Statistiques de base
| LEI | 5299003BMFILFJNCJG46 |
| CIK | 922612 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Schmitt Industries, Inc.
SEC Filings (Chronological Order)
Cette page fournit une liste complète et chronologique des documents déposés auprès de la SEC, à l'exclusion des documents relatifs à la participation que nous fournissons ailleurs.
| February 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 23, 2022 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organiza |
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| January 25, 2023 |
Delisting Determination, The Nasdaq Stock Market, LLC, January 25, 2023, Schmitt Industries, Inc. |
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| December 23, 2022 |
SC 13D/A 1 schmittindustsc13da1.htm AMENDMENT NO. 1 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Schmitt Industries, Inc. (Name of Issuer) Common Stock, no par value (Title of |
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| November 16, 2022 |
SCHMITT INDUSTRIES APPOINTS KRISTI FRANK TO ITS BOARD Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES APPOINTS KRISTI FRANK TO ITS BOARD PORTLAND, OR, November 16, 2022 – Schmitt Industries, Inc. (NASDAQ: SMIT) today announced the appointment of Kristi Frank as the fourth member of the Company’s Board of Directors (the “Board”) effective November 14, 2022. Ms. Frank is an “independent director” according to the rules of the Securities and Exch |
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| November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 14, 2022 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organiza |
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| November 14, 2022 |
SMIT / Schmitt Industries, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) Schmitt Industries, Inc. (Name of Issuer) Common stock, no par value (Title of Class of Securities) 806870200 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person A |
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| October 28, 2022 |
Exhibit 10.2 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of October 25, 2022 (this ?Agreement?), is among SCHMITT INDUSTRIES, INC., an Oregon corporation (together with its successors and assigns, the ?Company?), Schmitt Measurement Systems, Inc., an Oregon corporation (together with its successors and assigns, ?SMS?) and Ample Hills Acquisition LLC, a New York limited liability company ( |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 25, 2022 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organizat |
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| October 28, 2022 |
Promissory Note, dated October 25, 2022, in favor of Sententia Capital Management LLC. Exhibit 10.1 Principal Amount: $1,000,000 Issue Date: October 25, 2022 PROMISSORY NOTE (this ?Note?) FOR VALUE RECEIVED, SCHMITT INDUSTRIES, INC., an Oregon corporation (hereinafter called the ?Borrower? or the ?Company?) (Trading Symbol: SMIT), hereby promises to pay to the order of Sententia Capital Management, LLC, a New York limited liability company, or its registered assigns (the ?Holder?), |
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| October 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 14, 2022 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organizat |
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| October 20, 2022 |
SCHMITT INDUSTRIES PROVIDES COMPANY UDPATES AND INFORMATION ON NASDAQ DEFICINENCY NOTICES Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES PROVIDES COMPANY UDPATES AND INFORMATION ON NASDAQ DEFICINENCY NOTICES PORTLAND, OR, October 20, 2022 ? Schmitt Industries, Inc. (NASDAQ: SMIT) (the ?Company? or ?Schmitt?) provides updates following its recent 10-K filing, discusses its proposed rights offering and receipt of Nasdaq deficiency notices. Fiscal 2022 Earnings Highlights Schmitt |
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| October 13, 2022 |
As filed with the U.S. Securities and Exchange Commission on October 12, 2022. As filed with the U.S. Securities and Exchange Commission on October 12, 2022. Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Schmitt Industries, Inc. (Exact name of registrant as specified in its charter) Oregon 3823 93-1151989 (State or other jurisdiction of incorporation or |
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| October 13, 2022 |
Subsidiaries of Schmitt Industries, Inc. as of May 31, 2021. Subsidiary State of Incorporation Schmitt Measurement Systems, Inc. Oregon Ample Hills Acquisition LLC New York Ample Hills Sub 1 LLC New York Ample Hills Sub 2 LLC New York Ample Hills Sub 3 LLC New York Ample Hills Sub 4 LLC New York Ample Hills Sub 5 LLC New York Ample Hills Sub 6 LLC New York Ample Hills Sub 7 LLC New York Ample Hills Sub 8 LLC New York Ample Hills Sub 9 LLC New York Ample Hil |
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| October 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal year ended: May 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission File Number: 001-38964 SCHMITT INDUSTRIES, I |
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| October 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended May 31, 2022 Commission File Number: 001-38964 SCHMITT INDUSTRIES, INC. Oregon 93-1151989 State of Incorporation IRS Employer Identification Number 2765 N.W. Nicolai Street Portland, Oreg |
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| October 13, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Schmitt Industries, Inc. |
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| October 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A Amendment No.1 ☒ Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended November 30, 2021 ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-38964 SCH |
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| October 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A Amendment No. 1 ? Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 31, 2021 ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-38964 SCHM |
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| October 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A Amendment No.1 ? Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended February 28, 2022 ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-38964 SCH |
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| October 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 30, 2022 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organiz |
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| September 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 14, 2022 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organiz |
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| September 20, 2022 |
Exhibit 99.1 SCHMITT INDUSTRIES DISCLOSES NOTICE FROM NASDAQ, RESTATEMENT OF PREVIOUSLY ISSUED FINANCIAL STATEMENTS AS OF AND FOR EACH OF THE FIRST THREE QUARTERLY PERIODS OF FISCAL 2022 AND THE TERMINATION OF TERM SHEET PORTLAND, OR, September 20, 2022 - On September 14, 2022, Schmitt Industries, Inc. (NASDAQ: SMIT) (the ?Company? or ?Schmitt?) received written notice from the Listing Qualificati |
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| August 29, 2022 |
SEC FILE NUMBER 001-38964 CUSIP NUMBER 806870200 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| July 25, 2022 |
SCHMITT INDUSTRIES COMMENTS ON POTENTIAL TRANSACTION WITH PROTON GREEN Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES COMMENTS ON POTENTIAL TRANSACTION WITH PROTON GREEN PORTLAND, OR, July 25, 2022 ? Schmitt Industries, Inc. (NASDAQ: SMIT) (the ?Company? or ?Schmitt?) in response to certain questions regarding the announcement of the potential reverse merger (the ?Merger?) with Proton Green, LLC (?Proton Green?) and the spin-off of Schmitt?s Ample Hills busin |
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| July 25, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 25, 2022 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organization |
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| July 21, 2022 |
SCHMITT INDUSTRIES CLOSES SALE AGREEMENT FOR NICOLAI STREET PROPERTY Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES CLOSES SALE AGREEMENT FOR NICOLAI STREET PROPERTY PORTLAND, OR, July 18, 2022 ? Schmitt Industries, Inc. (NASDAQ: SMIT) (the ?Company? or ?Schmitt?) announces that it has closed the Real Estate Purchase and Sale Agreement (the ?Sale Agreement?) with Tofte Farms, LLC (?Tofte?) to purchase the 2765 NW Nicolai Street, Portland, Oregon property (t |
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| July 21, 2022 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 15, 2022 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organization |
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| July 21, 2022 |
Unaudited Pro Forma Financial Information As of February 28, 2022 Historical As Reported Transaction Accounting Adjustments Pro Forma ASSETS Current assets Cash and cash equivalents $ 1,999,241 $ 3,268,537 (a) $ 5,267,778 Accounts receivable, net 936,809 ? 936,809 Inventories 2,191,844 ? 2,191,844 Prepaid expenses 30,867 ? 30,867 Income tax receivable 17,730 ? 17,730 Total current assets 5,176,491 3,268,537 8,445,028 Leasehold assets 11,4 |
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| July 20, 2022 |
Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES ENTERS INTO TERM SHEET WITH PROTON GREEN Term sheet for reverse takeover transaction for one of the leading helium and hydrogen production and carbon sequestration hubs in North America PORTLAND, OR, July 20, 2022 ? Schmitt Industries, Inc. (NASDAQ: SMIT) (the ?Company? or ?Schmitt?) today announced that it entered into a non-binding term shee |
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| July 20, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 20, 2022 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organization |
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| June 16, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 16, 2022 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organization |
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| June 16, 2022 |
SCHMITT INDUSTRIES PROVIDES AMPLE HILLS AND CORPORATE UPDATES Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES PROVIDES AMPLE HILLS AND CORPORATE UPDATES PORTLAND, OR, June 16, 2022 ? Schmitt Industries, Inc. (NASDAQ: SMIT) (the ?Company? or ?Schmitt?) today provided an update on Ample Hills and strategic transactions. Ample Hills ice cream sales have experienced a strong start to the summer, with May same-store-sales up 34% from $615 thousand as compa |
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| June 7, 2022 |
SCHMITT INDUSTRIES ENTERS INTO SALE AGREEMENT FOR NICOLAI STREET PROPERTY Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES ENTERS INTO SALE AGREEMENT FOR NICOLAI STREET PROPERTY PORTLAND, OR, June 7, 2022 ? Schmitt Industries, Inc. (NASDAQ: SMIT) (the ?Company? or ?Schmitt?) announces that it has entered into a Real Estate Purchase and Sale Agreement (the ?Sale Agreement?), whereby Tofte Farms, LLC (?Tofte?) agreed to purchase the 2765 NW Nicolai Street, Portland, |
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| June 7, 2022 | ||
| June 7, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 2, 2022 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organization) |
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| May 20, 2022 |
Schmitt Industries, Inc. Up to $5,000,000 Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-264622 Prospectus Supplement (To Prospectus dated May 10, 2022) Schmitt Industries, Inc. Up to $5,000,000 Common Stock We have entered into a Sales Agreement, or the Sales Agreement, with Roth Capital Partners, LLC, or Roth, relating to shares of our common stock offered by this prospectus supplement. In accordance with the terms of the Sales A |
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| May 20, 2022 |
Sales Agreement, dated May 20, 2022, between the Company and Roth Capital Partners, LLC Exhibit 10.1 Schmitt Industries, Inc. Common Stock (no par value per share) Sales Agreement May 20, 2022 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: Schmitt Industries, Inc., an Oregon corporation (the ?Company?), confirms its agreement (this ?Agreement?) with Roth Capital Partners, LLC (the ?Agent?), as follows: 1. Issuance and Sale o |
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| May 20, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 20, 2022 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organization) |
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| May 18, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 18, 2022 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organization) |
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| May 18, 2022 |
SCHMITT INDUSTRIES ANNOUNCES IT HAS ENTERED INTO LOI FOR XACT ASSETS Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES ANNOUNCES IT HAS ENTERED INTO LOI FOR XACT ASSETS PORTLAND, OR, May 17, 2022 ? Schmitt Industries, Inc. (NASDAQ: SMIT) (the ?Company? or ?Schmitt?) announced that it has entered into a letter of intent to sell all assets related to its Xact business line. This potential transaction is subject to several contingencies, including the negotiation |
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| May 9, 2022 |
Schmitt Industries, Inc. 2765 N.W. Nicolai Street Portland, Oregon 97210 May 9, 2022 Schmitt Industries, Inc. 2765 N.W. Nicolai Street Portland, Oregon 97210 May 9, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E., Mail Stop 4546 Washington, D.C. 20549-4546 Re: Schmitt Industries, Inc. Registration Statement on Form S-3 Filed May 2, 2022 File No. 333-264622 Ladies and Gentlemen: The unders |
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| May 2, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Schmitt Industries, Inc. |
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| May 2, 2022 |
As filed with the Securities and Exchange Commission on May 2, 2022 As filed with the Securities and Exchange Commission on May 2, 2022 Registration No. |
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| May 2, 2022 |
Exhibit 4.3 SCHMITT INDUSTRIES, INC. Issuer AND as Trustee INDENTURE Dated as of , 20 Debt Securities CROSS-REFERENCE TABLE(1) SECTION OF TRUST INDENTURE ACT OF 1939, AS AMENDED SECTION(S) OF INDENTURE 310(a) 7.9 310(b) 7.8 311(a) 7.13 311(b) 7.13 312(a) 5.1, 5.2(a) 312(b) 5.2(b) 312(c) 5.2(c) 313(a) 5.4 313(b) 5.4 313(c) 5.4 313(d) 5.4 314(a) 5.3, 14.12 314(c) 14.7(a) 314(e) 14.7(b) 315(a) 7.1 31 |
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| April 14, 2022 |
SCHMITT ANNOUNCES FY22 Q3 RESULTS AND STRATEGIC INTENTION TO FOCUS ON AMPLE HILLS CREAMERY Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT ANNOUNCES FY22 Q3 RESULTS AND STRATEGIC INTENTION TO FOCUS ON AMPLE HILLS CREAMERY April 14, 2022 NASDAQ: SMIT Portland, Oregon ? Schmitt Industries, Inc. (NASDAQ: SMIT) (the ?Company? or ?Schmitt?) today announced its results for the third quarter of fiscal year 2022. In addition, the Company announced its intention to focus on Ample Hills Creamery (?Am |
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| April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended February 28, 2022 ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-38964 SCHMITT INDUSTRIES, |
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| April 14, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 14, 2022 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organizatio |
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| April 14, 2022 |
Secured Grid Promissory Note, dated April 13, 2022, in favor of Sententia Capital Management LLC THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR APPLICABLE STATE SECURITIES LAWS. |
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| January 14, 2022 |
Schmitt Announces Second Quarter Fiscal 2022 Operating Results IMMEDIATE NEWS RELEASE Schmitt Announces Second Quarter Fiscal 2022 Operating Results January 14, 2022 NASDAQ: SMIT Portland, Oregon ? Schmitt Industries, Inc. |
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| January 14, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 14, 2022 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organizat |
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| January 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended November 30, 2021 ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-38964 SCHMITT INDUSTRIES, |
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| December 16, 2021 |
Schmitt Industries 2021 Annual Meeting Q&A Schmitt Industries 2021 Annual Meeting Q&A 1. What levers do you have left to pull on the capital allocation side? Schmitt Chairman and CEO Michael Zapata: When we looked at this investment we anticipated the three phases we discussed, as well as what would be needed to execute along those phases. First was the cash on the balance sheet that we expected to fund Ample Hills through its acquisition |
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| December 16, 2021 |
Schmitt Industries, Inc. 2021 Annual Shareholders’ Meeting Presentation |
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| December 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 10, 2021 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organiza |
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| November 19, 2021 |
Press Release, dated November 19, 2021. Exhibit 99.1 Activist Investing LLC Announces 9.9% Ownership Interest in Schmitt Industries, Inc. November 19, 2021 (GLOBE NEWSWIRE) NEW YORK ? Activist Investing LLC (together with its affiliates, ?Activist Investing? or ?we?), today announced the acquisition of approximately 9.9% of the outstanding shares of Schmitt Industries, Inc. (NASDAQ: SMIT) (?Schmitt? or the ?Company?). David Elliot Lazar |
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| November 19, 2021 |
SMIT / Schmitt Industries, Inc. / Activist Investing LLC - THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Schmitt Industries, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 806870200 (CUSIP Number) DAVID E. LAZAR C/O ACTIVIST |
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| November 19, 2021 |
Joint Filing Agreement, dated November 19, 2021. Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, no par value, of Schmitt Industries, Inc., an Oregon corporation. This Join |
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| November 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 12, 2021 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organiza |
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| November 17, 2021 |
SCHMITT INDUSTRIES, INC. Unaudited Pro Forma Consolidated Statements of Operations Exhibit 99.2 SCHMITT INDUSTRIES, INC. Unaudited Pro Forma Consolidated Statements of Operations Three Months Ended August 31, Pro Forma Adjusted 2021 2020 Adjustment 8/31/2021 Net sales $ 3,759,175 $ 1,507,485 $ ? $ 3,759,175 Cost of revenue 1,349,975 899,841 ? 1,349,975 Gross profit 2,409,200 607,644 ? 2,409,200 Operating expenses General, administrative and sales 4,130,686 2,086,716 ? 4,130,686 |
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| November 17, 2021 |
Exhibit 10.1 REAL ESTATE PURCHASE AND SALE AGREEMENT This Real Estate Purchase And Sale Agreement (?Agreement?) is made this 14th day of October, 2021, by and between Schmitt Industries, Inc., an Oregon Corporation ("Seller"), and Sierra Auto Properties LLC, a California limited liability company and/or assigns ("Purchaser"). For and in consideration of the mutual covenants contained herein, the s |
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| November 17, 2021 |
SCHMITT INDUSTRIES COMPLETES SALE OF 28TH STREET PROPERTY Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES COMPLETES SALE OF 28TH STREET PROPERTY PORTLAND, OR, November 11, 2021 ? Schmitt Industries, Inc. (NASDAQ: SMIT) today announced the sale of the 28th Street building for $5.1 million with net proceeds of $4.7 million. The transaction was funded and closed on November 10, 2021 following a 21-day review process and 3 day close. Michael Zapata, C |
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| November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| October 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 22, 2021 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organizat |
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| October 22, 2021 |
SCHMITT INDUSTRIES APPOINTS ALEX ZYNGIER TO ITS BOARD Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES APPOINTS ALEX ZYNGIER TO ITS BOARD PORTLAND, OR, October 22, 2021 ? Schmitt Industries, Inc. (NASDAQ: SMIT) today announced the appointment of Alex Zyngier as the fifth member of the Company?s Board of Directors (the ?Board?) effective October 22, 2021. Mr. Zyngier is an ?independent director? according to the rules of the Securities and Excha |
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| October 20, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 20, 2021 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organizat |
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| October 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 31, 2021 ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-38964 SCHMITT INDUSTRIES, IN |
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| October 20, 2021 |
Schmitt Announces First Quarter Fiscal 2022 Operating Results Exhibit 99.1 IMMEDIATE NEWS RELEASE Schmitt Announces First Quarter Fiscal 2022 Operating Results October 20, 2021 NASDAQ: SMIT Portland, Oregon ? Schmitt Industries, Inc. (NASDAQ: SMIT) (the ?Company? or ?Schmitt?) today announced its operating results for the fiscal quarter ended August 31, 2021. The operating results for the three months ended August 31, 2021 and August 30, 2020 include financi |
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| October 18, 2021 |
SEC FILE NUMBER 001-38964 CUSIP NUMBER 806870200 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended May 31, 2021 Commission File Number: 001-38964 SCHMITT INDUSTRIES, INC. Oregon 93-1151989 State of Incorporation IRS Employer Identification Number 2765 N.W. Nicolai Street Portland, Oreg |
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| August 31, 2021 |
Subsidiaries of Schmitt Industries, Inc. as of May 31, 2021. Subsidiary State of Incorporation or Country in Which Organized Schmitt Measurement Systems, Inc. |
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| August 31, 2021 |
Schmitt Announces Fiscal 2021 Operating Results IMMEDIATE NEWS RELEASE Schmitt Announces Fiscal 2021 Operating Results August 31, 2021 NASDAQ: SMIT Portland, Oregon ? Schmitt Industries, Inc. |
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| August 31, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 31, 2021 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organizati |
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| August 31, 2021 |
SEC FILE NUMBER 001-38964 CUSIP NUMBER 806870200 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal year ended: May 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission File Number: 001-38964 SCHMITT INDUSTRIES, I |
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| June 2, 2021 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 28, 2021 SCHMITT INDUSTRIES, INC. (Exact Name of Registrant as Specified in Its Charter) Oregon 001-38964 93-1151989 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| May 18, 2021 |
Letter from Moss Adams LLP to the Securities and Exchange Commission dated May 18, 2021. Exhibit 16.1 May 18, 2021 Securities and Exchange Commission 100F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Schmitt Industries, Inc. included in Item 4.01 of its Form 8-K dated May 13, 2021. We agree with the statements concerning our Firm contained therein. Respectfully, /s/ Moss Adams LLP |
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| May 18, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 13, 2021 SCHMITT INDUSTRIES, INC. (Exact Name of Registrant as Specified in Its Charter) Oregon 001-38964 93-1151989 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| April 23, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 22, 2021 SCHMITT INDUSTRIES, INC. (Exact Name of Registrant as Specified in Its Charter) Oregon 001-38964 93-1151989 (State or Other Jurisdiction of Incorporation) (Commission F |
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| April 23, 2021 |
Schmitt Announces Third Quarter Fiscal 2021 Operating Results Exhibit 99.1 IMMEDIATE NEWS RELEASE Schmitt Announces Third Quarter Fiscal 2021 Operating Results April 22, 2021 NASDAQ: SMIT Portland, Oregon – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) today announced its operating results for the fiscal quarter ended February 28, 2021. The operating results for the nine months ended February 28, 2021 include financial results from Sch |
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| April 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended February 28, 2021 ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-38964 SCHMITT INDUSTRIES, |
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| April 15, 2021 |
SEC FILE NUMBER 001-38964 CUSIP NUMBER 806870200 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 27, 2021 |
Articles of Amendment to Articles of Incorporation of Schmitt Industries, Inc. Exhibit 3.1 ARTICLES OF AMENDMENT TO THE ARTICLES OF INCORPORATION OF SCHMITT INDUSTIRES INC. Pursuant to Section 60.134 of the Oregon Revised Statues, SCHMITT INDUSTRIES INC., a corporation organized and existing under the Oregon Revised Statues (the “Corporation”), DOES HEREBY CERTIFY: FIRST: That the following resolutions setting forth the proposed elimination of the Corporation’s Series A Juni |
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| January 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Schmitt Industries, Inc. (Exact name of registrant as specified in its charter) Oregon 93-1151989 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) |
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| January 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 25, 2021 SCHMITT INDUSTRIES, INC. (Exact Name of Registrant as Specified in Its Charter) Oregon 001-38964 93-1151989 (State or Other Jurisdiction of Incorporation) (Commission |
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| January 27, 2021 |
Exhibit 4.1 AMENDMENTS TO RIGHTS AGREEMENT Amendment, dated as of January 25, 2021 (this “Amendment”), by and between Schmitt Industries, Inc. (the “Corporation”) and Broadridge Corporate Issuer Solutions, Inc., as duly appointed rights agent (the “Rights Agent”) to the Section 382 Rights Agreement, dated as of July 1, 2019 (the “Rights Agreement”), by and between the Corporation and the Rights Ag |
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| January 15, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 14, 2021 SCHMITT INDUSTRIES, INC. (Exact Name of Registrant as Specified in Its Charter) Oregon 001-38964 93-1151989 (State or Other Jurisdiction of Incorporation) (Commission |
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| January 15, 2021 |
Schmitt Announces Second Quarter Fiscal 2021 Operating Results Exhibit 99.1 IMMEDIATE NEWS RELEASE Schmitt Announces Second Quarter Fiscal 2021 Operating Results January 14, 2021 NASDAQ: SMIT Portland, Oregon – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) today announced its operating results for the fiscal quarter ended November 30, 2020. The operating results for the six months ended November 30, 2020 include first quarter financial |
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| January 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended November 30, 2020 ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 000-23996 SCHMITT INDUSTRIES, |
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| January 14, 2021 |
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement"), by and between Schmitt Industries, Inc. |
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| January 14, 2021 |
MULTI-TENANT NET LEASE (BUSINESS PARK – OREGON) SECTION 1. LEASE TERMS. 1.1 Date of Lease , 2020 1.2 Tenant: Humboldt Street Collective, LLC (“Tenant”) Trade Name: Premises Address: Great Notion Brewing & Barrel House 2451 NW 28th Avenue Portland, Oregon 97210 Notice Address: 2444 NW 28th Avenue Portland, Oregon 97210 E-Mail Address: 1.3 Landlord: Notice Address: Schmitt Industries, Inc. 2765 NW N |
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| December 14, 2020 |
Submission of Matters to a Vote of Security Holders - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 10, 2020 SCHMITT INDUSTRIES, INC. (Exact Name of Registrant as Specified in Its Charter) Oregon 001-38964 93-1151989 (State or Other Jurisdiction of Incorporation) (Commissio |
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| December 11, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 10, 2020 SCHMITT INDUSTRIES, INC. (Exact Name of Registrant as Specified in Its Charter) Oregon 001-38964 93-1151989 (State or Other Jurisdiction of Incorporation) (Commissio |
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| December 11, 2020 |
begin 644 ex991to8k1225200112092020.pdf M)5!$1BTQ+C<-)>+CS],-"C$V,38@,"!O8FH-/#PO1FEL=&5R+T9L871E1&5C M;V1E+T9I(X (DP,%JLO@S, RL[=N[O;.=C=>X(-C; M#[VC7FFPHQEA9F1;^9 /0FK^*HU&DDK=<\7#373721?O5F,M=:X M$NNG,X'XVBRS<:Z;'*PQG?14%?\90-62(3NF*(2F="[@S%2":&^DS)WL0< MC+==,,DFXUVM(->'?;"AVJK?I*Y^DZNM7)^Q7:K&?)>X#=5:K+9KR9N0B+S MT<0N.BXE$ZT+7"HF.E=J*72UE/FY4!M0F\&E8*(/%QM4 R6[=5J8^PLEW(M M);87JI4DEF/';2]5R[A |
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| December 11, 2020 |
Schmitt Industries, Inc. Post-Annual Meeting Business Update Exhibit 99.2 Schmitt Industries, Inc. Post-Annual Meeting Business Update Participants: Michael Zapata – Schmitt Industries, Inc., Chairman & Chief Executive Officer Philip Bosco – Schmitt Industries, Inc., Chief Financial Officer & Treasurer Jamie Schmidt – Schmitt Industries, Inc., Corporate Development Questions and Answers: Jamie Schmidt: We had a number of investors send us questions ahead of |
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| November 24, 2020 |
SCHMITT INDUSTRIES ANNUAL MEETING AND UPDATE VIDEOCONFERENCE TO BE HELD DECEMBER 10, 2020 Exhibit 99.1 SCHMITT INDUSTRIES ANNUAL MEETING AND UPDATE VIDEOCONFERENCE TO BE HELD DECEMBER 10, 2020 PORTLAND, OR, November 23, 2020 – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) reminds its shareholders that Schmitt’s 2020 annual meeting (the “Annual Meeting”) will be held on December 10, 2020, at 8:30 a.m. Pacific Time, at Schmitt’s offices at 2765 N.W. Nicolai Street, |
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| November 24, 2020 |
Financial Statements and Exhibits, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 23, 2020 SCHMITT INDUSTRIES, INC. (Exact Name of Registrant as Specified in Its Charter) Oregon 001-38964 93-1151989 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| November 2, 2020 |
SCHMITT INDUSTRIES RECEIVES COMPLIANCE NOTICE FROM NASDAQ Exhibit 99.1 SCHMITT INDUSTRIES RECEIVES COMPLIANCE NOTICE FROM NASDAQ PORTLAND, OR, November 2, 2020 – On November 2, 2020, Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) received written notice from the Listing Qualifications Department of The Nasdaq Stock Market LLC ("Nasdaq") notifying the Company that, based on the October 30, 2020 filing of the Company’s Form 10-Q for t |
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| November 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 2, 2020 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organizat |
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| October 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confide |
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| October 30, 2020 |
Use of Non-GAAP Financial Measures Exhibit 99.2 Use of Non-GAAP Financial Measures In addition to financial results calculated in accordance with U.S. generally accepted accounting principles (“GAAP”), information containing non-GAAP financial measures for Schmitt Industries (the “Company”) was disclosed in the Company's press release (the “Press Release”) dated October 30, 2020 announcing results for the three months ended August |
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| October 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 27, 2020 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organizat |
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| October 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended August 31, 2020 ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 000-23996 SCHMITT INDUSTRIES, IN |
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| October 30, 2020 |
CHIEF EXECUTIVE OFFICER AGREEMENT This Chief Executive Officer Agreement (“Agreement”) is made and entered into on August 26, 2020, for services commencing as of August 26, 2020 (“Commencement Date”), by and between Schmitt Industries, Inc. |
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| October 30, 2020 |
MULTI-TENANT NET LEASE (BUSINESS PARK – OREGON) SECTION 1. LEASE TERMS. 1.1 Date of Lease , 2020 1.2 Tenant: Humboldt Street Collective, LLC (“Tenant”) Trade Name: Premises Address: Great Notion Brewing & Barrel House 2755 NW Nicolai Street Portland, Oregon 97210 Notice Address: 2444 NW 28th Avenue Portland, Oregon 97210 E-Mail Address: 1.3 Landlord: Notice Address: Schmitt Industries, Inc. 2765 N |
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| October 30, 2020 |
Schmitt Announces First Quarter Fiscal 2021 Operating Results Exhibit 99.1 Schmitt Announces First Quarter Fiscal 2021 Operating Results October 30, 2020 NASDAQ: SMIT Portland, Oregon – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) today announced its operating results for the fiscal quarter ended August 31, 2020. The operating results for the first quarter include the financial results from Schmitt’s July 9, 2020 acquisition of Ample |
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| October 30, 2020 |
SCHMITT INDUSTRIES APPOINTS LILLIAN TUNG TO ITS BOARD Exhibit 99.3 SCHMITT INDUSTRIES APPOINTS LILLIAN TUNG TO ITS BOARD PORTLAND, OR, October 27, 2020 – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) today announced the appointment of Lillian Tung as the fifth member of the Company’s Board of Directors (the “Board”) effective October 27, 2020. Lillian Tung is an “independent director” according to the rules of the Securities an |
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| October 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 19, 2020 SCHMITT INDUSTRIES, INC. (Exact Name of Registrant as Specified in Its Charter) Oregon 001-38964 93-1151989 (State or Other Jurisdiction of Incorporation) (Commission |
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| October 23, 2020 |
SCHMITT INDUSTRIES DISCLOSES NOTICE FROM NASDAQ Exhibit 99.1 SCHMITT INDUSTRIES DISCLOSES NOTICE FROM NASDAQ PORTLAND, OR, October 23, 2020 – On October 19, 2020, Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) received written notice from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it did not file its Quarterly Report on Form 10-Q for the quarter ended August 3 |
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| October 16, 2020 |
SEC FILE NUMBER 001-38964 CUSIP NUMBER 806870200 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended May 31, 2020 Commission File Number 000-23996 SCHMITT INDUSTRIES, INC. Oregon 93-1151989 State of Incorporation IRS Employer Identification Number 2765 N.W. Nicolai Street Portland, Orego |
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| September 2, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 31, 2020 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organizati |
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| September 2, 2020 |
Schmitt Announces Fiscal 2020 Operating Results IMMEDIATE NEWS RELEASE Schmitt Announces Fiscal 2020 Operating Results August 31, 2020 NASDAQ: SMIT Portland, Oregon – Schmitt Industries, Inc. |
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| August 31, 2020 |
Subsidiaries of Schmitt Industries, Inc. as of May 31, 2020. Subsidiary State of Incorporation or Country in Which Organized Schmitt Measurement Systems, Inc. Oregon Schmitt Europe, Ltd. United Kingdom Schmitt Industries Canada, Ltd. Canada |
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| August 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal year ended: May 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38964 SCHMITT INDUSTRIES |
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| August 31, 2020 | ||
| August 31, 2020 |
Exhibit 4.3 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Schmitt Industries, Inc. (“Schmitt” or the “Company”) has authority to issue 22,000,000 shares of capital stock (the “Capital Stock”), consisting of 20,000,000 shares of common stock, no par value per share (the “Common Stock”), and 2,000,000 shares of preferred stock, no |
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| August 31, 2020 | ||
| August 27, 2020 |
SMIT / Schmitt Industries, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) Schmitt Industries, Inc. (Name of Issuer) Common stock, no par value (Title of Class of Securities) 806870200 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person A |
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| July 21, 2020 |
SCHMITT INDUSTRIES ANNOUNCES FINAL RESULTS OF DUTCH TENDER OFFER Exhibit (a)(5)(D) IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES ANNOUNCES FINAL RESULTS OF DUTCH TENDER OFFER PORTLAND, OR, July 21, 2020 – Schmitt Industries, Inc. |
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| July 21, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Schmitt Industries, Inc. (Name of Subject Company) Schmitt Industries, Inc. (Names of Filing Persons - Offeror) Common Stock - no par value (Title of Class of Securities) 806870200 (CUSIP Number of Cl |
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| July 15, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Schmitt Industries, Inc. (Name of Subject Company) Schmitt Industries, Inc. (Names of Filing Persons - Offeror) Common Stock - no par value (Title of Class of Securities) 806870200 (CUSIP Number of Cl |
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| July 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 9, 2020 SCHMITT INDUSTRIES, INC. (Exact Name of Registrant as Specified in Its Charter) Oregon 001-38964 93-1151989 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| July 15, 2020 |
SCHMITT PURCHASES AMPLE HILLS CREAMERY, INC ASSETS Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT PURCHASES AMPLE HILLS CREAMERY, INC ASSETS PORTLAND, OR, July 10, 2020 – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) announced today that it has closed the acquisition of the assets of Ample Hills Creamery, Inc. and its subsidiaries (collectively, “Ample Hills”). Ample Hills will reopen nine locations in the coming weeks, rehire |
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| July 15, 2020 |
Exhibit 2.1 ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (“Agreement”) is made as of June 29, 2020, by and among AMPLE HILLS ACQUISITION, LLC, a New York limited liability company (“Buyer”), and AMPLE HILLS HOLDINGS, INC., a Delaware corporation (“Company”), AMPLE HILLS CREAMERY, INC., a New York corporation (“AHC”), AMPLE HILLS SUBSIDIARIES, listed on Schedule 1 (each a “Seller” and col |
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| July 15, 2020 |
SCHMITT PROVIDES LISTING UPDATE FOLLOWING ACQUISITION OF AMPLE HILLS Exhibit 99.2 IMMEDIATE NEWS RELEASE SCHMITT PROVIDES LISTING UPDATE FOLLOWING ACQUISITION OF AMPLE HILLS PORTLAND, OR, July 13, 2020 – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) announced today that Schmitt’s Board of Directors (the “Board”) has unanimously passed a resolution for Schmitt to remain listed on the NASDAQ market. In conjunction with the acquisition of the as |
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| July 13, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Schmitt Industries, Inc. (Name of Subject Company) Schmitt Industries, Inc. (Names of Filing Persons - Offeror) Common Stock - no par value (Title of Class of Securities) 806870200 (CUSIP Number of Cl |
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| July 13, 2020 |
SCHMITT INDUSTRIES ANNOUNCES EXTENSION OF DUTCH TENDER OFFER Exhibit (a)(5)(B) IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES ANNOUNCES EXTENSION OF DUTCH TENDER OFFER PORTLAND, OR, July 13, 2020 – Schmitt Industries, Inc. |
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| June 11, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 9, 2020 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organizat |
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| June 11, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Schmitt Industries, Inc. (Name of Subject Company) Schmitt Industries, Inc. (Names of Filing Persons - Offeror) Common Stock - no par value (Title of Class of Securities) 806870200 (CUSIP Number of Class of Securities) |
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| June 11, 2020 |
Exhibit (a)(1)(D) Offer to Purchase for Cash by Schmitt Industries, inc. Up to $2,500,000 of Shares of its Common Stock At a Cash Purchase Price not Less than $3.00 nor Greater than $3.25 per Share The Offer, Proration Period and Withdrawal Rights will Expire at 5:00 P.M., Eastern Time, on July 10, 2020, Unless the Offer is Extended (the “Expiration Date”) June 11, 2020 To Brokers, Dealers, Commer |
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| June 11, 2020 |
Exhibit (a)(1)(A) Offer to Purchase for Cash by Schmitt Industries, Inc. Up to $2,500,000 of Shares of its Common Stock At a Cash Purchase Price not Less than $3.00 nor Greater than $3.25 per Share The Offer, Proration Period and Withdrawal Rights will Expire at 5:00 P.M., Eastern Time, on July 10, 2020, Unless the Offer is Extended Schmitt Industries, Inc., an Oregon corporation (“we,” “us,” “our |
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| June 11, 2020 |
Exhibit (a)(1)(E) Offer to Purchase for Cash by SCHMITT INDUSTRIES, inc. Up to $2,500,000 of Shares of its Common Stock At a Cash Purchase Price not Less than $3.00 nor Greater than $3.25 per Share The Offer, Proration Period and Withdrawal Rights will Expire at 5:00 P.M., Eastern Time, on July 10, 2020, Unless the Offer is Extended (the “Expiration Date”) June 11, 2020 To Our Clients: Enclosed fo |
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| June 11, 2020 |
Exhibit (a)(1)(B) LETTER OF TRANSMITTAL TO Tender Shares of Common Stock of Schmitt INdustries, inc. |
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| June 11, 2020 |
Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY for Tender of Shares of Common Stock BY Schmitt Industries, inc. |
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| June 3, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Schmitt Industries, Inc. (Name of Subject Company) Schmitt Industries, Inc. (Names of Filing Persons - Offeror) Common Stock, no par value (Title of Class of Securities) 806870200 (CUSIP Number of Class of Securities) |
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| April 16, 2020 |
Schmitt Announces Third Quarter 2020 Operating Results April 14, 2020 NASDAQ: SMIT EX-99.1 Exhibit 99.1 IMMEDIATE NEWS RELEASE Schmitt Announces Third Quarter 2020 Operating Results April 14, 2020 NASDAQ: SMIT Portland, Oregon – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) today announced its operating results for the third quarter of Fiscal 2020. Highlights of the three and nine months ended February 29, 2020: • Company revenue decreased 2.3% and 8.6% fo |
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| April 16, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 14, 2020 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organiz |
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| April 14, 2020 |
10-Q 1 d858585d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: February 29, 2020 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: To: Co |
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| February 20, 2020 |
SCHMITT INDUSTRIES ANNOUNCES DELAY OF DELISTING AND DEREGISTRATION OF ITS COMMON STOCK EX-99.1 Exhibit 99.1 SCHMITT INDUSTRIES ANNOUNCES DELAY OF DELISTING AND DEREGISTRATION OF ITS COMMON STOCK PORTLAND, OR, February 19, 2020 – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) today announced it will delay the delisting and deregistration of its common stock (the “Common Stock”) from the NASDAQ Stock Market (“NASDAQ”). Accordingly, the Company has not filed a For |
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| February 20, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 19, 2020 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or orga |
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| February 5, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 31, 2020 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organ |
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| February 5, 2020 |
SCHMITT INDUSTRIES ANNOUNCES INTENTION TO DELIST AND DEREGISTER ITS COMMON STOCK EX-99.1 Exhibit 99.1 SCHMITT INDUSTRIES ANNOUNCES INTENTION TO DELIST AND DEREGISTER ITS COMMON STOCK PORTLAND, Ore, Feb. 04, 2020 (GLOBE NEWSWIRE) — Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) today announced its intention to delist its common stock from the NASDAQ Stock Market (“NASDAQ”) and list on the OTC Pink Market. Shifting the listing allows Schmitt to save costs a |
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| January 16, 2020 |
EX-99.1 Exhibit 99.1 IMMEDIATE NEWS RELEASE Schmitt Announces Second Quarter 2020 Operating Results and CFO Appointment January 14, 2020 NASDAQ: SMIT Portland, Oregon – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) today announced its operating results for the second quarter of Fiscal 2020. Highlights of the three and six months ended November 30, 2019: • Schmitt completed t |
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| January 16, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 14, 2020 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organ |
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| January 16, 2020 |
Employment Agreement for Jamie Schmidt dated January 14, 2020. EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”), by and between Schmitt Industries, Inc., an Oregon corporation (the “Company”), and Jamie Schmidt (“Executive”), is entered into and effective this 14th day of January, 2020 (the “Effective Date”). RECITALS A. The Company is engaged primarily in the business of designing, manufacturing and selling high precisio |
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| January 14, 2020 |
SMIT / Schmitt Industries, Inc. 10-Q - Quarterly Report - 10-Q 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: November 30, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: To: Commission File Number: 001-38964 SCHMITT I |
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| December 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Schmitt Industries, Inc (Name of Issuer) Common stock, no par value (Title of Class of Securities) 806870200 (CUSIP Number) MICHAEL R. ZAPATA SENTENTIA CAPITAL MANAGEMENT LLC New York, New York (212) 851-3488 ANDREW M. FREEDMAN, ESQ. OLSHAN FROME WOLOSKY |
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| December 19, 2019 |
SMIT / Schmitt Industries, Inc. / Pistor Walter Brown - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| December 18, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 17, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or orga |
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| December 18, 2019 |
SCHMITT INDUSTRIES ANNOUNCES CFO RESIGNATION EX-99.2 EXHIBIT 99.2 SCHMITT INDUSTRIES ANNOUNCES CFO RESIGNATION PORTLAND, OR, December 18, 2019 – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) announced today that Regina Walker has tendered her resignation as Chief Financial Officer of the Company, effective January 15, 2020. Ms. Walker is leaving Schmitt to pursue an executive position at a private, Washington based com |
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| December 18, 2019 |
SCHMITT INDUSTRIES AND DIRECTORS ACQUIRE 509,331 SHARES OF SMIT EX-99.1 EXHIBIT 99.1 SCHMITT INDUSTRIES AND DIRECTORS ACQUIRE 509,331 SHARES OF SMIT PORTLAND, OR, December 18, 2019 – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) today announced that the Company, together with three directors (“Directors”) of the Schmitt Board of Directors (the “Board’), acquired 509,331 shares of common stock of Schmitt (the “Shares”) from Walter Brown P |
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| December 11, 2019 |
Submission of Matters to a Vote of Security Holders 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 5, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or o |
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| December 9, 2019 |
Entry into a Material Definitive Agreement, Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 5, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or organ |
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| December 5, 2019 |
EX-99.1 ANNUAL SHAREHOLDERS’ MEETING DECEMBER 5, 2019 Exhibit 99.1 FORWARD LOOKING STATEMENTS Statements made in this presentation may constitute "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Such forward-looking statements relate to, without limitation, the Company's fut |
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| December 5, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 4, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or organ |
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| December 4, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 3, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or organ |
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| December 4, 2019 |
SCHMITT INDUSTRIES ANNOUNCES $2M STOCK REPURCHASE PLAN EX-99.1 EXHIBIT 99.1 SCHMITT INDUSTRIES ANNOUNCES $2M STOCK REPURCHASE PLAN PORTLAND, OR, December 3, 2019 – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) today announced that its Board of Directors authorized a share repurchase plan (the “Plan”) to buy up to $2 million of its common stock. Schmitt intends to purchase shares from time to time through open market and private |
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| November 27, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 27, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 001-38964 93-1151989 (State or other jurisdiction of incorporation or orga |
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| November 27, 2019 |
EX-99.2 EXHIBIT 99.2 LEASE AGREEMENT This Lease is made this 22nd day of November, 2019, by Schmitt Industries, Inc. (“Landlord”), an Oregon corporation, and Tosei America, Inc., an Ohio corporation (“Tenant”). In consideration of the promises herein contained, Landlord and Tenant agree as follows: 1. Premises. Landlord hereby leases to Tenant and Tenant hereby leases from Landlord, on the terms o |
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| November 27, 2019 |
EX-99.1 EXHIBIT 99.1 TRANSITION SERVICES AGREEMENT This Transition Services Agreement (as amended or modified hereafter, this “Agreement”), dated as of November 22, 2019, is by and among SCHMITT INDUSTRIES, INC., an Oregon corporation (“Seller”), TOSEI AMERICA, INC., a Ohio corporation (“U.S. Buyer”) and TOSEI ENGINEERING CORP., a company organized and existing under the laws of Japan (“UK Buyer” |
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| November 27, 2019 |
SCHMITT INDUSTRIES, INC. Unaudited Pro Forma Consolidated Financial Information EX-99.4 EXHIBIT 99.4 SCHMITT INDUSTRIES, INC. Unaudited Pro Forma Consolidated Financial Information The following unaudited pro forma consolidated balance sheet as of August 31, 2019 and the unaudited pro forma consolidated statements of operations for the three months ended August 31, 2019 and the years ended May 31, 2019 and 2018, have been derived from the historical consolidated financial sta |
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| November 27, 2019 |
EX-99.3 EXHIBIT 99.3 SCHMITT INDUSTRIES COMPLETES SALE OF SBS BUSINESS LINE FOR $10.5 MILLION November 27, 2019 NASDAQ: SMIT Portland, Oregon, – Schmitt Industries, Inc. (“Schmitt” or the “Company”) (NASDAQ: SMIT) today announced that it has closed on the sale of its Schmitt Dynamic Balance Systems (“SBS”) business line to Tosei Engineering Corp. and Tosei America, Inc. (collectively “Tosei”), for |
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| October 31, 2019 |
SMIT / Schmitt Industries, Inc. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ |
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| October 31, 2019 |
SMIT / Schmitt Industries, Inc. DEF 14A - - DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 23, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 21, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or organ |
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| October 23, 2019 |
SCHMITT INDUSTRIES ANNOUNCES CFO APPOINTMENT EX-99.1 Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES ANNOUNCES CFO APPOINTMENT PORTLAND, OR, October 23, 2019 – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) is pleased to announce the appointment of Regina (“Gina”) Walker, CPA (“Ms. Walker”), as Chief Financial Officer (“CFO”) of the Company, effective immediately. “I am excited to welcome Gina to the Schmitt team |
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| October 23, 2019 |
Employment Agreement for Regina Walker dated October 21, 2019. EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”), by and between Schmitt Industries, Inc., an Oregon corporation (the “Company”), and Regina Walker (“Executive”), is entered into and effective this 21st day of October, 2019 (the “Effective Date”). RECITALS A. The Company is engaged primarily in the business of designing, manufacturing and selling high precisio |
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| October 18, 2019 |
SMIT / Schmitt Industries, Inc. PRE 14A - - PRE 14A PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 11, 2019 |
Asset Purchase Agreement and Stock Purchase Agreement dated October 9, 2019. EX-1.01(a) Exhibit 1.01(a) EXECUTION COPY ASSET PURCHASE AGREEMENT and STOCK PURCHASE AGREEMENT among SCHMITT INDUSTRIES, INC. TOSEI ENGINEERING CORP. and TOSEI AMERICA, INC. dated as of October 9, 2019 Table of Contents Page Article I DEFINITIONS 1 Article II PURCHASE AND SALE 14 Section 2.01 Purchase and Sale of Assets 14 Section 2.02 Purchase and Sale of UK Shares 15 Section 2.03 Excluded Asset |
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| October 11, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 9, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or organi |
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| October 11, 2019 |
SCHMITT INDUSTRIES REACHES AGREEMENT TO SELL SBS BUSINESS LINE FOR $10.5M EX-99.1 Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES REACHES AGREEMENT TO SELL SBS BUSINESS LINE FOR $10.5M • STRATEGIC SALE TO TOSEI ENGINEERING CORP • PURCHASE PRICE OF $10.5 MILLION IN CASH • TOSEI LEASES SCHMITT’S 28TH STREET PROPERTY FOR 10-YEARS • 30-DAY GO SHOP PERIOD October 10, 2019 NASDAQ: SMIT Portland, Oregon, – Schmitt Industries, Inc. (“Schmitt”) (NASDAQ: SMIT) today announ |
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| October 8, 2019 |
SMIT / Schmitt Industries, Inc. 10-Q - Quarterly Report - 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 8, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 8, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or organi |
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| October 8, 2019 |
EX-99.1 Exhibit 99.1 IMMEDIATE NEWS RELEASE Schmitt Announces Positive First Quarter 2020 Operating Results and Annual Shareholders Meeting October 8, 2019 NASDAQ: SMIT Portland, Oregon – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) today announced its operating results for the first quarter of Fiscal 2020. Highlights of the quarter ended August 31, 2019: • Consolidated rev |
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| September 27, 2019 |
SMIT / Schmitt Industries, Inc. 10-K/A - Annual Report - 10-K/A 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 26, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 23, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or organi |
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| August 26, 2019 |
SCHMITT INDUSTRIES ANNOUNCES CFO RESIGNATION EX-99.1 Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES ANNOUNCES CFO RESIGNATION PORTLAND, OR, August 26, 2019 – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) announced today that Ann M. Ferguson submitted her letter of resignation as Chief Financial Officer of the Company, effective November 30, 2019. Ms. Ferguson’s resignation was not the result of any disagreement |
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| August 21, 2019 |
SMIT / Schmitt Industries, Inc. 10-K - Annual Report - 10-K 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 21, 2019 |
Subsidiaries of Schmitt Industries, Inc. as of May 31, 2019. EX-21.1 EXHIBIT 21.1 SUBSIDIARIES OF SCHMITT INDUSTRIES, INC. AS OF MAY 31, 2019 Subsidiary State of Incorporation or Country in Which Organized Schmitt Measurement Systems, Inc. Oregon Schmitt Europe, Ltd. United Kingdom Schmitt Industries Canada, Ltd. Canada |
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| August 1, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 30, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or organiza |
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| August 1, 2019 |
SCHMITT INDUSTRIES ANNOUNCES MANAGEMENT AND GOVERNANCE UPDATES EX-99.1 Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES ANNOUNCES MANAGEMENT AND GOVERNANCE UPDATES - BOARD APPOINTS MICHAEL R. ZAPATA AS CHIEF EXECUTIVE OFFICER - IMPLEMENTATION OF PERFORMANCE-BASED PAY FOR EXECUTIVES - IMPLEMENTATION OF SUGGESTED MINIMUM SHARE OWNERSHIP REQUIREMENTS - PROPOSAL FOR DECLASSIFIED BOARD AT 2019 ANNUAL MEETING August 1, 2019 NASDAQ: SMIT Portland, Oregon – Sch |
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| August 1, 2019 |
Consulting Agreement for Sententia Capital Management, LLC dated July 30, 2019. EX-10.1 Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement is made as of this 30th day of July, 2019, by and between Schmitt Industries, Inc. (the “Company”) and Sententia Capital Management, LLC (“Consultant”). RECITALS: WHEREAS, the Board of Directors (the “Board”) of the Company has appointed Michael R. Zapata (“Zapata”) to serve as the Company’s president and chief executive officer; |
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| July 31, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 31, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or organiza |
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| July 31, 2019 |
Schmitt Industries Announces Fiscal 2019 Operating Results July 31, 2019 NASDAQ: SMIT EX-99.1 Exhibit 99.1 IMMEDIATE NEWS RELEASE Schmitt Industries Announces Fiscal 2019 Operating Results July 31, 2019 NASDAQ: SMIT Portland, Oregon – Schmitt Industries, Inc. (NASDAQ: SMIT) today announced its financial results for the fiscal year ended May 31, 2019. For the year ended May 31, 2019, the Company reported consolidated revenue of $13,810,161, compared to $13,888,063 and $12,397,643 fo |
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| July 2, 2019 |
SMIT / Schmitt Industries, Inc. 8-A12B - - 8-A12B 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Schmitt Industries, Inc. (Exact name of registrant as specified in its charter) Oregon 93-1151989 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 2765 N.W. Nico |
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| July 2, 2019 |
SCHMITT INDUSTRIES ADOPTS STOCKHOLDER RIGHTS PLAN TO PROTECT THE VALUE OF ITS NET OPERATING LOSSES EX-99.1 Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES ADOPTS STOCKHOLDER RIGHTS PLAN TO PROTECT THE VALUE OF ITS NET OPERATING LOSSES PORTLAND, OR, July 2, 2019 – Schmitt Industries, Inc. (NASDAQ: SMIT) announced today that the Company’s Board of Directors (the “Board”) has adopted a stockholder rights plan in an effort to protect its net operating loss carryforwards (“NOLs”) under Sectio |
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| July 2, 2019 |
Articles of Amendment to Articles of Incorporation of Schmitt Industries, Inc. EX-3.1 Exhibit 3.1 ARTICLES OF AMENDMENT TO ARTICLES OF INCORPORATION OF SCHMITT INDUSTRIES INC. Pursuant to Section 60.134 of the Oregon Revised Statutes, Schmitt Industries Inc., a corporation organized and existing under the Oregon Revised Statutes (the “Corporation”), DOES HEREBY CERTIFY: That pursuant to the authority conferred upon the Board of Directors of the Corporation (the “Board”) by t |
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| July 2, 2019 |
EX-4.1 Exhibit 4.1 SECTION 382 RIGHTS AGREEMENT by and between SCHMITT INDUSTRIES, INC. and BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC., as Rights Agent Dated as of July 1, 2019 TABLE OF CONTENTS Page Section 1. Certain definitions 1 Section 2. Appointment of the Rights Agent 7 Section 3. Issuance of Rights Certificates 8 Section 4. Form of Rights Certificates 9 Section 5. Countersignature and Reg |
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| July 2, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or organizat |
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| June 26, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 21, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or organiza |
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| June 26, 2019 |
SCHMITT INDUSTRIES APPOINTS STEVEN STROM TO ITS BOARD EX-99.1 Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES APPOINTS STEVEN STROM TO ITS BOARD PORTLAND, OR, June 26, 2019 – Schmitt Industries, Inc. (NASDAQ: SMIT) today announced the appointment of Steven Strom as the fifth member of the Company’s Board of Directors (the “Board”) effective June 21, 2019. Steven Strom is an “independent director” according to the rules of the Securities and Ex |
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| May 29, 2019 |
PROSPECTUS SCHMITT INDUSTRIES, INC. 397,024 Shares of Common Stock 424B4 Table of Contents Filed pursuant to Rule 424(b)(4) Registration No. 333-226581 PROSPECTUS SCHMITT INDUSTRIES, INC. 397,024 Shares of Common Stock This prospectus relates to the offer and resale by Teton Advisors, Inc., the selling stockholder, of up to an aggregate of 397,024 shares of our common stock sold to the selling stockholder in a rights offering that was consummated on December 22, |
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| May 22, 2019 |
SMIT / Schmitt Industries, Inc. CORRESP - - CORRESP Schmitt Industries, Inc. 2765 NW Nicolai Street Portland, Oregon 97210 May 22, 2019 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Schmitt Industries, Inc. Registration Statement on Form S-3, as may be amended from time to time File No. 333-226581 Request for Acceleration of Effectiveness Ladies and Gentlemen: Pursuant to Rule 461 under the Se |
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| May 10, 2019 |
SMIT / Schmitt Industries, Inc. S-3/A S-3/A S-3/A Table of Contents As filed with the Securities and Exchange Commission on May 10, 2019 Registration No. |
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| April 10, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 10, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or organiz |
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| April 10, 2019 |
Schmitt Industries Announces Third Quarter Fiscal 2019 Operating Results April 10, 2019 NASDAQ: SMIT EX-99.1 Exhibit 99.1 IMMEDIATE NEWS RELEASE Schmitt Industries Announces Third Quarter Fiscal 2019 Operating Results April 10, 2019 NASDAQ: SMIT Portland, Oregon – Schmitt Industries, Inc. (NASDAQ: SMIT) (the “Company” or “Schmitt”) today announced its operating results for the third quarter of Fiscal 2019. Highlights of the three and nine months ended February 28, 2019: • Total net sales for the |
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| April 10, 2019 |
10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 15, 2019 |
SMIT / Schmitt Industries, Inc. S-3/A S-3/A Table of Contents As filed with the Securities and Exchange Commission on February 15, 2019 Registration No. |
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| February 8, 2019 |
SMIT / Schmitt Industries, Inc. S-8 S-8 Table of Contents As filed with the Securities and Exchange Commission on February 8, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 11, 2019 |
Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 10, 2019 |
EX-99.1 Exhibit 99.1 IMMEDIATE NEWS RELEASE Schmitt Industries Announces Second Quarter Fiscal 2019 Operating Results January 10, 2019 NASDAQ: SMIT Portland, Oregon – Schmitt Industries, Inc. (NASDAQ: SMIT) today announced its operating results for the second quarter of Fiscal 2019. Highlights of the three and six months ended November 30, 2018: • Balancer segment sales increased $114,634, or 5.1% |
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| January 10, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 10, 2019 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or organ |
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| December 21, 2018 |
SMIT / Schmitt Industries, Inc. CORRESP - - CORRESP Table of Contents December 21, 2018 Securities & Exchange Commission Division of Corporation Finance Office of Electronics and Machinery Washington, D. |
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| December 20, 2018 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 18, 2018 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or orga |
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| November 30, 2018 |
Employment Agreement for Michael R. Zapata dated November 30, 2018. EX-10.2 Exhibit 10.2 EXECUTIVE CHAIRMAN AGREEMENT This Executive Chairman Agreement (“Agreement”) is made and entered into on November 30, 2018, for services commencing as of December 1, 2018 (“Commencement Date”), by and between Schmitt Industries, Inc., an Oregon corporation (“Company”), and Michael R. Zapata, an individual (“Chairman”). 1. Term. The initial term of this Agreement shall begin on |
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| November 30, 2018 |
SCHMITT INDUSTRIES ANNOUNCES STRATEGIC REORGANIZATION EX-99.1 Exhibit 99.1 IMMEDIATE NEWS RELEASE SCHMITT INDUSTRIES ANNOUNCES STRATEGIC REORGANIZATION • New Structure Focuses and Commits to Core SBS Business • Company to Seek Disposition of Non-Core Assets • David Case, CEO, Named Special Advisor to Board of Directors • Donna Witkowski Promoted to SBS President • Michael Zapata Appointed Executive Chairman, President of Schmitt PORTLAND, OR, Novembe |
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| November 30, 2018 |
Amendment to Second Restated Bylaws. EX-5.03(A) Exhibit 5.03(a) Amendment to Second Restated Bylaws Pursuant to Section 9 of the Second Restated Bylaws (the “Bylaws”) of Schmitt Industries, Inc. (the “Corporation”), the Bylaws of the Corporation are hereby amended as follows: Section 3.1 of the Bylaws is hereby amended and restated in its entirety, effective as of the date hereof, as follows: “Officers Enumerated – Appointment. The o |
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| November 30, 2018 |
Employment Agreement for Ann M. Ferguson dated November 26, 2018. EX-10.3 Exhibit 10.3 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”), by and between Schmitt Industries, Inc., an Oregon corporation (the “Company”), and Ann M. Ferguson (“Executive”), is entered into and effective this 26th day of November (the “Effective Date”). RECITALS A. The Company is engaged primarily in the business of designing, manufacturing and selling high precision t |
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| November 30, 2018 |
Employment Agreement for David W. Case dated November 26, 2018. EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”), by and between Schmitt Industries, Inc., an Oregon corporation (the “Company”), and David W. Case (“Executive”), is entered into this 26th day of November, 2018, and is effective as of October 16, 2018 (the “Effective Date”). RECITALS A. The Company is engaged primarily in the business of designing, manufacturi |
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| November 30, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 26, 2018 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or |
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| November 1, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 30, 2018 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or organ |
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| November 1, 2018 |
Schmitt Industries, Inc. Board of Directors Policy on Confidentiality dated October 12, 2018. EX-10.2 EXHIBIT 10.2 SCHMITT INDUSTRIES, INC. BOARD OF DIRECTORS POLICY ON CONFIDENTIALITY Adopted October 12, 2018 Pursuant to their fiduciary duties of loyalty and care, Directors are required to protect and hold confidential all non-public information obtained due to their directorship position absent the express or implied permission of the Board of Directors to disclose such information. Acco |
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| October 22, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Schmitt Industries, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 806870200 (CUSIP Number) Michael r. zapata sententi |
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| October 22, 2018 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stock, no par value, of Schmitt Industries, Inc., an Oregon corporation. This Joint Filing A |
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| October 18, 2018 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 16, 2018 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or organ |
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| October 15, 2018 |
10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 12, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 12, 2018 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or organ |
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| October 12, 2018 |
EX-99.1 Exhibit 99.1 IMMEDIATE NEWS RELEASE Schmitt Industries Announces First Quarter Fiscal 2019 Operating Results October 12, 2018 NASDAQ: SMIT Portland, Oregon — Schmitt Industries, Inc. (NASDAQ: SMIT) today announced its operating results for the first quarter of Fiscal 2019. Results for the three months ended August 31, 2018 reflect the Company’s on-going initiatives to focus on increasing s |
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| October 2, 2018 |
SMIT / Schmitt Industries, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| October 1, 2018 |
SMIT / Schmitt Industries, Inc. DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| September 27, 2018 |
SMIT / Schmitt Industries, Inc. DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| September 26, 2018 |
SMIT / Schmitt Industries, Inc. DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| September 25, 2018 |
SMIT / Schmitt Industries, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| September 24, 2018 |
SMIT / Schmitt Industries, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| September 20, 2018 |
SMIT / Schmitt Industries, Inc. DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| September 17, 2018 |
SMIT / Schmitt Industries, Inc. DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| September 14, 2018 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 14, 2018 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation o |
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| September 14, 2018 |
EX-99.1 Exhibit 99.1 September 2018 Dear Fellow Shareholders: Since becoming CEO of Schmitt Industries in January of this year, your Board and I have worked hard to further the Company’s strategic goals. The result of our efforts is apparent in the most recent quarterly earnings – which was the best in the last 10 years. Your Board and Management team are committed to building on and continuing th |
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| September 14, 2018 |
DEFC14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| September 13, 2018 |
SMIT / Schmitt Industries, Inc. DEFC14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| September 12, 2018 |
O L S H A N 1325 AVENUE OF THE AMERICAS ? NEW YORK, NEW YORK 10019 TELEPHONE: 212. |
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| September 12, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confid |
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| September 4, 2018 |
SMIT / Schmitt Industries, Inc. PREC14A PREC14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| August 31, 2018 |
SMIT / Schmitt Industries, Inc. PREC14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confide |
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| August 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| August 27, 2018 |
Schmitt Industries, Inc – Long Sententia Capital Management June 2018 ticker: SMIT mkt cap: $10m price: $2. |
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| August 22, 2018 |
SMIT / Schmitt Industries, Inc. DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| August 21, 2018 |
Subsidiaries of Schmitt Industries, Inc. as of May 31, 2018. EX-21.1 EXHIBIT 21.1 SUBSIDIARIES OF SCHMITT INDUSTRIES, INC. AS OF MAY 31, 2018 Subsidiary State of Incorporation or Country in Which Organized Schmitt Measurement Systems, Inc. Oregon Schmitt Europe, Ltd. United Kingdom Schmitt Industries Canada, Ltd. Canada |
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| August 21, 2018 |
10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: May 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-23996 SCHMITT INDUS |
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| August 20, 2018 |
Exhibit 99.2 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Michael R. Zapata, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with (i) the undersigned’s beneficial ownership of, or participation in a group with respect to, securities of Schmitt Industries, Inc., an Oregon corporation (the “Company”), d |
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| August 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Schmitt Industries, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 806870200 (CUSIP Number) Michael r. zapata sententi |
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| August 20, 2018 |
JOINT FILING AND SOLICITATION AGREEMENT Exhibit 99.1 JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are shareholders, direct or beneficial, of Schmitt Industries, Inc., an Oregon corporation (the “Company”); WHEREAS, Sententia Group, LP, a Delaware limited partnership, Sententia Capital Management, LLC (“Sententia Capital”), a Delaware limited liability company, Michael R. Zapata and Andrew P Hines, wish to |
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| August 3, 2018 |
SMIT / Schmitt Industries, Inc. S-3 S-3 Table of Contents As filed with the Securities and Exchange Commission on August 3, 2018 Registration No. |
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| July 24, 2018 |
SMIT / Schmitt Industries, Inc. / GAMCO INVESTORS, INC. ET AL - EXHIBIT A Activist Investment begin 644 smit03.pdf M)5!$1BTQ+C0-)>+CS],-"C,U(# @;V)J#3P\+TQI;F5A%LP(# @-C$R+C @-SDR+C!=+TUE9&EA0F]X M6S @," V,3(N," W.3(N,%TO4&%R96YT(#,R(# @4B]297-O=7)C97,\/"]0 M7!E+U!A9V4^/@UE;F1O8FH-,S@@,"!O8FH-/#PO3&5N9W1H M(#(X/CYS=')E86T-"B4@0T%.3TY?4$9)3D9?5%E013)?5$585$]&1@H-"F5N M9'-T %%RS$*0D$,!- ^I\@)QDU^=K+I[<4K M:"$((O^C>Q^10:&F>+M0G.TIC-9QUQUOTEI\OM&7I^RU5V:>A)?4B,!,L0'FF+[L/,9S\YSGG-^ MYW<[O]N>C" |
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| July 24, 2018 |
SMIT / Schmitt Industries, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Schmitt Industries, Inc. (Name of Issuer) Common stock, no par value (Title of Class of Securities) 806870200 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person A |
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| July 18, 2018 |
SMIT / Schmitt Industries, Inc. FORM 8-K (Current Report) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 18, 2018 SCHMITT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 000-23996 93-1151989 (State or other jurisdiction of incorporation or org |
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| July 18, 2018 |
EX-99.1 Exhibit 99.1 IMMEDIATE NEWS RELEASE Schmitt Industries Announces Fourth Quarter and Fiscal 2018 Operating Results July 18, 2018 NASDAQ: SMIT Portland, Oregon – Schmitt Industries, Inc. (NASDAQ: SMIT) today announced its operating results for the fourth quarter and fiscal year ended May 31, 2018. Results for the quarter and fiscal year ended May 31, 2018 reflect the Company’s on-going initi |
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| June 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Schmitt Industries, Inc (Name of Issuer) Common stock, no par value (Title of Class of Securities) 806870200 (CUSIP Number) MICHAEL R. ZAPATA SENTENTIA Capital Management LLC New York, New York (212) 851-3488 (Name, Address and Telephone Number of Person |
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| June 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Schmitt Industries, Inc (Name of Issuer) Common stock, no par value (Title of Class of Securities) 806870200 (CUSIP Number) MICHAEL R. ZAPATA SENTENTIA Capital Management LLC New York, New York (212) 851-3488 (Name, Address and Telephone Number of Person Authorized to Rece |
