ELX / Emulex Corp - Documents déposés auprès de la SEC, rapport annuel, procuration

ELX / Emulex Corp / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* EMULEX CORP (Name of Issuer) Common Stock (Title of Class of Securities) 292475209 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

ELX / Emulex Corp / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 rrd174.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* EMULEX CORP (Name of Issuer) Common Stock (Title of Class of Securities) 292475209 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru

ELX / Emulex Corp / Setanta Asset Management - 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Emulex Corp (Name of Issuer) Common Stock, Par Value $0.10 Per Share (Title of Class of Securities) 292475209 (CUSIP Number) 31 May, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

ELX 15-12B

15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-31353 EMULEX CORPORATION (Exact name of registrant as specified i

OFFER TO PURCHASE TO HOLDERS OF THE 1.75% CONVERTIBLE SENIOR NOTES DUE 2018 (CUSIP NO. 292475AF7) ISSUED BY EMULEX CORPORATION

EX-99.1 Exhibit 99.1 OFFER TO PURCHASE TO HOLDERS OF THE 1.75% CONVERTIBLE SENIOR NOTES DUE 2018 (CUSIP NO. 292475AF7) ISSUED BY EMULEX CORPORATION Reference is made to the Indenture, dated as of November 18, 2013 (the ?Indenture?), among Emulex Corporation, a Delaware corporation (the ?Company,? ?we,? ?us,? ?our,? or ?Emulex?), and U.S. Bank National Association, as trustee (the ?Trustee?), gover

Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2015 (May 12, 2015) EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction of incorporat

Notice of Merger Event, Record Date and Effective Date of the Merger and Date on which Holders are Entitled to Exchange Shares for Reference Property

EX-99.2 3 d924553dex992.htm EX-99.2 Exhibit 99.2 To: Holders of Emulex Corporation 1.75% Convertible Senior Notes due 2018 and U.S. Bank National Association 633 West Fifth Street, 24th Floor Los Angeles, California 90071 Attention: Paula Oswald (Emulex Corporation 1.75% Notes due 2018) Re: Notice of Merger Event and Supplemental Indenture; Fundamental Change Company Notice; and Notice of Make-Who

EMULEX PROVIDES NOTICE TO HOLDERS OF ITS CONVERTIBLE NOTES

EX-99.3 Exhibit 99.3 EMULEX PROVIDES NOTICE TO HOLDERS OF ITS CONVERTIBLE NOTES COSTA MESA, Calif., May 12, 2015 ? Emulex Corporation (?Emulex?) announced today that, pursuant to the Indenture, dated as of November 18, 2013 (the ?Indenture?), between Emulex and U.S. Bank National Association, as trustee (the ?Trustee?), Emulex is providing to holders of its 1.75% Convertible Senior Notes due 2018

ELX S-8 POS

S-8 POS 1 d918389ds8pos.htm S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Re

ELX S-8 POS

S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Registration No. 33-75816 Regi

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION EMULEX CORPORATION

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EMULEX CORPORATION FIRST The name of the corporation (the ?Corporation?) is Emulex Corporation. SECOND The address of the Corporation?s registered office in the State of Delaware is 2711 Centerville Road, Suite 400 in the City of Wilmington, County of New Castle, 19808. The name of its registered agent at such address is Corpo

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Other Events

8-K 1 d921268d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2015 (May 5, 2015) EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction

Broadcom SC TO-T/A

SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) Emulex Corporation (Name of Subject Company) Emerald Merger Sub, Inc. (Offeror) a wholly owned subsidiary of Avago Technologies Wireless (U.S.A.) Manufacturing Inc. (Offe

ELX S-8 POS

S-8 POS Registration No. 333-133885 Registration No. 333-101657 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 5 TO FORM S-8 REGISTRATION STATEMENT NO. 333-133885 POST-EFFECTIVE AMENDMENT NO. 5 TO FORM S-8 REGISTRATION STATEMENT NO. 333-101657 UNDER THE SECURITIES ACT OF 1933 EMULEX CORPORATION (Exact Name of Registrant as Specified in Its Char

ELX S-8 POS

S-8 POS 1 d920785ds8pos.htm S-8 POS Registration No. 333-169068 Registration No. 333-137825 Registration No. 333-52842 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT NO. 333-169068 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT NO. 333-137825 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGI

ELX S-8 POS

S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Registration No. 33-75816 Regi

ELX S-8 POS

S-8 POS 1 d918389ds8pos.htm S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Re

ELX S-8 POS

S-8 POS 1 d918389ds8pos.htm S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Re

ELX S-8 POS

S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Registration No. 33-75816 Regi

ELX AMENDMENT NO. 2 TO SCHEDULE 14D-9

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) EMULEX CORPORATION (Name of Subject Company) EMULEX CORPORATION (Name of Person Filing Statement) Common Stock, $0.10 par value per share (Title of Class of Securities) 292475209 (CUSIP Number o

ELX S-8 POS

S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Registration No. 33-75816 Regi

ELX S-8 POS

S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Registration No. 33-75816 Regi

ELX S-8 POS

Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Registration No. 33-75816 Registration

ELX S-8 POS

S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Registration No. 33-75816 Regi

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 d920181d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2015 (May 5, 2015) EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction

ELX S-8 POS

S-8 POS 1 d918389ds8pos.htm S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Re

ELX S-8 POS

S-8 POS 1 d920785ds8pos.htm S-8 POS Registration No. 333-169068 Registration No. 333-137825 Registration No. 333-52842 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT NO. 333-169068 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT NO. 333-137825 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGI

ELX S-8 POS

S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Registration No. 33-75816 Regi

AVAGO TECHNOLOGIES LIMITED SUCCESSFULLY COMPLETES TENDER OFFER FOR SHARES OF EMULEX CORPORATION – ACQUISITION TO CLOSE TODAY

EX-99.(a)(5)(iv) Exhibit (a)(5)(iv) AVAGO TECHNOLOGIES LIMITED SUCCESSFULLY COMPLETES TENDER OFFER FOR SHARES OF EMULEX CORPORATION ? ACQUISITION TO CLOSE TODAY SINGAPORE ? May 5, 2015 ? Avago Technologies Limited (?Avago?) (NASDAQ: AVGO), a leading semiconductor device supplier to the wireless, enterprise storage, wired, and industrial end markets, announced today that it has completed the tender

AMENDED AND RESTATED BYLAWS EMULEX CORPORATION (a Delaware corporation) TABLE OF CONTENTS Page ARTICLE I. IDENTIFICATION; OFFICES 1 Section 1. NAME 1 Section 2. PRINCIPAL AND BUSINESS OFFICES 1 Section 3. REGISTERED AGENT AND OFFICE 1 Section 4. PLAC

EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF EMULEX CORPORATION (a Delaware corporation) TABLE OF CONTENTS Page ARTICLE I. IDENTIFICATION; OFFICES 1 Section 1. NAME 1 Section 2. PRINCIPAL AND BUSINESS OFFICES 1 Section 3. REGISTERED AGENT AND OFFICE 1 Section 4. PLACE OF KEEPING CORPORATE RECORDS 1 ARTICLE II. STOCKHOLDERS 1 Section 1. ANNUAL MEETING 1 Section 2. SPECIAL MEETING 1 Section 3.

ELX S-8 POS

S-8 POS 1 d918389ds8pos.htm S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Re

ELX S-8 POS

S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Registration No. 33-75816 Regi

ELX S-8 POS

S-8 POS Registration No. 333-120837 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 7 TO FORM S-8 REGISTRATION STATEMENT NO. 333-120837 UNDER THE SECURITIES ACT OF 1933 EMULEX CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 51-0300558 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Iden

ELX S-8 POS

S-8 POS Registration No. 333-169068 Registration No. 333-137825 Registration No. 333-52842 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT NO. 333-169068 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT NO. 333-137825 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT NO. 333-5

ELX S-8 POS

S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Registration No. 33-75816 Regi

ELX S-8 POS

Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Registration No. 33-75816 Registration

ELX S-8 POS

S-8 POS 1 d920805ds8pos.htm S-8 POS Registration No. 333-133885 Registration No. 333-101657 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 5 TO FORM S-8 REGISTRATION STATEMENT NO. 333-133885 POST-EFFECTIVE AMENDMENT NO. 5 TO FORM S-8 REGISTRATION STATEMENT NO. 333-101657 UNDER THE SECURITIES ACT OF 1933 EMULEX CORPORATION (Exact Name of Registr

ELX S-8 POS

S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Registration No. 33-75816 Regi

EX-99.25

EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 18, 2015, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(

EMULEX CORPORATION U.S. BANK NATIONAL ASSOCIATION, as Trustee SUPPLEMENTAL INDENTURE NO. 1 Dated as of May 5, 2015 1.75% Convertible Senior Notes due 2018

EX-4.2 Exhibit 4.2 EMULEX CORPORATION AND U.S. BANK NATIONAL ASSOCIATION, as Trustee SUPPLEMENTAL INDENTURE NO. 1 Dated as of May 5, 2015 1.75% Convertible Senior Notes due 2018 SUPPLEMENTAL INDENTURE NO. 1 (this ?Supplemental Indenture?), dated as of May 5, 2015, between Emulex Corporation, a Delaware corporation, as issuer (the ?Company?), and U.S. Bank National Association, a national banking a

ELX S-8 POS

S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Registration No. 33-75816 Regi

ELX S-8 POS

S-8 POS Registration No. 333-195635 Registration No. 333-186381 Registration No. 333-179194 Registration No. 333-172040 Registration No. 333-161580 Registration No. 333-157961 Registration No. 333-147870 Registration No. 333-139782 Registration No. 333-133309 Registration No. 333-110643 Registration No. 333-100514 Registration No. 333-56440 Registration No. 333-01533 Registration No. 33-75816 Regi

ELX 10-Q (Quarterly Report)

ELX 2015.03.29 10Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 29, 2015 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 001-31353 EMULEX COR

CERTIFICATIONS

EXHIBIT 31B CERTIFICATIONS I, Kyle B. Wescoat, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec

CERTIFICATIONS

EXHIBIT 31A CERTIFICATIONS I, Jeffrey W. Benck, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 elxq3fy158-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2015 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction of incor

Emulex Announces Third Quarter Financial Results

ELXQ3FY15EX-99.01 Exhibit 99.01 Emulex Announces Third Quarter Financial Results COSTA MESA, Calif., April 29, 2015 - Emulex Corporation (NYSE:ELX), a leader in network connectivity, monitoring and management, announced today its financial results for the third quarter of fiscal 2015 ending March 29, 2015. On February 25 th , 2015, Emulex entered into a definitive agreement with Avago Technologies

ELX ESP

JONES DAY 222 East 41st Street • New York, New York 10017-6702 TELEPHONE: +1.212.326.3939 • FACSIMILE: +1.212.755.7306 Direct Number: (212) 326-3800 [email protected] April 21, 2015 VIA EDGAR AND HAND DELIVERY Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attention: Ms. Christina Chalk Senior Special Counsel Office of Mergers and Acq

Broadcom SC TO-T/A

SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Emulex Corporation (Name of Subject Company) Emerald Merger Sub, Inc. (Offeror) a wholly owned subsidiary of Avago Technologies Wireless (U.S.A.) Manufacturing Inc. (Offe

ELX AMENDMENT NO. 1 TO SCHEDULE 14D-9

SC 14D9/A 1 t1500920sc14d9a.htm AMENDMENT NO. 1 TO SCHEDULE 14D-9 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) EMULEX CORPORATION (Name of Subject Company) EMULEX CORPORATION (Name of Person Filing Statement) Common Stock, $0.10 par value

Offer To Purchase For Cash All Outstanding Shares of Common Stock EMULEX CORPORATION $8.00 Per Share Pursuant to the Offer to Purchase dated April 7, 2015 EMERALD MERGER SUB, INC. a wholly owned subsidiary of AVAGO TECHNOLOGIES WIRELESS (U.S.A.) MANU

EX-99.(A)(1)(V) 6 d881369dex99a1v.htm EX-99.(A)(1)(V) Exhibit (a)(1)(v) Offer To Purchase For Cash All Outstanding Shares of Common Stock of EMULEX CORPORATION at $8.00 Per Share Pursuant to the Offer to Purchase dated April 7, 2015 by EMERALD MERGER SUB, INC. a wholly owned subsidiary of AVAGO TECHNOLOGIES WIRELESS (U.S.A.) MANUFACTURING INC. an indirect wholly owned subsidiary of AVAGO TECHNOLOG

ELX SCHEDULE 14D-9

t1500561sc14d9 - none - 8.9898989s TABLE OF CONTENTS ? ? SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14D-9 (RULE 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 ? EMULEX CORPORATION (Name of Subject Company) EMULEX CORPORATION (Name of Person Filing Statement) Common Stock, $0.10 par value per share (Title of Cla

April 7, 2015

t1500561exa-2 - none - 5.3155315s ? ?Exhibit (a)(2)? ? April 7, 2015 Dear Shareholder: On February 25, 2015, Emulex entered into a merger agreement with Avago Technologies Wireless (U.S.A.) Manufacturing Inc. pursuant to which Avago has, upon the terms and subject to the conditions set forth in the merger agreement, agreed to acquire Emulex for $8.00 per share in cash. In accordance with the merge

EX-99.(A)(1)(IV)

EX-99.(a)(1)(iv) Exhibit (a)(1)(iv) Offer To Purchase For Cash All Outstanding Shares of Common Stock of EMULEX CORPORATION at $8.00 Per Share Pursuant to the Offer to Purchase dated April 7, 2015 by EMERALD MERGER SUB, INC. a wholly owned subsidiary of AVAGO TECHNOLOGIES WIRELESS (U.S.A.) MANUFACTURING INC. an indirect wholly owned subsidiary of AVAGO TECHNOLOGIES LIMITED THE OFFER AND WITHDRAWAL

NOTICE OF GUARANTEED DELIVERY For Tender of Shares of Common Stock EMULEX CORPORATION $8.00 Per Share EMERALD MERGER SUB, INC. a wholly owned subsidiary of AVAGO TECHNOLOGIES WIRELESS (U.S.A.) MANUFACTURING INC. an indirect wholly owned subsidiary of

EX-99.(a)(1)(iii) Exhibit (a)(1)(iii) NOTICE OF GUARANTEED DELIVERY For Tender of Shares of Common Stock EMULEX CORPORATION at $8.00 Per Share by EMERALD MERGER SUB, INC. a wholly owned subsidiary of AVAGO TECHNOLOGIES WIRELESS (U.S.A.) MANUFACTURING INC. an indirect wholly owned subsidiary of AVAGO TECHNOLOGIES LIMITED THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY T

Broadcom SC TO-T

SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Emulex Corporation (Name of Subject Company) Emerald Merger Sub, Inc. (Offeror) a wholly owned subsidiary of Avago Technologies Wireless (U.S.A.) Manufacturing Inc. (Offeror) an indirect wholly ow

DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT

Exhibit (e)(6) DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT This Director and Officer Indemnification Agreement, dated as of , (this ?Agreement?), is made by and between Emulex Corporation, a Delaware corporation (the ?Company?), and (?Indemnitee?).

August 28, 2014

EX-99.(d)(2) Exhibit (d)(2) August 28, 2014 Avago Technologies Limited c/o Avago Technologies U.S. Inc. 350 West Trimble Road, Building 90 San Jose, CA 95131 Ladies & Gentlemen: In connection with the consideration of a possible transaction (a ?Transaction?) involving Emulex Corporation(?A?) and Avago Technologies Limited (?B? and, together with A, the ?Participants?), each Participant may provide

This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). The Offer (as defined below) is made solely by the Offer to Purchase (as defined below) and the related Letter of Transmittal (as defi

EX-99.(a)(1)(vi) Exhibit (a)(1)(vi) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). The Offer (as defined below) is made solely by the Offer to Purchase (as defined below) and the related Letter of Transmittal (as defined below) and any amendments or supplements thereto. The Offer is being made to all holders of Shares. The Purcha

LETTER OF TRANSMITTAL To Tender Shares of Common Stock EMULEX CORPORATION $8.00 Per Share Pursuant to the Offer to Purchase dated April 7, 2015 EMERALD MERGER SUB, INC. a wholly owned subsidiary of AVAGO TECHNOLOGIES WIRELESS (U.S.A.) MANUFACTURING I

EX-99.(a)(1)(ii) Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL To Tender Shares of Common Stock of EMULEX CORPORATION at $8.00 Per Share Pursuant to the Offer to Purchase dated April 7, 2015 by EMERALD MERGER SUB, INC. a wholly owned subsidiary of AVAGO TECHNOLOGIES WIRELESS (U.S.A.) MANUFACTURING INC. an indirect wholly owned subsidiary of AVAGO TECHNOLOGIES LIMITED THE OFFER AND WITHDRAWAL RIGHTS WIL

Offer to Purchase for Cash All Outstanding Shares of Common Stock EMULEX CORPORATION $8.00 Per Share EMERALD MERGER SUB, INC. a wholly owned subsidiary of AVAGO TECHNOLOGIES WIRELESS (U.S.A.) MANUFACTURING INC. an indirect wholly owned subsidiary of

EX-99.(a)(1)(i) Table of Contents Exhibit (a)(1)(i) Offer to Purchase for Cash All Outstanding Shares of Common Stock of EMULEX CORPORATION at $8.00 Per Share by EMERALD MERGER SUB, INC. a wholly owned subsidiary of AVAGO TECHNOLOGIES WIRELESS (U.S.A.) MANUFACTURING INC. an indirect wholly owned subsidiary of AVAGO TECHNOLOGIES LIMITED THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT,

Broadcom SC TO-C

SC TO-C 1 d898327dsctoc.htm SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d–100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Emulex Corporation (Name of Subject Company) Emerald Merger Sub, Inc. (Offeror) a wholly owned subsidiary of Avago Technologies Wireless (U.S.A.) Manufacturing In

Avago Technologies Limited to Commence $8 per Share Cash Tender Offer for Emulex Corporation Shares on April 7, 2015

EX-99.1 Exhibit 99.1 Avago Technologies Limited to Commence $8 per Share Cash Tender Offer for Emulex Corporation Shares on April 7, 2015 SINGAPORE and COSTA MESA, CA – March 31, 2015 – Avago Technologies Limited (NASDAQ: AVGO) and Emulex Corporation (NYSE: ELX) today announced that Emerald Merger Sub, Inc., a wholly owned indirect subsidiary of Avago (“Purchaser”), plans to commence its $8.00 per

ELX / Emulex Corp SC14D9C - - SC14D9C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 EMULEX CORPORATION (Name of Subject Company) EMULEX CORPORATION (Names of Persons Filing Statement) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 292475209 (CUSIP Number of Class of Securi

AGREEMENT AND PLAN OF MERGER by and among AVAGO TECHNOLOGIES WIRELESS (U.S.A.) MANUFACTURING INC., EMERALD MERGER SUB, INC., EMULEX CORPORATION Dated as of February 25, 2015 TABLE OF CONTENTS Page ARTICLE I THE OFFER AND THE MERGER 2 1.1 The Offer 2

EX-2.1 Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among AVAGO TECHNOLOGIES WIRELESS (U.S.A.) MANUFACTURING INC., EMERALD MERGER SUB, INC., and EMULEX CORPORATION Dated as of February 25, 2015 TABLE OF CONTENTS Page ARTICLE I THE OFFER AND THE MERGER 2 1.1 The Offer 2 1.2 Company Actions 5 1.3 The Merger 6 1.4 Certificate of Incorporation and Bylaws 7 1.5 Directors and Office

AMENDED AND RESTATED BYLAWS EMULEX CORPORATION (as of February 21, 2015) ARTICLE I. OFFICES

Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF EMULEX CORPORATION (as of February 21, 2015) ARTICLE I. OFFICES Section 1.1 Registered Office. The registered office of the corporation shall be at 1209 Orange Street, City of Wilmington, County of New Castle, State of Delaware, and the name of the registered agent in charge thereof shall be The Corporation Trust Company. Section 1.2 Principal Office. The

Conference Call Script

EX-99.2 Exhibit 99.2 Conference Call Script On February 25, 2015, Avago Technologies Limited (“Avago”) hosted an investor conference call at 2:00 p.m. Pacific Time to discuss its unaudited financial results for the first fiscal quarter ended February 1, 2015. Portions of such conference call included a discussion of the proposed acquisition of Emulex Corporation by Avago Technologies Wireless (U.S

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

8-K 1 elx8-kbylawamendment022015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2015 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State of incorporation) 001-31353 (Commi

ELX / Emulex Corp SC14D9C - - SC14D9C

SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 EMULEX CORPORATION (Name of Subject Company) EMULEX CORPORATION (Names of Persons Filing Statement) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 292475209 (CUSIP Number of Class o

SUBJECT: Avago and Emulex

EX-99.1 Exhibit 99.1 SUBJECT: Avago and Emulex February 25, 2015 Dear Emulex Employees, As you have heard from Jeff, today Avago and Emulex announced the exciting news that Avago will acquire Emulex. This combination will benefit the employees, customers and stockholders of both companies. Emerald brings an important set of products and skills to Avago that will allow us, together, to address a br

AVGO / Broadcom Limited SC TO-C - - SC TO-C

SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d–100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Emulex Corporation (Name of Subject Company) Emerald Merger Sub, Inc. (Offeror) a wholly owned subsidiary of Avago Technologies Wireless (U.S.A.) Manufacturing Inc. (Offeror) an indirect who

TENDER AND SUPPORT AGREEMENT

EX-99.1 Exhibit 99.1 Execution Version TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of February 25, 2015, is entered into by and among Avago Technologies Wireless (U.S.A.) Manufacturing Inc., a Delaware corporation (“Parent”), Emerald Merger Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of Parent (the “Purchaser”), and each of the Pe

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 d881884d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2015 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State of incorporation) (Commi

AVGO / Broadcom Limited SC TO-C - - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2015 (February 25, 2015) Avago Technologies Limited (Exact name of registrant as specified in its charter) Singapore 001-34428 98-0682363 (State or other jurisdi

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2015 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State of incorporation) 001-31353 (Commission File No.) 51-0300558 (IRS Employer

Avago Technologies Limited to Acquire Emulex Corporation for $8 per Share in Cash

EX-99.1 2 d881377dex991.htm EX-99.1 Exhibit 99.1 Avago Technologies Limited to Acquire Emulex Corporation for $8 per Share in Cash • Combination of Emulex’s connectivity solutions with Avago’s Server Storage Connectivity and Fiber Optic products creates one of the industry’s broadest portfolios for Enterprise Storage • Emulex to operate as a business unit within Avago’s enterprise storage segment

Avago Technologies Limited to Acquire Emulex Corporation for $8 per Share in Cash

Exhibit 99.1 Avago Technologies Limited to Acquire Emulex Corporation for $8 per Share in Cash • Combination of Emulex’s connectivity solutions with Avago’s Server Storage Connectivity and Fiber Optic products creates one of the industry’s broadest portfolios for Enterprise Storage • Emulex to operate as a business unit within Avago’s enterprise storage segment • Expected to be immediately accreti

CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION EMULEX CORPORATION

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF EMULEX CORPORATION Emulex Corporation, a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the "Corporation"), does hereby certify as follows: FIRST: That at a meeting of the Board of Directors of the Corporation, resolutions were duly adopted setting forth a propos

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 elx20150218annualmeeting.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2015 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisd

ELX / Emulex Corp / VANGUARD GROUP INC Passive Investment

emulexcorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Emulex Corp Title of Class of Securities: Common Stock CUSIP Number: 292475209 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate box to designate

ELX / Emulex Corp / Setanta Asset Management - 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Emulex Corp (Name of Issuer) Common Stock, Par Value $0.10 Per Share (Title of Class of Securities) 292475209 (CUSIP Number) 31 December, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

ELX / Emulex Corp / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* EMULEX CORP (Name of Issuer) Common Stock (Title of Class of Securities) 292475209 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

CERTIFICATIONS

EXHIBIT 31B CERTIFICATIONS I, Kyle B. Wescoat, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec

CERTIFICATIONS

EXHIBIT 31A CERTIFICATIONS I, Jeffrey W. Benck, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 28, 2014 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 001-31353 EMULEX CORPORATION (Exact

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2015 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction of incorporation) (Commission Fil

EMULEX ANNOUNCES FISCAL 2015 SECOND QUARTER RESULTS

Exhibit 99.01 EMULEX ANNOUNCES FISCAL 2015 SECOND QUARTER RESULTS COSTA MESA, Calif., January 29, 2015 ─ Emulex Corporation (NYSE:ELX), a leader in network connectivity, monitoring and management, today announced earnings results for the second quarter of fiscal 2015 ending December 28, 2014. Second Quarter Financial Highlights • Total revenue of $111 million, above the high end of the initial gui

Emulex Announces Preliminary Second Quarter Financial Results

EX-99.01 2 elx20150113ex-9901.htm EXHIBIT Exhibit 99.01 Emulex Announces Preliminary Second Quarter Financial Results COSTA MESA, Calif., January 13, 2015 - Emulex Corporation (NYSE:ELX), a leader in network connectivity, monitoring and management, announced its preliminary financial results for the second quarter of fiscal 2015 ending December 28, 2014, in advance of planned investor meetings tod

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2015 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction of incorporation) (Commission Fil

ELX / Emulex Corp DEF 14A - - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of

ELX / Emulex Corp DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of

ELX / Emulex Corp PRE 14A - - PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of

ELX / Emulex Corp / Elliott Associates, L.P. Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. 1)* Emulex Corporation (Name of Issuer) Common stock, $0.10 par value (Title of Class of Securities) 292475209 (CUSIP Number) Stephen M. Schultz, Esq.. Kleinberg, Kaplan, Wolff &

CERTIFICATIONS

EXHIBIT 31B CERTIFICATIONS I, Kyle B. Wescoat, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec

CERTIFICATIONS

EXHIBIT 31A CERTIFICATIONS I, Jeffrey W. Benck, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 28, 2014 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 001-31353 EMULEX CORPORATION (Exact

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 elxq1fy158-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2014 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction of inc

EMULEX ANNOUNCES FISCAL 2015 FIRST QUARTER RESULTS

Exhibit 99.01 Investor Contact: Press Contact: Paul Mansky Katherine Lane Sr. Director Corporate Development & Investor Relations Sr. Director Corporate & Marketing Communications +1 714 885-2888 +1 714 885-3828 [email protected] [email protected] EMULEX ANNOUNCES FISCAL 2015 FIRST QUARTER RESULTS COSTA MESA, Calif., October 30, 2014 ─ Emulex Corporation (NYSE:ELX), a leader in networ

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 29, 2014 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fil

/s/ Kyle B. Wescoat

EXHIBIT 31B CERTIFICATIONS I, Kyle B. Wescoat, certify that: 1. I have reviewed this annual report on Form 10-K/A (Amendment No.1) of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea

/s/ Jeffrey W. Benck

EXHIBIT 31A CERTIFICATIONS I, Jeffrey W. Benck, certify that: 1. I have reviewed this annual report on Form 10-K/A (Amendment No. 1) of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misl

Emulex Announces Preliminary First Quarter Revenues

Exhibit 99.01 Investor Contact: Press Contact: Paul Mansky Katherine Lane Sr. Director Corporate Development & Investor Relations Sr. Director Corporate & Marketing Communications +1 714 885-2888 +1 714 885-3828 [email protected] [email protected] Emulex Announces Preliminary First Quarter Revenues COSTA MESA, Calif., October 15, 2014 - Emulex Corporation (NYSE:ELX), a leader in netwo

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2014 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction of incorporation) (Commission Fil

ELX / Emulex Corp / Setanta Asset Management Passive Investment

SC 13G 1 jf13g-emulexsetanta.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Emulex Corp (Name of Issuer) Common Stock, Par Value $0.10 Per Share (Title of Class of Securities) 292475209 (CUSIP Number) September 19, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate

CERTIFICATIONS

EXHIBIT 31B CERTIFICATIONS I, Kyle B. Wescoat, certify that: 1. I have reviewed this annual report on Form 10-K of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t

SUBSIDIARIES OF THE COMPANY

EXHIBIT 21 SUBSIDIARIES OF THE COMPANY Following is a list of the subsidiaries of the Company: Name of Subsidiary Jurisdiction of Incorporation Emulex Corporation California Emulex Communications Private Limited India Arcxel Technologies, Inc.

EMULEX CORPORATION COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES (In thousands, except ratios) Year Ended June 29, June 30, July 1, July 3, June 27, 2014 2013 2012 2011 2010 Earnings Earnings before income taxes $ (26,186 ) $ (5,583 ) $ (9,502 )

EXHIBIT 12 EMULEX CORPORATION COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES (In thousands, except ratios) Year Ended June 29, June 30, July 1, July 3, June 27, 2014 2013 2012 2011 2010 Earnings Earnings before income taxes $ (26,186 ) $ (5,583 ) $ (9,502 ) $ (58,847 ) $ 6,344 Add: Fixed Charges $ 8,460 $ 1,690 $ 1,738 $ 2,396 $ 1,727 Total Earnings $ (17,726 ) $ (3,893 ) $ (7,764 ) $ (56,451 ) $ 8,071 Fixed Charges (a) Interest Expense $ 5,860 $ 23 $ 15 $ 373 $ 7 Interest component of rental expense $ 2,600 $ 1,667 $ 1,723 $ 2,023 $ 1,720 Total Fixed Charges $ 8,460 $ 1,690 $ 1,738 $ 2,396 $ 1,727 Ratio of Earnings to Fixed Charges (b) (c) (c) (c) (c) 4.

CERTIFICATIONS

EXHIBIT 31A CERTIFICATIONS I, Jeffrey W. Benck, certify that: 1. I have reviewed this annual report on Form 10-K of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 29, 2014 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31353 EMULEX CORPORATION (Ex

EMULEX CORPORATION EXECUTIVE INCENTIVE COMPENSATION PLAN TERMS & CONDITIONS (Effective June 30, 2014 to June 28, 2015)

Exhibit 10.1 EMULEX CORPORATION EXECUTIVE INCENTIVE COMPENSATION PLAN TERMS & CONDITIONS (Effective June 30, 2014 to June 28, 2015) PLAN PURPOSE To focus members of the management team on the achievement of specific Company and individual accomplishments which contribute to the creation of shareholder value. To assist in attracting and retaining top quality management. GENERAL PLAN DESCRIPTION The

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2014 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State of incorporation) (Commission File No.) (IRS Employer Id

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2014 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction of incorporation) (Commission File

EMULEX ANNOUNCES PRELIMINARY FISCAL 2014 FOURTH QUARTER AND ANNUAL RESULTS

EX-99.01 2 elxq4fy14ex-9901.htm EXHIBIT 99.01 Exhibit 99.01 Investor Contact: Press Contact: Paul Mansky Katherine Lane Sr. Director Corporate Development & Investor Relations Sr. Director Corporate & Marketing Communications +1 714 885-2888 +1 714 885-3828 [email protected] [email protected] EMULEX ANNOUNCES PRELIMINARY FISCAL 2014 FOURTH QUARTER AND ANNUAL RESULTS COSTA MESA, Calif.

- FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 3333 Susan Street Costa Mesa, California 92626 (Address of principal executive o

Emulex Corporation Conflict Minerals Report For the Year Ended December 31, 2013

Exhibit 1.01 Emulex Corporation Conflict Minerals Report For the Year Ended December 31, 2013 This report for the year ended December 31, 2013 is presented to comply with Rule 13p-1 under the Securities and Exchange Act of 1934 (the Rule). The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed

Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2014 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State of incorporation) (Commission File No.) (IRS Employer Identi

ELX / Emulex Corp / Elliott Associates, L.P. - MAY 9, 2014 Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. )* Emulex Corporation (Name of Issuer) Common stock, $0.10 par value (Title of Class of Securities) 292475209 (CUSIP Number) Stephen M. Schultz, Esq.. Kleinberg, Kaplan, Wolff & C

-

3333 Susan Street T (714) 662-5600 emulex.com Costa Mesa, CA 92626 F (714)241-0792 May 5, 2014 VIA EDGAR Patrick Gilmore Accounting Branch Chief Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Emulex Corporation Form 10-K for the Fiscal Year Ended June 30, 2013 Filed August 29, 2013 File No. 001-31353 Dear Mr. Gilmore: On behalf of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 30, 2014 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 001-31353 EMULEX CORPORATION (Exact nam

- FORM S-8

As filed with the Securities and Exchange Commission on May 1, 2014 Registration No.

CERTIFICATIONS

EXHIBIT 31A CERTIFICATIONS I, Jeffrey W. Benck, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe

CERTIFICATIONS

EXHIBIT 31B CERTIFICATIONS I, Kyle B. Wescoat, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec

DISMISSAL AND STANDSTILL AGREEMENT

Exhibit 10.3 Confidential portions of this Exhibit marked as [**] have been omitted pursuant to a request for confidentiality and filed separately with the Securities and Exchange Commission. DISMISSAL AND STANDSTILL AGREEMENT This DISMISSAL AND STANDSTILL AGREEMENT (this “Agreement”) is made and entered into as of March 30, 2014 (the “Effective Date”) by and between Broadcom Corporation, a corpor

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 elxq3fy148-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2014 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction of incor

EMULEX ANNOUNCES THIRD QUARTER RESULTS

Exhibit 99.01 Investor Contact: Press Contact: Paul Mansky Katherine Lane Sr. Director Corporate Development & Investor Relations Sr. Director Corporate & Marketing Communications +1 714 885-2888 +1 714 885-3828 [email protected] [email protected] EMULEX ANNOUNCES THIRD QUARTER RESULTS COSTA MESA, Calif., April 30, 2014 ─ Emulex Corporation (NYSE:ELX), a leader in network connectivity

Entry into a Material Definitive Agreement

8-K 1 elx20140402-x8xk.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2014 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction of i

-

3333 Susan Street T (714) 662-5600 emulex.com Costa Mesa, CA 92626 F (714)241-0792 March 25, 2014 VIA EDGAR Patrick Gilmore Accounting Branch Chief Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Emulex Corporation Form 10-K for the Fiscal Year Ended June 30, 2013 Filed August 29, 2013 File No. 001-31353 Dear Mr. Gilmore: On behalf

ELX / Emulex Corp / Altai Capital Management, L.P. - EMULEX CORPORATION Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.3)* Emulex Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 292475209 (CUSIP Number) Toby E. Symonds President Altai Capital Management, L.P. 152 West 57th Street, 10th Floor New York, New York 10019 212-201-5763 With a copy to: Marc Weingarten an

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SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13D - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1)* Emulex Corporation (Name of Issuer) Common stock, $0.10 par value (Title of Class of Securities) 292475209 (CUSIP Number) December 31, 2013 (Date of Event which R

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emulexcorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Emulex Corp Title of Class of Securities: Common Stock CUSIP Number: 292475209 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designate

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* EMULEX CORP (Name of Issuer) Common Stock (Title of Class of Securities) 292475209 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2014 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction of incorporation) (Commission Fil

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 29, 2013 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 001-31353 EMULEX CORPORATION (Exact

CERTIFICATIONS

EXHIBIT 31B CERTIFICATIONS I, Kyle B. Wescoat, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec

CERTIFICATIONS

EXHIBIT 31A CERTIFICATIONS I, Jeffrey W. Benck, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 elxq2fy148-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2014 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction of inc

EMULEX ANNOUNCES SECOND QUARTER RESULTS Company Exceeds High-end of Earnings Guidance

Exhibit 99.01 Investor Contact: Press Contact: Frank Yoshino Katherine Lane Vice President, Finance Director, Corporate Communications +1 714 885-3697 +1 714 885-3828 [email protected] [email protected] EMULEX ANNOUNCES SECOND QUARTER RESULTS Company Exceeds High-end of Earnings Guidance COSTA MESA, Calif., January 30, 2014 ─ Emulex Corporation (NYSE:ELX), a leader in network connec

Emulex Continues Corporate Transformation with Appointment of Kyle B. Wescoat as SVP and CFO New CFO to Focus on Delivering Improved Shareholder Value Through Maximizing the Intent of Recent Restructuring Efforts, Product Line Optimization, Profitabl

Exhibit 99.1 Investor Contact: Press Contact: Frank Yoshino Katherine Lane Vice President, Finance Director, Corporate Communications +1 714-885-3697 + 1 714-885-3828 [email protected] [email protected] Emulex Continues Corporate Transformation with Appointment of Kyle B. Wescoat as SVP and CFO New CFO to Focus on Delivering Improved Shareholder Value Through Maximizing the Intent o

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2014 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State of incorporation) 001-31353 (Commission File No.) 51-0300558 (IRS Employer Id

SEVERANCE AGREEMENT

SEVERANCE AGREEMENT This SEVERANCE AGREEMENT (the “Agreement”) is entered into this 6th day of January, 2014 (the "Effective Date") between EMULEX CORPORATION (the “Company”) and KYLE B.

3333 Susan Street T (714) 662-5600 emulex.com

3333 Susan Street T (714) 662-5600 emulex.com Costa Mesa, CA 92626 F (714) 556-0252 January 3, 2014 Kyle Wescoat 6875 Cambria Cove Circle Huntington Beach, CA 92648 Dear Kyle: It is with great pleasure that we extend this formal offer to join Emulex Corporation or one of its affiliates together “Emulex” or the “Company”, as Senior Vice President and Chief Financial Officer, reporting to Jeff Benck

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of

Emulex Restructures Workforce to Improve Operational Efficiency Company Reduces Workforce by 10 Percent and Announces Plan to Close Bolton, Massachusetts Facility

EX-99.1 2 elxex99-1xx12112013.htm EXHIBIT Exhibit 99.1 Investor Contact: Press Contact: Frank Yoshino Katherine Lane Vice President, Finance Director, Corporate Communications +1 714-885-3697 + 1 714-885-3828 [email protected] [email protected] Emulex Restructures Workforce to Improve Operational Efficiency Company Reduces Workforce by 10 Percent and Announces Plan to Close Bolton,

Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities, Other Events

8-K 1 elxform8-kx12112013.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2013 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State of incorporation) (C

Emulex Selects Candidates for Board of Directors Industry Experts Gary Daichendt, John Kelley and Rahul Merchant Accept Invitation to Stand for Election to Emulex Board of Directors

Exhibit 99.1 Investor Contact: Press Contact: Frank Yoshino Katherine Lane Vice President, Finance Director, Corporate Communications +1 714-885-3697 + 1 714-885-3828 [email protected] [email protected] Emulex Selects Candidates for Board of Directors Industry Experts Gary Daichendt, John Kelley and Rahul Merchant Accept Invitation to Stand for Election to Emulex Board of Directors

- DEFA14A

DEFA14A 1 elx8-k.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2013 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State of incorporation) (Commiss

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2013 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State of incorporation) (Commission File No.) (IRS Emplo

EMULEX CORPORATION U.S. BANK NATIONAL ASSOCIATION 1.75% Convertible Senior Notes due 2018 Dated as of November 18, 2013 ARTICLE 1. DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.01 Definitions 1 Section 1.02 References to Interes

EX-4.1 Exhibit 4.1 EMULEX CORPORATION (Company) U.S. BANK NATIONAL ASSOCIATION (Trustee) 1.75% Convertible Senior Notes due 2018 INDENTURE Dated as of November 18, 2013 ARTICLE 1. DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.01 Definitions 1 Section 1.02 References to Interest 12 Section 1.03 Acts of Holders 12 ARTICLE 2. THE NOTES 14 Section 2.01 Title and Terms; Payments 1

2 Forward Price: The average of the VWAP Prices for the Exchange Business Days in the Calculation Period, subject to “Valuation Disruption” below. Forward Price Adjustment Amount: For each Transaction, as set forth in the related Supplemental Confirm

EX-10.1 Exhibit 10.1 EXECUTION VERSION GOLDMAN, SACHS & CO. | 200 WEST STREET | NEW YORK, NEW YORK 10282-2198 | TEL: 212-902-1000 Opening Transaction To: Emulex Corporation 3333 Susan Street Costa Mesa, California 92626 A/C: 046272399 From: Goldman, Sachs & Co. Re: Accelerated Stock Buyback Ref. No: As provided in the Supplemental Confirmation Date: November 13, 2013 This master confirmation (this

SUPPLEMENTAL CONFIRMATION To: Emulex Corporation 3333 Susan Street Costa Mesa, California 92626 From: Goldman, Sachs & Co. Subject: Accelerated Stock Buyback Ref. No: Date: November 18, 2013

EX-10.2 Exhibit 10.2 SUPPLEMENTAL CONFIRMATION To: Emulex Corporation 3333 Susan Street Costa Mesa, California 92626 From: Goldman, Sachs & Co. Subject: Accelerated Stock Buyback Ref. No: Date: November 18, 2013 The purpose of this Supplemental Confirmation is to confirm the terms and conditions of the Transaction entered into between Goldman, Sachs & Co. (“GS&Co.”) and Emulex Corporation (“Counte

ELX / Emulex Corp / Elliott Associates, L.P. - NOVEMBER 19, 2013 Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. )* Emulex Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 292475209 (CUSIP Number) November 16, 2013 (Date of Event which Requires Filing of

ELX / Emulex Corp / Starboard Value LP - EX. 99.1 - SHARE PURCHASE AGREEMENT, DATED NOVEMBER 15, 2013 Activist Investment

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ELX / Emulex Corp / Starboard Value LP - AMENDMENT NO. 3 TO THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Emulex Corporation (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 292475209 (CUSIP Number) JEFFREY C. SMITH ST

ELX / Emulex Corp / Starboard Value LP Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Emulex Corporation (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 292475209 (CUSIP Number) JEFFREY C. SMITH ST

Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2013 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State of incorporation) (Commission File No.) (IRS

Emulex Announces Pricing of $150 Million of Convertible Senior Notes

EX-99.1 2 d628391dex991.htm EX-99.1 Exhibit 99.1 Investor Contact: Press Contact: Frank Yoshino Katherine Lane Vice President, Finance Director, Corporate Communications +1 714 885-3697 + 1 714-885-3828 [email protected] [email protected] Emulex Announces Pricing of $150 Million of Convertible Senior Notes COSTA MESA, Calif., November 13, 2013 – Emulex Corporation (NYSE: ELX), a lea

ELX / Emulex Corp / Elliott Associates, L.P. - NOVEMBER 12, 2013 Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.5)* Emulex Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 292475209 (CUSIP Number) Stephen M. Schultz, Esq. Kleinberg, Kaplan, Wolff & Cohen, P.C.

Emulex Corporation Form of Lock-Up Agreement November , 2013

EX-10.2 Exhibit 10.2 Emulex Corporation Form of Lock-Up Agreement November , 2013 Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Re: Emulex Corporation - Lock-Up Agreement Ladies and Gentlemen: The undersigned understands that you, as the initial purchaser, propose to enter into a Purchase Agreement with Emulex Corporation, a Delaware corporation (the “Company”), providing for a private o

3333 Susan Street

EX-10.3 4 d627119dex103.htm EX-10.3 Exhibit 10.3 3333 Susan Street Costa Mesa, CA 92626 T (714) 662-5600 F (714) 241-0792 emulex.com November 11, 2013 Jim McCluney Executive Chairman Emulex Corporation 3333 Susan Street Costa Mesa, CA 92626 Dear Jim: You have done an admirable job leading Emulex as Chief Executive Officer for almost seven years, and most recently as Executive Chairman. I have lear

Elliott Associates, L.P. Elliott International, L.P. Elliott International Capital Advisors Inc. 40 West 57th Street New York, NY 10019 November 11, 2013

EX-10.1 Exhibit 10.1 Elliott Associates, L.P. Elliott International, L.P. Elliott International Capital Advisors Inc. 40 West 57th Street New York, NY 10019 November 11, 2013 Emulex Corporation 3333 Susan Street Costa Mesa, CA 92626 Ladies and Gentlemen: For good and valuable consideration, the receipt and adequacy of which are hereby acknowledged by each of the parties hereto, Emulex Corporation

Emulex Announces New Three-Part Initiative to Improve Profitability and Enhance Shareholder Value Initiative Includes a $200 Million Capital Return Plan, a New Cost Savings Program and Board Transformation

EX-99.1 Exhibit 99.1 Investor Contact: Press Contact: Frank Yoshino Katherine Lane Vice President, Finance Director, Corporate Communications +1 714-885-3697 + 1 714-885-3828 [email protected] [email protected] Emulex Announces New Three-Part Initiative to Improve Profitability and Enhance Shareholder Value Initiative Includes a $200 Million Capital Return Plan, a New Cost Savings P

Emulex to Offer $125 Million of Convertible Senior Notes

EX-99.2 Exhibit 99.2 Investor Contact: Press Contact: Frank Yoshino Katherine Lane Vice President, Finance Director, Corporate Communications +1 714-885-3697 + 1 714-885-3828 [email protected] [email protected] Emulex to Offer $125 Million of Convertible Senior Notes COSTA MESA, Calif., November 11, 2013 – Emulex Corporation (NYSE:ELX), a leader in network connectivity, monitoring a

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2013 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State of incorporation) (Commission File No.) (IRS Emplo

CERTAIN INFORMATION EXCERPTED FROM EMULEX CORPORATION’S PRELIMINARY OFFERING CIRCULAR DATED NOVEMBER 11, 2013 Risks Related to Our Company

EX-99.3 Exhibit 99.3 CERTAIN INFORMATION EXCERPTED FROM EMULEX CORPORATION’S PRELIMINARY OFFERING CIRCULAR DATED NOVEMBER 11, 2013 Risks Related to Our Company There are risks associated with our recently announced cost savings initiative. We cannot assure you that our recently announced cost savings initiatives will actually achieve our targeted expense reductions in the expected timeframe or at

ELX / Emulex Corp / WELLINGTON MANAGEMENT GROUP LLP - DISCLOSURE DOCUMENT Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Emulex Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 292475209 (CUSIP Number) October 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 29, 2013 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 001-31353 EMULEX CORPORATION (Exact

EMULEX CORPORATION EXECUTIVE INCENTIVE COMPENSATION PLAN (EICP) (Effective July 1, 2013)

EX-10.1 Exhibit 10.1 EMULEX CORPORATION EXECUTIVE INCENTIVE COMPENSATION PLAN (EICP) (Effective July 1, 2013) PLAN PURPOSE To focus members of the management team on the achievement of specific Company and individual accomplishments which contribute to the creation of shareholder value. To assist in attracting and retaining top quality management. GENERAL PLAN DESCRIPTION These terms and condition

CERTIFICATIONS

EX-31A EXHIBIT 31A CERTIFICATIONS I, Jeffrey W. Benck, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit

CERTIFICATIONS

EX-31B EXHIBIT 31B CERTIFICATIONS I, Michael J. Rockenbach, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2013 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction of incorporation) (Commission Fil

EMULEX ANNOUNCES FIRST QUARTER RESULTS

Exhibit 99.01 Investor Contact: Press Contact: Frank Yoshino Katherine Lane Vice President, Finance Director, Corporate Communications +1 714 885-3697 +1 714 885-3828 [email protected] [email protected] EMULEX ANNOUNCES FIRST QUARTER RESULTS COSTA MESA, Calif., October 30, 2013 ─ Emulex Corporation (NYSE:ELX), a leader in network connectivity, monitoring and management, today announ

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2013 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware (State of incorporation) 001-31353 (Commission File No.) 51-0300558 (IRS Employer I

AMENDED AND RESTATED BYLAWS EMULEX CORPORATION (as of October 28, 2013) ARTICLE I. OFFICES

Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF EMULEX CORPORATION (as of October 28, 2013) ARTICLE I. OFFICES Section 1.1 Registered Office. The registered office of the corporation shall be at 1209 Orange Street, City of Wilmington, County of New Castle, State of Delaware, and the name of the registered agent in charge thereof shall be The Corporation Trust Company. Section 1.2 Principal Office. The

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2013 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fil

/s/ Jeffrey W. Benck

EXHIBIT 31A CERTIFICATIONS I, Jeffrey W. Benck, certify that: 1. I have reviewed this annual report on Form 10-K/A (Amendment No. 1) of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misl

/s/ Michael J. Rockenbach

EXHIBIT 31B CERTIFICATIONS I, Michael J. Rockenbach, certify that: 1. I have reviewed this annual report on Form 10-K/A (Amendment No.1) of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 15, 2013 EMULEX CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-31353 51-0300558 (State or Other Jurisdiction of Incorporation) (Commission

Emulex Exceeds the High End of Both Revenue and Earnings Per Share Guidance in Preliminary Results for First Quarter Company to Announce Final First Quarter Fiscal 2014 Results on October 30, 2013

EX-99.1 Exhibit 99.1 Investor Contact: Press Contact: Frank Yoshino Katherine Lane Vice President, Finance Director, Corporate Communications +1 714 885-3697 + 1 714-885-3828 [email protected] [email protected] Emulex Exceeds the High End of Both Revenue and Earnings Per Share Guidance in Preliminary Results for First Quarter Company to Announce Final First Quarter Fiscal 2014 Resul

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2013 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State of incorporation) (Commission File No.) (IRS

ELX / Emulex Corp / Elliott Associates, L.P. - SEPTEMBER 23, 2013 Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.4)* Emulex Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 292475209 (CUSIP Number) Stephen M. Schultz, Esq. Kleinberg, Kaplan, Wolff & Cohen, P.C.

Emulex Announces Chief Financial Officer Transition

EX-99.1 Exhibit 99.1 Investor Contact: Press Contact: Frank Yoshino Katherine Lane Vice President, Finance Director, Corporate Communications +1 714 885-3697 + 1 714-885-3828 [email protected] [email protected] Emulex Announces Chief Financial Officer Transition COSTA MESA, Calif., September 20, 2013 – Emulex Corporation (NYSE:ELX), a leader in network connectivity, monitoring and m

AMENDED AND RESTATED BYLAWS EMULEX CORPORATION (as of September 19, 2013) ARTICLE I. OFFICES

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF EMULEX CORPORATION (as of September 19, 2013) ARTICLE I. OFFICES Section 1.1 Registered Office. The registered office of the corporation shall be at 1209 Orange Street, City of Wilmington, County of New Castle, State of Delaware, and the name of the registered agent in charge thereof shall be The Corporation Trust Company. Section 1.2 Principal Off

3333 Susan Street

EX-10.1 Exhibit 10.1 3333 Susan Street Costa Mesa, CA 92626 T (714) 662-5600 F (714) 241-0792 emulex.com September 19, 2013 Michael J. Rockenbach 3333 Susan Street Costa Mesa, CA 92626 Dear Mike: This letter agreement (this “Agreement”), effective September 19, 2013 (the “Effective Date”), is intended to memorialize our understanding regarding the transition of your role with Emulex Corporation (“

Elliott Associates, L.P. Elliott International, L.P. Elliott International Capital Advisors Inc. 40 West 57th Street New York, NY 10019 September 19, 2013

EX-10.1 Exhibit 10.1 Elliott Associates, L.P. Elliott International, L.P. Elliott International Capital Advisors Inc. 40 West 57th Street New York, NY 10019 September 19, 2013 Emulex Corporation 3333 Susan Street Costa Mesa, California 92626 Ladies and Gentlemen: Reference is made to the letter agreement dated March 27, 2013 (as amended on August 9, 2013, the “Letter Agreement”), among Emulex Corp

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2013 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State of incorporation) (Commission File No.) (IRS

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2013 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State of incorporation) (Commission File No.) (IRS

ELX / Emulex Corp / Starboard Value LP - LETTER TO THE PRESIDENT AND CEO AND BOARD OF DIRECTORS Activist Investment

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ELX / Emulex Corp / Starboard Value LP - AMENDMENT NO. 1 TO THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Emulex Corporation (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 292475209 (CUSIP Number) JEFFREY C. SMITH ST

APPENDIX EMULEX CORPORATION AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT FOR NON-U.S. GRANTEES

Exhibit 10.1 APPENDIX EMULEX CORPORATION AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT FOR NON-U.S. GRANTEES Terms and Conditions This Appendix includes additional terms and conditions that govern the grant (the ?Award?) of restricted stock units (the ?Restricted Stock Units?) to Grantee under the Emulex Corporation Amended and Restated 2005 Equity Incentive

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2013 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31353 EMULEX CORPORATION (Ex

SUBSIDIARIES OF THE COMPANY

EX-21 EXHIBIT 21 SUBSIDIARIES OF THE COMPANY Following is a list of the subsidiaries of the Company: Name of Subsidiary Jurisdiction of Incorporation Emulex Corporate Services Corporation California Emulex Corporation California Emulex Design & Manufacturing Corporation Delaware Emulex Communications Private Limited India Arcxel Technologies, Inc.

/s/ Jeffrey W. Benck

EX-31.A EXHIBIT 31A CERTIFICATIONS I, Jeffrey W. Benck, certify that: 1. I have reviewed this annual report on Form 10-K of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with

/s/ Michael J. Rockenbach

EX-31.B EXHIBIT 31B CERTIFICATIONS I, Michael J. Rockenbach, certify that: 1. I have reviewed this annual report on Form 10-K of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2013 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State of incorporation) (Commission File No.) (IRS Emp

AMENDED AND RESTATED BYLAWS EMULEX CORPORATION (as of August 9, 2013) ARTICLE I. OFFICES

Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF EMULEX CORPORATION (as of August 9, 2013) ARTICLE I. OFFICES Section 1.1 Registered Office. The registered office of the corporation shall be at 1209 Orange Street, City of Wilmington, County of New Castle, State of Delaware, and the name of the registered agent in charge thereof shall be The Corporation Trust Company. Section 1.2 Principal Office. The pr

ELX / Emulex Corp / Elliott Associates, L.P. - AUGUST 12, 2013 Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.3)* Emulex Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 292475209 (CUSIP Number) Stephen M. Schultz, Esq. Kleinberg, Kaplan, Wolff & Cohen, P.C.

Elliott Associates, L.P. Elliott International, L.P. Elliott International Capital Advisors Inc. 40 West 57th Street New York, NY 10019 August 9, 2013

EX-10.1 Exhibit 10.1 Elliott Associates, L.P. Elliott International, L.P. Elliott International Capital Advisors Inc. 40 West 57th Street New York, NY 10019 August 9, 2013 Emulex Corporation 3333 Susan Street Costa Mesa, California 92626 Ladies and Gentlemen: Reference is made to the letter agreement dated March 27, 2013 (the “Letter Agreement”), among Emulex Corporation (the “Company”) and each o

EMULEX ANNOUNCES PRELIMINARY FOURTH QUARTER RESULTS

EX-99.01 Exhibit 99.01 Investor Contact: Frank Yoshino Vice President, Finance +1 714 885-3697 [email protected] Press Contact: Jolene Peixoto Sr Mgr, PR and Social Media +1 714 885-3858 [email protected] EMULEX ANNOUNCES PRELIMINARY FOURTH QUARTER RESULTS COSTA MESA, Calif., August 8, 2013 — Emulex Corporation (NYSE:ELX) today announced preliminary results for the fourth quarter an

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2013 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction of incorporation) (Commiss

EMPLOYMENT AGREEMENT

EX-10.1 2 d568083dex101.htm EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into this 12th day of July, 2013 (the “Effective Date”) between EMULEX CORPORATION (the “Company”) and JAMES M. MCCLUNEY (the “Executive”), with respect to and on the basis of the following facts and understandings: A. Executive is currently employed by the Company as its Ch

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2013 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State of incorporation) (Commission File No.) (IRS Empl

Emulex Announces Leadership Transition Jeffrey W. Benck Appointed President and Chief Executive Officer and Joins the Board of Directors James M. McCluney Appointed Executive Chairman of the Board Company Announces Preliminary Fourth Quarter Results

EX-99.1 Exhibit 99.1 Investor Contact: Press Contact: Frank Yoshino Jolene Peixoto Vice President, Finance Senior Manager, PR and social media +1 714 885-3697 +1 714-885-3858 [email protected] [email protected] Emulex Announces Leadership Transition Jeffrey W. Benck Appointed President and Chief Executive Officer and Joins the Board of Directors James M. McCluney Appointed Executive

July 12, 2013

EX-10.3 Exhibit 10.3 3333 Susan Street T (714) 662-5600 emulex.com Costa Mesa, CA 92626 F (714) 241-0792 July 12, 2013 Mr. Jeffrey W. Benck 7 Bell Pasture Road Ladera Ranch, CA 92694 Dear Jeff: Reference is made to that certain Key Employee Retention Agreement between you and Emulex Corporation (“Emulex”), effective as of January 1, 2013 (the “KERA”), which sets forth certain severance benefits th

SEVERANCE AGREEMENT

EX-10.2 3 d568083dex102.htm EX-10.2 Exhibit 10.2 SEVERANCE AGREEMENT This SEVERANCE AGREEMENT (the “Agreement”) is entered into this 12th day of July, 2013 (the “Effective Date”) between EMULEX CORPORATION (the “Company”) and JEFFREY W. BENCK (the “Executive”), with respect to and on the basis of the following facts and understandings: A. Executive has been appointed as the Company’s Chief Executi

POWER OF ATTORNEY

Exhibit 99.2 POWER OF ATTORNEY The undersigned hereby appoints Jeffrey C. Smith, Mark Mitchell, Peter A. Feld and Kenneth R. Marlin, or any of them, his true and lawful attorney-in fact and agent to execute and file with the Securities and Exchange Commission any Schedule 13D, Schedule 13G, Form 3, Form 4, Form 5, any settlement agreement, any amendments to any of the foregoing and any related doc

JOINT FILING AGREEMENT

EX-99.1 2 ex991tosc13d06297emu062613.htm Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.10 par value, of Emulex Corpora

ELX / Emulex Corp / Starboard Value LP Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Emulex Corporation (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 292475209 (CUSIP Number) JEFFREY C. SMITH STA

CERTIFICATIONS

EX-31.A EXHIBIT 31A CERTIFICATIONS I, James M. McCluney, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2013 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 001-31353 EMULEX CORPORATION (Exact nam

Corporate Governance Guidelines

Exhibit 99.2 Corporate Governance Guidelines The following guidelines concern the corporate governance of Emulex Corporation, including its Board of Directors and committees of the Board. These guidelines are to be applied in a manner consistent with applicable laws, regulations, New York Stock Exchange rules, the Emulex Certificate of Incorporation and Bylaws. Director Qualifications and Responsi

APPENDIX EMULEX CORPORATION AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT FOR NON-U.S. GRANTEES

Exhibit 10.5 APPENDIX EMULEX CORPORATION AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT FOR NON-U.S. GRANTEES Terms and Conditions This Appendix includes additional terms and conditions that govern the grant (the ?Award?) of restricted stock units (the ?Restricted Stock Units?) to Grantee under the Emulex Corporation Amended and Restated 2005 Equity Incentive

EMULEX CORPORATION AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN CASH-SETTLED RESTRICTED STOCK UNIT AWARD AGREEMENT

Exhibit 10.3 EMULEX CORPORATION AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN CASH-SETTLED RESTRICTED STOCK UNIT AWARD AGREEMENT This Cash-Settled Restricted Stock Unit Award Agreement (this ?Agreement?), is made and entered into effective as of the grant date (the ?Grant Date?) set forth in the Notice of Grant of Award attached hereto (the ?Notice?), by and between Emulex Corporation, a Delawar

CERTIFICATIONS

EX-31.B EXHIBIT 31B CERTIFICATIONS I, Michael J. Rockenbach, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi

AMENDED AND RESTATED APPENDIX EMULEX CORPORATION AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT, RESTRICTED STOCK UNIT AWARD AGREEMENT, NONQUALIFIED STOCK OPTION AGREEMENT, INCENTIVE STOCK OPTION AGREEMENT, CASH-SETT

EX-10.4 4 d490185dex104.htm EX-10.4 Exhibit 10.4 AMENDED AND RESTATED APPENDIX EMULEX CORPORATION AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT, RESTRICTED STOCK UNIT AWARD AGREEMENT, NONQUALIFIED STOCK OPTION AGREEMENT, INCENTIVE STOCK OPTION AGREEMENT, CASH-SETTLED RESTRICTED STOCK UNIT AWARD AGREEMENT, AND PERFORMANCE STOCK UNIT AWARD AGREEMENT FOR CHANGE IN C

EMULEX CORPORATION AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN PERFORMANCE CASH SETTLED UNIT AWARD AGREEMENT

EX-10.2 2 d490185dex102.htm EX-10.2 Exhibit 10.2 EMULEX CORPORATION AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN PERFORMANCE CASH SETTLED UNIT AWARD AGREEMENT This Performance Cash Settled Unit Award Agreement (this “Agreement”), is made and entered into effective as of the grant date (the “Grant Date”) set forth in the Notice of Grant of Award attached hereto (the “Notice”), by and between Emu

UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA, SOUTHERN DIVISION BROADCOM CORPORATION, CASE No. SACV09-1058 JVS (ANx) consolidated SACV10-3963-JVS (ANx) Plaintiff, SECOND AMENDED PERMANENT INJUNCTION v. EMULEX CORPORATION, Defendant. Ho

EX-99.1 9 d490185dex991.htm EX-99.1 Exhibit 99.1 UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA, SOUTHERN DIVISION BROADCOM CORPORATION, CASE No. SACV09-1058 JVS (ANx) consolidated SACV10-3963-JVS (ANx) Plaintiff, SECOND AMENDED PERMANENT INJUNCTION v. EMULEX CORPORATION, Defendant. Hon. James V. Selna And Related Counterclaims [PROPOSED] SECOND AMENDED PERMANENT INJUNCTION I. Prohibi

May 8, 2013

EX-99.1 Exhibit 99.1 May 8, 2013 Rishi Bajaj Chief Investment Officer Altai Capital 152 West 57th Street, 10th Floor New York, New York 10019 Dear Mr. Bajaj: We received your May 7, 2013 letter. We appreciate your positive comments about Emulex’s prospects and our strategy, although are surprised that you felt it necessary to submit your perspectives in this manner given our open dialog with you o

Financial Statements and Exhibits, Other Events - FORM 8-K

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 8, 2013 EMULEX CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-31353 51-0300558 (State or Other Jurisdiction of Incorporation) (Commission

Q4 FYE 2013

May 7, 2013 VIA EMAIL Mr. James McCluney Chief Executive Officer Emulex Corporation 3333 Susan Street Costa Mesa, CA 92626 Dear Mr. McCluney: In our letter to you dated February 20, 2013, we expressed concern that the Board of Emulex Corporation (“Emulex” or “the Company”) did not have appropriate shareholder representation. On April 1, 2013, Emulex announced that it had appointed Gene Frantz and

ELX / Emulex Corp / Altai Capital Management, L.P. - EMULEX CORPORATION Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Emulex Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 292475209 (CUSIP Number) Toby E. Symonds Managing Principal Altai Capital Management, L.P. 152 West 57th Street, 10th Floor New York, New York 10019 212-201-5763 With a copy to: Marc Wei

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2013 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State or other jurisdiction of incorporation) (Commission

EMULEX ANNOUNCES PRELIMINARY THIRD QUARTER RESULTS

EX-99.01 Exhibit 99.01 Investor Contact: Frank Yoshino Vice President, Finance +1 714 885-3697 [email protected] Press Contact: Katherine Lane Director, Corporate Communications +1 714 885-3828 [email protected] EMULEX ANNOUNCES PRELIMINARY THIRD QUARTER RESULTS COSTA MESA, Calif., May 2, 2013 — Emulex Corporation (NYSE:ELX) today announced preliminary results for its third quarter

Elliott Associates, L.P. Elliott International, L.P. Elliott International Capital Advisors Inc. 40 West 57th Street New York, NY 10019 March 27, 2013

EX-10.1 2 d511648dex101.htm EX-10.1 Exhibit 10.1 Elliott Associates, L.P. Elliott International, L.P. Elliott International Capital Advisors Inc. 40 West 57th Street New York, NY 10019 March 27, 2013 Emulex Corporation 3333 Susan Street Costa Mesa, CA 92626 Ladies and Gentlemen: For good and valuable consideration, the receipt and adequacy of which are hereby acknowledged by each of the parties he

ELX / Emulex Corp / Elliott Associates, L.P. - MARCH 29, 2013 Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.2)* Emulex Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 292475209 (CUSIP Number) Stephen M. Schultz, Esq. Kleinberg, Kaplan, Wolff & Cohen, P.C.

Emulex Appoints Gene Frantz and Greg Clark to its Board of Directors Frantz and Clark Enhance Board’s Computer Data Networking Business Expertise

EX-99.1 3 d511648dex991.htm EX-99.1 Exhibit 99.1 Investor Contact: Press Contact: Frank Yoshino Katherine Lane Vice President, Finance Director, Corporate Communications +1 714 885-3697 +1 714 885-3828 [email protected] [email protected] Emulex Appoints Gene Frantz and Greg Clark to its Board of Directors Frantz and Clark Enhance Board’s Computer Data Networking Business Expertise C

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2013 EMULEX CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-31353 51-0300558 (State of incorporation) (Commission File No.) (IRS Emp

Emulex Completes Acquisition of Endace

EX-99.1 Exhibit 99.1 Investor Contact: Press Contact: Frank Yoshino Katherine Lane Vice President, Finance Director, Corporate Communications +1 714 885-3697 +1 714 885-3828 [email protected] [email protected] Emulex Completes Acquisition of Endace COSTA MESA, Calif., April 1, 2013 – Emulex Corporation (NYSE:ELX) ), the leader in network connectivity, monitoring and management, toda

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 28, 2013 EMULEX CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-31353 51-0300558 (State or Other Jurisdiction of Incorporation) (Commiss

Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 25, 2013 EMULEX CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-31353 51-0300558 (State or Other Jurisdiction of Incorporation) (Commiss

Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 11, 2013 EMULEX CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-31353 51-0300558 (State or Other Jurisdiction of Incorporation) (Commiss

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events - FORM 8-K

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 26, 2013 EMULEX CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-31353 51-0300558 (State or Other Jurisdiction of Incorporation) (Comm

EMULEX ACQUIRES 89 PERCENT OWNERSHIP OF ENDACE Company Welcomes Endace Employees and Extends Offer by 14 Days to March 12, 2013

EX-99.1 Exhibit 99.1 Emulex Investor Contact: Endace Press/Investor Contact: Frank Yoshino Tim Nichols Vice President, Finance Vice President, Corporate Marketing +1 714 885-3697 +1 408 220-6149 [email protected] [email protected] Emulex Press Contact: Katherine Lane Director, Corporate Communications +1 714 885-3828 [email protected] EMULEX ACQUIRES 89 PERCENT OWNERSHIP OF END

ELX / Emulex Corp / Altai Capital Management, L.P. Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Emulex Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 292475209 (CUSIP Number) Toby E. Symonds Managing Principal Altai Capital Management, L.P. 152 West 57th Street, 10th Floor New York, New York 10019 212-201-5763 With a copy to: Marc Wei

EXHIBIT B

EXHIBIT B February 20, 2013 VIA EMAIL Mr. James McCluney Chief Executive Officer Emulex Corporation 3333 Susan Street Costa Mesa, CA 92626 Dear Mr. McCluney: Altai Capital Management, L.P. (“Altai Capital”) is a beneficial owner of approximately 5.4% of the outstanding common stock of Emulex Corporation (“Emulex” or “the Company”), making us one of the Company’s largest shareholders. We purchased

ELX / Emulex Corp / Altai Capital Management, L.P. - EMULEX CORPORATION Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.[])* Emulex Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 292475209 (CUSIP Number) Toby E. Symonds Managing Principal Altai Capital Management, L.P. 152 West 57th Street, 10th Floor New York, New York 10019 212-201-5763 With a copy to: Marc Weing

ELX / Emulex Corp / WELLINGTON MANAGEMENT GROUP LLP - DISCLOSURE DOCUMENT Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Emulex Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 292475209 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche

Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 12, 2013 EMULEX CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-31353 51-0300558 (State or Other Jurisdiction of Incorporation) (Comm

EMULEX REPORTS ACCEPTANCES OF 88 PERCENT OF ENDACE SHARES Offer Declared Unconditional as to Level of Acceptances, and Extended by 14 Days to February 26, 2013

EX-99.1 Exhibit 99.1 Emulex Investor Contact: Endace Press/Investor Contact: Frank Yoshino Tim Nichols Vice President, Finance Vice President, Corporate Marketing +1 714 885-3697 +1 408 220-6149 [email protected] [email protected] Emulex Press Contact: Katherine Lane Director, Corporate Communications +1 714 885-3828 [email protected] EMULEX REPORTS ACCEPTANCES OF 88 PERCENT OF

ELX / Emulex Corp / VANGUARD GROUP INC Passive Investment

SC 13G 1 emulexcorp.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Emulex Corp Title of Class of Securities: Common Stock CUSIP Number: 292475209 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to designate the rule pursuant to which this Sch

Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 1, 2013 EMULEX CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-31353 51-0300558 (State or Other Jurisdiction of Incorporation) (Commi

EMULEX OBTAINS NEW ZEALAND GOVERNMENTAL APPROVAL FOR ACQUISITION OF ENDACE Closing Date is February 12, 2013

EX-99.1 Exhibit 99.1 Emulex Investor Contact: Frank Yoshino Vice President, Finance +1 714 885-3697 [email protected] Endace Press/Investor Contact: Tim Nichols Vice President, Corporate Marketing +1 408 220-6149 [email protected] Emulex Press Contact: Katherine Lane Director, Corporate Communications +1 714 885-3828 [email protected] EMULEX OBTAINS NEW ZEALAND GOVERNMENTAL APP

- FORM S-8

Form S-8 As filed with the Securities and Exchange Commission on February 1, 2013 Registration No.

EMULEX CORPORATION EXECUTIVE INCENTIVE PLAN (Effective July 2, 2012)

Exhibit 10.1 EMULEX CORPORATION EXECUTIVE INCENTIVE PLAN (Effective July 2, 2012) PLAN PURPOSE To focus members of the management team on the achievement of specific Company and individual accomplishments that contribute to the creation of shareholder value. To assist in attracting and retaining top quality management. GENERAL PLAN DESCRIPTION These Terms and Conditions set forth within this docum

- S-8 POS

S-8 POS As Filed with the Securities and Exchange Commission on February 1, 2013 Registration No.

- S-8 POS

S-8 POS As Filed with the Securities and Exchange Commission on February 1, 2013 Registration No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 d445721d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 30, 2012 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 001

- S-8 POS

As Filed with the Securities and Exchange Commission on February 1, 2013 Registration No.

CERTIFICATIONS

Certification of the Principal Financial Officer Pursuant to 17 CFR 240.13a-14a EXHIBIT 31B CERTIFICATIONS I, Michael J. Rockenbach, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Emulex Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light

- S-8POS

S-8POS As Filed with the Securities and Exchange Commission on February 1, 2013 Registration No.