Statistiques de base
CIK | 1411574 |
SEC Filings
SEC Filings (Chronological Order)
February 13, 2018 |
SCAI / Surgical Care Affiliates, Inc. / TPG Group Holdings (SBS) Advisors, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* Under the Securities Exchange Act of 1934 Surgical Care Affiliates, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Titles of Class of Securities) 86881L106 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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April 3, 2017 |
Surgical Care Affiliates 15-12B 15-12B 1 d374491d1512b.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36154 SCAI Holdings, LLC (successor in |
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March 24, 2017 |
Surgical Care Affiliates S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 24, 2017 Registration No. |
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March 24, 2017 |
Surgical Care Affiliates S-8 POS S-8 POS 1 d364359ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on March 24, 2017 Registration No. 333-196565 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-196565 UNDER THE SECURITIES ACT OF 1933 SCA Holdings, LLC (successor in interest to Surgical Care Affiliates, Inc.) (Ex |
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March 24, 2017 |
Surgical Care Affiliates S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 24, 2017 Registration No. |
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March 24, 2017 |
Surgical Care Affiliates POSASR POSASR 1 d269829dposasr.htm POSASR As filed with the Securities and Exchange Commission on March 24, 2017 Registration No. 333-206106 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SCA Holdings, LLC (successor in interest to Surgical Care Affiliates, Inc.) (Exact name of regi |
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March 24, 2017 |
STATE OF DELAWARE CERTIFICATE OF FORMATION SPARTAN MERGER SUB 2, LLC EX-3.1 Exhibit 3.1 STATE OF DELAWARE CERTIFICATE OF FORMATION SPARTAN MERGER SUB 2, LLC THE UNDERSIGNED, an authorized natural person, for the purpose of forming a limited liability company, under the provisions and subject to the requirements of the laws of the State of Delaware (particularly Chapter 18, Title 6 of the Delaware Code and the acts amendatory thereof and supplemental thereto, and kn |
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March 24, 2017 |
LIMITED LIABILITY COMPANY AGREEMENT SPARTAN MERGER SUB 2, LLC EX-3.2 Exhibit 3.2 LIMITED LIABILITY COMPANY AGREEMENT OF SPARTAN MERGER SUB 2, LLC This LIMITED LIABILITY COMPANY AGREEMENT (this ?Agreement?) of Spartan Merger Sub 2, LLC, a Delaware limited liability company (the ?Company?) is effective as of January 5, 2017 (the ?Effective Date?). ARTICLE 1 THE LIMITED LIABILITY COMPANY 1.1 Formation. The Company was formed as a Delaware limited liability comp |
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March 24, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 24, 2017 SCA Holdings, LLC (successor in interest to Surgical Care Affiliates, Inc.) (Exact name of registrant as specified in charter) Delaware 001-36154 20-8740447 (St |
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March 24, 2017 |
Surgical Care Affiliates AMENDMENT NO. 8 TO SCHEDULE 14D-9 Amendment No. 8 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 8) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh |
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March 24, 2017 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO AMENDMENT NO. 5 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SURGICAL CARE AFFILIATES, INC. (Name of Subject Company) SPARTAN MERGER SUB 1, INC. (Offeror) UNITEDHEALTH GROUP INCORPORATED (Parent of Offeror) (Names of Filing Persons) |
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March 24, 2017 |
EX-99.25 2 scai-form25.txt scai-form25 |
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March 22, 2017 |
Surgical Care Affiliates AMENDMENT NO. 7 TO SCHEDULE 14D-9 Amendment No. 7 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 7) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh |
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March 22, 2017 |
SC TO-T/A 1 d352260dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 4 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SURGICAL CARE AFFILIATES, INC. (Name of Subject Company) SPARTAN MERGER SUB 1, INC. (Offeror) UNITEDHEALTH GROUP INCORPORATED (Parent of Offe |
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March 21, 2017 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO AMENDMENT NO. 3 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SURGICAL CARE AFFILIATES, INC. (Name of Subject Company) SPARTAN MERGER SUB 1, INC. (Offeror) UNITEDHEALTH GROUP INCORPORATED (Parent of Offeror) (Names of Filing Persons) |
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March 17, 2017 |
Surgical Care Affiliates AMENDMENT NO. 6 TO SCHEDULE 14D-9 Amendment No. 6 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 6) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh |
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March 17, 2017 |
UNITEDHEALTH GROUP ANNOUNCES EXTENSION OF EXCHANGE OFFER TO ACQUIRE SURGICAL CARE AFFILIATES, INC. Exhibit (a)(5)(M) Exhibit (a)(5)(M) NEWS RELEASE UNITEDHEALTH GROUP ANNOUNCES EXTENSION OF EXCHANGE OFFER TO ACQUIRE SURGICAL CARE AFFILIATES, INC. |
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March 17, 2017 |
SC TO-T/A 1 d352260dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 2 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SURGICAL CARE AFFILIATES, INC. (Name of Subject Company) SPARTAN MERGER SUB 1, INC. (Offeror) UNITEDHEALTH GROUP INCORPORATED (Parent of Offe |
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March 17, 2017 |
Surgical Care Affiliates AMENDMENT NO. 5 TO SCHEDULE 14D-9 Amendment No. 5 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh |
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March 16, 2017 |
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT EX-(e)(3) Exhibit (e)(3) Excerpts from Surgical Care Affiliates, Inc.?s Amendment No. 1 to the Annual Report on Form 10-K for the year ended December 31, 2016 as filed with the Securities and Exchange Commission on March 16, 2017. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT The following table sets forth certain information regarding the beneficial ownership of our common stock |
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March 16, 2017 |
Surgical Care Affiliates AMENDMENT NO. 4 TO SCHEDULE 14D-9 Amendment No. 4 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh |
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March 16, 2017 |
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT EX-(e)(3) Exhibit (e)(3) Excerpts from Surgical Care Affiliates, Inc.?s Amendment No. 1 to the Annual Report on Form 10-K for the year ended December 31, 2016 as filed with the Securities and Exchange Commission on March 16, 2017. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT The following table sets forth certain information regarding the beneficial ownership of our common stock |
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March 16, 2017 |
EX-10.34 Exhibit 10.34 SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT TIME-BASED STOCK OPTIONS This Non-Qualified Stock Option Agreement (this “Option Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”) and (the “Participant”). Pursuant to the Surgical |
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March 16, 2017 |
EX-10.35 Exhibit 10.35 SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT This Performance Share Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”) |
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March 16, 2017 |
10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment No. |
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March 16, 2017 |
SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT EX-10.36 Exhibit 10.36 SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT This Cash Incentive Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Purs |
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March 16, 2017 |
EX-10.33 Exhibit 10.33 SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”), is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or |
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March 16, 2017 |
EX-10.32 Exhibit 10.32 SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , a director of the Company or one or m |
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March 10, 2017 |
Surgical Care Affiliates 425 (Prospectus) 425 1 d294589d425.htm 425 Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc. Subject Company: Surgical Care Affiliates, Inc. Filer’s Commission File Number: 001-36154 Date: March 10, 2017 Q&A FOR SURGICAL CARE AFFILIATES TEAMMATES As you know, Surgical Car |
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March 10, 2017 |
Surgical Care Affiliates AMENDMENT NO. 3 TO SCHEDULE 14D-9 Amendment No. 3 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh |
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March 3, 2017 |
Surgical Care Affiliates 425 (Prospectus) 425 Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc. |
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March 3, 2017 |
Surgical Care Affiliates AMENDMENT NO. 2 TO SCHEDULE 14D-9 Amendment No. 2 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh |
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March 1, 2017 |
Surgical Care Affiliates AMENDMENT NO. 1 TO SCHEDULE 14D-9 Amendment No. 1 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per sh |
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March 1, 2017 |
Surgical Care Affiliates SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 1 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SURGICAL CARE AFFILIATES, INC. (Name of Subject Company) SPARTAN MERGER SUB 1, INC. (Offeror) UNITEDHEALTH GROUP INCORPORATED (Parent of Offeror) (Names of Filing Persons) |
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February 21, 2017 |
UNITEDHEALTH GROUP COMMENCES EXCHANGE OFFER TO ACQUIRE SURGICAL CARE AFFILIATES, INC. EX-99.(a)(5)(L) Exhibit (a)(5)(L) NEWS RELEASE (For Immediate Release) UNITEDHEALTH GROUP COMMENCES EXCHANGE OFFER TO ACQUIRE SURGICAL CARE AFFILIATES, INC. Minnetonka, Minn. (Feb. 21, 2017) ? UnitedHealth Group Incorporated (NYSE: UNH) today commenced an exchange offer for all of the outstanding shares of Surgical Care Affiliates, Inc. (NASDAQ: SCAI), a leading ambulatory surgery center and surgi |
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February 21, 2017 |
UNITEDHEALTH GROUP COMMENCES EXCHANGE OFFER TO ACQUIRE SURGICAL CARE AFFILIATES, INC. EX-99.(a)(5)(L) Exhibit (a)(5)(L) NEWS RELEASE (For Immediate Release) UNITEDHEALTH GROUP COMMENCES EXCHANGE OFFER TO ACQUIRE SURGICAL CARE AFFILIATES, INC. Minnetonka, Minn. (Feb. 21, 2017) ? UnitedHealth Group Incorporated (NYSE: UNH) today commenced an exchange offer for all of the outstanding shares of Surgical Care Affiliates, Inc. (NASDAQ: SCAI), a leading ambulatory surgery center and surgi |
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February 21, 2017 |
Surgical Care Affiliates SC TO-T SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SURGICAL CARE AFFILIATES, INC. (Name of Subject Company) SPARTAN MERGER SUB 1, INC. (Offeror) UNITEDHEALTH GROUP INCORPORATED (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.0 |
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February 21, 2017 |
Exhibit (e)(21) EMPLOYMENT AGREEMENT This Agreement is entered into between Michael Rucker (?Executive?) and United HealthCare Services, Inc. |
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February 21, 2017 |
Annual Report - SCAI-10-K-20161231 scai-10k20161231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2016 Commission file number: 001-36154 SURGICAL CARE AFFILIATES, INC. (Exact name of registrant as specified in its charter) Delaware 20-8740447 (State or other jurisdiction o |
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February 21, 2017 |
Exhibit (e)(22) EMPLOYMENT AGREEMENT This Agreement is entered into between Richard Sharff (?Executive?) and United HealthCare Services, Inc. |
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February 21, 2017 |
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT EX-99.(e)(3) Exhibit (e)(3) Excerpts from Surgical Care Affiliates, Inc.’s Definitive Proxy Statement on Schedule 14A related to the 2016 Annual Meeting of Stockholders as filed with the Securities and Exchange Commission on April 22, 2016. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT The following table sets forth certain information regarding the beneficial ownership of our com |
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February 21, 2017 |
EX-99.(E)(20) 3 d350719dex99e20.htm EX-99.(E)(20) Exhibit (e)(20) EMPLOYMENT AGREEMENT This Agreement is entered into between Andrew Hayek (“Executive”) and United HealthCare Services, Inc. (“UnitedHealth Group”) on the date set forth beneath the parties’ signatures below. WHEREAS, UnitedHealth Group is acquiring Surgical Care Affiliates, Inc. (together with its wholly owned subsidiary, Surgical C |
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February 21, 2017 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) |
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February 21, 2017 |
SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY Exhibit 24.1 SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director of Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), by his/her execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint Andrew P. Hayek, Tom W. F. De Weerdt and Richard L. Sharff, Jr., and each or any o |
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February 21, 2017 |
Exhibit (e)(22) EMPLOYMENT AGREEMENT This Agreement is entered into between Richard Sharff (?Executive?) and United HealthCare Services, Inc. |
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February 21, 2017 |
Surgical Care Affiliates, Inc List of Subsidiaries as of February 20, 2017 Exhibit 21.1 Surgical Care Affiliates, Inc List of Subsidiaries as of February 20, 2017 Legal Name of Subsidiary Doing Business Name (if applicable) State of Organization Advanced Surgical Hospital, LLC PA Advocate Condell Ambulatory Surgery Center, LLC Advocate Surgery Center - Libertyville IL Advocate Sherman Ambulatory Surgery Center, LLC IL Advocate-SCA Partners, LLC DE Alaska Spine Center LLC |
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February 21, 2017 |
Exhibit 10.54 [Letthead] April 15, 2016 Mr. Kenneth R. Goulet 1113 Real Quiet Lane Waxhaw, NC 28173 Dear Ken: We would like to set forth the terms of your compensation as a director on the Board of Directors (the “Board”) of Surgical Care Affiliates, Inc., a Delaware corporation (“SCA”), and such other subsidiaries of SCA as the Board may reasonably request from time to time. The terms of this let |
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February 21, 2017 |
Exhibit (e)(21) EMPLOYMENT AGREEMENT This Agreement is entered into between Michael Rucker (?Executive?) and United HealthCare Services, Inc. |
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February 21, 2017 |
Exhibit (e)(24) January 6, 2017 Mr. Joseph T. Clark Santa Rosa, FL Re: Amendment of Employment Agreement Dear Joe: Reference is made to the Employment Agreement entered into by Surgical Care Affiliates, Inc. (the ?Company?), Surgical Care Affiliates LLC and you dated as of October 30, 2013 (?Employment Agreement?). This letter agreement (?Amendment?) is an amendment of the Employment Agreement. Ca |
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February 21, 2017 |
Exhibit (e)(24) January 6, 2017 Mr. Joseph T. Clark Santa Rosa, FL Re: Amendment of Employment Agreement Dear Joe: Reference is made to the Employment Agreement entered into by Surgical Care Affiliates, Inc. (the ?Company?), Surgical Care Affiliates LLC and you dated as of October 30, 2013 (?Employment Agreement?). This letter agreement (?Amendment?) is an amendment of the Employment Agreement. Ca |
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February 21, 2017 |
Surgical Care Affiliates, Inc List of Subsidiaries as of February 20, 2017 Exhibit 21.1 Surgical Care Affiliates, Inc List of Subsidiaries as of February 20, 2017 Legal Name of Subsidiary Doing Business Name (if applicable) State of Organization Advanced Surgical Hospital, LLC PA Advocate Condell Ambulatory Surgery Center, LLC Advocate Surgery Center - Libertyville IL Advocate Sherman Ambulatory Surgery Center, LLC IL Advocate-SCA Partners, LLC DE Alaska Spine Center LLC |
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February 21, 2017 |
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT EX-99.(e)(3) Exhibit (e)(3) Excerpts from Surgical Care Affiliates, Inc.’s Definitive Proxy Statement on Schedule 14A related to the 2016 Annual Meeting of Stockholders as filed with the Securities and Exchange Commission on April 22, 2016. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT The following table sets forth certain information regarding the beneficial ownership of our com |
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February 21, 2017 |
EX-99.(E)(20) 3 d350719dex99e20.htm EX-99.(E)(20) Exhibit (e)(20) EMPLOYMENT AGREEMENT This Agreement is entered into between Andrew Hayek (“Executive”) and United HealthCare Services, Inc. (“UnitedHealth Group”) on the date set forth beneath the parties’ signatures below. WHEREAS, UnitedHealth Group is acquiring Surgical Care Affiliates, Inc. (together with its wholly owned subsidiary, Surgical C |
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February 21, 2017 |
SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY Exhibit 24.1 SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director of Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), by his/her execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint Andrew P. Hayek, Tom W. F. De Weerdt and Richard L. Sharff, Jr., and each or any o |
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February 21, 2017 |
Exhibit 10.54 [Letthead] April 15, 2016 Mr. Kenneth R. Goulet 1113 Real Quiet Lane Waxhaw, NC 28173 Dear Ken: We would like to set forth the terms of your compensation as a director on the Board of Directors (the “Board”) of Surgical Care Affiliates, Inc., a Delaware corporation (“SCA”), and such other subsidiaries of SCA as the Board may reasonably request from time to time. The terms of this let |
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February 14, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2017 Surgical Care Affiliates, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36154 20-8740447 (State or Other Jurisdiction of Incorpor |
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February 14, 2017 |
Surgical Care Affiliates FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2017 Surgical Care Affiliates, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36154 20-8740447 (State or Other Jurisdiction of Incorpor |
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February 13, 2017 |
SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of l934 (Amendment No. 2)1 Surgical Care Affiliates, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 86881L106 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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February 10, 2017 |
SCAI / Surgical Care Affiliates, Inc. / VANGUARD GROUP INC Passive Investment surgicalcareaffiliatesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Surgical Care Affiliates Inc Title of Class of Securities: Common Stock CUSIP Number: 86881L106 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check t |
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February 9, 2017 |
SCAI / Surgical Care Affiliates, Inc. / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfsurgicalca-86881l106x.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) SURGICAL CARE AFFILIATES INC (Name of Issuer) COM (Title of Class of Securities) 86881L106 (CUSIP Number) January 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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February 9, 2017 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Surgical Care Affiliates, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 86881L106 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropr |
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January 27, 2017 |
SCAI / Surgical Care Affiliates, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) SURGICAL CARE AFFILIATES INC (Name of Issuer) COM (Title of Class of Securities) 86881L106 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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January 18, 2017 |
Surgical Care Affiliates 425 (Prospectus) 425 SCA Update Announced agreement to combine with OptumCare Creates comprehensive ambulatory care services platform, including primary care, urgent care and surgical care services Combination broadens ability to improve patient experience, and quality and cost of care Companies to align strategy to support value-based payment models and a multi-payer approach Builds on companies? existing joint ventures, strong relationship and complementary capabilities Completed six SCA Medical Missions brigades in 2016 Planning 12 brigades for 2017, with goal of treating 2,600 patients To learn more go to www. |
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January 18, 2017 |
Surgical Care Affiliates 425 (Prospectus) 425 Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc. |
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January 18, 2017 |
Surgical Care Affiliates 425 (Prospectus) 425 SCA overview Largest independent surgical provider in the country; diversified growth strategy, partnering with health plans, medical groups and health systems ? Outstanding clinical care, patient satisfaction and physician satisfaction ? Clear value proposition to health plans, ACOs and risk bearing groups ? 200+ surgical facilities in partnership with approximately 3,000 physicians ? Approximately 1 million cases per year ? Pathway to continue adding partnerships with health plans, medical groups and health systems Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc. |
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January 18, 2017 |
Surgical Care Affiliates 425 (Prospectus) 425 Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc. |
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January 17, 2017 |
Surgical Care Affiliates 425 (Prospectus) 425 Filed by UnitedHealth Group Incorporated Pursuant to Rule 425 under the Securities Act of 1933 and Deemed Filed Pursuant to Rule 14d-2 under the Securities Exchange Act of 1934 Subject Company: Surgical Care Affiliates, Inc. |
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January 17, 2017 |
Surgical Care Affiliates 425 (Prospectus) 425 Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc. |
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January 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 6, 2017 Surgical Care Affiliates, Inc. (Exact name of registrant as specified in charter) Delaware 001-36154 20-8740447 (State or Other Jurisdiction of Incorporation) (Commissi |
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January 9, 2017 |
Surgical Care Affiliates 425 (Prospectus) 425 1 d319796d425.htm 425 Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc. Subject Company: Surgical Care Affiliates, Inc. Filer’s Commission File Number: 001-36154 January 2017 Dear Physician Partner: We are grateful for your continued support, and, as |
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January 9, 2017 |
Surgical Care Affiliates 425 (Prospectus) 425 Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc. |
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January 9, 2017 |
Surgical Care Affiliates 425 (Prospectus) Filing pursuant to Rule 425 under the Securities Act of 1933, as amended Deemed filed under Rule 14d-9 under the Securities Exchange Act of 1934, as amended Filer: Surgical Care Affiliates, Inc. |
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January 9, 2017 |
Surgical Care Affiliates SC14D9C SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Surgical Care Affiliates, Inc. (Name of Subject Company) Surgical Care Affiliates, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 86881L106 |
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January 9, 2017 |
Surgical Care Affiliates 425 (Prospectus) 425 1 d234233d425.htm 425 Filed by UnitedHealth Group Incorporated Pursuant to Rule 425 under the Securities Act of 1933 and Deemed Filed Pursuant to Rule 14d-2 under the Securities Exchange Act of 1934 Subject Company: Surgical Care Affiliates, Inc. (Commission File No. 001-36154) The following is a transcript of a video that was made available to the employees and physicians of Surgical Care Aff |
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January 9, 2017 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF REORGANIZATION by and among UNITEDHEALTH GROUP INCORPORATED, SPARTAN MERGER SUB 1, INC., SPARTAN MERGER SUB 2, LLC, and SURGICAL CARE AFFILIATES, INC. Dated as of January 7, 2017 TABLE OF CONTENTS ARTICLE I THE OFFER Section 1.1 The Offer 2 Section 1.2 Schedule TO; Offer Documents; Registration Statement 5 Section 1.3 Company Actions 7 ART |
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January 9, 2017 |
Surgical Care Affiliates (SCA), OptumCare to Combine EX-99.1 Exhibit 99.1 Surgical Care Affiliates (SCA), OptumCare to Combine 1 Creates comprehensive ambulatory care services platform, including primary care, urgent care and surgical care services 2 Combination broadens ability of the companies to improve patient experience, and quality and cost of care 3 Companies to align strategy to support value-based payment models and a multi-payer approach 4 |
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January 9, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 6, 2017 Surgical Care Affiliates, Inc. (Exact name of registrant as specified in charter) Delaware 001-36154 20-8740447 (State or Other Jurisdiction of Incorporation) |
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January 9, 2017 |
Surgical Care Affiliates (SCA), OptumCare to Combine EX-99.1 Exhibit 99.1 Surgical Care Affiliates (SCA), OptumCare to Combine 1 Creates comprehensive ambulatory care services platform, including primary care, urgent care and surgical care services 2 Combination broadens ability of the companies to improve patient experience, and quality and cost of care 3 Companies to align strategy to support value-based payment models and a multi-payer approach 4 |
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January 9, 2017 |
AMENDED AND RESTATED BY-LAWS SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I OFFICES 1.1 Registered Office. The Corporation shall have and maintain at all times (i) a registered office in the State of Delaware, which office shall be located at 1209 Orange Street, in the City of Wilmington, in the County of New Castle, in the State of Delaware 19801; and (ii) |
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January 9, 2017 |
AMENDED AND RESTATED BY-LAWS SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I OFFICES 1.1 Registered Office. The Corporation shall have and maintain at all times (i) a registered office in the State of Delaware, which office shall be located at 1209 Orange Street, in the City of Wilmington, in the County of New Castle, in the State of Delaware 19801; and (ii) |
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January 9, 2017 |
Surgical Care Affiliates FORM 8-K (Prospectus) 425 1 d505217d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 6, 2017 Surgical Care Affiliates, Inc. (Exact name of registrant as specified in charter) Delaware 001-36154 20-8740447 (State or Other Jurisdicti |
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January 9, 2017 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF REORGANIZATION by and among UNITEDHEALTH GROUP INCORPORATED, SPARTAN MERGER SUB 1, INC., SPARTAN MERGER SUB 2, LLC, and SURGICAL CARE AFFILIATES, INC. Dated as of January 7, 2017 TABLE OF CONTENTS ARTICLE I THE OFFER Section 1.1 The Offer 2 Section 1.2 Schedule TO; Offer Documents; Registration Statement 5 Section 1.3 Company Actions 7 ART |
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January 9, 2017 |
AMENDED AND RESTATED BY-LAWS SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I OFFICES 1.1 Registered Office. The Corporation shall have and maintain at all times (i) a registered office in the State of Delaware, which office shall be located at 1209 Orange Street, in the City of Wilmington, in the County of New Castle, in the State of Delaware 19801; and (ii) |
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January 9, 2017 |
Surgical Care Affiliates (SCA), OptumCare to Combine EX-99.1 Exhibit 99.1 Surgical Care Affiliates (SCA), OptumCare to Combine 1 Creates comprehensive ambulatory care services platform, including primary care, urgent care and surgical care services 2 Combination broadens ability of the companies to improve patient experience, and quality and cost of care 3 Companies to align strategy to support value-based payment models and a multi-payer approach 4 |
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January 9, 2017 |
AMENDED AND RESTATED BY-LAWS SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF SURGICAL CARE AFFILIATES, INC. (as of January 6, 2017) ARTICLE I OFFICES 1.1 Registered Office. The Corporation shall have and maintain at all times (i) a registered office in the State of Delaware, which office shall be located at 1209 Orange Street, in the City of Wilmington, in the County of New Castle, in the State of Delaware 19801; and (ii) |
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January 9, 2017 |
Surgical Care Affiliates 425 (Prospectus) 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 7, 2017 UNITEDHEALTH GROUP INCORPORATED (Exact name of registrant as specified in its charter) Delaware 1-10864 41-1321939 (State or other jurisdiction of incorporation) ( |
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November 3, 2016 |
Surgical Care Affiliates SCAI-Q3-20160930 (Quarterly Report) scai-10q20160930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-3 |
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November 1, 2016 |
scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2016 RESULTS Reiterates 2016 Full Year Adjusted EBITDA- |
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November 1, 2016 |
scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2016 RESULTS Reiterates 2016 Full Year Adjusted EBITDA- |
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November 1, 2016 |
scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2016 RESULTS Reiterates 2016 Full Year Adjusted EBITDA- |
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November 1, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition scai-8k20161101.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2016 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction o |
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November 1, 2016 |
scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2016 RESULTS Reiterates 2016 Full Year Adjusted EBITDA- |
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October 25, 2016 |
EX-10.1 2 d464642dex101.htm EX-10.1 Exhibit 10.1 INCREMENTAL AMENDMENT dated as of October 25, 2016 (this “Amendment”), among SURGICAL CARE AFFILIATES, INC., a Delaware corporation (the “Borrower”), the LENDERS party hereto and JPMORGAN CHASE BANK, N.A. (“JPMorgan”), as Administrative Agent under the Credit Agreement referred to below (the “Administrative Agent”), to the CREDIT AGREEMENT dated as |
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October 25, 2016 |
Surgical Care Affiliates FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2016 SURGICAL CARE AFFILIATES, INC. |
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October 25, 2016 |
SURGICAL CARE AFFILIATES, INC. ANNOUNCES SUCCESSFUL REFINANCING OF TERM LOAN FACILITY EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President and Chief Financial Officer Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance and Investor Relations Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES SUCCESSFUL REFINANCING OF TERM LOAN F |
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October 25, 2016 |
SURGICAL CARE AFFILIATES, INC. ANNOUNCES SUCCESSFUL REFINANCING OF TERM LOAN FACILITY EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President and Chief Financial Officer Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance and Investor Relations Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES SUCCESSFUL REFINANCING OF TERM LOAN F |
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October 25, 2016 |
EX-10.1 2 d464642dex101.htm EX-10.1 Exhibit 10.1 INCREMENTAL AMENDMENT dated as of October 25, 2016 (this “Amendment”), among SURGICAL CARE AFFILIATES, INC., a Delaware corporation (the “Borrower”), the LENDERS party hereto and JPMORGAN CHASE BANK, N.A. (“JPMorgan”), as Administrative Agent under the Credit Agreement referred to below (the “Administrative Agent”), to the CREDIT AGREEMENT dated as |
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October 11, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2016 SURGICAL CARE AFFILIATES, INC. |
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October 11, 2016 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President and Chief Financial Officer Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance and Investor Relations Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES PLANS TO REFINANCE EXISTING TERM LOAN |
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September 16, 2016 |
Submission of Matters to a Vote of Security Holders 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
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August 3, 2016 |
Surgical Care Affiliates SCAI-Q2-20160630 (Quarterly Report) scai-10q20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-36154 |
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August 2, 2016 |
scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES SECOND QUARTER 2016 RESULTS Net Operating Revenues Increase 18.2% in |
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August 2, 2016 |
scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES SECOND QUARTER 2016 RESULTS Net Operating Revenues Increase 18.2% in |
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August 2, 2016 |
scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES SECOND QUARTER 2016 RESULTS Net Operating Revenues Increase 18.2% in |
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August 2, 2016 |
Results of Operations and Financial Condition scai-8k20160802.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2016 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction of |
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August 2, 2016 |
scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES SECOND QUARTER 2016 RESULTS Net Operating Revenues Increase 18.2% in |
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July 15, 2016 |
S-8 As filed with the Securities and Exchange Commission on July 15, 2016 Registration No. |
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June 8, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2016 SURGICAL CARE AFFILIATES, INC. |
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June 8, 2016 |
EX-99.1 2 d206327dex991.htm EX-99.1 Surgical Care Affiliates June 8, 2016 Exhibit 99.1 This presentation contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995; particularly statements regarding future financial and operating results of the Company and its business. Statements contained herein that are not clearly historical in nature are f |
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June 6, 2016 |
Surgical Care Affiliates 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2016 SURGICAL CARE AFFILIATES, INC. |
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June 6, 2016 |
EX-10.1 Exhibit 10.1 Surgical Care Affiliates, Inc. 2016 Omnibus Long-Term Incentive Plan SURGICAL CARE AFFILIATES, INC. 2016 OMNIBUS LONG-TERM INCENTIVE PLAN 1. Purpose of the Plan This Plan is intended to promote the interests of the Company and its stockholders by providing employees, directors and consultants of the Company and its Subsidiaries, who are largely responsible for the management, |
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June 3, 2016 |
LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc. |
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June 3, 2016 |
LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc. |
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May 16, 2016 |
Surgical Care Affiliates FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2016 SURGICAL CARE AFFILIATES, INC. |
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May 9, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2016 SURGICAL CARE AFFILIATES, INC. |
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May 3, 2016 |
Surgical Care Affiliates 10-Q (Quarterly Report) scai-10q20160331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-36154 |
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May 3, 2016 |
scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES FIRST QUARTER 2016 RESULTS Net Operating Revenues Increase 19.5% in t |
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May 3, 2016 |
Surgical Care Affiliates 8-K (Current Report/Significant Event) scai-8k20160503.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2016 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction of inc |
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May 3, 2016 |
Exhibit 10.1 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT This Performance Share Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant |
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May 3, 2016 |
Exhibit 10.4 THIRD AMENDMENT TO OFFICE LEASE This THIRD AMENDMENT TO OFFICE LEASE (this "Third Amendment") made this day of March, 20 16 ("Execution Date"), by and between TR DEERFIELD OFFICE LLC, a Delaware limited liability company ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). WHEREAS, Landlord and Tenant entered into that certain Standard Offi |
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May 3, 2016 |
SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT Exhibit 10.2 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT This Cash Incentive Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant to th |
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May 3, 2016 |
SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT Exhibit 10.2 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT This Cash Incentive Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant to th |
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May 3, 2016 |
SECOND AMENDMENT TO LEASE (Corporate 500 Centre) Exhibit 10.3 SECOND AMENDMENT TO LEASE (Corporate 500 Centre) THIS SECOND AMENDMENT TO LEASE ("Second Amendment") is made and entered into as of the 2211d day of August, 2013, by and between LONG RIDGE OFFICE PORTFOLIO, L.P., a Delaware limited partnership ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). RECITALS A. Landlord and Tenant entered into |
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May 3, 2016 |
Exhibit 10.4 THIRD AMENDMENT TO OFFICE LEASE This THIRD AMENDMENT TO OFFICE LEASE (this "Third Amendment") made this day of March, 20 16 ("Execution Date"), by and between TR DEERFIELD OFFICE LLC, a Delaware limited liability company ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). WHEREAS, Landlord and Tenant entered into that certain Standard Offi |
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May 3, 2016 |
Exhibit 10.4 THIRD AMENDMENT TO OFFICE LEASE This THIRD AMENDMENT TO OFFICE LEASE (this "Third Amendment") made this day of March, 20 16 ("Execution Date"), by and between TR DEERFIELD OFFICE LLC, a Delaware limited liability company ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). WHEREAS, Landlord and Tenant entered into that certain Standard Offi |
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May 3, 2016 |
Exhibit 10.4 THIRD AMENDMENT TO OFFICE LEASE This THIRD AMENDMENT TO OFFICE LEASE (this "Third Amendment") made this day of March, 20 16 ("Execution Date"), by and between TR DEERFIELD OFFICE LLC, a Delaware limited liability company ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). WHEREAS, Landlord and Tenant entered into that certain Standard Offi |
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May 3, 2016 |
SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT Exhibit 10.2 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT This Cash Incentive Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant to th |
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May 3, 2016 |
Exhibit 10.1 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT This Performance Share Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant |
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May 3, 2016 |
SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT Exhibit 10.2 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT This Cash Incentive Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant to th |
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May 3, 2016 |
Exhibit 10.1 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT This Performance Share Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant |
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May 3, 2016 |
SECOND AMENDMENT TO LEASE (Corporate 500 Centre) Exhibit 10.3 SECOND AMENDMENT TO LEASE (Corporate 500 Centre) THIS SECOND AMENDMENT TO LEASE ("Second Amendment") is made and entered into as of the 2211d day of August, 2013, by and between LONG RIDGE OFFICE PORTFOLIO, L.P., a Delaware limited partnership ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). RECITALS A. Landlord and Tenant entered into |
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May 3, 2016 |
Exhibit 10.4 THIRD AMENDMENT TO OFFICE LEASE This THIRD AMENDMENT TO OFFICE LEASE (this "Third Amendment") made this day of March, 20 16 ("Execution Date"), by and between TR DEERFIELD OFFICE LLC, a Delaware limited liability company ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). WHEREAS, Landlord and Tenant entered into that certain Standard Offi |
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May 3, 2016 |
SECOND AMENDMENT TO LEASE (Corporate 500 Centre) Exhibit 10.3 SECOND AMENDMENT TO LEASE (Corporate 500 Centre) THIS SECOND AMENDMENT TO LEASE ("Second Amendment") is made and entered into as of the 2211d day of August, 2013, by and between LONG RIDGE OFFICE PORTFOLIO, L.P., a Delaware limited partnership ("Landlord"), and SURGICAL CARE AFFILIATES, LLC, a Delaware limited liability company ("Tenant"). RECITALS A. Landlord and Tenant entered into |
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May 3, 2016 |
SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT Exhibit 10.2 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN CASH INCENTIVE AWARD AGREEMENT This Cash Incentive Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of its Subsidiaries (the “Participant”). Pursuant to th |
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April 22, 2016 |
Surgical Care Affiliates DEFA14A DEFA14A 1 d96994ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commis |
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April 22, 2016 |
Surgical Care Affiliates DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permi |
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March 15, 2016 |
Exhibit 99.1 Surgical Care Affiliates March 15, 2016 Exhibit 99.1 This presentation contains ?forward-looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995; particularly statements regarding future financial and operating results of the Company and its business. Statements contained herein that are not clearly historical in nature are forward-looking, and t |
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March 15, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2016 SURGICAL CARE AFFILIATES, INC. |
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March 3, 2016 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2016 SURGICAL CARE AFFILIATES, INC. |
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February 22, 2016 |
Surgical Care Affiliates Form 10-K (Annual Report) scai-10k20151231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2015 Commission file number: 001-36154 SURGICAL CARE AFFILIATES, INC. (Exact name of registrant as specified in its charter) Delaware 20-8740447 (State or other jurisdiction o |
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February 22, 2016 |
Exhibit 10.18 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN (Amended and Restated as of September 17, 2015) 1. Purpose of the Plan This Plan is intended to promote the interests of the Company and its stockholders by providing employees, directors and consultants of the Company and its Subsidiaries, who are largely responsible for the management, growth and protection of the |
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February 22, 2016 |
Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016 Exhibit 21.1 Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016 Legal Name of Subsidiary Doing Business Name (if applicable) State of Organization Advanced Surgical Hospital, LLC PA Advocate Condell Ambulatory Surgery Center, LLC IL Advocate-SCA Holdings, LLC DE Advocate-SCA Partners, LLC DE Alaska Spine Center LLC AK Alaska Surgery Center, Inc. AK Alaska Surgery Center, Li |
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February 22, 2016 |
Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016 Exhibit 21.1 Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016 Legal Name of Subsidiary Doing Business Name (if applicable) State of Organization Advanced Surgical Hospital, LLC PA Advocate Condell Ambulatory Surgery Center, LLC IL Advocate-SCA Holdings, LLC DE Advocate-SCA Partners, LLC DE Alaska Spine Center LLC AK Alaska Surgery Center, Inc. AK Alaska Surgery Center, Li |
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February 22, 2016 |
Exhibit 10.41 SURGICAL CARE AFFILIATES TEAMMATE STOCK PURCHASE PLAN (Amended and Restated as of December 2, 2015) I. Purpose The purpose of the Surgical Care Affiliates Teammate Stock Purchase Plan is to provide eligible teammates of the Company and its designated subsidiaries who wish to become stockholders in the Company with a convenient method of purchasing Shares through payroll deductions. T |
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February 22, 2016 |
Exhibit 10.13 AMENDMENT TO UNIT OPTION GRANT AGREEMENTS SURGICAL CARE AFFILIATES, INC. MANAGEMENT EQUITY INCENTIVE PLAN This AMENDMENT TO UNIT OPTION GRANT AGREEMENTS (this “Amendment”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and Peter J. Clemens IV, an employee of the Company or one or more of its Subsidiaries (the “Participant”), shall be effective |
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February 22, 2016 |
Exhibit 10.47 [Letterhead] August 3, 2015 Mr. Michael A. Sachs TLSG, INC 1603 Orrington Ave Suite 820 Evanston, IL 60201 Dear Michael: We would like to set forth the terms of your compensation as a director on the Board of Directors (the “Board”) of Surgical Care Affiliates, Inc., a Delaware corporation (“SCA”), and such other subsidiaries of SCA as the Board may reasonably request from time to ti |
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February 22, 2016 |
Exhibit 10.41 SURGICAL CARE AFFILIATES TEAMMATE STOCK PURCHASE PLAN (Amended and Restated as of December 2, 2015) I. Purpose The purpose of the Surgical Care Affiliates Teammate Stock Purchase Plan is to provide eligible teammates of the Company and its designated subsidiaries who wish to become stockholders in the Company with a convenient method of purchasing Shares through payroll deductions. T |
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February 22, 2016 |
Exhibit 10.46 [Letterhead] August 5 2014 Ms. Lisa Skeete Tatum 8 Barynyard Court Plainsboro, NJ 08536-3137 Dear Lisa: We would like to set forth the terms of your compensation as a director on the Board of Directors (the “Board”) of Surgical Care Affiliates, Inc., a Delaware corporation (“SCA”), and such other subsidiaries of SCA as the Board may reasonably request from time to time. The terms of |
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February 22, 2016 |
Exhibit 10.47 [Letterhead] August 3, 2015 Mr. Michael A. Sachs TLSG, INC 1603 Orrington Ave Suite 820 Evanston, IL 60201 Dear Michael: We would like to set forth the terms of your compensation as a director on the Board of Directors (the “Board”) of Surgical Care Affiliates, Inc., a Delaware corporation (“SCA”), and such other subsidiaries of SCA as the Board may reasonably request from time to ti |
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February 22, 2016 |
Exhibit 10.41 SURGICAL CARE AFFILIATES TEAMMATE STOCK PURCHASE PLAN (Amended and Restated as of December 2, 2015) I. Purpose The purpose of the Surgical Care Affiliates Teammate Stock Purchase Plan is to provide eligible teammates of the Company and its designated subsidiaries who wish to become stockholders in the Company with a convenient method of purchasing Shares through payroll deductions. T |
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February 22, 2016 |
Exhibit 10.46 [Letterhead] August 5 2014 Ms. Lisa Skeete Tatum 8 Barynyard Court Plainsboro, NJ 08536-3137 Dear Lisa: We would like to set forth the terms of your compensation as a director on the Board of Directors (the “Board”) of Surgical Care Affiliates, Inc., a Delaware corporation (“SCA”), and such other subsidiaries of SCA as the Board may reasonably request from time to time. The terms of |
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February 22, 2016 |
Exhibit 10.13 AMENDMENT TO UNIT OPTION GRANT AGREEMENTS SURGICAL CARE AFFILIATES, INC. MANAGEMENT EQUITY INCENTIVE PLAN This AMENDMENT TO UNIT OPTION GRANT AGREEMENTS (this “Amendment”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and Peter J. Clemens IV, an employee of the Company or one or more of its Subsidiaries (the “Participant”), shall be effective |
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February 22, 2016 |
Exhibit 10.18 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN (Amended and Restated as of September 17, 2015) 1. Purpose of the Plan This Plan is intended to promote the interests of the Company and its stockholders by providing employees, directors and consultants of the Company and its Subsidiaries, who are largely responsible for the management, growth and protection of the |
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February 22, 2016 |
Exhibit 10.18 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN (Amended and Restated as of September 17, 2015) 1. Purpose of the Plan This Plan is intended to promote the interests of the Company and its stockholders by providing employees, directors and consultants of the Company and its Subsidiaries, who are largely responsible for the management, growth and protection of the |
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February 22, 2016 |
Exhibit 10.24 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”), is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of |
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February 22, 2016 |
Exhibit 10.24 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”), is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of |
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February 22, 2016 |
SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY Exhibit 24.1 SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director of Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), by his execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint Andrew P. Hayek, Tom W. F. De Weerdt and Richard L. Sharff, Jr., and each or any of th |
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February 22, 2016 |
Exhibit 10.27 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT TIME-BASED STOCK OPTIONS This Non-Qualified Stock Option Agreement (this “Option Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”) and (the “Participant”). Pursuant to the Surgical Care Affi |
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February 22, 2016 |
Exhibit 10.21 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , a director of the Company or one or more of it |
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February 22, 2016 |
Exhibit 10.27 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT TIME-BASED STOCK OPTIONS This Non-Qualified Stock Option Agreement (this “Option Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”) and (the “Participant”). Pursuant to the Surgical Care Affi |
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February 22, 2016 |
Exhibit 10.27 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT TIME-BASED STOCK OPTIONS This Non-Qualified Stock Option Agreement (this “Option Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”) and (the “Participant”). Pursuant to the Surgical Care Affi |
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February 22, 2016 |
Exhibit 10.18 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN (Amended and Restated as of September 17, 2015) 1. Purpose of the Plan This Plan is intended to promote the interests of the Company and its stockholders by providing employees, directors and consultants of the Company and its Subsidiaries, who are largely responsible for the management, growth and protection of the |
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February 22, 2016 |
Exhibit 10.24 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”), is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , an employee of the Company or one or more of |
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February 22, 2016 |
SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY Exhibit 24.1 SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director of Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), by his execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint Andrew P. Hayek, Tom W. F. De Weerdt and Richard L. Sharff, Jr., and each or any of th |
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February 22, 2016 |
Exhibit 10.41 SURGICAL CARE AFFILIATES TEAMMATE STOCK PURCHASE PLAN (Amended and Restated as of December 2, 2015) I. Purpose The purpose of the Surgical Care Affiliates Teammate Stock Purchase Plan is to provide eligible teammates of the Company and its designated subsidiaries who wish to become stockholders in the Company with a convenient method of purchasing Shares through payroll deductions. T |
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February 22, 2016 |
SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY Exhibit 24.1 SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director of Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), by his execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint Andrew P. Hayek, Tom W. F. De Weerdt and Richard L. Sharff, Jr., and each or any of th |
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February 22, 2016 |
Exhibit 10.47 [Letterhead] August 3, 2015 Mr. Michael A. Sachs TLSG, INC 1603 Orrington Ave Suite 820 Evanston, IL 60201 Dear Michael: We would like to set forth the terms of your compensation as a director on the Board of Directors (the “Board”) of Surgical Care Affiliates, Inc., a Delaware corporation (“SCA”), and such other subsidiaries of SCA as the Board may reasonably request from time to ti |
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February 22, 2016 |
Exhibit 10.13 AMENDMENT TO UNIT OPTION GRANT AGREEMENTS SURGICAL CARE AFFILIATES, INC. MANAGEMENT EQUITY INCENTIVE PLAN This AMENDMENT TO UNIT OPTION GRANT AGREEMENTS (this “Amendment”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and Peter J. Clemens IV, an employee of the Company or one or more of its Subsidiaries (the “Participant”), shall be effective |
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February 22, 2016 |
Exhibit 10.21 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , a director of the Company or one or more of it |
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February 22, 2016 |
SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY Exhibit 24.1 SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director of Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), by his execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint Andrew P. Hayek, Tom W. F. De Weerdt and Richard L. Sharff, Jr., and each or any of th |
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February 22, 2016 |
Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016 Exhibit 21.1 Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016 Legal Name of Subsidiary Doing Business Name (if applicable) State of Organization Advanced Surgical Hospital, LLC PA Advocate Condell Ambulatory Surgery Center, LLC IL Advocate-SCA Holdings, LLC DE Advocate-SCA Partners, LLC DE Alaska Spine Center LLC AK Alaska Surgery Center, Inc. AK Alaska Surgery Center, Li |
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February 22, 2016 |
Exhibit 10.21 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , a director of the Company or one or more of it |
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February 22, 2016 |
SCAI / Surgical Care Affiliates, Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2015 Commission file number: 001-36154 SURGICAL CARE AFFILIATES, INC. |
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February 22, 2016 |
Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016 Exhibit 21.1 Surgical Care Affiliates, Inc List of Subsidiaries as of February 19, 2016 Legal Name of Subsidiary Doing Business Name (if applicable) State of Organization Advanced Surgical Hospital, LLC PA Advocate Condell Ambulatory Surgery Center, LLC IL Advocate-SCA Holdings, LLC DE Advocate-SCA Partners, LLC DE Alaska Spine Center LLC AK Alaska Surgery Center, Inc. AK Alaska Surgery Center, Li |
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February 22, 2016 |
Exhibit 10.13 AMENDMENT TO UNIT OPTION GRANT AGREEMENTS SURGICAL CARE AFFILIATES, INC. MANAGEMENT EQUITY INCENTIVE PLAN This AMENDMENT TO UNIT OPTION GRANT AGREEMENTS (this “Amendment”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and Peter J. Clemens IV, an employee of the Company or one or more of its Subsidiaries (the “Participant”), shall be effective |
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February 22, 2016 |
Exhibit 10.13 AMENDMENT TO UNIT OPTION GRANT AGREEMENTS SURGICAL CARE AFFILIATES, INC. MANAGEMENT EQUITY INCENTIVE PLAN This AMENDMENT TO UNIT OPTION GRANT AGREEMENTS (this “Amendment”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and Peter J. Clemens IV, an employee of the Company or one or more of its Subsidiaries (the “Participant”), shall be effective |
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February 22, 2016 |
SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY Exhibit 24.1 SURGICAL CARE AFFILIATES, INC. DIRECTOR’S POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director of Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), by his execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint Andrew P. Hayek, Tom W. F. De Weerdt and Richard L. Sharff, Jr., and each or any of th |
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February 22, 2016 |
Exhibit 10.21 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT TIME-VESTING RESTRICTED STOCK UNITS This Restricted Stock Unit Award Agreement (this “Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and , a director of the Company or one or more of it |
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February 22, 2016 |
Exhibit 10.41 SURGICAL CARE AFFILIATES TEAMMATE STOCK PURCHASE PLAN (Amended and Restated as of December 2, 2015) I. Purpose The purpose of the Surgical Care Affiliates Teammate Stock Purchase Plan is to provide eligible teammates of the Company and its designated subsidiaries who wish to become stockholders in the Company with a convenient method of purchasing Shares through payroll deductions. T |
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February 22, 2016 |
Exhibit 10.27 SURGICAL CARE AFFILIATES, INC. 2013 OMNIBUS LONG-TERM INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT TIME-BASED STOCK OPTIONS This Non-Qualified Stock Option Agreement (this “Option Agreement”) is entered into as of (the “Grant Date”), by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”) and (the “Participant”). Pursuant to the Surgical Care Affi |
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February 16, 2016 |
Surgical Care Affiliates 8-K (Current Report/Significant Event) scai-8k20160216.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2016 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction |
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February 16, 2016 |
SCAI / Surgical Care Affiliates, Inc. / TPG Group Holdings (SBS) Advisors, Inc. Passive Investment SC 13G/A 1 tpgsugical13ga1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 Surgical Care Affiliates, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Titles of Class of Securities) 86881L106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Chec |
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February 16, 2016 |
scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance & IR Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2015 RESULTS Net Operating Revenues Incr |
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February 11, 2016 |
SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SURGICAL CARE AFFILIATES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 86881L106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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February 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SURGICAL CARE AFFILIATES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 86881L106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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February 10, 2016 |
SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of l934 (Amendment No. )1 Surgical Care Affiliates, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 86881L106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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January 19, 2016 |
Surgical Care Affiliates 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2016 SURGICAL CARE AFFILIATES, INC. |
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January 19, 2016 |
EX-99.1 Exhibit 99.1 January 18, 2016 Surgical Care Affiliates, Inc. Announces Transition of Director DEERFIELD, Illinois, January 18, 2016 ? Surgical Care Affiliates, Inc. (?SCA?) announced today that Curtis S. Lane is transitioning off its Board of Directors, effective February 29, 2016. Mr. Lane is Senior Managing Director of MTS Health Investors (?MTS?), a merchant banking firm focused on heal |
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January 19, 2016 |
EX-99.1 Exhibit 99.1 January 18, 2016 Surgical Care Affiliates, Inc. Announces Transition of Director DEERFIELD, Illinois, January 18, 2016 Surgical Care Affiliates, Inc. (SCA) announced today that Curtis S. Lane is transitioning off its Board of Directors, effective February 29, 2016. Mr. Lane is Senior Managing Director of MTS Health Investors (MTS), a merchant banking firm focused on heal |
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January 19, 2016 |
Surgical Care Affiliates Form 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2016 SURGICAL CARE AFFILIATES, INC. |
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November 4, 2015 |
scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2015 RESULTS Revenues Increase 19% over Prior Year Period Sa |
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November 4, 2015 |
EX-99.1 2 scai-ex9916.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES THIRD QUARTER 2015 RESULTS Revenues Increase 19% over Pr |
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November 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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November 4, 2015 |
Surgical Care Affiliates Form 8-K (Current Report/Significant Event) scai-8k20151104.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2015 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction o |
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November 4, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition scai-8k20151104.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2015 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction o |
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November 4, 2015 |
Surgical Care Affiliates Form 10-Q (Quarterly Report) scai-10q20150930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-3 |
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September 2, 2015 |
LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc. |
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September 2, 2015 |
LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc. |
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September 2, 2015 |
LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc. |
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September 2, 2015 |
LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc. |
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September 2, 2015 |
LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc. |
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August 25, 2015 |
SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT EX-10.1 2 d50763dex101.htm EX-10.1 Exhibit 10.1 SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT This SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT (this “Amendment”) is made and entered into as of August 21, 2015, by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and TPG Partners V, L.P., TPG FOF V-A, L.P. and TPG FOF V-B, L.P. (together with their Affiliates, “TPG” or |
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August 25, 2015 |
EX-99.1 3 d50763dex991.htm EX-99.1 Exhibit 99.1 August 25, 2015 Surgical Care Affiliates, Inc. Announces Appointment of New Director DEERFIELD, Illinois, August 25, 2015 – Surgical Care Affiliates, Inc. (Nasdaq:SCAI) (“SCA”) announced today that Michael A. Sachs will join its Board of Directors, effective September 1, 2015. Mr. Sachs served as Chairman and CEO of Sg2, a healthcare analytics and co |
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August 25, 2015 |
SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT EX-10.1 2 d50763dex101.htm EX-10.1 Exhibit 10.1 SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT This SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT (this “Amendment”) is made and entered into as of August 21, 2015, by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and TPG Partners V, L.P., TPG FOF V-A, L.P. and TPG FOF V-B, L.P. (together with their Affiliates, “TPG” or |
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August 25, 2015 |
8-K 1 d50763d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2015 SURGICAL CARE AFFILIATES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdic |
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August 25, 2015 |
SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT EX-10.1 2 d50763dex101.htm EX-10.1 Exhibit 10.1 SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT This SECOND AMENDMENT TO STOCKHOLDERS AGREEMENT (this “Amendment”) is made and entered into as of August 21, 2015, by and between Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), and TPG Partners V, L.P., TPG FOF V-A, L.P. and TPG FOF V-B, L.P. (together with their Affiliates, “TPG” or |
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August 11, 2015 |
Surgical Care Affiliates, Inc. Announces Closing of Secondary Public Offering of Common Stock EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President and CFO Surgical Care Affiliates, Inc. (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance Surgical Care Affiliates, Inc. (847) 267-9823 [email protected] Surgical Care Affiliates, Inc. Announces Closing of Secondary Public Offering of Common Stock DEERFIELD, IL ? |
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August 11, 2015 |
SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement August 5, 2015 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Certain stockholders named in Schedule 1 hereto (the ?Selling Stockholders?) of Surgical Care Affiliates, Inc., a Delaware corporation (the ?Company?), propose to sell to Citigroup |
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August 11, 2015 |
SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement August 5, 2015 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Certain stockholders named in Schedule 1 hereto (the ?Selling Stockholders?) of Surgical Care Affiliates, Inc., a Delaware corporation (the ?Company?), propose to sell to Citigroup |
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August 11, 2015 |
SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement August 5, 2015 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Certain stockholders named in Schedule 1 hereto (the ?Selling Stockholders?) of Surgical Care Affiliates, Inc., a Delaware corporation (the ?Company?), propose to sell to Citigroup |
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August 11, 2015 |
SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement August 5, 2015 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Certain stockholders named in Schedule 1 hereto (the ?Selling Stockholders?) of Surgical Care Affiliates, Inc., a Delaware corporation (the ?Company?), propose to sell to Citigroup |
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August 11, 2015 |
SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 4,000,000 Shares of Common Stock Underwriting Agreement August 5, 2015 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Certain stockholders named in Schedule 1 hereto (the ?Selling Stockholders?) of Surgical Care Affiliates, Inc., a Delaware corporation (the ?Company?), propose to sell to Citigroup |
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August 11, 2015 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2015 SURGICAL CARE AFFILIATES, INC. |
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August 7, 2015 |
424B1 1 d44937d424b1.htm 424B1 Table of Contents Filed pursuant to Rule 424(b)(1) Registration Statement No. 333-206106 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Shares Registered Proposed Maximum Offering Price Per Share(1) Proposed Maximum Aggregate Offering Price(1) Amount of Registration Fee(1) Common stock, $0.01 par value per share 4,000,000 $36.75 $1 |
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August 6, 2015 |
SUBJECT TO COMPLETION, DATED AUGUST 5, 2015 424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-206106 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying base prospectus are part of an effective registration statement filed with the Securities and Exchange Commission. This preliminary prospectus supplement and the |
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August 5, 2015 |
Surgical Care Affiliates S-3ASR S-3ASR Table of Contents As filed with the Securities and Exchange Commission on August 5, 2015 Registration No. |
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August 5, 2015 |
Surgical Care Affiliates, Inc. Announces Launch of Secondary Public Offering of Common Stock Issuer Free Writing Prospectus Dated August 5, 2015 Filed Pursuant to Rule 433 Relating to Registration No. |
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August 4, 2015 |
scai-ex9916.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Tom De Weerdt Executive Vice President & CFO Surgical Care Affiliates (847) 267-3502 [email protected] Leslie Wachsman Vice President, Finance Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES SECOND QUARTER 2015 RESULTS Revenues Increase 22% over Prior Year Period S |
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August 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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August 4, 2015 |
Surgical Care Affiliates 8-K (Current Report/Significant Event) scai-8k20150804.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2015 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction of |
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June 8, 2015 |
Surgical Care Affiliates 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2015 SURGICAL CARE AFFILIATES, INC. |
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May 20, 2015 |
LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc. |
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May 20, 2015 |
LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc. |
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May 20, 2015 |
LIMITED POWER OF ATTORNEY The undersigned officer and/or director of Surgical Care Affiliates, Inc. |
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May 11, 2015 |
Surgical Care Affiliates 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2015 surgical care affiliates, inc. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdiction of incorporation or organ |
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May 11, 2015 |
SURGICAL CARE AFFILIATES, INC. ANNOUNCES FIRST QUARTER 2015 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Pete Clemens Executive Vice President & CFO Surgical Care Affiliates (205) 307-5250 [email protected] Leslie Wachsman Vice President, Finance Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES FIRST QUARTER 2015 RESULTS DEERFIELD, IL ? May 11, 2015 ? Surgical Care Affiliates, Inc. ( |
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May 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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April 24, 2015 |
Surgical Care Affiliates DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 17, 2015 |
EX-10.2 Exhibit 10.2 CONSULTING AGREEMENT This Consulting Agreement (this ?Agreement?) is made and entered into on April 15, 2015, by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates, LLC (?SCA? and together with the Parent, the ?Company?) and Peter J. Clemens IV (?Consultant?). The Company and Consultant may be referred to herein collectively as the ?Parties? and |
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April 17, 2015 |
EX-10.2 Exhibit 10.2 CONSULTING AGREEMENT This Consulting Agreement (this ?Agreement?) is made and entered into on April 15, 2015, by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates, LLC (?SCA? and together with the Parent, the ?Company?) and Peter J. Clemens IV (?Consultant?). The Company and Consultant may be referred to herein collectively as the ?Parties? and |
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April 17, 2015 |
EX-10.2 Exhibit 10.2 CONSULTING AGREEMENT This Consulting Agreement (this ?Agreement?) is made and entered into on April 15, 2015, by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates, LLC (?SCA? and together with the Parent, the ?Company?) and Peter J. Clemens IV (?Consultant?). The Company and Consultant may be referred to herein collectively as the ?Parties? and |
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April 17, 2015 |
EX-10.2 Exhibit 10.2 CONSULTING AGREEMENT This Consulting Agreement (this ?Agreement?) is made and entered into on April 15, 2015, by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates, LLC (?SCA? and together with the Parent, the ?Company?) and Peter J. Clemens IV (?Consultant?). The Company and Consultant may be referred to herein collectively as the ?Parties? and |
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April 17, 2015 |
EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This AGREEMENT, dated April 14, 2015 (the ?Agreement?), by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates LLC (the ?Employer? and together with the Parent, the ?Company?) and Tom W. F. De Weerdt (the ?Executive?). WHEREAS, the Company desires that the Executive serve the Company as its Executive Vice President and Chief F |
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April 17, 2015 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Pete Clemens Executive VP and CFO Surgical Care Affiliates (205) 307-5250 [email protected] Leslie Wachsman Vice President, Finance Surgical Care Affiliates (847) 267-9823 [email protected] SURGICAL CARE AFFILIATES, INC. ANNOUNCES NEW CHIEF FINANCIAL OFFICER DEERFIELD, IL ? April 17, 2015 - Surgical Care Affiliates, Inc. |
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April 17, 2015 |
EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This AGREEMENT, dated April 14, 2015 (the ?Agreement?), by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates LLC (the ?Employer? and together with the Parent, the ?Company?) and Tom W. F. De Weerdt (the ?Executive?). WHEREAS, the Company desires that the Executive serve the Company as its Executive Vice President and Chief F |
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April 17, 2015 |
EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This AGREEMENT, dated April 14, 2015 (the ?Agreement?), by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates LLC (the ?Employer? and together with the Parent, the ?Company?) and Tom W. F. De Weerdt (the ?Executive?). WHEREAS, the Company desires that the Executive serve the Company as its Executive Vice President and Chief F |
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April 17, 2015 |
EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This AGREEMENT, dated April 14, 2015 (the ?Agreement?), by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates LLC (the ?Employer? and together with the Parent, the ?Company?) and Tom W. F. De Weerdt (the ?Executive?). WHEREAS, the Company desires that the Executive serve the Company as its Executive Vice President and Chief F |
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April 17, 2015 |
Surgical Care Affiliates 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2015 SURGICAL CARE AFFILIATES, INC. |
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April 17, 2015 |
EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This AGREEMENT, dated April 14, 2015 (the ?Agreement?), by and among Surgical Care Affiliates, Inc. (the ?Parent?), Surgical Care Affiliates LLC (the ?Employer? and together with the Parent, the ?Company?) and Tom W. F. De Weerdt (the ?Executive?). WHEREAS, the Company desires that the Executive serve the Company as its Executive Vice President and Chief F |
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March 30, 2015 |
7,000,000 Shares Surgical Care Affiliates, Inc. Common Stock 424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-202712 PROSPECTUS 7,000,000 Shares Surgical Care Affiliates, Inc. Common Stock Certain stockholders of ours, or the selling stockholders, including the TPG Funds (as defined herein) and certain members of our board of directors and management, are offering 7,000,000 shares of our common stock. We will not receive any of |
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March 23, 2015 |
Surgical Care Affiliates S-3/A S-3/A Table of Contents As filed with the Securities and Exchange Commission on March 23, 2015 Registration No. |
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March 23, 2015 |
SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement [?], 2015 GOLDMAN, SACHS & CO. CITIGROUP GLOBAL MARKETS INC. J.P. MORGAN SECURITIES LLC As representatives of the several Underwriters listed in Schedule 1 hereto c/o Goldman, Sachs & Co. 200 West Street New York, New York 10282 Citigroup Global Markets Inc. 388 Greenwich Street New York, New |
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March 23, 2015 |
SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement [?], 2015 GOLDMAN, SACHS & CO. CITIGROUP GLOBAL MARKETS INC. J.P. MORGAN SECURITIES LLC As representatives of the several Underwriters listed in Schedule 1 hereto c/o Goldman, Sachs & Co. 200 West Street New York, New York 10282 Citigroup Global Markets Inc. 388 Greenwich Street New York, New |
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March 23, 2015 |
SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement [?], 2015 GOLDMAN, SACHS & CO. CITIGROUP GLOBAL MARKETS INC. J.P. MORGAN SECURITIES LLC As representatives of the several Underwriters listed in Schedule 1 hereto c/o Goldman, Sachs & Co. 200 West Street New York, New York 10282 Citigroup Global Markets Inc. 388 Greenwich Street New York, New |
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March 23, 2015 |
SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement [?], 2015 GOLDMAN, SACHS & CO. CITIGROUP GLOBAL MARKETS INC. J.P. MORGAN SECURITIES LLC As representatives of the several Underwriters listed in Schedule 1 hereto c/o Goldman, Sachs & Co. 200 West Street New York, New York 10282 Citigroup Global Markets Inc. 388 Greenwich Street New York, New |
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March 23, 2015 |
SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement EX-1.1 Exhibit 1.1 SURGICAL CARE AFFILIATES, INC. 7,000,000 Shares of Common Stock Underwriting Agreement [?], 2015 GOLDMAN, SACHS & CO. CITIGROUP GLOBAL MARKETS INC. J.P. MORGAN SECURITIES LLC As representatives of the several Underwriters listed in Schedule 1 hereto c/o Goldman, Sachs & Co. 200 West Street New York, New York 10282 Citigroup Global Markets Inc. 388 Greenwich Street New York, New |
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March 17, 2015 |
EX-4.1 Exhibit 4.1 EXECUTION COPY SENIOR NOTES INDENTURE Dated as of March 17, 2015 Among SURGICAL CARE AFFILIATES, INC. the Guarantors listed herein and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee 6.00% SENIOR NOTES DUE 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.01. Definitions 2 Section 1.02. Other Definitions 43 Section 1.03. Rules of Construction 44 Section 1.04 |
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March 17, 2015 |
8-K 1 d894868d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2015 SURGICAL CARE AFFILIATES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36154 20-8740447 (State or other jurisdic |
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March 17, 2015 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION $700,000,000 CREDIT AGREEMENT dated as of March 17, 2015, among SURGICAL CARE AFFILIATES, INC., as Borrower, JPMORGAN CHASE BANK, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer, and THE OTHER LENDERS PARTY HERETO SUNTRUST BANK, as Syndication Agent, J.P. MORGAN SECURITIES LLC, GOLDMAN SACHS BANK USA, CITIGROUP GLOBAL MARKETS INC., BARCLAYS BA |
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March 17, 2015 |
Exhibit 10.3 EXECUTION VERSION GUARANTY dated as of March 17, 2015, among SURGICAL CARE AFFILIATES, INC., as the Borrower CERTAIN SUBSIDIARIES OF SURGICAL CARE AFFILIATES, INC. to be identified herein, and JPMORGAN CHASE BANK, N.A., as Administrative Agent TABLE OF CONTENTS Page ARTICLE I DEFINITIONS SECTION 1.01. Credit Agreement 1 SECTION 1.02. Other Defined Terms 1 ARTICLE II GUARANTY SECTION 2 |