Inc. (Nasdaq: WTSL), a leading specialty retailer to young women, today announced that it has begun the initial steps to reduce the Company’s overall cost structure. As part |
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| October 8, 2014 |
SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT EX-10.1 2 d801636dex101.htm EX-10.1 Exhibit 10.1 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Second Amendment to Amended and Restated Credit Agreement (this “Second Amendment”) is made as of the 3rd day of October, 2014 by and among THE WET SEAL, INC., a Delaware corporation, having its principal place of business at 26972 Burbank, Foothill Ranch, California 92610, as Lead Borro |
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| October 8, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 3, 2014 THE WET SEAL, INC. |
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| October 8, 2014 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 27 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| October 8, 2014 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC - THE WET SEAL, INC. Activist Investment SC 13D/A 1 p14-2031sc13da.htm THE WET SEAL, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 19)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and David E. Rosewater Schulte Roth & Zabel LLP 919 Third Av |
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| October 2, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 30, 2014 THE WET SEAL, INC. |
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| October 2, 2014 |
THE WET SEAL, INC. ANNOUNCES DEPARTURE OF CHIEF FINANCIAL OFFICER EX-99.1 2 d799052dex991.htm EX-99.1 Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES DEPARTURE OF CHIEF FINANCIAL OFFICER FOOTHILL RANCH, CA, October 2, 2014 (BUSINESS WIRE) — The Wet Seal, Inc. (Nasdaq: WTSL), a leading specialty retailer to young women, announced today that the Company’s Chief Financial Officer, Steve Benrubi, has resigned and will remain with |
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| October 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 30, 2014 THE WET SEAL, INC. |
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| September 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 wtslq2201410-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 2, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-3 |
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| September 10, 2014 |
EX-99.1 2 exhibit991091014q22014fina.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES SECOND QUARTER FISCAL 2014 FINANCIAL RESULTS Provides Third Quarter 2014 Financial Guidance FOOTHILL RANCH, CA, September 10, 2014 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq: WTSL), a leading specialty retailer to young women, today announced financial results |
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| September 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 10, 2014 THE WET SEAL, INC. |
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| September 5, 2014 |
Exhibit 10.1 The Wet Seal, Inc. Amended and Restated Severance and Change In Control Plan Participation Agreement for Christine Lee WHEREAS, The Wet Seal, Inc. (the “Company”) sponsors and maintains The Wet Seal, Inc. Amended and Restated Severance and Change In Control Plan (the “Plan”), and has executed this agreement (the “Participation Agreement”) in order to offer Christine Lee (the “Executiv |
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| September 5, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 3, 2014 THE WET SEAL, INC. |
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| September 5, 2014 |
Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. APPOINTS EDMOND THOMAS AS CHIEF EXECUTIVE OFFICER AND A MEMBER OF THE BOARD OF DIRECTORS ADAM ROTHSTEIN TO BECOME CHAIRMAN OF THE BOARD; GREGORY P. TAXIN TO JOIN BOARD OF DIRECTORS REPORTS PRELIMINARY SECOND QUARTER FINANCIAL RESULTS FOOTHILL RANCH, CA, September 3, 2014 (BUSINESS WIRE) — The Wet Seal, Inc. (Nasdaq: WTSL), a |
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| September 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 3, 2014 THE WET SEAL, INC. |
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| September 4, 2014 |
EX-10.2 3 d782725dex102.htm EX-10.2 Exhibit 10.2 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE A |
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| September 4, 2014 |
AMENDMENT, CONSENT AND EXCHANGE AGREEMENT EX-10.4 5 d782725dex104.htm EX-10.4 Exhibit 10.4 AMENDMENT, CONSENT AND EXCHANGE AGREEMENT This Amendment, Consent and Exchange Agreement (the “Agreement”), dated as of September 3, 2014, is by and between The Wet Seal, Inc., a Delaware corporation with offices located at 26972 Burbank, Foothill Ranch, CA 92610 (the “Company”), and the holder identified on the signature page hereto (“Holder”). R E |
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| September 4, 2014 |
EX-10.7 8 d782725dex107.htm EX-10.7 Exhibit 10.7 WET SEAL, INC. September 3, 2014 Clinton Group, Inc. 601 Lexington Avenue 51st Floor New York, New York 10022 Re: Letter Agreement Reference is made to that certain Securities Purchase Agreement, dated as of September 3, 2014, by and among The Wet Seal, Inc. (the “Company”), Clinton Group, Inc. (“Clinton”), and certain other purchasers party thereto |
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| September 4, 2014 |
8-K 1 d782725d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 3, 2014 THE WET SEAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35634 33-0415940 (State or Other Jurisdiction of Incorpora |
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| September 4, 2014 |
EX-10.1 2 d782725dex101.htm EX-10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of September 3, 2014, by and among B. Riley & Co., LLC (“B. Riley”), the Purchasers listed on Exhibit A hereto (the “Other Purchasers” and, together with B. Riley, the “Purchasers”), and The Wet Seal, Inc., a Delaware corporation (the “Com |
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| September 4, 2014 |
EX-10.6 7 d782725dex106.htm EX-10.6 Exhibit 10.6 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE A |
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| September 4, 2014 |
[FORM OF SENIOR CONVERTIBLE NOTE] EX-10.5 6 d782725dex105.htm EX-10.5 Exhibit 10.5 [FORM OF SENIOR CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE RE |
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| September 4, 2014 |
EX-10.3 4 d782725dex103.htm EX-10.3 Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT by and among THE WET SEAL, INC. AND THE HOLDERS SIGNATORY HERETO Dated as of September 3, 2014 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of September 3, 2014, among those parties signatories hereto who purchased shares of Common Stock pursuant to the Securities Purchase Agr |
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| September 3, 2014 |
EXHIBIT 23 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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| September 3, 2014 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC - THE WET SEAL, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 18)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and David E. Rosewater Schulte Roth & Zabel LLP 919 Third Avenue New York, New York 10022 (212) 756-2000 (Nam |
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| September 3, 2014 |
EXHIBIT 22 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of September 3, 2014, by and among B. |
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| September 3, 2014 |
The Purchaser Listed on the Signature Page Below EXHIBIT 26 The Purchaser Listed on the Signature Page Below September 3, 2014 The Wet Seal, Inc. |
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| September 3, 2014 |
EXHIBIT 24 REGISTRATION RIGHTS AGREEMENT by and among THE WET SEAL, INC. AND THE HOLDERS SIGNATORY HERETO Dated as of September 3, 2014 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of September 3, 2014, among those parties signatories hereto who purchased shares of Common Stock pursuant to the Securities Purchase Agreement dated September 3, 2014 (the “H |
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| September 3, 2014 |
EXHIBIT 25 WET SEAL, INC. September 3, 2014 Clinton Group, Inc. 601 Lexington Avenue 51st Floor New York, New York 10022 Re: Letter Agreement Reference is made to that certain Securities Purchase Agreement, dated as of September 3, 2014, by and among The Wet Seal, Inc. (the “Company”), Clinton Group, Inc. (“Clinton”), and certain other purchasers party thereto (the “Purchase Agreement”). As an ind |
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| September 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 27, 2014 THE WET SEAL, INC. |
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| September 2, 2014 |
Separation Agreement and General Release Exhibit 10.2 Separation Agreement and General Release 1.Termination of Employment. John Goodman (“Executive”) acknowledges that his last day of employment with The Wet Seal, Inc. and any of its affiliates (the “Company”) was August 26, 2014 (the “Termination Date”). Executive was instructed by the Company not to, and did not, perform any services for the Company or incur any expenses or liabilitie |
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| September 2, 2014 |
EX-10.1 2 exhibit101-employmentagree.htm EXHIBIT 10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into this day of August, 2014, between The Wet Seal, Inc. (the “Employer”) and Edmond S. Thomas (“you”). RECITAL The Employer desires to employ you, and you desire to be so employed by the Employer, on the terms and subject to the conditions set forth in t |
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| August 26, 2014 |
THE WET SEAL, INC. AMENDED AND RESTATED SEVERANCE AND CHANGE IN CONTROL PLAN ARTICLE 1 EX-10.1 2 exhibit101amendedandrestat.htm EXHIBIT 10.1 Exhibit 10.1 THE WET SEAL, INC. AMENDED AND RESTATED SEVERANCE AND CHANGE IN CONTROL PLAN ARTICLE 1 GENERAL 1.1 Purpose. The purpose of The Wet Seal, Inc. Severance and Change in Control Plan (the “Plan”) is to provide for the payment of severance and change in control benefits to covered executives of the Company in order to encourage and moti |
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| August 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 20, 2014 THE WET SEAL, INC. |
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| August 21, 2014 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 18, 2014 THE WET SEAL, INC. |
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| July 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 27, 2014 THE WET SEAL, INC. |
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| July 31, 2014 |
Exhibit 99.1 Contact: Christine Greany (858) 523-1732 THE WET SEAL, INC. HIRES SPECIALTY RETAIL AND JUNIOR FASHION VETERAN Christine Lee Appointed Executive Vice President, Chief Merchandising Officer FOOTHILL RANCH, CA, July 31, 2014 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq: WTSL), a leading specialty retailer to young women, today announced that Christine Lee has been appointed Executive Vic |
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| July 31, 2014 |
Exhibit 10.1 July 25, 2014 Dear Christine, The Wet Seal, Inc. (the “Company”) is pleased to offer you employment as Executive Vice President and Chief Merchandising Officer, reporting to the Chief Executive Officer, with your start date beginning no later than September 15, 2014. Should you accept employment with the Company, you will receive a starting bi-weekly base salary of $18,076.92 (26 pay |
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| June 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT The Wet Seal, Inc. (Exact name of the registrant as specified in its charter) Delaware 001-35634 33-0415940 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No) 26972 Burbank, Foothill Ranch, California 92610 (Address of p |
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| May 28, 2014 |
8-K 1 a8-k052714shvoteandq12014e.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 22, 2014 THE WET SEAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-35634 33-0415940 (State or Other Jurisdiction o |
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| May 28, 2014 |
Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES FIRST QUARTER FISCAL 2014 FINANCIAL RESULTS Provides Second Quarter 2014 Financial Guidance FOOTHILL RANCH, CA, May 27, 2014 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq: WTSL), a leading specialty retailer to young women, today announced financial results for the first quarter of fiscal 2014 ended May 3, 2014. Fir |
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| May 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended May 3, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934Commission file number 001-35634 THE WET SEAL, INC. (Exact name |
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| May 7, 2014 |
28,614,131 Shares THE WET SEAL, INC. CLASS A COMMON STOCK Filed Pursuant to Rule 424(b)(3) File No. 333-195566 PROSPECTUS 28,614,131 Shares THE WET SEAL, INC. CLASS A COMMON STOCK This prospectus relates to the offer and resale by the selling stockholders identified in this prospectus of up to an aggregate of 28,614,131 shares of our Class A common stock, par value $0.10 per share, which we refer to as our “common stock.” All of the offered shares are is |
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| April 29, 2014 |
Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. TO EXIT ARDEN B BUSINESS Announces Plans to Wind-Down Arden B Operations; Affirms First Quarter 2014 Financial Guidance FOOTHILL RANCH, CA, April 25, 2014 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq:WTSL), a leading specialty retailer to young women, today announced that it will begin winding down its Arden B brand. Arden B |
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| April 29, 2014 |
S-3 1 t1400780s3.htm FORM S-3 As filed with the Securities and Exchange Commission on April 29, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 THE WET SEAL, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 33-0415940 (State or Other Jurisdiction of Incorporation |
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| April 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 24, 2014 THE WET SEAL, INC. |
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| April 17, 2014 |
DEF 14A 1 fy2014proxy.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy St |
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| April 8, 2014 |
Exhibit 99.2 Contact: Alyson Barker (949)699-3900 THE WET SEAL, INC. ANNOUNCES DECISION TO LOWER DIRECTOR COMPENSATION AND REDUCE THE SIZE OF THE BOARD OF DIRECTORS FOOTHILL RANCH, Calif.-(BUSINESS WIRE)-April 7, 2014 - The Wet Seal, Inc., a leading specialty retailer to young women, today announced that the Board has decided to reduce the cash compensation for its Directors by 20% for the remaind |
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| April 8, 2014 |
THE WET SEAL, INC. THANKS KATHY BRONSTEIN FOR HER SERVICE TO THE BOARD OF DIRECTORS Exhibit 99.1 Contact: Alyson Barker (949)699-3900 THE WET SEAL, INC. THANKS KATHY BRONSTEIN FOR HER SERVICE TO THE BOARD OF DIRECTORS FOOTHILL RANCH, CA, April 7, 2014 - The Wet Seal, Inc., a leading specialty retailer to young women, today announced that Kathy Bronstein resigned from its Board of Directors, effective April 4, 2014. Lynda Davey, The Wet Seal’s Non-Executive Chairman of the Board o |
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| April 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 4, 2014 THE WET SEAL, INC. |
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| March 27, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 1, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35634 THE WET SEAL, INC. (Exact name of registrant as sp |
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| March 27, 2014 |
FIRST AMENDMENT AND CONSENT TO AMENDED AND RESTATED CREDIT AGREEMENT EXHIBIT 10.11.1 FIRST AMENDMENT AND CONSENT TO AMENDED AND RESTATED CREDIT AGREEMENT This First Amendment and Consent to Amended and Restated Credit Agreement (this ?First Amendment?) is made as of the 20th day of March, 2014 by and among THE WET SEAL, INC., a Delaware corporation, having its principal place of business at 26972 Burbank, Foothill Ranch, California 92610, as Lead Borrower for the B |
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| March 21, 2014 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC - THE WET SEAL, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 17)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and David E. Rosewater Schulte Roth & Zabel LLP 919 Third Avenue New York, New York 10022 (212) 756-2000 (Nam |
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| March 21, 2014 |
EX-10.4 5 t1400474ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of March [●], 2014, by and among The Wet Seal, Inc., a Delaware corporation, with headquarters located at 26972 Burbank, Foothill Ranch, California 92610 (the “Company”), and the undersigned buyers (each, a “Buyer” and collectively, the “Buyers”). WHEREAS: |
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| March 21, 2014 |
wetsealinvestorpresentat Disclaimer 1 This presentation contains forward-looking statements. |
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| March 21, 2014 |
EX-10.1 2 t1400474ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION COPY SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March 20, 2014, by and among The Wet Seal, Inc., a Delaware corporation, with headquarters located at 26972 Burbank, Foothill Ranch, California 92610 (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (indi |
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| March 21, 2014 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 21 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| March 21, 2014 |
CLINTON GROUP COMMENDS WET SEAL FOR FOCUS, FINANCING AND FUTURE EXHIBIT 20 CLINTON GROUP COMMENDS WET SEAL FOR FOCUS, FINANCING AND FUTURE NEW YORK, Mar. |
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| March 21, 2014 |
[FORM OF SENIOR CONVERTIBLE NOTE] Exhibit 10.2 [FORM OF SENIOR CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURIT |
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| March 21, 2014 |
The Wet Seal, Inc. Announces Private Placement of $27 Million of Convertible Notes and Warrants EX-99.1 8 t1400474ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 The Wet Seal, Inc. Announces Private Placement of $27 Million of Convertible Notes and Warrants March 20, 2014 FOOTHILL RANCH, Calif.-(BUSINESS WIRE)- The Wet Seal, Inc. (Nasdaq:WTSL), a leading specialty retailer to young women, today announced that it has entered into a definitive agreement with a single institutional investor to issue $27 m |
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| March 21, 2014 |
Exhibit 10.3 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRAT |
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| March 21, 2014 |
Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES FOURTH QUARTER AND FISCAL 2013 FINANCIAL RESULTS Provides Outlook for the First Quarter of Fiscal 2014 Strengthens Capital Structure with $27 Million Private Placement of Senior Convertible Notes FOOTHILL RANCH, CA, March 20, 2014 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq:WTSL), a leading specialty retailer to y |
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| March 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 21, 2014 (March 20, 2014) THE WET SEAL, INC. |
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| March 21, 2014 |
8-K 1 t14004748k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2014 (March 20, 2014) THE WET SEAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorp |
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| March 21, 2014 |
EX-10.5 6 t1400474ex10-5.htm EXHIBIT 10.5 Exhibit 10.5 GUARANTY This GUARANTY, dated as of [], 2014 (this “Guaranty”), is made by each of the undersigned (each a “Guarantor”, and collectively, the “Guarantors”), in favor of [ ] (together with its successors, assigns, endorsees and transferees, the “Buyer”). W I T N E S S E T H : WHEREAS, The Wet Seal, Inc., a Delaware corporation with offices loca |
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| March 21, 2014 |
THE WET SEAL, INC. March __, 2014 EX-10.6 7 t1400474ex10-6.htm EXHIBIT 10.6 Exhibit 10.6 THE WET SEAL, INC. March , 2014 American Stock Transfer & Trust Company, LLC. 6201 15th Avenue New York, NY 11219 Re: The Wet Seal, Inc. - Lock-Up Agreement Dear Sirs: This Lock-Up Agreement is being delivered to you in connection with the Securities Purchase Agreement (the "Purchase Agreement"), dated as of March , 2014 by and among The Wet S |
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| March 11, 2014 |
Clinton Group, Inc. 601 Lexington Avenue, 51st Floor New York, NY 10022 EXHIBIT 18 March 9, 2014 Clinton Group, Inc. 601 Lexington Avenue, 51st Floor New York, NY 10022 The Wet Seal, Inc. 26972 Burbank Foothill Ranch, CA 2610 Attention: Board of Directors Ladies and Gentlemen: Clinton Group, Inc. on behalf of its affiliates and associates (the "Clinton Group") hereby agrees to vote any and all shares of the Class A Common Stock, par value $0.10 per share, of The Wet S |
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| March 11, 2014 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 16)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and David E. Rosewater Schulte Roth & Zabel LLP 919 Third Avenue New York, New York 10022 (212) 756-2000 (Nam |
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| March 11, 2014 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 19 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| March 10, 2014 |
Clinton Group, Inc. 601 Lexington Avenue, 51st Floor New York, NY 10022 EX-10.1 2 exhibit101030914clintongro.htm EXHIBIT Exhibit 10.1 March 9, 2014 Clinton Group, Inc. 601 Lexington Avenue, 51st Floor New York, NY 10022 The Wet Seal, Inc. 26972 Burbank Foothill Ranch, CA 92610 Attention: Board of Directors Ladies and Gentlemen: Clinton Group, Inc. on behalf of its affiliates and associates (the “Clinton Group”) hereby agrees to vote any and all shares of the Class A C |
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| March 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 10, 2014 (March 6, 2014) THE WET SEAL, INC. |
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| March 10, 2014 |
Exhibit 99.1 THE WET SEAL, INC. APPOINTS THREE NEW BOARD MEMBERS Deena Varshavskaya, Nancy Lublin and Adam Rothstein will bring unique talents and experiences to The Wet Seal Board of Directors FOOTHILL RANCH, CA, MARCH 10, 2014 - The Wet Seal, Inc. (Nasdaq: WTSL), a leading specialty retailer to young women, today announced the appointment of Deena Varshavskaya, Nancy Lublin and Adam Rothstein as |
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| February 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 24, 2014 (February 21, 2014) THE WET SEAL, INC. |
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| February 13, 2014 |
EX-99.I 2 d674324dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| February 13, 2014 |
to Schedule 13G Joint Filing Agreement EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2014 in connection with their beneficial ownership of Wet Seal Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make a |
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| February 13, 2014 |
WTSLQ / Wet Seal, Inc. (THE) / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Wet Seal Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 961840105 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: This Schedul |
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| February 12, 2014 |
WTSLQ / Wet Seal, Inc. (THE) / VANGUARD GROUP INC Passive Investment wetsealinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Wet Seal Inc/The Title of Class of Securities: Common Stock CUSIP Number: 961840105 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to desig |
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| February 6, 2014 |
THE WET SEAL, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR FISCAL 2013 SALES RESULTS EX-99.1 2 exhibit991020614.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR FISCAL 2013 SALES RESULTS FOOTHILL RANCH, CA, February 6, 2014 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq:WTSL), a leading specialty retailer to young women, today reported sales results for the 13-week and 52-week periods ended February 1, |
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| February 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 6, 2014 (February 6, 2014) THE WET SEAL, INC. |
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| February 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 3, 2014 (January 30, 2014) THE WET SEAL, INC. |
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| December 18, 2013 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC - THE WET SEAL, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 15)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and David E. Rosewater Schulte Roth & Zabel LLP 919 Third Avenue New York, New York 10022 (212) 756-2000 (Nam |
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| December 17, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 16, 2013 (December 13, 2013) THE WET SEAL, INC. |
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| December 6, 2013 |
Exhibit 10.1 SECOND AMENDMENT TO LEASE THIS SECOND AMENDMENT TO LEASE (“Amendment”) is made and dated for reference purposes only as of December 3, 2013 between FFP, LLC, a Delaware limited liability company (“Landlord”), and THE WET SEAL, INC., a Delaware corporation (“Tenant”), with reference to the following facts: A.Foothill-Parkstone I, LLC, a California limited liability company (“Foothill”) |
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| December 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 5, 2013 (December 3, 2013) THE WET SEAL, INC. |
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| December 4, 2013 |
THE WET SEAL, INC. ANNOUNCES THIRD QUARTER FISCAL 2013 RESULTS Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES THIRD QUARTER FISCAL 2013 RESULTS FOOTHILL RANCH, CA, December 4, 2013 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq:WTSL), a leading specialty retailer to young women, today announced financial results for the third quarter ended November 2, 2013, and provided its financial outlook for the fourth quarter of fiscal |
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| December 4, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 4, 2013 (December 4, 2013) THE WET SEAL, INC. |
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| December 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 2, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35634 THE WET SEAL, INC. (Exac |
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| November 8, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 7, 2013 (November 7, 2013) THE WET SEAL, INC. |
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| November 8, 2013 |
THE WET SEAL, INC. ANNOUNCES THIRD QUARTER FISCAL 2013 SALES RESULTS Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES THIRD QUARTER FISCAL 2013 SALES RESULTS FOOTHILL RANCH, CA, November 7, 2013 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq:WTSL), a leading specialty retailer to young women, today reported net sales of $127.7 million and a comparable store sales increase of 0.8% for the 13-week period ended November 2, 2013. Fiscal |
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| October 16, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 16, 2013 (October 15, 2013) THE WET SEAL, INC. |
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| October 16, 2013 |
THE WET SEAL, INC. UPDATES THIRD QUARTER COMPARABLE STORE SALES AND EARNINGS PER SHARE GUIDANCE EX-99.1 2 exhibit991101513.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. UPDATES THIRD QUARTER COMPARABLE STORE SALES AND EARNINGS PER SHARE GUIDANCE FOOTHILL RANCH, CA, October 15, 2013 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq:WTSL), a leading specialty retailer to young women, today announced that it is revising its financial guidance for the thir |
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| September 17, 2013 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC - THE WET SEAL, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 14)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and David E. Rosewater Schulte Roth & Zabel LLP 919 Third Avenue New York, New York 10022 (212) 756-2000 (Nam |
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| August 27, 2013 |
Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES SECOND QUARTER FISCAL 2013 FINANCIAL RESULTS Comp Store Sales Increase 3.7% Gross Margin Up 680 Basis Points to 29.6% of Sales Earnings Per Diluted Share of $0.01 FOOTHILL RANCH, CA, August 27, 2013 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq: WTSL), a leading specialty retailer to young women, today announced financial result |
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| August 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 wtsl0803201310-q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 3, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file numbe |
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| August 27, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 27, 2013 (August 27, 2013) THE WET SEAL, INC. |
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| August 22, 2013 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC - THE WET SEAL, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 13)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and David E. Rosewater Schulte Roth & Zabel LLP 919 Third Avenue New York, New York 10022 (212) 756-2000 (Nam |
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| August 22, 2013 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 17 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| August 8, 2013 |
Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES SECOND QUARTER FISCAL 2013 SALES RESULTS Returns to Positive Comparable Store Sales; Expects to Report Q2 Earnings Within Guidance Range Announces Completion of Stock Repurchase Program Provides Second Quarter 2013 Conference Call Information FOOTHILL RANCH, CA, August 8, 2013 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq:WTSL), |
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| August 8, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 8, 2013 (August 8, 2013) THE WET SEAL, INC. |
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| June 25, 2013 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 16 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| June 25, 2013 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC - THE WET SEAL, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 12)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and David E. Rosewater Schulte Roth & Zabel LLP 919 Third Avenue New York, New York 10022 (212) 756-2000 (Nam |
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| June 13, 2013 |
The Wet Seal, Inc. Appoints Lesli Gilbert EVP, Stores and Operations Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 The Wet Seal, Inc. Appoints Lesli Gilbert EVP, Stores and Operations FOOTHILL RANCH, CA, June 10, 2013 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq:WTSL), a leading specialty retailer to young women, announced today that retail veteran Lesli Gilbert has been appointed Executive Vice President, Stores and Operations, effective immediately. Ms. |
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| June 13, 2013 |
SC 13G/A 1 sc13ga-04172013.htm SCHEDULE 13G (AMENDMENT NO. 2) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* The Wet Seal, Inc. (Name of Issuer) Common Stock, Class A, $0.10 par value per share (Title of Class of Securities) 961840105 (CUSIP Number) April 17, 2013 (Date of Event Which Requires Filing |
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| June 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 12, 2013 (June 10, 2013) THE WET SEAL, INC. |
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| June 13, 2013 |
Exhibit 10.2 May 31, 2013 Lesli Gilbert (Address) Dear Lesli, The Wet Seal, Inc. (the “Company”) is pleased to offer you employment as Executive Vice President, Stores and Operations, reporting to John Goodman, Chief Executive Officer. Your start date will be June 10th 2013. Should you accept employment with the Company, you will receive a starting bi-weekly base salary of $15,384 (26 pay periods |
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| May 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 31, 2013 (May 31, 2013) THE WET SEAL, INC. |
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| May 29, 2013 |
Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES FIRST QUARTER FISCAL 2013 FINANCIAL RESULTS Provides Second Quarter 2013 Financial Guidance; Expects to Achieve Positive Mid-Single Digit Comp Store Sales in Q2 2013 FOOTHILL RANCH, CA, May 28, 2013 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq: WTSL), a leading specialty retailer to young women, today announced results for the |
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| May 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 4, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-35634 THE WET SEAL, INC. (Exact nam |
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| May 29, 2013 |
UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA Bill Lann Lee (SBN 108452) [email protected] Julie Wilensky (SBN 271765) [email protected] Shira Wakschlag (SBN 273548) [email protected] LEWIS, FEINBERG, LEE, RENAKER & JACKSON, P.C. 476 9th Street Oakland, CA 94607 Telephone: (510) 839-6824 Facsimile: (510) 839-7839 Nancy DeMis* (SBN (inactive) 114770)[email protected] Susan R. Fiorentino* [email protected], SC |
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| May 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 28, 2013 (May 23, 2013) THE WET SEAL, INC. |
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| May 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 9, 2013 (May 8, 2013) THE WET SEAL, INC. |
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| May 10, 2013 |
Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES FIRST QUARTER FISCAL 2013 SALES RESULTS Comparable Store Sales Results Exceed Prior Forecast Company Raises Earnings Per Share Guidance; Expects to Achieve Profitability in First Quarter 2013 Announces Class Action Lawsuit Settlement FOOTHILL RANCH, CA, May 9, 2013 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq:WTSL) |
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| April 19, 2013 |
DEF 14A 1 q42012proxy.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Pr |
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| April 17, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 16, 2013 (April 11, 2013) THE WET SEAL, INC. |
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| April 17, 2013 |
Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 Tamara Chamberlain to Join Wet Seal's Arden B Division Appointed Vice President, General Merchandise Manager FOOTHILL RANCH, CA, April 12, 2013 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq: WTSL), a leading specialty retailer to young women, today announced that the Company has appointed Tamara Chamberlain as Vice President, General Merchandis |
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| April 11, 2013 |
EXHIBIT 10.3 FORM OF PERFORMANCE STOCK UNIT AGREEMENT UNDER THE WET SEAL, INC. AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN THIS AGREEMENT (the “Agreement”) is made as of the day of April, 2013 (the “Grant Date”), by and between The Wet Seal, Inc. (the “Company”) and (the “Participant”). 1.Award. In accordance with The Wet Seal, Inc. Amended and Restated 2005 Stock Incentive Plan (the “Plan”), t |
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| April 11, 2013 |
EX-10.4 5 exhibit104formrestrictedst.htm EXHIBIT 10.4 FORM OF RESTRICTED STOCK UNIT AGREEMENT EXHIBIT 10.4 FORM OF RESTRICTED STOCK UNIT AGREEMENT UNDER THE WET SEAL, INC. AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN THIS AGREEMENT (the “Agreement”) is made as of the day of , 20 (the “Grant Date”), by and between The Wet Seal, Inc. (the “Company”) and (the “Participant”). 1.Award. In accordance |
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| April 11, 2013 |
THE WET SEAL, INC. SEVERANCE AND CHANGE IN CONTROL PLAN ARTICLE 1 GENERAL Exhibit 10.1 THE WET SEAL, INC. SEVERANCE AND CHANGE IN CONTROL PLAN ARTICLE 1 GENERAL 1.1 Purpose. The purpose of The Wet Seal, Inc. Severance and Change in Control Plan (the “Plan”) is to provide for the payment of severance and change in control benefits to covered executives of the Company in order to encourage and motivate them to devote their full attention to the performance of their duties |
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| April 11, 2013 |
EMPLOYMENT AGREEMENT TERMINATION AGREEMENT EX-10.2 3 exhibit102terminationofemp.htm EXHIBIT 10.2 EMPLOYMENT AGREEMENT TERMINATION AGREEMENT Exhibit 10.2 EMPLOYMENT AGREEMENT TERMINATION AGREEMENT This EMPLOYMENT AGREEMENT TERMINATION AGREEMENT (this “Agreement”), dated as of the day of April, 2013, is entered into by and between The Wet Seal, Inc., a Delaware corporation (the “Company”), and Steven H. Benrubi (“Executive”). WHEREAS, the Co |
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| April 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 11, 2013 (April 8, 2013) THE WET SEAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35634 (Commission |
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| April 8, 2013 |
The Wet Seal, Inc. 26972 Burbank Foothill Ranch, CA 92160 April 8, 2013 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Registration Statement on Form S-3 File No. 333-95235 Form RW - Application for Withdrawal of Registration Statement Ladies and Gentlemen: Pursuant to Rule 477 promulgated under the Securities Act of |
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| April 8, 2013 |
The Wet Seal, Inc. 26972 Burbank Foothill Ranch, CA 92160 April 8, 2013 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Post Effective Amendment to Registration Statement on Form S-3 File No. 333-95235 Form AW - Application for Withdrawal of Amendment Ladies and Gentlemen: Pursuant to Rule 477 promulgated under the Sec |
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| April 2, 2013 |
As filed with the Securities and Exchange Commission on April 2, 2013 Registration No. |
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| April 2, 2013 |
As filed with the Securities and Exchange Commission on April 2, 2013 Registration No. |
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| April 2, 2013 |
As filed with the Securities and Exchange Commission on April 2, 2013 Registration No. |
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| April 2, 2013 |
As filed with the Securities and Exchange Commission on April 2, 2013 Registration No. |
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| March 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 2, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 0-18632 THE WET SEAL, INC. (Exact name of |
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| March 21, 2013 |
Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES FOURTH QUARTER AND FISCAL 2012 FINANCIAL RESULTS Provides Outlook for the First Quarter of Fiscal 2013 FOOTHILL RANCH, CA, March 21, 2013 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq:WTSL), a leading specialty retailer to young women, announced results for its fiscal fourth quarter and full year ended February 2, 2 |
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| March 21, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 21, 2013 (March 19, 2013) THE WET SEAL, INC. |
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| February 22, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 22, 2013 (February 22, 2013) THE WET SEAL, INC. |
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| February 22, 2013 |
The Wet Seal, Inc. to Change Ticker Symbol on NASDAQ from “WTSLA” to “WTSL” Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 The Wet Seal, Inc. to Change Ticker Symbol on NASDAQ from “WTSLA” to “WTSL” FOOTHILL RANCH, Calif., February 22, 2013 (BUSINESS WIRE) - The Wet Seal, Inc. (Nasdaq: WTSLA), a leading specialty retailer to young women, today announced that the ticker symbol for its class A common stock listed on the NASDAQ Global Select Market will be changed fr |
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| February 15, 2013 |
Exhibit 99.1 February 15, 2013 Mr. Joseph De Perio Mr. Gregory P. Taxin Clinton Group, Inc. 9 West 57th Street, 26th Floor New York, NY 10019 Gentlemen: Thank you for your February 13, 2013 letter to the Board of Directors (the “Board”) of The Wet Seal, Inc. (the “Company”). The Board appreciates your recognition of the various steps the Company has taken to improve its position, including the rec |
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| February 15, 2013 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 15, 2013 (February 13, 2013) THE WET SEAL, INC. |
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| February 13, 2013 |
WTSLQ / Wet Seal, Inc. (THE) / Freshford Capital Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2013 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC - THE WET SEAL, INC. Activist Investment SC 13D/A 1 p13-0628sc13da.htm THE WET SEAL, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 11)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and David E. Rosewater Schulte Roth & Zabel LLP 919 Third Av |
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| February 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 12, 2013 (February 11, 2013) THE WET SEAL, INC. |
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| February 13, 2013 |
THE WET SEAL, INC. ANNOUNCES RESIGNATION OF SENIOR VICE PRESIDENT - STORE OPERATIONS BARBARA COOK Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES RESIGNATION OF SENIOR VICE PRESIDENT - STORE OPERATIONS BARBARA COOK FOOTHILL RANCH, CA, February 11, 2013 - The Wet Seal, Inc. (Nasdaq: WTSLA), a leading specialty retailer to young women, today announced that Barbara Cook, Senior Vice President - Store Operations, has resigned from the Company to accept a new pro |
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| February 12, 2013 |
SC 13G/A 1 sc13ga-01312012.htm SCHEDULE 13G (AMENDMENT NO. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* The Wet Seal, Inc. (Name of Issuer) Common Stock, Class A, $0.10 par value per share (Title of Class of Securities) 961840105 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Fil |
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| February 12, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 11, 2013 (February 7, 2013) THE WET SEAL, INC. |
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| February 12, 2013 |
EX-99.1 2 exhibit991.htm EXHIBIT Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES JANUARY COMPARABLE STORE SALES DECLINED 9.4% AFFIRMS FOURTH QUARTER EPS GUIDANCE FOOTHILL RANCH, CA, February 7, 2013 - The Wet Seal, Inc. (Nasdaq: WTSLA), a leading specialty retailer to young women, reported net sales and comparable store sales for the five-week period ended Febru |
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| February 11, 2013 |
WTSLQ / Wet Seal, Inc. (THE) / VANGUARD GROUP INC Passive Investment wetsealinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Wet Seal Inc/The Title of Class of Securities: Common Stock CUSIP Number: 961840105 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to desig |
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| February 1, 2013 |
Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 The Wet Seal, Inc. Announces Workforce Reductions as Part of Cost-Saving and Investment Initiatives Announces Resignation of President and Chief Operating Officer Ken Seipel Implements $25 Million Share Repurchase Program FOOTHILL RANCH, Calif., February 1, 2013 (BUSINESS WIRE) — The Wet Seal, Inc. (Nasdaq: WTSLA), a leading specialty retailer |
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| February 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549-1004 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2013 (January 28, 2013) THE WET SEAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-35634 33-0415940 (State or Other Jurisdiction of Incorp |
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| January 9, 2013 |
Letter to the SEC Staff January 9, 2013 United States Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549-0404 Attention: Tia L. |
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| January 7, 2013 |
THE WET SEAL, INC. EMPLOYMENT AGREEMENT Employment Agreement Exhibit 10.1 Execution Copy THE WET SEAL, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”), made this 7th day of January, 2013, is made by and between The Wet Seal, Inc., a Delaware corporation (the “Company”), and John Goodman (“Executive”) (collectively referred to herein as the “Parties”). WHEREAS, the Company desires to assure itself of the services of |
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| January 7, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549-1004 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2013 (January 7, 2013) THE WET SEAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-35634 33-0415940 (State or Other Jurisdiction of |
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| January 7, 2013 |
RESTRICTED STOCK AWARD AGREEMENT UNDER THE WET SEAL, INC. 2005 STOCK INCENTIVE PLAN Form of Restricted Stock Award Agreement Exhibit 10.3 RESTRICTED STOCK AWARD AGREEMENT UNDER THE WET SEAL, INC. 2005 STOCK INCENTIVE PLAN THIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”), made as of [ ], 2013 (the “Grant Date”), by and between The Wet Seal, Inc. (the “Company”) and [ ] (“Participant”), evidences the grant by the Company of a stock award of shares of restricted Class A comm |
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| January 7, 2013 |
PERFORMANCE STOCK AWARD AGREEMENT UNDER THE WET SEAL, INC. 2005 STOCK INCENTIVE PLAN Form of Performance Stock Award Agreement Exhibit 10.2 PERFORMANCE STOCK AWARD AGREEMENT UNDER THE WET SEAL, INC. 2005 STOCK INCENTIVE PLAN THIS PERFORMANCE STOCK AWARD AGREEMENT (this “Agreement”), made as of [ ], 2013 (the “Grant Date”), by and between The Wet Seal, Inc. (the “Company”) and [ ] (“Participant”), evidences the grant by the Company of a performance share award consisting of shares |
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| January 7, 2013 |
The Wet Seal, Inc. Names John D. Goodman as Chief Executive Officer Press Release Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 The Wet Seal, Inc. Names John D. Goodman as Chief Executive Officer FOOTHILL RANCH, Calif. — The Wet Seal, Inc. (Nasdaq: WTSLA) (“the Company”), a leading specialty retailer to young women, announced today it has entered into an employment contract with John D. Goodman to serve as its new chief executive officer through January 3 |
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| January 7, 2013 |
THE WET SEAL, INC. CHANGE IN CONTROL AND SEVERANCE AGREEMENT Change in Control and Severance Agreement Exhibit 10.4 Execution Copy THE WET SEAL, INC. CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is made and entered into by and between John Goodman (“Executive”) and The Wet Seal, Inc., a Delaware corporation (the “Company”), this 7th day of January, 2013, effective as of the date Executive commenc |
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| December 19, 2012 |
Letter to the SEC Staff December 19, 2012 VIA EDGAR SUBMISSION United States Securities and Exchange Commission Division of Corporate Finance Washington, DC 20549-0404 Attention: Tia L. |
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| November 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 d399126d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 27, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 0 |
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| November 7, 2012 |
General Release Exhibit 99.1 GENERAL RELEASE 1. Termination of Employment. Susan P. McGalla (“Executive”) acknowledges that her last day of employment with The Wet Seal, Inc. and any of its affiliates (the “Company”) was July 23, 2012 (the “Termination Date”). 2. Full Release. For (a) the consideration set forth in the Employment Agreement, by and between the Company and Executive, dated as of Jan |
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| November 7, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549-1004 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2012 (November 5, 2012) THE WET SEAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-35634 33-0415940 (State or Other Jurisdiction |
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| November 6, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8–K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 5, 2012 (November 1, 2012) THE WET SEAL, INC. |
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| November 6, 2012 |
Press Release Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES OCTOBER COMPARABLE STORE SALES DECLINED 7.6% CONTINUES PROGRESSIVE SALES TREND IMPROVEMENT UPDATES THIRD QUARTER EPS GUIDANCE TO BE AT HIGH END OF RANGE FOOTHILL RANCH, CA, November 1, 2012 — The Wet Seal, Inc. (Nasdaq: WTSLA), a leading specialty retailer to young women, reported net sales and compar |
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| October 25, 2012 |
Exhibit 99.1 JOINT FILING AGREEMENT We, the signatories of the statement to which this Joint Filing Agreement is attached, hereby agree that such statement is filed, and any amendments thereto filed by either or both of us, will be filed on behalf of each of us. Date: October 25, 2012 COSA – NOVA FASHIONS LIMITED By: /s/ Miguel S. Goldgrub Miguel S. Goldgrub, also known as Michael Gold President a |
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| October 25, 2012 |
EX-99.2 3 sc13g992-10192012.htm POA - COSA - NOVA FASHIONS Exhibit 99.2 FORM ID, SECTION 13(d), SECTION 13(g) and SECTION 16 POWER OF ATTORNEY COSA - NOVA FASHIONS LIMITED, a corporation incorporated in the Province of Ontario, Canada (the “Corporation”), does hereby constitute and appoint Morley H. Beallor, Susan S. Ancarrow and Seth A. Winter, as the Corporation’s true and lawful attorneys-in-fa |
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| October 25, 2012 |
WTSLQ / Wet Seal, Inc. (THE) / Cosa - Nova Fashions Ltd - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* The Wet Seal, Inc. (Name of Issuer) Common Stock, Class A, $0.10 par value per share (Title of Class of Securities) 961840105 (CUSIP Number) October 19, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| October 25, 2012 |
EX-99.3 4 sc13g993-10192012.htm POA - MIQUEL S. GOLDGRUB Exhibit 99.3 FORM ID, SECTION 13(d), SECTION 13(g) and SECTION 16 POWER OF ATTORNEY MIGUEL S. GOLDGRUB, also known as MICHAEL GOLD (the “Filing Person”), does hereby constitute and appoint Morley H. Beallor as the Filing Person’s true and lawful attorneys-in-fact, any of whom acting singly is hereby authorized, for the Filing Person and in h |
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| October 22, 2012 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC - THE WET SEAL, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 10)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and Davi |
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| October 9, 2012 |
Press Release Exhibit 99.1 Contact: Steven H. Benrubi (949) 699-3947 THE WET SEAL, INC. ANNOUNCES RESIGNATION OF WET SEAL DIVISION CHIEF MERCHANDISING OFFICER HARRIET SUSTARSIC KIM BAJRECH AND DEBBIE SHINN ASSUME WET SEAL MERCHANDISING LEADERSHIP FOOTHILL RANCH, CA, October 5, 2012 — The Wet Seal, Inc. (Nasdaq: WTSLA), a leading specialty retailer to young women, today announced that Harriet Susta |
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| October 9, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549-1004 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2012 (October 5, 2012) THE WET SEAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-35634 33-0415940 (State or Other Jurisdiction of |
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| October 5, 2012 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC - THE WET SEAL, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 9)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and David |
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| October 5, 2012 |
Joint Filing Agreement, dated October 5, 2012 PURSUANT TO RULE 13d-1(k) EXHIBIT 13 Joint Filing Agreement, dated October 5, 2012 PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| October 5, 2012 |
EXHIBIT 12 Agreement between Clinton Group, Inc. and The Wet Seal, Inc., dated October 4, 2012 The Wet Seal, Inc. 26972 Burbank Foothill Ranch, CA 92610 October 4, 2012 Clinton Group, Inc. 9 West 57th Street, 26th Floor New York, NY 10019 Attn: Mr. Joseph A. De Perio Mr. George E. Hall Mr. Gregory P. Taxin Gentlemen: This letter constitutes the agreement (the "Agreement") between Clinton Group, In |
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| October 5, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549-1004 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2012 (October 4, 2012) THE WET SEAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-18632 33-0415940 (State or Other Jurisdiction of I |
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| October 5, 2012 |
The Wet Seal, Inc. 26972 Burbank Foothill Ranch, CA 92610 October 4, 2012 EX-10.1 2 d421302dex101.htm AGREEMENT Exhibit 10.1 The Wet Seal, Inc. 26972 Burbank Foothill Ranch, CA 92610 October 4, 2012 Clinton Group, Inc. 9 West 57th Street, 26th Floor New York, NY 10019 Attn: Mr. Joseph A. De Perio Mr. George E. Hall Mr. Gregory P. Taxin Gentlemen: This letter constitutes the agreement (the “Agreement”) between Clinton Group, Inc., a Delaware corporation, on behalf of its |
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| October 5, 2012 |
Press Release Exhibit 99.1 THE WET SEAL, INC. ANNOUNCES FOUR DIRECTORS RESIGN AND ARE REPLACED BY FOUR CLINTON GROUP NOMINEES Agreement with Clinton Group Settles Consent Solicitation FOOTHILL RANCH, CA, October 5, 2012 — The Wet Seal, Inc. (Nasdaq: WTSLA), a leading specialty retailer to young women, today announced that it has reached an agreement on a complete settlement of all issues related t |
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| October 4, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION (Rule 14a-101) INFORMATION REQUIRED IN CONSENT REVOCATION STATEMENT SCHEDULE 14A INFORMATION Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 3, 2012 |
SCHEDULE 14A Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 3, 2012 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC - THE WET SEAL, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 8)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and David |
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| October 1, 2012 |
WTSLQ / Wet Seal, Inc. (THE) / CLINTON GROUP INC - THE WET SEAL, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 7)* The Wet Seal, Inc. (Name of Issuer) Class A Common Stock, par value $0.10 per share (Title of Class of Securities) 961840105 (CUSIP Number) Marc Weingarten and David |
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| October 1, 2012 |
Proxy Soliciting Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 1, 2012 |
SCHEDULE 14A Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 1, 2012 |
Glass Lewis Supports Clinton Group’s Proposals for Change at The Wet Seal EX-99 3 p12-1653exh11.htm EXHIBIT 11 EXHIBIT 11 Press Release, dated September 28, 2012 Glass Lewis Supports Clinton Group’s Proposals for Change at The Wet Seal NEW YORK, September 28, 2012 /PRNewswire/ - Clinton Group, Inc. today announced that Glass, Lewis & Co. (“Glass Lewis”) recommends that Wet Seal, Inc. (Nasdaq: WTSLA) stockholders remove all four of the long-standing directors and replace |
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| October 1, 2012 |
Clinton Group Responds to Wet Seal Board Letter EX-99 2 p12-1653exh10.htm EXHIBIT 10 EXHIBIT 10 Press Release, dated September 28, 2012 Clinton Group Responds to Wet Seal Board Letter NEW YORK, September 28, 2012 /PRNewswire/ - Clinton Group, Inc. ("Clinton Group"), the second-largest holder of stock in Wet Seal, Inc. (Nasdaq: WTSLA) today issued a letter to its fellow stockholders of the Company. The full text of the letter is included below. |
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| September 28, 2012 |
SCHEDULE 14A Consent Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 28, 2012 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION (Rule 14a-101) INFORMATION REQUIRED IN CONSENT REVOCATION STATEMENT SCHEDULE 14A INFORMATION Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
