UQM Documents déposés auprès de la SEC - UQM Technologies, Inc.- Rapport annuel, procuration, prospectus

Statistiques de base

CIK

315449

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to UQM Technologies, Inc.

SEC Filings (Chronological Order)

Cette page fournit une liste complète et chronologique des documents déposés auprès de la SEC, à l'exclusion des documents relatifs à la participation que nous fournissons ailleurs.

August 13, 2019	15-12B	UQM / UQM Technologies, Inc. 15-12B - - 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 1-10869 UQM TECHNOLOGIES, INC. (Exact name of registrant as specified in its
August 5, 2019	RW	UQM / UQM Technologies, Inc. RW - - RW UQM TECHNOLOGIES INC. 4120 Specialty Place Longmont, CO 80504 August 5, 2019 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street N.W. Washington, D.C. 20549 Re: UQM Technologies, Inc. — Registration Statement on Form S-1, Registration No. 333-221657 Ladies and Gentlemen: Pursuant to Rule 477 promulgated under the Securities Act of 1933, as amended (the “Securiti
August 2, 2019	SC 13D/A	UQM / UQM Technologies, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) UQM Technologies Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 903213106 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Rece
August 1, 2019	EX-99.1	UQM Technologies Announces Closing of Merger with Danfoss Exhibit 99.1 For Immediate Release UQM Technologies Announces Closing of Merger with Danfoss LONGMONT, COLORADO, July 31, 2019 — UQM Technologies, Inc. (NYSE American: UQM) (“UQM” or the “Company”), a developer of alternative energy technologies, today announced that the merger with a wholly owned subsidiary of Danfoss Power Solutions (US) Company (“Danfoss”), previously announced, has been comple
August 1, 2019	EX-3.1	AMENDED AND RESTATED ARTICLES OF INCORPORATION OF UQM TECHNOLOGIES, INC. Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF UQM TECHNOLOGIES, INC. 1. The name of the corporation is UQM Technologies, Inc. (the “Corporation”). 2. The address of the registered office of the Corporation in the State of Colorado is 1900 W. Littleton Boulevard, Littleton, CO 80120 in Arapahoe County. The name of the registered agent of the Corporation at such address is Corporatio
August 1, 2019	8-K	Regulation FD Disclosure, Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2019 UQM Technologies, Inc.
August 1, 2019	EX-3.2	AMENDED AND RESTATED BY-LAWS OF UQM TECHNOLOGIES, INC. ARTICLE I OFFICES Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF UQM TECHNOLOGIES, INC. ARTICLE I OFFICES Section 1.01 Offices. The address of the registered office of UQM Technologies, Inc. (hereinafter called the “Corporation”) in the State of Colorado shall be at Corporation Service Company, 1900 W. Littleton Boulevard, Littleton, CO 80120 in Arapahoe County. The Corporation may have other offices, both within and
August 1, 2019	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 12, 2019, pursuant to the provisions of Rule 12d2-2 (a).
July 26, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2019 UQM Technologies, Inc.
July 26, 2019	EX-99.1	UQM Technologies Announces CFIUS Approval of Merger with Danfoss EX-99.1 2 uqm-20190725ex991935d8b.htm EX-99.1 Exhibit 99.1 For Immediate Release UQM Technologies Announces CFIUS Approval of Merger with Danfoss LONGMONT, COLORADO, JULY 25, 2019 - UQM Technologies, Inc. (NYSE American: UQM) a developer of alternative energy technologies, today announced that by letter dated July 25, 2019, the Company has received notice from the Committee on Foreign Investment i
June 12, 2019	SC 13D/A	UQM / UQM Technologies, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) UQM Technologies Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 903213106 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Rece
June 5, 2019	SC 13D/A	UQM / UQM Technologies, Inc. / Sinotruk (bvi) Ltd - AMENDMENT TO SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1)* Under the Securities Exchange Act of 1934 UQM TECHNOLOGIES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 903213106 (CUSIP Number) Mr. Song Cheng Zhan, Deputy General Counsel China National Heavy Duty Truck Group Co. Ltd. 777 Hua’ao Road, Innovation Zone Jinan, Shandong 25010
May 22, 2019	SD	UQM / UQM Technologies, Inc. SD - - SD United States Securities and Exchange Commission Washington, D.C. 20549 FORM SD Specialized Disclosure Report UQM Technologies, Inc. (Exact name of Registrant as specified in its charter) State of Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 4120 SPecialty Place longmont, COlorado 80504 (Addres
May 22, 2019	EX-1.01	Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD Exhibit 1.01 Conflict Minerals Report UQM Technologies, Inc. has included this Conflict Minerals Report as an exhibit to its Form SD for 2018 as required by Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Conflict Minerals Rule”). The date of filing of this Conflict Minerals Report is May 22, 2019. Unless the context indicates otherwise, the terms
May 14, 2019	10-Q	UQM / UQM Technologies, Inc. 10-Q Quarterly Report 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] Quarterly Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 [ ] Transition Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-10869 UQ
May 14, 2019	EX-99.1	UQM Technologies Reports First Quarter Financial Results Revenue $3.7 Million; Acquisition by Danfoss Approved by Shareholders Exhibit 99.1 For Immediate Release UQM Technologies Reports First Quarter Financial Results Revenue $3.7 Million; Acquisition by Danfoss Approved by Shareholders LONGMONT, COLORADO, MAY 14, 2019 – UQM Technologies, Inc. (NYSE American: UQM) (“UQM” or the “Company”), a developer of alternative energy technologies, today announced operating results for the first quarter ended March 31, 2019. Recent
May 14, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2019 UQM Technologies, Inc.
May 8, 2019	SC 13D/A	UQM / UQM Technologies, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) UQM Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 903213106 (CUSIP Number) m David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to R
April 25, 2019	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2019 UQM Technologies, Inc.
April 24, 2019	10-K/A	UQM / UQM Technologies, Inc. 10-K/A (Annual Report) 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) [ x ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission file nu
April 16, 2019	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2019 UQM Technologies, Inc.
March 27, 2019	EX-99.1	UQM Technologies Reports Fourth Quarter and Annual Financial Results Quarter Revenue More than Doubles Year-over-Year; Acquisition by Danfoss Expected to Close in Second Quarter Exhibit 99.1 For Immediate Release UQM Technologies Reports Fourth Quarter and Annual Financial Results Quarter Revenue More than Doubles Year-over-Year; Acquisition by Danfoss Expected to Close in Second Quarter LONGMONT, COLORADO, MARCH 27, 2019 – UQM Technologies, Inc. (NYSE American: UQM) (“UQM” or the “Company”), a developer of alternative energy technologies, today announced operating result
March 27, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2019 UQM Technologies, Inc.
March 27, 2019	10-K	UQM / UQM Technologies, Inc. 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission file number 1-10869 UQM TECHN
March 27, 2019	EX-10.22	Changes in Terms Agreement between UQM Properties, Inc. and Bank of the West dated March 11, 2019. Filed herewith. Exhibit 10.22 CHANGE IN TERMS AGREEMENT Principal Loan Date Maturity Loan No Call / Coll Account Officer Initials $5,600,000.00 03-15-2017 09-15-2019 0000000026 256626 1060899123 NFR12 References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitat
March 27, 2019	EX-21.1	Subsidiaries of the Company. Exhibit 21.1 THE SUBSIDIARIES OF THE REGISTRANT Name Incorporation Domestic Subsidiary UQM Properties, Inc. Colorado Foreign Subsidiary UQM Technologies Asia Limited Hong Kong Foreign Subsidiary UQM Technologies (Shanghai) Limited Shanghai, China
March 7, 2019	DEFM14A	UQM / UQM Technologies, Inc. DEFM14A Use these links to rapidly review the document TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 5, 2019	SC 13D/A	UQM / UQM Technologies, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) UQM Technologies Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 903213106 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Rece
February 25, 2019	SC 13G	UQM / UQM Technologies, Inc. / Klein Roger M. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* UQM Technologies, Inc. (Name of Issuer) common stock, par value $0.01 per share (Title of Class of Securities) 903213106 (CUSIP Number) 02/21/2019 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule purs
February 12, 2019	SC 13D/A	UQM / UQM Technologies, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) UQM Technologies Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 903213106 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Rece
February 11, 2019	PREM14A	UQM / UQM Technologies, Inc. PREM14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
February 4, 2019	SC 13D	UQM / UQM Technologies, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 UQM Technologies Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 903213106 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Co
January 22, 2019	EX-99.1	UQM Technologies Signs Definitive Agreement to be Acquired by Danfoss UQM Stockholders to Receive $1.71 per Share in Cash; Conference Call January 22, 2019 at 8:30 a.m. Eastern Exhibit 99.1 For Immediate Release UQM Technologies Signs Definitive Agreement to be Acquired by Danfoss UQM Stockholders to Receive $1.71 per Share in Cash; Conference Call January 22, 2019 at 8:30 a.m. Eastern LONGMONT, COLORADO, JANUARY 21, 2019 — UQM Technologies, Inc. (NYSE American: UQM) (“UQM” or the “Company”), a developer of alternative energy technologies, today announced that it has ent
January 22, 2019	EX-2.1	Agreement and Plan of Merger dated January 21, 2019, among UQM Technologies, Inc., Danfoss Power Solutions (US) Company and Danfoss-2019 Merger Sub Inc. Reference is made to Exhibit 2.1 of our current report on Form 8-K filed on January 22, 2019, which is incorporated herein by reference. EX-2.1 2 a19-32141ex2d1.htm EX-2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER By and Among DANFOSS POWER SOLUTIONS (US) COMPANY DANFOSS-2019 MERGER SUB, INC. and UQM TECHNOLOGIES INC. Dated as of January 21, 2019 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 Section 1.01 The Merger 2 Section 1.02 Closing 2 Section 1.03 Effective Time 2 Section 1.04 Effects of the Merger 2 Section 1.05
January 22, 2019	EX-10.1	Form of Voting Agreement. Reference is made to Exhibit 2.1 of our current report on Form 8-K filed on January 22, 2019, which is incorporated herein by reference. Exhibit 10.1 VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”), dated as of January 21, 2019, is entered into by and among Danfoss Power Solutions (US) Company, a Delaware corporation (“Parent”), Danfoss-2019 Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Sub”), and the shareholder of UQM Technologies Inc., a Colorado corpo
January 22, 2019	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2019 UQM Technologies, Inc.
January 22, 2019	DEFA14A	UQM / UQM Technologies, Inc. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2019 UQM Technologies, Inc.
January 22, 2019	EX-99.1	UQM Technologies Signs Definitive Agreement to be Acquired by Danfoss UQM Stockholders to Receive $1.71 per Share in Cash; Conference Call January 22, 2019 at 8:30 a.m. Eastern Exhibit 99.1 For Immediate Release UQM Technologies Signs Definitive Agreement to be Acquired by Danfoss UQM Stockholders to Receive $1.71 per Share in Cash; Conference Call January 22, 2019 at 8:30 a.m. Eastern LONGMONT, COLORADO, JANUARY 21, 2019 — UQM Technologies, Inc. (NYSE American: UQM) (“UQM” or the “Company”), a developer of alternative energy technologies, today announced that it has ent
January 22, 2019	EX-2.1	AGREEMENT AND PLAN OF MERGER By and Among DANFOSS POWER SOLUTIONS (US) COMPANY DANFOSS-2019 MERGER SUB, INC. UQM TECHNOLOGIES INC. Dated as of January 21, 2019 EX-2.1 2 a19-32141ex2d1.htm EX-2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER By and Among DANFOSS POWER SOLUTIONS (US) COMPANY DANFOSS-2019 MERGER SUB, INC. and UQM TECHNOLOGIES INC. Dated as of January 21, 2019 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 Section 1.01 The Merger 2 Section 1.02 Closing 2 Section 1.03 Effective Time 2 Section 1.04 Effects of the Merger 2 Section 1.05
January 22, 2019	EX-10.1	VOTING AND SUPPORT AGREEMENT Exhibit 10.1 VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”), dated as of January 21, 2019, is entered into by and among Danfoss Power Solutions (US) Company, a Delaware corporation (“Parent”), Danfoss-2019 Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Sub”), and the shareholder of UQM Technologies Inc., a Colorado corpo
October 31, 2018	EX-99.1	UQM Technologies Reports Third Quarter Financial Results Revenue Climbs 59% Year-over-Year; Positive Outlook Remains on Path to Profitability Exhibit 99.1 For Immediate Release UQM Technologies Reports Third Quarter Financial Results Revenue Climbs 59% Year-over-Year; Positive Outlook Remains on Path to Profitability LONGMONT, COLORADO, OCTOBER 31, 2018 – UQM Technologies, Inc. (NYSE American: UQM) (“UQM” or the “Company”), a developer of alternative energy technologies, today announced operating results for the third quarter ended Sept
October 31, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2018 UQM Technologies, Inc.
October 31, 2018	10-Q	UQM / UQM Technologies, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] Quarterly Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 [ ] Transition Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-10869 UQM TECHNOLOGIES
October 19, 2018	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2018 UQM Technologies, Inc.
September 17, 2018	CORRESP	UQM / UQM Technologies, Inc. CORRESP September 17, 2018 CORRESPONDENCE FILING VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.
September 5, 2018	DEF 14A	UQM / UQM Technologies, Inc. DEF 14A UQM TECHNOLOGIES, INC. 4120 Specialty Place Longmont, Colorado 80504 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON OCTOBER 17, 2018 The annual meeting of shareholders (the “Annual Meeting”) of UQM Technologies, Inc. (“UQM” or the “Company”) will be held on Wednesday, October 17, 2018, at 10:00 a.m., local time at the Company’s headquarters located at 4120 Specialty Place, Longmont, Colora
August 1, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2018 UQM Technologies, Inc.
August 1, 2018	EX-99.1 PRESS RELEAS	Geoff Quinn Exhibit 99.1 For Immediate Release For more information contact: Geoff Quinn BPC Financial Marketing 800-544-3092 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports Revenue Growth of 51% for Second Quarter of 2018 · Revenue growth was driven by increased deliveries to customers in all areas including propulsion systems, fuel cell compressor systems, and externally f
August 1, 2018	10-Q	UQM / UQM Technologies, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] Quarterly Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2018 [ ] Transition Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-10869 UQM TECHNOLOGIES, INC
June 8, 2018	S-1/A	UQM / UQM Technologies, Inc. S-1/A Table of Contents As filed with Securities and Exchange Commission on June 8, 2018 Registration No.
June 8, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2017 UQM Technologies, Inc.
May 29, 2018	EX-1.01	Conflict Minerals Report Exhibit 1.01 Conflict Minerals Report UQM Technologies, Inc. has included this Conflict Minerals Report as an exhibit to its Form SD for 2017 as required by Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Conflict Minerals Rule”). The date of filing of this Conflict Minerals Report is May 29, 2018. Unless the context indicates otherwise, the terms
May 29, 2018	SD	UQM / UQM Technologies, Inc. SD SD 1 sd.htm SD United States Securities and Exchange Commission Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT UQM Technologies, Inc. (Exact name of Registrant as specified in its charter) State of Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 4120 SPecialty Place longmont, COlorad
May 10, 2018	EX-99.1	Shawn Severson EX-99.1 2 uqm-20180510ex99111d7cd.htm EX-99.1 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson Integra IR 415-226-7747 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports First Quarter Operating Results LONGMONT, COLORADO, MAY 10, 2018 - UQM TECHNOLOGIES, INC. (NYSE American: UQM), a developer of alternative energy technologies, announc
May 10, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2018 UQM Technologies, Inc.
May 10, 2018	10-Q	UQM / UQM Technologies, Inc. 10-Q (Quarterly Report) 10-Q 1 c449-20180331x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] Quarterly Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 [ ] Transition Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the transition period from to Commission File N
May 9, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2018 UQM Technologies, Inc.
May 9, 2018	EX-99.1	Shawn Severson Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson Integra IR 415-226-7747 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Provides Update on CFIUS Status LONGMONT, COLORADO, MAY 9, 2018 - UQM Technologies, Inc. (NYSE American: UQM) announced today that it, along with China National Heavy Duty Truck Group Co., Ltd. (“CNHTC”), have decided to
April 30, 2018	10-K/A	UQM / UQM Technologies, Inc. 10-K/A (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) [ x ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission file nu
March 20, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2018 UQM Technologies, Inc.
March 20, 2018	EX-99.1	Shawn Severson EX-99.1 2 uqm-20180320ex99186fa44.htm EX-99.1 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports Quarter and Fiscal Year Ended December 31, 2017 Operating Results LONGMONT, COLORADO, MARCH 20, 2018 - UQM TECHNOLOGIES, INC. (NYSE American: UQM), a develope
March 20, 2018	EX-21.1	Subsidiaries of the Company. Exhibit 21.1 THE SUBSIDIARIES OF THE REGISTRANT Name Incorporation Domestic Subsidiary UQM Properties, Inc. Colorado Foreign Subsidiary UQM Technologies Asia Limited Hong Kong
March 20, 2018	10-K	UQM / UQM Technologies, Inc. 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission file number 1-10869 UQM TECHN
March 5, 2018	EX-99.1	Shawn Severson EX-99.1 2 uqm-20180305ex9916b953a.htm EX-99.1 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies and CNHTC Provide Update on CFIUS Application Status · Based upon the request of CFIUS, UQM and CNHTC have withdrawn their application for investment approval. · The
March 5, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2018 UQM Technologies, Inc.
February 6, 2018	SC 13G/A	UQM / UQM Technologies, Inc. / Gdg Green Dolphin, Llc - SC 13G/A Passive Investment SC 13G/A UNITED STATES Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* UQM Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 903213106 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
February 6, 2018	EX-99.1	JOINT FILING AGREEMENT EX-99.1 CUSIP No. 903213106 Schedule 13G Page 8 of 8 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock of UQM Technologies, Inc. and further agree that this J
December 27, 2017	S-1/A	UQM / UQM Technologies, Inc. S-1/A Table of Contents As filed with Securities and Exchange Commission on December 27, 2017 Registration Statement No.
December 27, 2017	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2017 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission F
December 27, 2017	EX-10.1	Technology License and Services Agreement, dated November 6, 2017, between UQM Technologies, Inc. and Sinotruk Qingdao Zhongqi New Energy Automobile Co., Ltd. Reference is made to Exhibit 10.1 of our Current Report on Form 8-K filed on December 27, 2017, which is incorporated herein by reference. Exhibit 10.1 TECHNOLOGY LICENSE &SERVICE AGREEMENT ????????? BETWEEN ?UQM TECHNOLOGIES, INC.? UQM?????? AND ?JOINT VENTURE? ?????? ?November 6?, 2017 2017?11?6? TECHNOLOGY LICENSE&SERVICE AGREEMENT This Technology License and Service Agreement (hereinafter referred as to the ?Agreement?) is made dated [November 6, 2017] ?????????????????????2017?11?6?? by and between: ???????? UQM???????UQM?,?????
December 1, 2017	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2017 UQM Technologies, Inc.
December 1, 2017	EX-99.1	UQM Technologies Signs Joint Venture Agreement with China National Heavy Duty Truck Group Co., Ltd. uqm_Ex99_1jva Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor, LLC 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Signs Joint Venture Agreement with China National Heavy Duty Truck Group Co., Ltd. · UQM will be a 25% partner in the joint venture with an option to increase its ownership to 33% after the fir
December 1, 2017	EX-10.1	Joint Venture Agreement, dated November 30, 2017, among China National Heavy Duty Truck Group Co., Ltd., UQM Technologies, Inc., and Sinotruk Global Village Investment Limited. Reference is made to Exhibit 10.1 of our Current Report on Form 8-K filed on December 1, 2017, which is incorporated herein by reference. uqmEx10.1jvagr Exhibit 10.1 JV Agreement (Execution Version) ????????? ??????????????????? ?????? Sinotruk Qingdao Zhongqi New Energy Automobile Co., Ltd Joint Venture Agreement 2017?11?30? November 30, 2017 1 ?? Content ?????5 Clause 1: General Provisions5 ???????5 Clause 2 The Parties to The Agreement5 ?????6 Clause 3 Definition6 ???????9 Clause 4 The JVC9 ??????????????????10 Clause 5 Purpose,
December 1, 2017	8-K	UQM / UQM Technologies, Inc. 8-K (Current Report) uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2017 UQM Technologies, Inc.
November 17, 2017	DEFA14A	UQM / UQM Technologies, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
November 17, 2017	S-1	Power of Attorney. Reference is made to the signature page of our Registration Statement on Form S-1 filed with the SEC on November 17, 2017, which is incorporated herein by reference. Table of Contents As filed with Securities and Exchange Commission on November 17, 2017 Registration Statement No.
November 17, 2017	EX-16.1	Letter of Hein & Associates LLP. Reference is made to Exhibit 16.1 of our Current Report on Form 8-K filed on November 17, 2017, which is incorporated herein by reference. uqmEx161merl Exhibit 16.1 November 17, 2017 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read UQM Technologies, Inc.?s statements included under Item 4.01 of its Form 8-K filed on November 17, 2017 and we agree with such statements concerning our firm. Hein & Associates LLP
November 17, 2017	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 uqm-20171116x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2017 UQM Technologies, Inc. (Exact Name of Registrant as Specified in Charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of inc
November 2, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2017 UQM Technologies, Inc.
November 2, 2017	EX-99.1	Shawn Severson uqmEx991 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports Strong Third Quarter Operating Results ? Revenue of $2.8 million grew 169% compared to same quarter last year. ? Gross margins increased to 47% vs 24% last year. ? The company generated positive
November 2, 2017	10-Q	UQM / UQM Technologies, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] Quarterly Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 [ ] Transition Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-10869 UQM TECHNOLOGIES
October 25, 2017	DEF 14A	Amended and Restated UQM Technologies, Inc. Employee Stock Purchase Plan. ** Reference is made to Appendix A of our Proxy Statement filed October 25, 2017, which is incorporated herein by reference. uqmCurrentFoliopreDEF14AProxyvintage UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
October 10, 2017	CORRESP	UQM / UQM Technologies, Inc. ESP uqmCurrentFolioSECCorresp October 10, 2017 Via EDGAR Securities and Exchange Commission 100 F Street, N.
October 5, 2017	EX-2	Registration Rights Agreement, dated as of August 25, 2017, among UQM Technologies, Inc. and Sinotruk (BVI) Limited. EX-2 3 s107668ex-2.htm EXHIBIT 2 EXHIBIT 2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of August 25, 2017, between UQM Technologies Inc., a Colorado corporation (the "Company"), and Sinotruk (BVI) Limited, a company organized under the laws of the British Virgin Islands (the "Purchaser"). This Agreement is made pursuant to the Sto
October 5, 2017	SC 13D	UQM / UQM Technologies, Inc. / Sinotruk (bvi) Ltd - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 UQM TECHNOLOGIES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 903213106 (CUSIP Number) Mr. Song Cheng Zhan, Deputy General Counsel China National Heavy Duty Truck Group Co. Ltd. 777 Hua’ao Road, Innovation Zone Jinan, Shandong 250101 People’s Republic
October 5, 2017	EX-1	Stock Purchase Agreement, dated as of August 25, 2017, among UQM Technologies, Inc., Sinotruk (BVI) Limited and China National Heavy Duty Truck Group Co., Ltd. EXHIBIT 1 STOCK ISSUANCE AND PURCHASE AGREEMENT between and among UQM TECHNOLOGIES, INC.
October 5, 2017	EX-3	Joint Filing Agreement, dated October 5, 2017, among China National Heavy Duty Truck Group Co., Ltd.and Sinotruk (BVI) Limited. EX-3 4 s107668ex-3.htm EXHIBIT 3 EXHIBIT 3 JOINT FILING AGREEMENT The undersigned hereby agree that this statement on Schedule 13D with respect to the beneficial ownership of shares of common stock of UQM Technologies, Inc. is filed jointly and on behalf of each of them. Dated: October 5, 2017 Sinotruk (BVI) Limited By: /s/ Ma Chunji Name: Ma Chunji Title: Chairman of the Board China National Heav
September 29, 2017	PRE 14A	UQM Technologies PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
September 29, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2017 UQM Technologies, Inc.
September 29, 2017	EX-10.1	First Amendment to Employment Agreement, dated as of September 25, 2017, between UQM Technologies, Inc. and Joseph R. Mitchell. Reference is made to Exhibit 10.1 of our Current Report on Form 8-K filed with the SEC on September 29, 2017, which is incorporated herein by reference. uqmEx101 Exhibit 10.1 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (JOSEPH R. MITCHELL) Joseph R. Mitchell (?Executive?) and UQM Technologies, Inc., a Colorado corporation (?Employer?) entered into an Employment Agreement dated July 1, 2017 (the ?Agreement?). Employer and Executive desire to amend the Agreement as set forth in this First Amendment to the Agreement (the ?Amendment?). All defined terms u
September 27, 2017	8-K	UQM Technologies 8-K (Current Report/Significant Event) uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2017 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorpor
September 27, 2017	EX-99.1	Shawn Severson EX-99.1 3 uqm-20170925ex991cdba6f.htm EX-99.1 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Announces the Closing of First Stage Investment by China National Heavy Duty Truck Group Co., Ltd., Parent Company of Sinotruk, a Leading Chinese Commercial Vehicle M
September 27, 2017	EX-10.1	Registration Rights Agreement, dated September 25, 2017, between UQM Technologies, Inc. and Sinotruk (BVI) Limited. Reference is made to Exhibit 10.1 of our Current Report on Form 8-K filed with the SEC on September 28, 2017, which is incorporated herein by reference. EX-10.1 2 uqm-20170925ex10196bd33.htm EX-10.1 Exhibit 10.1 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of August 25, 2017, between UQM Technologies Inc., a Colorado corporation (the “Company”), and Sinotruk (BVI) Limited, a company organized under the laws of the British Virgin Islands (the “Purchaser”). This Agreement is made pur
September 15, 2017	CORRESP	UQM / UQM Technologies, Inc. ESP uqmCurrentFolioCORRESPONDENCE September 15, 2017 Via EDGAR Securities and Exchange Commission 100 F Street, N.
August 30, 2017	EX-99.1SPA	UQM Technologies Announces the Signing of a Definitive Stock Purchase Agreement with China National Heavy Duty Truck Group Co., Ltd., (“CNHTC”) parent company of Sinotruk, a Leading Chinese Commercial Vehicle Manufacturer uqmEx991spa Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor, LLC 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Announces the Signing of a Definitive Stock Purchase Agreement with China National Heavy Duty Truck Group Co., Ltd., (“CNHTC”) parent company of Sinotruk, a Leading Chinese Commercial Vehicle Man
August 30, 2017	EX-10.1SPA	Stock Purchase Agreement, dated as of August 25, 2017, among UQM Technologies, Inc., Sinotruk (BVI) Limited and China National Heavy Duty Truck Group Co., Ltd. Reference is made to Exhibit 10.1 of our Current Report on Form 8-K filed with the SEC on August 30, 2017, which is incorporated herein by reference. uqmEx101spa Exhibit 10.1 STOCK ISSUANCE AND PURCHASE AGREEMENT between and among UQM TECHNOLOGIES, INC. and SINOTRUK (BVI) LIMITED and CHINA NATIONAL HEAVY DUTY TRUCK GROUP CO. LTD. Dated as of August 25, 2017 TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS 3 ARTICLE II. PURCHASE AND SALE 10 Section 2.01. Execution and Delivery of this Agreement 10 Section 2.02. First Tranche Purchase and Sale 10 Se
August 30, 2017	8-K	UQM Technologies 8-K (Current Report/Significant Event) uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 25, 2017 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporati
August 7, 2017	8-K	UQM Technologies 8-K (Current Report/Significant Event) uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2017 UQM Technologies, Inc.
August 7, 2017	EX-99.1	Shawn Severson uqmEx991 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports Second Quarter Results LONGMONT, COLORADO, AUGUST 7, 2017 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), a developer of alternative energy technologies, today announced operating results for the secon
August 7, 2017	10-Q	UQM / UQM Technologies, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] Quarterly Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2017 [ ] Transition Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-10869 UQM TECHNOLOGIES, INC
July 5, 2017	EX-10.1	Employment Agreement, dated as of July 1, 2017, between UQM Technologies, Inc. and Joseph R. Mitchell. Reference is made to Exhibit 10.1 of our Current Report on Form 8-K filed with the SEC on July 6, 2017, which is incorporated herein by reference. uqmEx101mitchell3 Exhibit 10.1 UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT THIS AGREEMENT dated as of July 1, 2017 (“Effective Date”), is between UQM Technologies, Inc., a Colorado corporation (“Employer”), and Joseph R. Mitchell (“Executive”). Recitals A. Executive and Employer are currently parties to an Employment Agreement, dated January 4, 2015 (the “Prior Agreement”). B. The Prior Agreement
July 5, 2017	EX-10.3	Employment Agreement, dated as of July 1, 2017, between UQM Technologies, Inc. and Adrian P. Schaffer. Reference is made to Exhibit 10.3 of our Current Report on Form 8-K filed with the SEC on July 6, 2017, which is incorporated herein by reference. uqmEx103schaffer3 Exhibit 10.3 UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT THIS AGREEMENT dated as of July 1, 2017 (“Effective Date”), is between UQM Technologies, Inc., a Colorado corporation (“Employer”), and Adrian Schaffer (“Executive”). Recitals A. Executive and Employer are currently parties to an Employment Agreement, dated July 20, 2015 (the “Prior Agreement”). B. The Prior Agreement expir
July 5, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2017 UQM Technologies, Inc.
July 5, 2017	EX-10.2	Employment Agreement, dated as of July 1, 2017, between UQM Technologies, Inc. and David I. Rosenthal. Reference is made to Exhibit 10.2 of our Current Report on Form 8-K filed with the SEC on July 6, 2017, which is incorporated herein by reference. uqmEx102rosenthal3 Exhibit 10.2 UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT THIS AGREEMENT dated as of July 1, 2017 (?Effective Date?), is between UQM Technologies, Inc., a Colorado corporation (?Employer?), and David Rosenthal (?Executive?). Recitals A. Executive and Employer are currently parties to an Employment Agreement, dated July 20, 2015 (the ?Prior Agreement?). B. The Prior Agreement expi
May 19, 2017	EX-1.01	Conflict Minerals Report uqmEx101 Exhibit 1.01 Conflict Minerals Report UQM Technologies, Inc. has included this Conflict Minerals Report as an exhibit to its Form SD for 2016 as required by Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Conflict Minerals Rule”). The date of filing of this Conflict Minerals Report is May 19, 2017. Unless the context indicates otherwise, t
May 19, 2017	SD	UQM Technologies SD uqmCurrentFolioSD United States Securities and Exchange Commission Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT UQM Technologies, Inc. (Exact name of Registrant as specified in its charter) State of Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 4120 SPecialty Place longmont, COlo
May 11, 2017	8-K	UQM Technologies 8-K (Current Report/Significant Event) uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2017 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation)
May 11, 2017	EX-99.1	Shawn Severson uqmEx991 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports First Quarter Results LONGMONT, COLORADO, MAY 11, 2017 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), a developer of alternative energy technologies, today announced operating results for the first qu
May 11, 2017	10-Q	UQM Technologies 10-Q (Quarterly Report) 10-Q 1 c449-20170331x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] Quarterly Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 [ ] Transition Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the transition period from to Commission File N
April 27, 2017	10-KT/A	UQM Technologies 10-KT/A uqmCurrentFolio10KAProxy Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
March 30, 2017	10-KT	UQM Technologies 10-KT uqmCurrentFolio10K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
March 30, 2017	8-K	UQM Technologies 8-K (Current Report/Significant Event) uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2017 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporatio
March 30, 2017	EX-99.1 PRESS RELEAS	Shawn Severson uqmEx991 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports Quarter and Nine Months Ended December 31, 2016 Operating Results LONGMONT, COLORADO, MARCH 30, 2017 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), a developer of alternative energy technologies, toda
March 20, 2017	8-K	UQM Technologies 8-K (Current Report/Significant Event) uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 15, 2017 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporatio
January 10, 2017	8-K	UQM Technologies 8-K (Current Report/Significant Event) uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 10, 2017 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporat
January 10, 2017	EX-3.1	Amended and Restated Articles of Incorporation as further amended. Reference is made to Exhibit 3.1 of our Current Report on Form 8-K filed with the SEC on January 10, 2017, which is incorporated herein by reference. uqmEx31 Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF UQM TECHNOLOGIES, INC. ARTICLE I The name of the corporation is UQM Technologies, Inc. ARTICLE II The corporation shall have perpetual existence. ARTICLE III The purpose of the corporation is to engage in any lawful act or activity for which a corporation may be organized under the laws of Colorado. ARTICLE IV The authorized cap
December 27, 2016	EX-99.1	Shawn Severson uqmEx991 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Announces Termination of Stock Purchase Agreement with Hybrid Kinetic Group LONGMONT, COLORADO, DECEMBER 27, 2016 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), announced that on December 26, 2016 it terminat
December 27, 2016	8-K	UQM Technologies 8-K (Current Report/Significant Event) uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 26, 2016 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorpora
December 21, 2016	8-K	UQM Technologies 8-K (Current Report/Significant Event) uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2016 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorpora
December 21, 2016	EX-99.1	Shawn Severson uqmEx991 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports Shareholder Meeting Results LONGMONT, COLORADO, DECEMBER 21, 2016 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), announced results from its Annual Shareholder Meeting that reconvened today with respec
December 9, 2016	EX-99.1	Shawn Severson uqm_Ex99_1 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Adjourns Shareholder Meeting LONGMONT, COLORADO, DECEMBER 9, 2016 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), UQM Technologies, Inc. (UQM) announced that it has adjourned its Annual Shareholder Meeting w
December 9, 2016	8-K	UQM Technologies 8-K (Current Report/Significant Event) uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2016 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorpora
November 28, 2016	DEFA14A	UQM Technologies DEFA14A uqmCurrentFolioDEFA14A UNITED STATES SECURITIES AND EXHANGE COMMISSION Washington, D.
November 22, 2016	EX-99.1	Shawn Severson uqmEx991 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports Shareholder Meeting Actions LONGMONT, COLORADO, NOVEMBER 22, 2016 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), UQM Technologies, Inc. (UQM) announced that at its 2016 Annual Meeting of Shareholders,
November 22, 2016	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2016 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorpora
November 15, 2016	DEFA14A	UQM Technologies DEFA14A uqmCurrentFolioDEFA14A UNITED STATES SECURITIES AND EXHANGE COMMISSION Washington, D.
November 10, 2016	10-Q	UQM Technologies 10-Q (Quarterly Report) uqmCurrentFolio10Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
November 10, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2016 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorpora
November 10, 2016	EX-99.1	UQM Technologies Reports Second Quarter Results uqmEx991 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports Second Quarter Results LONGMONT, COLORADO, NOVEMBER 10, 2016 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), a developer of alternative energy technologies, today announced operating results for the se
October 6, 2016	DEF 14A	UQM Technologies DEF 14A Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
September 28, 2016	EX-10.1	AMENDED AND RESTATED STOCK ISSUANCE AND PURCHASE AGREEMENT UQM TECHNOLOGIES, INC. AMERICAN COMPASS, INC. dated as of September 26, 2016 uqmEx101spaa Exhibit 10.1 AMENDED AND RESTATED STOCK ISSUANCE AND PURCHASE AGREEMENT between UQM TECHNOLOGIES, INC. and AMERICAN COMPASS, INC. dated as of September 26, 2016 TABLE OF CONTENTS Page Article I…DEFINITIONS.......................................................................................................2 Article II…PURCHASE AND SALE.................................................
September 28, 2016	DEFA14A	UQM Technologies 8-K uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 26, 2016 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorpor
September 28, 2016	8-K	UQM Technologies 8-K (Current Report/Significant Event) uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 26, 2016 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorpor
September 28, 2016	EX-10.1	AMENDED AND RESTATED STOCK ISSUANCE AND PURCHASE AGREEMENT UQM TECHNOLOGIES, INC. AMERICAN COMPASS, INC. dated as of September 26, 2016 uqmEx101spaa Exhibit 10.1 AMENDED AND RESTATED STOCK ISSUANCE AND PURCHASE AGREEMENT between UQM TECHNOLOGIES, INC. and AMERICAN COMPASS, INC. dated as of September 26, 2016 TABLE OF CONTENTS Page Article I?DEFINITIONS.......................................................................................................2 Article II?PURCHASE AND SALE.................................................
September 9, 2016	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2016 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorpora
September 7, 2016	PRE 14A	UQM Technologies PRE 14A PRE 14A 1 a16-180151pre14a.htm PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the C
August 4, 2016	10-Q	UQM Technologies 10-Q (Quarterly Report) uqmCurrentFolio10Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
August 4, 2016	8-K	UQM Technologies 8-K (Current Report/Significant Event) uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2016 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporatio
August 4, 2016	EX-99.1	UQM Technologies First Quarter Revenue Grows 94% Over Prior Year uqm_Ex99_1 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies First Quarter Revenue Grows 94% Over Prior Year LONGMONT, COLORADO, AUGUST 4, 2016 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), a developer of alternative energy technologies, today announced operating re
July 23, 2016	10-K/A	UQM Technologies 10-K/A (Annual Report) uqmCurrentFolio10KAProxy Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
June 30, 2016	EX-10.1	The SECOND AMENDMENT TO THE UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT EX-10.1 2 uqm-20160627ex10135da4e.htm EX-10.1 Exhibit 10.1 The SECOND AMENDMENT TO THE UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT TO THE AGREEMENT (the “Amendment”) dated as of June 27, 2016, is between UQM Technologies, Inc., a Colorado corporation (“Employer”), and Adrian P. Schaffer (“Executive”). Recitals A.Executive and Employer are currently parties to an Employment Ag
June 30, 2016	8-K	UQM Technologies 8-K (Current Report/Significant Event) uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 27, 2016 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation
June 28, 2016	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 28, 2016 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation
June 28, 2016	EX-99.1	UQM Technologies Executes on its China Expansion Strategy with Announcement of Definitive Agreement with Hybrid Kinetic Group Limited to Invest $48 Million in UQM uqmEx991spa Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor, LLC 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Executes on its China Expansion Strategy with Announcement of Definitive Agreement with Hybrid Kinetic Group Limited to Invest $48 Million in UQM ? The stock issuance will generate approximately
June 28, 2016	EX-10.1	STOCK ISSUANCE AND PURCHASE AGREEMENT UQM TECHNOLOGIES, INC. AMERICAN COMPASS, INC. dated as of June 28, 2016 uqmEx101 Exhibit 10.1 STOCK ISSUANCE AND PURCHASE AGREEMENT between UQM TECHNOLOGIES, INC. and AMERICAN COMPASS, INC. dated as of June 28, 2016 TABLE OF CONTENTS Article I DEFINITIONS 2 Article II PURCHASE AND SALE 10 Section 2.01. Purchase and Sale 10 Section 2.02. Purchase Price 10 Section 2.03. Transactions to be Effected at the Closing 10 Section 2.04. Closing 11 Article III REPRESENTATIONS AN
June 7, 2016	10-K	UQM Technologies 10-K (Annual Report) 10-K 1 c449-20160331x10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commis
June 7, 2016	EX-99.1	UQM Technologies Reports Fourth Quarter and Fiscal Year 2016 Operating Results uqmEx991 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson EnergyTech Investor 415-233-7094 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports Fourth Quarter and Fiscal Year 2016 Operating Results LONGMONT, COLORADO, JUNE 7, 2016 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), a developer of alternative energy technologies, today announced op
June 7, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UQM EarningsQ4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
June 7, 2016	EX-3.1	RESTATED ARTICLES OF INCORPORATION OF UQM TECHNOLOGIES, INC. (as further amended September 24, 2015) uqm_Ex3_1 Exhibit 3.1 RESTATED ARTICLES OF INCORPORATION OF UQM TECHNOLOGIES, INC. (as further amended September 24, 2015) The undersigned corporation, incorporated December 7, 1967 under the laws of Colorado, hereby adopts the following restated articles of incorporation and certifies that such restated articles of incorporation only restate and integrate and do not further amend the provisions o
June 7, 2016	EX-21.1	THE SUBSIDIARIES OF THE REGISTRANT Exhibit 21.1 THE SUBSIDIARIES OF THE REGISTRANT Name State of Incorporation UQM Properties, Inc. Colorado
April 12, 2016	EX-1.01	Conflict Minerals Report uqmEx101 Exhibit 1.01 Conflict Minerals Report UQM Technologies, Inc. has included this Conflict Minerals Report as an exhibit to its Form SD for 2015 as required by Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the ?Conflict Minerals Rule?). The date of filing of this Conflict Minerals Report is April 12, 2016. Unless the context indicates otherwise,
April 12, 2016	SD	UQM TECHNOLOGIES uqmCurrentFolioSD United States Securities and Exchange Commission Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT UQM Technologies, Inc. (Exact name of Registrant as specified in its charter) State of Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 4120 SPecialty Place longmont, COlo
February 4, 2016	EX-99.1	UQM Technologies Reports Third Quarter Fiscal Year 2016 Revenues Up 59% Over Last Year uqmEx991 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson The Blueshirt Group 415-489-2198 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports Third Quarter Fiscal Year 2016 Revenues Up 59% Over Last Year LONGMONT, COLORADO, FEBRUARY 4, 2016 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), a developer of alternative energy technologies, today
February 4, 2016	10-Q	UQM / UQM Technologies, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] Quarterly Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2015 [ ] Transition Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-10869
February 4, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition uqmCurrentFolio8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 4, 2016 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporat
January 5, 2016	EX-10.2	Form of Amendment to the Employment Agreement between UQM Technologies, Inc. and Josh M. Ley. Reference is made to Exhibit 10.2 of our Current Report on Form 8-K filed with the SEC on January 5, 2016, which is incorporated herein by reference. exhibit10.2.empl agrform of amend3 Exhibit 10.2 FORM OF The FIRST AMENDMENT TO THE UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO THE AGREEMENT (the ?Amendment?) dated as of January 5, 2016, is between UQM Technologies, Inc., a Colorado corporation (?Employer?), and (?Executive?). Recitals A.Executive and Employer are currently parties to an Employment Agreement, dated July 20
January 5, 2016	EX-99.1	UQM TECHNOLOGIES APPOINTS JOSEPH MITCHELL PRESIDENT exhibit99.1pr mitchell ceo appointment3 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson The Blueshirt Group 415-489-2198 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM TECHNOLOGIES APPOINTS JOSEPH MITCHELL PRESIDENT AND CHIEF EXECUTIVE OFFICER LONGMONT, COLORADO, JANUARY 5, 2016 - UQM Technologies, Inc. (NYSE MKT: UQM) announced today that the Board o
January 5, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits form8kceoform empl agr amendments UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
January 5, 2016	EX-10.1	UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT exhibit10.1.empl agrMitchell4 Exhibit 10.1 UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT THIS AGREEMENT dated as of January 4, 2015, is between UQM Technologies, Inc., a Colorado corporation (“Employer”), and Joseph R. Mitchell (“Executive”). Recitals A.Executive and Employer are currently parties to an Employment Agreement, dated July 20, 2015 (the “Prior Agreement”). B.Executive has been serving a
November 13, 2015	RW	UQM Technologies REQUEST WITHDRAWAL OF S-3 333-207468 RW Withdrawal of S-3 Registration Statement 333-207468 November 12, 2015 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.
November 10, 2015	8-K	UQM Technologies 8-K (Current Report/Significant Event) 8-K UQM EarningsQ2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
November 10, 2015	EX-99	UQM Technologies Reports Second Quarter Fiscal Year 2016 Revenues Up 55% Over Last Year Ex 99.1 Q2 FY2016 earnings draft 10 29 15 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson The Blueshirt Group 415-489-2198 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports Second Quarter Fiscal Year 2016 Revenues Up 55% Over Last Year LONGMONT, COLORADO, NOVEMBER 10, 2015 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), a developer of alte
October 30, 2015	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UQM 8-K (58155932) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
October 30, 2015	EX-99.1	UQM Technologies Announces $6.4 Million Registered Direct Offering 8-K Ex 99 1 UQM Press Release (58173821) Exhibit 99.1 For Immediate Release UQM Technologies Announces $6.4 Million Registered Direct Offering LONGMONT, COLORADO, October 27, 2015 - UQM Technologies Inc. (NYSE MKT: UQM) today announced that it has entered into definitive agreements with institutional investors to purchase in a registered direct offering an aggregate of 8.0 million units for a tota
October 30, 2015	EX-4.1	Form of Common Stock Purchase Warrant (expiration October 30, 2020). Reference is made to Exhibit 4.1 of our current report on Form 8-K, filed October 30, 2015, which is incorporated herein by reference. Exhibit 4 1 Form of Warrant Exhibit 4.1 COMMON STOCK PURCHASE WARRANT UQM Technologies, inc. Warrant Shares: Initial Exercise Date: April 30, 2016 Issue Date: October 30, 2015 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set f
October 30, 2015	EX-1.1	8,000,000 Shares of Common Stock and Warrants to Purchase up to 4,000,000 Shares of Common Stock UQM TECHNOLOGIES, INC. PLACEMENT AGENT AGREEMENT Exhibit 1.1 8,000,000 Shares of Common Stock and Warrants to Purchase up to 4,000,000 Shares of Common Stock UQM TECHNOLOGIES, INC. PLACEMENT AGENT AGREEMENT October 27, 2015 Oppenheimer & Co. Inc. 85 Broad Street New York, NY 10004 Rodman & Renshaw a unit H.C. Wainwright & Co. 430 Park Avenue New York, NY 10022 Dear Sirs: Introduction . UQM Technologies, Inc., a Colorado corporation (the “Company
October 30, 2015	EX-10.1	SUBSCRIPTION AGREEMENT Ex 101 Form of Subscription Agreement Exhibit 10.1 SUBSCRIPTION AGREEMENT UQM Technologies, Inc. 4120 Specialty Place Longmont, Colorado 80504 Gentlemen: The undersigned (the ?Investor?) hereby confirms its agreement with UQM Technologies, Inc., a Colorado corporation (the ?Company?), as follows: 1. This Subscription Agreement, including the Terms and Conditions for Purchase of Securities attached
October 29, 2015	424B5	UQM Technologies, Inc. 8,000,000 Shares of Common stock Warrants to purchase 4,000,000 Shares of Common Stock 4,000,000 shares of Common Stock underlying Warrants Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-193305 PROSPECTUS SUPPLEMENT (to Prospectus dated January 22, 2014) UQM Technologies, Inc. 8,000,000 Shares of Common stock Warrants to purchase 4,000,000 Shares of Common Stock 4,000,000 shares of Common Stock underlying Warrants Pursuant to this prospectus supplement and the accompanying prospectus, we are offering 8,000,000
October 26, 2015	8-K	UQM Technologies 8-K (Current Report/Significant Event) 8K 20151026 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2015 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (
October 26, 2015	EX-99.1	UQM Technologies Signs Ten Year Supply Agreement EX-99.1 3 uqm-20151020ex9918046ee.htm EX-99.1 Exhibit 99.1 For Immediate Release For more information contact: Shawn Severson The Blueshirt Group 415-489-2198 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Signs Ten Year Supply Agreement With Chinese Customer · The Agreement could generate revenue in excess of $400 million over a ten year period based on projected order
October 26, 2015	EX-10.1	Supply Agreement dated October 20, 2015 by and between ITL and UQM Technologies, Inc. Reference is made to Exhibit 10.1 of our current report on Form 8-K filed on October 26, 2015, which is incorporated herein by reference. EX-10.1 2 uqm-20151020ex1018716fa.htm EX-10.1 THIS DOCUMENT IS PARTIALLY REDACTED PURSUANT TO CONFIDENTIAL TREATMENT REQUEST LETTER DATED OCTOBER [26], 2015 FROM SHERMAN & HOWARD, L.L.C., IN CONNECTION WITH A FORM 8-K SUBMISSION BY UQM TECHNOLOGIES, INC. REDACTED PORTIONS ARE BOLDED AND BRACKETED AS [***] UQM/ITL Supply Agreement SUPPLY AGREEMENT This Supply Agreement (this “Agreement”) is dated a
October 16, 2015	EX-12.1	UQM Technologies, Inc. Ratio of Earnings to Fixed Charges exhibit121ratio.draft22 Exhibit 12.1 UQM Technologies, Inc. Ratio of Earnings to Fixed Charges The following table sets forth our net loss and fixed charges for the periods shown: Quarter Ended June 30, Year Ended March 31, 2015 2015 2014 2013 2012 2011 Net loss $ (2,224,251) $ (5,988,530) $ (2,773,244) $ (10,688,312) $ (4,928,520) $ (1,992,358) Fixed charges - - - - - - During the quarter ended J
October 16, 2015	S-3	UQM Technologies S-3 S-3 20151016 As filed with the United States Securities and Exchange Commission on October 16, 2015 Registration No.
October 16, 2015	EX-4	UQM TECHNOLOGIES, INC. SENIOR DEBT SECURITIES Dated as of ______________, 2015 exhibit42formofindenture.draft 1 Exhibit 4.2 UQM TECHNOLOGIES, INC. Issuer AND Trustee SENIOR DEBT SECURITIES INDENTURE Dated as of , 2015 TABLE OF CONTENTS Page Definitions and Incorporation by Reference1 Definitions1 Other Definitions5 Incorporation by Reference of Trust Indenture Act6 Rules of Construction6 The Securities6 Form and Dating6 Execution and Authentication8 Registrar and Paying Agen
September 28, 2015	EX-3	AMENDMENT TO TO AMENDED AND RESTATED ARTICLES OF INCORPORATION OF UQM TECHNOLOGIES, INC. exhibit 314 Exhibit 3.1 AMENDMENT TO TO AMENDED AND RESTATED ARTICLES OF INCORPORATION OF UQM TECHNOLOGIES, INC. The first paragraph of Article IV of the Amended and Restated Articles of Incorporation of the Corporation is amended and restated as follows: ?Article IV. The authorized capital stock of the corporation is 75,000,000 shares of common stock with a par value of $.01 per share. The capita
September 28, 2015	8-K	UQM Technologies 8-K (Current Report/Significant Event) form8k09242015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 24, 2015 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporati
August 20, 2015	EX-16	EX-16 exhibit 16 1 Exhibit 16.1
August 20, 2015	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Other Events 8-K 1 uqm-20150814x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2015 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of
August 20, 2015	DEFA14A	UQM Technologies DEFA14A defa14auqm2015addimateria UQM TECHNOLOGIES, INC. Additional Materials for Annual Meeting of Shareholders To be Held on September 24, 2015 These Additional Materials for Annual Meeting of Shareholders are dated August 20, 2015 and supplement the Notice of Annual Meeting of Shareholders and Proxy Statement of UQM Technologies, Inc. (“UQM”) dated August 5, 2015. On August 20, 2015, UQM filed a Report
August 12, 2015	DEF 14A	UQM Technologies DEF 14A proxy08122015 pcardfilingriveta UQM TECHNOLOGIES, INC. 4120 Specialty Place Longmont, Colorado 80504 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON SEPTEMBER 24, 2015 The annual meeting of shareholders (the “Annual Meeting”) of UQM Technologies, Inc. (“UQM” or the “Company”) will be held on Thursday, September 24, 2015, at 2:00 p.m., local time at the Company’s headquarters located at 4120
July 30, 2015	EX-99	UQM Technologies Reports First Quarter Fiscal Year 2016 exhibit99preleaseq1earningsnoheader Exhibit 99.1 For Immediate Release For more information contact: Annie Leschin StreetSmart Investor Relations 415-775-1788 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports First Quarter Fiscal Year 2016 Financial and Operating Results LONGMONT, COLORADO, JULY 30, 2015 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), a developer of alte
July 30, 2015	8-K	UQM Technologies 8-K (Current Report/Significant Event) 8-K UQM EarningsQ1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
July 21, 2015	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UQM 8-K CEO Change UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
July 21, 2015	EX-99	UQM Technologies Announces Promotion of Joseph Mitchell to Chief Operating Officer and Interim President and CEO 16-02new ceonoheadera3 Exhibit 99.1 For Immediate Release For more information contact: Annie Leschin StreetSmart Investor Relations 415-775-1788 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Announces Promotion of Joseph Mitchell to Chief Operating Officer and Interim President and CEO LONGMONT, COLORADO, JULY 21, 2015 - UQM Technologies, Inc. (NYSE MKT: UQM) today an
May 28, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UQM EarningsQ4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 28, 2015	SD	UQM Technologies FORM SD 12/31/2014 UQM Technologies FORM SD 12/31/2014 United States Securities and Exchange Commission Washington, D.
May 28, 2015	EX-99	UQM Technologies Reports Fourth Quarter and exhibit991earningsq42 Exhibit 99.1 For Immediate Release For more information contact: Annie Leschin StreetSmart Investor Relations 415-775-1788 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports Fourth Quarter and Fiscal Year 2015 Operating Results LONGMONT, COLORADO, MAY 28, 2015 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), a developer of alternative energy technolog
May 28, 2015	EX-1.01	Conflict Minerals Report UQM Technologies Form SD-Exhibit 1.01 Exhibit 1.01 Conflict Minerals Report UQM Technologies, Inc. has included this Conflict Minerals Report as an exhibit to its Form SD for 2014 as required by Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the "Conflict Minerals Rule"). The date of filing of this Conflict Minerals Report is May 28, 2015. Unless the c
April 23, 2015	CORRESP	UQM Technologies ESP SEC response letter 4-23-15 (REDACTED)conformed *** Confidential Portions Redacted pursuant to Confidential Treatment Application filed with the Commission April 23, 2015 Securities and Exchange Commission 100 F Street, N.
April 3, 2015	CORRESP	UQM Technologies ESP SEC comment letter response 04 2015conformed April 3, 2015 Securities and Exchange Commission 100 F Street, N.
February 5, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2015 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission F
February 5, 2015	EX-99	UQM Technologies Reports Fiscal Third Quarter Operating Results Exhibit 99.1 For Immediate Release For more information contact: Annie Leschin StreetSmart Investor Relations 415-775-1788 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports Fiscal Third Quarter Operating Results LONGMONT, COLORADO, FEBRUARY 5, 2015 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), a developer of alternative energy technologies, today announced operating re
January 30, 2015	EX-99.1	JOINT FILING AGREEMENT EX-1 CUSIP No. 903213106 Schedule 13G Page 8 of 8 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock of UQM Technologies, Inc. and further agree that this Join
January 30, 2015	SC 13G/A	UQM / UQM Technologies, Inc. / Gdg Green Dolphin, Llc - SCHEDULE 13G/A Passive Investment Schedule 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* UQM Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 903213106 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua
November 5, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 5, 2014 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission F
November 5, 2014	EX-99	UQM Technologies Reports Second Quarter Operating Results Exhibit 99.1 For Immediate Release For more information contact: Annie Leschin StreetSmart Investor Relations 415-775-1788 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports Second Quarter Operating Results LONGMONT, COLORADO, NOVEMBER 5, 2014 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), a developer of alternative energy technologies, today announced operating results
August 19, 2014	S-8	UQM / UQM Technologies, Inc. S-8 - - S-8 As filed with the Securities and Exchange Commission on August 18, 2014 Registration No.
August 19, 2014	S-8	UQM / UQM Technologies, Inc. S-8 - - S-8 As filed with the Securities and Exchange Commission on August 18, 2014 Registration No.
August 15, 2014	8-K	8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 13, 2014 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission Fi
August 5, 2014	8-K	Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2014 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission Fil
August 5, 2014	424B2	PROSPECTUS SUPPLEMENT (to Prospectus dated January 22, 2014) Filed Pursuant to 424(b)(2) Registration No. 333-193305 PROSPECTUS SUPPLEMENT (to Prospectus dated January 22, 2014) Filed Pursuant to 424(b)(2) Registration No.
July 31, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2014 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission File
July 31, 2014	EX-99	UQM Technologies Reports First Quarter Operating Results Exhibit 99.1 For Immediate Release For more information contact: Annie Leschin StreetSmart Investor Relations 415-775-1788 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports First Quarter Operating Results LONGMONT, COLORADO, JULY 31, 2014 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), a developer of alternative energy technologies, today announced operating results for
July 2, 2014	DEF 14A	Amendment to UQM Technologies, Inc. 2012 Equity Incentive Plan, adopted August 13, 2014. Reference is made to Appendix A of our Proxy Statement filed with the SEC on July 2, 2014, which is incorporated herein by reference. UQM TECHNOLOGIES, INC. 4120 Specialty Place Longmont, Colorado 80504 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON AUGUST 13, 2014 The annual meeting of shareholders (the “Annual Meeting”) of UQM Technologies, Inc. (the “Company”) will be held on Wednesday, August 13, 2014, at 10:00 a.m., local time at the Hotel Boulderado, 2115 Thirteenth Street, Boulder, Colorado for the following purpo
May 29, 2014	EX-99	UQM Technologies Reports Fourth Quarter and EX-99 2 uqm-20140529xex99.htm EX-99 Exhibit 99.1 For Immediate Release For more information contact: Annie Leschin StreetSmart Investor Relations 415-775-1788 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies Reports Fourth Quarter and Fiscal Year 2014 Operating Results LONGMONT, COLORADO, MAY 29, 2014 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), a developer of alternative en
May 29, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 29, 2014 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission File
May 28, 2014	EX-1.02	UQM Technologies, Inc. Conflict Minerals Report For The Year Ended December 31, 2013 Exhibit 1.01 UQM Technologies, Inc. Conflict Minerals Report For The Year Ended December 31, 2013 This report for the year ended December 31, 2013 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). For the purpose of the required Reasonable Country of Origin Inquiry ("RCOI"), UQM Technologies received all supply chain responses in December 2013. The Rule w
May 28, 2014	SD	- FORM SD 12/31/2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT UQM Technologies, Inc. (Exact Name of Registrant as Specified in Charter) COLORADO 1-10869 84-0579156 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 4120 Specialty Place, Longmont, Colorado 80504 (Address of Principal Executive
April 11, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 9, 2014 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission File
April 11, 2014	EX-99.1	UQM Technologies’ Announces Board Changes Exhibit 99.1 For Immediate Release For more information contact: Annie Leschin StreetSmart Investor Relations 415-775-1788 or David I. Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies’ Announces Board Changes · Chairman William Rankin has announced his retirement from the Board of Directors · Current Board member Donald Vanlandingham elected as new Chairman LONGMONT, COLORADO, APRIL
February 5, 2014	EX-10	- EX-10 EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of January 30, 2014, between UQM Technologies, Inc., a Colorado corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and condition
February 5, 2014	EX-99	UQM Technologies, Inc. Announces $5.3 Million EXHIBIT 99.1 For Immediate Release Investor Relations contact: Annie Leschin StreetSmart Investor Relations 415-775-1788 or David Rosenthal UQM Technologies, Inc. 303-682-4900 UQM Technologies, Inc. Announces $5.3 Million Registered Direct Offering LONGMONT, COLORADO, JANUARY 31, 2014 - UQM Technologies, Inc. (NYSE MKT: UQM) today announced that it has entered into definitive agreements with insti
February 5, 2014	8-K	Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2014 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission F
February 5, 2014	EX-1	- EX-1 EXHIBIT 1.1 January 22, 2014 STRICTLY CONFIDENTIAL UQM Technologies, Inc. 4120 Specialty Place Longmont, Colorado 80504 Attention: David I. Rosenthal Dear David: This letter agreement (this “Agreement”) constitutes the agreement between UQM Technologies, Inc. (the “Company”) and H.C. Wainwright & Co., LLC (“Wainwright”) that Wainwright shall serve as the exclusive agent, advisor or underwriter in
February 5, 2014	EX-4	Form of Common Stock Purchase Warrant (expiration August 5, 2018). Reference is made to Exhibit 4.1 of our Current Report on Form 8-K filed with the SEC on February 5, 2014, which is incorporated herein by reference. EXHIBIT 4.1
February 3, 2014	424B2	UQM Technologies, Inc. 2,864,872 Shares of Common stock Warrants to purchase 1,432,436 Shares of Common Stock Filed Pursuant to 424(b)(2) Registration No. 333-193305 PROSPECTUS SUPPLEMENT (To Prospectus Dated January 22, 2014) UQM Technologies, Inc. 2,864,872 Shares of Common stock Warrants to purchase 1,432,436 Shares of Common Stock Pursuant to this prospectus supplement and the accompanying prospectus, we are offering 2,864,872 shares of our common stock, par value $0.01 per share, and common stock pur
January 30, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2014 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission F
January 30, 2014	EX-99	UQM Technologies Reports Fiscal Third Quarter Operating Results Exhibit 99.1 For Immediate Release For more information contact: Annie Leschin StreetSmart Investor Relations 415-775-1788 UQM Technologies Reports Fiscal Third Quarter Operating Results LONGMONT, COLORADO, JANUARY 30, 2014 - UQM TECHNOLOGIES, INC. (NYSE MKT: UQM), a developer of alternative energy technologies, today announced operating results for the fiscal third quarter ended December 31, 2013
January 27, 2014	SC 13G/A	UQM / UQM Technologies, Inc. / Gdg Green Dolphin, Llc - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* UQM Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 903213106 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
January 27, 2014	EX-99.1	JOINT FILING AGREEMENT EX-1 CUSIP No. 903213106 Schedule 13G Page 8 of 8 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock of UQM Technologies, Inc. and further agree that this Join
January 10, 2014	S-3	- S-3 As filed with the United States Securities and Exchange Commission on January 10, 2014 Registration No.
December 6, 2013	8-K	- FORM 8-K 12/04/2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 4, 2013 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission f
December 6, 2013	EX-10	EX-10 Exhibit 10.1 1 2 3 4
November 6, 2013	EX-99	- EXHIBIT 99-1 PRESS RELEASE DATED 11/05/2013 Exhibit 99.1 1 2 3 4
November 6, 2013	8-K	Results of Operations and Financial Condition - FORM 8K 11/05/2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 30, 2013 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission file
August 8, 2013	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 form8k08072013.htm FORM 8-K 08/07/2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2013 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other j
June 21, 2013	DEF 14A	- NPS 08/07/2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule
May 1, 2013	EX-10	UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT Exhibit 10.1 UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT THIS AGREEMENT dated as of April 30, 2013, is between UQM Technologies, Inc., a Colorado corporation ("Employer"), and David I Rosenthal, a resident of Cherry Hills Village, Colorado ("Executive"). Recitals A. Executive and Employer wish to enter into an Agreement defining their employment relationship; Agreement In consideration of the mutu
May 1, 2013	EX-10	UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT Exhibit 10.2 UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT THIS AGREEMENT dated as of April 30, 2013, is between UQM Technologies, Inc., a Colorado corporation ("Employer"), and Eric Ridenour, a resident of Boulder, Colorado ("Executive"). Recitals A. Executive and Employer are currently parties to an Employment Agreement, dated August 3, 2010 (the "Prior Agreement"); B. Executive and Employer wish
May 1, 2013	EX-10	UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT Exhibit 10.5 UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT THIS AGREEMENT dated as of April 30, 2013, is between UQM Technologies, Inc., a Colorado corporation ("Employer"), and Joe Mitchell, a resident of Westminster, Colorado ("Executive"). Recitals A. Executive and Employer are currently parties to an Employment Agreement, dated May 1, 2012 (the "Prior Agreement"); B. Executive and Employer wish
May 1, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2013 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission File N
May 1, 2013	EX-99	UQM Technologies Appoints David I. Rosenthal Chief Financial Officer Exhibit 99.1 Contact: Annie Leschin/Barry Hutton StreetSmart Investor Relations 415-775-1788 For Immediate Release or Donald A. French UQM Technologies, Inc. 303-682-4918 UQM Technologies Appoints David I. Rosenthal Chief Financial Officer LONGMONT, COLORADO, MAY 1, 2013 – UQM Technologies, Inc. (NYSE MKT: UQM) announced today that it has appointed David I. Rosenthal as Treasurer and Chief Financi
May 1, 2013	EX-10	UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT Exhibit 10.4 UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT THIS AGREEMENT dated as of April 30, 2013, is between UQM Technologies, Inc., a Colorado corporation ("Employer"), and Adrian Schaffer, a resident of Longmont, Colorado ("Executive"). Recitals A. Executive and Employer are currently parties to an Employment Agreement, dated October 14, 2011 (the "Prior Agreement"); B. Executive and Employer
May 1, 2013	EX-10	UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT Exhibit 10.3 UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT THIS AGREEMENT dated as of April 30, 2013, is between UQM Technologies, Inc., a Colorado corporation ("Employer"), and Jon Lutz, a resident of Westminster, Colorado ("Executive"). Recitals A. Executive and Employer are currently parties to an Employment Agreement, dated February 15, 2013 (the "Prior Agreement"); B. Executive and Employer wis
March 14, 2013	CORRESP	- March 14, 2013 Securities and Exchange Commission 100 F Street, N. E. Washington, D. C. 20549 Attn: Kevin L. Vaughn Accounting Branch Chief RE: UQM Technologies, Inc. Form 10-K for the fiscal year ended March 31, 2012 Filed May 24, 2012, File No. 001-10869 Form 10-Q for the quarter ended December 31, 2012 Filed January 31, 2013, File No. 001-10869 Ladies and Gentlemen: The following is submitted i
February 20, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K 2/15/2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 15, 2013 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission
February 20, 2013	EX-10	UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT THIS AGREEMENT dated as of February 15, 2013 to be effective as of August 22, 2012, is between UQM Technologies, Inc., a Colorado corporation ("Employer"), and Jon Lutz, a resident of Westminster, Colorado ("Executive"). Recitals A. Executive and Employer are currently parties to an Employment Agreement, dated August 13, 2010 (the "Prior Agreement"), tha
February 7, 2013	SC 13G/A	UQM / UQM Technologies, Inc. / Gdg Green Dolphin, Llc - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* UQM Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 903213106 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi
February 7, 2013	EX-99.1	JOINT FILING AGREEMENT EX-1 CUSIP No. 903213106 Schedule 13G Page 8 of 8 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock of UQM Technologies, Inc. and further agree that this Join
February 4, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8K 1/31/2013 OFFICER RETIREMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2013 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission F
November 13, 2012	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8K/A DOR 11/07/12 (11/01/12) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2012 (November 1, 2012) UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorpora
November 1, 2012	EX-99	- PRESS RELEASE Exhibit 99.1
November 1, 2012	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K 11/01/2012 SZTYKIEL APPOINTMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2012 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission F
September 10, 2012	S-8	- UQM TECHNOLOGIES S-8 EIP 09/07/2012 As filed with the Securities and Exchange Commission on September 7, 2012 Registration No.
September 7, 2012	S-8	- UQM TECHNOLOGIES, INC. S-8 SBP 09/07/2012 As filed with the Securities and Exchange Commission on September 7, 2012 Registration No.
September 7, 2012	S-8	- UQM TECHNOLOGIES, INC. S-8 DP 09/07/2012 As filed with the Securities and Exchange Commission on September 7, 2012 Registration No.
August 15, 2012	8-K	Termination of a Material Definitive Agreement - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2012 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission Fi
August 10, 2012	8-K	Submission of Matters to a Vote of Security Holders - FORM 8K 08/08/2012 VOTING RESULTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2012 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission Fil
July 13, 2012	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 12, 2012 UQM Technologies, Inc. (Exact name of registrant as specified in its charter) Colorado 1-10869 84-0579156 (State or other jurisdiction of incorporation) (Commission File
June 22, 2012	DEF 14A	- NPS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as

UQM / UQM Technologies, Inc. - Documents déposés auprès de la SEC, rapport annuel, procuration

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