Statistiques de base
| CIK | 928421 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Mattson Technology, Inc.
SEC Filings (Chronological Order)
Cette page fournit une liste complète et chronologique des documents déposés auprès de la SEC, à l'exclusion des documents relatifs à la participation que nous fournissons ailleurs.
| June 6, 2016 |
15-12G As filed with the Securities and Exchange Commission on June 6, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 24, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. |
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| May 24, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. |
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| May 24, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. |
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| May 24, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. |
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| May 24, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. |
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| May 24, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. |
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| May 24, 2016 |
S-8 POS 1 d196150ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. 033-94972 Registration No. 033-85272 Registration No. 333-39129 Registration No. 333-59859 Registration No. 333-87715 Registration No. 333-41954 Registration No. 333-54010 Registration No. 333-63156 Registration No. 333-100094 Registration No. 333-128529 Registration No. 333-11 |
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| May 24, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. |
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| May 24, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. |
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| May 24, 2016 |
S-8 POS 1 d196150ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. 033-94972 Registration No. 033-85272 Registration No. 333-39129 Registration No. 333-59859 Registration No. 333-87715 Registration No. 333-41954 Registration No. 333-54010 Registration No. 333-63156 Registration No. 333-100094 Registration No. 333-128529 Registration No. 333-11 |
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| May 24, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. |
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| May 24, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. |
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| May 24, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. |
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| May 24, 2016 |
S-8 POS As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. |
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| May 24, 2016 |
POS AM 1 d196166dposam.htm POS AM As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. 333-168250 Registration No. 333-191686 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-168250 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-191686 UNDER T |
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| May 24, 2016 |
POS AM 1 d196166dposam.htm POS AM As filed with the Securities and Exchange Commission on May 24, 2016 Registration No. 333-168250 Registration No. 333-191686 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-168250 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-191686 UNDER T |
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| May 11, 2016 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION MATTSON TECHNOLOGY, INC. ARTICLE I EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MATTSON TECHNOLOGY, INC. ARTICLE I The name of the corporation is Mattson Technology, Inc. (the ?Company?). ARTICLE II The registered agent and the address of the registered office in the State of Delaware are: Incorporating Services, Ltd. 3500 South DuPont Highway Dover, DE 19901 County of Kent ARTICLE III The purpose of the |
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| May 11, 2016 |
EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF MATTSON TECHNOLOGY, INC. TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 Principal Office 1 1.2 Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Place Of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Notice of Stockholders? Meetings 2 2.5 Manner of Giving Notice; Affidavit of Notice 2 2.6 Quorum 2 2.7 Adjourned Meeting |
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| May 11, 2016 |
8-K 1 d194899d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2016 MATTSON TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of In |
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| May 11, 2016 |
EX-99.1 Exhibit 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. ANNOUNCES COMPLETION OF ACQUISITION BY BEIJING E-TOWN DRAGON SEMICONDUCTOR INDUSTRY INVESTMENT CENTER FREMONT, California and BEIJING, China May 11, 2016 Mattson Technology, Inc. (Nasdaq: MTSN), a global semiconductor wafer proce |
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| May 6, 2016 |
Mattson Technology 10-Q (Quarterly Report) 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 27, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-24838 M |
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| April 22, 2016 |
Mattson Technology 10-K/A (Annual Report) 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-248 |
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| March 23, 2016 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders 8-K 1 form8k-march232016specialm.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2016 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other J |
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| March 23, 2016 |
Exhibit EXHIBIT 99.1 Mattson Stockholders Approve Merger with Beijing E-Town Dragon Semiconductor Industry Investment Center (Limited Partnership) Transaction Expected to Close in the Second Quarter of 2016 FREMONT, California ? March 23, 2016 ? Mattson Technology, Inc. (?Mattson? or the ?Company?) (NASDAQ: MTSN) announced today that, based on a count of the votes cast at the Company?s Special Mee |
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| March 14, 2016 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| March 11, 2016 |
Mattson Technology 10-K (Annual Report) 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-24838 MATTSON TECHNOLOG |
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| March 11, 2016 |
MATTSON TECHNOLOGY, INC. SUBSIDIARIES OF THE REGISTRANT Mattson International, Inc. Mattson International Korea Co. Mattson Technology Singapore Pte. Ltd. Mattson International, Inc. Taiwan Branch * Mattson Technology Holding GmbH Mattson International GmbH Mattson Thermal Products GmbH Mattson International France Sarl Mattson Trading (Shanghai) Co., Ltd. Mattson Technology Cayman Holdings, Ltd. |
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| February 17, 2016 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 12, 2016 |
to Schedule 13G Joint Filing Agreement EX-99.2 Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 5, 2016 in connection with their beneficial ownership of Mattson Technology Inc. Each of Columbia Seligman Communications & Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. |
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| February 12, 2016 |
MTSN / Mattson Technology, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 Mattson Technology Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 577223100 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 12, 2016 |
EX-99.1 Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| February 9, 2016 |
Exhibit EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR FOR THE FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2015 FREMONT, Calif. - FEBRUARY 9, 2015 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture semiconduc |
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| February 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 mtsnq42015pressrelease8kdoc.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2016 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Othe |
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| January 29, 2016 |
PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 13, 2016 |
Exhibit FIRST LEASE AMENDMENT This First Lease Amendment (this ? Amendment ?) is dated as of January 7, 2016 (the ? Execution Date ?), by and between SIR PROPERTIES TRUST, a Maryland real estate investment trust (? Landlord ?), and MATTSON TECHNOLOGY, INC. |
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| January 13, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a8-kxjanuary132016.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2016 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdic |
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| December 2, 2015 |
Mattson Merger Announcement December 2, 2015 EX-99.5 Exhibit 99.5 Mattson Merger Announcement December 2, 2015 Today?s Press Release ? Mattson has entered a merger agreement with Beijing E-Town Dragon Semiconductor Industry Investment Center (Limited Partnership) (?E-Town?) ? E-Town will acquire all outstanding shares of MTSN stock for $3.80 per share in cash ? Final approvals need to be given by: ? MTSN shareholders ? A special shareholders |
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| December 2, 2015 |
EX-99.7 Exhibit 99.7 December 1, 2015 To: All Mattson Employees From: Fusen Chen, Chief Executive Officer Today, Mattson Technology, Inc. (?Mattson?) announced that we have signed a definitive agreement with Beijing E-Town Dragon Semiconductor Industry Investment Center (Limited Partnership) (?E-Town?) for the acquisition of all outstanding shares of Mattson. Upon completion of the acquisition tra |
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| December 2, 2015 |
EX-99.4 Exhibit 99.4 December 2, 2015 To: Our Suppliers and Partners From: Mattson Technology, Inc. Today, Mattson Technology, Inc. (Mattson) announced that we have signed a definitive agreement with Beijing E-Town Dragon Semiconductor Industry Investment Center (Limited Partnership) (E-Town) for the acquisition of all outstanding shares of Mattson. Upon completion of the acquisition, Mattson |
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| December 2, 2015 |
EX-2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER BY AND AMONG BEIJING E-TOWN DRAGON SEMICONDUCTOR INDUSTRY INVESTMENT CENTER (LIMITED PARTNERSHIP), DRAGON ACQUISITION SUB, INC. AND MATTSON TECHNOLOGY, INC. DATED AS OF DECEMBER 1, 2015 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS & INTERPRETATIONS 5 1.1 Certain Definitions 5 1.2 Additional Definitions 14 1.3 Certain Interpretations 16 |
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| December 2, 2015 |
* * * * * (signature pages follow) EX-2.2 Exhibit 2.2 EXECUTION COPY GUARANTEE GUARANTEE, dated as of December 1, 2015 (this Guarantee), by Beijing E-Town International Investment & Development Co., Ltd. (the Guarantor) in favor of Mattson Technology, Inc. (the Guaranteed Party). Capitalized terms used but not defined herein shall have the meaning ascribed to them in the Merger Agreement (as defined below). 1. GUARANTEE. To i |
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| December 2, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2015 Mattson Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 000-24838 77-0208119 (State or other jurisdiction of incorporation) |
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| December 2, 2015 |
EX-99.1 Exhibit 99.1 EXECUTION COPY VOTING AGREEMENT THIS VOTING AGREEMENT, dated as of December 1, 2015 (this ?Agreement?), is entered into by and between Beijing E-town Dragon Semiconductor Industry Investment Center (Limited Partnership), a PRC limited partnership (?Parent?), and each of the individuals listed on the signature pages hereto (each, a ?Stockholder? and, together, the ?Stockholders |
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| December 2, 2015 |
EX-99.7 Exhibit 99.7 December 1, 2015 To: All Mattson Employees From: Fusen Chen, Chief Executive Officer Today, Mattson Technology, Inc. (Mattson) announced that we have signed a definitive agreement with Beijing E-Town Dragon Semiconductor Industry Investment Center (Limited Partnership) (E-Town) for the acquisition of all outstanding shares of Mattson. Upon completion of the acquisition tra |
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| December 2, 2015 |
EX-99.3 Exhibit 99.3 December 2, 2015 To: Our Customers From: Mattson Technology, Inc. Today, Mattson Technology, Inc. (?Mattson?) announced that we have signed a definitive agreement with Beijing E-Town Dragon Semiconductor Industry Investment Center (Limited Partnership) (?E-Town?) for the acquisition of all outstanding shares of Mattson. Upon completion of the acquisition, Mattson will be priva |
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| December 2, 2015 |
* * * * * (signature pages follow) EX-2.2 Exhibit 2.2 EXECUTION COPY GUARANTEE GUARANTEE, dated as of December 1, 2015 (this ?Guarantee?), by Beijing E-Town International Investment & Development Co., Ltd. (the ?Guarantor?) in favor of Mattson Technology, Inc. (the ?Guaranteed Party?). Capitalized terms used but not defined herein shall have the meaning ascribed to them in the Merger Agreement (as defined below). 1. GUARANTEE. To i |
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| December 2, 2015 |
EX-99.4 Exhibit 99.4 December 2, 2015 To: Our Suppliers and Partners From: Mattson Technology, Inc. Today, Mattson Technology, Inc. (?Mattson?) announced that we have signed a definitive agreement with Beijing E-Town Dragon Semiconductor Industry Investment Center (Limited Partnership) (?E-Town?) for the acquisition of all outstanding shares of Mattson. Upon completion of the acquisition, Mattson |
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| December 2, 2015 |
Mattson Merger Announcement December 2, 2015 EX-99.6 Exhibit 99.6 Mattson Merger Announcement December 2, 2015 Today?s Press Release ? Mattson has entered a merger agreement with Beijing E-Town Dragon Semiconductor Industry Investment Center (Limited Partnership) (?E-Town?) ? E-Town will acquire all outstanding shares of MTSN stock for $3.80 per share in cash ? Final approvals need to be given by: ? MTSN shareholders ? A special shareholders |
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| December 2, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2015 Mattson Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 000-24838 77-0208119 (State or other jurisdiction of incorporation) |
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| December 2, 2015 |
Mattson Merger Announcement December 2, 2015 EX-99.5 Exhibit 99.5 Mattson Merger Announcement December 2, 2015 Today?s Press Release ? Mattson has entered a merger agreement with Beijing E-Town Dragon Semiconductor Industry Investment Center (Limited Partnership) (?E-Town?) ? E-Town will acquire all outstanding shares of MTSN stock for $3.80 per share in cash ? Final approvals need to be given by: ? MTSN shareholders ? A special shareholders |
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| December 2, 2015 |
EX-2.1 2 d46587dex21.htm EX-2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER BY AND AMONG BEIJING E-TOWN DRAGON SEMICONDUCTOR INDUSTRY INVESTMENT CENTER (LIMITED PARTNERSHIP), DRAGON ACQUISITION SUB, INC. AND MATTSON TECHNOLOGY, INC. DATED AS OF DECEMBER 1, 2015 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS & INTERPRETATIONS 5 1.1 Certain Definitions 5 1.2 Additional Definitions 14 1.3 C |
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| December 2, 2015 |
EX-99.2 Exhibit 99.2 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. ENTERS INTO A DEFINITIVE AGREEMENT TO BE ACQUIRED BY THE BEIJING E-TOWN DRAGON SEMICONDUCTOR INDUSTRY INVESTMENT CENTER FOR $3.80 PER SHARE IN CASH FREMONT, California and BEIJING, China ? December 1, 2015 ? Mattson Technology, Inc. |
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| December 2, 2015 |
EX-99.3 Exhibit 99.3 December 2, 2015 To: Our Customers From: Mattson Technology, Inc. Today, Mattson Technology, Inc. (?Mattson?) announced that we have signed a definitive agreement with Beijing E-Town Dragon Semiconductor Industry Investment Center (Limited Partnership) (?E-Town?) for the acquisition of all outstanding shares of Mattson. Upon completion of the acquisition, Mattson will be priva |
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| December 2, 2015 |
EX-99.1 Exhibit 99.1 EXECUTION COPY VOTING AGREEMENT THIS VOTING AGREEMENT, dated as of December 1, 2015 (this ?Agreement?), is entered into by and between Beijing E-town Dragon Semiconductor Industry Investment Center (Limited Partnership), a PRC limited partnership (?Parent?), and each of the individuals listed on the signature pages hereto (each, a ?Stockholder? and, together, the ?Stockholders |
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| December 2, 2015 |
Mattson Merger Announcement December 2, 2015 EX-99.6 Exhibit 99.6 Mattson Merger Announcement December 2, 2015 Today?s Press Release ? Mattson has entered a merger agreement with Beijing E-Town Dragon Semiconductor Industry Investment Center (Limited Partnership) (?E-Town?) ? E-Town will acquire all outstanding shares of MTSN stock for $3.80 per share in cash ? Final approvals need to be given by: ? MTSN shareholders ? A special shareholders |
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| December 2, 2015 |
EX-99.2 Exhibit 99.2 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. ENTERS INTO A DEFINITIVE AGREEMENT TO BE ACQUIRED BY THE BEIJING E-TOWN DRAGON SEMICONDUCTOR INDUSTRY INVESTMENT CENTER FOR $3.80 PER SHARE IN CASH FREMONT, California and BEIJING, China December 1, 2015 Mattson Technology, Inc. |
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| October 29, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29. 2015 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organiz |
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| October 29, 2015 |
Exhibit EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE THIRD QUARTER OF 2015 FREMONT, Calif. - OCTOBER 29, 2015 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture semiconductors, today announced results |
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| July 30, 2015 |
Mattson Technology 8-K (Current Report/Significant Event) MTSN Q2 2015 - 8K (Earnings Release) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 30, 2015 |
MTSN Q2 2015 - Press Release (Exhibit) EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE SECOND QUARTER OF 2015 FREMONT, Calif. - JULY 30, 2015 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture semiconduct |
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| July 14, 2015 |
MTSN / Mattson Technology, Inc. / Firsthand Capital Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* MATTSON TECHNOLOGY, INC. (Name of Issuer) COMMON STOCK (Title of Class Securities) 577223100 (CUSIP Number) June 30, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| July 10, 2015 |
EX-99.1 2 d30304dex991.htm EX-99.1 Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| July 10, 2015 |
to Schedule 13G Joint Filing Agreement EX-99.2 3 d30304dex992.htm EX-99.2 Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated July 10, 2015 in connection with their beneficial ownership of Mattson Technology, Inc. Each of Columbia Seligman Communications & Information Fund and Columbia Management Investment Advisers, LLC authorizes Am |
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| July 10, 2015 |
MTSN / Mattson Technology, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment #1 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Mattson Technology, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 577223100 (CUSIP Number) June 30, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| May 29, 2015 |
Mattson Technology 8-K (Current Report/Significant Event) Form 8K - May 29 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 29, 2015 |
Mattson Technology, Inc. 2012 Equity Incentive Plan 2012EquityIncentivePlan Mattson Technology, Inc. 2012 Equity Incentive Plan 1. Establishment, Purpose and Term of Plan 1 1.1 Establishment 1 1.2 Purpose 1 1.3 Term of Plan 1 2. Definitions and Construction 1 2.1 Definitions 1 2.2 Construction 6 3. Administration 6 3.1 Administration by the Committee 6 3.2 Authority of Officers 6 3.3 Administration with Respect to Insiders 7 3.4 Committee Complying |
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| May 27, 2015 |
Mattson Technology, Inc Conflict Minerals Report For the Year Ended December 31, 2014 Exhibit 1.01 - Calendar Year 2014 Exhibit 1.01 Mattson Technology, Inc Conflict Minerals Report For the Year Ended December 31, 2014 Pursuant to the U.S. Securities and Exchange Commission?s (?SEC?) Rule 13p-1 under the Securities Exchange Act of 1934, Mattson Technology, Inc. (?Mattson Technology,? also referred to as the ?Company,? ?we,? ?us,? or ?our?) is filing this Conflict Minerals Report fo |
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| May 27, 2015 |
SD 1 formsd-calendaryear2014.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (I.R.S. Employer Identification Number) 47131 Bayside Pa |
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| May 5, 2015 |
EX4.1-Mattson-RightsAgreementAmendmentMay52015 Exhibit 4.1 AMENDMENT NO. 3 TO RIGHTS AGREEMENT This Amendment No. 3 (this ? Amendment ?) to Rights Agreement dated as of July 28, 2005 (the ? Rights Agreement ?), between Mattson Technology, Inc., a Delaware corporation (the ? Company ?), and Computershare Trust Company, N.A. (the ? Rights Agent ?), as successor to Mellon Investor Services, LLC, is e |
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| May 5, 2015 |
8-K 1 mtsn8k-may52015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2015 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of |
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| May 5, 2015 |
Certificate of Elimination of Series A Preferred Stock of Mattson Technology, Inc. EX3.1-Mattson-CertificateofEliminationofSeriesAPreferredStockRights CERTIFICATE OF ELIMINATION OF THE SERIES A PREFERRED STOCK OF MATTSON TECHNOLOGY, INC. Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware Mattson Technology, Inc., a Delaware corporation (the “Corporation”), certifies as follows: 1. The Amended and Restated Certificate of Incorporation, as amended ( |
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| April 23, 2015 |
Mattson Technology 8-K (Current Report/Significant Event) MTSN Q1 2015 Press Release 8K Doc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 23, 2015 |
April 23 2015 Press Release by Mattson Technology , Inc. EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE FIRST QUARTER OF 2015 FREMONT, Calif. - APRIL 23, 2015 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manuf |
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| April 13, 2015 |
DEF 14A 1 proxystatement2015.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only ( |
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| April 13, 2015 |
2015 Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials o Soliciting Material Pursuant to ?240. |
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| February 12, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 mtsnq42014pressrelease8kdoc.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2015 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Oth |
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| February 12, 2015 |
EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. REPORTS A 49% INCREASE IN NET REVENUE FOR THE YEAR ENDED DECEMBER 31, 2014 FREMONT, Calif. - FEBRUARY 12, 2015 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture semiconductors, to |
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| January 9, 2015 |
MTSN / Mattson Technology, Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Mattson Technology, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 577223100 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: T |
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| January 9, 2015 |
EX-99.1 Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. |
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| January 9, 2015 |
to Schedule 13G Joint Filing Agreement EX-99.2 Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated January 9, 2015 in connection with their beneficial ownership of Mattson Technology, Inc. Each of Columbia Seligman Communications & Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. |
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| October 23, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 mtsnoct232014creditfacilit.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2014 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other |
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| October 23, 2014 |
EX-10.1 2 amendmenttocreditagreement.htm EXHIBIT Execution Version AMENDMENT AGREEMENT NO. 4 THIS AMENDMENT AGREEMENT NO. 4 (this “Amendment Agreement”), dated as of October 21, 2014, is entered into by and between MATTSON TECHNOLOGY, INC., a Delaware corporation, (the “Borrower”), the banks and other financial institutions or entities party hereto as Lenders, and SILICON VALLEY BANK, as the Issui |
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| October 23, 2014 |
EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE THIRD QUARTER OF 2014 FREMONT, Calif. - October 23, 2014 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture semiconductors, today announced results for the |
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| October 23, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2014 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organiz |
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| July 24, 2014 |
EX-99.1 2 july242014pressreleasebyma.htm EXHIBIT EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE SECOND QUARTER OF 2014 FREMONT, Calif. - JULY 24, 2014 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture s |
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| July 24, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 mtsnq22014pressrelease8kdoc.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2014 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other J |
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| June 2, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2014 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organizatio |
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| June 2, 2014 |
Mattson Technology, Inc Conflict Minerals Report For the Year Ended December 31, 2013 EX-1.01 2 exhibit.htm EXHIBIT Exhibit 1.01 Mattson Technology, Inc Conflict Minerals Report For the Year Ended December 31, 2013 Pursuant to the U.S. Securities and Exchange Commission’s (“SEC”) Rule 13p-1 under the Securities Exchange Act of 1934, we are filing this Conflict Minerals Report for calendar year 2013. Rule 13p-1 imposes new reporting obligations for SEC registrants whose manufactured |
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| June 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (I.R.S. Employer Identification Number) 47131 Bayside Parkway Fremont, California 94538 (Add |
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| April 28, 2014 |
EX-10.1 2 waiverandamendmentagreemen.htm EXHIBIT EXHIBIT 10.1 April 23, 2014 Mattson Technology, Inc. 47131 Bayside Parkway Fremont, CA 94538 Attn: Michael Dodson Re: Waiver and Amendment Agreement (this “Letter Agreement”) relating to that certain Credit Agreement, dated as of April 12, 2013, among Mattson Technology, Inc., a Delaware corporation (the “Borrower”), the Lenders named therein as par |
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| April 28, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 mtsnapril252014creditfacil.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2014 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other J |
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| April 24, 2014 |
EX-99.1 2 april242014pressreleasebym.htm EXHIBIT EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE FIRST QUARTER OF 2014 FREMONT, Calif. - APRIL 24, 2014 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture s |
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| April 24, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 mtsnq12014pressrelease8kdoc.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2014 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other |
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| April 17, 2014 |
DEFA14A 1 a2014definitiveproxystatem.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Defi |
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| April 17, 2014 |
DEF 14A 1 proxystatement2014.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only ( |
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| April 15, 2014 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2014 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organizati |
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| April 15, 2014 |
April 15, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Mattson Technology, Inc. (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K, as part of the Form 8-K of Mattson Technology, Inc. dated April 9, 2014. We agree with the statements c |
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| March 17, 2014 |
Mattson Technology 10-K (Annual Report) MTSN 2013.10K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-24838 MATTSON |
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| February 20, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2014 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organi |
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| February 20, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 mtsnq42013pressrelease8kdoc.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2014 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Oth |
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| February 20, 2014 |
EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2013 FREMONT, Calif. - FEBRUARY 20, 2014 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture semiconductors, today |
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| February 14, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2014 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organi |
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| February 14, 2014 |
12,245,000 Shares* MATTSON TECHNOLOGY, INC. Common Stock UNDERWRITING AGREEMENT EXHIBIT 1.1 12,245,000 Shares* MATTSON TECHNOLOGY, INC. Common Stock UNDERWRITING AGREEMENT February 10, 2014 NEEDHAM & COMPANY, LLC COWEN AND COMPANY, LLC As Representatives of the several Underwriters c/o Needham & Company, LLC 445 Park Avenue New York, New York 10022 c/o Cowen and Company, LLC 599 Lexington Avenue, 27th Floor New York, New York 10022 Ladies and Gentlemen: Mattson Technology, In |
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| February 11, 2014 |
12,245,000 Shares Mattson Technology, Inc. Common Stock 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-191686 PROSPECTUS SUPPLEMENT (to Prospectus dated November 7, 2013) 12,245,000 Shares Mattson Technology, Inc. Common Stock We are offering 12,245,000 shares of our common stock. Our common stock is traded on The NASDAQ Global Select Market under the symbol “MTSN.” On February 10, 2014, the last reported sale price for o |
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| February 10, 2014 |
SUBJECT TO COMPLETION, DATED FEBRUARY 10, 2014 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-191686 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor are we seeking an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO |
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| February 5, 2014 |
Two Fiscal Quarter Period Ending EXHIBIT 10.1 February 4, 2014 Mattson Technology, Inc. 47131 Bayside Parkway Fremont, CA 94538 Attn: Michael Dodson Re: Waiver and Amendment Agreement (this “Letter Agreement”) relating to that certain Credit Agreement, dated as of April 12, 2013, among Mattson Technology, Inc., a Delaware corporation (the “Borrower”), the Lenders named therein as parties thereto, and Silicon Valley Bank, a Califo |
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| February 5, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2014 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organiz |
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| February 4, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 mtsnfebruary42014pressrele.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2014 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other |
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| February 4, 2014 |
EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY ANNOUNCES ACCEPTANCE OF MILLIOS MSA SYSTEM, PRELIMINARY RESULTS FOR THE FOURTH QUARTER OF 2013, AND GUIDANCE FOR THE FIRST QUARTER OF 2014 FREMONT, Calif. - Feb. 4, 2014 - Mattson Technology, Inc. (NASDAQ: MTSN), a leading supplier of advanced pro |
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| November 5, 2013 |
November 5, 2013 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Russell Mancuso Ted Moskovitz Re: Mattson Technology, Inc. Registration Statement on Form S-3 Originally filed October 11, 2013, as amended on October 29, 2013 File No. 333-191686 Acceleration Request Requested Date: November 7, 2013 Requested Time |
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| November 5, 2013 |
November 5, 2013 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Russell Mancuso Ted Moskovitz Re: Mattson Technology, Inc. Registration Statement on Form S-3 Originally filed October 11, 2013, as amended on October 29, 2013 File No. 333-191686 Acceleration Request Requested Date: November 5, 2013 Requested Time |
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| October 29, 2013 |
October 29, 2013 Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
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| October 29, 2013 |
As filed with the Securities and Exchange Commission on October 29, 2013 Registration No. |
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| October 23, 2013 |
EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE THIRD QUARTER OF 2013 FREMONT, Calif. - OCTOBER 22, 2013 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture semiconductors, today announced results for the |
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| October 23, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2013 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organiz |
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| October 11, 2013 |
EX-4.7 5 mtsn20131010s3-ex47.htm EXHIBIT 4.7 Exhibit 4.7 MATTSON TECHNOLOGY, INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SUBORDINATED DEBT SECURITIES i TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.1 Definitions 1 Section 1.2 Compliance Certificates and Opinions 9 Section 1.3 Form of Documents Delivered to Trustee 9 Section 1.4 Acts of Holde |
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| October 11, 2013 |
As filed with the Securities and Exchange Commission on October 10, 2013 Registration No. |
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| October 11, 2013 |
EXHIBIT 12.1 Mattson Technology, Inc. Computation of Ratio of Earnings to Fixed Charges (in thousands) For the Years Ended December 31, Six Months Ended June 30, 2013 2008 2009 2010 2011 2012 Ratio of earnings to fixed charges Earnings: Income (loss) before income taxes and cumulative effect of change in accounting principle $ (89,852 ) $ (75,108 ) $ (33,071 ) $ (16,280 ) $ (18,835 ) $ (13,009 ) A |
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| October 11, 2013 |
Form of Subscription Agreement EX-1.2 2 mtsn20131010s3-ex12.htm EXHIBIT 1.2 Exhibit 1.2 FORM OF SUBSCRIPTION AGREEMENT Mattson Technology, Inc. 47131 Bayside Parkway Fremont, California 94538 Gentlemen: The undersigned (the “Investor”) hereby confirms its agreement with Mattson Technology, Inc., a Delaware corporation (the “Company”), as follows: 1.This Subscription Agreement, including the Terms and Conditions for Purchase of |
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| October 11, 2013 |
EX-4.1 3 mtsn20131010s3-ex41.htm EXHIBIT 4.1 EXHIBIT 4.1 |
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| October 11, 2013 |
EX-4.5 4 mtsn20131010s3-ex45.htm EXHIBIT 4.5 Exhibit 4.5 MATTSON TECHNOLOGY, INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SENIOR DEBT SECURITIES -i- Table of Contents (Continued) TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.1 Definitions 1 Section 1.2 Compliance Certificates and Opinions 7 Section 1.3 Form of Documents Delivered to Trustee 8 |
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| September 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2013 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organi |
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| September 11, 2013 |
EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 [email protected] MATTSON TECHNOLOGY BOARD OF DIRECTORS ELECTS TOM ST. DENNIS TO SUCCEED RETIRING SHIGERU “STEVE” NAKAYAMA FREMONT, Calif. - September 9, 2013 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to m |
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| July 24, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2013 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organizati |
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| July 24, 2013 |
EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE SECOND QUARTER OF 2013 FREMONT, Calif. - JULY 24, 2013 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture semiconductors, today announced results for the se |
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| July 12, 2013 |
MTSN / Mattson Technology, Inc. / POTOMAC CAPITAL PARTNERS II LP Activist Investment SC 13D/A 1 sc13da20867900207102013.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Mattson Technology, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 57722310 |
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| July 12, 2013 |
EX-99.1 2 ex991to13da208679002071013.htm Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D originally filed on January 17, 2012 (including amendments thereto) with respect to the shares of Common Stock, par valu |
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| May 30, 2013 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29. 2013 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organizatio |
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| April 24, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2013 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organizat |
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| April 24, 2013 |
EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE FIRST QUARTER OF 2013 FREMONT, Calif. - APRIL 24, 2013 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture semiconductors, today announced results for the fi |
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| April 15, 2013 |
EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. ESTABLISHES A $25 MILLION REVOLVING CREDIT FACILITY Fremont, Calif., - April 15, 2013 - Mattson Technology, Inc., (NASDAQ: MTSN), a leading supplier of advanced process equipment used to manufacture semiconductors, today announced that the C |
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| April 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2013 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organizat |
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| April 11, 2013 |
DEF 14A 1 proxystatement2013.htm 2013 PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Comm |
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| April 11, 2013 |
DEFA14A 1 a2013definitiveproxystatem.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Defi |
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| April 5, 2013 |
8-K 1 mtsnapril52013form8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2013 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdi |
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| April 5, 2013 |
Release Agreement between Mattson Technology, Inc. and Mr. David Dutton EXHIBIT 10.1 RELEASE AGREEMENT This Release Agreement (“Agreement”) is made by and between David L. Dutton (“Employee”) and Mattson Technology, Inc. (the “Company”) (collectively referred to as the “Parties” or individually referred to as a “Party”). RECITALS WHEREAS, Employee was employed by the Company; WHEREAS, Employee signed a Proprietary Information and Innovations Assignment Agreement with |
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| March 5, 2013 |
EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. APPOINTS HOANG H. HOANG AS SENIOR VICE PRESIDENT OF GLOBAL CUSTOMER OPERATIONS FREMONT, CA - March 5, 2013 - Mattson Technology, Inc. (NASDAQ: MTSN), a leading supplier of advanced process equipment used to manufacture semiconductors, today |
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| March 5, 2013 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2013 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organizati |
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| February 28, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2013 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organi |
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| February 28, 2013 |
EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE 2012 FOURTH QUARTER AND YEAR FREMONT, Calif. - FEBRUARY 27, 2013 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture semiconductors, today announced results |
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| February 20, 2013 |
EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 [email protected] MATTSON TECHNOLOGY, INC. APPOINTS DR. FUSEN CHEN AS PRESIDENT AND CHIEF EXECUTIVE OFFICER FREMONT, CA - February 19, 2013 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture semicond |
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| February 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2013 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organi |
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| January 23, 2013 |
Regulation FD Disclosure - MTSN JANUARY 22 2013 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2013 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organiz |
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| January 16, 2013 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2012 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organiz |
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| January 16, 2013 |
EXHIBIT 99.1 News Release Mattson Technology Investor Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 [email protected] MATTSON TECHNOLOGY Announces Plans for Phase IV Cost-Reduction Program FREMONT, Calif. - January 15, 2013 - Mattson Technology, Inc. (NASDAQ: MTSN), a leading supplier of advanced process equipment used to manufacture semiconductors, |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2012 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organiz |
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| October 24, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2012 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organiz |
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| October 24, 2012 |
EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 [email protected] MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE THIRD QUARTER OF 2012 FREMONT, Calif. - October 24, 2012 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture semiconductors, today an |
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| October 4, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2012 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organiza |
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| October 4, 2012 |
EXHIBIT 99.1 News Release Mattson Technology Media Contact Mattson Technology Investor Contact Lauren Vu J. Michael Dodson Mattson Technology, Inc. Mattson Technology, Inc. tel +1-510-492-6250 tel 1-510-657-5900 fax +1-510-492-5914 fax 1-510-492-5963 [email protected] [email protected] MATTSON TECHNOLOGY APPOINTS J. MICHAEL DODSON COO AND CFO Company Announces Plans for Finalization of P |
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| September 6, 2012 |
- SECURITIES TO BE OFFERED TO EMPLOYEES IN EMPLOYEE BENEFIT PLANS Filed with the Securities and Exchange Commission on September 5, 2012 Registration No. |
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| September 6, 2012 |
Mattson Technology, Inc. 2012 Equity Incentive Plan Mattson Technology, Inc. 2012 Equity Incentive Plan 1. ESTABLISHMENT, PURPOSE AND TERM OF PLAN. 1.1 Establishment. The Mattson Technology, Inc. Amended and Restated 1989 Stock Option Plan was initially established effective April 24, 1997 (the "Initial Plan"). The Initial Plan was amended and restated effective as of May 25, 2005 as the 2005 Equi |
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| July 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2012 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organizati |
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| July 30, 2012 |
EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 [email protected] MATTSON TECHNOLOGY, INC. ANNOUNCES CHANGES TO BOARD OF DIRECTORS FREMONT, Calif. - July 27, 2012 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture semiconductors, today announced t |
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| July 26, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2012 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organizati |
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| July 26, 2012 |
EXHIBIT 99.1 News Release Mattson Technology Contact J. Michael Dodson Mattson Technology, Inc. tel 1-510-657-5900 fax 1-510-492-5963 [email protected] MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE SECOND QUARTER OF 2012 FREMONT, Calif. - July 26, 2012 - Mattson Technology, Inc. (Nasdaq: MTSN), a leading supplier of advanced process equipment used to manufacture semiconductors, today anno |
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| July 10, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2012 MATTSON TECHNOLOGY, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-24838 77-0208119 (State or Other Jurisdiction of Incorporation or Organizati |
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| July 10, 2012 |
EX-99.1 2 july102012pressrelease.htm EXHIBIT 99.1 News Release Mattson Technology Contact Investor Contact Lauren Vu J. Michael Dodson Mattson Technology, Inc. Mattson Technology, Inc. tel 1-510-492-6250 tel 1-510-657-5900 fax 1-510-492-5914 fax 1-510-492-5963 [email protected] [email protected] Mattson Technology Provides Preliminary Second Quarter 2012 Financial Information FREMONT, Ca |
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| June 18, 2012 |
MTSN / Mattson Technology, Inc. / POTOMAC CAPITAL PARTNERS II LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Mattson Technology, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 577223100 (CUSIP Number) Paul J. Solit POTOMAC |
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| May 11, 2012 |
EX-10.19 3 exh10-19.htm 2012 EQUITY INCENTIVE PLAN Mattson Technology, Inc. 2012 Equity Incentive Plan Mattson Technology, Inc. 2012 Equity Incentive Plan ESTABLISHMENT, PURPOSE AND TERM OF PLAN. 1.1 Establishment. The Mattson Technology, Inc. Amended and Restated 1989 Stock Option Plan was initially established effective April 24, 1997 (the "Initial Plan"). The Initial Plan was amended and restat |
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| May 11, 2012 |
May 11, 2012 8K DOC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 11, 2012 |
begin 644 exhibit10-19.pdf M)5!$1BTQ+C0-)>+CS],-"C$X-#D@,"!O8FH-/#PO3&EN96%R:7IE9"`Q+TP@ M,SF4@,3@V,B]0')E9@T*,`T*)25%3T8-"B`@("`@("`@#0HQ.#8Q(#`@;V)J#3P\ M+TQE;F=T:"`X,S8O0R`Q,#DQ+T9I;'1E!E8&#@86!HX'3)XLDSA5)GBJ"##X+)]=]H.WJBVL6),Q/7/;C!VN M"U=V)I<1SZVU?% M6AH2'!@0!)+P]/U]H&K28@/"XT(CXR+C8F*A@LFIR0FP3D9Z6F%!7F9^;DY M1:G967#AXK*24CBG`F1).5)8@:VLXF"KA'"X.('<&@ZV:G96(*.A'J2MKA:J MO@GDQT8H9^*4GLG=B>U |
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| April 25, 2012 |
MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE FIRST QUARTER OF 2012 April 25, 2012 8K Exhibit 99.1 News Release Mattson Technology Contact Investor & Media Contact J. Michael Dodson, Chief Financial Officer Laura Guerrant-Oiye, Principal Mattson Technology, Inc. Guerrant Associates tel 510-657-5900 tel 808-882-1467 fax 510-492-5963 [email protected] MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE FIRST QUARTER OF 2012 Q1 2012 Net Sales of $50.5 Million Inc |
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| April 25, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K April 25, 2012 8K DOC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 25, 2012 |
begin 644 exhibit99-1.pdf M)5!$1BTQ+C0-)>+CS],-"C$U."`P(&]B:@T\/"],:6YE87)I>F5D(#$O3"`T M.3`X-B]/(#$V,2]%(#(T-SDP+TX@-2]4(#0U.#F4@,3DQ M+U!R978@-#4X-C8O6%)E9E-T;2`Q,C-IB8&!@8F!@/7!E M+UA2968^/G-T-IB8I)D8&)@8!S%@P4SSJ6'/0`!!@#HB@(R#0IE M;F1S=')E86T-96YD;V)J#3$U.2`P(&]B:@T\/"]-87)K26YF;SP\+TQE='1E M6]U="]/;F5#;VQU;6XO3T-07!E+T]#1SX^#65N9&]B:@TQ-C$@ M,"!O8FH-/#PO0W)O<$)O>%LP(#`@-C$R(#%LP(#`@-C$R(#7!E |
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| March 23, 2012 |
begin 644 def14a.pdf M)5!$1BTQ+C8-)>+CS],-"C8P,S8@,"!O8FH-/#PO3&EN96%R:7IE9"`Q+TP@ M,3$X.34S-2]/(#8P-#4O12`Q.#8S-"].(#@S+U0@,3`V.#')E9@T*,`T*)25% M3T8-"B`@("`@("`@("`@("`@#0HV,#8U(#`@;V)J#3P\+TQE;F=T:"`R,3@X M+T,@,S`X-B]&:6QT97(O1FQA=&5$96-O9&4O22`S,S-+#L0@!9!`8M>QZ%D'?N!BX9($SK2%!!:2QLB$P9(` MPUOY]&,^@^M5>T8^]IUEDD'?21\1;<*OZN:DR9>)=.[YW38)\W=1A659]X+: MT4T4A2T)%QV4T]C52`MK<$['L@Y@I1O^>N!.Y&W'WN( |
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| March 23, 2012 |
DEF 14A 1 def14a.htm DEF 14A Note: PDF provided as a courtesy SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy Stateme |
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| March 23, 2012 |
begin 644 defa14a.pdf M)5!$1BTQ+C8-)>+CS],-"C$T,2`P(&]B:@T\/"],:6YE87)I>F5D(#$O3"`R M,3,Y-#0O3R`Q-#0O12`Q-#$S-B].(#4O5"`R,3$P-S8O2"!;(#[VA[O9@X%9401(,P+]M!XNZLW`;&8*$674`0@P`%^F,2@-"F5N M9'-TF4@,30Q+U1Y<&4O6%)E M9CX^6]U="]/ M;F5#;VQU;6XO4W1R=6-T5')E95)O;W0@-S8@,"!2+U1Y<&4O0V%T86QO9R], M86YG*/[`$4`3@`M`%4`4RDO3&%S=$UO9&EF:65D*$0Z,C`Q,C`S,C$P.3`R M,3@I/CX-96YD;V)J#3$T,R`P(&]B:@T\/"]&:65L9'-;72]$02@O |
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| March 23, 2012 |
March 23, 2012 DEFA14A DOC Note: PDF provided as a courtesy SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ý Definitive Additional Materials ¨ Soliciting Material Pursuant to 240. |
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| March 15, 2012 |
begin 644 form8-k.pdf M)5!$1BTQ+C0-)>+CS],-"C$W,2`P(&]B:@T\/"],:6YE87)I>F5D(#$O3"`S M,S`17OA:Z@(#SX>K3!-?J00Q*S)9L38M5KKX9)GTC[,! M9[D=XR"6`*T-`SH`Y`C&5T":BX$AJ0Y(,P&Q+1!S,#"$OX7PN28B.8VA)`!( M,P+Q>X```P`,"!U,#0IE;F1S=')E86T-96YD;V)J#3$Y-"`P(&]B:@T\/"], M96YG=&@@,C6]U="]/;F5#;VQU;6XO4W1R=6-T5')E95)O;W0@ M,34@,"!2+U1Y<&4O0V%T86QO9R],87-T36]D:69I960H1#HR,#$R,#,Q-3$Q M,C,T-BDO4&%G94QA8F5L7!E+U!A9V4^/ |
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| March 15, 2012 |
March 15, 2012 8K DOC Note: PDF provided as a courtesy UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 1, 2012 |
begin 644 exhibit99-1.pdf M)5!$1BTQ+C0-)>+CS],-"C$X,R`P(&]B:@T\/"],:6YE87)I>F5D(#$O3"`U M,C`T,"]/(#$X-B]%(#(T,S$V+TX@-2]4(#0X,S,R+T@@6R`Y-S0@,S`S73X^ M#65N9&]B:@T@("`@("`@("`@("`@("`@#0IXF4@,C$V M+U!R978@-#@S,C`O6%)E9E-T;2`Q,C-IB8&!@8F!@/]8$R08=C%ZS&0Z MPL`HW=@2O"A7)&`SJY*BJL&=(Y(/3K,9KVALX]I0QR`!-9R+@6&6$-BM#&Q` M'S!(,S"LRF,`^XG!%H@E&1@6B$/X7.%PG\DS,.Q:"W(I$#\!"#``58JBPT* M96YD%LS,B`Q-3%=+T1E8V]D |
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| February 1, 2012 |
MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE 2011 FOURTH QUARTER AND YEAR February 1, 2012 8K Exhibit 99.1 News Release Mattson Technology Contact Investor & Media Contact J. Michael Dodson, Chief Financial Officer Laura Guerrant-Oiye, Principal Mattson Technology, Inc. Guerrant Associates tel 510-657-5900 tel 808-882-1467 fax 510-492-5963 [email protected] MATTSON TECHNOLOGY, INC. REPORTS RESULTS FOR THE 2011 FOURTH QUARTER AND YEAR 2011 Net Sales of $184.9 Mill |
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| February 1, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K February 1, 2012 8K DOC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 17, 2012 |
MTSN / Mattson Technology, Inc. / POTOMAC CAPITAL PARTNERS II LP - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Mattson Technology, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 577223100 (CUSIP Number) PAUL J. SOLIT POTOMAC C |
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| January 17, 2012 |
EX-99.1 2 ex991to13d0867900201052012.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D originally filed on January 17, 2012 (including amendments thereto) with respect to the shares of |
|
| January 6, 2012 |
January 6, 2012 8K DOC PDF provided as courtesy UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| January 6, 2012 |
begin 644 form8-k.pdf M)5!$1BTQ+C0-)>+CS],-"C(P-B`P(&]B:@T\/"],:6YE87)I>F5D(#$O3"`S M.#%LP(#`@-C$R(#%LP(#`@-C$R(#%LM-38X("TS,#<@,C`P,"`Q,#`W72]!7!E+T9O;G1$97-C7!E+T5X=$=3=&%T92]3 M02!F86QS92]332`P+C`R/CX-96YD;V)J#3(Q-2`P(&]B:@T\/"],96YG=&@@ M-#4V+T9I;'1E<,!!\UZ8 M1QOJ/6GU#2%P9[NI6WP78H462AY"VUQ2:`I-(7^DBW9?N2/FEAM;,SFM$B ML-DEG)W-VK*I@,/Y^:(J@<,<4>A?['/K"$EC-D12$7RR# M//QD@OIV/*Q$,J-^W2;<2ZQW24X\I |
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| January 6, 2012 |
January 6, 2011 8K Exhibit 10.1 Exhibit 10.1 SEVERANCE AND EXECUTIVE CHANGE OF CONTROL AGREEMENT THIS SEVERANCE AND EXECUTIVE CHANGE OF CONTROL AGREEMENT (this "Agreement") is dated as of January 4, 2012 (the "Effective Date"), by and between Mattson Technology, Inc., (the "Company"), and J. Michael Dodson (the "Executive"). RECITALS WHEREAS, the Company desires to create a greater incentive for t |
|
| January 6, 2012 |
begin 644 exhibit10-1.pdf M)5!$1BTQ+C0-)>+CS],-"C,X,2`P(&]B:@T\/"],:6YE87)I>F5D(#$O3"`Y M,#DU-"]/(#,X,R]%(#8P.#0O3B`X+U0@.#,R.#8O2"!;(#4U-B`R-SA=/CX- M96YD;V)J#2`@("`@("`@("`@("`@("`@#0IX')E9@T*,`T*)25%3T8-"C,Y,R`P(&]B:@T\/"],96YG=&@@,3S,#H##*<$8BT`0(, M`(2O(^4-"F5N9'-T'1' M4W1A=&4\/"]'4S`@,S@W(#`@4CX^/CXO5'EP92]086=E/CX-96YD;V)J#3,X M-"`P(&]B:@T\/"]3=6)T>7!E+U1R=654>7!E+T9O;G1$97-C%LM-38X("TS,#<@ |
