EAPS / Pax FTSE Environmental Technologies (ET50) Index ETF - Documents déposés auprès de la SEC, rapport annuel, procuration

EAPS / Pax World Funds Trust II N-8F - - N-8F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): x Merger o Liquidation o Abandonment of Registration (Note: Abandonment of Registration answer only questions 1 through 15, 24 and 25 of this form and complete verification at the e

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-34748 Pax MSCI EAFE ESG Index ETF, a series of Pax World Funds Trust II New York Stock Exchange (Exact name of Issuer as specified in its charter, and name of Exchange where s

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-34748 Pax MSCI EAFE ESG Index ETF, a series of Pax World Funds Trust II NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security

Report of Independent Registered Public Accounting Firm

Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Pax World Funds Trust II In planning and performing our audit of the financial statements of Pax MSCI EAFE ESG Index ETF (a series of Pax World Funds Trust II) (the “Fund”) as of and for the year ended December 31, 2013, in accordance with the standards of the Public Company Accounting Oversight Bo

Merger Prospectus - 425

IMPORTANT NOTICE TO SHAREHOLDERS February 2014 PAX WORLD FUNDS SERIES TRUST I PAX WORLD INTERNATIONAL FUND SPECIAL MEETING OF SHAREHOLDERS SCHEDULED FOR MARCH 17, 2014 PLEASE VOTE NOW Recently we distributed proxy material regarding the Special Meeting of Shareholders of Pax World International Fund.

Merger Prospectus - 425

February 5, 2014 Re: Your clients invested in the Pax World International Fund Dear Advisor, I am writing to let you know about a proposed reorganization and merger of the Pax World International Fund and the Pax MSCI EAFE ESG Index ETF (“EAPS”) into a newly formed Pax World International ESG Index Fund that will commence operations upon completion of the mergers, which we expect to take place on or about March 31, 2014.

Form of Agreement and Plan of Reorganization

EX-99.B(4) 2 a13-256501ex99db4.htm EX-99.B(4) Exhibit 99.B(4) Form of Agreement and Plan of Reorganization THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of December 13, 2013, is by and among each Target Company, as defined below, on behalf of each of its series that is a Target Fund, as defined below, each Acquiring Company, as defined below, on behalf of each of its series that is an Acquiri

Ropes & Gray

Exhibit 99.B(11) Ropes & Gray 800 Boylston Street Boston, MA 02199 December 18, 2013 Pax World Funds Series Trust I 30 Penhallow Street, Suite 400 Portsmouth, New Hampshire 03801 Re: Pax World Funds Series Trust I (the “Trust”) Ladies and Gentlemen: You have informed us that you propose to register under the Securities Act of 1933, as amended (the “Act”), and to offer and to sell from time to time

POWER OF ATTORNEY

Exhibit 99.B(16) POWER OF ATTORNEY The undersigned constitutes each of Joseph F. Keefe, Maureen L. Conley and John Boese, individually, as my true and lawful attorney, with full power to sign for me and in my name, the registration statement on Form N-14 and any and all amendments thereto of Pax World Funds Series Trust I in connection with the reorganization of each selling fund indicated below i

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Exhibit 99.B(14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the heading “Independent Registered Public Accounting Firm” in the Statement of Additional Information included in this Registration Statement on Form N-14 of Pax World Funds Series Trust I relating to the proposed reorganizations of Pax World International Fund, a series of Pax

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AS FILED ELECTRONICALLY WITH THE SECURITIES AND EXCHANGE COMMISSION ON [DECEMBER [17], 2013] 1933 ACT FILE NO.

AMENDED AND RESTATED INVESTMENT ADVISORY CONTRACT

Exhibit 99.B(6) AMENDED AND RESTATED INVESTMENT ADVISORY CONTRACT Amended and Restated Investment Advisory Contract (this “Contract”) dated as of April 2, 2007,1 September 19, 2007,2 March 13, 2008,3 March 12, 2009,4 June 16, 2011,December 5, 20135 between PAX WORLD FUNDS SERIES TRUST I, a Massachusetts business trust (the “Trust”), and PAX WORLD MANAGEMENT LLC, a Delaware limited liability compan

Merger Prospectus - 425

425 1 a13-260571425.htm 425 FOR IMMEDIATE RELEASE Pax MSCI EAFE ESG Index ETF (EAPS) to Merge Firm to Continue Offering Strategy as Open-End Mutual Fund PORTSMOUTH, N.H.///December 11, 2013/// Pax World Management LLC, investment adviser to the Pax MSCI EAFE ESG Index ETF (EAPS), announced today that it intends to merge EAPS into a new Pax World International ESG Index Fund on or before March 31,

CERTIFICATIONS

Exhibit 99.CERT CERTIFICATIONS I, Joseph F. Keefe, certify that: 1. I have reviewed this report on Form N-Q of Pax World Funds Trust II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect

Quarterly Schedule of Portfolio Holdings - N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22187 Pax World Funds Trust II (Exact name of registrant as specified in charter) 30 Penhallow Street, Suite 400 Portsmouth, NH 03801 (Address of principal executive offices) (Zip code) Joseph F.

CERTIFICATIONS

Exhibit 99.CERT CERTIFICATIONS I, Joseph F. Keefe, certify that: 1. I have reviewed this report on Form N-Q of Pax World Funds Trust II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect

Quarterly Schedule of Portfolio Holdings - N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22187 Pax World Funds Trust II (Exact name of registrant as specified in charter) 30 Penhallow Street, Suite 400 Portsmouth, NH 03801 (Address of principal executive offices) (Zip code) Joseph F.

Report of Independent Registered Public Accounting Firm

Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Pax World Funds Trust II In planning and performing our audits of the financial statements of Pax MSCI North America ESG Index ETF and Pax MSCI EAFE ESG Index ETF (each a series of Pax World Funds Trust II) (collectively, the “Funds”) as of and for the year ended December 31, 2012, in accordance wi

Quarterly Schedule of Portfolio Holdings - N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22187 Pax World Funds Trust II (Exact name of registrant as specified in charter) 30 Penhallow Street, Suite 400 Portsmouth, NH 03801 (Address of principal executive offices) (Zip code) Joseph F.

CERTIFICATIONS

Exhibit 99.CERT CERTIFICATIONS I, Joseph F. Keefe, certify that: 1. I have reviewed this report on Form N-Q of Pax World Funds Trust II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect

Quarterly Schedule of Portfolio Holdings - PAX WORLD FUNDS TRUST II

Pax World Funds Trust II UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22187 Pax World Funds Trust II (Exact name of registrant as specified in charter) 30 Penhallow Street, Suite 400 Portsmouth, NH 03801 (Address of principal executive offices) (Zip code) Joseph F.

CERTIFICATIONS

EX-99.CERT Section 302 Certification CERTIFICATIONS I, Joseph F. Keefe, certify that: 1. I have reviewed this report on Form N-Q of Pax World Funds Trust II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi

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VIA EDGAR December 21, 2009 Securities and Exchange Commission 100 F Street, NE Washington, District of Columbia 20549 Re: Pax World Funds Trust II Pre-Effective Amendment No.