Statistiques de base
| CIK | 862480 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to K Swiss Inc
SEC Filings (Chronological Order)
Cette page fournit une liste complète et chronologique des documents déposés auprès de la SEC, à l'exclusion des documents relatifs à la participation que nous fournissons ailleurs.
| May 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 0-18490 K-Swiss Inc. (Exact name of registrant as specified in its charter) |
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| May 2, 2013 |
AMENDED AND RESTATED K-Swiss Inc. (a Delaware corporation) ARTICLE I Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF K-Swiss Inc. (a Delaware corporation) ARTICLE I OFFICES The registered office of the Corporation in the State of Delaware shall be located in 615 South DuPont Highway, Dover, Kent County, Delaware, 19901. The Corporation may establish or discontinue, from time to time, such other offices within or without the State of Delaware as may be deemed proper for |
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| May 2, 2013 |
8-K 1 ksws8k-042613.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2013 K•Swiss Inc. (Exact Name of Registrant as Specified in the Charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorpo |
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| May 2, 2013 |
AMENDMENT NO. 1 TO CREDIT AGREEMENT EX-10.1 4 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 Execution AMENDMENT NO. 1 TO CREDIT AGREEMENT AMENDMENT NO. 1 TO CREDIT AGREEMENT, dated as of April 30, 2013 (this “Amendment No. 1”), is by and among Wells Fargo Bank, National Association, a national banking association, as agent for the Lenders (as hereinafter defined) pursuant to the Credit Agreement as defined below (in such capacity, together w |
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| May 2, 2013 |
K·SWISS AND E.LAND WORLD COMPLETE MERGER EX-99.1 5 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 K·SWISS AND E.LAND WORLD COMPLETE MERGER WESTLAKE VILLAGE, Calif. and Seoul, South Korea (April 30, 2013) ─ K•Swiss Inc. (NASDAQ: KSWS) and E.Land World Ltd. announced today that E.Land has completed its acquisition of K•Swiss in a merger transaction. K•Swiss is now an indirect wholly-owned subsidiary of E.Land. Pursuant to the merger agreement, K•Swi |
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| May 2, 2013 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION K-Swiss Inc. EX-3.1 2 ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF K-Swiss Inc. FIRST: The name of the Corporation is K-Swiss Inc. SECOND: The address of the registered office of the Corporation in the State of Delaware is 615 South DuPont Highway, Dover, Kent County, DE 19901. The name of the Corporation’s registered agent at such address is National Corporate Researc |
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| May 2, 2013 |
KSWS / K Swiss Inc / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) K-Swiss Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 482686102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notic |
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| May 1, 2013 |
K•Swiss Inc. 31248 Oak Crest Drive Westlake Village, California 91361 May 1, 2013 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: K•Swiss Inc. (the “Registrant”) Request for Withdrawal Registration Statement on Form S-3 (File No. 333-60043) Ladies and Gentleman, Pursuant to Rule 477 promulgated under the Securities Ac |
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| May 1, 2013 |
As filed with the Securities and Exchange Commission on May 1, 2013 Registration No. |
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| May 1, 2013 |
As filed with the Securities and Exchange Commission on May 1, 2013 Registration No. |
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| May 1, 2013 |
S-8 POS 1 kswisss8pos-91864.htm S-8 POS As filed with the Securities and Exchange Commission on May 1, 2013 Registration No. 333-91864 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 K•SWISS INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jur |
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| May 1, 2013 |
K·SWISS ANNOUNCES STOCKHOLDER APPROVAL OF MERGER WITH E.LAND EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Contact: George Powlick Chief Financial Officer (818) 706-5100 K·SWISS ANNOUNCES STOCKHOLDER APPROVAL OF MERGER WITH E.LAND WESTLAKE VILLAGE, Calif. (April 26, 2013) ─ K•Swiss Inc. (NASDAQ: KSWS) announced that, at a special meeting of stockholders held earlier today, its stockholders approved the adoption of the Agreement and Plan of Merger, dated Ja |
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| May 1, 2013 |
As filed with the Securities and Exchange Commission on May 1, 2013 Registration No. |
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| May 1, 2013 |
- POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 S-8 POS 1 kswss8pos-042913.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on May 1, 2013 Registration No. 033-36505 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 K•SWISS INC. (Exact Name of Registrant as Specified in its Cha |
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| May 1, 2013 |
As filed with the Securities and Exchange Commission on May 1, 2013 Registration No. |
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| May 1, 2013 |
S-8 POS 1 kswisss8pos-77258.htm S-8 POS As filed with the Securities and Exchange Commission on May 1, 2013 Registration No. 033-77258 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 K•SWISS INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jur |
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| May 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2013 K•Swiss Inc. (Exact Name of Registrant as Specified in the Charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commissi |
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| May 1, 2013 |
K•Swiss Inc. 31248 Oak Crest Drive Westlake Village, California 91361 May 1, 2013 VIA EDGAR U.S.Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: K•Swiss Inc. (the “Registrant”) Request for Withdrawal Registration Statement on Form S-3 (File No. 333-37895) Ladies and Gentleman, Pursuant to Rule 477 promulgated under the Securities Act |
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| April 30, 2013 |
KSWS / K Swiss Inc / NICHOLS STEVEN B - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 21)* K-Swiss Inc. (Name of issuer) Class A Common Stock, $.01 par value (Title of class of securities) 482686102 (CUSIP number) April 30, 2013 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to |
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| April 30, 2013 |
KSWS / K Swiss Inc / NICHOLS FAMILY TRUST - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15)* K-Swiss Inc. (Name of issuer) Class A Common Stock, $.01 par value (Title of class of securities) 482686102 (CUSIP number) April 30, 2013 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to |
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| April 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| March 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| March 6, 2013 |
DEFA14A 1 ksws201303058k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 5, 2013 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-18490 |
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| March 6, 2013 |
K●SWISS SCHEDULES SPECIAL STOCKHOLDER MEETING IN CONNECTION WITH E.LAND TRANSACTION EX-99 2 ksws201303058kex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Contact: George Powlick Chief Financial Officer (818) 706-5100 K●SWISS SCHEDULES SPECIAL STOCKHOLDER MEETING IN CONNECTION WITH E.LAND TRANSACTION WESTLAKE VILLAGE, Calif. (March 5, 2013) ─ K•Swiss Inc. (NASDAQ: KSWS) has scheduled a special meeting of stockholders to, among other things, consider and vote on a proposal to adopt and approv |
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| March 6, 2013 |
K●SWISS SCHEDULES SPECIAL STOCKHOLDER MEETING IN CONNECTION WITH E.LAND TRANSACTION EX-99 2 ksws201303058kex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Contact: George Powlick Chief Financial Officer (818) 706-5100 K●SWISS SCHEDULES SPECIAL STOCKHOLDER MEETING IN CONNECTION WITH E.LAND TRANSACTION WESTLAKE VILLAGE, Calif. (March 5, 2013) ─ K•Swiss Inc. (NASDAQ: KSWS) has scheduled a special meeting of stockholders to, among other things, consider and vote on a proposal to adopt and approv |
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| March 6, 2013 |
Financial Statements and Exhibits, Other Events 8-K 1 ksws201303058k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 5, 2013 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-18490 (Com |
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| February 27, 2013 |
EXHIBIT 21 LIST OF SUBSIDIARIES Unless otherwise noted, all of the entities listed below are subsidiaries of K•Swiss Inc. |
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| February 27, 2013 |
K-Swiss Reports Fourth Quarter Results EX-99.1 2 a50577716ex991.htm EXHIBIT 99.1 Exhibit 99.1 K-Swiss Reports Fourth Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-February 27, 2013-K•Swiss Inc. (NASDAQ: KSWS) today announced results for the fourth quarter and year ended December 31, 2012. Financial Results Net loss for the fourth quarter of 2012 was $14,516,000, or $0.41 per diluted share, compared with a net loss of $25,185 |
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| February 27, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 27, 2013 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commis |
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| February 27, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 a50577716.htm K-SWISS INC. 8-K/DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 27, 2013 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdict |
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| February 27, 2013 |
K-Swiss Reports Fourth Quarter Results Exhibit 99.1 K-Swiss Reports Fourth Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-February 27, 2013-K•Swiss Inc. (NASDAQ: KSWS) today announced results for the fourth quarter and year ended December 31, 2012. Financial Results Net loss for the fourth quarter of 2012 was $14,516,000, or $0.41 per diluted share, compared with a net loss of $25,185,000, or $0.71 per diluted share, for the |
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| February 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 27, 2013 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of (Commission (I.R.S. Employer incorpora |
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| February 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2012 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file Number 0-18490 K•SWISS INC. |
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| February 27, 2013 |
K-Swiss Reports Fourth Quarter Results Exhibit 99.1 K-Swiss Reports Fourth Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-February 27, 2013-K•Swiss Inc. (NASDAQ: KSWS) today announced results for the fourth quarter and year ended December 31, 2012. Financial Results Net loss for the fourth quarter of 2012 was $14,516,000, or $0.41 per diluted share, compared with a net loss of $25,185,000, or $0.71 per diluted share, for the |
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| February 26, 2013 |
KSWS / K Swiss Inc / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 K-Swiss Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 482686102 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communicati |
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| February 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement o Confide |
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| February 14, 2013 |
KSWS / K Swiss Inc / Wallace Capital Management Inc. - AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* K-Swiss Inc. (Name of Issuer) Class A (Title of Class of Securities) 482686102 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| February 14, 2013 |
KSWS / K Swiss Inc / SELECT EQUITY GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) K-Swiss Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 482686102 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| February 11, 2013 |
KSWS / K Swiss Inc / VANGUARD GROUP INC Passive Investment kswissinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: K-Swiss Inc Title of Class of Securities: COMMON STOCK CUSIP Number: 482686102 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to designate t |
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| February 8, 2013 |
KSWS / K Swiss Inc / NICHOLS STEVEN B - AMENDMENT NO. 20 TO SCHEDULE 13G Passive Investment Amendment No. 20 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 20)* K-Swiss Inc. (Name of issuer) Class A Common Stock, $.01 par value (Title of class of securities) 482686102 (CUSIP number) December 31, 2012 (Date of event which requires filing of this statement) Check the appropriate b |
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| January 17, 2013 |
EX-99.2 6 ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 Execution Copy Dated January 16, 2013 E-LAND WORLD LIMITED, IAN ACQUISITION SUB, INC. and the STOCKHOLDERS party thereto SUPPORT AGREEMENT SUPPORT AGREEMENT SUPPORT AGREEMENT, dated as of January 16, 2013 (this “Agreement”), by and among the stockholders listed on Schedule A attached hereto (each, a “Stockholder” and collectively, the “Stockholders”), |
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| January 17, 2013 |
Exhibit 99.2 Execution Copy Dated January 16, 2013 E-LAND WORLD LIMITED, IAN ACQUISITION SUB, INC. and the STOCKHOLDERS party thereto SUPPORT AGREEMENT SUPPORT AGREEMENT SUPPORT AGREEMENT, dated as of January 16, 2013 (this “Agreement”), by and among the stockholders listed on Schedule A attached hereto (each, a “Stockholder” and collectively, the “Stockholders”), E-Land World Limited, a corporati |
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| January 17, 2013 |
8-K 1 kswiss8k-011613.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 16, 2013 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-18490 |
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| January 17, 2013 |
EX-10.1 3 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 Transmitted by SWIFT IRREVOCABLE STANDBY LETTER OF CREDIT No. I9300131JT000002 Date: January 16, 2013 By order of the Applicant, the Issuer hereby issues in favor of the Beneficiary, this Irrevocable Standby Letter of Credit. Capitalized terms used herein shall have the meanings immediately following the same terms appearing in bold and within quotati |
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| January 17, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Definit |
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| January 17, 2013 |
K·SWISS TO BE ACQUIRED BY E.LAND WORLD FOR $4.75 PER SHARE IN CASH EX-99.1 5 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 K·SWISS TO BE ACQUIRED BY E.LAND WORLD FOR $4.75 PER SHARE IN CASH WESTLAKE VILLAGE, Calif. and Seoul, South Korea (January 16, 2013) ─ K•Swiss Inc. (NASDAQ: KSWS) and E.Land World Ltd. announced today entry into a definitive agreement pursuant to which E.Land World will acquire all of the outstanding common stock of K•Swiss for $4.75 per share in cas |
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| January 17, 2013 |
Exhibit 10.1 Transmitted by SWIFT IRREVOCABLE STANDBY LETTER OF CREDIT No. I9300131JT000002 Date: January 16, 2013 By order of the Applicant, the Issuer hereby issues in favor of the Beneficiary, this Irrevocable Standby Letter of Credit. Capitalized terms used herein shall have the meanings immediately following the same terms appearing in bold and within quotation marks below. Letter of Credit: |
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| January 17, 2013 |
K-SWISS INC. RETENTION BONUS PLAN EX-10.2 4 ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 K-SWISS INC. RETENTION BONUS PLAN 1. Purpose of the Plan. The purpose of this Retention Bonus Plan (the “Plan”) is to aid in the retention of certain key employees of K-Swiss Inc. (the “Company”), a Delaware corporation, and its subsidiaries, by providing a retention bonus for such employees in consideration of their continued employment following the |
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| January 17, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 16, 2013 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-18490 (Commission File Number) 95-4265988 |
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| January 17, 2013 |
K-SWISS INC. RETENTION BONUS PLAN EX-10.2 4 ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 K-SWISS INC. RETENTION BONUS PLAN 1. Purpose of the Plan. The purpose of this Retention Bonus Plan (the “Plan”) is to aid in the retention of certain key employees of K-Swiss Inc. (the “Company”), a Delaware corporation, and its subsidiaries, by providing a retention bonus for such employees in consideration of their continued employment following the |
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| January 17, 2013 |
Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER among E-LAND WORLD LIMITED, IAN ACQUISITION SUB, INC. and K-SWISS INC. Dated as of January 16, 2013 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 SECTION 1.1 Usage 2 SECTION 1.2 Certain Definitions 2 ARTICLE II THE MERGER 10 SECTION 2.1 The Merger 10 SECTION 2.2 Closing 10 SECTION 2.3 Effective Time 10 SECTION 2.4 Effects of the Merger 11 SE |
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| January 17, 2013 |
Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER among E-LAND WORLD LIMITED, IAN ACQUISITION SUB, INC. and K-SWISS INC. Dated as of January 16, 2013 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 SECTION 1.1 Usage 2 SECTION 1.2 Certain Definitions 2 ARTICLE II THE MERGER 10 SECTION 2.1 The Merger 10 SECTION 2.2 Closing 10 SECTION 2.3 Effective Time 10 SECTION 2.4 Effects of the Merger 11 SE |
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| January 17, 2013 |
K·SWISS TO BE ACQUIRED BY E.LAND WORLD FOR $4.75 PER SHARE IN CASH EX-99.1 5 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 K·SWISS TO BE ACQUIRED BY E.LAND WORLD FOR $4.75 PER SHARE IN CASH WESTLAKE VILLAGE, Calif. and Seoul, South Korea (January 16, 2013) ─ K•Swiss Inc. (NASDAQ: KSWS) and E.Land World Ltd. announced today entry into a definitive agreement pursuant to which E.Land World will acquire all of the outstanding common stock of K•Swiss for $4.75 per share in cas |
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| December 5, 2012 |
George Powlick Chief Financial Officer December 6, 2012 Mr. John Reynolds Assistant Director Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E, Mail Stop 3561 Washington, D.C. 20549 RE: K•Swiss Inc. Form 10-K for Fiscal Year Ended December 31, 2011 Filed February 17, 2012 Form 10-Q for Fiscal Quarter Ended September 30, 2012 Filed November 1, 2012 F |
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| November 1, 2012 |
K-Swiss Reports Third Quarter Results Exhibit 99.1 K-Swiss Reports Third Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-November 1, 2012-K•Swiss Inc. (NASDAQ: KSWS) today announced results for the third quarter ended September 30, 2012. The operations of FORM Athletics are accounted for as a discontinued operation in the Company’s financial results and are excluded from futures orders data for the prior-year periods. Financi |
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| November 1, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] QuarterlyReport Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2012 OR [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K•SWI |
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| November 1, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - K-SWISS INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 1, 2012 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commiss |
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| August 15, 2012 |
Quarterly Report - FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2012 OR [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File numb |
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| August 2, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - K-SWISS INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 2, 2012 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commissio |
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| August 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2012 OR [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K•SWISS I |
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| August 2, 2012 |
K-Swiss Reports Second Quarter Results Exhibit 99.1 K-Swiss Reports Second Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-August 2, 2012-K•Swiss Inc. (NASDAQ: KSWS) today announced results for the second quarter ended June 30, 2012. The operations of FORM Athletics are accounted for as a discontinued operation in the Company’s financial results and are excluded from futures orders data for the prior-year periods. Financial Re |
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| July 12, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 ksws8k-071212.htm FORM 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 12, 2012 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of (Commissio |
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| July 12, 2012 |
AMENDMENT NO. 3 SHARE PURCHASE AND SHAREHOLDERS’ RIGHTS AGREEMENT Exhibit 10.1 AMENDMENT NO. 3 TO SHARE PURCHASE AND SHAREHOLDERS’ RIGHTS AGREEMENT This Amendment No. 3 (this “Amendment”) to that certain Share Purchase and Shareholders’ Rights Agreement dated as of May 16, 2008 (the “Agreement”), as amended by Amendment No. 1 dated June 2, 2009 and Amendment N°2 dated May 1 2010, by and among ARFI, a simplified joint stock company (société par actions simplifieé |
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| June 7, 2012 |
Submission of Matters to a Vote of Security Holders 8-K 1 ksws8k-060512.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 5, 2012 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-18490 (Commi |
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| May 3, 2012 |
Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2012 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K• |
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| May 3, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 3, 2012 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commission F |
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| May 3, 2012 |
K-Swiss Reports First Quarter Results Exhibit 99.1 K-Swiss Reports First Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-May 3, 2012-K•Swiss Inc. (NASDAQ: KSWS) today announced results for the first quarter ended March 31, 2012. The operations of FORM Athletics are accounted for as a discontinued operation in the Company’s financial results and are excluded from futures orders data for the prior-year periods. Financial Result |
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| April 30, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2012 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission File |
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| April 30, 2012 |
Exhibit 10.1 Execution CREDIT AGREEMENT by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, WELLS FARGO CAPITAL FINANCE, LLC, as Sole Lead Arranger and Sole Lead Bookrunner, THE LENDERS THAT ARE PARTIES HERETO as the Lenders, K•SWISS INC., K-SWISS SALES CORP., K-SWISS DIRECT INC., as Borrowers, K-SWISS PACIFIC INC., ROYAL ELASTICS INC., ROYAL ELASTICS, LLC, K-SWISS NS INC |
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| April 30, 2012 |
GUARANTY AND SECURITY AGREEMENT Guaranty and Security Agreement Exhibit 10.2 Execution GUARANTY AND SECURITY AGREEMENT This GUARANTY AND SECURITY AGREEMENT (this “Agreement”), dated as of April 25, 2012, among the Persons listed on the signature pages hereof as “Grantors” and those additional entities that hereafter become parties hereto by executing the form of Joinder attached hereto as Annex 1 (each, a “Grantor” and collectiv |
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| April 30, 2012 |
K•SWISS ANNOUNCES NEW $35 MILLION SECURED CREDIT FACILITY Exhibit 99.1 Investor Contact: George Powlick Tripp Sullivan Chief Financial Officer Corporate Communications, Inc. (818) 706-5100 (615) 254-3376 K•SWISS ANNOUNCES NEW $35 MILLION SECURED CREDIT FACILITY WESTLAKE VILLAGE, Calif. (April 25, 2012) – K•Swiss Inc. (NASDAQ:KSWS) (the “Company”) today announced that it has entered into a new $35 million secured revolving credit agreement (the “New Credi |
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| April 20, 2012 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 17, 2012 |
Subsidiaries of K Swiss Inc. EXHIBIT 21 LIST OF SUBSIDIARIES Unless otherwise noted, all of the entities listed below are subsidiaries of K•Swiss Inc. 1. K•Swiss Pacific Inc., a Massachusetts corporation. 2. K•Swiss International Ltd., a Bermuda corporation. 3. KS UK Ltd., a United Kingdom corporation. 4. K•Swiss Europe B.V., a Dutch corporation. 5. K•Swiss S.A. de C.V., a Mexico corporation. 6. K |
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| February 17, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 17, 2012 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commis |
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| February 17, 2012 |
10-K 1 d301829d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2011 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from |
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| February 17, 2012 |
K-Swiss Reports Fourth Quarter Results Exhibit 99.1 K-Swiss Reports Fourth Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-February 17, 2012-K•Swiss Inc. (NASDAQ: KSWS) today announced results for the fourth quarter and year ended December 31, 2011. The operations of FORM Athletics are accounted for as a discontinued operation in the Company’s financial results and are excluded from futures orders data for the prior-year perio |
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| February 14, 2012 |
KSWS / K Swiss Inc / SELECT EQUITY GROUP INC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 K-Swiss Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 482686102 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: x Rule 13d-1(b) |
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| February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* K-Swiss Inc. (Name of Issuer) Class A (Title of Class of Securities) 482686102 (CUSIP Number) November 2, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| February 10, 2012 |
KSWS / K Swiss Inc / NICHOLS FAMILY TRUST - AMENDMENT NO. 14 TO SCHEDULE 13G Passive Investment Amendment No. 14 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)* K-Swiss Inc. (Name of issuer) Class A Common Stock, $.01 par value (Title of class of securities) 482686102 (CUSIP number) December 31, 2011 (Date of event which requires filing of this statement) Check the appropriate b |
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| February 10, 2012 |
KSWS / K Swiss Inc / NICHOLS STEVEN B - AMENDMENT NO. 19 TO SCHEDULE 13G Passive Investment Amendment No. 19 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 19)* K-Swiss Inc. (Name of issuer) Class A Common Stock, $.01 par value (Title of class of securities) 482686102 (CUSIP number) December 31, 2011 (Date of event which requires filing of this statement) Check the appropriate b |
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| February 9, 2012 |
KSWS / K Swiss Inc / VANGUARD GROUP INC Passive Investment k-swissinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:0 )* Name of issuer: K-Swiss Inc Title of Class of Securities: Common Stock CUSIP Number: 482686102 Date of Event Which Requires Filing of this Statement: December 31, 2011 Check the appropriate box to designate t |
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| February 8, 2012 |
KSWS / K Swiss Inc / FRANKLIN RESOURCES INC Passive Investment SC 13G/A 1 kswi11a4.htm CUSIP NO. 482686102 13G Page 1 of 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* K-SWISS INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 482686102 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of t |
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| January 25, 2012 |
SECOND AMENDMENT TO LOAN AGREEMENT EX-10.1 2 d289489dex101.htm SECOND AMENDMENT TO LOAN AGREEMENT Exhibit 10.1 SECOND AMENDMENT TO LOAN AGREEMENT THIS SECOND AMENDMENT TO LOAN AGREEMENT dated as of January 24, 2012 (the “Agreement”) is entered into among K•Swiss Inc., a Delaware corporation (the “Borrower”), K-Swiss Sales Corp., a Delaware corporation (the “Guarantor”) and Bank of America, N.A. (the “Bank”). All capitalized terms u |
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| January 25, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 24, 2012 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission Fil |
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| December 12, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2011 Estimated average burden hours per response. |
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| December 9, 2011 |
CUSIP NO. 482686102 13G Page 1 of 14 kswi11a3.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 482686102 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* K-SWISS INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 482686102 (CUSIP Number) November 30, 2011 (Date of |
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| November 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 d249446d10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2011 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commis |
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| November 3, 2011 |
K-Swiss Reports Third Quarter Results Exhibit 99.1 K-Swiss Reports Third Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-November 3, 2011-K•Swiss Inc. (NASDAQ: KSWS) today announced results for the third quarter ended September 30, 2011. The operations of FORM Athletics are accounted for as a discontinued operation in the Company’s financial results and are excluded from futures orders data for the prior-year periods. Financi |
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| November 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 3, 2011 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commiss |
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| August 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2011 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K•S |
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| August 4, 2011 |
K-Swiss Reports Second Quarter Results Exhibit 99.1 K-Swiss Reports Second Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-August 4, 2011-K•Swiss Inc. (NASDAQ: KSWS) today announced results for the second quarter ended June 30, 2011. Financial Results Net loss for the second quarter of 2011 was $20,026,000, or $0.56 per diluted share, compared with a net loss of $14,545,000, or $0.41 per diluted share, for the prior-year perio |
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| August 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 4, 2011 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commissio |
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| July 20, 2011 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 1, 2011 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 6, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 6, 2011 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commission F |
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| May 6, 2011 |
K-Swiss Reports First Quarter Results Exhibit 99.1 K-Swiss Reports First Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-May 6, 2011-K•Swiss Inc. (NASDAQ: KSWS) today announced results for the first quarter ended March 31, 2011. Financial Results Net loss for the first quarter of 2011 was $9,842,000, or $0.28 per diluted share, compared with a net loss of $4,698,000, or $0.13 per diluted share, for the prior-year period. For |
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| May 6, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2011 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K•SWISS INC. |
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| April 21, 2011 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 18, 2011 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| April 21, 2011 |
FIRST AMENDMENT TO LOAN AGREEMENT Exhibit 10.1 FIRST AMENDMENT TO LOAN AGREEMENT THIS FIRST AMENDMENT TO LOAN AGREEMENT dated as of April 18, 2011 (the ?Agreement?) is entered into among K?Swiss Inc., a Delaware corporation (the ?Borrower?), K-Swiss Sales Corp., a Delaware corporation (the ?Guarantor?) and Bank of America, N.A. (the ?Bank?). All capitalized terms used herein and not otherwise defined herein shall have the meanings |
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| April 18, 2011 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 17, 2011 |
K-Swiss Reports Fourth Quarter Results Exhibit 99.1 K-Swiss Reports Fourth Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-February 17, 2011-K?Swiss Inc. (NASDAQ: KSWS) today announced results for the fourth quarter and year ended December 31, 2010. The sale of Royal Elastics on April 30, 2009 is accounted for as a discontinued operation in the Company?s financial results and is excluded from futures orders data for the prior- |
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| February 17, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 17, 2011 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commis |
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| February 17, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2010 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Comm |
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| February 17, 2011 |
Subsidiaries of K-Swiss Inc. EXHIBIT 21 LIST OF SUBSIDIARIES Unless otherwise noted, all of the entities listed below are subsidiaries of K•Swiss Inc. 1. K•Swiss Pacific Inc., a Massachusetts corporation. 2. K•SwissInternational Ltd., a Bermuda corporation. 3. KS UK Ltd., a United Kingdom corporation. 4. K•Swiss Europe B.V., a Dutch corporation. 5. K•Swiss S.A. de C.V., a Mexico corporation. 6. K• |
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| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2011 Estimated average burden hours per response. |
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| February 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* K-Swiss Inc. (Name of issuer) Class A Common Stock, $.01 par value (Title of class of securities) 482686102 (CUSIP number) December 31, 2010 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant |
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| February 9, 2011 |
Amendment No. 18 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 18)* K-Swiss Inc. (Name of issuer) Class A Common Stock, $.01 par value (Title of class of securities) 482686102 (CUSIP number) December 31, 2010 (Date of event which requires filing of this statement) Check the appropriate b |
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| December 23, 2010 |
Exhibit 10.1 EMPLOYMENT AGREEMENT Parties The parties to this Agreement, made as of the 22nd day of December 2010, are K-Swiss Inc., a Delaware corporation (the “Company” or “K-Swiss”), and Steven B. Nichols (the “Executive”). Recitals WHEREAS, the Executive possesses an intimate knowledge of the footwear business and the business and affairs of the Company, its policies, methods, personnel and op |
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| December 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 22, 2010 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission File Number |
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| November 4, 2010 |
K-Swiss Reports Third Quarter Results Exhibit 99.1 K-Swiss Reports Third Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-November 4, 2010-K•Swiss Inc. (NASDAQ: KSWS) today announced results for the third quarter ended September 30, 2010. The sale of Royal Elastics on April 30, 2009, is accounted for as a discontinued operation in the Company’s financial results and is excluded from futures orders data for the prior-year perio |
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| November 4, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 4, 2010 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commiss |
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| November 4, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 d10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2010 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission Fi |
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| August 5, 2010 |
K-Swiss Reports Second Quarter Results Exhibit 99.1 K-Swiss Reports Second Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-August 5, 2010-K•Swiss Inc. (NASDAQ: KSWS) today announced results for the second quarter ended June 30, 2010. The sale of Royal Elastics on April 30, 2009, is accounted for as a discontinued operation in the Company’s financial results and is excluded from futures orders data for the current and prior-yea |
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| August 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 5, 2010 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commissio |
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| August 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2010 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K?SWISS INC. |
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| July 2, 2010 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 30, 2010 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission File N |
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| July 2, 2010 |
Exhibit 10.1 LOAN AGREEMENT This agreement (as amended, modified or otherwise supplemented, this “Agreement”) dated as of June 30, 2010, is between Bank of America, N.A. (the “Bank”) and K•Swiss Inc. (the “Borrower”). 1. FACILITY NO. 1: LINE OF CREDIT AMOUNT AND TERMS 1.1 Line of Credit Amount. (a) During the availability period described in Section 1.2 (the “Availability Period”), the Bank will p |
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| June 18, 2010 |
SEC Response Letter George Powlick Chief Financial Officer June 18, 2010 Mr. John Reynolds Assistant Director Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E, Mail Stop 3561 Washington, D.C. 20549 RE: K•Swiss Response to Comment Letter Dated June 10, 2010 File No. 000-18490 Dear Mr. Reynolds: On behalf of K•Swiss Inc. (the “Company”), below is our |
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| May 19, 2010 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 18, 2010 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 6, 2010 |
K-Swiss Reports First Quarter Results Exhibit 99.1 K-Swiss Reports First Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-May 6, 2010-K?Swiss Inc. (NASDAQ: KSWS) today announced results for the first quarter ended March 31, 2010. The sale of Royal Elastics on April 30, 2009, is accounted for as a discontinued operation in the Company?s financial results and is excluded from futures orders data for the current and prior-year pe |
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| May 6, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2010 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K?SWISS INC. |
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| May 6, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 6, 2010 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commission F |
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| May 6, 2010 |
Exhibit 10.35 Second Amended and Restated Copy SHARE PURCHASE AND SHAREHOLDERS’ RIGHTS AGREEMENT dated as of May 16, 2008 as amended on June 2, 2009 and on May 1, 2010 by and among CHRISTOPHE MORTEMOUSQUE (on behalf of himself and ARFI) PALLADIUM and K•SWISS INC. TABLE OF CONTENTS Page Section 1.1 Certain Defined Terms 1 Section 1.2 Table of Definitions 5 Section 2.1 Purchase and Sale of the Share |
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| April 6, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| February 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 18, 2010 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commis |
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| February 18, 2010 |
EXHIBIT 21 LIST OF SUBSIDIARIES Unless otherwise noted, all of the entities listed below are subsidiaries of K?Swiss Inc. |
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| February 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2009 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Comm |
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| February 18, 2010 |
K-Swiss Reports Fourth Quarter Results Exhibit 99.1 K-Swiss Reports Fourth Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-February 18, 2010-K?Swiss Inc. (NASDAQ: KSWS) today announced results for the fourth quarter and year ended December 31, 2009. The sale of Royal Elastics on April 30, 2009, is accounted for as a discontinued operation in the Company?s financial results and is excluded from futures orders data for the curre |
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| February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2010 Estimated average burden hours per response. |
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| February 9, 2010 |
Amendment No. 12 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* K-Swiss Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 482686102 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 9, 2010 |
Amendment No. 17 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17)* K-Swiss Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 482686102 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 2, 2010 |
CUSIP NO. 482686102 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* K-SWISS INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 482686102 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the |
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| November 12, 2009 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 10, 2009 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission Fi |
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| November 12, 2009 |
K•SWISS ANNOUNCES $70 MILLION STOCK REPURCHASE AUTHORIZATION Exhibit 99.1 Contact: George Powlick Chief Financial Officer (818) 706-5100 K?SWISS ANNOUNCES $70 MILLION STOCK REPURCHASE AUTHORIZATION WESTLAKE VILLAGE, Calif. (November 11, 2009) ? K?Swiss Inc. (NASDAQ: KSWS) announced its Board of Directors authorized a new stock repurchase program for the Company to repurchase up to $70 million of the Company?s Class A Common Stock. This program replaces the |
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| November 5, 2009 |
K-Swiss Reports Third Quarter Results Exhibit 99.1 K-Swiss Reports Third Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-November 5, 2009-K•Swiss Inc. (NASDAQ: KSWS) today announced results for the third quarter ended September 30, 2009. The sale of Royal Elastics on April 30, 2009, is accounted for as a discontinued operation in the Company’s financial results and is excluded from futures orders data for the current and prio |
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| November 5, 2009 |
Amendments to the K•Swiss 401(k) and Profit Sharing Plan dated August 1, 2009 EXHIBIT 10.19 Amendments to the K?Swiss 401(k) and Profit Sharing Plan dated August 1, 2009 Section VIII. Distribution of Benefits, Subsection A. Eligibility for Benefits Automatic Cash-Out of Terminated Participant Balances Not Exceeding $5,000 Fee for Automatic Cash-Out Service: Fee Waived Fee Paid By: The Employer hereby directs Fidelity to automatically distribute to terminated participants th |
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| November 5, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 5, 2009 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commiss |
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| November 5, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2009 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-1849 |
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| September 10, 2009 |
CUSIP NO. 482686102 13G Page 1 of 16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* K-SWISS INC. (Name of Issuer) Common A Stock, par value $0.01 per share (Title of Class of Securities) 482686102 (CUSIP Number) August 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropr |
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| August 6, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2009 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commissio |
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| August 6, 2009 |
K-Swiss Reports Second Quarter Results Exhibit 99.1 K-Swiss Reports Second Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-August 6, 2009-K•Swiss Inc. (NASDAQ: KSWS) today announced results for the second quarter ended June 30, 2009. The sale of Royal Elastics on April 30, 2009, is being accounted for as a discontinued operation in the Company’s financial results and is excluded from futures orders data for the current and pri |
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| August 6, 2009 |
AMENDMENT NO. 4 TO LOAN AGREEMENT Exhibit 10.27 AMENDMENT NO. 4 TO LOAN AGREEMENT This Amendment No. 4 (the ?Amendment?) dated as of June 30, 2009, is between Bank of America, N.A. (the ?Bank?) and K-Swiss Inc. (the ?Borrower?). RECITALS A. The Bank and the Borrower entered into a certain Loan Agreement dated as of June 1, 2005 (together with any previous amendments, the ?Agreement?). B. The Bank and the Borrower desire to amend t |
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| August 6, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2009 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K•SWISS INC. |
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| June 4, 2009 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 2, 2009 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 4, 2009 |
K?SWISS to Acquire Remaining Interest in Palladium SAS Exhibit 99.1 Contact: George Powlick Chief Financial Officer (818) 706-5100 K?SWISS to Acquire Remaining Interest in Palladium SAS WESTLAKE VILLAGE, Calif. (June 3, 2009) ? K?Swiss Inc. (NASDAQ: KSWS) today announced it has signed a definitive agreement to acquire the remaining 43% equity interest in Palladium SAS for 5.0 million Euros in cash plus a potential earn out based on Palladium?s EBITDA |
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| June 4, 2009 |
AMENDMENT NO. 1 SHARE PURCHASE AND SHAREHOLDERS’ RIGHTS AGREEMENT Exhibit 10.1 AMENDMENT NO. 1 TO SHARE PURCHASE AND SHAREHOLDERS’ RIGHTS AGREEMENT This Amendment No. 1 (this “Amendment”) to that certain Share Purchase and Shareholders’ Rights Agreement dated as of May 16, 2008 (the “Agreement”) by and among ARFI, a simplified joint stock company (société par actions simplifieé) of France, with a registered office situated at 220, route de Grenoble, 69800 Saint- |
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| May 22, 2009 |
K-SWISS INC. NON-EMPLOYEE DIRECTOR STOCK OPTION AGREEMENT Pursuant to the 2009 STOCK INCENTIVE PLAN Exhibit 10.3 K-SWISS INC. NON-EMPLOYEE DIRECTOR STOCK OPTION AGREEMENT Pursuant to the 2009 STOCK INCENTIVE PLAN This Non-Employee Director Stock Option Agreement (this “Agreement”) is made and entered into as of the Date of Grant indicated below by and between K-Swiss Inc., a Delaware corporation (the “Company”), and the person named below as Grantee. WHEREAS, Grantee is a non-employee director o |
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| May 22, 2009 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 19, 2009 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 22, 2009 |
K-SWISS INC. EMPLOYEE STOCK OPTION AGREEMENT (2009 Stock Incentive Plan) K-Swiss Inc. Form of Employee Stock Option Agreement Exhibit 10.2 K-SWISS INC. EMPLOYEE STOCK OPTION AGREEMENT (2009 Stock Incentive Plan) (Officers) This Employee Stock Option Agreement (this “Agreement”) is made and entered into as of the day of , by and between K-Swiss Inc., a Delaware Corporation (the “Company”) and «FirstName» «LastName», an individual (the “Grantee”). WHEREAS, the Compensati |
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| May 22, 2009 |
K•Swiss Inc. 2009 STOCK INCENTIVE PLAN Exhibit 99.1 K?Swiss Inc. 2009 STOCK INCENTIVE PLAN 1. Purpose The purpose of the K?Swiss Inc. 2009 Stock Incentive Plan (the ?Plan?) is to advance the interests of K?Swiss Inc. (the ?Company?) by stimulating the efforts of employees, officers, nonemployee directors and service providers, in each case who are selected to be participants, by heightening the desire of such persons to continue workin |
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| May 22, 2009 |
As filed with the Securities and Exchange Commission on May 22, 2009 As filed with the Securities and Exchange Commission on May 22, 2009 Registration No. |
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| May 7, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 7, 2009 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commission F |
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| May 7, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2009 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K?SWISS INC. |
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| May 7, 2009 |
K•Swiss Reports First Quarter Results Exhibit 99.1 K?Swiss Reports First Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-May 7, 2009-K?Swiss Inc. (NASDAQ: KSWS) today announced results for the first quarter ended March 31, 2009. The sale of Royal Elastics on April 30, 2009, is being accounted for as a discontinued operation in the Company?s financial results and excluded from futures orders data for the current and prior-year |
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| April 7, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| March 27, 2009 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 27, 2009 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission File |
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| March 27, 2009 |
K-SWISS INC. a Delaware corporation SECOND AMENDED AND RESTATED ARTICLE I Exhibit 3.1 K-SWISS INC. a Delaware corporation SECOND AMENDED AND RESTATED BYLAWS ARTICLE I Offices SECTION 1.1 Registered Office. The registered office of K-Swiss Inc. (the ?Corporation?) shall be fixed in the Certificate of Incorporation of the Corporation. SECTION 1.2 Principal Office. The principal office for the transaction of the business of the Corporation shall be at such place as the Boa |
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| March 5, 2009 |
K•Swiss Reports Fourth Quarter Results Exhibit 99.1 K?Swiss Reports Fourth Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-March 5, 2009-K?Swiss Inc. (NASDAQ: KSWS) today announced results for the fourth quarter ended December 31, 2008. Financial Highlights Net loss for the fourth quarter of 2008 was $13,714,000, or $0.39 per diluted share, compared with net earnings of $596,000, or $0.02 per diluted share, in the prior-year p |
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| March 5, 2009 |
EXHIBIT 21 LIST OF SUBSIDIARIES Unless otherwise noted, all of the entities listed below are wholly owned subsidiaries of K?Swiss Inc. |
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| March 5, 2009 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 5, 2009 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commission |
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| March 5, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2008 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file Number 0-18490 |
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| February 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SC 13G 1 kswiss12312008.htm OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2009 Estimated average burden hours per response. . .11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* K-Swiss Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 48268 |
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| February 10, 2009 |
Schedule 13G Amendment No. 16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 16)* K-Swiss Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 482686102 (CUSIP Number) December 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| February 6, 2009 |
CUSIP NO. 482686102 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* K-SWISS INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 482686102 (CUSIP Number) December 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the |
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| November 14, 2008 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported) November 12, 2008 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commission File |
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| November 14, 2008 |
K•SWISS DECLARES SPECIAL CASH DIVIDEND AND REGULAR FOURTH QUARTER 2008 CASH DIVIDEND Exhibit 99.1 K?SWISS DECLARES SPECIAL CASH DIVIDEND AND REGULAR FOURTH QUARTER 2008 CASH DIVIDEND WESTLAKE VILLAGE, Ca. (November 12, 2008) ? K?Swiss Inc. (NASDAQ/GS: KSWS) today announced that the Board of Directors has declared a special cash dividend of $2.00 per share, or approximately $70 million. The dividend is payable on December 24, 2008, to shareholders of record as of December 10, 2008. |
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| November 13, 2008 |
K-SWISS INC. a Delaware corporation AMENDED AND RESTATED ARTICLE I Amended and Restated Bylaws EXHIBIT 3.1 K-SWISS INC. a Delaware corporation AMENDED AND RESTATED BYLAWS ARTICLE I Offices SECTION 1.1 Registered Office. The registered office of K-Swiss Inc. (the “Corporation”) shall be fixed in the Certificate of Incorporation of the Corporation. SECTION 1.2 Principal Office. The principal office for the transaction of the business of the Corporation shall be at |
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| November 13, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 12, 2008 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission File Number |
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| November 5, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2008 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-1849 |
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| November 5, 2008 |
K•Swiss Reports Third Quarter Results Exhibit 99.1 K?Swiss Reports Third Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-November 5, 2008-K?Swiss Inc. (NASDAQ: KSWS) today announced results for the third quarter ended September 30, 2008. Financial Highlights Net loss for the third quarter of 2008 was $100,000, or $0.00 per share, compared with net earnings of $12,821,000, or $0.36 per diluted share, in the prior-year period. |
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| November 5, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 5, 2008 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commiss |
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| August 8, 2008 |
CUSIP NO. 482686102 13G Page 1 of 16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* K-SWISS INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 482686102 (CUSIP Number) July 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| July 31, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 31, 2008 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commission |
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| July 31, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2008 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K•SWISS INC. |
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| July 31, 2008 |
AMENDMENT NO. 2 K-SWISS/SPACE CENTER LEASE Dated March 11, 1997 Exhibit 10.19 AMENDMENT NO. 2 to K-SWISS/SPACE CENTER LEASE Dated March 11, 1997 This AMENDMENT NO. 2 amends the Lease Agreement entered into on March 11, 1997 between K-Swiss, Inc. (“Lessee”) and Space Center Mira Loma, Inc. for the rental of certain property and improvements located at 3177 Space Center Court, Mira Loma, California (“the Lease”). RECITALS: • Lessee and Lessor (the “Parties”) are |
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| July 31, 2008 |
K•Swiss Inc. Reports Second Quarter Results Exhibit 99.1 K?Swiss Inc. Reports Second Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-K?Swiss Inc. (NASDAQ: KSWS) today announced results for the second quarter ended June 30, 2008. Financial Highlights Net earnings and net earnings per diluted share for the second quarter of 2008 were $26,423,000, or $0.75 per diluted share, compared with $7,659,000, or $0.22 per diluted share, in the |
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| June 27, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 24, 2008 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| May 22, 2008 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 16, 2008 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| May 22, 2008 |
EX-10.1 2 dex101.htm SHARE PURCHASE AND SHAREHOLDERS' RIGHTS AGREEMENT EXHIBIT 10.1 Execution Copy SHARE PURCHASE AND SHAREHOLDERS’ RIGHTS AGREEMENT dated as of May 16, 2008 by and among CHRISTOPHE MORTEMOUSQUE (on behalf of himself and ARFI) PALLADIUM and K•SWISS INC. TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 Certain Defined Terms 1 Section 1.2 Table of Definitions 5 ARTICLE II P |
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| May 22, 2008 |
K?SWISS Announces Palladium SAS Acquisition EXHIBIT 99.1 Contact: George Powlick Chief Financial Officer (818) 706-5100 K?SWISS Announces Palladium SAS Acquisition WESTLAKE VILLAGE, Calif. (May 22, 2008) ? K?Swiss Inc. (NASDAQ: KSWS) today announced the company has signed a definitive agreement to purchase 57% of the equity interests of Palladium SAS from its stockholders for a total purchase price of approximately 5.3 million Euros in cash |
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| May 22, 2008 |
ASSIGNMENT AND ASSUMPTION AGREEMENT Assignment and Assumption Agreement EXHIBIT 10.2 EXECUTION VERSION ASSIGNMENT AND ASSUMPTION AGREEMENT This ASSIGNMENT AND ASSUMPTION AGREEMENT (this “Agreement”), is made as of this day of March, 2008, by and between Palladium, a simplified joint stock company of France (the “Assignor”), and K-Swiss Inc., a Delaware corporation (the “Assignee”). Capitalized terms used herein and not defined shall |
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| May 21, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported) May 20, 2008 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commission |
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| April 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2008 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K• |
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| April 29, 2008 |
K-Swiss Reports First Quarter Results Exhibit 99.1 K-Swiss Reports First Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-K•Swiss Inc. (NASDAQ: KSWS) today announced results for the first quarter ended March 31, 2008. Financial Highlights Net earnings and net earnings per diluted share for the first quarter of 2008 were $7,110,000, or $0.20 per diluted share, compared with $17,997,000, or $0.51 per diluted share, in the prior- |
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| April 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2008 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commiss |
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| April 8, 2008 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 28, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 28, 2008 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission File |
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| March 28, 2008 |
AMENDMENT NO. 3 TO LOAN AGREEMENT Exhibit 10.1 Bank of America Logo AMENDMENT NO. 3 TO LOAN AGREEMENT This Amendment No. 3 (the “Amendment”) dated as of March 28, 2008, is between Bank of America, N.A. (the “Bank”) and K-Swiss Inc. (the “Borrower”). RECITALS A. The Bank and the Borrower entered into a certain Loan Agreement dated as of June 1, 2005 (together with any previous amendments, the “Agreement”). B. The Bank and the Borro |
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| March 3, 2008 |
March 3, 2008 Mr. John Reynolds Assistant Director Division of Corporate Finance United States Securities and Exchange Commission 450 Fifth Street, N.W., Mail Stop 3561 Washington, D.C. 20549 Re: K—Swiss Inc. Response to Comment Letter Dated February 8, 2008 File No. 000-18490 Dear Mr. Reynolds: On behalf of K•Swiss Inc. (the “Company”), below is our response to your letter dated February 8, 2008, |
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| February 26, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2008 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation) (Commission File Numb |
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| February 26, 2008 |
Subsidiaries of K-Swiss Inc. EXHIBIT 21 LIST OF SUBSIDIARIES Unless otherwise noted, all of the entities listed below are wholly owned subsidiaries of K•Swiss Inc. 1. K•Swiss Pacific Inc., a Massachusetts corporation. 2. K•Swiss International Ltd., a corporation organized under the laws of Bermuda. 3. KS UK Ltd., a United Kingdom corporation. 4. K•Swiss Europe B.V., a Dutch corporation. 5. K•Swiss |
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| February 26, 2008 |
EXHIBIT 10.24 K-SWISS INC. DIRECTORS? DEFERRED COMPENSATION PLAN (Effective as of December 31, 2007) ESTABLISHMENT AND PURPOSE OF THE PLAN K-Swiss Inc. (the ?Company?), hereby establishes, effective as of December 31, 2007, this K-Swiss Inc. Directors? Deferred Compensation Plan (the ?Plan?) for present and future members of the Board of Directors who are not employees or officers of the Company. |
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| February 26, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2007 or ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file Number 0-18490 K•SWISS INC. (Exa |
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| February 26, 2008 |
K?Swiss Reports Fourth Quarter Results Exhibit 99.1 K?Swiss Reports Fourth Quarter Results WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)-K?Swiss Inc. (NASDAQ: KSWS) today announced results for the fourth quarter and year ended December 31, 2007. Financial Highlights Net earnings and net earnings per diluted share for the fourth quarter of 2007 were $596,000, or $0.02 per diluted share, compared with $10,670,000, or $0.30 per diluted share, |
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| February 26, 2008 |
Amendments to the K•Swiss 401(k) and Profit Sharing Plan dated December 31, 2007 EXHIBIT 10.15 Amendments to the K?Swiss 401(k) and Profit Sharing Plan dated December 31, 2007 (1) An amendment to reflect the Internal Revenue Code sections 401(k) and 415 2007 Final Regulations, the Katrina Emergency Tax Relief Act of 2005, generally effective for plan years and limitation years beginning on and after July 1, 2007, and the Gulf Opportunity Zone Act of 2005 (the ?415 Amendment?); |
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| February 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2008 Estimated average burden hours per response. |
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| February 12, 2008 |
OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response 10. |
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| February 7, 2008 |
Amendment No. 15 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15)* K-Swiss Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 482686102 (CUSIP Number) December 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 7, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* K-Swiss Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 482686102 (CUSIP Number) December 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| January 9, 2008 |
Response to Comment Letter January 9, 2008 Mr. John Reynolds Assistant Director Division of Corporate Finance United States Securities and Exchange Commission 450 Fifth Street, N.W., Mail Stop 3561 Washington, D.C. 20549 Re: K•Swiss Inc. Response to Comment Letter Dated December 27, 2007 File No. 000-18490 Dear Mr. Reynolds: On behalf of K•Swiss Inc. (“we” and the “Company”), below is our response |
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| December 10, 2007 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 7, 2007 K-Swiss Inc. (Exact name of registrant as specified in its charter) DELAWARE 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization |
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| December 10, 2007 |
Amendment to the Amended and Restated Bylaws Exhibit 3.1 AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF K-SWISS INC. Adopted on December 7, 2007 Effective as of December 7, 2007 SECTION 6.1. Certificates for Stock. Shares of stock of the Corporation may be certificated or uncertificated; provided, however, that every owner of stock of the Corporation shall be entitled to have a certificate or cer |
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| December 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2007 Estimated average burden hours per response. |
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| November 6, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2007 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-1849 |
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| August 13, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2007 Estimated average burden hours per response. |
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| August 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2007 Estimated average burden hours per response. |
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| July 26, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2007 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K•S |
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| June 29, 2007 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported) June 28, 2007 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commission |
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| June 29, 2007 |
AMENDMENT NO. 2 TO LOAN AGREEMENT EXHIBIT 10.1 Bank of America Logo AMENDMENT NO. 2 TO LOAN AGREEMENT This Amendment No. 2 (the “Amendment”) dated as of June 28, 2007, is between Bank of America, N.A. (the “Bank”) and K-Swiss Inc. (the “Borrower”). RECITALS A. The Bank and the Borrower entered into a certain Loan Agreement dated as of June 1, 2005 (together with any previous amendments, the “Agreement”). B. The Bank and the Borrow |
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| May 23, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported) May 22, 2007 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commission File Numb |
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| April 26, 2007 |
Amendment to K-Swiss Inc. 401(k) and Profit Sharing Plan Exhibit 10.14 Please do not complete this Election Form if the vesting schedule in your Plan applicable to all employer contributions is at least as rapid as Three-Year Cliff Vesting or Six-Year Graded Vesting PPA VESTING ELECTION FORM for Plan Name: K-Swiss 401K and Profit Sharing Plan Plan Number: 40293 The Pension Protection Act of 2006, |
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| April 26, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2007 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K• |
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| April 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14-A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confid |
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| February 22, 2007 |
Subsidiaries of K-Swiss Inc. EXHIBIT 21 LIST OF SUBSIDIARIES Unless otherwise noted, all of the entities listed below are wholly owned subsidiaries of K•Swiss Inc. 1. K•Swiss Pacific Inc., a Massachusetts corporation. 2. K•Swiss International Ltd., a corporation organized under the laws of Bermuda. 3. KS UK Ltd., a United Kingdom corporation. 4. K•Swiss Europe B.V., a Dutch corporation. 5. K•Swiss |
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| February 22, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2007 Estimated average burden hours per response. |
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| February 12, 2007 |
SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 14 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)* K-Swiss Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 482686102 (CUSIP Number) December 31, 2006 (Date of Event Which Requires Filing of this Statement) |
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| February 12, 2007 |
Amendment No. 10 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* K-Swiss Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 482686102 (CUSIP Number) December 31, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 9, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION STATEMENT TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (b) (Amendment No. )* K Swiss Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 482686102 (CUSIP Number) December 31, 2006 (Date of Event Which Requir |
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| October 26, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2006 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-1849 |
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| July 27, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2006 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K•SWISS INC. |
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| May 18, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported) May 17, 2006 K-SWISS INC. (Exact name of registrant as specified in its charter) Delaware 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) (Commission File Numb |
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| April 27, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2006 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K• |
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| April 18, 2006 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 13, 2006 K-Swiss Inc. (Exact name of registrant as specified in its charter) DELAWARE 0-18490 95-4265988 (State or other jurisdiction of incorporation or organization) |
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| April 18, 2006 |
Amended & Restated Bylaws of K Swiss Exhibit 3.1 AMENDMENT TO BYLAWS OF K-SWISS, INC. Adopted on April 13, 2006 Effective as of the Date of the 2006 Annual Meeting of Stockholders SECTION 3.2. Number and Term of Office. Until this Section 3.2 is amended by a resolution duly adopted by the Board or by the stockholders of the Corporation, in either case in accordance with the provisions of Article X |
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| August 27, 2003 |
rrd894810195.html ED FLORA LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of George Powlick, Janice Smith and Tarek Rizkalla, each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, |
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| August 20, 2003 |
rrd83399441.html LAWRENCE FELDMAN LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of George Powlick, Janice Smith and Tarek Rizkalla, each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in th |
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| August 18, 2003 |
rrd81119211.html PETER WORLEY LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of George Powlick, Janice Smith and Tarek Rizkalla, each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the na |
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| August 15, 2003 |
rrd80459131.html JOE THOMAS HARRISON LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of George Powlick, Janice Smith and Tarek Rizkalla, each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in |
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| August 14, 2003 |
rrd78668827.html DEBORAH MITCHELL LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of George Powlick, Janice Smith and Tarek Rizkalla, each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in th |
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| August 14, 2003 |
rrd79618938.html MARK LOUIE LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of George Powlick, Janice Smith and Tarek Rizkalla, each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name |
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| July 31, 2003 |
rrd65327255.html George Powlick LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of Janice Smith and Tarek Rizkalla, each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and |
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| July 31, 2003 |
rrd65507269.html Kimberly Scully LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of George Powlick, Janice Smith and Tarek Rizkalla, each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the |
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| July 29, 2003 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Form 10-Q dated June 30, 2003 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended June 30, 2003 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K-SWISS |
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| July 29, 2003 |
AMENDMENT NO. 2 TO LOAN AGREEMENT EXHIBIT 10.22 BankofAmerica [logo] AMENDMENT NO. 2 TO LOAN AGREEMENT This Amendment No. 2 (the “Amendment”) dated as of May 27, 2003, is between Bank of America, N.A. (the “Bank”) and K-Swiss Inc. (the “Borrower”). RECITALS A. The Bank and the Borrower entered into a certain Business Loan Agreement dated as of July 1, 2001, (together with any previous amendments, the “Agreement”). B. The Bank and |
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| July 29, 2003 |
EXHIBIT 10.23 THE CORPORATEplan FOR RETIREMENT(SM) FIDELITY BASIC PLAN DOCUMENT NO. 02 THE CORPORATEplan FOR RETIREMENT(SM) Preamble. Article 1. Adoption Agreement. Article 2. Definitions. 2.01. Definitions.............................................................1 2.02. Pronouns...............................................................11 2.03. Special Effective Dates...................... |
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| June 18, 2003 |
rrd30523291.html STEVEN NICHOLS LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of George Powlick and Janice Smith, each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and |
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| April 24, 2003 |
EXHIBIT 99.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Each of the undersigned hereby certifies, in his capacity as an officer of K-Swiss Inc. (the “Company”), for purposes of 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of his knowledge: • The Quarterly Re |
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| April 24, 2003 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 24, 2003 K-SWISS Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 0-18490 95-4265988 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer |
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| April 24, 2003 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the period ended March 31, 2003 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File number 0-18490 K-SWISS INC. (Exact name of registra |
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| April 24, 2003 |
K-SWISS REPORTS FIRST QUARTER RESULTS EXHIBIT 99.1 Contact: George Powlick Chief Financial Officer (818) 706-5100 K-SWISS REPORTS FIRST QUARTER RESULTS WESTLAKE VILLAGE, Calif. (April 24, 2003)—K-Swiss Inc. (NASDAQ/NM: KSWS) today announced results for the first quarter ended March 31, 2003. Financial Highlights Net earnings for the first quarter of 2003 increased 41.1% to $13,644,000, or $0.72 per diluted share, compared with $9,668, |
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| April 21, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 14, 2003 |
Amendment No. 6 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* K-Swiss Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 482686102 (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person’s initial filing on t |
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| February 14, 2003 |
Amendment No. 10 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* K-Swiss Inc. (Name of Issuer) Class A Common Stock, $.01 par value (Title of Class of Securities) 482686102 (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person’s initial filing on |
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| February 13, 2003 |
EXHIBIT 99.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Each of the undersigned hereby certifies, in his capacity as an officer of K•Swiss Inc. (the “Company”), for purposes of 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of his knowledge: • The Annual Repor |
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| February 13, 2003 |
EX-21 7 dex21.htm SUBSIDIARIES OF K-SWISS INC. EXHIBIT 21 LIST OF SUBSIDIARIES Unless otherwise noted, all of the entities listed below are wholly owned subsidiaries of K•Swiss Inc. 1. K•Swiss Pacific Inc., a Massachusetts corporation. 2. K•Swiss International Ltd., a corporation organized under the laws of Bermuda. 3. KS UK Ltd., a United Kingdom corporation. 4. KS Amsterdam B.V., a Dutch corpora |
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| February 13, 2003 |
K•SWISS, INC. 1999 STOCK INCENTIVE PLAN (as amended through October 28, 2002) EXHIBIT 10.3 K•SWISS, INC. 1999 STOCK INCENTIVE PLAN (as amended through October 28, 2002) Section 1. PURPOSE OF PLAN This Amended and Restated 1999 Stock Incentive Plan (this “Plan”) of K•Swiss Inc., a Delaware corporation (the “Company”), is intended to serve as an incentive to, and to encourage stock ownership by certain employees and non-employee directors, so that they may acquire or increase |
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| February 13, 2003 |
K•SWISS INC. AMENDED AND RESTATED 1990 STOCK INCENTIVE PLAN (as amended through October 28, 2002) EX-10.1 3 dex101.htm K-SWISS INC. 1990 STOCK INCENTIVE PLAN EXHIBIT 10.1 K•SWISS INC. AMENDED AND RESTATED 1990 STOCK INCENTIVE PLAN (as amended through October 28, 2002) Section 1. Purpose of Plan The purpose of this Amended and Restated 1990 Stock Incentive Plan (“Plan”) of K•Swiss Inc., a Delaware corporation (the “Company”), is to enable the Company and its subsidiaries to attract, retain and |
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| February 13, 2003 |
EXHIBIT 10.2 AMENDMENT NO. 1 TO K•SWISS INC. EMPLOYEE STOCK OPTION AGREEMENT PURSUANT TO THE 1990 STOCK INCENTIVE PLAN This AMENDMENT NO. 1 (this “Amendment”) TO K•SWISS INC. EMPLOYEE STOCK OPTION AGREEMENT dated (the “Original Option Agreement”), is entered into as of October , 2002 between K•Swiss Inc., a Delaware corporation (the “Company”), and the undersigned (the “Option Holder”). RECITALS W |
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| February 13, 2003 |
EXHIBIT 10.4 AMENDMENT NO. 1 TO K•SWISS INC. EMPLOYEE STOCK OPTION AGREEMENT PURSUANT TO THE 1999 STOCK INCENTIVE PLAN This AMENDMENT NO. 1 (this “Amendment”) TO K•SWISS INC. EMPLOYEE STOCK OPTION AGREEMENT dated (the “Original Option Agreement”), is entered into as of October , 2002 between K•Swiss Inc., a Delaware corporation (the “Company”), and the undersigned (the “Option Holder”). RECITALS W |
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| February 13, 2003 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2002 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file Number 0-18490 K-SWISS INC. |
