Statistiques de base
| LEI | 335800PC9O9B4BQHG814 |
| CIK | 909791 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ultratech, Inc.
SEC Filings (Chronological Order)
Cette page fournit une liste complète et chronologique des documents déposés auprès de la SEC, à l'exclusion des documents relatifs à la participation que nous fournissons ailleurs.
| February 9, 2018 |
UTEK / Ultratech, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ULTRATECH INC (Name of Issuer) Common Stock (Title of Class of Securities) 904034105 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 7, 2018 |
UTEK / Ultratech, Inc. / FRONTIER CAPITAL MANAGEMENT CO LLC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4) ULTRATECH INC. (Name of Issuer) COMMON STOCKS (Title of Class of Securities) 904034105 (CUSIP Number) DECEMBER 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| June 5, 2017 |
15-12G 1 a17-1475611512g.htm 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 0-22248 ULTRATECH, INC. (Exact name of r |
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| May 26, 2017 |
S-8 POS 1 a17-138845s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. 333-112448 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-112448 UNDER THE SECURITIES ACT OF 1933 ULTRATECH, INC. (Exact name of registrant as specified in its charter) Delaware |
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| May 26, 2017 |
As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. |
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| May 26, 2017 |
As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. |
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| May 26, 2017 |
S-8 POS 1 a17-1388413s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. 333-51117 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-51117 UNDER THE SECURITIES ACT OF 1933 ULTRATECH, INC. (Exact name of registrant as specified in its charter) Delaware |
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| May 26, 2017 |
S-8 POS 1 a17-1388412s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. 333-85161 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-85161 UNDER THE SECURITIES ACT OF 1933 ULTRATECH, INC. (Exact name of registrant as specified in its charter) Delaware |
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| May 26, 2017 |
As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. |
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| May 26, 2017 |
As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. |
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| May 26, 2017 |
S-8 POS 1 a17-1388411s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. 333-93653 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-93653 UNDER THE SECURITIES ACT OF 1933 ULTRATECH, INC. (Exact name of registrant as specified in its charter) Delaware |
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| May 26, 2017 |
S-8 POS 1 a17-138842s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. 333-176052 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-176052 UNDER THE SECURITIES ACT OF 1933 ULTRATECH, INC. (Exact name of registrant as specified in its charter) Delaware |
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| May 26, 2017 |
S-8 POS 1 a17-1388410s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. 333-33338 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-33338 UNDER THE SECURITIES ACT OF 1933 ULTRATECH, INC. (Exact name of registrant as specified in its charter) Delaware |
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| May 26, 2017 |
S-8 POS 1 a17-138847s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. 333-83954 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-83954 UNDER THE SECURITIES ACT OF 1933 ULTRATECH, INC. (Exact name of registrant as specified in its charter) Delaware 9 |
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| May 26, 2017 |
S-8 POS 1 a17-1388417s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. 33-70790 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 33-70790 UNDER THE SECURITIES ACT OF 1933 ULTRATECH, INC. (Exact name of registrant as specified in its charter) Delaware 94 |
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| May 26, 2017 |
As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. |
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| May 26, 2017 |
S-8 POS 1 a17-138846s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. 333-103228 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-103228 UNDER THE SECURITIES ACT OF 1933 ULTRATECH, INC. (Exact name of registrant as specified in its charter) Delaware |
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| May 26, 2017 |
As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. |
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| May 26, 2017 |
S-8 POS 1 a17-1388414s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 26, 2017 Registration No. 333-33197 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-33197 UNDER THE SECURITIES ACT OF 1933 ULTRATECH, INC. (Exact name of registrant as specified in its charter) Delaware |
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| May 26, 2017 |
FIFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ULTRATECH, INC. Exhibit 3.1 FIFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ULTRATECH, INC. FIRST: The name of the corporation (hereinafter referred to as the ?Corporation?) is Ultratech, Inc. SECOND: The address of the registered office of the Corporation in the State of Delaware is 2711 Centerville Road, Suite 400, Wilmington, DE, 19808, County of New Castle. The name of its registered agent at such |
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| May 26, 2017 |
Exhibit 99.1 NEWS FOR IMMEDIATE RELEASE Veeco Completes Acquisition of Ultratech Accretive acquisition creates a leading equipment supplier to the growing Advanced Packaging industry Plainview, New York ? May 26, 2017 - Veeco Instruments Inc. (Nasdaq: VECO), a global leader of advanced thin film etch and deposition process equipment, today announced the successful completion of its acquisition of |
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| May 26, 2017 |
Ultratech 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2017 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 26, 2017 |
Exhibit 3.2 BYLAWS ULTRATECH, INC. ARTICLE I OFFICES Section 1.1 Registered Office. The registered office of the Corporation shall be at 2711 Centerville Road, Suite 400, City of Wilmington, County of New Castle, State of Delaware 19908. The name of the registered agent at such office is Corporation Service Company. Section 1.2 Additional Offices. The Corporation may also have offices at such othe |
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| May 25, 2017 |
Submission of Matters to a Vote of Security Holders 8-K 1 a17-1416828k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2017 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorporatio |
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| May 22, 2017 |
SD 1 ultratech2016formsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report —————————————————— ULTRATECH, INC. (Exact name of registrant as specified in its charter) —————————————————— DELAWARE 0-22248 94-3169580 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification N |
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| May 22, 2017 |
Exhibit Exhibit 1.01 Conflict Minerals Report of Ultratech, Inc. for Calendar Year 2016 in Accordance with Rule 13p-1 Under Securities Exchange Act of 1934 Introduction Ultratech, Inc. (the ?Company?), prepared this Conflict Minerals Report (?Report?) in accordance with Rule 13p-1 (?Rule 13p-1? or the ?Rule?), under the Securities Exchange Act of 1934 (?the 1934 Act?), for determining the source o |
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| April 28, 2017 |
UTEK / Ultratech, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 —————————————————— FORM 10-Q —————————————————— (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period |
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| April 24, 2017 |
DEFM14A 1 a2231953zdefm14a.htm DEFM14A Use these links to rapidly review the document TABLE OF CONTENT TABLE OF CONTENTS 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant ý Check the appropriate b |
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| April 20, 2017 |
Exhibit 99.1 Ultratech Announces First Quarter 2017 Results 1Q 2017 Revenue of $57.4 million, up 27% year-over-year 1Q 2017 GAAP Net Income of $3.0 million; Non-GAAP Net Income of $9.7 million 1Q 2017 GAAP EPS of $0.11; Non-GAAP EPS of $0.35 SAN JOSE, Calif.-(BUSINESS WIRE)-April 20, 2017-Ultratech, Inc. (Nasdaq:UTEK) a leading supplier of lithography, laser-processing and inspection systems used |
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| April 20, 2017 |
Ultratech ULTRATECH, INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2017 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| April 20, 2017 |
UTEK / Ultratech, Inc. AMENDMENT NO. 1 TO FORM 10-K (Annual Report) 10-K/A 1 d381019d10ka.htm AMENDMENT NO. 1 TO FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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| March 14, 2017 |
425 Filed by Ultratech, Inc. Pursuant to Rule 425 Under the Securities Act of 1933 And Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Ultratech, Inc. Commission File No. 000-22248 Ultratech Inc. Employee Frequently Asked Questions Regarding the Merger Following are responses to some frequently asked questions regarding the proposed acquisition of Ul |
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| March 13, 2017 |
PREM14A 1 a2231336zprem14a.htm PREM14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant ý Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| March 13, 2017 |
UTEK / Ultratech, Inc. / VEECO INSTRUMENTS INC - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ULTRATECH, INC. (Name of Issuer) Common Stock, par value $0.001 Per Share (Title of Class of Securities) 904034105 (CUSIP Number) Gregory A. Robbins Senior Vice President and General Counsel Veeco Instruments Inc. Terminal Drive Plainview, New York 11803 (516) 677-0200 |
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| March 1, 2017 |
Ultratech 10-K (Annual Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ???????????????????? FORM 10-K (Mark one) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2016 Or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Nu |
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| March 1, 2017 |
exhibit1034 Exhibit 10.34 - 1 - January 31, 2017 Tammy Landon Re: Change in Control Severance Agreement Dear Tammy: This letter confirms our agreement as to your change in control severance protections, as set forth below, with Ultratech, Inc., a Delaware corporation (the “Company”). Capitalized terms used in this letter agreement are defined in Exhibit A hereto if not otherwise defined herein. Yo |
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| March 1, 2017 |
SUBSIDIARIES OF ULTRATECH, INC. EXHIBIT 21 SUBSIDIARIES OF ULTRATECH, INC. The following is a list of Ultratech, Inc.’s subsidiaries including their jurisdiction of incorporation as of December 31, 2016: Subsidiaries Jurisdiction of incorporation Ultratech Korea Holding, LLC. State of Delaware, USA Ultratech International, Inc. State of Delaware, USA Ultratech GmbH Germany Ultra-Tech Technologies Israel Ltd. Israel Ultratech Kab |
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| March 1, 2017 |
exhibit1035 Exhibit 10.35 - 1 - January 31, 2017 Dave Ghosh Re: Change in Control Severance Agreement Dear Dave: This letter confirms our agreement as to your change in control severance protections, as set forth below, with Ultratech, Inc., a Delaware corporation (the “Company”). Capitalized terms used in this letter agreement are defined in Exhibit A hereto if not otherwise defined herein. You w |
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| February 21, 2017 |
Veeco and Ultratech Announce Early Termination of Hart-Scott-Rodino Waiting Period EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Veeco and Ultratech Announce Early Termination of Hart-Scott-Rodino Waiting Period Plainview, New York and San Jose, California?February 21, 2017?Veeco Instruments Inc. (Nasdaq: VECO), a global leader of advanced thin film etch and deposition process equipment, and Ultratech, Inc. (Nasdaq: UTEK), a leading supplier of lithography, laser-processing and ins |
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| February 21, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 d332994d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2017 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of inco |
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| February 21, 2017 |
Ultratech FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2017 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorporation) (Commissio |
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| February 21, 2017 |
Veeco and Ultratech Announce Early Termination of Hart-Scott-Rodino Waiting Period EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Veeco and Ultratech Announce Early Termination of Hart-Scott-Rodino Waiting Period Plainview, New York and San Jose, California?February 21, 2017?Veeco Instruments Inc. (Nasdaq: VECO), a global leader of advanced thin film etch and deposition process equipment, and Ultratech, Inc. (Nasdaq: UTEK), a leading supplier of lithography, laser-processing and ins |
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| February 13, 2017 |
UTEK / Ultratech, Inc. / VANGUARD GROUP INC Passive Investment ultratechinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6 )* Name of issuer: Ultratech Inc Title of Class of Securities: Common Stock CUSIP Number: 904034105 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate box to design |
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| February 13, 2017 |
Exhibit 99.28 Information with respect to transactions effected during the past sixty days or since the most recent filing on Schedule 13D (Unless noted otherwise, all transactions were effected on the New York Stock Exchange) Neuberger Berman Investment Advisers LLC Date Buy/Sell Units Quantity Average Price 12/12/2016 Buys 320 22.71 12/13/2016 Buys 2,025 23.01 12/15/2016 Buys 145 23.57 12/16/201 |
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| February 13, 2017 |
UTEK / Ultratech, Inc. / Neuberger Berman Group LLC - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Ultratech Inc (Name of Issuer) Common Stock (Title of Class of Securities) 904034105 (CUSIP Number) William Braverman ESQ, Neuberger Berman Group LLC 1290 Avenue of the Americas New York, NY 10104 Phone : 212-476-9035 (Name, Address and Telephone Number |
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| February 10, 2017 |
UTEK / Ultratech, Inc. / FRONTIER CAPITAL MANAGEMENT CO LLC - SC 13G/A Passive Investment SC 13G/A 1 d332924dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3) ULTRATECH INC. (Name of Issuer) COMMON STOCKS (Title of Class of Securities) 904034105 (CUSIP Number) DECEMBER 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 9, 2017 |
UTEK / Ultratech, Inc. / Adage Capital Partners GP LLC - ULTRATECH, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ultratech, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 904034105 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to whi |
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| February 9, 2017 |
UTEK / Ultratech, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G Passive Investment SC 13G 1 dfs368.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ULTRATECH INC (Name of Issuer) Common Stock (Title of Class of Securities) 904034105 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 3, 2017 |
425 1 d333732d425.htm 425 Filed by Ultratech, Inc. Pursuant to Rule 425 Under the Securities Act of 1933 And Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Ultratech, Inc. Commission File No. 000-22248 Veeco Instruments, Inc. VECO Acquisition of Ultratech, Inc. by Veeco Instruments Inc Call Feb. 2, 2017 Company p Ticker p Event Type p Date p PARTICI |
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| February 3, 2017 |
EX-2.1 Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER dated as of February 2, 2017 among ULTRATECH, INC., VEECO INSTRUMENTS INC. and ULYSSES ACQUISITION SUBSIDIARY CORP. TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS 1 Section 1.01. Definitions 1 Section 1.02. Other Definitional and Interpretative Provisions 10 ARTICLE 2 THE MERGER 11 Section 2.01. The Merger 11 Section 2.02. Conversion |
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| February 3, 2017 |
EX-10.1 Exhibit 10.1 SUPPORT AGREEMENT SUPPORT AGREEMENT, dated as of February 2, 2017 (this ?Support Agreement?), among VEECO INSTRUMENTS INC., a Delaware corporation (?Parent?), and the undersigned stockholders of ULTRATECH, INC., a Delaware corporation (the ?Company?), listed on the signature pages hereto (each, a ?Stockholder? and, collectively, the ?Stockholders?). W I T N E S S E T H : WHERE |
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| February 3, 2017 |
Veeco Enters into Agreement to Acquire Ultratech EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Veeco Enters into Agreement to Acquire Ultratech ? Creates a leading equipment supplier to the growing Advanced Packaging industry ? Increases scale and revenue diversification to improve profitability through industry cycles ? Transaction valued at approximately $815 million, expected to be immediately accretive to non-GAAP EPS ? Conference Call at 5:00p |
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| February 3, 2017 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED BYLAWS OF ULTRATECH, INC. a Delaware corporation February 2, 2017 The undersigned, the duly appointed Secretary of the Corporation, hereby certifies that: 1. The undersigned is the duly elected Secretary of ULTRATECH, INC., a Delaware corporation (the ?Corporation?). 2. Pursuant to a resolution duly adopted by the Board of Dir |
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| February 3, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2017 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorporation) (Commission |
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| February 3, 2017 |
EX-10.1 Exhibit 10.1 SUPPORT AGREEMENT SUPPORT AGREEMENT, dated as of February 2, 2017 (this ?Support Agreement?), among VEECO INSTRUMENTS INC., a Delaware corporation (?Parent?), and the undersigned stockholders of ULTRATECH, INC., a Delaware corporation (the ?Company?), listed on the signature pages hereto (each, a ?Stockholder? and, collectively, the ?Stockholders?). W I T N E S S E T H : WHERE |
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| February 3, 2017 |
Ultratech FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2017 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorporation) (Commission |
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| February 3, 2017 |
EX-2.1 Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER dated as of February 2, 2017 among ULTRATECH, INC., VEECO INSTRUMENTS INC. and ULYSSES ACQUISITION SUBSIDIARY CORP. TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS 1 Section 1.01. Definitions 1 Section 1.02. Other Definitional and Interpretative Provisions 10 ARTICLE 2 THE MERGER 11 Section 2.01. The Merger 11 Section 2.02. Conversion |
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| February 3, 2017 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED BYLAWS OF ULTRATECH, INC. a Delaware corporation February 2, 2017 The undersigned, the duly appointed Secretary of the Corporation, hereby certifies that: 1. The undersigned is the duly elected Secretary of ULTRATECH, INC., a Delaware corporation (the ?Corporation?). 2. Pursuant to a resolution duly adopted by the Board of Dir |
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| February 3, 2017 |
Veeco Enters into Agreement to Acquire Ultratech EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Veeco Enters into Agreement to Acquire Ultratech Creates a leading equipment supplier to the growing Advanced Packaging industry Increases scale and revenue diversification to improve profitability through industry cycles Transaction valued at approximately $815 million, expected to be immediately accretive to non-GAAP EPS Conference Call at 5:00p |
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| February 2, 2017 |
425 Filed by Ultratech, Inc. Pursuant to Rule 425 Under the Securities Act of 1933 And Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Ultratech, Inc. Commission File No. 000-22248 FOR IMMEDIATE RELEASE Veeco Enters into Agreement to Acquire Ultratech ? Creates a leading equipment supplier to the growing Advanced Packaging industry ? Increases scale |
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| February 2, 2017 |
425 1 d261327d425.htm 425 Veeco Instruments to Acquire Ultratech February 2, 2017 Filed by Ultratech, Inc. Pursuant to Rule 425 Under the Securities Act of 1933 And Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Ultratech, Inc. Commission File No. 000-22248 Cautionary Statements Forward-looking Statements This written communication contains forward- |
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| February 2, 2017 |
Exhibit 99.1 Ultratech Announces Fourth Quarter and Year-End 2016 Results 4Q 2016 Revenue of $51.3 million, up 82% year-over-year 4Q 2016 GAAP Net Income of $4.3 million; Non-GAAP Net Income of $8.4 million 4Q 2016 GAAP EPS of $0.16; Non-GAAP EPS of $0.31 SAN JOSE, Calif.-(BUSINESS WIRE)-February 2, 2017-Ultratech, Inc. (NASDAQ:UTEK) a leading supplier of lithography, laser-processing and inspecti |
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| February 2, 2017 |
Ultratech ULTRATECH, INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2017 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorporation) (Commission File Num |
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| October 28, 2016 |
AMENDMENT to EMPLOYMENT AGREEMENT Exhibit AMENDMENT to EMPLOYMENT AGREEMENT THIS AMENDMENT TO EMPLOYMENT AGREEMENT (this ? Amendment ?) is dated as of August 17, 2016, by and between Ultratech, Inc. |
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| October 28, 2016 |
Ultratech 10-Q (Quarterly Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 28, 2016 |
AMENDMENT to EMPLOYMENT AGREEMENT Exhibit AMENDMENT to EMPLOYMENT AGREEMENT THIS AMENDMENT TO EMPLOYMENT AGREEMENT (this “ Amendment ”) is dated as of August 17, 2016, by and between Ultratech, Inc. |
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| October 20, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a51442911.htm ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2016 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdictio |
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| October 20, 2016 |
Exhibit 99.1 Ultratech Announces Third Quarter 2016 Results 3Q 2016 Revenue of $48.6 million, up 47% year-over-year 3Q 2016 GAAP Net Income of $5.5 million; Non-GAAP Net Income of $8.0 million 3Q 2016 GAAP EPS of $0.20; Non-GAAP EPS of $0.29 SAN JOSE, Calif.-(BUSINESS WIRE)-October 20, 2016-Ultratech, Inc. (Nasdaq:UTEK) a leading supplier of lithography, laser-processing and inspection systems use |
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| July 29, 2016 |
Ultratech 10-Q (Quarterly Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 27, 2016 |
UTEK / Ultratech, Inc. / CARLSON CAPITAL L P - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment SC 13D/A 1 carlsonutek13da.htm AMENDMENT NO. 1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Ultratech Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 904034105 (CUSIP Number) Shahla Ali Carlson Capital, L.P. 2100 McKinney Avenue Dallas, |
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| July 22, 2016 |
Submission of Matters to a Vote of Security Holders 8-K/A 1 d220367d8ka.htm AMENDMENT NO.1 TO FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2016 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other j |
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| July 22, 2016 |
ULTRATECH STOCKHOLDERS OVERWHELMINGLY ELECT BOTH NEUBERGER BERMAN NOMINEES Exhibit 99.27 ULTRATECH STOCKHOLDERS OVERWHELMINGLY ELECT BOTH NEUBERGER BERMAN NOMINEES New York, July 19, 2016/PRNewswire/- - Neuberger Berman LLC and certain of its affiliates (“Neuberger Berman”) that manage investment funds and client accounts that collectively own approximately 7.6% of the outstanding stock of Ultratech, Inc. (NASDAQ: UTEK) ("Ultratech" or the “Company”) announced today that |
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| July 22, 2016 |
Exhibit 99.26 Information with respect to transactions effected during the past sixty days or since the most recent filing on Schedule 13D (Unless noted otherwise, all transactions were effected on the New York Stock Exchange) Neuberger Berman Investment Advisers LLC Date Buy/Sell Units Quantity Average Price 6/13/2016 SELL 415 22.94 6/15/2016 BUY 386 23.18 6/15/2016 SELL 530 23.15 6/16/2016 SELL |
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| July 22, 2016 |
UTEK / Ultratech, Inc. / Neuberger Berman Group LLC - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Ultratech Inc (Name of Issuer) Common Stock (Title of Class of Securities) 904034105 (CUSIP Number) William Braverman ESQ, Neuberger Berman Group LLC 605 Third Ave, 21st floor New York, NY 10159 Phone : 212-476-9035 (Name, Address and Telephone Number o |
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| July 21, 2016 |
Amendment to the Amended and Restated Bylaws EX-3.1 Exhibit 3.1 Amendment to the Amended and Restated Bylaws The first sentence of Article III, Section 3.8 of the Amended and Restated Bylaws of the Company is amended in its entirety to read as follows: ?Special meetings of the board of directors may be held at such time and at such place, within or without the State of Delaware, whenever called by the chairman of the board, the chief executi |
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| July 21, 2016 |
8-K 1 d208347d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2016 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorpor |
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| July 21, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a51385641.htm ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2016 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction o |
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| July 21, 2016 |
Exhibit 99.1 Ultratech Announces Second Quarter 2016 Results 2Q 2016 Revenue of $48.9 million, up 8% sequentially 2Q 2016 GAAP Net Income of $2.6 million, up 326% sequentially SAN JOSE, Calif.-(BUSINESS WIRE)-July 21, 2016-Ultratech, Inc. (Nasdaq: UTEK) a leading supplier of lithography, laser-processing and inspection systems used to manufacture semiconductor devices and high-brightness LEDs (HB- |
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| July 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| July 13, 2016 |
DEFA14A 1 d215517ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commis |
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| July 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| July 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| July 11, 2016 |
DEFA14A 1 d226901ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commis |
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| July 11, 2016 |
DFAN14A 1 t1600434dfan14a.htm SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant £ Filed by a Party other than the Registrant T Check the appropriate b |
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| July 7, 2016 |
DFAN14A 1 t1600432dfan14a.htm SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate b |
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| July 7, 2016 |
SC 13G 1 p16-1495sc13g.htm ADAGE CAPITAL PARTNERS GP, L.L.C. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Ultratech, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 904034105 (CUSIP Number) June 28, 2016 (Date of Event Which Requires Filing of This Statement) Check the |
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| July 6, 2016 |
DEFA14A 1 d222233ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commis |
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| July 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| July 5, 2016 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rul |
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| June 30, 2016 |
singaporelease |
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| June 30, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a2016form8-klease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2016 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorp |
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| June 29, 2016 |
Ultratech DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 29, 2016 |
Ultratech DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 d220184ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ ¨ Preliminary Proxy Statement ¨ Confidentia |
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| June 28, 2016 |
DFAN14A 1 t1600422dfan14a.htm SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate b |
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| June 28, 2016 |
DEFA14A 1 d211618ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commis |
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| June 27, 2016 |
DFAN14A 1 t1600420dfan14a.htm SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate b |
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| June 23, 2016 |
DEFA14A 1 d218332ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commis |
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| June 22, 2016 |
Ultratech DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 d215284ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ ¨ Preliminary Proxy Statement ¨ Confidentia |
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| June 22, 2016 |
Ultratech DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 d207140ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ ¨ Preliminary Proxy Statement ¨ Confidentia |
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| June 22, 2016 |
DFAN14A 1 t1600409dfan14a.htm SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate b |
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| June 21, 2016 |
DFAN14A 1 t1600405dfan14a.htm SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate b |
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| June 20, 2016 |
DEFA14A 1 d211220ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commis |
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| June 15, 2016 |
Ultratech DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 d207134ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ ¨ Preliminary Proxy Statement ¨ Confidentia |
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| June 15, 2016 |
Exhibit 99.15 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees that Amendment 4 to Schedule 13D filed herewith is filed jointly. This Agreement may be executed in any number of counterparts all of which when taken together shall constitute one and the same instrument. IN WITNESS WHEREOF, the |
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| June 15, 2016 |
Exhibit 99.14 Information with respect to transactions effected during the past sixty days or since the most recent filing on Schedule 13D (Unless noted otherwise, all transactions were effected on the New York Stock Exchange) Neuberger Berman Investment Advisers LLC Date Buy/Sell Units Quantity Average Price 4/22/2016 Buy 3,113 22.1485 4/22/2016 Sell 920 22.02939 4/27/2016 Buy 9,600 22.9733 4/28/ |
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| June 15, 2016 |
UTEK / Ultratech, Inc. / Neuberger Berman Group LLC - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 04 )* Ultratech Inc (Name of Issuer) Common Stock (Title of Class of Securities) 904034105 (CUSIP Number) William Braverman ESQ, Neuberger Berman Group LLC 605 Third Ave, 21st floor New York, NY 10159 Phone : 212-476-9035 (Name, Address and Telephone Number |
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| June 14, 2016 |
DFAN14A 1 d195328ddfan14a.htm DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ |
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| June 13, 2016 |
DFAN14A 1 d209631ddfan14a.htm DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ |
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| June 13, 2016 |
DFAN14A 1 d202152ddfan14a.htm DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ |
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| June 13, 2016 |
DEFC14A 1 d362748ddefc14a.htm DEFC14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ |
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| June 10, 2016 |
Ultratech DEFINITIVE NOTICE & PROXY DEFC14A 1 d196242ddefc14a.htm DEFINITIVE NOTICE & PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the |
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| June 6, 2016 |
PRER14A 1 d196242dprer14a.htm PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: |
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| June 6, 2016 |
8-K 1 d182951d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2016 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorpora |
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| June 6, 2016 |
CORRESP 7 filename7.htm BEIJING BRUSSELS CENTURY CITY HONG KONG LONDON LOS ANGELES NEWPORT BEACH 2765 Sand Hill Road Menlo Park, California 94025 TELEPHONE (650) 473-2600 FACSIMILE (650) 473-2601 www.omm.com NEW YORK SAN FRANCISCO SHANGHAI SINGAPORE TOKYO WASHINGTON, D.C. VIA EDGAR June 6, 2016 Mr. Nicholas P. Panos Special Senior Counsel U.S. Securities and Exchange Commission Division of Corpora |
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| May 31, 2016 |
Exhibit Exhibit 1.01 Conflict Minerals Report of Ultratech, Inc. for Calendar Year 2015 in Accordance with Rule 13p-1 Under Securities Exchange Act of 1934 Introduction Ultratech, Inc. (the ?Company?), prepared this Conflict Minerals Report (?Report?) in accordance with Rule 13p-1 (?Rule 13p-1? or the ?Rule?), under the Securities Exchange Act of 1934 (?the 1934 Act?), for determining the source o |
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| May 31, 2016 |
SD 1 ultratech2015formsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report —————————————————— ULTRATECH, INC. (Exact name of registrant as specified in its charter) —————————————————— DELAWARE 0-22248 94-3169580 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification N |
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| May 27, 2016 |
PRRN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement |
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| May 23, 2016 |
PREC14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ? |
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| May 13, 2016 |
PREC14A 1 d85933dprec14a.htm PREC14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x |
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| May 13, 2016 |
CORRESP 1 filename1.htm BEIJING BRUSSELS CENTURY CITY HONG KONG LONDON LOS ANGELES NEWPORT BEACH 2765 Sand Hill Road Menlo Park, California 94025-7019 TELEPHONE (650) 473-2600 FACSIMILE (650) 473-2601 www.omm.com NEW YORK SAN FRANCISCO SEOUL SHANGHAI SINGAPORE TOKYO WASHINGTON, D.C. VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Ultratech, Inc. Prelimina |
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| April 29, 2016 |
Ultratech 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 22, 2016 |
Ultratech FORM 10-K/A (Annual Report) 10-K/A 1 d165342d10ka.htm FORM 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitio |
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| April 22, 2016 |
DEFA14A 1 d270057ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ |
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| April 22, 2016 |
UTEK / Ultratech, Inc. / Neuberger Berman Group LLC - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Ultratech Inc (Name of Issuer) Common Stock (Title of Class of Securities) 904034105 (CUSIP Number) William Braverman ESQ, Neuberger Berman Group LLC 605 Third Ave, 21st floor New York, NY 10159 Phone : 212-476-9035 (Name, Address and Telephone Number o |
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| April 22, 2016 |
Schedule II Information with respect to transactions effected during the past sixty days or since the most recent filing on Schedule 13D (Unless noted otherwise, all transactions were effected on the New York Stock Exchange) Neuberger Berman Investment Advisers LLC Date Units Purchased/Sold (-) Average Price 3/7/2016 -25 19. |
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| April 22, 2016 |
NEUBERGER BERMAN LLC 605 Third Avenue New York, NY 10158 NEUBERGER BERMAN LLC 605 Third Avenue New York, NY 10158 April 21, 2016 BY ELECTRONIC MAIL AND OVERNIGHT MAIL Ultratech, Inc. |
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| April 21, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a51325096.htm ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2016 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction |
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| April 21, 2016 |
Exhibit 99.1 Ultratech Announces First Quarter 2016 Results Results driven by positive momentum across all major product lines SAN JOSE, Calif.-(BUSINESS WIRE)-April 21, 2016-Ultratech, Inc. (NASDAQ:UTEK) a leading supplier of lithography, laser-processing and inspection systems used to manufacture semiconductor devices and high-brightness LEDs (HB-LEDs), today announced unaudited results for the |
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| March 15, 2016 |
UTEK / Ultratech, Inc. / CARLSON CAPITAL L P - SCHEDULE 13D Activist Investment SC 13D 1 carlsonutek13dmarch2016.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Ultratech Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 904034105 (CUSIP Number) Shahla Ali Carlson Capital, L.P. 2100 McKinney Avenue Dallas, TX 75201 (214) |
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| March 9, 2016 |
UTEK / Ultratech, Inc. / Neuberger Berman Group LLC - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Ultratech Inc (Name of Issuer) Common Stock (Title of Class of Securities) 904034105 (CUSIP Number) William Braverman ESQ, Neuberger Berman Group LLC 605 Third Ave, 21st floor New York, NY 10159 Phone : 212-476-9035 (Name, Address and Telephone Number o |
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| March 9, 2016 |
Schedule 3 JOINT FILING AGREEMENT Schedule 3 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees that this Amendment 2 to Schedule 13D filed herewith is filed jointly. |
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| March 9, 2016 |
Schedule 2 Neuberger Berman Investment Advisers LLC Date Units Purchased/Sold (-) Average Price 9/28/2015 -350 15. |
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| March 9, 2016 |
Schedule 1 Neuberger Berman Investment Advisers LLC 605 Third Avenue New York, NY 10158-0108 Tel. |
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| February 26, 2016 |
Ultratech 10-K (Annual Report) 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ???????????????????? FORM 10-K (Mark one) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2015 Or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number |
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| February 26, 2016 |
8-K 1 d149982d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2016 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of inco |
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| February 26, 2016 |
exhibit101stockissuancep |
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| February 26, 2016 |
SUBSIDIARIES OF ULTRATECH, INC. EXHIBIT 21 SUBSIDIARIES OF ULTRATECH, INC. The following is a list of Ultratech, Inc.’s subsidiaries including their jurisdiction of incorporation as of December 31, 2015: Subsidiaries Jurisdiction of incorporation Ultratech CH Korea Ultratech International, Inc. State of Delaware, USA Ultratech GmbH Germany Ultra-Tech Technologies Israel Ltd. Israel Ultratech Kabushiki Kaisya Japan Ultratech Step |
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| February 12, 2016 |
UTEK / Ultratech, Inc. / FRONTIER CAPITAL MANAGEMENT CO LLC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) ULTRATECH INC. (Name of Issuer) COMMON STOCKS (Title of Class of Securities) 904034105 (CUSIP Number) DECEMBER 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 11, 2016 |
UTEK / Ultratech, Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 ultratechinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Ultratech Inc Title of Class of Securities: Common Stock CUSIP Number: 904034105 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the appropriate box to designate the rule pursuant to which th |
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| February 10, 2016 |
EX-99.1 Exhibit 99.1 Company Contacts: Ultratech Bruce R. Wright Senior Vice President & CFO Phone: 408/321-8835 The Blueshirt Group Suzanne Schmidt, 415/217-4962 [email protected] Melanie Solomon, 415/217-4964 [email protected] (UTEK-G) Agency Contact: MCA, Inc. Angie Kellen, 650/968-8900 Senior Account Director [email protected] ULTRATECH ANNOUNCES PROMOTION OF TWO EXECUTIVES T |
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| February 10, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 d124690d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2016 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of inco |
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| February 4, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a51273006.htm ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2016 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdictio |
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| February 4, 2016 |
Exhibit 99.1 Ultratech Announces Fourth Quarter and Year-End 2015 Results Multi-system orders for LSA, AP at the end of 2015 provide momentum into 2016 SAN JOSE, Calif.-(BUSINESS WIRE)-February 4, 2016-Ultratech, Inc. (Nasdaq:UTEK) a leading supplier of lithography, laser-processing and inspection systems used to manufacture semiconductor devices and high-brightness LEDs (HB-LEDs), today announced |
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| January 8, 2016 |
Ultratech AMENDMENT NO. 2 TO SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares) SC 13G/A 1 ultratech13ga12312015.htm AMENDMENT NO. 2 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Ultratech, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 904034105 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing |
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| October 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ?????????????????? FORM 10-Q ?????????????????? (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 3, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition peri |
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| October 22, 2015 |
Exhibit 99.1 Ultratech Announces Third Quarter 2015 Results Implements Global Reduction in Workforce of 10% Receives Multi-system Order for Superfast 4G Inspection for 3D NAND Memory Customer SAN JOSE, Calif.-(BUSINESS WIRE)-October 22, 2015-Ultratech, Inc. (Nasdaq:UTEK) a leading supplier of lithography, laser-processing and inspection systems used to manufacture semiconductor devices and high-br |
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| October 22, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a51206995.htm ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2015 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdictio |
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| October 1, 2015 |
Schedule 2 Neuberger Berman LLC Date Units Purchased/Sold (-) Average Price 8/4/2015 -471 16. |
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| October 1, 2015 |
Schedule 1 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-0108 Tel. |
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| October 1, 2015 |
UTEK / Ultratech, Inc. / Neuberger Berman Group LLC - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Ultratech Inc (Name of Issuer) Common Stock (Title of Class of Securities) 904034105 (CUSIP Number) William Braverman ESQ, Neuberger Berman Group LLC 605 Third Ave, 21st floor New York, NY 10159 Phone : 212-476-9035 (Name, Address and Telephone Number o |
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| August 11, 2015 |
UTEK / Ultratech, Inc. / Neuberger Berman Group LLC - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Ultratech Inc (Name of Issuer) Common Stock (Title of Class of Securities) 904034105 (CUSIP Number) William Braverman ESQ, Neuberger Berman Group LLC 605 Third Ave, 21st floor New York, NY 10159 Phone : 212-476-9035 (Name, Address and Telephone Number |
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| August 11, 2015 |
Schedule 2 Neuberger Berman LLC1 Date Units Purchased/Sold (-) Average Price 6/1/2015 215 19. |
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| August 11, 2015 |
SCHEDULE 1 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-0108 Tel. |
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| August 11, 2015 |
Schedule 3 JOINT FILING AGREEMENT Schedule 3 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in Item 2 of this Schedule 13D to which this Exhibit relates) on behalf of each of them of the statement on Schedule 13D (including amendments thereto) with respect to the common shares of Ultratech Inc. |
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| July 31, 2015 |
FOURTH AMENDMENT TO LEASE This Fourth Amendment to Lease ("Amendment") is entered into, and dated for reference purposes, as of July 21, 2015 (the "Execution Date") by and between METROPOLITAN LIFE INSURANCE COMPANY, a New York corporation, METLIFE INSURANCE COMPANY USA, a Delaware corporation, and GENERAL AMERICAN LIFE INSURANCE COMPANY, a Missouri corporation, Tenants-in-Common ("Landlord"), ULTRATECH, INC. |
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| July 31, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 ultratechq2201510-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 —————————————————— FORM 10-Q —————————————————— (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 4, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE AC |
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| July 27, 2015 |
Entry into a Material Definitive Agreement 8-K 1 a2015form8-kleaseamendment.htm 8-K 3050 ZANKER LEASE AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2015 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 ( |
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| July 27, 2015 |
Entry into a Material Definitive Agreement 2015 Form 8-K Lease Amendment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 23, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a51147603.htm ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2015 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction o |
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| July 23, 2015 |
Submission of Matters to a Vote of Security Holders 8-K 1 d88546d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2015 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorpora |
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| July 23, 2015 |
Ultratech Announces Second Quarter 2015 Results Exhibit 99.1 Ultratech Announces Second Quarter 2015 Results SAN JOSE, Calif.-(BUSINESS WIRE)-July 23, 2015-Ultratech, Inc. (NASDAQ:UTEK) a leading supplier of lithography, laser-processing and inspection systems used to manufacture semiconductor devices and high-brightness LEDs (HB-LEDs), today announced unaudited results for the three-month period ended July 4, 2015. For the second quarter of fi |
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| June 11, 2015 |
Ultratech DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 d941489ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Chec |
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| June 8, 2015 |
Ultratech DEFINITIVE PROXY STATEMENT DEF 14A 1 d930538ddef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the |
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| June 1, 2015 |
SD 1 ultratech2014formsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report —————————————————— ULTRATECH, INC. (Exact name of registrant as specified in its charter) —————————————————— DELAWARE 0-22248 94-3169580 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification N |
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| June 1, 2015 |
Exhibit 1.01 (2014) Exhibit 1.01 Conflict Minerals Report of Ultratech, Inc. for Calendar Year 2014 in Accordance with Rule 13p-1 Under Securities Exchange Act of 1934 Introduction Ultratech, Inc. (the ?Company?), prepared this Conflict Minerals Report (?Report?) in accordance with Rule 13p-1 (?Rule 13p-1? or the ?Rule?), under the Securities Exchange Act of 1934 (?the 1934 Act?), for determining |
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| May 1, 2015 |
ULTRATECH, INC. 1993 Stock Option/Stock Issuance Plan LONG-TERM CASH AWARD AGREEMENT Exhibit 10.33 OMMUS:73750701.1 OMMUS:73750701.1 ULTRATECH, INC. 1993 Stock Option/Stock Issuance Plan LONG-TERM CASH AWARD AGREEMENT RECITALS A. The Board has adopted the Plan for the purpose of retaining the services of selected Employees and consultants and other independent advisors who provide services to the Corporation (or any Parent or Subsidiary). B. Participant is to render valuable servi |
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| May 1, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 ultratechq1201510-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 —————————————————— FORM 10-Q —————————————————— (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 4, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE A |
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| May 1, 2015 |
ULTRATECH, INC. 1993 Stock Option/Stock Issuance Plan LONG-TERM CASH AWARD AGREEMENT Exhibit 10.34 ULTRATECH, INC. 1993 Stock Option/Stock Issuance Plan LONG-TERM CASH AWARD AGREEMENT RECITALS A. The Board has adopted the Plan for the purpose of retaining the services of selected Employees and consultants and other independent advisors who provide services to the Corporation (or any Parent or Subsidiary). B. Participant is to render valuable services to the Corporation (or a Paren |
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| April 24, 2015 |
Ultratech Announces First Quarter 2015 Results Exhibit 99.1 Ultratech Announces First Quarter 2015 Results SAN JOSE, Calif.-(BUSINESS WIRE)-April 23, 2015-Ultratech, Inc. (Nasdaq: UTEK) a leading supplier of lithography, laser-processing and inspection systems used to manufacture semiconductor devices and high-brightness LEDs (HB-LEDs), today announced unaudited results for the three-month period ended April 4, 2015. For the first quarter of f |
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| April 24, 2015 |
10-K/A 1 d914127d10ka.htm FORM 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitio |
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| April 24, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a51087496.htm ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2015 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction |
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| April 1, 2015 |
8-K 1 d902733d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2015 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorporatio |
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| March 6, 2015 |
UTEK / Ultratech, Inc. / CARLSON CAPITAL L P - SCHEDULE 13GA Passive Investment SC 13G/A 1 ccultratech13ga030515.htm SCHEDULE 13GA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Ultratech, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 904034105 (CUSIP Number) February 28, 2015 (Date of Event which Requires Filing of this Statement) C |
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| February 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ???????????????????? FORM 10-K (Mark one) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2014 Or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-2 |
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| February 27, 2015 |
SUBSIDIARIES OF ULTRATECH, INC. EXHIBIT 21 SUBSIDIARIES OF ULTRATECH, INC. The following is a list of Ultratech, Inc.?s subsidiaries including their jurisdiction of incorporation as of December 31, 2014: Subsidiaries Jurisdiction of incorporation Ultratech CH Korea Ultratech International, Inc. State of Delaware, USA Ultratech GmbH Germany Ultra-Tech Technologies Israel Ltd. Israel Ultratech Kabushiki Kaisha Japan Ultratech Step |
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| February 17, 2015 |
UTEK / Ultratech, Inc. / Adage Capital Partners GP LLC - ULTRATECH, INC. Passive Investment SC 13G/A 1 p15-0429sc13ga.htm ULTRATECH, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* ULTRATECH, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 904034105 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of This Statement) Check the approp |
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| February 13, 2015 |
SC 13G/A 1 d868015dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) ULTRATECH INC. (Name of Issuer) COMMON STOCKS (Title of Class of Securities) 904034105 (CUSIP Number) DECEMBER 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| February 12, 2015 |
SC 13G/A 1 ultratech1.htm ULTRATECH, INC. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 1)* Ultratech, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 904034105 (CUSIP Number) 12/31/2014 (Date of Event |
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| February 11, 2015 |
UTEK / Ultratech, Inc. / Neuberger Berman Group LLC - NONE Passive Investment SC 13G 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Ultratech Inc (Name of Issuer) Common (Title of Class of Securities) 904034105 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 10, 2015 |
UTEK / Ultratech, Inc. / CARLSON CAPITAL L P - SCHEDULE 13G Passive Investment SC 13G 1 ccultratech13g020415.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Ultratech, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 904034105 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check |
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| February 10, 2015 |
UTEK / Ultratech, Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 ultratechinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Ultratech Inc Title of Class of Securities: Common Stock CUSIP Number: 904034105 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate box to designate the rule pursuant to which th |
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| February 5, 2015 |
Ultratech Announces Fourth Quarter and Year-End 2014 Results Exhibit 99.1 Ultratech Announces Fourth Quarter and Year-End 2014 Results SAN JOSE, Calif.-(BUSINESS WIRE)-February 5, 2015-Ultratech, Inc. (Nasdaq: UTEK) a leading supplier of lithography, laser-processing and inspection systems used to manufacture semiconductor devices and high-brightness LEDs (HB-LEDs), today announced unaudited results for the three-month and one-year periods ended December 31 |
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| February 5, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2015 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorporation) (Commission File Num |
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| October 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 ultratechq3201410-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 —————————————————— FORM 10-Q —————————————————— (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 27, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHA |
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| October 29, 2014 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2014 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorporation) (Commission File |
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| October 29, 2014 |
Ultratech Announces $100 Million Stock Repurchase Program EX-99.1 Exhibit 99.1 Company Contact: Investor Relations Agency: Bruce R. Wright The Blueshirt Group Senior Vice President and CFO Suzanne Schmidt, 415/217-4962 Phone: 408/321-8835 [email protected] Melanie Solomon, 415/217-4964 [email protected] Ultratech Announces $100 Million Stock Repurchase Program SAN JOSE, Calif.— October 28, 2014 — Ultratech, Inc. (Nasdaq: UTEK) a leading |
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| October 23, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2014 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorporation) (Commission File Num |
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| October 23, 2014 |
Ultratech Announces Third Quarter 2014 Results Exhibit 99.1 Ultratech Announces Third Quarter 2014 Results SAN JOSE, Calif.-(BUSINESS WIRE)-October 23, 2014-Ultratech, Inc. (Nasdaq:UTEK) a leading supplier of lithography, laser-processing and inspection systems used to manufacture semiconductor devices and high-brightness LEDs (HB-LEDs), today announced unaudited results for the three-month period ended September 27, 2014. For the third quarte |
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| July 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 ultratechq2201410-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 —————————————————— FORM 10-Q —————————————————— (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE A |
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| July 17, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a50906865.htm ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2014 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction o |
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| July 17, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2014 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorporation) (Commission File Number |
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| July 17, 2014 |
Ultratech Announces Second Quarter 2014 Results Exhibit 99.1 Ultratech Announces Second Quarter 2014 Results SAN JOSE, Calif.-(BUSINESS WIRE)-July 17, 2014-Ultratech, Inc. (Nasdaq: UTEK) a leading supplier of lithography, laser-processing and inspection systems used to manufacture semiconductor devices and high-brightness LEDs (HB-LEDs), today announced unaudited results for the three-month period ended June 28, 2014. For the second quarter of |
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| July 3, 2014 |
UTEK / Ultratech, Inc. / Adage Capital Partners GP LLC - ULTRATECH, INC. Passive Investment SC 13G 1 p14-1537sc13g.htm ULTRATECH, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ULTRATECH, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 904034105 (CUSIP Number) June 25, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box t |
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| June 2, 2014 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 2, 2014 |
- DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 d733701ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant ¨ Chec |
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| June 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report —————————————————— ULTRATECH, INC. (Exact name of registrant as specified in its charter) —————————————————— DELAWARE 0-22248 94-3169580 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 3050 Zanker Road, San Jose, |
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| June 2, 2014 |
Exhibit 1.02 Conflict Minerals Report of Ultratech, Inc. for calendar year 2013 in accordance with Rule 13p-1 under Securities Exchange Act of 1934 6 Introduction Ultratech, Inc. (the “Company”), prepared this Conflict Minerals Report (“Report”) in accordance with Rule 13p-1 (“Rule 13p-1” or the “Rule”), under the Securities Exchange Act of 1934 (“the 1934 Act”), for determining the source of conf |
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| May 2, 2014 |
CERTIFICATE OF AMENDMENT AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ULTRATECH, INC. EX-3.1.5 2 exhibit315q12014.htm EXHIBIT 3.1.5 Exhibit 3.1.5 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ULTRATECH, INC. Ultratech, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware, does hereby certify that: 1. The original Certificate of Incorporation of the Corporation was filed with the Secretary of State o |
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| May 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 ultratechq1201410-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 —————————————————— FORM 10-Q —————————————————— (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE |
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| April 24, 2014 |
Ultratech Announces First Quarter 2014 Results Exhibit 99.1 Ultratech Announces First Quarter 2014 Results SAN JOSE, Calif.-(BUSINESS WIRE)-April 24, 2014-Ultratech, Inc. (Nasdaq:UTEK) a leading supplier of lithography, laser-processing and inspection systems used to manufacture semiconductor devices and high-brightness LEDs (HB-LEDs), today announced unaudited results for the three-month period ended March 29, 2014. For the first quarter of f |
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| April 24, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a50850030.htm ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2014 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction |
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| April 24, 2014 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| March 25, 2014 |
8-K 1 d700368d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2014 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorpo |
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| February 28, 2014 |
SUBSIDIARIES OF ULTRATECH, INC. EXHIBIT 21 SUBSIDIARIES OF ULTRATECH, INC. The following is a list of Ultratech, Inc.?s subsidiaries including their jurisdiction of incorporation as of December 31, 2013: Subsidiaries Jurisdiction of incorporation Ultratech CH Korea Ultratech International, Inc. State of Delaware, USA Ultratech GmbH Germany Ultra-Tech Technologies Israel Ltd. Israel Ultratech Kabushiki Kaisha Japan Ultratech Step |
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| February 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 utek10-k2013.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ———————————————————— FORM 10-K (Mark one) ý Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2013 Or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from t |
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| February 14, 2014 |
UTEK / Ultratech, Inc. / FRONTIER CAPITAL MANAGEMENT CO LLC - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. *) ULTRATECH INC. (Name of Issuer) COMMON STOCKS (Title of Class of Securities) 904034105 (CUSIP Number) DECEMBER 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 14, 2014 |
UTEK / Ultratech, Inc. / Wellington Management Group LLP - DISCLOSURE DOCUMENT Passive Investment SC 13G/A 1 secfiling.htm DISCLOSURE DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ultratech, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 904034105 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| February 12, 2014 |
UTEK / Ultratech, Inc. / VANGUARD GROUP INC Passive Investment ultratechinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Ultratech Inc Title of Class of Securities: Common Stock CUSIP Number: 904034105 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to design |
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| February 12, 2014 |
UTEK / Ultratech, Inc. / Adage Capital Partners GP LLC - ULTRATECH, INC. Passive Investment SC 13G/A 1 p14-0532sc13ga.htm ULTRATECH, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* ULTRATECH, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 904034105 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of This Statement) Check the approp |
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| February 10, 2014 |
SC 13G 1 ultratech.htm ULTRATECH, INC. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. )* Ultratech, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 904034105 (CUSIP Number) 12/31/2013 (Date of Event Whic |
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| January 30, 2014 |
Ultratech Announces Fourth Quarter and Year-End 2013 Results EX-99.1 2 a50793321ex991.htm EXHIBIT 99.1 Exhibit 99.1 Ultratech Announces Fourth Quarter and Year-End 2013 Results SAN JOSE, Calif.-(BUSINESS WIRE)-January 30, 2014-Ultratech, Inc. (Nasdaq: UTEK) a leading supplier of lithography, laser-processing and inspection systems used to manufacture semiconductor devices and high-brightness LEDs (HB-LEDs), today announced unaudited results for the three-mo |
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| January 30, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a50793321.htm ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2014 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdictio |
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| October 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 ultratechq3201310-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 —————————————————— FORM 10-Q —————————————————— (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHA |
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| October 28, 2013 |
CERTIFICATE OF AMENDMENT AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ULTRATECH, INC. Exhibit 3.1.5 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ULTRATECH, INC. Ultratech, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware, does hereby certify that: 1. The original Certificate of Incorporation of the Corporation was filed with the Secretary of State of Delaware on September 21, 1992 (at such time |
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| October 17, 2013 |
Ultratech Announces Third Quarter 2013 Results Exhibit 99.1 Ultratech Announces Third Quarter 2013 Results SAN JOSE, Calif.-(BUSINESS WIRE)-October 17, 2013-Ultratech, Inc. (NASDAQ: UTEK) a leading supplier of lithography, laser-processing and inspection systems used to manufacture semiconductor devices and high-brightness LEDs (HB-LEDs), today announced unaudited results for the three-month period ended September 28, 2013. For the third quart |
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| October 17, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a50730729.htm ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 17, 2013 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction |
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| July 29, 2013 |
CERTIFICATE OF AMENDMENT AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ULTRATECH, INC. EX-3.1.5 2 exhibit315.htm CERTIFICATE OF AMENDMENT Exhibit 3.1.5 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ULTRATECH, INC. Ultratech, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware, does hereby certify that: 1. The original Certificate of Incorporation of the Corporation was filed with the Secretary of St |
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| July 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ?????????????????? FORM 10-Q ?????????????????? (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2013 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period |
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| July 18, 2013 |
Ultratech Announces Second Quarter 2013 Results Exhibit 99.1 Ultratech Announces Second Quarter 2013 Results SAN JOSE, Calif.-(BUSINESS WIRE)-July 18, 2013-Ultratech, Inc. (Nasdaq: UTEK), a leading supplier of lithography, laser-processing and inspection systems used to manufacture semiconductor devices and high-brightness LEDs (HB-LEDs), today announced unaudited results for the three-month period ended June 29, 2013. For the second quarter of |
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| July 18, 2013 |
Submission of Matters to a Vote of Security Holders 8-K 1 d570958d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2013 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorpor |
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| July 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 18, 2013 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorporation) (Commission File Number) |
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| June 3, 2013 |
DEF 14A 1 d544179ddef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the |
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| June 3, 2013 |
- DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 d547447ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Chec |
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| April 26, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 ultratechq11310-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 —————————————————— FORM 10-Q —————————————————— (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE AC |
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| April 19, 2013 |
10-K/A 1 d500828d10ka.htm 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition per |
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| April 19, 2013 |
UTEK / Ultratech, Inc. / ADAGE CAPITAL PARTNERS GP, L.L.C. - ULTRATECH, INC. Passive Investment SC 13G 1 p13-1114sc13g.htm ULTRATECH, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ULTRATECH, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 904034105 (CUSIP Number) April 8, 2013 (Date of Event Which Requires Filing of This Statement) Check the appropriate box |
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| April 18, 2013 |
Ultratech Announces First Quarter 2013 Results Exhibit 99.1 Ultratech Announces First Quarter 2013 Results SAN JOSE, Calif.-(BUSINESS WIRE)-April 18, 2013-Ultratech, Inc. (Nasdaq: UTEK), a leading supplier of lithography and laser-processing systems used to manufacture semiconductor devices and high-brightness LEDs (HB-LEDs), today announced unaudited results for the three-month period ended March 30, 2013. For the first quarter of fiscal 2013 |
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| April 18, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a50612627.htm ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report: (Date of earliest event reported) April 18, 2013 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction |
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| April 18, 2013 |
8-K 1 d523486d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2013 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorpo |
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| March 1, 2013 |
SUBSIDIARIES OF ULTRATECH, INC. EXHIBIT 21 SUBSIDIARIES OF ULTRATECH, INC. The following is a list of Ultratech, Inc.?s subsidiaries including their jurisdiction of incorporation as of December 31, 2012: Subsidiaries Jurisdiction of incorporation Ultratech CH Korea Ultratech International, Inc. State of Delaware, USA Ultratech GmbH Germany Ultra-Tech Technologies Israel Ltd. Israel Ultratech Kabushiki Kaisha Japan Ultratech Step |
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| March 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 utek10-k1.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ———————————————————— FORM 10-K (Mark one) ý Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2012 Or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to C |
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| February 14, 2013 |
UTEK / Ultratech, Inc. / WELLINGTON MANAGEMENT GROUP LLP - DISCLOSURE DOCUMENT Passive Investment SC 13G 1 secfiling.htm DISCLOSURE DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Ultratech, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 904034105 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| February 13, 2013 |
UTEK / Ultratech, Inc. / ZAFIROPOULO ARTHUR W - SC 13G AMENDMENT NO. 16 Passive Investment SC 13G/A 1 d485491dsc13ga.htm SC 13G AMENDMENT NO. 16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 16)* ULTRATECH, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 9040341 |
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| February 11, 2013 |
UTEK / Ultratech, Inc. / VANGUARD GROUP INC Passive Investment SC 13G/A 1 ultratechinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Ultratech Inc Title of Class of Securities: Common Stock CUSIP Number: 904034105 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to designate the rule pursuant to which th |
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| February 4, 2013 |
8-K 1 d477334d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2013 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incor |
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| January 31, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a50548682.htm ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report: (Date of earliest event reported) January 31, 2013 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdictio |
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| January 31, 2013 |
Ultratech Announces Fourth Quarter and Year-End 2012 Results EX-99.1 2 a50548682ex991.htm EXHIBIT 99.1 Exhibit 99.1 Ultratech Announces Fourth Quarter and Year-End 2012 Results SAN JOSE, Calif.-(BUSINESS WIRE)-January 31, 2013-Ultratech, Inc. (Nasdaq: UTEK), a leading supplier of lithography and laser-processing systems used to manufacture semiconductor devices and high-brightness LEDs (HB-LEDs), today announced unaudited results for the three-month and one |
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| October 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 ultratechq31210-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 —————————————————— FORM 10-Q —————————————————— (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 29, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANG |
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| October 18, 2012 |
Ultratech Announces Third Quarter 2012 Results Exhibit 99.1 Ultratech Announces Third Quarter 2012 Results SAN JOSE, Calif.-(BUSINESS WIRE)-October 18, 2012-Ultratech, Inc. (Nasdaq: UTEK) today announced unaudited results for the three-month period ended September 29, 2012. For the third quarter of fiscal 2012, Ultratech reported net sales of $60.5 million as compared to $54.9 million during the third quarter of fiscal 2011. Ultratech's net in |
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| October 18, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a50445167.htm ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 18, 2012 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction |
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| August 21, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d400499d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2012 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorp |
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| August 21, 2012 |
New Singapore Lease Exhibit 10.1 Lease Reference No: KBTP2-Techview-1-039-00100 Date: 03 Jul 2012 STRICTLY CONFIDENTIAL Ultratech SE Asia Pte. Ltd. 1 Kaki Bukit View, #02-01 Techview Singapore 415941 Attention: Mr Dave Ghosh Vice President (Human Resources & Corporate Services) Dear Mr Ghosh, LEASE OF #02-01, #02-02 & #02-02A,1 KAKI BUKIT VIEW TECHVIEW SINGAPORE 415941 This offer shall supercede o |
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| July 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 ultratechq2201210-q.htm FORM 10Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 —————————————————— FORM 10-Q —————————————————— (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHAN |
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| July 19, 2012 |
Ultratech Announces Second Quarter 2012 Results Exhibit 99.1 Ultratech Announces Second Quarter 2012 Results SAN JOSE, Calif.-(BUSINESS WIRE)-July 19, 2012-Ultratech, Inc. (Nasdaq: UTEK), today announced unaudited results for the three-month period ended June 30, 2012. For the second quarter of fiscal 2012, Ultratech reported net sales of $59.1 million as compared to $53.9 million during the second quarter of fiscal 2011. Ultratech's net income |
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| July 19, 2012 |
Submission of Matters to a Vote of Security Holders 8-K 1 d382123d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2012 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorpor |
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| July 19, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a50346598.htm ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 19, 2012 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of |
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| June 28, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d374286d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2012 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction of incorpor |
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| June 28, 2012 |
EX-10.1 2 d374286dex101.htm PATENT ASSIGNMENT AGREEMENT Exhibit 10.1 20120626 – EXECUTION COPY Agreement Reference Number L126670 PATENT ASSIGNMENT AGREEMENT (“Agreement”) with an Effective Time & Date as defined below, between INTERNATIONAL BUSINESS MACHINES CORPORATION, a New York corporation (“IBM”), and ULTRATECH (“BUYER”), a Delaware corporation. WHEREAS, IBM has the right to assign its inter |
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| June 28, 2012 |
ULTRATECH ACQUIRES PATENTS FROM IBM FOR SEMICONDUCTOR BUMPING AND PACKAGING EX-99.1 3 d374286dex991.htm PRESS RELEASE Exhibit 99.1 Company Contacts: Investor Relations Agency: Bruce R. Wright The BlueShirt Group Laura Rebouché Suzanne Craig 415-217-4962 Vice President of Investor Relations [email protected] Phone: 408/321-8835 or Fax: 408/577-3379 Melanie Friedman 415-217-4964 Email: [email protected] [email protected] (UTEK-F) ULTRATECH ACQUIRES P |
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| June 5, 2012 |
- DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
