Statistiques de base
| CIK | 1403275 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to First Trust Dividend and Income Fund
SEC Filings (Chronological Order)
Cette page fournit une liste complète et chronologique des documents déposés auprès de la SEC, à l'exclusion des documents relatifs à la participation que nous fournissons ailleurs.
| February 16, 2016 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 2/11/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 1,045,631 8. SHARED VOTING |
|
| January 19, 2016 |
FAV / First Trust Dividend and Income Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 1/15/16 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 566,130 8. SHARED VOTING POW |
|
| January 19, 2016 |
Exhibit A: Full Value Partners L.P. 250 Pehle Ave, Suite 708 Saddle Brook, NJ 07663 (201) 556-0092 // Fax: (201) 556-0097 // [email protected] January 15, 2016 W. Scott Jardine, Esq. Secretary and Chief Legal Officer First Trust Dividend and Income Fund 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 Dear Mr. Jardine: Full Value Partners L.P. is a member of the Bulldog Investors |
|
| August 26, 2014 |
FAV / First Trust Dividend and Income Fund / Sims Capital Management LLC Activist Investment CUSIP No. 33731L100 Page of 8 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Dividend and Income Fund (Name of Issuer) Shares of beneficial interest, par value $0.01 per share (Title of Class of Securities) 33731L100 (CUSIP Number) David C. Sims, President, Sims Capital Management |
|
| June 3, 2014 |
FAV / First Trust Dividend and Income Fund / Sims Capital Management LLC Activist Investment CUSIP No. 33731L100 Page 1 of 8 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Dividend and Income Fund (Name of Issuer) Shares of beneficial interest, par value $0.01 per share (Title of Class of Securities) 33731L100 (CUSIP Number) David C. Sims, President, Sims Capital Management |
|
| June 3, 2014 |
EX-7.1 2 cg414a.htm EXHIBIT 7.1 June 2, 2014 Board of Trustees First Trust Dividend and Income Fund (“Fund”) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 Re: First Trust Dividend and Income Fund (“Fund” or “FAV”) Gentlemen: We appreciate that Fund management, including First Trust CEO James Bowen and Trustee Robert Keith, recently took the time to meet with us, and to hear our views. We hop |
