PL.PRE Documents déposés auprès de la SEC - Protective Life Corp.- Rapport annuel, procuration, prospectus

Statistiques de base

LEI	549300ZWIT8J8Y2EXL07
CIK	355429

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Protective Life Corp.

SEC Filings (Chronological Order)

Cette page fournit une liste complète et chronologique des documents déposés auprès de la SEC, à l'exclusion des documents relatifs à la participation que nous fournissons ailleurs.

January 23, 2020	S-8 POS	PL^C / Protective Life Corporation S-8 POS - - S-8 POS S-8 POS 1 tm203806-2s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 23, 2020. Registration No. 333-32420 Registration No. 033-61847 Registration No. 033-51887 Registration No. 033-68036 Registration No. 033-38952 Registration No. 2-91276 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 (333-32420) Post-Effectiv
January 23, 2020	15-12B	PL^C / Protective Life Corporation 15-12B - - 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 form 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-11339 and 001-12332 Protective Life Corporation (Exact name of registran
January 23, 2020	S-8 POS	PL^C / Protective Life Corporation S-8 POS - - S-8 POS S-8 POS 1 tm203806-5s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 23, 2020. Registration No. 333-32420 Registration No. 033-61847 Registration No. 033-51887 Registration No. 033-68036 Registration No. 033-38952 Registration No. 2-91276 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 (333-32420) Post-Effectiv
January 23, 2020	S-8 POS	PL^C / Protective Life Corporation S-8 POS - - S-8 POS S-8 POS 1 tm203806-4s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 23, 2020. Registration No. 333-32420 Registration No. 033-61847 Registration No. 033-51887 Registration No. 033-68036 Registration No. 033-38952 Registration No. 2-91276 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 (333-32420) Post-Effectiv
January 23, 2020	S-8 POS	PL^C / Protective Life Corporation S-8 POS - - S-8 POS S-8 POS 1 tm203806-6s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 23, 2020. Registration No. 333-32420 Registration No. 033-61847 Registration No. 033-51887 Registration No. 033-68036 Registration No. 033-38952 Registration No. 2-91276 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 (333-32420) Post-Effectiv
January 23, 2020	S-8 POS	PL^C / Protective Life Corporation S-8 POS - - S-8 POS S-8 POS 1 tm203806-1s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 23, 2020. Registration No. 333-32420 Registration No. 033-61847 Registration No. 033-51887 Registration No. 033-68036 Registration No. 033-38952 Registration No. 2-91276 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 (333-32420) Post-Effectiv
January 23, 2020	S-8 POS	PL^C / Protective Life Corporation S-8 POS - - S-8 POS As filed with the Securities and Exchange Commission on January 23, 2020. Registration No. 333-32420 Registration No. 033-61847 Registration No. 033-51887 Registration No. 033-68036 Registration No. 033-38952 Registration No. 2-91276 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 2 (333-32420) Post-Effective Amendment No. 1 (033-61847) Post-Eff
November 12, 2019	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-11339 P
October 11, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K 1 a19-1993318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 9, 2019 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction
September 20, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 20, 2019 (September 20, 2019) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (C
September 20, 2019	EX-4.2	Supplemental Indenture No. 16, dated as of September 20, 2019, between Protective Life Corporation and The Bank of New York Mellon Trust Company, N.A., as successor Trustee, supplementing the Senior Indenture dated June 1, 1994. Exhibit 4.2 PROTECTIVE LIFE CORPORATION to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee SUPPLEMENTAL INDENTURE NO. 16 Dated as of September 20, 2019 3.400% Senior Notes due 2030 $400,000,000 PROTECTIVE LIFE CORPORATION SUPPLEMENTAL INDENTURE NO. 16 $400,000,000 3.400% Senior Notes due 2030 SUPPLEMENTAL INDENTURE NO. 16, dated as of September 20, 2019 (this “Supplemental Indenture No
August 16, 2019	EX-99.2	UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On June 3, 2019, Protective Life Insurance Company (“Protective Life”), a wholly owned subsidiary of Protective Life Corporation (“Protective”), and Protective Life and Annuity Insurance Company (“PLAIC”), a wholly owned subsidiary of Protective Life, completed its previously announced acquisition (the “Closing”) via reinsur
August 16, 2019	EX-99.1	Table of Contents Exhibit 99.1 INDIVIDUAL LIFE BUSINESS OF GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY Abbreviated Financial Statements As of March 31, 2019 and December 31, 2018, and for the three-month periods ended March 31, 2019 and 2018 Table of Contents Page Number Financial Information Abbreviated Interim Financial Statements Statements of Assets and Liabilities at March 31, 2019 (Unaudited) and December 31,
August 16, 2019	8-K/A	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 16, 2019 (June 3, 2019) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Commissi
August 13, 2019	10-Q	Quarterly Report - 10-Q 10-Q 1 plc6301910-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2019 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission
June 5, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 31, 2019 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction of incorporation) (Commission
June 5, 2019	EX-99.1	Protective Closes Reinsurance Transaction with Great-West Exhibit 99.1 Protective Closes Reinsurance Transaction with Great-West Birmingham, Ala. (June 3, 2019): Protective Life Corporation (Protective), a wholly owned U.S. subsidiary of Dai-ichi Life Holdings, Inc. (TSE:8750), announced today that its principal subsidiary, Protective Life Insurance Company (Protective Life), and Protective Life & Annuity Insurance Company, completed the transaction with
June 5, 2019	EX-10.1	Credit Agreement, dated as of May 31, 2019, among Protective Life Corporation, as borrower, the several lenders from time to time a party thereto, and Mizuho Bank, Ltd, as administrative agent. Exhibit 10.1 TERM LOAN CREDIT AGREEMENT Dated as of May 31, 2019 among PROTECTIVE LIFE CORPORATION, as Borrower THE SEVERAL LENDERS FROM TIME TO TIME PARTY HERETO and MIZUHO BANK, LTD., as Administrative Agent MIZUHO BANK, LTD., as Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND RULES OF CONSTRUCTION 1 1.1. Terms Defined in this Agreement 1 1.2. Rules of Int
May 31, 2019	EX-99.1	Protective Life Announces Organizational Changes Exhibit 99.1 Protective Life Announces Organizational Changes Birmingham, Ala. (May 31, 2019): Protective Life Corporation (Protective), a wholly owned U.S. subsidiary of Dai-ichi Life Holdings, Inc. (TSE:8750), today announced key organizational changes to reinforce its strategic plans and position the Company for future growth. Effective June 1, 2019, Mike Temple will assume the role of Vice Cha
May 31, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 28, 2019 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Commission (IRS Employer of
May 7, 2019	EX-10.5	2019 Performance Units Provisions (for key officers) of Protective Life Corporation, filed as Exhibit 10.5 to Protective Life Corporation’s Quarterly Report on Form 10-Q filed May 7, 2019 (No. 001-11339). 2019 PERFORMANCE UNITS PROVISIONS As of March 15, 2019, the Board of Directors of Protective Life Corporation (the “Company”) granted you performance units (“Performance Units”) under the Protective Life Corporation Long-Term Incentive Plan (the “Plan”) that, subject to the satisfaction of the applicable terms and conditions related to such Performance Units, including, but not limited to, the satisfaction of the applicable performance vesting conditions specified below, will entitle you to receive a cash amount based on the PL Tangible Book Value of the Company.
May 7, 2019	EX-10.3	2019 Parent-Based Award Provisions of Protective Life Corporation, filed as Exhibit 10.3 to Protective Life Corporation’s Quarterly Report on Form 10-Q filed May 7, 2019 (No. 001-11339). 2019 PARENT-BASED AWARD PROVISIONS As of March 15, 2019, the Board of Directors of Protective Life Corporation (the “Company”) granted you a cash denominated award (“Parent-Based Award”) under the Protective Life Corporation Long-Term Incentive Plan (the “Plan”) that, subject to the satisfaction of the applicable terms and conditions related to such Parent-Based Award, including, but not limited to, the satisfaction of the applicable service vesting conditions specified below, will entitle you to receive a cash amount determined in the manner described below.
May 7, 2019	EX-10.8	2019 Restricted Units Award Letter of Protective Life Corporation (for key officers), filed as Exhibit 10.8 to Protective Life Corporation’s Quarterly Report on Form 10-Q filed May 7, 2019 [NAME] MARCH 15, 2019 RESTRICTED UNITS AWARD LETTER The Compensation and Management Succession Committee of the Company's Board of Directors has awarded you: Restricted Units Date of Grant: March 15, 2019 These Restricted Units were awarded pursuant to the Protective Life Corporation Long-Term Incentive Plan (the “Plan”), and are subject to the terms and conditions contained in the 2019 Restricted Units Award Provisions (“Provisions”), as set forth in Appendix A to this Award Letter, and the Plan.
May 7, 2019	EX-10.7	2019 PERFORMANCE UNITS PROVISIONS 2019 PERFORMANCE UNITS PROVISIONS As of March 15, 2019, the Board of Directors of Protective Life Corporation (the “Company”) granted you performance units (“Performance Units”) under the Protective Life Corporation Long-Term Incentive Plan (the “Plan”) that, subject to the satisfaction of the applicable terms and conditions related to such Performance Units, including, but not limited to, the satisfaction of the applicable performance vesting conditions specified below, will entitle you to receive a cash amount based on the PL Tangible Book Value of the Company.
May 7, 2019	EX-10.4	2019 Performance Units Award Letter (for key officers) of Protective Life Corporation, filed as Exhibit 10.4 to Protective Life Corporation’s Quarterly Report on Form 10-Q filed May 7, 2019 (No. 001-11339). [NAME] MARCH 15, 2019 PERFORMANCE UNITS AWARD LETTER The Compensation and Management Succession Committee of the Company's Board of Directors has awarded you: Performance Units Award Period: January 1, 2019 – December 31, 2021 Grant Date: March 15, 2019 These Performance Units were awarded pursuant to the Protective Life Corporation Long-Term Incentive Plan (the “Plan”), and are subject to the terms and conditions contained in the 2019 Performance Units Award Provisions (“Provisions”), as set forth in Appendix A to this Award Letter, and the Plan.
May 7, 2019	EX-10.6	MARCH 15, 2019 PERFORMANCE UNITS AWARD LETTER [NAME] MARCH 15, 2019 PERFORMANCE UNITS AWARD LETTER Protective Life Corporation has awarded you: Performance Units Award Period: January 1, 2019 – December 31, 2021 Date of Grant: March 15, 2019 These Performance Units were awarded pursuant to the Protective Life Corporation Long-Term Incentive Plan (the “Plan”), and are subject to the terms and conditions contained in the 2019 Performance Units Award Provisions (“Provisions”), as set forth in Appendix A to this Award Letter, and the Plan.
May 7, 2019	EX-10.2	2019 Parent-Based Award Letter of Protective Life Corporation, filed as Exhibit 10.2 to Protective Life Corporation’s Quarterly Report on Form 10-Q filed May 7, 2019 (No. 001-11339). [NAME] MARCH 15, 2019 PARENT-BASED AWARD LETTER The Compensation and Management Succession Committee of the Company's Board of Directors has awarded you: Parent-Based Award Valued at Date of Grant: March 15, 2019 This Parent-Based Award was awarded pursuant to the Protective Life Corporation Long-Term Incentive Plan (the “Plan”), and is subject to the terms and conditions contained in the 2019 Parent-Based Award Provisions (“Provisions”), as set forth in Appendix A to this Award Letter, and the Plan.
May 7, 2019	EX-10.1	Protective Life Corporation’s Deferred Compensation Plan, as Amended and Restated as of January 1, 2019, filed as Exhibit 10.1 to Protective Life Corporation’s Quarterly Report on Form 10-Q filed May 7, 2019. PROTECTIVE LIFE CORPORATION DEFERRED COMPENSATION PLAN (Amended and Restated as of January 1, 2019) Content Copyright ©2018 Newport Group, Inc.
May 7, 2019	EX-10.9	MARCH 15, 2019 RESTRICTED UNITS AWARD LETTER [NAME] MARCH 15, 2019 RESTRICTED UNITS AWARD LETTER Protective Life Corporation has awarded you: Restricted Units Date of Grant: March 15, 2019 These Restricted Units were awarded pursuant to the Protective Life Corporation Long-Term Incentive Plan (the “Plan”), and are subject to the terms and conditions contained in the 2019 Restricted Units Award Provisions (“Provisions”), as set forth in Appendix A to this Award Letter, and the Plan.
May 7, 2019	EX-10.11	2019 Long-Term Incentive Plan Awards Acceptance Form, filed as Exhibit 10.11 to Protective Life Corporation’s Quarterly Report on Form 10-Q filed May 7, 2019 (No. 001-11339). 2019 Long-Term Incentive Plan Awards Acceptance Form As of March 15, 2019, you were granted long-term incentive awards under the Protective Life Corporation Long-Term Incentive Plan (the “Plan”).
May 7, 2019	EX-10.10	2019 Restricted Units Provisions of Protective Life Corporation, filed as Exhibit 10.10 to Protective Life Corporation’s Quarterly Report on Form 10-Q filed May 7, 2019 2019 RESTRICTED UNITS PROVISIONS As of March 15, 2019, you were granted restricted units (“Restricted Units”) under the Protective Life Corporation Long-Term Incentive Plan (the “Plan”) that, subject to the satisfaction of the applicable terms and conditions related to such Restricted Units, including, but not limited to, the satisfaction of the applicable service vesting conditions specified below, will entitle you to receive a cash amount based on the Tangible Book Value of Protective Life Corporation (the “Company”).
May 7, 2019	10-Q	PL^C / Protective Life Corporation 10-Q Quarterly Report 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-11339 PROTE
April 30, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders 8-K 1 a19-910518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 30, 2019 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (
March 8, 2019	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 a19-591518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 5, 2019 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (C
March 8, 2019	EX-16.1	Letter from PricewaterhouseCoopers LLP to the Securities and Exchange Commission dated March 8, 2019. Exhibit 16.1 March 8, 2019 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Protective Life Corporation (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of Protective Life Corporation dated March 5, 2019. We agree with the statements concerni
March 5, 2019	EX-10.6B	2018 PERFORMANCE UNITS PROVISIONS 2018 PERFORMANCE UNITS PROVISIONS As of March 15, 2018, the Board of Directors of Protective Life Corporation (the “Company”) granted you performance units (“Performance Units”) under the Protective Life Corporation Long-Term Incentive Plan (the “Plan”) that, subject to the satisfaction of the applicable terms and conditions related to such Performance Units, including, but not limited to, the satisfaction of the applicable performance vesting conditions specified below, will entitle you to receive a cash amount based on the PL Tangible Book Value of the Company.
March 5, 2019	EX-10.6A	MARCH 15, 2018 PERFORMANCE UNITS AWARD LETTER [NAME] MARCH 15, 2018 PERFORMANCE UNITS AWARD LETTER Protective Life Corporation has awarded you: Performance Units Award Period: January 1, 2018 – December 31, 2020 Date of Grant: March 15, 2018 These Performance Units were awarded pursuant to the Protective Life Corporation Long-Term Incentive Plan (the “Plan”), and are subject to the terms and conditions contained in the 2018 Performance Units Award Provisions (“Provisions”), as set forth in Appendix A to this Award Letter, and the Plan.
March 5, 2019	EX-10.4B	(aa) 2018 Parent-Based Award Provisions of Protective Life Corporation, filed as Exhibit 10.4(b) to Protective Life Corporation’s Annual Report on Form 10-K filed March 5, 2019 (No. 001-11339). 2018 PARENT-BASED AWARD PROVISIONS As of March 15, 2018, the Board of Directors of Protective Life Corporation (the “Company”) granted you a cash denominated award (“Parent-Based Award”) under the Protective Life Corporation Long-Term Incentive Plan (the “Plan”) that, subject to the satisfaction of the applicable terms and conditions related to such Parent-Based Award, including, but not limited to, the satisfaction of the applicable service vesting conditions specified below, will entitle you to receive a cash amount determined in the manner described below.
March 5, 2019	EX-10.7A	2018 Restricted Units Award Letter (for key officers) of Protective Life Corporation, filed as Exhibit 10.7(a) to Protective Life Corporation’s Annual Report on Form 10-K filed March 5, 2019 [NAME] MARCH 15, 2018 RESTRICTED UNITS AWARD LETTER The Compensation and Management Succession Committee of the Company's Board of Directors has awarded you: Restricted Units Date of Grant: March 15, 2018 These Restricted Units were awarded pursuant to the Protective Life Corporation Long-Term Incentive Plan (the “Plan”), and are subject to the terms and conditions contained in the 2018 Restricted Units Award Provisions (“Provisions”), as set forth in Appendix A to this Award Letter, and the Plan.
March 5, 2019	EX-10.2B	Amended and Restated Protective Life Corporation Annual Incentive Plan, amended and restated as of November 6, 2018, filed as Exhibit 10.2(b) to Protective Life Corporation’s Annual Report on Form 10-K filed March 5, 2019 (No. 001-11339). PROTECTIVE LIFE CORPORATION ANNUAL INCENTIVE PLAN (Originally effective January 1, 2018) (Amended and Restated as of November 6, 2018) 1.
March 5, 2019	EX-10.7C	2018 Restricted Units Provisions of Protective Life Corporation, filed as Exhibit 10.7(c) to Protective Life Corporation’s Annual Report on Form 10-K filed March 5, 2019 EX-10.7C 12 plc123118-exhibit107c2018.htm EXHIBIT 10.7C 2018 RESTRICTED UNITS PROVISIONS As of March 15, 2018, you were granted restricted units (“Restricted Units”) under the Protective Life Corporation Long-Term Incentive Plan (the “Plan”) that, subject to the satisfaction of the applicable terms and conditions related to such Restricted Units, including, but not limited to, the satisfaction of
March 5, 2019	10-K	PL^C / Protective Life Corporation 10-K (Annual Report) 10-K 1 plc12311810k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2018 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-11339
March 5, 2019	EX-14.1	Code of Business Conduct Protective Life Corporation and all of its subsidiaries and affiliates (collectively referred to in this Code as “the Company”), Protective Life Insurance Company West Coast Life Insurance Company Protective Life & Annuity In Code of Business Conduct for Protective Life Corporation and all of its subsidiaries and affiliates (collectively referred to in this Code as “the Company”), including Protective Life Insurance Company West Coast Life Insurance Company Protective Life & Annuity Insurance Company Protective Property & Casualty Insurance Company MONY Life Insurance Company ProEquities, Inc.
March 5, 2019	EX-10.4A	2018 Parent-Based Award Letter of Protective Life Corporation, filed as Exhibit 10.4(a) to Protective Life Corporation’s Annual Report on Form 10-K filed March 5, 2019 (No. 001-11339). [NAME] MARCH 15, 2018 PARENT-BASED AWARD LETTER The Compensation and Management Succession Committee of the Company's Board of Directors has awarded you: Parent-Based Award Valued at Date of Grant: March 15, 2018 This Parent-Based Award was awarded pursuant to the Protective Life Corporation Long-Term Incentive Plan (the “Plan”), and is subject to the terms and conditions contained in the 2018 Parent-Based Award Provisions (“Provisions”), as set forth in Appendix A to this Award Letter, and the Plan.
March 5, 2019	EX-24	PROTECTIVE LIFE CORPORATION DIRECTOR POWER OF ATTORNEY Exhibit 24 PROTECTIVE LIFE CORPORATION DIRECTOR POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned Director of Protective Life Corporation, a Delaware corporation (the “Company”), by his/her execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint John D.
March 5, 2019	EX-10.5A	2018 Performance Units Award Letter (for key officers) of Protective Life Corporation, filed as Exhibit 10.5(a) to Protective Life Corporation’s Annual Report on Form 10-K filed March 5, 2019 [NAME] MARCH 15, 2018 PERFORMANCE UNITS AWARD LETTER The Compensation and Management Succession Committee of the Company's Board of Directors has awarded you: Performance Units Award Period: January 1, 2018 – December 31, 2020 Grant Date: March 15, 2018 These Performance Units were awarded pursuant to the Protective Life Corporation Long-Term Incentive Plan (the “Plan”), and are subject to the terms and conditions contained in the 2018 Performance Units Award Provisions (“Provisions”), as set forth in Appendix A to this Award Letter, and the Plan.
March 5, 2019	EX-10.7B	MARCH 15, 2018 RESTRICTED UNITS AWARD LETTER [NAME] MARCH 15, 2018 RESTRICTED UNITS AWARD LETTER Protective Life Corporation has awarded you: Restricted Units Date of Grant: March 15, 2018 These Restricted Units were awarded pursuant to the Protective Life Corporation Long-Term Incentive Plan (the “Plan”), and are subject to the terms and conditions contained in the 2018 Restricted Units Award Provisions (“Provisions”), as set forth in Appendix A to this Award Letter, and the Plan.
March 5, 2019	EX-10.3D	2018 Long-Term Incentive Plan Awards Acceptance Form, filed as Exhibit 10.3(d) to Protective Life Corporation’s Annual Report on Form 10-K filed March 5, 2019 (No. 001-11339). 2018 Long-Term Incentive Plan Awards Acceptance Form As of March 15, 2018, you were granted long-term incentive awards under the Protective Life Corporation Long-Term Incentive Plan (the “Plan”).
March 5, 2019	EX-21	to Form 10-K Protective Life Corporation Fiscal Year Ended December 31, 2018 Principal Subsidiaries of the Registrant The following wholly owned subsidiary of Protective Life Corporation is organized under the laws of the State of Tennessee and does Exhibit 21 to Form 10-K of Protective Life Corporation for Fiscal Year Ended December 31, 2018 Principal Subsidiaries of the Registrant The following wholly owned subsidiary of Protective Life Corporation is organized under the laws of the State of Tennessee and does business under its corporate name: Protective Life Insurance Company The following wholly owned subsidiary of Protective Life Insura
March 5, 2019	EX-10.5B	(ff) 2018 Performance Units Provisions (for key officers) of Protective Life Corporation, filed as Exhibit 10.5(b) to Protective Life Corporation’s Annual Report on Form 10-K filed March 5, 2019 2018 PERFORMANCE UNITS PROVISIONS As of March 15, 2018, the Board of Directors of Protective Life Corporation (the “Company”) granted you performance units (“Performance Units”) under the Protective Life Corporation Long-Term Incentive Plan (the “Plan”) that, subject to the satisfaction of the applicable terms and conditions related to such Performance Units, including, but not limited to, the satisfaction of the applicable performance vesting conditions specified below, will entitle you to receive a cash amount based on the PL Tangible Book Value of the Company.
March 1, 2019	EX-16.1	Letter from PricewaterhouseCoopers LLP to the Securities and Exchange Commission dated March 1, 2019. Exhibit 16.1 March 1, 2019 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Protective Life Corporation (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of Protective Life Corporation dated February 25, 2019. We agree with the statements conc
March 1, 2019	EX-3.1	Amended and Restated Bylaws of the Company effective as of February 25, 2019. Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF PROTECTIVE LIFE CORPORATION (a Delaware corporation) Adopted February 25, 2019 ARTICLE 1 OFFICES 1.1 REGISTERED OFFICE The corporation shall maintain a registered office and registered agent in the state of Delaware. The registered office and/or registered agent of the corporation may be changed from time to time by action of the board of directors. 1.2 O
March 1, 2019	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 25, 2019 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Commission (IRS Employe
January 25, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 25, 2019 (January 23, 2019) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Commi
January 25, 2019	EX-99.1	Protective Life Enters Agreement with Great-West to Reinsure Individual Life Insurance and Annuity Business When Closed, Transaction Will Be the 57th and Largest Acquisition in Company History Exhibit 99.1 Protective Life Enters Agreement with Great-West to Reinsure Individual Life Insurance and Annuity Business When Closed, Transaction Will Be the 57th and Largest Acquisition in Company History Birmingham, Ala. (January 24, 2019): Protective Life Corporation (Protective), a wholly owned U.S. subsidiary of Dai-ichi Life Holdings, Inc. (TSE:8750, Dai-ichi), announced that it has reached
January 25, 2019	EX-2.1	Master Transaction Agreement, dated as of January 23, 2019, by and among Protective Life Insurance Company, Great-West Life & Annuity Insurance Company, Great-West Life & Annuity Insurance Company of New York, The Canada Life Assurance Company and The Great-West Life Assurance Company * Exhibit 2.1 EXECUTION VERSION MASTER TRANSACTION AGREEMENT BY AND AMONG PROTECTIVE LIFE INSURANCE COMPANY, GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY, GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY OF NEW YORK, THE GREAT-WEST LIFE ASSURANCE COMPANY, AND THE CANADA LIFE ASSURANCE COMPANY Dated January 23, 2019 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.1 Definitions 1 ARTICLE II PURCHASE
December 17, 2018	EX-10.1	Termination and Release Agreement among Protective Life Corporation, Protective Life Insurance Company, Wachovia Development Corporation, Wells Fargo Bank, National Association, SunTrust Bank and Citibank, N.A. EX-10.1 2 a18-416171ex10d1.htm EX-10.1 Exhibit 10.1 TERMINATION AND RELEASE AGREEMENT This TERMINATION AND RELEASE AGREEMENT is entered into as of December 11, 2018 (as amended, modified, extended, supplemented, restated and/or replaced from time to time, this “Termination Agreement”) and is by and among PROTECTIVE LIFE INSURANCE COMPANY, a Tennessee corporation (the “Lessee”); PROTECTIVE LIFE COR
December 17, 2018	8-K	Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a18-4161718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 11, 2018 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdicti
November 13, 2018	EX-10.1	Amended and Restated Protective Life Corporation Long-Term Incentive Plan, filed as Exhibit 10.1 to Protective Life Corporation’s Current Report on Form 8-K filed November 13, 2018 (No. 001-11339). Exhibit 10.1 PROTECTIVE LIFE CORPORATION LONG-TERM INCENTIVE PLAN (Originally effective January 1, 2018) (Amended and Restated as of November 6, 2018) 1. Purpose. The purpose of the Protective Life Corporation Long-Term Incentive Plan is to further the long-term growth in profitability of Protective Life Corporation by offering long-term incentives to those key executives, officers and employees w
November 13, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits 8-K 1 a18-3993218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 6, 2018 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdicti
November 9, 2018	EX-32.A	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended September 30, 2018, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard J. Bielen, President and Ch
November 9, 2018	EX-31.A	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Richard J.
November 9, 2018	EX-31.B	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven G.
November 9, 2018	10-Q	PL^C / Protective Life Corporation 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-1133
November 9, 2018	EX-32.B	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended September 30, 2018, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Steven G. Walker, Executive Vice Pr
August 24, 2018	EX-4.2	Supplemental Indenture No. 15, dated as of August 23, 2018, between Protective Life Corporation and The Bank of New York Mellon Trust Company, N.A., as successor Trustee, supplementing the Senior Indenture dated June 1, 1994. Exhibit 4.2 PROTECTIVE LIFE CORPORATION to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee SUPPLEMENTAL INDENTURE NO. 15 Dated as of August 23, 2018 4.300% Senior Notes due 2028 $400,000,000 PROTECTIVE LIFE CORPORATION SUPPLEMENTAL INDENTURE NO. 15 $400,000,000 4.300% Senior Notes due 2028 SUPPLEMENTAL INDENTURE NO. 15, dated as of August 23, 2018 (this “Supplemental Indenture No. 15”)
August 24, 2018	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 24, 2018 (August 23, 2018) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Commiss
August 9, 2018	EX-31.A	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Richard J.
August 9, 2018	10-Q	PL^C / Protective Life Corporation 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2018 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-11339 PRO
August 9, 2018	EX-12	CONSOLIDATED EARNINGS RATIOS Exhibit 12 CONSOLIDATED EARNINGS RATIOS The following table sets forth, for the years and periods ended, Protective Life Corporation’s (the “Company”) ratios of: · Consolidated earnings to fixed charges.
August 9, 2018	EX-31.B	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven G.
August 9, 2018	EX-32.A	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended June 30, 2018, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard J. Bielen, President and Chief E
August 9, 2018	EX-32.B	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended June 30, 2018, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Steven G. Walker, Executive Vice Preside
August 8, 2018	EX-3.1	Amended and Restated Bylaws of Protective Life Corporation, effective as of August 6, 2018, filed herewith. Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF PROTECTIVE LIFE CORPORATION (a Delaware corporation) Adopted August 6, 2018 ARTICLE 1 OFFICES 1.1 REGISTERED OFFICE The corporation shall maintain a registered office and registered agent in the state of Delaware. The registered office and/or registered agent of the corporation may be changed from time to time by action of the board of directors. 1.2 OTHE
August 8, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 8, 2018 (August 6, 2018) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Commissio
July 13, 2018	8-K/A	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 13, 2018 (May 1, 2018) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction of incorpora
July 13, 2018	EX-99.2	UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On May 1, 2018, The Lincoln National Life Insurance Company (“Lincoln Life”) completed its previously announced acquisition (the “Closing”) of Liberty Mutual Group Inc.’s (“Liberty”) Group Benefits Business (the “Group Business”) and Individual Life and Annuity Business (the “Life Business”) through the acquisition of all of
July 13, 2018	EX-99.1	Life Business of Liberty Life Assurance Company of Boston Table of Contents Exhibit 99.1 Life Business of Liberty Life Assurance Company of Boston Table of Contents Page Report of Independent Auditors 1 Abbreviated Financial Statements as of and for the year ended December 31, 2017 Statement of Assets and Liabilities 2 Statement of Revenues and Direct Expenses 3 Notes to Abbreviated Financial Statements 4-22 REPORT OF INDEPENDENT AUDITORS The Board of Directors Protective
May 11, 2018	EX-32.A	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended March 31, 2018, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard J. Bielen, President and Chief
May 11, 2018	EX-10	Amendment One to the Protective Life Corporation Long-Term Incentive Plan, filed as Exhibit 10 to Protective Life Corporation’s Quarterly Report on Form 10-Q filed May 11, 2018 (No. 001-11339). EX-10 2 plc3311810-qxexhibit10ame.htm EXHIBIT 10 AMENDMENT ONE TO THE PROTECTIVE LIFE CORPORATION LONG-TERM INCENTIVE PLAN (Effective as of January 1, 2018) WHEREAS, the Protective Life Corporation (the “Company”) sponsors and maintains The Protective Life Corporation Long-Term Incentive Plan, effective as of January 1, 2018, (the “LTIP”), for the purposes furthering the long-term growth and profi
May 11, 2018	EX-32.B	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended March 31, 2018, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Steven G. Walker, Executive Vice Presid
May 11, 2018	EX-31.A	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Richard J.
May 11, 2018	EX-12	CONSOLIDATED EARNINGS RATIOS Exhibit 12 CONSOLIDATED EARNINGS RATIOS The following table sets forth, for the years and periods ended, Protective Life Corporation’s (the “Company”) ratios of: · Consolidated earnings to fixed charges.
May 11, 2018	10-Q	PL^C / Protective Life Corporation 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-11339 PR
May 11, 2018	EX-31.B	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven G.
May 9, 2018	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 8-K 1 a18-1320418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 3, 2018 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Co
May 9, 2018	EX-10.1	First Amendment to Amended and Restated Credit Agreement, dated as of May 3, 2018, among Protective Life Corporation and Protective Life Insurance Company, as Borrowers, the several lenders from time to time thereto, and Regions Bank, as Administrative Agent for Lenders, filed herewith. Exhibit 10.1 FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT Dated as of May 3, 2018 among PROTECTIVE LIFE CORPORATION, PROTECTIVE LIFE INSURANCE COMPANY, as Borrowers THE SEVERAL LENDERS FROM TIME TO TIME PARTY HERETO and REGIONS BANK, as Administrative Agent and Swingline Lender, WELLS FARGO BANK, NATIONAL ASSOCIATION and MIZUHO BANK, LTD. as Co-Syndication Agents, REGIONS CAPITAL MARKE
May 4, 2018	EX-99.1	Protective Closes Reinsurance Transaction with Liberty Life EX-99.1 2 a18-128051ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Protective Closes Reinsurance Transaction with Liberty Life Birmingham, Ala. (May 1, 2018): Protective Life Corporation (“Protective”), a wholly owned U.S. subsidiary of Dai-ichi Life Holdings, Inc. (TSE:8750), announced today that its principal subsidiary, Protective Life Insurance Company (“Protective Life”), and Protectiv
May 4, 2018	8-K	Financial Statements and Exhibits, Other Events 8-K 1 a18-1280518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 4, 2018 (May 1, 2018) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other ju
May 3, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 30, 2018 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Commission (IRS Employer o
March 2, 2018	EX-12	CONSOLIDATED EARNINGS RATIOS EX-12 5 plc123117-exhibit12.htm EXHIBIT 12 Exhibit 12 CONSOLIDATED EARNINGS RATIOS The following table sets forth, for the years and periods ended, Protective Life Corporation’s (the “Company”) ratios of: · Consolidated earnings to fixed charges. · Consolidated earnings to fixed charges before interest credited on investment products. Successor Company Predecessor Company February 1, 2015 January
March 2, 2018	EX-10.H	Protective Life Corporation’s Indemnity Agreement for Officers, filed as Exhibit 10(h) to Protective Life Corporation’s Annual Report on Form 10-K for the year ended December 31, 2017, filed March 2, 2018 Exhibit 10(h) INDEMNITY AGREEMENT FOR OFFICERS This Agreement, effective as of the Effective Date hereinafter defined, is made by and between Protective Life Corporation, a Delaware corporation (hereinafter the "Company") and [INDEMNITEE'S NAME HERE], an officer of Company (hereinafter, together with such person's heirs, personal representatives and estate, the "Indemnitee").
March 2, 2018	10-K	PL^C / Protective Life Corporation 10-K (Annual Report) 10-K 1 plc12311710k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2017 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-11
March 2, 2018	EX-14.A	Code of Business Conduct Protective Life Corporation and all of its subsidiaries and affiliates (collectively referred to in this Code as “the Company”), Protective Life Insurance Company West Coast Life Insurance Company Protective Life & Annuity In Code of Business Conduct for Protective Life Corporation and all of its subsidiaries and affiliates (collectively referred to in this Code as “the Company”), including Protective Life Insurance Company West Coast Life Insurance Company Protective Life & Annuity Insurance Company Protective Property & Casualty Insurance Company MONY Life Insurance Company ProEquities, Inc.
March 2, 2018	EX-21	to Form 10-K Protective Life Corporation Fiscal Year Ended December 31, 2017 Principal Subsidiaries of the Registrant The following wholly owned subsidiary of Protective Life Corporation is organized under the laws of the State of Tennessee and does Exhibit 21 to Form 10-K of Protective Life Corporation for Fiscal Year Ended December 31, 2017 Principal Subsidiaries of the Registrant The following wholly owned subsidiary of Protective Life Corporation is organized under the laws of the State of Tennessee and does business under its corporate name: Protective Life Insurance Company The following wholly owned subsidiary of Protective Life Insura
March 2, 2018	EX-31.A	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Richard J.
March 2, 2018	EX-31.B	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven G.
March 2, 2018	EX-32.B	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Protective Life Corporation (the “Company”) on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Steven G. Walker, Executive Vice Presiden
March 2, 2018	EX-24	PROTECTIVE LIFE CORPORATION DIRECTOR POWER OF ATTORNEY EX-24 9 plc123117-exhibit24.htm EXHIBIT 24 Exhibit 24 PROTECTIVE LIFE CORPORATION DIRECTOR POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned Director of Protective Life Corporation, a Delaware corporation (the “Company”), by his/her execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint John D. Johns, Richard J. Bielen, Deborah J. Long, Ma
March 2, 2018	EX-14.B	Supplemental Policy Revised June 12, 2017 EX-14.B 7 plc123117-exhibit14b.htm EXHIBIT 14.B Supplemental Policy Revised June 12, 2017 It is the policy of Protective Life Corporation and its affiliates (the "Company") to be in compliance with all laws and regulations that are applicable to its business at all governmental levels. In some instances the laws and regulations may be ambiguous or difficult to interpret. To assist us in complying
March 2, 2018	EX-4.(D)1	PROTECTIVE LIFE CORPORATION AMSOUTH BANK N.A., Trustee SUBORDINATED INDENTURE Dated as of June 1, 1994 Providing for Issuance of Subordinated Debt Securities in Series PROTECTIVE LIFE CORPORATION to AMSOUTH BANK N.A., Trustee SUBORDINATED INDENTURE Dated as of June 1, 1994 Providing for Issuance of Subordinated Debt Securities in Series Reconciliation and tie between Subordinated Indenture, dated as of June 1, 1994, and the Trust Indenture Act of 1939, as amended. Trust Indenture Act Subordinated of 1939 Section Indenture Section 310(a)(1)……………………………………… 6.12 (a
March 2, 2018	EX-4.(C)1	Senior Indenture, dated as of June 1, 1994, between Protective Life Corporation and The Bank of New York Mellon Trust Company, N.A., as successor Trustee (incorporated by reference to Exhibit 4(c)(1) to Protective Life Corporation’s Annual Report on Form 10-K for the year ended December 31, 2017, filed with the SEC on March 2, 2018). PROTECTIVE LIFE CORPORATION to THE BANK OF NEW YORK, Trustee SENIOR INDENTURE - Dated as of June 1, 1994 - Providing for Issuance of Senior Debt Securities in Series Reconciliation and tie between Indenture, dated as of June 1, 1994, and the Trust Indenture Act of 1939, as amended.
March 2, 2018	EX-32.A	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Protective Life Corporation (the “Company”) on Form 10-K for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard J. Bielen, President and Chief Ex
February 14, 2018	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition 8-K 1 a18-582918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 14, 2018 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdicti
January 23, 2018	EX-2.1	Master Transaction Agreement, dated as of January 18, 2018, by and among Protective Life Insurance Company, for the limited purposes set forth therein, Protective Life Corporation, The Lincoln National Life Insurance Company, for the limited purposes set forth therein, Lincoln National Corporation, Liberty Mutual Insurance Company, Liberty Mutual Fire Insurance Company and for the limited purposes set forth therein, Liberty Mutual Group Inc. * EX-2.1 2 a18-34851ex2d1.htm EX-2.1 Exhibit 2.1 Execution Version MASTER TRANSACTION AGREEMENT by and among LIBERTY MUTUAL INSURANCE COMPANY, LIBERTY MUTUAL FIRE INSURANCE COMPANY, LIBERTY MUTUAL GROUP INC., solely for purposes of Section 8.12, Section 8.17, Section 8.20, Section 8.27 and Section 14.16 (and Article I and Article XIV to the extent relating thereto), THE LINCOLN NATIONAL LIFE INSURAN
January 23, 2018	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 a18-348518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 22, 2018 (January 18, 2018) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or
January 23, 2018	EX-99.1	Published on EX-99.1 3 a18-34851ex99d1.htm EX-99.1 Exhibit 99.1 Published on Protective Life Financial Information (http://investor.protective.com) on 1/19/18 7:30 am EST Protective Enters Agreement to Reinsure Liberty Life and Annuity Business Release Date: Friday, January 19, 2018 7:30 am EST Terms: Corporate News Dateline City: BIRMINGHAM, Ala. BIRMINGHAM, Ala.—(BUSINESS WIRE)—Protective Life Corporation (“
December 4, 2017	EX-10.1	Letter Agreement with John D. Johns, dated November 6, 2017, entered into on November 28, 2017 EX-10.1 2 a17-276821ex10d1.htm EX-10.1 Exhibit 10.1 Protective Life Corporation Post Office Box 2606 Birmingham, AL 35202 Phone 205 268 1000 November 6, 2017 Mr. John D. Johns Executive Chairman Protective Life Corporation 2801 Highway 280 South Birmingham, AL 35223 Re: Service on and after July 1, 2017 Dear Johnny: Since July 1, 2017, you have served as Executive Chairman of Protective Life Corpo
December 4, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits 8-K 1 a17-2768218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 28, 2017 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdict
December 4, 2017	EX-10.2	Confidentiality and Non-Competition Agreement, dated as of November 28, 2017, between Protective Life Corporation and John D. Johns, filed as Exhibit 10.2 to Protective Life Corporation’s Current Report on Form 8-K filed December 4, 2017 EX-10.2 3 a17-276821ex10d2.htm EX-10.2 Exhibit 10.2 Exhibit A CONFIDENTIALITY AND NON-COMPETITION AGREEMENT As a condition of my service to Protective Life Corporation (the “Company”), and in consideration of my service to the Company and my receipt of the compensation now and hereafter paid to me by the Company, I agree to the following: Section 1. Confidential Information. (a) Company Group Info
November 14, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 o Transition Report Pursuan Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
November 14, 2017	EX-32.B	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended September 30, 2017, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Steven G. Walker, Executive Vice Pr
November 14, 2017	EX-32.A	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the ?Company?) on Form 10-Q for the period ended September 30, 2017, as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Richard J. Bielen, President and Ch
November 14, 2017	EX-31.B	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven G.
November 14, 2017	EX-31.A	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Richard J.
November 13, 2017	EX-10.2	Protective Life Corporation Long-Term Incentive Plan, effective January 1, 2018, filed as Exhibit 10.2 to Protective Life Corporation’s Current Report on Form 8-K filed November 13, 2017 (No. 001-11339). Exhibit 10.2 PROTECTIVE LIFE CORPORATION LONG-TERM INCENTIVE PLAN (Effective January 1, 2018) 1. Purpose. The purpose of the Protective Life Corporation Long-Term Incentive Plan is to further the long-term growth in profitability of Protective Life Corporation by offering long-term incentives to those key executives, officers and employees who will be largely responsible for such growth. 2. Defini
November 13, 2017	EX-10.1	Protective Life Corporation Annual Incentive Plan, effective January 1, 2018, filed as Exhibit 10.1 to Protective Life Corporation’s Current Report on Form 8-K filed November 13, 2017 (No. 001-11339). EX-10.1 2 a17-264321ex10d1.htm EX-10.1 Exhibit 10.1 PROTECTIVE LIFE CORPORATION ANNUAL INCENTIVE PLAN (Effective January 1, 2018) 1. Purpose. The purpose of the Plan is to enable the Company and its Subsidiaries to attract, retain, motivate and reward qualified officers and key employees by providing them with the opportunity to earn competitive compensation directly linked to the Company’s perfor
November 13, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 6, 2017 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Commission (IRS Employe
September 11, 2017	EX-99.25	EX-99.25 EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 22, 2017, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.1
September 11, 2017	EX-99.25	EX-99.25 EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 22, 2017, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.1
August 10, 2017	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 10, 2017 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Commission (IRS
August 10, 2017	EX-99.1	Protective Life Corporation Post Office Box 2606 Birmingham, AL 35202 Phone 205 268-1000 Exhibit Exhibit 99.1 Protective Life Corporation Post Office Box 2606 Birmingham, AL 35202 Phone 205 268-1000 FOR IMMEDIATE RELEASE Protective Announces Notice of Redemption of 6.00% Subordinated Indentures due 2042 and 6.25% Subordinated Indentures due 2042 BIRMINGHAM, Alabama (August 10, 2017) ? Protective Life Corporation (?Protective? or the ?Company?), a wholly-owned U.S. subsidiary of Dai-ic
August 10, 2017	EX-4.2	SUPPLEMENTAL INDENTURE NO. 11 DATED AS OF AUGUST 10, 2017 PROTECTIVE LIFE CORPORATION, AS ISSUER THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., AS TRUSTEE TABLE OF CONTENTS ARTICLE 1 DEFINITIONS Section 1.01 Definitions 2 ARTICLE 2 GENERAL TERMS AN EX-4.2 2 plcexhibit42xplifecorpsup.htm EXHIBIT 4.2 Exhibit 4.2 Execution Version SUPPLEMENTAL INDENTURE NO. 11 DATED AS OF AUGUST 10, 2017 BETWEEN PROTECTIVE LIFE CORPORATION, AS ISSUER AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., AS TRUSTEE TABLE OF CONTENTS ARTICLE 1 DEFINITIONS Section 1.01 Definitions 2 ARTICLE 2 GENERAL TERMS AND CONDITIONS OF THE DEBENTURES Section 2.01 Designation,
August 3, 2017	EX-32.B	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended June 30, 2017, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Steven G. Walker, Executive Vice Preside
August 3, 2017	EX-10.A	Protective Life Corporation 2017 Annual Incentive Plan, filed as Exhibit 10(a) to Protective Life Corporation’s Quarterly Report on Form 10-Q filed August 3, 2017 (No. 001-11339). EX-10.A 2 plc6301710-qxexhibit10ax20.htm EXHIBIT 10.A PROTECTIVE LIFE CORPORATION 2017 ANNUAL INCENTIVE PLAN 1.Purpose. The purpose of the Plan is to enable the Company and its Subsidiaries to attract, retain, motivate and reward qualified officers and key employees by providing them with the opportunity to earn competitive compensation directly linked to the Company's performance. 2.Definitions.
August 3, 2017	EX-10.D	2017 PERFORMANCE UNITS PROVISIONS APPENDIX A 2017 PERFORMANCE UNITS PROVISIONS As of March 15, 2017, the Board of Directors of Protective Life Corporation (the ?Company?) granted you performance units (?Performance Units?) that, subject to the satisfaction of the applicable terms and conditions related to such Performance Units, including, but not limited to, the satisfaction of the applicable performance vesting conditions specified below, will entitle you to receive a cash amount based on the PL Tangible Book Value of the Company.
August 3, 2017	EX-10.C	2017 Performance Units Provisions (for key officers) of Protective Life Corporation, filed as Exhibit 10(c) to Protective Life Corporation’s Quarterly Report on Form 10-Q filed August 3, 2017 APPENDIX A 2017 PERFORMANCE UNITS PROVISIONS As of March 15, 2017, the Board of Directors of Protective Life Corporation (the ?Company?) granted you performance units (?Performance Units?) that, subject to the satisfaction of the applicable terms and conditions related to such Performance Units, including, but not limited to, the satisfaction of the applicable performance vesting conditions specified below, will entitle you to receive a cash amount based on the PL Tangible Book Value of the Company.
August 3, 2017	EX-31.B	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven G.
August 3, 2017	EX-32.A	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the ?Company?) on Form 10-Q for the period ended June 30, 2017, as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Richard J. Bielen, President and Chief E
August 3, 2017	EX-10.B	2017 PARENT-BASED AWARD PROVISIONS EX-10.B 3 plc6301710-qxexhibit10bx20.htm EXHIBIT 10.B APPENDIX A 2017 PARENT-BASED AWARD PROVISIONS As of March 15, 2017, the Board of Directors of Protective Life Corporation (the “Company”) granted you a cash denominated award (“Parent-Based Award”) that, subject to the satisfaction of the applicable terms and conditions related to such Parent-Based Award, including, but not limited to, the sati
August 3, 2017	EX-31.A	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Richard J.
August 3, 2017	EX-10.E	2017 Restricted Units Provisions of Protective Life Corporation, filed as Exhibit 10(e) to Protective Life Corporation’s Quarterly Report on Form 10-Q filed August 3, 2017 EX-10.E 6 plc6301710-qxexhibit10ex20.htm EXHIBIT 10.E APPENDIX A 2017 RESTRICTED UNITS PROVISIONS As of March 15, 2017, you were granted restricted units (“Restricted Units”) that, subject to the satisfaction of the applicable terms and conditions related to such Restricted Units, including, but not limited to, the satisfaction of the applicable service vesting conditions specified below, will ent
August 3, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2017 o Transition Report Pursuant to 10-Q 1 plc6301710-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2017 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commiss
June 5, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits 8-K 1 a17-1478418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 31, 2017 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (
June 5, 2017	EX-99.1	John D. Johns to Become Protective’s Executive Chairman and Richard J. Bielen Elected President and Chief Executive Officer EX-99.1 2 a17-147841ex99d1.htm EX-99.1 Exhibit 99.1 Protective Life Corporation Post Office Box 2606 Birmingham, AL 35202 205-268-1000 John D. Johns to Become Protective’s Executive Chairman and Richard J. Bielen Elected President and Chief Executive Officer BIRMINGHAM, Ala.— June 1, 2017 — Protective Life Corporation (“Protective”), a wholly-owned U.S. subsidiary of Dai-ichi Life Holdings, Inc. (
May 8, 2017	EX-32.B	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended March 31, 2017, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Steven G. Walker, Executive Vice Presid
May 8, 2017	EX-32.A	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended March 31, 2017, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John D. Johns, Chairman of the Board an
May 8, 2017	EX-31.A	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, John D.
May 8, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 o Transition Report Pursuant to 10-Q 1 plc3311710-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commis
May 8, 2017	EX-31.B	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven G.
May 3, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 28, 2017 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Commission (IRS Employer o
February 27, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 21, 2017 Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Commission (IRS Employ
February 24, 2017	EX-32.B	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Protective Life Corporation (the “Company”) on Form 10-K for the year ended December 31, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Steven G. Walker, Executive Vice Presiden
February 24, 2017	EX-31.A	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, John D.
February 24, 2017	EX-10.A(3)	2016 Amendment to Protective Life Corporation’s Excess Benefit Plan, dated as of December 19, 2016, filed as Exhibit 10(a)(3) to Protective Life Corporation’s Annual Report on Form 10-K filed February 24, 2017 (No. 001-11339). EX-10.A(3) 2 plc123116-exhibit10a3.htm EXHIBIT 10.A(3) 2016 AMENDMENT TO THE PROTECTIVE LIFE CORPORATION EXCESS BENEFIT PLAN WHEREAS, effective as of September 1, 1984, Protective Life Corporation (the “Company”) established the Protective Life Corporation Excess Benefit Plan (the “Plan”) to provide additional retirement benefits to certain employees of the Company and its subsidiaries; and WHEREA
February 24, 2017	EX-10.J	2 Protective Life Corporation Post Office Box 2606 Birmingham, AL 35202 Phone 205 288 1000 D.
February 24, 2017	EX-31.B	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven G.
February 24, 2017	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-11339 PROTECTIVE LIFE CORPORATI
February 24, 2017	EX-14.A	Code of Business Conduct Protective Life Corporation and all of its subsidiaries and affiliates (collectively referred to in this Code as “the Company”), Protective Life Insurance Company West Coast Life Insurance Company Protective Life & Annuity In EX-14.A 4 plc123116-exhibit14a.htm EXHIBIT 14.A Code of Business Conduct for Protective Life Corporation and all of its subsidiaries and affiliates (collectively referred to in this Code as “the Company”), including Protective Life Insurance Company West Coast Life Insurance Company Protective Life & Annuity Insurance Company Lyndon Property Insurance Company MONY Life Insurance Company ProEquitie
February 24, 2017	EX-21	to Form 10-K Protective Life Corporation Fiscal Year Ended December 31, 2016 Principal Subsidiaries of the Registrant The following wholly owned subsidiary of Protective Life Corporation is organized under the laws of the State of Tennessee and does EX-21 5 plc123116-exhibit21.htm EXHIBIT 21 Exhibit 21 to Form 10-K of Protective Life Corporation for Fiscal Year Ended December 31, 2016 Principal Subsidiaries of the Registrant The following wholly owned subsidiary of Protective Life Corporation is organized under the laws of the State of Tennessee and does business under its corporate name: Protective Life Insurance Company The following wholly
February 24, 2017	EX-24	PROTECTIVE LIFE CORPORATION DIRECTOR POWER OF ATTORNEY EX-24 6 plc123116-exhibit24.htm EXHIBIT 24 Exhibit 24 PROTECTIVE LIFE CORPORATION DIRECTOR POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned Director of Protective Life Corporation, a Delaware corporation (the “Company”), by his/her execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint John D. Johns, Richard J. Bielen, Deborah J. Long, Ma
February 24, 2017	EX-32.A	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Protective Life Corporation (the “Company”) on Form 10-K for the year ended December 31, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John D. Johns, Chairman of the Board and
January 5, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K 1 a17-143818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 5, 2017 (December 30, 2016) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State o
November 7, 2016	EX-32.A	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended September 30, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John D. Johns, Chairman of the Boar
November 7, 2016	EX-32.B	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended September 30, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Steven G. Walker, Executive Vice Pr
November 7, 2016	EX-31.A	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, John D.
November 7, 2016	EX-10	Excess Benefit Plan Settlement Agreement, dated as of September 30, 2016, between Protective Life Corporation and John D. Johns, filed as Exhibit 10 to Protective Life Corporation’s Quarterly Report of Form 10-Q filed November 7, 2016 Excess Benefit Plan Settlement Agreement EXCESS BENEFIT PLAN SETTLEMENT AGREEMENT (the ?Agreement?) by and between PROTECTIVE LIFE CORPORATION (?Protective?) and John D.
November 7, 2016	EX-31.B	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven G.
November 7, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016 o Transition Report Pursuan 10-Q 1 plc9301610-q.htm PLC 9.30.16 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition perio
August 5, 2016	EX-31.B	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven G.
August 5, 2016	EX-32.A	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended June 30, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John D. Johns, Chairman of the Board and
August 5, 2016	EX-32.B	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended June 30, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Steven G. Walker, Executive Vice Preside
August 5, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 o Transition Report Pursuant to 10-Q 1 plc6301610-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commiss
August 5, 2016	EX-10	Protective Life Corporation’s Deferred Compensation Plan for Officers, as Amended and Restated as of August 1, 2016, filed as Exhibit 10 to Protective Life Corporation’s Quarterly Report on Form 10-Q filed August 5, 2016 PROTECTIVE LIFE CORPORATION DEFERRED COMPENSATION PLAN FOR OFFICERS (AS AMENDED AND RESTATED AS OF AUGUST 1, 2016) Section 1.
August 5, 2016	EX-31.A	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, John D.
May 10, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 10, 2016 (May 5, 2016) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Commission (I
May 6, 2016	EX-10.D	2016 PERFORMANCE UNITS PROVISIONS EX-10.D 5 plc3311610-qxexhibit10dpsu.htm EXHIBIT 10.D Exhibit 10(d) 2016 PERFORMANCE UNITS PROVISIONS As of March 15, 2016, Protective Life Corporation (the “Company”) granted you performance units (“Performance Units”) that, subject to the satisfaction of the applicable terms and conditions related to such Performance Units, including, but not limited to, the satisfaction of the applicable perfor
May 6, 2016	EX-10.B	2016 PARENT-BASED AWARD PROVISIONS EX-10.B 3 plc3311610-qxexhibit10bpar.htm EXHIBIT 10.B Exhibit 10(b) 2016 PARENT-BASED AWARD PROVISIONS As of March 15, 2016, the Board of Directors of Protective Life Corporation (the “Company”) granted you a cash denominated award (“Parent-Based Award”) that, subject to the satisfaction of the applicable terms and conditions related to such Parent-Based Award, including, but not limited to, the s
May 6, 2016	EX-32.B	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended March 31, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Steven G. Walker, Executive Vice Presid
May 6, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 o Transition Report Pursuant to 10-Q 1 plc3311610-q.htm PLC Q1 10-Q 2016 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period fr
May 6, 2016	EX-10.C	2016 PERFORMANCE UNITS PROVISIONS EX-10.C 4 plc3311610-qxexhibit10cpsu.htm EXHIBIT 10.C Exhibit 10(c) 2016 PERFORMANCE UNITS PROVISIONS As of March 15, 2016, the Board of Directors of Protective Life Corporation (the “Company”) granted you performance units (“Performance Units”) that, subject to the satisfaction of the applicable terms and conditions related to such Performance Units, including, but not limited to, the satisfactio
May 6, 2016	EX-10.A	PROTECTIVE LIFE CORPORATION 2016 ANNUAL INCENTIVE PLAN Exhibit 10(a) PROTECTIVE LIFE CORPORATION 2016 ANNUAL INCENTIVE PLAN 1. Purpose. The purpose of the Plan is to enable the Company and its Subsidiaries to attract, retain, motivate and reward qualified officers and key employees by providing them with the opportunity to earn competitive compensation directly linked to the Company's performance. 2. Definitions. Unless the context requires otherwise,
May 6, 2016	EX-31.B	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven G.
May 6, 2016	EX-10.E	2016 Restricted Units Provisions of Protective Life Corporation, filed as Exhibit 10(e) to Protective Life Corporation’s Quarterly Report on Form 10-Q filed May 6, 2016 EX-10.E 6 plc3311610-qxexhibit10ersu.htm EXHIBIT 10.E Exhibit 10(e) 2016 RESTRICTED UNITS PROVISIONS As of March 15, 2016, you were granted restricted units (“Restricted Units”) that, subject to the satisfaction of the applicable terms and conditions related to such Restricted Units, including, but not limited to, the satisfaction of the applicable service vesting conditions specified below, will
May 6, 2016	EX-31.A	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, John D.
May 6, 2016	EX-32.A	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended March 31, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John D. Johns, Chairman of the Board an
February 25, 2016	EX-24	PROTECTIVE LIFE CORPORATION DIRECTOR POWER OF ATTORNEY EX-24 6 a15-233734ex24.htm EX-24 Exhibit 24 PROTECTIVE LIFE CORPORATION DIRECTOR POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned Director of Protective Life Corporation, a Delaware corporation (the “Company”), by his/her execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint John D. Johns, Richard J. Bielen, Deborah J. Long, or Steven G.
February 25, 2016	EX-31.(B)	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven G.
February 25, 2016	EX-32.(B)	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Protective Life Corporation (the “Company”) on Form 10-K for the year ended December 31, 2015, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Steven G. Walker, Executive Vice Presiden
February 25, 2016	EX-14	Code of Business Conduct Protective Life Corporation and all of its subsidiaries and affiliates (collectively referred to in this Code as “the Company”), Protective Life Insurance Company West Coast Life Insurance Company Protective Life & Annuity In EX-14 4 a15-233734ex14.htm EX-14 Exhibit 14 Code of Business Conduct for Protective Life Corporation and all of its subsidiaries and affiliates (collectively referred to in this Code as “the Company”), including Protective Life Insurance Company West Coast Life Insurance Company Protective Life & Annuity Insurance Company Lyndon Property Insurance Company MONY Life Insurance Company ProEquities, I
February 25, 2016	EX-32.(A)	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Protective Life Corporation (the “Company”) on Form 10-K for the year ended December 31, 2015, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John D. Johns, Chairman of the Board and
February 25, 2016	EX-31.(A)	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, John D.
February 25, 2016	EX-10.(G)	PROTECTIVE LIFE CORPORATION 401(K) PLAN (As Amended and Restated as of January 1, 2015, including the terms of the Plan as Amended and Restated as of January 1, 2012, and the Amendments thereto dated December 28, 2012) Exhibit 10(g) PROTECTIVE LIFE CORPORATION 401(K) PLAN (As Amended and Restated as of January 1, 2015, including the terms of the Plan as Amended and Restated as of January 1, 2012, and the Amendments thereto dated December 28, 2012) PROTECTIVE LIFE CORPORATION 401(k) PLAN TABLE OF CONTENTS ARTICLE I INTRODUCTION 1.
February 25, 2016	EX-21	to Form 10-K Protective Life Corporation Fiscal Year Ended December 31, 2015 Principal Subsidiaries of the Registrant The following wholly owned subsidiary of Protective Life Corporation is organized under the laws of the State of Tennessee and does EX-21 5 a15-233734ex21.htm EX-21 Exhibit 21 to Form 10-K of Protective Life Corporation for Fiscal Year Ended December 31, 2015 Principal Subsidiaries of the Registrant The following wholly owned subsidiary of Protective Life Corporation is organized under the laws of the State of Tennessee and does business under its corporate name: Protective Life Insurance Company The following wholly owned sub
February 25, 2016	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-11339 PROTECT
February 25, 2016	EX-3.(B)	AMENDED AND RESTATED PROTECTIVE LIFE CORPORATION (a Delaware corporation) Adopted January 4, 2016 ARTICLE 1 Exhibit 3(b) AMENDED AND RESTATED BYLAWS OF PROTECTIVE LIFE CORPORATION (a Delaware corporation) Adopted January 4, 2016 ARTICLE 1 OFFICES 1.
February 19, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K 1 a16-483518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 19, 2016 (February 15, 2016) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State
January 15, 2016	EX-99.1	Protective Closes Acquisition of Blocks of Business from Genworth Exhibit 99.1 Protective Life Corporation Post Office Box 2606 Birmingham, AL 35202 205-268-1000 FOR IMMEDIATE RELEASE Protective Closes Acquisition of Blocks of Business from Genworth BIRMINGHAM, Ala.January 15, 2016 Protective Life Corporation (Protective), a wholly owned U.S. subsidiary of The Dai-ichi Life Insurance Company, Limited (TSE:8750, Dai-ichi Life), today announced that its pri
January 15, 2016	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 15, 2016 (January 15, 2016) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Comm
January 5, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 5, 2016 (January 4, 2016) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Commis
November 6, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 o Transition Report Pursuan Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-1133
November 6, 2015	EX-32.(A)	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended September 30, 2015, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John D. Johns, Chairman of the Boar
November 6, 2015	EX-10	MASTER AGREEMENT BY AND BETWEEN GENWORTH LIFE AND ANNUITY INSURANCE COMPANY PROTECTIVE LIFE INSURANCE COMPANY DATED AS OF SEPTEMBER 30, 2015 EX-10 2 a15-178131ex10.htm EX-10 Exhibit 10 EXECUTION VERSION MASTER AGREEMENT BY AND BETWEEN GENWORTH LIFE AND ANNUITY INSURANCE COMPANY AND PROTECTIVE LIFE INSURANCE COMPANY DATED AS OF SEPTEMBER 30, 2015 TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS 2 SECTION 1.1. Definitions 2 ARTICLE II. CLOSING; INITIAL REINSURANCE PREMIUM AND CEDING ALLOWANCE 11 SECTION 2.1. Closing 11 SECTION 2.2. Closing
November 6, 2015	EX-31.(A)	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, John D.
November 6, 2015	EX-31.(B)	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Richard J.
November 6, 2015	EX-32.(B)	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended September 30, 2015, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard J. Bielen, Vice Chairman an
October 1, 2015	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 a15-2044718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 30, 2015 (September 30, 2015) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (St
October 1, 2015	EX-99.1	Protective to Acquire Blocks of Business from Genworth EX-99.1 2 a15-204471ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Protective to Acquire Blocks of Business from Genworth BIRMINGHAM, Ala. — September 30, 2015 — Protective Life Corporation (“Protective”), a wholly owned U.S. subsidiary of The Dai-ichi Life Insurance Company, Limited (TSE: 8750, “Dai-ichi Life”), has reached an agreement through its wholly owned subsidiary, Protective Life
August 7, 2015	EX-10.(C)	2015 PERFORMANCE UNITS PROVISIONS EX-10.(C) 4 a15-118781ex10dc.htm EX-10.(C) Exhibit 10(c) APPENDIX A 2015 PERFORMANCE UNITS PROVISIONS On June 1, 2015, Protective Life Corporation (the “Company”) granted you performance units (“Performance Units”) that, subject to the satisfaction of the applicable terms and conditions related to such Performance Units, including, but not limited to, the satisfaction of the applicable performance
August 7, 2015	EX-32.(A)	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended June 30, 2015, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John D. Johns, Chairman of the Board, Pr
August 7, 2015	EX-10.(B)	2015 PARENT STOCK-BASED AWARD PROVISIONS Exhibit 10(b) APPENDIX A 2015 PARENT STOCK-BASED AWARD PROVISIONS On June 1, 2015, Protective Life Corporation (the ?Company?) granted you a cash denominated award (?Parent Stock-Based Award?) that, subject to the satisfaction of the applicable terms and conditions related to such Parent Stock-Based Award, including, but not limited to, the satisfaction of the applicable service vesting conditions specified below, will entitle you to receive a cash amount determined in the manner described below.
August 7, 2015	EX-31.(B)	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Richard J.
August 7, 2015	EX-32.(B)	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended June 30, 2015, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard J. Bielen, Vice Chairman and Chi
August 7, 2015	EX-10.(D)	2015 PERFORMANCE UNITS PROVISIONS EX-10.(D) 5 a15-118781ex10dd.htm EX-10.(D) Exhibit 10(d) APPENDIX A 2015 PERFORMANCE UNITS PROVISIONS On June 1, 2015, Protective Life Corporation (the “Company”) granted you performance units (“Performance Units”) that, subject to the satisfaction of the applicable terms and conditions related to such Performance Units, including, but not limited to, the satisfaction of the applicable performance
August 7, 2015	EX-10.(A)	PROTECTIVE LIFE CORPORATION 2015 ANNUAL INCENTIVE PLAN EX-10.(A) 2 a15-118781ex10da.htm EX-10.(A) Exhibit 10(a) PROTECTIVE LIFE CORPORATION 2015 ANNUAL INCENTIVE PLAN 1. Purpose. The purpose of the Plan is to enable the Company and its Subsidiaries to attract, retain, motivate and reward qualified officers and key employees by providing them with the opportunity to earn competitive compensation directly linked to the Company’s performance. 2. Definiti
August 7, 2015	EX-10.(E)	AMENDED 2015 RESTRICTED UNITS PROVISIONS EX-10.(E) 6 a15-118781ex10de.htm EX-10.(E) Exhibit 10(e) APPENDIX A AMENDED 2015 RESTRICTED UNITS PROVISIONS On June 1, 2015, Protective Life Corporation (the “Company”) granted you restricted units (“Restricted Units”) that, subject to the satisfaction of the applicable terms and conditions related to such Restricted Units, including, but not limited to, the satisfaction of the applicable service
August 7, 2015	EX-31.(A)	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, John D.
August 7, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2015 o Transition Report Pursuant to Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2015 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-11339 PRO
June 25, 2015	11-K	Protective Life 11-K Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 0-9924 PROTECTIVE LIFE CORPORATION 401(k) AN
May 28, 2015	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 28 2015 (May 21, 2015) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State or other jurisdiction (Commission (I
May 8, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 o Transition Report Pursuant to 10-Q 1 a15-6834110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commis
May 8, 2015	EX-32.(A)	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended March 31, 2015, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John D. Johns, Chairman of the Board, P
May 8, 2015	EX-31.(B)	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Richard J.
May 8, 2015	EX-31.(A)	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, John D.
May 8, 2015	EX-32.(B)	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended March 31, 2015, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard J. Bielen, Vice Chairman and Ch
March 25, 2015	EX-99.25	EX-99.25 EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 6, 2015, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2
February 26, 2015	EX-14	Code of Business Conduct Protective Life Corporation and all of its subsidiaries and affiliates (collectively referred to in this Code as “the Company”), Protective Life Insurance Company West Coast Life Insurance Company Protective Life & Annuity In EX-14 3 a2223032zex-14.htm EX-14 Exhibit 14 Revisions to the 2013 version are highlighted. Code of Business Conduct for Protective Life Corporation and all of its subsidiaries and affiliates (collectively referred to in this Code as “the Company”), including Protective Life Insurance Company West Coast Life Insurance Company Protective Life & Annuity Insurance Company Lyndon Property Insurance Com
February 26, 2015	EX-31.(A)	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, John D.
February 26, 2015	EX-21	Form 10-K Protective Life Corporation Fiscal Year Ended December 31, 2014 Principal Subsidiaries of the Registrant The following wholly owned subsidiary of Protective Life Corporation is organized under the laws of the State of Tennessee and does bus EX-21 4 a2223032zex-21.htm EX-21 Exhibit 21 to Form 10-K of Protective Life Corporation for Fiscal Year Ended December 31, 2014 Principal Subsidiaries of the Registrant The following wholly owned subsidiary of Protective Life Corporation is organized under the laws of the State of Tennessee and does business under its corporate name: Protective Life Insurance Company The following wholly owned sub
February 26, 2015	EX-3.(A)	CERTIFICATE OF INCORPORATION PROTECTIVE LIFE CORPORATION ARTICLE 1 EX-3.(A) 2 a2223032zex-3a.htm EX-3.(A) Exhibit 3(a) EXECUTION COPY CERTIFICATE OF INCORPORATION OF PROTECTIVE LIFE CORPORATION ARTICLE 1 The name of the corporation is: Protective Life Corporation ARTICLE 2 The address of the corporation’s registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801. The name of the corpo
February 26, 2015	EX-24	PROTECTIVE LIFE CORPORATION DIRECTOR POWER OF ATTORNEY EX-24 5 a2223032zex-24.htm EX-24 Exhibit 24 PROTECTIVE LIFE CORPORATION DIRECTOR POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned Director of Protective Life Corporation, a Delaware corporation (the “Company”), by his/her execution hereof or upon an identical counterpart hereof, does hereby constitute and appoint John D. Johns, Richard J. Bielen, Deborah J. Long, or Steven G.
February 26, 2015	EX-31.(B)	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Richard J.
February 26, 2015	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K 10-K 1 a2223032z10-k.htm 10-K Use these links to rapidly review the document TABLE OF CONTENTS Index to Financial Statements PART IV Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K ý Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2014 or o Transition Report Pursuant to
February 26, 2015	EX-32.(B)	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Protective Life Corporation (the “Company”) on Form 10-K for the year ended December 31, 2014, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard J. Bielen, Vice Chairman and Chie
February 26, 2015	EX-32.(A)	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Protective Life Corporation (the ?Company?) on Form 10-K for the year ended December 31, 2014, as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, John D. Johns, Chairman of the Board, Pre
February 23, 2015	8-K	Financial Statements and Exhibits, Other Events 8-K 1 a15-505718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 23, 2015 (February 23, 2015) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State
February 23, 2015	EX-99.1	Protective Announces Notice of Redemption Exhibit 99.1 FOR IMMEDIATE RELEASE Protective Announces Notice of Redemption BIRMINGHAM, Alabama (February 23, 2015) — Protective Life Corporation (“Protective” or the “Company”) today announced that it has issued notice to redeem on March 25, 2015 (the “Redemption Date”) the entire $103,093,000 outstanding principal amount of the Company’s 6-1/8% Subordinated Debentures due 2034 (the “Debentures”
February 17, 2015	15-12B	PL^C / Protective Life Corporation 15-12B - - 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-11339 Protective Life Corporation (Exact name of registrant as specified
February 10, 2015	SC 13G/A	PL.PRE / Protective Life Corp. / VANGUARD GROUP INC Passive Investment protectivelifecorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Protective Life Corp Title of Class of Securities: Common Stock CUSIP Number: 743674103 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate
February 4, 2015	S-8 POS	PL^C / Protective Life Corporation S-8 POS - - S-8 POS S-8 POS 1 a15-37241s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on February 4, 2015. Registration No. 333-185407 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-185407 Under the Securities Act of 1933 PROTECTIVE LIFE CORPORATION (Exact name of registrant as specified in its c
February 4, 2015	S-8 POS	PL^C / Protective Life Corporation S-8 POS - - S-8 POS S-8 POS 1 a15-37242s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on February 4, 2015. Registration No. 333-187086 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-187086 Under the Securities Act of 1933 PROTECTIVE LIFE CORPORATION (Exact name of registrant as specified in its c
February 4, 2015	RW	PL^C / Protective Life Corporation RW - - RW Protective Life Corporation 2801 Highway 280 South Birmingham, Alabama 35223 February 4, 2015 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street N.
February 3, 2015	EX-2.1	AGREEMENT AND PLAN OF MERGER THE DAI-ICHI LIFE INSURANCE COMPANY, LIMITED, DL INVESTMENT (DELAWARE), INC. PROTECTIVE LIFE CORPORATION DATED AS OF JUNE 3, 2014 EX-2.1 2 a15-35171ex2d1.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AMONG THE DAI-ICHI LIFE INSURANCE COMPANY, LIMITED, DL INVESTMENT (DELAWARE), INC. AND PROTECTIVE LIFE CORPORATION DATED AS OF JUNE 3, 2014 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS Section 1.01. Certain Defined Terms 1 Section 1.02. Additional Defined Terms 9 Section 1.03. Interpretation 10 ARTICLE II THE MERGER AND
February 3, 2015	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets 8-K 1 a15-351718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 3, 2015 (February 1, 2015) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State o
February 3, 2015	EX-10.1	AMENDED AND RESTATED CREDIT AGREEMENT Dated as of February 2, 2015 PROTECTIVE LIFE CORPORATION, PROTECTIVE LIFE INSURANCE COMPANY, as Borrowers THE SEVERAL LENDERS FROM TIME TO TIME PARTY HERETO REGIONS BANK, as Administrative Agent and Swingline Len Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of February 2, 2015 among PROTECTIVE LIFE CORPORATION, PROTECTIVE LIFE INSURANCE COMPANY, as Borrowers THE SEVERAL LENDERS FROM TIME TO TIME PARTY HERETO and REGIONS BANK, as Administrative Agent and Swingline Lender, WELLS FARGO BANK, NATIONAL ASSOCIATION as Syndication Agent, REGIONS CAPITAL MARKETS, a Division of Regions Bank, as Joint
February 3, 2015	EX-3.1	AMENDED AND RESTATED PROTECTIVE LIFE CORPORATION (a Delaware corporation) Adopted February 1, 2015 ARTICLE 1 EX-3.1 3 a15-35171ex3d1.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF PROTECTIVE LIFE CORPORATION (a Delaware corporation) Adopted February 1, 2015 ARTICLE 1 OFFICES 1.1 REGISTERED OFFICE The corporation shall maintain a registered office and registered agent in the state of Delaware. The registered office and/or registered agent of the corporation may be changed from time to time by actio
February 3, 2015	EX-99.1	Protective Announces Completion of Acquisition By Dai-ichi Life EX-99.1 5 a15-35171ex99d1.htm EX-99.1 Exhibit 99.1 Protective Announces Completion of Acquisition By Dai-ichi Life Release Date: Sunday, February 1, 2015 4:01 pm EST BIRMINGHAM, Ala.—(BUSINESS WIRE)—Protective Life Corporation (NYSE: PL) (“Protective”) today announced the completion of the acquisition of Protective by The Dai-ichi Life Insurance Company, Limited (“Dai-ichi Life”) in accordance wit
February 3, 2015	SC 13D/A	PL.PRE / Protective Life Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Protective Life Corporation (Name of Issuer) Common Stock, $0.50 Par Value (Title of Class of Securities) 743674103 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Pe
February 2, 2015	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 13, 2015, pursuant to the provisions of Rule 12d2-2 (a).
December 18, 2014	SC 13D	PL.PRE / Protective Life Corp. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Protective Life Corporation (Name of Issuer) Common Stock, $0.50 Par Value (Title of Class of Securities) 743674103 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to
November 7, 2014	EX-31.(A)	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(a) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, John D.
November 7, 2014	EX-32.(A)	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended September 30, 2014, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John D. Johns, Chairman of the Boar
November 7, 2014	EX-31.(B)	Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 31(b) Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Richard J.
November 7, 2014	EX-32.(B)	CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Protective Life Corporation (the “Company”) on Form 10-Q for the period ended September 30, 2014, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard J. Bielen, Vice Chairman an
November 7, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q 10-Q 1 a14-19796110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to C
November 4, 2014	EX-99.2	Quarterly Financial Highlights Exhibit 99.2 Draft 11/3/2014 Draft 11/3/2014 Page 1 Quarterly Financial Highlights (Dollars In Thousands) 3RD QTR 4TH QTR 1ST QTR 2ND QTR 3RD QTR 9 MOS (Unaudited) 2013 2013 2014 2014 2014 2013 2014 Pre-tax Operating Income (Loss) (1) Life Marketing $ 29,218 $ 32,700 $ 23,485 $ 26,349 $ 32,820 $ 77,598 $ 82,654 Acquisitions 29,429 60,762 60,996 64,882 72,929 93,241 198,807 Annuities 50,866 53,484
November 4, 2014	EX-99.1	Protective Life Corporation Post Office Box 2606 Birmingham, AL 35202 Phone 205 268-1000 Exhibit 99.1 Protective Life Corporation Post Office Box 2606 Birmingham, AL 35202 Phone 205 268-1000 FOR IMMEDIATE RELEASE Protective Reports Third Quarter 2014 Financial Results · Operating earnings of $1.33 per share, up 36% over 3Q13 · Net income of $1.46 per share, up 27% over 3Q13 · Rolling 12-month operating ROE of 12.9% BIRMINGHAM, Alabama (November 3, 2014) — Protective Life Corporation (
November 4, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a14-2345018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 4, 2014 (November 3, 2014) Date of Report (Date of earliest event reported) Protective Life Corporation (Exact name of registrant as specified in its charter) Delaware 001-11339 95-2492236 (State
October 16, 2014	EX-99.25	EX-99.25 EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 27, 2014, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d
October 6, 2014	EX-99.1	Protective Life Corporation Announces Voting Results for 2014 Special Meeting of Shareholders Exhibit 99.1 Protective Life Corporation Announces Voting Results for 2014 Special Meeting of Shareholders Protective Life Corporation Post Office Box 2606 Birmingham, AL 35202 205-268-1000 FOR IMMEDIATE RELEASE PROTECTIVE SHAREHOLDERS APPROVE ACQUISITION BY DAI-ICHI BIRMINGHAM, Ala.—October 6, 2014 — At a special meeting today, shareholders of Protective Life Corporation (NYSE: PL) (“Protective”,

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