Statistiques de base
| CIK | 1496623 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Netspend Holdings, Inc.
SEC Filings (Chronological Order)
Cette page fournit une liste complète et chronologique des documents déposés auprès de la SEC, à l'exclusion des documents relatifs à la participation que nous fournissons ailleurs.
| February 11, 2014 |
NTSP / Netspend Holdings, Inc. / OAK MANAGEMENT CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 2)* NetSpend Holdings, Inc. (Name of Issuer) Common Stock Par Value $0.001 (Title of Class of Securities) 64118V106 (CUSIP Number) December 31, 2 |
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| July 11, 2013 |
- TERMINATION OF REGISTRATION OF SECURITIES UNDER SECTION 12(B) 15-12B 1 a13-1646011512b.htm TERMINATION OF REGISTRATION OF SECURITIES UNDER SECTION 12(B) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commissi |
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| July 1, 2013 |
AMENDED AND RESTATED BYLAWS NETSPEND HOLDINGS, INC. A DELAWARE CORPORATION Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF NETSPEND HOLDINGS, INC. A DELAWARE CORPORATION AMENDED AND RESTATED BYLAWS OF NETSPEND HOLDINGS, INC. ARTICLE I. OFFICES Section 1. Registered Office. The address of the registered office of NetSpend Holdings, Inc. (the “Corporation”) in the State of Delaware is Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle, |
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| July 1, 2013 |
Exhibit 99.1 Total System Services, Inc. One TSYS Way P.O. Box 2567 Columbus, GA 31902-2567 +1.706.649.2307 +1.706.649.5740 www.tsys.com For immediate release: Contacts: Cyle Mims TSYS Media Relations +1.706.644.3110 [email protected] Shawn Roberts TSYS Investor Relations +1.706.644.6081 [email protected] TSYS Completes Acquisition of NetSpend COLUMBUS, Georgia, and AUSTIN, Texas, July 1, 2013 |
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| July 1, 2013 |
- POST-EFFECTIVE AMENDMENT TO A S-8 REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on July 1, 2013 Registration No. |
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| July 1, 2013 |
- POST-EFFECTIVE AMENDMENT TO A S-8 REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on July 1, 2013 Registration No. |
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| July 1, 2013 |
- POST-EFFECTIVE AMENDMENT TO A S-8 REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on July 1, 2013 Registration No. |
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| July 1, 2013 |
NTSP / Netspend Holdings, Inc. / TOTAL SYSTEM SERVICES INC - SC 13D/A Activist Investment SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-1(a) (Amendment No. 1)* NETSPEND HOLDINGS, INC. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 64118V106 (CUSIP Number) G. Sanders Griff |
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| July 1, 2013 |
FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION NETSPEND HOLDINGS, INC. Exhibit 3.1 FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NETSPEND HOLDINGS, INC. 1. The name of the corporation (which is hereinafter referred to as the “Corporation”) is NetSpend Holdings, Inc. 2. The address of the Corporation’s registered agent in the State of Delaware is Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware 19801. The n |
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| July 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 1, 2013 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 20, 2013 |
Other Events - CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): June 20, 2013 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commission F |
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| June 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): June 18, 2013 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commission F |
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| May 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): May 31, 2013 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 29, 2013 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 99.1 NETSPEND HOLDINGS, INC. ANNOUNCES ADJOURNMENT OF SPECIAL MEETING AND MODIFICATIONS TO MERGER AGREEMENT Memorandum of Understanding Entered Into With Respect to Pending Stockholder Litigation Austin, Texas, May 29, 2013—NetSpend Holdings, Inc. (NASDAQ: NTSP) ("NetSpend" or the "Company") today announced that it will adjo |
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| May 29, 2013 |
FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER QuickLinks - Click here to rapidly navigate through this document Exhibit 2.1 FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER THIS FIRST AMENDMENT (this "Amendment") to the Agreement and Plan of Merger, dated as of February 19, 2013 (the "Agreement"), by and among Total System Services, Inc., a Georgia corporation ("Parent"), General Merger Sub, Inc., a Delaware corporation and a wholly owned subs |
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| May 29, 2013 |
IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE QuickLinks - Click here to rapidly navigate through this document Exhibit 99.2 IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE BRENDA KOEHLER, individually and on behalf of all others similarly situated, Plaintiff, v. C.A. No. 8373-VCG NETSPEND HOLDINGS, INC., DANIEL R. HENRY, ANDREW W. ADAMS, THOMAS A. MCCULLOUGH, DANIEL M. SCHLEY, ALEXANDER R. CASTALDI, FRANCISCO J. RODRIGUEZ, ANN HUNTRESS LAM |
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| May 29, 2013 |
EX-99.1 3 a2215454zex-991.htm EX-99.1 QuickLinks - Click here to rapidly navigate through this document Exhibit 99.1 NETSPEND HOLDINGS, INC. ANNOUNCES ADJOURNMENT OF SPECIAL MEETING AND MODIFICATIONS TO MERGER AGREEMENT Memorandum of Understanding Entered Into With Respect to Pending Stockholder Litigation Austin, Texas, May 29, 2013—NetSpend Holdings, Inc. (NASDAQ: NTSP) ("NetSpend" or the "Compa |
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| May 29, 2013 |
FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER QuickLinks - Click here to rapidly navigate through this document Exhibit 2.1 FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER THIS FIRST AMENDMENT (this "Amendment") to the Agreement and Plan of Merger, dated as of February 19, 2013 (the "Agreement"), by and among Total System Services, Inc., a Georgia corporation ("Parent"), General Merger Sub, Inc., a Delaware corporation and a wholly owned subs |
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| May 29, 2013 |
QuickLinks - Click here to rapidly navigate through this document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 29, 2013 NetSpend Holdings, Inc. |
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| May 29, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - 8-K QuickLinks - Click here to rapidly navigate through this document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 29, 2013 NetSpend Holdings, Inc. |
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| May 29, 2013 |
QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 29, 2013 |
IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE QuickLinks - Click here to rapidly navigate through this document Exhibit 99.2 IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE BRENDA KOEHLER, individually and on behalf of all others similarly situated, Plaintiff, v. C.A. No. 8373-VCG NETSPEND HOLDINGS, INC., DANIEL R. HENRY, ANDREW W. ADAMS, THOMAS A. MCCULLOUGH, DANIEL M. SCHLEY, ALEXANDER R. CASTALDI, FRANCISCO J. RODRIGUEZ, ANN HUNTRESS LAM |
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| May 23, 2013 |
NETSPEND HOLDINGS, INC. ANNOUNCES ORDER Exhibit 99.1 NETSPEND HOLDINGS, INC. ANNOUNCES ORDER Austin, Texas, May 22, 2013 — NetSpend Holdings, Inc. (NASDAQ: NTSP) (“NetSpend” or the “Company”), a leading provider of general-purpose reloadable prepaid debit cards (“GPR”) and related financial services to underbanked consumers in the United States, today announced that on May 21, 2013 the Court of Chancery of the State of Delaware (“Court” |
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| May 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 21, 2013 NetSpend Holdings, Inc. |
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| May 23, 2013 |
- CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 21, 2013 NetSpend Holdings, Inc. |
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| May 23, 2013 |
NETSPEND HOLDINGS, INC. ANNOUNCES ORDER Exhibit 99.1 NETSPEND HOLDINGS, INC. ANNOUNCES ORDER Austin, Texas, May 22, 2013 — NetSpend Holdings, Inc. (NASDAQ: NTSP) (“NetSpend” or the “Company”), a leading provider of general-purpose reloadable prepaid debit cards (“GPR”) and related financial services to underbanked consumers in the United States, today announced that on May 21, 2013 the Court of Chancery of the State of Delaware (“Court” |
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| May 21, 2013 |
- CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 20, 2013 NetSpend Holdings, Inc. |
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| May 21, 2013 |
NETSPEND HOLDINGS, INC. ANNOUNCES NEW SPECIAL MEETING DATE Exhibit 99.1 NETSPEND HOLDINGS, INC. ANNOUNCES NEW SPECIAL MEETING DATE Austin, Texas, May 20, 2013 — NetSpend Holdings, Inc. (NASDAQ: NTSP) (“NetSpend” or the “Company”), a leading provider of general-purpose reloadable prepaid debit cards (“GPR”) and related financial services to underbanked consumers in the United States, today announced that it has postponed until Friday, May 31, 2013 its spec |
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| May 21, 2013 |
NETSPEND HOLDINGS, INC. ANNOUNCES NEW SPECIAL MEETING DATE EX-99.1 2 a13-129231ex99d1.htm EX-99.1 Exhibit 99.1 NETSPEND HOLDINGS, INC. ANNOUNCES NEW SPECIAL MEETING DATE Austin, Texas, May 20, 2013 — NetSpend Holdings, Inc. (NASDAQ: NTSP) (“NetSpend” or the “Company”), a leading provider of general-purpose reloadable prepaid debit cards (“GPR”) and related financial services to underbanked consumers in the United States, today announced that it has postpo |
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| May 21, 2013 |
Other Events - CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 20, 2013 NetSpend Holdings, Inc. |
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| May 20, 2013 |
- CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 17, 2013 NetSpend Holdings, Inc. |
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| May 20, 2013 |
Other Events - CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 17, 2013 NetSpend Holdings, Inc. |
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| May 13, 2013 |
- CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 13, 2013 NetSpend Holdings, Inc. |
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| May 13, 2013 |
Other Events - CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 13, 2013 NetSpend Holdings, Inc. |
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| May 3, 2013 |
ADDENDUM TO FOURTH AMENDED AND RESTATED INDEPENDENT AGENCY AGREEMENT EX-10.1 2 a13-83201ex10d1.htm EX-10.1 Exhibit 10.1 ADDENDUM TO FOURTH AMENDED AND RESTATED INDEPENDENT AGENCY AGREEMENT THIS ADDENDUM TO FOURTH AMENDED AND RESTATED INDPENDENT AGENCY AGREEMENT (this “Addendum”) is entered into as of May 1, 2012 by and between NETSPEND CORPORATION, a Delaware corporation (“NetSpend”), and ACE CASH EXPRESS, INC., a Texas corporation (“Agent”). WHEREAS, Agent and Net |
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| May 3, 2013 |
SECOND ADDENDUM TO FOURTH AMENDED AND RESTATED INDEPENDENT AGENCY AGREEMENT Exhibit 10.2 SECOND ADDENDUM TO FOURTH AMENDED AND RESTATED INDEPENDENT AGENCY AGREEMENT THIS SECOND ADDENDUM TO FOURTH AMENDED AND RESTATED INDPENDENT AGENCY AGREEMENT (this “Addendum”) is entered into on February 19, 2013 by and between NETSPEND CORPORATION, a Delaware corporation (“NetSpend”), and ACE CASH EXPRESS, INC., a Texas corporation (“ACE”). WHEREAS, ACE and NetSpend have entered into t |
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| May 3, 2013 |
Quarterly Report - QUARTERLY REPORT PURSUANT TO SECTIONS 13 OR 15(D) 10-Q 1 a13-8320110q.htm QUARTERLY REPORT PURSUANT TO SECTIONS 13 OR 15(D) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2013 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1 |
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| May 3, 2013 |
FORM OF AWARD AGREEMENT AMENDMENT Exhibit 10.3 FORM OF AWARD AGREEMENT AMENDMENT February 19, 2013 [Executive] [Address] [City, State, zip] Dear [Executive], I am pleased to inform you that the Compensation Committee of NetSpend Holdings, Inc. (the “Company”) has favorably amended certain stock option and restricted stock awards (as set forth below) granted to you under the Amended and Restated NetSpend Holdings, Inc. 2004 Stock O |
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| April 23, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 19, 2013 |
10-K/A 1 a2214462z10-ka.htm 10-K/A Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 1 ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 Commission file number: 001-34915 NetSpend Holdings, |
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| April 18, 2013 |
PRER14A 1 a2214428zprer14a.htm PRER14A Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ý Filed by a Party other than the Registrant o Check |
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| March 26, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| March 8, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 6, 2013 |
- DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 22, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS PART IV Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 22, 2013 |
Description of NetSpend Holdings, Inc. 2012 Non-affiliated Independent Director Compensation Program Exhibit 10.45 Description of NetSpend Holdings, Inc. 2012 Non-affiliated Independent Director Compensation Program Compensation of Directors In 2012, members of our Board of Directors who are not our employees and are not affiliated with any Oak Investment Partners-affiliated entity (collectively, “Oak”) or any JLL Partners-affiliated entity (collectively, “JLL”) received an annual cash retainer o |
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| February 22, 2013 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 24.1 POWER OF ATTORNEY Each of the undersigned directors and officers of NetSpend Holdings, Inc., a Delaware corporation (the "Company"), hereby constitutes and appoints Daniel R. Henry, George W. Gresham and Steven F. Coleman, and each of them, as his or her true and lawful attorney-in-fact, each with full power to act with |
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| February 22, 2013 |
NTSP / Netspend Holdings, Inc. / TOTAL SYSTEM SERVICES INC - SC 13D Activist Investment SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-1(a) (Amendment No. )* NETSPEND HOLDINGS, INC. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 64118V106 (CUSIP Number) G. Sanders Griffith S |
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| February 20, 2013 |
EX-99 2 exh1.htm VOTING AGREEMENT EXECUTION VERSION VOTING AGREEMENT VOTING AGREEMENT, dated as of February 19, 2013 (this “Agreement”), by and among Total System Services, Inc., a Georgia corporation (“Parent”), and each of the Persons listed on Schedule 1 hereto (each a “Stockholder” and collectively, the “Stockholders”). W I T N E S S E T H: WHEREAS, concurrently with the execution of this Agre |
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| February 20, 2013 |
NTSP / Netspend Holdings, Inc. / JLL Partners Fund IV, L.P. - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* NETSPEND HOLDINGS, INC. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 64118V106 (CUSIP Number) JLL Partners Fund IV, L.P. 450 Lexington Avenue, 31st Floor New York, New York 10017 (212) 286-8600 Attention: Pau |
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| February 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 19, 2013 NetSpend Holdings, Inc. |
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| February 20, 2013 |
- DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS DEFA14A 1 a13-56811defa14a.htm DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| February 20, 2013 |
EX-99.2 3 a13-56041ex99d2.htm EX-99.2 Exhibit 99.2 TSYS NetSpend Announcement Feb 19, 2013 Confidential - 2013 NetSpend © Corporation Presentation 1 19 February 2013 Cautionary Statement Regarding Forward-Looking Statements In this presentation, and from time to time, NetSpend makes certain statements that constitute "forward-looking statements" within the meaning of the federal securities laws. T |
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| February 20, 2013 |
DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 20, 2013 |
Exhibit 99.1 TSYS to Acquire NetSpend February 19, 2013 © 2013 Total System Services, Inc.® All rights reserved worldwide. Disclosure Cautionary Statement Regarding Forward-Looking Statements This presentation contains statements that constitute "forward-looking statements" within the meaning of the federal securities laws. These forward-looking statements include, among others, statements about t |
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| February 20, 2013 |
DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 19, 2013 |
TSYS to Acquire NetSpend Acquisition Expands TSYS’ Role in High-Growth Area of Payments Exhibit 99.1 Total System Services, Inc. One TSYS Way P.O. Box 2567 Columbus, GA 31902-2567 +1.706.649.2307 +1.706.649.5740 www.tsys.com For immediate release: Contacts: Cyle Mims TSYS Media Relations +1.706.644.3110 [email protected] Shawn Roberts TSYS Investor Relations +1.706.644.6081 [email protected] Krista Shepard NetSpend +1.512.531.8732 [email protected] TSYS to Acquire NetSpend Ac |
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| February 19, 2013 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER DATED AS OF February 19, 2013 AMONG TOTAL SYSTEM SERVICES, INC., GENERAL MERGER SUB, INC. AND NETSPEND HOLDINGS, INC. TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 Section 1.1 The Merger 1 Section 1.2 Effective Time of the Merger 2 Section 1.3 Certificate of Incorporation 2 Section 1.4 By-laws 2 Section 1.5 Board of Directors and Officers |
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| February 19, 2013 |
EX-99.2 Exhibit 99.2 Total System Services, Inc. One TSYS Way P.O. Box 2567 Columbus, GA 31902-2567 +1.706.649.2307 +1.706.649.5740 www.tsys.com For immediate release: Contacts: Cyle Mims TSYS Media Relations +1.706.644.3110 [email protected] Shawn Roberts TSYS Investor Relations +1.706.644.6081 [email protected] Krista Shepard NetSpend +1.512.531.8732 [email protected] TSYS to Acquire Net |
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| February 19, 2013 |
EX-99.1 TSYS to Acquire NetSpend February 19, 2013 © 2013 Total System Services, Inc. ® All rights reserved worldwide. Exhibit 99.1 Disclosure Cautionary Statement Regarding Forward-Looking Statements Additional Information and Where to Find It Participants in the Solicitation Non-GAAP Financial Measures 2 © 2013 Total System Services, Inc. ® All rights reserved worldwide. This presentation contai |
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| February 19, 2013 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 19, 2013 Total System Services, Inc. (Exact name of registrant as specified in its charter) Georgia 1-10254 58-1493818 (State of incorporation) (Commission File Number) (I |
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| February 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 19, 2013 NetSpend Holdings, Inc. |
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| February 19, 2013 |
J.P. MORGAN SECURITIES LLC JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179 EX-10.2 Exhibit 10.2 EXECUTION VERSION J.P. MORGAN SECURITIES LLC JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179 THE BANK OF TOKYO-MITSUBISHI UFJ, LTD. 1251 Avenue of the Americas New York, NY 10020 CONFIDENTIAL February 19, 2013 Bridge Term Loan Facility Commitment Letter Total System Services, Inc. One TSYS Way Columbus, Georgia 31901 Attention: James B. Lipham, Senior Exe |
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| February 19, 2013 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 19, 2013 Total System Services, Inc. (Exact name of registrant as specified in its charter) Georgia 1-10254 58-1493818 (State of incorporation) (Commission File Number) (I |
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| February 19, 2013 |
FORM OF FIRST AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.1 FORM OF FIRST AMENDMENT TO EMPLOYMENT AGREEMENT FIRST AMENDMENT (the “Amendment”), dated as of February 19, 2013 (the “Effective Date”), to that certain Management Employment Agreement, dated as of [DATE] (the “Employment Agreement”) by and among NetSpend Corporation, a Delaware corporation (the “Company”), and [EXECUTIVE], an individual resident of the State of [STATE NAME] (the “Exe |
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| February 19, 2013 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER DATED AS OF February 19, 2013 AMONG TOTAL SYSTEM SERVICES, INC., GENERAL MERGER SUB, INC. AND NETSPEND HOLDINGS, INC. TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 Section 1.1 The Merger 2 Section 1.2 Effective Time of the Merger 2 Section 1.3 Certificate of Incorporation 2 Section 1.4 By-laws 2 Section 1.5 Board of Directors and Of |
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| February 19, 2013 |
EX-10.1 3 d488902dex101.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION VOTING AGREEMENT VOTING AGREEMENT, dated as of February 19, 2013 (this “Agreement”), by and among Total System Services, Inc., a Georgia corporation (“Parent”), and each of the Persons listed on Schedule 1 hereto (each a “Stockholder” and collectively, the “Stockholders”). W I T N E S S E T H: WHEREAS, concurrently with the executi |
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| February 19, 2013 |
FORM OF AWARD AGREEMENT AMENDMENT EX-10.2 4 a13-55501ex10d2.htm EX-10.2 Exhibit 10.2 FORM OF AWARD AGREEMENT AMENDMENT February 19, 2013 [Executive] [Address] [City, State, zip] Dear [Executive], I am pleased to inform you that the Compensation Committee of NetSpend Holdings, Inc. (the “Company”) has favorably amended certain stock option and restricted stock awards (as set forth below) granted to you under the Amended and Restate |
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| February 14, 2013 |
NTSP / Netspend Holdings, Inc. / OAK MANAGEMENT CORP Passive Investment Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2013 |
NTSP / Netspend Holdings, Inc. / 12 West Capital Management LP - NETSPEND13GAM1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* NETSPEND HOLDINGS, INC. (Name of Issuer) COMMON STOCK, $0.001 PAR VALUE PER SHARE (Title of Class of Securities) 64118V106 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 13, 2013 |
Exhibit 99.1 NetSpend Holdings, Inc. Reports Fourth Quarter Financial Results Revenues Up 17 Percent Active Accounts On Direct Deposit Up 25 Percent AUSTIN, Texas-(BUSINESS WIRE)-February 13, 2013-NetSpend Holdings, Inc. (NASDAQ:NTSP), a leading provider of general-purpose reloadable prepaid debit cards and related financial services, today announced financial results for the fourth quarter and ye |
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| February 13, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a50563685.htm NETSPEND HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): February 13, 2013 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State o |
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| November 9, 2012 |
SETTLEMENT AND LICENSE AGREEMENT EX-10.1 2 exh101.htm EXHIBIT 10.1 Exhibit 10.1 SETTLEMENT AND LICENSE AGREEMENT This Settlement and License Agreement (“Agreement”) is made and entered into as of November 5, 2012 (“Effective Date”) by and between Alexsam, Inc., a Texas corporation (“Alexsam”), NetSpend Holdings, Inc., a Delaware corporation (“Holdings”), and NetSpend Corporation, a Delaware corporation (“NetSpend”). WHEREAS, Alex |
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| November 9, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 f8k110912.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 5, 2012 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction |
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| November 2, 2012 |
Exhibit 10.3 RESTRICTED STOCK AGREEMENT PURSUANT TO THE AMENDED AND RESTATED NETSPEND HOLDINGS, INC. 2004 STOCK OPTION AND RESTRICTED STOCK PLAN 1. General. Pursuant to the Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option and Restricted Stock Plan (the “Plan”), 165,000 shares (the “Shares”) of Restricted Stock have been issued to Anh Vazquez (the “Participant”), effective as of Octob |
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| November 2, 2012 |
Exhibit 10.2 PERFORMANCE-BASED RESTRICTED STOCK AGREEMENT PURSUANT TO THE AMENDED AND RESTATED NETSPEND HOLDINGS, INC. 2004 STOCK OPTION AND RESTRICTED STOCK PLAN 1. General. Pursuant to the Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option and Restricted Stock Plan (the “Plan”), shares (the “Shares”) of Restricted Stock have been issued to [ ] (the “Participant”), effective as of , ( |
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| November 2, 2012 |
Quarterly Report - QUARTERLY REPORT PURSUANT TO SECTIONS 13 OR 15(D) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2012 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number: 001-3491 |
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| November 1, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 1, 2012 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commissio |
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| November 1, 2012 |
Exhibit 99.1 NetSpend Holdings, Inc. Reports Third Quarter Financial Results Signs Exclusive Prepaid Card Distribution Agreement with Intuit Continues Retail Expansion with New Distribution Partners Adjusted Earnings Per Share Up 25 Percent AUSTIN, Texas-(BUSINESS WIRE)-November 1, 2012-NetSpend Holdings, Inc. (Nasdaq:NTSP), a leading provider of general-purpose reloadable prepaid debit cards (GPR |
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| October 25, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 25, 2012 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commissio |
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| October 10, 2012 |
Exhibit 10.1 FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT AND FIRST AMENDMENT TO PERFORMANCE-BASED OPTION FIRST AMENDMENT (this “Amendment”), dated as of October 5, 2012 (the “Effective Date”), to that certain Amended and Restated Management Employment Agreement, dated as of September 17, 2010 (the “Employment Agreement”), by and among NetSpend Corporation, a Delaware corporation ( |
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| October 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 5, 2012 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commission |
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| August 9, 2012 |
Exhibit 10.1 Jim Jerome December 18, 2008 Re: Amendment to Performance Options Dear Jim: I am pleased to inform you that the Compensation Committee of NetSpend Holdings, Inc. (the “Company”) has favorably amended your performance stock options (with respect to 50,000 shares of common stock granted to you on May 8, 2008 (the “Option”) under the Amended and Restated NetSpend Holdings, Inc. 2004 Stoc |
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| August 9, 2012 |
Exhibit 10.2 April 20, 2010 James Jerome Re: Amendment to Performance Options Dear Jim: I am pleased to inform you that the Board of Directors of NetSpend Holdings, Inc. (the “Company”) has favorably amended the performance stock options previously granted to you (the “Options”) under the Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option and Restricted Stock Plan (the “Plan”). Prior t |
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| August 9, 2012 |
EX-10.4 5 a12-136851ex10d4.htm EX-10.4 Exhibit 10.4 The performance options granted to Anh Hatzopoulos (May 8, 2008) and James Devoglaer (May 11, 2008) have been amended in a manner that is substantially identical to the amendments to the performance options held by James Jerome that have been filed as Exhibits 10.1, 10.2 and 10.3 to this Quarterly Report on Form 10-Q. |
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| August 9, 2012 |
Quarterly Report - QUARTERLY REPORT PURSUANT TO SECTIONS 13 OR 15(D) 10-Q 1 a12-13685110q.htm QUARTERLY REPORT PURSUANT TO SECTIONS 13 OR 15(D) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2012 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1 |
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| August 9, 2012 |
EX-10.3 4 a12-136851ex10d3.htm EX-10.3 Exhibit 10.3 April 27, 2010 James Jerome Re: Amendment to Time Vesting Stock Options Dear Jim: I am pleased to inform you that the Compensation Committee of NetSpend Holdings, Inc. (the “Company”) has favorably amended your time vesting stock options (with respect to 75,000 shares of common stock granted to you on May 8, 2008; 50,000 shares of common stock gr |
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| August 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 2, 2012 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commission F |
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| August 2, 2012 |
NetSpend Holdings, Inc. Reports Second Quarter Financial Results EXHIBIT 99.1 NetSpend Holdings, Inc. Reports Second Quarter Financial Results Revenues Up 15 Percent Fully Diluted Earnings Per Share Up 50 percent Continues Retail Expansion With New Distribution Partners AUSTIN, Texas, Aug. 2, 2012 (GLOBE NEWSWIRE) - NetSpend Holdings, Inc. (Nasdaq:NTSP), a leading provider of general-purpose reloadable (GPR) prepaid debit cards and related financial services, t |
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| June 1, 2012 |
- SECURITIES TO BE OFFERED TO EMPLOYEES PURSUANT TO EMPLOYEE BENEFIT PLANS As filed with the Securities and Exchange Commission on June 1, 2012 Registration No. |
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| June 1, 2012 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Daniel R. Henry, George W. Gresham and Steven F. Coleman, and each of them, the undersigned’s true and lawful attorneys-in-fact and agents, each acting alone, with the powers of substitution and revocation, for the undersigned and in the undersigned’s na |
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| June 1, 2012 |
- SECURITIES TO BE OFFERED TO EMPLOYEES PURSUANT TO EMPLOYEE BENEFIT PLANS As filed with the Securities and Exchange Commission on June 1, 2012 Registration No. |
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| June 1, 2012 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Daniel R. Henry, George W. Gresham and Steven F. Coleman, and each of them, the undersigned’s true and lawful attorneys-in-fact and agents, each acting alone, with the powers of substitution and revocation, for the undersigned and in the undersigned’s na |
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| May 8, 2012 |
Quarterly Report - QUARTERLY REPORT PURSUANT TO SECTIONS 13 OR 15(D) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2012 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number: 001-34915 NE |
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| May 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 3, 2012 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commission File |
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| May 3, 2012 |
NetSpend Holdings, Inc. Reports First Quarter Financial Results EXHIBIT 99.1 NetSpend Holdings, Inc. Reports First Quarter Financial Results Revenues Up 13 Percent More Than One Million Customers On Direct Deposit AUSTIN, Texas, May 3, 2012 (GLOBE NEWSWIRE) - NetSpend Holdings, Inc. (Nasdaq:NTSP), a leading provider of general-purpose reloadable (GPR) prepaid debit cards and related financial services, today announced financial results for the quarter ended Ma |
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| May 2, 2012 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): April 27, 2012 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commission |
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| May 1, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): April 27, 2012 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commission |
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| April 27, 2012 |
NTSP / Netspend Holdings, Inc. / 12 West Capital Management LP - NETSPEND13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NETSPEND HOLDINGS, INC. (Name of Issuer) COMMON STOCK, $0.001 PAR VALUE PER SHARE (Title of Class of Securities) 64118V106 (CUSIP Number) April 20, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| March 30, 2012 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 24, 2012 |
NETSPEND HOLDINGS, INC. 2012 EMPLOYEE STOCK PURCHASE PLAN Effective October 20, 2011 Exhibit 10.38 NETSPEND HOLDINGS, INC. 2012 EMPLOYEE STOCK PURCHASE PLAN Effective October 20, 2011 The following constitute the provisions of the NetSpend Holdings, Inc. 2012 Employee Stock Purchase Plan (the “Plan”), as adopted by NetSpend Holdings, Inc. (“Issuer”) and its Designated Subsidiaries described in Section 2 of this Plan (collectively, with Issuer, the “Company”). 1. Introduction. (a) |
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| February 24, 2012 |
Use these links to rapidly review the document TABLE OF CONTENTS PART IV Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 24, 2012 |
NETSPEND HOLDINGS, INC. DEFERRED COMPENSATION PLAN EX-10.39 3 a2207531zex-1039.htm EX-10.39 Exhibit 10.39 NETSPEND HOLDINGS, INC. DEFERRED COMPENSATION PLAN TABLE OF CONTENTS ARTICLE I. Establishment and Purpose 1 ARTICLE II. Definitions 1 ARTICLE III. Eligibility and Participation 8 ARTICLE IV. Deferrals 8 ARTICLE V. Company Contributions 11 ARTICLE VI. Benefits 12 ARTICLE VII. Modifications to Payment Schedules 15 ARTICLE VIII. Valuation of Acco |
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| February 24, 2012 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 24.1 POWER OF ATTORNEY Each of the undersigned directors and officers of NetSpend Holdings, Inc., a Delaware corporation (the "Company"), hereby constitutes and appoints Daniel R. Henry, George W. Gresham and Steven F. Coleman, and each of them, as his or her true and lawful attorney-in-fact, each with full power to act with |
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| February 16, 2012 |
NetSpend Holdings, Inc. Reports Fourth Quarter Financial Results EXHIBIT 99.1 NetSpend Holdings, Inc. Reports Fourth Quarter Financial Results GAAP Net Income Up 81 Percent Active Direct Deposit Cards Up 20 Percent AUSTIN, Texas, Feb. 16, 2012 (GLOBE NEWSWIRE) - NetSpend Holdings, Inc. (Nasdaq:NTSP), a leading provider of general-purpose reloadable (GPR) prepaid debit cards and related financial services, today announced financial results for the fourth quarter |
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| February 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 16, 2012 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commissio |
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| February 14, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): February 9, 2012 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-34915 (Commission File Numb |
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| February 14, 2012 |
Exhibit 10.1 RESTRICTED STOCK AGREEMENT PURSUANT TO THE AMENDED AND RESTATED NETSPEND HOLDINGS, INC. 2004 STOCK OPTION AND RESTRICTED STOCK PLAN 1. General. Pursuant to the Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option and Restricted Stock Plan (the “Plan”), shares (the “Shares”) of Restricted Stock have been issued to [] (the “Participant”), effective as of , (the “Grant Date”), |
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| February 14, 2012 |
Exhibit 10.2 RESTRICTED STOCK AGREEMENT PURSUANT TO THE AMENDED AND RESTATED NETSPEND HOLDINGS, INC. 2004 EQUITY INCENTIVE PLAN 1. General. Pursuant to the Amended and Restated NetSpend Holdings, Inc. 2004 Equity Incentive Plan (the “Plan”), Restricted Stock shall be issued to (the “Participant”), as of (the “Grant Date”) as hereinafter provided subject to certain restrictions thereon. The Restric |
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| November 18, 2011 |
NETSPEND CORPORATION TERMINATION AND CONSULTING AGREEMENT Exhibit 99.1 NETSPEND CORPORATION TERMINATION AND CONSULTING AGREEMENT This Termination and Consulting Agreement (the “Agreement”) is made and entered into as of November 15, 2011 by and between NetSpend Corporation, a Delaware corporation (the “Company”), and Tom Cregan, an individual resident of the state of Texas (the “Consultant”). WHEREAS, the Consultant is employed as the Executive Vice Pres |
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| November 18, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 15, 2011 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commissi |
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| November 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2011 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number: 001-3491 |
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| November 3, 2011 |
NetSpend Holdings, Inc. Reports Third Quarter 2011 Results EXHIBIT 99.1 NetSpend Holdings, Inc. Reports Third Quarter 2011 Results AUSTIN, Texas, Nov. 3, 2011 (GLOBE NEWSWIRE) - NetSpend Holdings, Inc. ("NetSpend") (Nasdaq:NTSP) today announced financial results for the quarter ended September 30, 2011. Q3 2011 Highlights: GPR card revenues up 11% to $74.1 million in Q3 2011 as compared to $66.8 million in Q3 2010 Revenues up 9% to $74.3 million in Q3 201 |
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| November 3, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 3, 2011 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commission |
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| October 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 28, 2011 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commissio |
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| August 17, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* NETSPEND HOLDINGS, INC. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 64118V106 (CUSIP Number) JLL Partners Fund IV, L.P. 450 Lexington Avenue, 31st Floor New York, New York 10017 (212) 286-8600 Attention: Pau |
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| August 17, 2011 |
EX-10.1 2 a11-246181ex10d1.htm EX-10.1 Exhibit 10.1 SHARE EXCHANGE AGREEMENT SHARE EXCHANGE AGREEMENT (the “Agreement”), dated as of August 17, 2011, by and among JLL Partners Fund IV, L.P., a Delaware limited partnership (“JLL Fund IV”), JLL Partners Fund V, L.P., a Delaware limited partnership (“JLL Fund V” and, together with JLL Fund IV, “JLL”), and NetSpend Holdings, Inc., a Delaware corporati |
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| August 17, 2011 |
EX-99.1 3 a11-246181ex99d1.htm EX-99.1 Exhibit 99.1 CERTIFICATE OF THE DESIGNATIONS, POWERS, PREFERENCES AND RIGHTS OF SERIES A CONVERTIBLE PREFERRED STOCK OF NETSPEND HOLDINGS, INC. (Pursuant to Section 151 of the Delaware General Corporation Law) NetSpend Holdings, Inc., a Delaware corporation (the “Corporation”), hereby certifies that the following resolution was adopted by the Board of Directo |
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| August 17, 2011 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 17, 2011 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commission |
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| August 8, 2011 |
MANAGEMENT EMPLOYMENT AGREEMENT Exhibit 10.3 MANAGEMENT EMPLOYMENT AGREEMENT THIS MANAGEMENT EMPLOYMENT AGREEMENT (this “Employment Agreement”) is dated as of June 20, 2011 (the “Effective Date”) by and between NETSPEND CORPORATION, a Delaware corporation (the “Company”) and Steve Coleman, an individual residing at the address set forth on the signature page hereto (the “Executive”). Certain terms used herein are defined in Sect |
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| August 8, 2011 |
FIFTH AMENDMENT TO OFFICE LEASE EX-10.1 2 a11-141411ex10d1.htm EX-10.1 Exhibit 10.1 FIFTH AMENDMENT TO OFFICE LEASE This Fifth Amendment to Office Lease (this “Amendment”) dated April 18, 2011, effective on the Fifth Amendment Commencement Date defined herein, is entered into by and between WTCC AUSTIN INVESTORS V, L.P., (“Landlord”), a Delaware limited partnership, and NETSPEND CORPORATION (“Tenant”), a Delaware corporation, wi |
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| August 8, 2011 |
SECOND AMENDED AND RESTATED MANAGEMENT EMPLOYMENT AGREEMENT Exhibit 10.2 SECOND AMENDED AND RESTATED MANAGEMENT EMPLOYMENT AGREEMENT THIS SECOND AMENDED AND RESTATED MANAGEMENT EMPLOYMENT AGREEMENT (this “Employment Agreement”) is dated as of June 20, 2011 (“Effective Date”) by and among NETSPEND CORPORATION, a Delaware corporation (the “Company”), NETSPEND HOLDINGS, INC., a Delaware corporation (“Holdings”), and Christopher T. Brown, an individual residin |
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| August 8, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2011 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number: 001-34915 NET |
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| August 3, 2011 |
NetSpend Holdings, Inc. Reports Second Quarter 2011 Results EXHIBIT 99.1 NetSpend Holdings, Inc. Reports Second Quarter 2011 Results AUSTIN, Texas, Aug. 3, 2011 (GLOBE NEWSWIRE) - NetSpend Holdings, Inc. ("NetSpend") (Nasdaq:NTSP) today announced financial results for the quarter ended June 30, 2011. Q2 2011 Highlights: Number of active cards with direct deposit up 25% to 771,000 as of June 30, 2011 as compared to 615,000 as of June 30, 2010 Percentage of |
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| August 3, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 3, 2011 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commission F |
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| June 22, 2011 |
NETSPEND HOLDINGS, INC. Power of Attorney Exhibit 24 NETSPEND HOLDINGS, INC. Power of Attorney WHEREAS, the undersigned, in his or her capacity as a director or officer or both, as the case may be, of NetSpend Holdings, Inc., a Delaware corporation (the “Company”), may be required to file with the Securities and Exchange Commission (the “Commission”) under Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and re |
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| June 20, 2011 |
8-K 1 a11-1518818k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): June 17, 2011 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001 |
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| May 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2011 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number: 001-34915 NE |
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| May 5, 2011 |
Exhibit 99.1 Investor Contact: George Gresham Chief Financial Officer (866) 979-1996 [email protected] Media Contact: Brad Russell Corporate Communications (512) 539-5932 [email protected] NetSpend Holdings, Inc. Reports First Quarter 2011 Results NetSpend Enters Into Strategic Alliance with BET Networks Austin, TX — May 5, 2011 — NetSpend Holdings, Inc. (“NetSpend”) (NASDAQ:NTSP) today an |
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| May 5, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): May 5, 2011 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): April 27, 2011 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commission |
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| March 31, 2011 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 2, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 Commission file number: 001-34915 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 20-2 |
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| March 2, 2011 |
NetSpend Holdings, Inc. Quarterly Consolidated Balance Sheets Exhibit 99.1 NetSpend Holdings, Inc. Quarterly Consolidated Balance Sheets As of As of As of As of As of As of As of As of As of As of As of As of March 31, June 30, September 30, December 31, March 31, June 30, September 30, December 31, March 31, June 30, September 30, December 31, (in thousands of dollars) 2008 2008 2008 2008 2009 2009 2009 2009 2010 2010 2010 2010 (unaudited) (unaudited) (unau |
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| March 2, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a11-679118k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): March 2, 2011 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001- |
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| February 24, 2011 |
NetSpend Holdings, Inc. Reports Fourth Quarter 2010 Results Exhibit 99.1 Investor Contact: George Gresham Chief Financial Officer (866) 979-1996 [email protected] Media Contact: Brad Russell Corporate Communications (512) 539-5932 [email protected] NetSpend Holdings, Inc. Reports Fourth Quarter 2010 Results Austin, TX — February 24, 2011 — NetSpend Holdings, Inc. (“NetSpend”) (NASDAQ:NTSP) today announced financial results for the quarter ended Dec |
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| February 24, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): February 24, 2011 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commissi |
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| February 18, 2011 |
STEPHEN A. VOGEL APPOINTED TO NETSPEND HOLDINGS, INC. BOARD OF DIRECTORS Exhibit 99.1 Press Contacts: Brad Russell Suzanne Dawson NetSpend Linden Alschuler & Kaplan (512) 539-5932 (office) (212) 329-1420 (office) (512) 743-4507 (cell) (908) 242-7162 (cell) [email protected] [email protected] STEPHEN A. VOGEL APPOINTED TO NETSPEND HOLDINGS, INC. BOARD OF DIRECTORS Austin, TX —February 18, 2011— NetSpend Holdings, Inc. (NASDAQ: NTSP), a company whose mission is to em |
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| February 18, 2011 |
NETSPEND HOLDINGS, INC. Power of Attorney Exhibit 24 NETSPEND HOLDINGS, INC. Power of Attorney WHEREAS, the undersigned, in his or her capacity as a director or officer or both, as the case may be, of NetSpend Holdings, Inc., a Delaware corporation (the “Company”), may be required to file with the Securities and Exchange Commission (the “Commission”) under Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and re |
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| February 18, 2011 |
NETSPEND HOLDINGS, INC. Power of Attorney Exhibit 24 NETSPEND HOLDINGS, INC. Power of Attorney WHEREAS, the undersigned, in his or her capacity as a director or officer or both, as the case may be, of NetSpend Holdings, Inc., a Delaware corporation (the ?Company?), may be required to file with the Securities and Exchange Commission (the ?Commission?) under Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and re |
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| February 18, 2011 |
NETSPEND HOLDINGS, INC. Power of Attorney Exhibit 24 NETSPEND HOLDINGS, INC. Power of Attorney WHEREAS, the undersigned, in his or her capacity as a director or officer or both, as the case may be, of NetSpend Holdings, Inc., a Delaware corporation (the “Company”), may be required to file with the Securities and Exchange Commission (the “Commission”) under Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and re |
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| February 18, 2011 |
8-K 1 a11-633318k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): February 16, 2011 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware |
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| February 18, 2011 |
NETSPEND HOLDINGS, INC. Power of Attorney Exhibit 24 NETSPEND HOLDINGS, INC. Power of Attorney WHEREAS, the undersigned, in his or her capacity as a director or officer or both, as the case may be, of NetSpend Holdings, Inc., a Delaware corporation (the ?Company?), may be required to file with the Securities and Exchange Commission (the ?Commission?) under Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and re |
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| February 14, 2011 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. )* NetSpend Holdings, Inc. (Name of Issuer) Common Stock Par Value $0.001 (Title of Class of Securities) 64118V106 (CUSIP Number) D |
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| January 31, 2011 |
NetSpend Announces Definitive Agreement with The Bancorp Bank Updates Bank Diversification Strategy Exhibit 99.1 NetSpend Announces Definitive Agreement with The Bancorp Bank Updates Bank Diversification Strategy Austin, TX and Wilmington, DE — January 31st, 2011 — NetSpend Holdings, Inc. (NASDAQ: NTSP) and The Bancorp Bank Payment Solutions Group, a division of The Bancorp Bank (“Bancorp”), a wholly owned subsidiary of The Bancorp, Inc. (NASDAQ: TBBK), announced the signing of a multi-year agre |
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| January 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): January 31, 2011 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commissio |
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| December 30, 2010 |
NETSPEND HOLDINGS, INC. Power of Attorney Exhibit 24 NETSPEND HOLDINGS, INC. Power of Attorney WHEREAS, the undersigned, in his or her capacity as a director or officer or both, as the case may be, of NetSpend Holdings, Inc., a Delaware corporation (the “Company”), may be required to file with the Securities and Exchange Commission (the “Commission”) under Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and re |
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| November 10, 2010 |
NETSPEND HOLDINGS, INC. Incorporated under the laws of the State of Delaware AMENDED AND RESTATED EX-3.2 3 a10-207831ex3d2.htm EX-3.2 Exhibit 3.2 NETSPEND HOLDINGS, INC. Incorporated under the laws of the State of Delaware AMENDED AND RESTATED BY-LAWS AMENDED AND RESTATED BYLAWS of NETSPEND HOLDINGS, INC. (hereinafter called the “Corporation”) ARTICLE I OFFICES Section 1.1 Registered Office. The registered office of the Corporation required by the General Corporation Law of the State of Delawa |
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| November 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 10, 2010 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34915 20-2306550 (State or other jurisdiction of incorporation) (Commissi |
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| November 10, 2010 |
NetSpend Holdings, Inc. Reports Third Quarter 2010 Results Exhibit 99.1 Investor Contact: George Gresham Chief Financial Officer (866) 979-1996 [email protected] Media Contact: Brad Russell Corporate Communications (512) 539-5932 [email protected] NetSpend Holdings, Inc. Reports Third Quarter 2010 Results Austin, TX — November 10, 2010 — NetSpend Holdings, Inc. (“NetSpend”) (NASDAQ:NTSP) today announced financial results for the quarter ended Sept |
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| November 10, 2010 |
THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of NETSPEND HOLDINGS, INC. Exhibit 3.1 THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of NETSPEND HOLDINGS, INC. NETSPEND HOLDINGS, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware DOES HEREBY CERTIFY: 1. The original Certificate of Incorporation of NetSpend Holdings, Inc. was filed with the Secretary of State of the State of Delaware on February 18, 2004. An Ame |
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| November 10, 2010 |
Exhibit 4.1 REGISTRATION RIGHTS AGREEMENT By and Among NetSpend Holdings, Inc., NetSpend Corporation, and The Stockholders, as defined herein, Dated as of October 22, 2010 TABLE OF CONTENTS REGISTRATION RIGHTS AGREEMENT 1 ARTICLE I DEFINITIONS 1 SECTION 1.1. CONSTRUCTION OF TERMS 1 SECTION 1.2. NUMBER OF SHARES OF STOCK 1 SECTION 1.3. DEFINED TERMS 2 ARTICLE II REGISTRATION RIGHTS 4 SECTION 2.1. D |
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| November 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2010 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission file number: 001-3491 |
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| October 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* NETSPEND HOLDINGS, INC. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 64118V106 (CUSIP Number) JLL Partners Fund IV, L.P. 450 Lexington Avenue, 31st Floor New York, New York 10017 (212) 286-8600 Attention: Paul S |
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| October 19, 2010 |
18,536,043 Shares NetSpend Holdings, Inc. Common Stock Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Pursuant to Rule 424(b)(4) Registration No. |
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| October 19, 2010 |
As filed with the Securities and Exchange Commission on October 19, 2010 As filed with the Securities and Exchange Commission on October 19, 2010 Registration No. |
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| October 18, 2010 |
October 18, 2010 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: NetSpend Holdings, Inc. Filed on Form S-1 Registration No. 333-168127 Ladies and Gentlemen: In connection with the above-captioned Registration Statement, we wish to advise that between October 4, 2010 and the date hereof 9,823 copies of the Preliminary Prospectus dated October 4, 2010 were distribute |
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| October 18, 2010 |
NetSpend Holdings, Inc. Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. 333-168127 October 18, 2010 NetSpend Holdings, Inc. Issuer Free Writing Prospectus Recent Developments As previously disclosed by us in a free writing prospectus dated October 13, 2010, MetaBank publicly disclosed that the Office of Thrift Supervision (“OTS”) issued a Supervisory Directive on October 6, 2010, which clarified and supplemented an |
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| October 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 NetSpend Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 20-2306550 (State of incorporation or organization) (I.R.S. Employer I.D. No.) 701 Brazos Street, Suite 130 |
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| October 18, 2010 |
NETSPEND HOLDINGS, INC. 701 Brazos Street, Suite 1300 Austin, Texas 78701-2582 NETSPEND HOLDINGS, INC. 701 Brazos Street, Suite 1300 Austin, Texas 78701-2582 October 18, 2010 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Kathryn McHale Re: Request for Acceleration of Effectiveness of Registration Statement on Form S-1 (Registration No. 333-168127) of NetSpend Holdings, Inc., a Delaware corporation (the “Company”) Ladies and Gentlemen |
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| October 14, 2010 |
NetSpend Holdings, Inc. Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. 333-168127 October 13, 2010 NetSpend Holdings, Inc. Issuer Free Writing Prospectus Recent Developments On October 12, 2010, MetaBank publicly disclosed that the Office of Thrift Supervision (“OTS”) issued a Supervisory Directive on October 6, 2010, which clarified and supplemented an initial Supervisory Directive issued to MetaBank on August 31 |
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| October 14, 2010 |
As filed with the Securities and Exchange Commission on October 14, 2010 Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on October 14, 2010 Registration No. |
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| October 4, 2010 |
NetSpend Holdings, Inc. Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. 333-168127 October 4, 2010 NetSpend Holdings, Inc. Issuer Free Writing Prospectus Recent Developments Preliminary Third Quarter Results Our consolidated financial statements for the quarter ended September 30, 2010 are not yet available. The following expectations regarding our results for this period are solely management estimates based on cu |
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| October 4, 2010 |
October 4, 2010 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| October 4, 2010 |
As filed with the Securities and Exchange Commission on October 4, 2010 Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on October 4, 2010 Registration No. |
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| September 30, 2010 |
As filed with the Securities and Exchange Commission on September 30, 2010 Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on September 30, 2010 Registration No. |
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| September 30, 2010 |
September 29, 2010 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| September 28, 2010 |
EX-4.1 3 a2200296zex-41.htm EX-4.1 Exhibit 4.1 SPECIMEN C-XX XXXXXX NETSPEND HOLDINGS, INC. XXX SHARES PAR VALUE $0.001 EACH COMMON STOCK - Name - - No. of Shares - Date Chief Executive Officer Secretary [Reverse of Certificate] THE COMPANY IS AUTHORIZED TO ISSUE SHARES OF MORE THAN ONE CLASS OR SERIES OF STOCK. A FULL STATEMENT OF ALL THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS |
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| September 28, 2010 |
NetSpend Holdings, Inc. Common Stock, Par Value $0.001 Per Share Underwriting Agreement EX-1.1 2 a2200296zex-11.htm EX-1.1 Exhibit 1.1 NetSpend Holdings, Inc. Common Stock, Par Value $0.001 Per Share Underwriting Agreement [·], 2010 Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, As representatives of the several Underwriters named in Schedule I hereto, c/o Goldman, Sachs & Co., 200 West Street, New York, New York 10282-2198 c/o Merrill Lynch, Pierce, Fenner |
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| September 28, 2010 |
Exhibit 10.1 CREDIT AGREEMENT dated as of September 24, 2010 among NETSPEND HOLDINGS, INC. as the Borrower, THE LENDERS FROM TIME TO TIME PARTY HERETO, and SUNTRUST BANK, as Administrative Agent with SUNTRUST ROBINSON HUMPHREY, INC. as Sole Book Manager and Sole Bookrunner and BBVA COMPASS BANK as Syndication Agent TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; CONSTRUCTION 1 Section 1.1. Definitio |
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| September 28, 2010 |
EX-10.3 6 a2200296zex-103.htm EX-10.3 Exhibit 10.3 GUARANTY AGREEMENT THIS GUARANTY AGREEMENT (this “Guaranty”) is issued as of September 24, 2010, by NETSPEND CORPORATION, a Delaware corporation (“NetSpend”), SKYLIGHT ACQUISITION I, INC., a Delaware corporation (“Skylight Parent”), SKYLIGHT FINANCIAL INC., a Delaware corporation (“Skylight Subsidiary”), NETSPEND PAYMENT SERVICES, INC., a Delaware |
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| September 28, 2010 |
AMENDED AND RESTATED NETSPEND HOLDINGS, INC. 2004 EQUITY INCENTIVE PLAN EX-10.13 7 a2200296zex-1013.htm EX-10.13 Exhibit 10.13 AMENDED AND RESTATED NETSPEND HOLDINGS, INC. 2004 EQUITY INCENTIVE PLAN 1. Purpose of the Plan. The purpose of the Amended and Restated NetSpend Holdings, Inc. 2004 Equity Incentive Plan is (i) to further the growth and success of NetSpend Holdings, Inc., a Delaware corporation (the “Company”), by enabling Employees (as defined below) and Cons |
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| September 28, 2010 |
As filed with the Securities and Exchange Commission on September 28, 2010 QuickLinks - Click here to rapidly navigate through this document As filed with the Securities and Exchange Commission on September 28, 2010 Registration No. |
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| September 28, 2010 |
EX-10.2 5 a2200296zex-102.htm EX-10.2 Exhibit 10.2 PLEDGE AND SECURITY AGREEMENT THIS PLEDGE AND SECURITY AGREEMENT (this “Agreement”), is entered into as of this 24th day of September, 2010, by and among NETSPEND HOLDINGS, INC., a Delaware corporation (the “Borrower”), NETSPEND CORPORATION, a Delaware corporation (“NetSpend”), SKYLIGHT ACQUISITION I, INC., a Delaware corporation (“Skylight Parent |
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| September 21, 2010 |
THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of NETSPEND HOLDINGS, INC. EX-3.1 2 a2200076zex-31.htm EX-3.1 Exhibit 3.1 THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of NETSPEND HOLDINGS, INC. NETSPEND HOLDINGS, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware DOES HEREBY CERTIFY: 1. The original Certificate of Incorporation of NetSpend Holdings, Inc. was filed with the Secretary of State of the State of De |
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| September 21, 2010 |
As filed with the Securities and Exchange Commission on September 21, 2010 Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on September 21, 2010 Registration No. |
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| September 21, 2010 |
NETSPEND HOLDINGS, INC. Incorporated under the laws of the State of Delaware AMENDED AND RESTATED Exhibit 3.2 NETSPEND HOLDINGS, INC. Incorporated under the laws of the State of Delaware AMENDED AND RESTATED BY-LAWS AMENDED AND RESTATED BYLAWS of NETSPEND HOLDINGS, INC. (hereinafter called the “Corporation”) ARTICLE I OFFICES Section 1.1 Registered Office. The registered office of the Corporation required by the General Corporation Law of the State of Delaware or any successor statute (the “DG |
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| September 21, 2010 |
Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option Plan Notice of Grant EX-10.22 8 a2200076zex-1022.htm EX-10.22 Exhibit 10.22 Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option Plan Notice of Grant Name: Daniel Henry Address: You have been granted an option to purchase Common Stock of the Company, subject to the terms and conditions of the Stock Option Agreement attached hereto (the “Stock Option Agreement”) and the Amended and Restated NetSpend Holdings, |
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| September 21, 2010 |
EX-10.12 7 a2200076zex-1012.htm EX-10.12 Exhibit 10.12 INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is entered into as of the day of , 2010 by and between NetSpend Holdings, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”). RECITALS WHEREAS, highly competent persons have become more reluctant to serve corporations as directors or in other capacities unless |
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| September 21, 2010 |
Exhibit 4.2 REGISTRATION RIGHTS AGREEMENT By and Among NetSpend Holdings, Inc., NetSpend Corporation, and The Stockholders, as defined herein, Dated as of , 2010 TABLE OF CONTENTS REGISTRATION RIGHTS AGREEMENT 1 ARTICLE I DEFINITIONS 1 SECTION 1.1. CONSTRUCTION OF TERMS 1 SECTION 1.2. NUMBER OF SHARES OF STOCK 1 SECTION 1.3. DEFINED TERMS 2 ARTICLE II REGISTRATION RIGHTS 4 SECTION 2.1. DEMAND REGI |
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| September 21, 2010 |
September 20, 2010 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| September 21, 2010 |
AMENDED AND RESTATED MANAGEMENT EMPLOYMENT AGREEMENT EX-10.10 6 a2200076zex-1010.htm EX-10.10 Exhibit 10.10 AMENDED AND RESTATED MANAGEMENT EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED MANAGEMENT EMPLOYMENT AGREEMENT (this “Employment Agreement”) is dated as of September 20, 2010 (“Effective Date”) by and among NETSPEND CORPORATION, a Delaware corporation (the “Company”), NETSPEND HOLDINGS, INC., a Delaware corporation (“Holdings”), and Christophe |
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| September 21, 2010 |
AMENDED AND RESTATED MANAGEMENT EMPLOYMENT AGREEMENT Exhibit 10.4 AMENDED AND RESTATED MANAGEMENT EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED MANAGEMENT EMPLOYMENT AGREEMENT (this “Employment Agreement” or “Agreement”) is dated as of September 20, 2010 (the “Effective Date”), by and among NETSPEND CORPORATION, a Delaware corporation (the “Company”), NETSPEND HOLDINGS, INC., a Delaware corporation (“Holdings”), and Daniel Henry, an individual resi |
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| September 17, 2010 |
AMENDED AND RESTATED MANAGEMENT EMPLOYMENT AGREEMENT EX-10.6 2 a2200206zex-106.htm EXHIBIT 10.6 Exhibit 10.6 *** Where this marking appears throughout this Exhibit 10.6, information has been omitted pursuant to a request for confidential treatment; a complete copy of this agreement has been filed separately with the Securities and Exchange Commission. AMENDED AND RESTATED MANAGEMENT EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED MANAGEMENT EMPLOYMEN |
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| September 17, 2010 |
FOURTH AMENDED AND RESTATED INDEPENDENT AGENCY AGREEMENT EX-10.19 3 a2200206zex-1019.htm EXHIBIT 10.19 Exhibit 10.19 *** Where this marking appears throughout this Exhibit 10.19, information has been omitted pursuant to a request for confidential treatment; a complete copy of this agreement has been filed separately with the Securities and Exchange Commission. EXECUTION COPY FOURTH AMENDED AND RESTATED INDEPENDENT AGENCY AGREEMENT THIS FOURTH AMENDED AN |
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| September 17, 2010 |
As filed with the Securities and Exchange Commission on September 17, 2010 QuickLinks - Click here to rapidly navigate through this document As filed with the Securities and Exchange Commission on September 17, 2010 Registration No. |
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| September 17, 2010 |
CARD PROGRAM MANAGEMENT AGREEMENT Exhibit 10.21 *** Where this marking appears through this Exhibit 10.21, information has been omitted pursuant to a request for confidential treatment; a complete copy of this agreement has been filed separately with the Securities and Exchange Commission. CARD PROGRAM MANAGEMENT AGREEMENT This Card Program Management Agreement (the “Agreement”) dated as of February 1, 2010 is entered into by and |
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| September 17, 2010 |
SECOND AMENDED AND RESTATED CARD PROGRAM MANAGEMENT AGREEMENT EX-10.20 4 a2200206zex-1020.htm EXHIBIT 10.20 Exhibit 10.20 *** Where this marking appears throughout this Exhibit 10.20, information has been omitted pursuant to a request for confidential treatment; a complete copy of this agreement has been filed separately with the Securities and Exchange Commission. SECOND AMENDED AND RESTATED CARD PROGRAM MANAGEMENT AGREEMENT This Second Amended and Restated |
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| September 17, 2010 |
MEMORANDUM OF UNDERSTANDING (ACE BASIC CARD and ACE ELITE CARD) EX-10.32 6 a2200206zex-1032.htm EXHIBIT 10.32 Exhibit 10.32 *** Where this marking appears throughout this Exhibit 10.32, information has been omitted pursuant to a request for confidential treatment; a complete copy of this agreement has been filed separately with the Securities and Exchange Commission. MEMORANDUM OF UNDERSTANDING (ACE BASIC CARD and ACE ELITE CARD) THIS MEMORANDUM OF UNDERSTANDI |
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| August 31, 2010 |
Exhibit 10.29 Second Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option and Restricted Stock Plan Notice of Grant Name: Address: You have been granted an option to purchase Common Stock of the Company, subject to the terms and conditions of the Stock Option Agreement attached hereto (the “Stock Option Agreement”) and the Second Amended and Restated NetSpend Holdings, Inc. 2004 Stock Op |
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| August 31, 2010 |
AMENDMENT NO. 1 TO MANAGEMENT EMPLOYMENT AGREEMENT Exhibit 10.8 AMENDMENT NO. 1 TO MANAGEMENT EMPLOYMENT AGREEMENT The Management Employment Agreement (the “Employment Agreement”), dated as of January 4, 2010 (the “Effective Date”), by and between NETSPEND CORPORATION, a Delaware corporation (the “Company”) and James DeVoglaer (the “Executive”), is hereby amended (this “Amendment”) as of this 20 day of April, 2010, as follows: RECITALS: WHEREAS, t |
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| August 31, 2010 |
MANAGEMENT EMPLOYMENT AGREEMENT EX-10.9 5 a2199475zex-109.htm EX-10.9 Exhibit 10.9 MANAGEMENT EMPLOYMENT AGREEMENT THIS MANAGEMENT EMPLOYMENT AGREEMENT (this “Employment Agreement”) is dated as of April 1, 2010 (the “Effective Date”) by and between NETSPEND CORPORATION, a Delaware corporation (the “Company”) and Anh Vazquez, an individual residing at the address set forth on the signature page hereto (the “Executive”). Certain t |
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| August 31, 2010 |
Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option Plan Notice of Grant Exhibit 10.28 Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option Plan Notice of Grant Name: Address: You have been granted an option to purchase Common Stock of the Company, subject to the terms and conditions of the Stock Option Agreement attached hereto (the “Stock Option Agreement”) and the Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option Plan (the “Plan”), as follows: |
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| August 31, 2010 |
Exhibit 10.27 RESTRICTED STOCK AGREEMENT PURSUANT TO THE AMENDED AND RESTATED NETSPEND HOLDINGS, INC. 2004 STOCK OPTION AND RESTRICTED STOCK PLAN 1. General. Pursuant to the Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option and Restricted Stock Plan (the “Plan”), Restricted Stock shall be issued to [ ] (the “Participant”), effective as of April 20, 2010 (the “Grant Date”) as hereinaft |
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| August 31, 2010 |
FIRST AMENDMENT TO OFFICE LEASE EX-10.15 8 a2199475zex-1015.htm EX-10.15 Exhibit 10.15 FIRST AMENDMENT TO OFFICE LEASE THIS FIRST AMENDMENT TO OFFICE LEASE (this “Amendment”) is entered into as of the date set forth below Landlord’s signature (the “Effective Date”), by and between CRESCENT REAL ESTATE FUNDING VIII, L.P. (“Landlord”), a Delaware limited partnership, and NETSPEND CORPORATION (“Tenant”), a Delaware corporation, wit |
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| August 31, 2010 |
Exhibit 10.30 Director Option Standard Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option Plan Notice of Grant Name: Address: You have been granted an option to purchase Common Stock of the Company, subject to the terms and conditions of the Stock Option Agreement attached hereto (the “Stock Option Agreement”) and the Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option Plan |
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| August 31, 2010 |
As filed with the Securities and Exchange Commission on August 31, 2010 Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on August 31, 2010 Registration No. |
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| August 31, 2010 |
SECOND AMENDMENT TO OFFICE LEASE Exhibit 10.16 SECOND AMENDMENT TO OFFICE LEASE THIS SECOND AMENDMENT TO OFFICE LEASE (this “Amendment”) is entered by and between CRESCENT REAL ESTATE FUNDING VIII, L.P. (“Landlord”), a Delaware limited partnership, and NETSPEND CORPORATION (“Tenant”), a Delaware corporation, with reference to the following: A. Pursuant to that certain Lease Agreement dated August 11, 2003, by and between Landlord |
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| August 31, 2010 |
FOURTH AMENDMENT TO OFFICE LEASE Exhibit 10.18 FOURTH AMENDMENT TO OFFICE LEASE THIS FOURTH AMENDMENT TO OFFICE LEASE DOCUMENT (this “Amendment”) dated March 13, 2009 is entered into by and between WTCC AUSTIN INVESTORS V, L.P., (“Landlord”), a Delaware limited partnership, and NETSPEND CORPORATION (“Tenant”), a Delaware corporation, with reference to the following: A. Pursuant to that certain Lease Agreement dated August 11, 200 |
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| August 31, 2010 |
Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option Plan Notice of Grant Exhibit 10.26 Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option Plan Notice of Grant Name: Christopher T. Brown Address: You have been granted an option to purchase Common Stock of the Company, subject to the terms and conditions of the Stock Option Agreement attached hereto (the “Stock Option Agreement”) and the Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option Plan (the |
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| August 31, 2010 |
Exhibit 10.31 Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option and Restricted Stock Plan Notice of Grant Name: Address: You have been granted an option to purchase Common Stock of NetSpend Holdings, Inc. (the “Company”), subject to the terms and conditions of the Stock Option Agreement attached hereto (the “Stock Option Agreement”) and the Amended and Restated NetSpend Holdings, Inc. |
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| August 31, 2010 |
August 31, 2010 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| August 31, 2010 |
EX-10.14 7 a2199475zex-1014.htm EX-10.14 Exhibit 10.14 OFFICE LEASE This Office Lease (this “Lease”) is entered into by and between CRESCENT REAL ESTATE FUNDING VIII, L.P., a Delaware limited partnership (“Landlord”), and NETSPEND CORPORATION, a Delaware corporation (“Tenant”), and shall be effective as of the date set forth below Landlord’s signature (the “Effective Date”) 1. Basic Lease Informat |
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| August 31, 2010 |
MANAGEMENT EMPLOYMENT AGREEMENT EX-10.11 6 a2199475zex-1011.htm EX-10.11 Exhibit 10.11 MANAGEMENT EMPLOYMENT AGREEMENT THIS MANAGEMENT EMPLOYMENT AGREEMENT (this “Employment Agreement”) is dated as of June 1, 2010, by and between NETSPEND CORPORATION, a Delaware corporation (the “Company”) and Charles Harris, an individual residing at the address set forth on the signature page hereto (the “Executive”). Certain terms used herein |
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| August 31, 2010 |
MANAGEMENT EMPLOYMENT AGREEMENT Exhibit 10.5 MANAGEMENT EMPLOYMENT AGREEMENT THIS MANAGEMENT EMPLOYMENT AGREEMENT (this “Employment Agreement”) is dated as of April 21, 2010, by and between NETSPEND CORPORATION, a Delaware corporation (the “Company”) and George W. Gresham, an individual residing at the address set forth on the signature page hereto (the “Executive”). Certain terms used herein are defined in Section 8(k) hereof. |
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| August 31, 2010 |
Exhibit 10.24 Second Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option and Restricted Stock Plan Notice of Grant Name: Charles Harris Address: You have been granted an option to purchase Common Stock of the Company, subject to the terms and conditions of the Stock Option Agreement attached hereto (the “Stock Option Agreement”) and the Second Amended and Restated NetSpend Holdings, Inc |
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| August 31, 2010 |
MANAGEMENT EMPLOYMENT AGREEMENT Exhibit 10.7 MANAGEMENT EMPLOYMENT AGREEMENT THIS MANAGEMENT EMPLOYMENT AGREEMENT (this “Employment Agreement”) is dated as of January 4th, 2010 (the “Effective Date”) by and between NETSPEND CORPORATION, a Delaware corporation (the “Company”) and James DeVoglaer, an individual residing at the address set forth on the signature page hereto (the “Executive”). Certain terms used herein are defined i |
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| August 31, 2010 |
NetSpend Holdings, Inc. 2004 Stock Option Plan Notice of Grant EX-10.23 12 a2199475zex-1023.htm EX-10.23 Exhibit 10.23 NetSpend Holdings, Inc. 2004 Stock Option Plan Notice of Grant Name: Daniel Henry Address: You have been granted an option to purchase Common Stock of the Company, subject to the terms and conditions of the Stock Option Agreement attached hereto (the “Stock Option Agreement”) and the NetSpend Holdings, Inc. 2004 Stock Option Plan (as amended |
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| August 31, 2010 |
THIRD AMENDMENT TO OFFICE LEASE EX-10.17 10 a2199475zex-1017.htm EX-10.17 Exhibit 10.17 THIRD AMENDMENT TO OFFICE LEASE THIS THIRD AMENDMENT TO OFFICE LEASE DOCUMENT (this “Amendment”) dated 8/1/07 is entered into by and between WTCC AUSTIN INVESTORS V, L.P., (“Landlord”), a Delaware limited partnership, and NETSPEND CORPORATION (“Tenant”), a Delaware corporation, with reference to the following: A. Pursuant to that certain Leas |
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| August 31, 2010 |
EX-10.25 14 a2199475zex-1025.htm EX-10.25 Exhibit 10.25 RESTRICTED STOCK AGREEMENT PURSUANT TO THE AMENDED AND RESTATED NETSPEND HOLDINGS, INC. 2004 STOCK OPTION AND RESTRICTED STOCK PLAN 1. General. Pursuant to the Amended and Restated NetSpend Holdings, Inc. 2004 Stock Option and Restricted Stock Plan (the “Plan”), Restricted Stock shall be issued to Charles Harris (the “Participant”), effective |
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| July 22, 2010 |
Filed Pursuant to Rule 433 Registration Statement No. 333-168127 July 22, 2010 NetSpend Holdings, Inc. Free Writing Prospectus filed pursuant to Rule 433(f) Published or Distributed by Media Prepaid Industry Conference Call On July 16, 2010, Credit Suisse Securities broadcast a conference call entitled “Keane Insights Prepaid Card Industry Conference Call” in which Daniel Henry, the Chief Executiv |
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| July 15, 2010 |
SECOND AMENDED AND RESTATED CARD PROGRAM MANAGEMENT AGREEMENT Exhibit 10.20 *** Where this marking appears throughout this Exhibit 10.21, information has been omitted pursuant to a request for confidential treatment; a complete copy of this agreement has been filed separately with the Securities and Exchange Commission. SECOND AMENDED AND RESTATED CARD PROGRAM MANAGEMENT AGREEMENT This Second Amended and Restated Card Program Management Agreement (the “Agree |
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| July 15, 2010 |
As filed with the Securities and Exchange Commission on July 15, 2010 Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Table of Contents As filed with the Securities and Exchange Commission on July 15, 2010 Registration No. |
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| July 15, 2010 |
Subsidiaries of NetSpend Holdings, Inc. EX-21.1 5 a2199373zex-211.htm EXHIBIT 21.1 Exhibit 21.1 Subsidiaries of NetSpend Holdings, Inc. Entity Jurisdiction NetSpend Corporation Delaware NetSpend Payment Services, Inc. Delaware Skylight Acquisition I, Inc. Delaware Skylight Financial, Inc. Delaware |
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| July 15, 2010 |
FOURTH AMENDED AND RESTATED INDEPENDENT AGENCY AGREEMENT EX-10.19 2 a2199373zex-1019.htm EX-10.19 Exhibit 10.19 *** Where this marking appears throughout this Exhibit 10.19, information has been omitted pursuant to a request for confidential treatment; a complete copy of this agreement has been filed separately with the Securities and Exchange Commission. EXECUTION COPY FOURTH AMENDED AND RESTATED INDEPENDENT AGENCY AGREEMENT THIS FOURTH AMENDED AND RES |
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| July 15, 2010 |
CARD PROGRAM MANAGEMENT AGREEMENT Exhibit 10.21 *** Where this marking appears through this Exhibit 10.22, information has been omitted pursuant to a request for confidential treatment; a complete copy of this agreement has been filed separately with the Securities and Exchange Commission. CARD PROGRAM MANAGEMENT AGREEMENT This Card Program Management Agreement (the “Agreement”) dated as of February 1, 2010 is entered into by and |
