FFBW / FFBW, Inc. - Documents déposés auprès de la SEC, rapport annuel, procuration

As filed with the Securities and Exchange Commission on February 23, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FFBW, In

Registration No. 333-259273 As filed with the Securities and Exchange Commission on February 23, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FFBW, Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 37-1962248 (State or Other Jurisdiction of Incorpora

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-39182 FFBW, Inc. (Exact name of registrant as specified in its charter) 1360

FFBW / FFBW, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

SC 13G/A 1 d993843013g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* FFBW, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 30260M103 (CUSIP number) December 31, 2022 (Date of event which requires filing of this statement) Check the appropriate box t

FFBW / FFBW, Inc. / FFBW, Inc. /MD/ - FFBW, INC. SCHEDULE 13G (AMENDMENT 2) DECEMBER 31, 2022 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* FFBW, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 30260M 103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuan

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-39182 FFBW, Inc. The Nasdaq Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 1360 South Moorland

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2023 FFBW, INC. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2023 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.

FFBW, Inc. Announces Voluntary NASDAQ Delisting and SEC Deregistration

Exhibit 99.1 FOR IMMEDIATE RELEASE: Contact: Edward H. Schaefer Chief Executive Officer (262) 542-4448 FFBW, Inc. Announces Voluntary NASDAQ Delisting and SEC Deregistration Brookfield, Wisconsin, January 31, 2023. FFBW, Inc. (the “Company”), (Nasdaq: FFBW), the holding company of First Federal Bank of Wisconsin (the “Bank”), today announced its voluntary decision to delist its common stock from t

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 16, 2022 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R

FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENT FOR STEVEN L. WIERSCHEM

EX-10.2 3 ex10-2.htm FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENT FOR STEVEN L. WIERSCHEM Exhibit 10.2 FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENT FOR STEVEN L. WIERSCHEM This First Amendment (the “Amendment”) to the Employment Agreement, dated as of September 30, 2021 (the “Agreement”), by and between First Federal Bank of Wisconsin (the “Bank”) and Steven L. Wierschem (the “Executive”) is entered

FIRST AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT FOR EDWARD H. SCHAEFER

Exhibit 10.1 FIRST AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT FOR EDWARD H. SCHAEFER This First Amendment (the ?Amendment?) to the Amended and Restated Employment Agreement, dated as of January 16, 2020 (the ?Agreement?), by and between First Federal Bank of Wisconsin (the ?Bank?) and Edward H. Schaefer (the ?Executive?) is entered into as of November 16, 2022. Capitalized terms wh

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 8-K CURRENT REPORT ? PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): November 3, 2022 ? FFBW, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? Maryland 001-39182 37-1962248 (State or other jurisdiction of incorporation or organizatio

September 30,

Exhibit 99.1 FFBW, Inc. Announces Financial Results for the Three Months Ended September 30, 2022 ? Brookfield, WI, November 3, 2022 ? FFBW, Inc. (Nasdaq: FFBW) (the ?Company?), the parent company of First Federal Bank of Wisconsin (the ?Bank?), a federally chartered stock savings bank offering full-service commercial banking, consumer banking and residential lending, today announced unaudited fin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-3

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 8-K CURRENT REPORT ? PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): September 1, 2022 ? FFBW, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? Maryland 001-39182 37-1962248 (State or other jurisdiction of incorporation or organizati

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 30,

Exhibit 99.1 FFBW, Inc. Announces Financial Results for the Three Months Ended June 30, 2022 ? Brookfield, WI, August 10, 2022 ? FFBW, Inc. (Nasdaq: FFBW) (the ?Company?), the parent company of First Federal Bank of Wisconsin (the ?Bank?), a federally chartered stock savings bank offering full-service commercial banking, consumer banking and residential lending, today announced unaudited financial

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 8-K CURRENT REPORT ? PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): August 10, 2022 ? FFBW, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? Maryland 001-39182 37-1962248 (State or other jurisdiction of incorporation or organization

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 8-K CURRENT REPORT ? PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): May 25, 2022 ? FFBW, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? Maryland 001-39182 37-1962248 (State or other jurisdiction of incorporation or organization) ?

March 31,

Exhibit 99.1 FFBW, Inc. Announces Financial Results for the Three Months Ended March 31, 2022 ? Brookfield, WI, May 10, 2022 ? FFBW, Inc. (Nasdaq: FFBW) (the ?Company?), the parent company of First Federal Bank of Wisconsin (the ?Bank?), a federally chartered stock savings bank offering full-service commercial banking, consumer banking and residential lending, today announced unaudited financial r

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2022 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or other jurisdiction of incorporation or organization) (Commission Fil

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 8-K CURRENT REPORT ? PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): February 3, 2021 ? FFBW, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? Maryland 001-39182 37-1962248 (State or other jurisdiction of incorporation or organizatio

Split Dollar Life Insurance Agreement for Steven L. Wierschem

DocuSign Envelope ID: 8780E1FD-8FD3-488F-89AC-1DFFC208022F Exhibit 10.2 ? ? ? ? SPLIT DOLLAR 720 East Wisconsin Avenue Milwaukee, WI 53202 ? OWNER ENDORSEMENT ? ? ? ? ? POLICY NUMBER(S) INSURED NAME (FOR JOINT LIFE INCLUDE BOTH INSURED NAMES) Steven Wierschem ? ? IMPORTANT: If any page of this form is incomplete or altered, additional paperwork may be necessary. 1. Employer - The Owner of the poli

Split Dollar Life Insurance Agreement for Edward H. Schaefer

DocuSign Envelope ID: BA463295-8AA7-4C96-980F-F53113C4F18E ? Exhibit 10.1 ? ? ? ? ? SPLIT DOLLAR 720 East Wisconsin Avenue Milwaukee, WI 53202 ? OWNER ENDORSEMENT ? ? ? ? POLICY NUMBER(S) INSURED NAME (FOR JOINT LIFE INCLUDE BOTH INSURED NAMES) Edward H Schaefer ? ? IMPORTANT: If any page of this form is incomplete or altered, additional paperwork may be necessary. 1. Employer - The Owner of the p

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? ? ? Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 8-K CURRENT REPORT ? PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): March 24, 2022 ? FFBW, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? Maryland 001-39182 37-1962248 (State or other jurisdiction of incorporation or organization)

December 31,

Exhibit 99.1 FFBW, Inc. Announces Financial Results for the Three Months and Year Ended December 31, 2021 ? Brookfield, WI, March 24, 2022 ? FFBW, Inc. (Nasdaq: FFBW) (the ?Company?), the parent company of First Federal Bank of Wisconsin (the ?Bank?), a federally chartered stock savings bank offering full-service commercial banking, consumer banking and residential lending, today announced unaudit

FFBW / FFBW, Inc. / MACKEY WARREN A - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) FFBW, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 30260M103 (CUSIP Number) Warren A. Mackey 17 State Street, Suite 3330 New York, New York 10004 (212) 370-9032 (Name, Address and Telephone Number of Person

FFBW / FFBW, Inc. / MALTESE CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FFBW, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 30260M103 (CUSIP number) December 31, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant

FFBW / FFBW, Inc. / FFBW, Inc. /MD/ - FFBW, INC. SCHEDULE 13G (AMENDMENT 1) DECEMBER 31, 2021 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FFBW, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 30260M 103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuan

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 8-K CURRENT REPORT ? PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): February 2, 2022 ? FFBW, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? Maryland 001-39182 37-1962248 (State or other jurisdiction of incorporation or organizatio

Janney Bank CEO Forum February 2 - 3, 2022 Forward - looking Statements This presentation contains forward - looking statements, which can be identified by the use of words such as “estimate,” “project, ” “believe,” “intend,” “anticipate,” “plan,” “s

Exhibit 99.1 Janney Bank CEO Forum February 2 - 3, 2022 Forward - looking Statements This presentation contains forward - looking statements, which can be identified by the use of words such as ?estimate,? ?project, ? ?believe,? ?intend,? ?anticipate,? ?plan,? ?seek,? ?expect? and words of similar meaning. These forward - looking statements include, but are not limited to: statements of our goals,

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 8-K CURRENT REPORT ? PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): November 3, 2021 ? FFBW, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? Maryland 001-39182 37-1962248 (State or other jurisdiction of incorporation or organizatio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-3

September 30,

EX-99.1 2 tmb-20211103xex99d1.htm EX-99.1 Exhibit 99.1 FFBW, Inc. Announces Financial Results for the Three Months Ended September 30, 2021 Brookfield, WI, November 3, 2021 – FFBW, Inc. (Nasdaq: FFBW) (the “Company”), the parent company of First Federal Bank of Wisconsin (the “Bank”), a federally chartered stock savings bank offering full-service commercial banking, consumer banking and residentia

Hovde Group Financial Services Conference November 3-5, 2021 Forward-looking Statements This presentation contains forward-looking statements, which can be identified by the use of words such as “estimate,” “project,” “believe,” “intend,” “anticipate

EX-99.1 2 ffbw-20211103xex99d1.htm EX-99.1 Exhibit 99.1 Hovde Group Financial Services Conference November 3-5, 2021 Forward-looking Statements This presentation contains forward-looking statements, which can be identified by the use of words such as “estimate,” “project,” “believe,” “intend,” “anticipate,” “plan,” “seek,” “expect” and words of similar meaning. These forward-looking statements inc

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 8-K CURRENT REPORT ? PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): November 3, 2021 ? FFBW, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? Maryland 001-39182 37-1962248 (State or other jurisdiction of incorporation or organizatio

Employment Agreement with Steven L. Wierschem

EXHIBIT 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this ?Agreement?) is made effective as of September 30, 2021 (the ?Effective Date?), by and between First Federal Bank of Wisconsin, a federally chartered savings bank (the ?Bank?) and Steven L. Wierschem (the ?Executive?). The Bank and Executive are sometimes collectively referred to herein as the ?parties.? WITNESSETH WHEREAS, Executiv

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2021 FFBW, Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction) of Incorporation) (Commission File No.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 20, 2021 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.

EX-99.1

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 PRESENTATION MATERIALS OF FFBW, INC. Exhibit 99.1

FFBW, INC. ANNOUNCES ADOPTION OF STOCK REPURCHASE PROGRAM

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 PRESS RELEASE DATED SEPTEMBER 3, 2021 Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Edward H. Schaefer Chief Executive Officer (262) 542-4448 FFBW, INC. ANNOUNCES ADOPTION OF STOCK REPURCHASE PROGRAM BROOKFIELD, WISCONSIN, September 3, 2021 – FFBW, Inc. (the “Company”) (Nasdaq: FFBW), the holding company for First Federal Bank of Wisconsin, announced it has complete

Form of Restricted Stock Award Agreement

EXHIBIT 10.2 Form of Restricted Stock Award Granted by FFBW, INC. under the FFBW, INC. 2021 EQUITY INCENTIVE PLAN This restricted stock agreement (?Restricted Stock Award? or ?Agreement?) is and will be subject in every respect to the provisions of the 2021 Equity Incentive Plan (the ?Plan?) of FFBW, Inc. (the ?Company?) which are incorporated herein by reference and made a part hereof, subject to

Form of Non-Qualified Stock Option Award Agreement

EXHIBIT 10.4 Form of Stock Option Granted by FFBW, INC. under the FFBW, INC. 2021 EQUITY INCENTIVE PLAN This stock option agreement (?Option? or ?Agreement?) is and will be subject in every respect to the provisions of the 2021 Equity Incentive Plan (the ?Plan?) of FFBW, Inc. (the ?Company?) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreem

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 3, 2021 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R

As filed with the Securities and Exchange Commission on September 2, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 FFBW, Inc. (Exact Name of Registrant as Speci

S-8 1 s8090221.htm FFBW, INC. FORM S-8 REGISTRATION STATEMENT SEPTEMBER 2, 2021 Registration No. 333- As filed with the Securities and Exchange Commission on September 2, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FFBW, Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 37-1962248 (

Form of Incentive Stock Option Award Agreement

EXHIBIT 10.3 Form of Stock Option Granted by FFBW, INC. under the FFBW, INC. 2021 EQUITY INCENTIVE PLAN This stock option agreement (?Option? or ?Agreement?) is and will be subject in every respect to the provisions of the 2021 Equity Incentive Plan (the ?Plan?) of FFBW, Inc. (the ?Company?) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreem

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 8-K CURRENT REPORT ? PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Date of Report (Date of earliest event reported): August 6, 2021 ? FFBW, INC. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? Maryland ? 001-39182 ? 37-1962248 (State or Other Jurisdiction) ? (Commission File No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-39182

June 30,

Exhibit 99.1 FFBW, Inc. Announces Financial Results for the Three Months Ended June 30, 2021 ? Brookfield, WI, August 6, 2021 ? FFBW, Inc. (Nasdaq: FFBW) (the ?Company?), the parent company of First Federal Bank of Wisconsin (the ?Bank?), a federally chartered stock savings bank offering full-service commercial banking, consumer banking and residential lending, today announced unaudited financial

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 8, 2021 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction of Incorporation) (Commission Fi

EX-99.1

EX-99.1 2 ex99-1.htm PRESENTATION MATERIALS OF FFBW, INC. Exhibit 99.1

Submission of Matters to a Vote of Security Holders

8-K 1 form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2021 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction of Incorporation) (Commission Fi

Quarterly Report - 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 31,

Exhibit 99.1 FFBW, Inc. Announces Financial Results for the Three Months Ended March 31, 2021 ? Brookfield, WI, May 11, 2021 ? FFBW, Inc. (Nasdaq: FFBW) (the ?Company?), the parent company of First Federal Bank of Wisconsin (the ?Bank?), a federally chartered stock savings bank offering full-service commercial banking, consumer banking and residential lending, today announced unaudited financial r

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 tmb-20210511x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2021 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction) (Commission File N

definitive proxy statement on Schedule 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? ? ? Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ?

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2020. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-39182 FFBW, INC.

December 31,

Exhibit 99.1 FFBW, Inc. Announces Financial Results for the Three Months and Year Ended December 31, 2020 Brookfield, WI, February 24, 2021 ? FFBW, Inc. (Nasdaq: FFBW) (the ?Company?), the parent company of First Federal Bank of Wisconsin (the ?Bank?), a federally chartered stock savings bank offering full-service commercial banking, consumer banking and residential lending, today announced unaudi

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 tmb-20210223x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 24, 2021 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction) (Commission F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* FFBW, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) (CUSIP

SC 13G 1 d879929013-g.htm 27061-0004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* FFBW, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 30260M103 (CUSIP number) December 31, 2020 (Date of event which requires filing of this statement) Check the appropriate

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* FFBW, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 30260M

SC 13G 1 sc13g2020.htm FFBW, INC. SCHEDULE 13G DECEMBER 31, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* FFBW, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 30260M 103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Sta

Other Events

8-K 1 form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 31, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction of Incorporation) (Commissi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R

Quarterly Report - 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 29, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction) (Commission File No.) (I.R.S. Employer of In

September 30,

Exhibit 99.1 FFBW, Inc. Announces Financial Results as of and for the Three and Nine Months Ended September 30, 2020 Brookfield, WI, October 29, 2020 – FFBW, Inc. (Nasdaq: FFBW) (the “Company”), the parent company of First Federal Bank of Wisconsin (the “Bank”), a federally chartered stock savings bank offering full-service commercial banking, consumer banking and residential lending, today announ

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S

FFBW, Inc. Announces Financial Results for the Quarter Ended June 30, 2020

Exhibit 99.1 FFBW, Inc. Announces Financial Results for the Quarter Ended June 30, 2020 Brookfield, WI, August 6, 2020 – FFBW, Inc. (Nasdaq: FFBW) (the “Company”), the parent company of First Federal Bank of Wisconsin (the “Bank”), a federally chartered stock savings bank offering full-service commercial banking, consumer banking and residential lending, today announced unaudited financial results

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 tmb-20200806x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction) (Commission File

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-39182

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 24, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction of Incorporation) (Commission F

FFBW, Inc. and First Federal Bank of Wisconsin Announce Definitive Agreement to Acquire Mitchell Bank

EX-99.1 3 ex99-1.htm EXHIBIT 99.1 PRESS RELEASE ANNOUNCING THE PURCHASE AND ASSUMPTION AGREEMENT, DATED JULY 28, 2020 Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Edward H. Schaefer Chief Executive Officer (262) 542-4448 FFBW, Inc. and First Federal Bank of Wisconsin Announce Definitive Agreement to Acquire Mitchell Bank Brookfield, Wisconsin, July 28, 2020 − FFBW, Inc. (the “Company”) (Nasdaq: FFB

Exhibit 2.1

Exhibit 2.1 EXECUTION COPY Purchase and Assumption Agreement by and among FIRST FEDERAL BANK OF WISCONSIN, MITCHELL BANK, MITCHELL BANK HOLDING CORPORATION, (solely for purposes of the sections identified herein) and M.S. INVESTMENT CO. (solely for purposes of the sections identified herein) July 24, 2020 TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 11 Section 1.01 Definitions 1 ARTICLE II TERMS OF P

2

Exhibit 99.1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 27, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. E

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. E

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020. OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001?39182

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction) (Commission File No.) (I.R.S. Employer of Inco

FFBW, Inc. Announces Financial Results for the Quarter Ended March 31, 2020 FFBW, Inc. Successfully Completes Second Step Conversion in First Quarter

EX-99.1 2 ex991pr.htm PRESS RELEASE Exhibit 99.1 FFBW, Inc. Announces Financial Results for the Quarter Ended March 31, 2020 FFBW, Inc. Successfully Completes Second Step Conversion in First Quarter Brookfield, WI, April 24, 2020 – FFBW, Inc. (Nasdaq: FFBW) (the “Company”), the parent company of First Federal Bank of Wisconsin (the “Bank”), a federally chartered stock savings bank offering full-se

FFBW / FFBW, Inc. DEF 14A - - DEF 14A

April 20, 2020 Dear Fellow Stockholder: We are holding the 2020 Annual Meeting of Stockholders of FFBW, Inc.

SUBSIDIARIES OF THE REGISTRANT

Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Subsidiary Ownership State of Incorporation First Federal Bank of Wisconsin 100% Federal SUBSIDIARIES OF FIRST FEDERAL BANK OF WISCONSIN None

FFBW / FFBW, Inc. 10-K - Annual Report - 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2019. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001‑39182 FFBW, INC.

Description of FFBW’s Securities

EX-4.2 2 ffbw-20191231ex42999b4ce.htm EX-4.2 Exhibit 4.2 Description of FFBW, Inc. Common Stock Unless otherwise indicated or the context otherwise requires, references in this Exhibit 4.2 to “we, “us” and “our” refer collectively to FFBW, Inc. and First Federal Bank of Wisconsin or to any of those entities, depending on the context. General FFBW, Inc. is authorized to issue 100,000,000 shares of

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 19, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S.

FFBW, INC. ANNOUNCES THAT ITS FEDERAL REGULATOR WILL NOT ACT ON ITS APPLICATION TO IMPLEMENT A STOCK REPURCHASE PROGRAM

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 PRESS RELEASE, DATED MARCH 19, 2020 Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Niki Schaumberg Chief Financial Officer (262) 542-4448 FFBW, INC. ANNOUNCES THAT ITS FEDERAL REGULATOR WILL NOT ACT ON ITS APPLICATION TO IMPLEMENT A STOCK REPURCHASE PROGRAM Brookfield, Wisconsin, March 19, 2020 — FFBW, Inc. (the “Company”) (Nasdaq: FFBW), the holding company for Firs

FFBW, INC. ANNOUNCES INTENTION TO FILE APPLICATION TO IMPLEMENT A STOCK REPURCHASE PROGRAM

EX-99.1 2 exh99-1.htm EXHIBIT 99.1 PRESS RELEASE, DATED MARCH 13, 2020 Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Niki Schaumberg Chief Financial Officer (262) 542-4448 FFBW, INC. ANNOUNCES INTENTION TO FILE APPLICATION TO IMPLEMENT A STOCK REPURCHASE PROGRAM Brookfield, Wisconsin, March 13, 2020 — FFBW, Inc. (the “Company”) (Nasdaq: FFBW), the holding company for First Federal Bank of Wisconsin

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 13, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 37-1962248 (State or Other Jurisdiction (Commission File No.) (I.R.S. Employer of Incor

“The Community Bank Difference” Presenters: • Edward H. Schaefer, President & CEO • Hired in July 2016 • Previously served as president and chief executive officer of CCF Bank, a national bank headquartered in Altoona, Wisconsin, and its publicly tra

EX-99.2 3 tm206084d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 “The Community Bank Difference” Presenters: • Edward H. Schaefer, President & CEO • Hired in July 2016 • Previously served as president and chief executive officer of CCF Bank, a national bank headquartered in Altoona, Wisconsin, and its publicly traded holding company, Citizens Community Bancorp(CZWI). Under his leadership, the bank grew fr

FFBW, Inc. Announces Financial Results for the Quarter and Year Ended December 31, 2019 FFBW, Inc. 2019 Fourth Quarter Earnings up 136% Over 2018 and up 47% for Fiscal Year ending December 31, 2019

EX-99.1 2 tm206084d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FFBW, Inc. Announces Financial Results for the Quarter and Year Ended December 31, 2019 FFBW, Inc. 2019 Fourth Quarter Earnings up 136% Over 2018 and up 47% for Fiscal Year ending December 31, 2019 Brookfield, WI, January 28, 2020 – FFBW, Inc. (Nasdaq: FFBW) (the “Company”), the parent company of First Federal Bank of Wisconsin (the “Bank”),

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 Applied For (State or Other Jurisdiction) (Commission File No.) (I.R.S. Employer of I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) FFBW, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) (CUSIP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) FFBW, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 30260M103 (CUSIP Number) Warren A. Mackey 17 State Street, Suite 3330 New York, New York 10004 (212) 370-9032 (Name, Address and Telephone Number of Person A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

8-K 1 tm203585-18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 16, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 333-233740 Applied For (State or Other Jurisdiction) (Commissio

FFBW, INC. ANNOUNCES CLOSING OF OFFERING AND FINAL EXCHANGE RATIO

Exhibit 99 PRESS RELEASE Contact: Niki Schaumberg Chief Financial Officer (262) 542-4448 FOR IMMEDIATE RELEASE FFBW, INC.

Amended and Employment Agreement with for Nikola Schaumberg(3)

EX-10.2 3 tm203585d1ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (this “Agreement”) is made effective as of January 16, 2020 (the “Effective Date”), by and between First Federal Bank of Wisconsin, a federally chartered savings bank (the “Bank”) and Nikola B. Schaumberg (the “Executive”). The Bank and Executive are som

FFBW, INC. ANNOUNCES COMPLETION OF STOCK OFFERING AND RELATED CONVERSION

Exhibit 99 Contact: Niki Schaumberg Chief Financial Officer (262) 542-4448 FOR IMMEDIATE RELEASE FFBW, INC.

FFBW / FFBW, Inc. 8-A12B - - 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FFBW, Inc. (Exact Name of Registrant as Specified in Its Charter) Maryland Applied For (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 1360 South

Amended and Restated Employment Agreement with Edward H. Schaefer(3)

Exhibit 10.1 EXECUTION VERSION AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (this “Agreement”) is made effective as of January 16, 2020 (the “Effective Date”), by and between First Federal Bank of Wisconsin, a federally chartered savings bank (the “Bank”) and Edward H. Schaefer (the “Executive”). The Bank and Executive are sometimes collectively referred

Financial Statements and Exhibits, Other Events

8-K 1 tm203686d18k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 16, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 001-39182 Applied For (State or Other Jurisdiction) (Commission File

FFBW, INC. ANNOUNCES PRELIMINARY OFFERING RESULTS AND EXPECTED CLOSING DATE

Exhibit 99 PRESS RELEASE Contact: Edward H. Schaefer President and Chief Executive Officer (262) 542-4448 FOR IMMEDIATE RELEASE FFBW, INC. ANNOUNCES PRELIMINARY OFFERING RESULTS AND EXPECTED CLOSING DATE Waukesha, Wisconsin – January 13, 2020 – FFBW, Inc., a federal corporation (“Old FFBW”) (Nasdaq: FFBW), the holding company for First Federal Bank of Wisconsin (the “Bank”), announced today that t

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 13, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 333-233740 Applied For (State or Other Jurisdiction) (Commission File No.) (I.R.S. Employer of

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 6, 2020 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 333-233740 Applied For (State or Other Jurisdiction) (Commission File No.) (I.R.S. Employer of I

(Proposed Holding Company for First Federal Bank of Wisconsin) Up to 4,268,570 Shares of Common Stock

Filed Pursuant to Rule 424(b)(3) Registration No. 333-233740 PROSPECTUS (Proposed Holding Company for First Federal Bank of Wisconsin) Up to 4,268,570 Shares of Common Stock FFBW, Inc., a newly formed Maryland corporation that we refer to as “New FFBW” throughout this prospectus, is offering up to 4,268,570 shares of common stock for sale at $10.00 per share on a best efforts basis in connection w

PROSPECTUS OF FFBW, INC., A MARYLAND CORPORATION PROXY STATEMENT OF FFBW, INC., A FEDERAL CORPORATION

Filed Pursuant to Rule 424(b)(3) Registration No. 333-233740 Dear Fellow Stockholder: FFBW, Inc., a federal corporation (sometimes herein referred to as “Old FFBW”), is soliciting stockholder votes regarding the mutual-to-stock conversion of FFBW, MHC. Pursuant to a Plan of Conversion and Reorganization (the “Plan of Conversion”), our organization will convert from a partially public company to a

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2019 FFBW, INC. (Exact Name of Registrant as Specified in Charter) Maryland 333-233740 Applied For (State or Other Jurisdiction) (Commission File No.) (I.R.S. Employer of

Agency Agreement dated November 12, 2019

Exhibit 1.1 Up to 4,268,570 Shares FFBW, INC. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT November 12, 2019 Janney Montgomery Scott LLC 20 North Wacker Drive Suite 2035 Chicago, Illinois 60606 Ladies and Gentlemen: FFBW, Inc., a federal stock corporation (the "Mid–Tier Holding Company"), FFBW, Inc., a newly formed Maryland corporation organized to be the succ

FFBW / FFBW, Inc. S-1/A - - S-1/A

As filed with the Securities and Exchange Commission on November 6, 2019 Registration No.

FFBW / FFBW, Inc. CORRESP - -

FFBW, INC. 1360 South Moorland Road Brookfield, Wisconsin 53005 November 6, 2019 Via Edgar Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: FFBW, Inc. Registration Statement on Form S-1 (Registration Number 333-233740) Request for Acceleration of Effectiveness Ladies and Gentlemen: FFBW, Inc., a Maryland corporation (the “Company”), hereby requests that the Company’

FFBW / FFBW, Inc. CORRESP - -

Janney Montgomery Scott LLC 20 North Wacker Drive Suite 2035 Chicago, Illinois 60606 November 6, 2019 Via Edgar Securities and Exchange Commission 100 F Street, N.

Marketing Materials

Exhibit 99.4 Dear Valued Customer: I am pleased to tell you about an investment opportunity and, just as importantly, to request your vote. Pursuant to a Plan of Conversion and Reorganization (the “Plan”), our organization plans to convert from the mutual holding company corporate structure to the fully public stock holding company corporate structure. To accomplish the conversion, FFBW, Inc., a n

Stock Order and Certification Form

Exhibit 99.5 BATCH # ORDER # CATEGORY # REC'D O C ORDER DEADLINE & DELIVERY: A Stock Order Form, properly completed and with full payment, must be received (not postmarked) before 2:00 p.m., Central Time, on December 18, 2019. Subscription rights will become void after the deadline. Stock Order Forms can be delivered by using the enclosed Stock Order Reply Envelope, by overnight delivery to the St

FFBW / FFBW, Inc. S-1/A - - S-1/A

As filed with the Securities and Exchange Commission on November 1, 2019 Registration No.

Amended and Restated Articles of Incorporation of FFBW(1)

EX-3.1 3 tm1921561d1ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 ARTICLES OF AMENDMENT AND RESTATEMENT OF ARTICLES OF INCORPORATION OF FFBW, INC. FFBW, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The Corporation desires to, and does hereby, amend and restate in its entirety the Articles of Incorporation of the

Form of FFBW, Inc. Stockholder Proxy Card

Exhibit 99.7 REVOCABLE PROXY FFBW, INC. SPECIAL MEETING OF STOCKHOLDERS JANUARY 6, 2020 The undersigned hereby appoints the proxy committee of the Board of Directors of FFBW, Inc., a federal corporation, with full powers of substitution, to act as attorneys and proxies for the undersigned to vote all shares of common stock of FFBW, Inc. that the undersigned is entitled to vote at the Special Meeti

Form of Agency Agreement between First Federal Bank of Wisconsin, FFBW, Inc. (Maryland), FFBW, Inc. (Federal), FFBW, MHC and Janney Montgomery Scott LLC

EX-1.2 2 tm1921561d1ex1-2.htm EXHIBIT 1.2 Exhibit 1.2 Up to 4,268,570 Shares FFBW, INC. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT [●], 2019 Janney Montgomery Scott LLC 20 North Wacker Drive Suite 2035 Chicago, Illinois 60606 Ladies and Gentlemen: FFBW, Inc., a federal stock corporation (the "Mid–Tier Holding Company"), FFBW, Inc., a newly formed Maryland co

FFBW / FFBW, Inc. CORRESP - -

LUSE GORMAN, PC ATTORNEYS AT LAW 5335 WISCONSIN AVENUE, N.W., SUITE 780 WASHINGTON, D.C. 20015 TELEPHONE (202) 274-2000 FACSIMILE (202) 362-2902 www.LuseLaw.com WRITER’S DIRECT DIAL NUMBER (202) 274-2004 WRITER’S E-MAIL [email protected] November 1, 2019 Via EDGAR Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549-3561 Attn: Mr. David Gessert, Staff Attorne

Articles of Incorporation of FFBW, Inc. (Maryland)

Exhibit 3.1 ARTICLES OF INCORPORATION FFBW, INC. The undersigned, Edward H. Schaefer, whose address is 1360 South Moorland Road, Brookfield, Wisconsin 53005, being at least eighteen years of age, acting as incorporator, does hereby form a corporation under the general laws of the State of Maryland, having the following Articles of Incorporation (the “Articles”): ARTICLE 1. Name. The name of the co

KELLER & COMPANY, INC. FINANCIAL INSTITUTION CONSULTANTS 555 METRO PLACE NORTH SUITE 524 DUBLIN, OHIO 43017 (614) 766-1426 (614) 766-1459 FAX

Exhibit 99.6 KELLER & COMPANY, INC. FINANCIAL INSTITUTION CONSULTANTS 555 METRO PLACE NORTH SUITE 524 DUBLIN, OHIO 43017 (614) 766-1426 (614) 766-1459 FAX September 10, 2019 The Boards of Directors FFBW, Inc. First Federal Bank of Wisconsin 1360 S. Moorland Road Brookfield, Wisconsin 53005 Re: Plan of Conversion and Reorganization First Federal Bank of Wisconsin FFBW, Inc. Members of the Boards of

Letter of Keller & Company, Inc. with respect to Subscription Rights *

Exhibit 99.2 KELLER & COMPANY, INC. FINANCIAL INSTITUTION CONSULTANTS 555 METRO PLACE NORTH SUITE 524 DUBLIN, OHIO 43017 (614) 766-1426 (614) 766-1459 FAX September 10, 2019 The Boards of Directors FFBW, Inc. First Federal Bank of Wisconsin 1360 S. Moorland Road Brookfield, Wisconsin 53005 Re: Subscription Rights – FFWB, Inc. To the Boards: The purpose of this letter is to provide an opinion of th

FFBW / FFBW, Inc. S-1 - Registration Statement - FORM S-1

As filed with the Securities and Exchange Commission on September 13, 2019 Registration No.

Appraisal Report of Keller & Company, Inc.*

Exhibit 99.3 CONVERSION VALUATION APPRAISAL REPORT Prepared for: FFBW, Inc. Waukesha, Wisconsin As Of: August 12, 2019 Prepared By: Keller & Company, Inc. 555 Metro Place North Suite 524 Dublin, Ohio 43017 (614) 766-1426 KELLER & COMPANY KELLER & COMPANY, INC. FINANCIAL INSTITUTION CONSULTANTS 555 METRO PLACE NORTH SUITE 524 DUBLIN, OHIO 43017 (614) 766-1426 (614) 766-1459 FAX September 3, 2019 Th

Form of FFBW, Inc. Stockholder Proxy Card

Exhibit 99.7 REVOCABLE PROXY FFBW, INC. SPECIAL MEETING OF STOCKHOLDERS [MEETING DATE] The undersigned hereby appoints the proxy committee of the Board of Directors of FFBW, Inc., a federal corporation, with full powers of substitution, to act as attorneys and proxies for the undersigned to vote all shares of common stock of FFBW, Inc. that the undersigned is entitled to vote at the Special Meetin

Form of Common Stock Certificate(2)

Exhibit 4 INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND No. FFBW, Inc. Shares FULLY PAID AND NON-ASSESSABLE PAR VALUE $0.01 PER SHARE CUSIP: THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS, SEE REVERSE SIDE THIS CERTIFIES that is the owner of SHARES OF COMMON STOCK of FFBW, Inc. a Maryland corporation The shares evidenced by this certificate are transferable only on t

Engagement Letter between First Federal Bank of Wisconsin, FFBW, Inc. and Janney Montgomery Scott LLC*

Exhibit 1.1 August 20, 2019 FFBW, Inc. 1360 South Moorland Road Brookfield, WI 53005 Attention: Edward H. Schaefer President & Chief Executive Officer Ladies and Gentlemen: The purpose of this letter agreement (the “Agreement”) is to confirm the engagement of Janney Montgomery Scott, LLC (“Janney”) to act as the exclusive financial advisor to FFBW, MHC (“MHC”), FFBW, Inc. (“FFBW”) and First Federa

Subsidiaries of FFBW, Inc. *

EX-21 11 tv529119ex21.htm EXHIBIT 21 Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Following the completion of the conversion of FFBW, MHC to stock form and the stock offering of FFBW, Inc., a Maryland corporation (“New FFBW”), New FFBW will own the following subsidiaries: Subsidiary Ownership State of Incorporation First Federal Bank of Wisconsin 100% Federal SUBSIDIARIES OF FIRST FEDERAL BANK OF WIS

Form of Amended and Restated Employment Agreement with Nikola B. Schaumberg*

Exhibit 10.2 [FORM OF] AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (this “Agreement”) is made effective as of , (the “Effective Date”), by and between First Federal Bank of Wisconsin, a federally chartered savings bank (the “Bank”) and Nikola B. Schaumberg (the “Executive”). The Bank and Executive are sometimes collectively referred to herein as the “pa

Engagement Letter with Keller & Company, Inc. to serve as appraiser*

EX-99.1 14 tv529119ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 KELLER & COMPANY, INC. FINANCIAL INSTITUTION CONSULTANTS 555 METRO PLACE NORTH SUITE 524 DUBLIN, OHIO 43017 (614) 766-1426 (614) 766-1459 FAX July 1, 2019 The Board of Directors First Federal Bank of Wisconsin 1617 E. Racine Avenue Waukesha, Wisconsin 53186 Re: Second Stage Conversion Appraisal Agreement Attn: Nikola B. Schaumberg Keller & Co

Bylaws of FFBW(2)

Exhibit 3.2 FFBW, INC. BYLAWS ARTICLE I STOCKHOLDERS Section 1. Annual Meeting. The Corporation shall hold an annual meeting of its stockholders to elect directors and to transact any other business within its powers, at such place, on such date and at such time as the Board of Directors shall fix. Failure to hold an annual meeting does not invalidate the Corporation’s existence or affect any othe

Form of Amended and Restated Employment Agreement with Edward H. Schaefer*

Exhibit 10.1 [FORM OF] AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (this “Agreement”) is made effective as of , (the “Effective Date”), by and between First Federal Bank of Wisconsin, a federally chartered savings bank (the “Bank”) and Edward H. Schaefer (the “Executive”). The Bank and Executive are sometimes collectively referred to herein as the “part