Statistiques de base
| CIK | 1697152 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to ConvergeOne Holdings, Inc.
SEC Filings (Chronological Order)
Cette page fournit une liste complète et chronologique des documents déposés auprès de la SEC, à l'exclusion des documents relatifs à la participation que nous fournissons ailleurs.
| February 14, 2019 |
CVON / ConvergeOne Holdings, Inc. / K2 PRINCIPAL FUND, L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Amendment No. 2 (Rule 13d-102) Under the Securities Exchange Act of 1934 ConvergeOne Holdings, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 212481105 (CUSIP Number) December 31 ,2018 (Date of Event which Requires Filing of this Statement) Check the appropriate bo |
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| January 14, 2019 |
CVON / ConvergeOne Holdings, Inc. Class A 15-12B 15-12B 1 d689301d1512b.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-38053 CONVERGEONE HOLDINGS, INC. (Exa |
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| January 14, 2019 |
Exhibit 1 EXHIBIT 1 DIRECTORS AND EXECUTIVE OFFICERS PVKG INTERMEDIATE HOLDINGS INC. |
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| January 14, 2019 |
Exhibit 2 Exhibit 2 JOINT FILING AGREEMENT Each of the undersigned hereby agrees that the Statement on Schedule 13D, dated January 14, 2019 (the “Schedule 13D”), with respect to the common stock of ConvergeOne Holdings, Inc. |
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| January 14, 2019 |
CVON / ConvergeOne Holdings, Inc. / Cvc Capital Partners Vii(a) L.p. - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Information to be Included in Statements Filed Pursuant to § 240.13d-1(a) and Amendments Thereto Filed Pursuant to § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. )* ConvergeOne Holdings, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class o |
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| January 4, 2019 |
CVON / ConvergeOne Holdings, Inc. Class A S-8 POS S-8 POS As filed with the Securities and Exchange Commission on January 4, 2019 Registration No. |
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| January 4, 2019 |
CVON / ConvergeOne Holdings, Inc. Class A POS AM POS AM As filed with the Securities and Exchange Commission on January 4, 2019 Registration No. |
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| January 4, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 4, 2019 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation) |
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| January 4, 2019 |
Amended and Restated Certificate of Incorporation of the Company. EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CONVERGEONE HOLDINGS, INC. FIRST: The name of the Corporation (the “Corporation”) is ConvergeOne Holdings, Inc. SECOND: The registered office of the Corporation in the State of Delaware is located at Maples Fiduciary Services (Delaware) Inc., Suite 302, 4001 Kennett Pike, County of New Castle, Wilmington, Delaware, 19807. The |
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| January 4, 2019 |
Affiliates of CVC Fund VII Complete Tender Offer for All Outstanding Shares of ConvergeOne EX-99.1 Exhibit 99.1 Affiliates of CVC Fund VII Complete Tender Offer for All Outstanding Shares of ConvergeOne Eagan, MN – January 4, 2019 – On January 4, 2019, ConvergeOne Holdings, Inc. (Nasdaq: CVON) (“ConvergeOne” or the “Company”) and PVKG Merger Sub, Inc. (“Offeror”) announced that Offeror has successfully completed its offer to purchase all outstanding shares of common stock of ConvergeOne |
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| January 4, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 4, 2019 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction (Commission (I.R. |
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| January 4, 2019 |
Amended and Restated Bylaws of the Company. EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF CONVERGEONE HOLDINGS, INC. (the “Corporation”) ARTICLE I STOCKHOLDERS Section 1. Annual Meeting. The annual meeting of the stockholders of the Corporation (the “Stockholders”) shall be held either within or without the State of Delaware, at such place as the board of directors of the Corporation (the “Board of Directors”) may designate in the call |
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| January 4, 2019 |
CVON / ConvergeOne Holdings, Inc. Class A SC 14D9/A SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 4) ConvergeOne Holdings, Inc. (Name of Subject Company) ConvergeOne Holdings, Inc. (Name of Person Filing Statement) Common Stock, $0.0001 par value per share (Title of Clas |
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| January 4, 2019 |
Affiliates of CVC Fund VII Complete Tender Offer for All Outstanding Shares of ConvergeOne Exhibit (a) (5) (D) Affiliates of CVC Fund VII Complete Tender Offer for All Outstanding Shares of ConvergeOne Eagan, MN ? January 4, 2019 ? On January 4, 2019, ConvergeOne Holdings, Inc. |
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| January 4, 2019 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(A) (Amendment No. 2)* ConvergeOne Holdings, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 212481 105 (CUSIP Number) Behdad Eg |
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| January 4, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Amendment No. 3 Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 ConvergeOne Holdings, Inc. (Name of Subject Company) PVKG Merger Sub, Inc. (Offeror) a wholly owned subsidiary of PVKG Intermediate Holdings Inc. (Parent of Offeror) CVC Capital Partners VII (A) L. |
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| December 19, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A SC 14D9/A SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 3) ConvergeOne Holdings, Inc. (Name of Subject Company) ConvergeOne Holdings, Inc. (Name of Person Filing Statement) Common Stock, $0.0001 par value per share (Title of Clas |
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| December 19, 2018 |
SC TO-T/A 1 d661255dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Amendment No. 2 Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 ConvergeOne Holdings, Inc. (Name of Subject Company) PVKG Merger Sub, Inc. (Offeror) a wholly owned subsidiary of PVKG Intermediate Holdings Inc. (Parent of |
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| December 19, 2018 |
ASSIGNMENT AND ASSUMPTION AGREEMENT DECEMBER 19, 2018 Exhibit (d)(8) ASSIGNMENT AND ASSUMPTION AGREEMENT DECEMBER 19, 2018 This Assignment and Assumption Agreement (this ?Agreement?), dated as of the date first set forth above, is entered into by and between CVC Capital Partners VII (A) L. |
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| December 19, 2018 |
Exhibit (a)(5)(C) Affiliates of CVC Fund VII Announce Extension of Tender Offer for All Outstanding Shares of ConvergeOne London ? December 19, 2018 ? On December 19, 2018, PVKG Merger Sub, Inc. |
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| December 12, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A SC 14D9/A SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) ConvergeOne Holdings, Inc. (Name of Subject Company) ConvergeOne Holdings, Inc. (Name of Person Filing Statement) Common Stock, $0.0001 par value per share (Title of Clas |
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| December 11, 2018 |
EX-99.1 Exhibit 99.1 ConvergeOne Announces Planned Strategic Acquisition of Venture Technologies ConvergeOne Expands Collaboration Capabilities and National Footprint with Acquisition EAGAN, Minn., December 11, 2018 — ConvergeOne Holdings, Inc. (Nasdaq: CVON), a leading global IT services provider of collaboration and technology solutions, today announced that it has signed an agreement to acquire |
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| December 11, 2018 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2018 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation |
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| December 6, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A SC 14D9/A SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) ConvergeOne Holdings, Inc. (Name of Subject Company) ConvergeOne Holdings, Inc. (Name of Person Filing Statement) Common Stock, $0.0001 par value per share (Title of Clas |
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| December 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Amendment No. 1 Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 ConvergeOne Holdings, Inc. (Name of Subject Company) PVKG Merger Sub, Inc. (Offeror) a wholly owned subsidiary of PVKG Intermediate Holdings Inc. (Parent of Offeror) CVC Capital Partners VII (A) L. |
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| November 21, 2018 |
EX-99.(e)(14) Exhibit (e)(14) November 3, 2018 Confidential CVC Advisors (U.S.) Inc. One Maritime Plaza Suite 1610 San Francisco CA, 94111 Attention: Chris Colpitts, Dear Chris: Re: Possible Transaction ConvergeOne Holdings, Inc. (the “Company”) and CVC Advisors (U.S.) Inc. (“Buyer”) are currently in negotiations related to a possible transaction between the Company and Buyer involving the acquisi |
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| November 21, 2018 |
EX-99.(e)(13) Exhibit (e)(13) CONFIDENTIALITY AGREEMENT THIS CONFIDENTIALITY AGREEMENT (“Agreement”) is being entered into as of August 31, 2018 between ConvergeOne Holdings Corp (the “Company”) and CVC Advisers (U.S.) Inc. (“Interested Party”). In order to facilitate the consideration and negotiation of a possible negotiated transaction involving a newly incorporated company (“New co”) to be inve |
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| November 21, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A SC 14D9 SC 14D9 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 21, 2018 |
EX-99.(e)(15) Exhibit (e)(15) ROLLOVER AGREEMENT This Rollover Agreement (this “Agreement”) dated as of November 6, 2018, is made by and among PVKG Investment Holdings, Inc., a Delaware corporation (“Holdings”), and the undersigned person (collectively, the “Investors” and, each individually, an “Investor”), each a stockholder of ConvergeOne Holdings, Inc., a Delaware corporation (the “Company”). |
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| November 21, 2018 |
Exhibit (b)(2) PVKG Merger Sub, Inc. c/o CVC Advisors (U.S.), Inc. 712 Fifth Avenue, 43rd Floor New York, New York 10019 Attention: Adil Seetal and Emma Barrier CONFIDENTIAL November 20, 2018 DEUTSCHE BANK SECURITIES INC. DEUTSCHE BANK AG NEW YORK BRANCH 60 Wall Street New York, New York 10005 UBS AG, STAMFORD BRANCH 600 Washington Boulevard Stamford, Connecticut 06901 UBS SECURITIES LLC 1285 Aven |
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| November 21, 2018 |
Exhibit (d)(4) ROLLOVER AGREEMENT This Rollover Agreement (this ?Agreement?) dated as of November 6, 2018, is made by and among PVKG Investment Holdings, Inc. |
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| November 21, 2018 |
Exhibit (a)(1)(F) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). |
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| November 21, 2018 |
Exhibit (a)(1)(D) Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees with Respect to the Offer to Purchase All Outstanding Shares of Common Stock of ConvergeOne Holdings, Inc. |
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| November 21, 2018 |
Exhibit (d)(3) November 3, 2018 Confidential CVC Advisors (U.S.) Inc. One Maritime Plaza Suite 1610 San Francisco CA, 94111 Attention: Chris Colpitts, Dear Chris: Re: Possible Transaction ConvergeOne Holdings, Inc. (the ?Company?) and CVC Advisors (U.S.) Inc. (?Buyer?) are currently in negotiations related to a possible transaction between the Company and Buyer involving the acquisition (a ?Possib |
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| November 21, 2018 |
[Remainder of page intentionally left blank] Exhibit (d)(5) November 6, 2018 Re: Equity Commitment Letter Ladies and Gentlemen: Reference is hereby made to that certain Agreement and Plan of Merger, dated as of November 6, 2018 (as may be amended from time to time, the ?Merger Agreement?), by and among PVKG Intermediate Holdings Inc. |
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| November 21, 2018 |
Exhibit (d)(2) CONFIDENTIALITY AGREEMENT THIS CONFIDENTIALITY AGREEMENT (?Agreement?) is being entered into as of August 31, 2018 between ConvergeOne Holdings Corp (the ?Company?) and CVC Advisers (U. |
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| November 21, 2018 |
Exhibit (a)(1)(E) Letter to Clients with Respect to the Offer to Purchase All Outstanding Shares of Common Stock of ConvergeOne Holdings, Inc. |
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| November 21, 2018 |
Exhibit (a)(1)(C) Notice of Guaranteed Delivery for Offer to Purchase All Outstanding Shares of Common Stock of ConvergeOne Holdings, Inc. |
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| November 21, 2018 |
Exhibit (a)(1)(B) Letter of Transmittal To Tender Shares of Common Stock of ConvergeOne Holdings, Inc. |
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| November 21, 2018 |
Table of Contents Exhibit (a)(1)(A) Offer to Purchase for Cash All Outstanding Shares of Common Stock of ConvergeOne Holdings, Inc. |
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| November 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 ConvergeOne Holdings, Inc. (Name of Subject Company) PVKG Merger Sub, Inc. (Offeror) a wholly owned subsidiary of PVKG Intermediate Holdings Inc. (Parent of Offeror) CVC Capital Partners VII (A) L.P. (Other Person) CVC |
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| November 21, 2018 |
Exhibit (d)(6) LIMITED GUARANTEE This LIMITED GUARANTEE, dated as of November 6, 2018 (this ?Limited Guarantee?), is made by the parties listed as ?Guarantors? on the signature pages hereto (each, a ?Guarantor? and, collectively, the ?Guarantors?), in favor of ConvergeOne Holdings, Inc. |
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| November 21, 2018 |
Exhibit (b)(1) DEUTSCHE BANK SECURITIES INC. DEUTSCHE BANK AG NEW YORK BRANCH 60 Wall Street New York, New York 10005 UBS AG, STAMFORD BRANCH 600 Washington Boulevard Stamford, Connecticut 06901 UBS SECURITIES LLC 1285 Avenue of the Americas New York, New York 10019 Wells Fargo Bank, N.A. 100 Park Avenue Suite 1400 New York, New York 10017 CONFIDENTIAL November 6, 2018 PVKG Merger Sub, Inc. c/o CV |
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| November 7, 2018 |
EX-99.1 3 d648824dex991.htm EX-99.1 Exhibit 99.1 TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), is made and entered into as of November 6, 2018, by and among PVKG Intermediate Holdings Inc., a Delaware corporation (“Parent”), PVKG Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Purchaser”), and each of the Persons set forth on |
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| November 7, 2018 |
EX-2.1 Table of Contents Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among: CONVERGEONE HOLDINGS, INC., a Delaware corporation; PVKG INTERMEDIATE HOLDINGS INC., a Delaware corporation; and PVKG MERGER SUB, INC., a Delaware corporation Dated as of November 6, 2018 Table of Contents Table of Contents Page SECTION 1. THE OFFER 2 1.1 The Offer 2 1.2 Company Actions 4 SECTION 2. MERGER TRANSACTION 5 |
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| November 7, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2018 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation |
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| November 6, 2018 |
EX-III Exhibit iii Viking Partner Letter V5 Email Subject Line: ConvergeOne to be Acquired by CVC Capital Partners Dear Valued Partner, Today, ConvergeOne announced that it has entered into a definitive agreement to be acquired by CVC Capital Partners. |
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| November 6, 2018 |
CONVERGEONE AGREES TO BE ACQUIRED BY CVC CAPITAL PARTNERS EX-I Exhibit i CONVERGEONE AGREES TO BE ACQUIRED BY CVC CAPITAL PARTNERS What was announced this morning? Today, ConvergeOne announced that it has entered into a merger agreement with wholly owned subsidiaries of CVC Capital Partners (CVC) under which CVC has agreed to acquire ConvergeOne following the conclusion of a cash tender offer to purchase all of ConvergeOne’s common stock for $12. |
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| November 6, 2018 |
EX-V Exhibit v Field Talking Points What has happened? Today, ConvergeOne announced that it has entered into a definitive agreement to be acquired by affiliates of CVC Capital Partners (CVC) under which CVC has agreed to acquire ConvergeOne following the conclusion of a cash tender offer to purchase all of ConvergeOne’s common stock for $12. |
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| November 6, 2018 |
EX-IV Exhibit iv DRAFT November 06, 2018 Dear Colleagues, Today, the board of directors from ConvergeOne unanimously approved entry into a definitive agreement for the sale of ConvergeOne to CVC Capital Partners (CVC). |
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| November 6, 2018 |
EX-II Exhibit ii Viking Customer Letter V5 Email Subject Line: ConvergeOne to be Acquired by CVC Capital Partners Dear (FIRST NAME), Today, ConvergeOne announced that it has entered into a definitive agreement to be acquired by CVC Capital Partners. |
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| November 6, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A SC 14D9C SC 14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 ConvergeOne Holdings, Inc. (Name of Subject Company) ConvergeOne Holdings, Inc. (Name of Person Filing Statement) Common Stock, $0.0001 par value per share (Title of Class of Securities) 21 |
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| November 6, 2018 |
EX-99.I 2 d603577dex99i.htm EX-99.I Exhibit I ConvergeOne Agrees to be Acquired by CVC Fund VII for $1.8 Billion Holders of Common Stock to Receive $12.50 per Share in Cash; Majority Shareholder, Private Equity Firm Clearlake Capital Group, Agrees to Tender Its Shares Eagan, MN and London – November 6, 2018 – ConvergeOne Holdings, Inc. (Nasdaq: CVON, “ConvergeOne” or the “Company”), a leading glob |
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| November 6, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A SC 14D9C SC 14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 ConvergeOne Holdings, Inc. (Name of Subject Company) ConvergeOne Holdings, Inc. (Name of Person Filing Statement) Common Stock, $0.0001 par value per share (Title of Class of Securities) 21 |
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| November 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 ConvergeOne Holdings, Inc. (Name of Subject Company (Issuer)) PVKG Merger Sub, Inc. (Offeror) a direct wholly owned subsidiary of PVKG Intermediate Holdings Inc. (Parent of Offeror) CVC Capital Partners VII (A) L.P. (Ot |
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| November 2, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A FORM 10-Q (Quarterly Report) Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 30, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2018 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation) (Co |
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| October 30, 2018 |
EX-99.1 Exhibit 99.1 ConvergeOne Announces Third Quarter 2018 Financial Results Third quarter 2018 revenue of $404.8 million Adjusted EBITDA per credit agreement of $47.6 million Adjusted earnings per diluted share of $0.31 Raises Full Year 2018 Guidance Range EAGAN, Minn., October 30, 2018 — ConvergeOne Holdings, Inc. (NASDAQ: CVON) (“ConvergeOne” or the “Company”), a leading global IT services p |
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| August 9, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2018 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation) (Comm |
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| August 9, 2018 |
EX-99.1 Exhibit 99.1 ConvergeOne Announces Second Quarter 2018 Financial Results Second quarter 2018 revenue of $391.0 million Adjusted EBITDA per credit agreement of $45.1 million Adjusted earnings per diluted share of $0.28 Reaffirms Full Year 2018 Guidance EAGAN, Minn., August 9, 2018 — ConvergeOne Holdings, Inc. (NASDAQ: CVON) (“ConvergeOne” or the “Company”), a leading global IT services prov |
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| August 9, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 9, 2018 |
Amended and Restated 2018 Employee Stock Purchase Plan EX-10.1 2 d570312dex101.htm EX-10.1 Exhibit 10.1 CONVERGEONE HOLDINGS, INC. (FORMERLY FORUM MERGER CORPORATION) 2018 EMPLOYEE STOCK PURCHASE PLAN ADOPTED BY THE BOARD OF DIRECTORS: FEBRUARY 1, 2018 APPROVED BY THE STOCKHOLDERS: FEBRUARY 20, 2018 AMENDED AND RESTATED AS OF JULY 1, 2018 1. GENERAL; PURPOSE. (a) The Plan provides a means by which Eligible Employees of the Company and certain designat |
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| August 9, 2018 |
EX-10.2 [***] = Portions of this exhibit have been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment requested under 17 C.F.R. Section 240.24b-2. Exhibit 10.2 AMENDMENT NO. 2 TO THE SYSTEMS INTEGRATOR AGREEMENT (RENEWAL) This Amendment No. 2 (the “Amendment”) to the Systems Integrator Agreement (the “Agreement”) by and between Cisco Systems, Inc., a C |
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| June 20, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2018 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation) (Commi |
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| June 20, 2018 |
CONVERGEONE HOLDINGS, INC. ANNOUNCES DELISTING OF ITS WARRANTS FROM THE NASDAQ CAPITAL MARKET EX-99.1 Exhibit 99.1 CONVERGEONE HOLDINGS, INC. ANNOUNCES DELISTING OF ITS WARRANTS FROM THE NASDAQ CAPITAL MARKET • ConvergeOne Common Stock to Continue Trading on The Nasdaq Global Market Eagan, MN – June 20, 2018 – ConvergeOne Holdings, Inc. (NASDAQ: CVON) (“ConvergeOne”) today announced that it has received a letter, dated June 19, 2018 (the “Delisting Notice”), from the Listing Qualifications |
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| May 25, 2018 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Amendment No. 1 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(A) ConvergeOne Holdings, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 212481 105 (CUSIP Number) Behdad Eghba |
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| May 23, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2018 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation) (Commis |
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| May 14, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2018 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation) (Commiss |
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| May 10, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2018 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction (Commission File Number) |
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| May 10, 2018 |
EX-99.1 Exhibit 99.1 ConvergeOne Announces First Quarter 2018 Financial Results First quarter 2018 revenue of $306.3 million Adjusted EBITDA per credit agreement of $28.9 million Adjusted earnings per diluted share of $0.19 Reaffirms Full Year 2018 Guidance EAGAN, Minn., May 10, 2018 — ConvergeOne Holdings, Inc. (NASDAQ: CVON, CVONW) (“ConvergeOne” or the “Company”), a leading global IT services p |
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| May 10, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 27, 2018 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2018 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation) (Comm |
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| April 26, 2018 |
23,497,060 Shares of Common Stock 263,750 Warrants to Purchase Common Stock 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. |
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| April 24, 2018 |
EX-21.1 Exhibit 21.1 LIST OF SUBSIDIARIES OF CONVERGEONE HOLDINGS, INC. Subsidiary Jurisdiction C1 Investment LLC Delaware C1 Intermediate Corp. Delaware C1 Holdings Corp. Delaware ConvergeOne, Inc. Minnesota Annese & Associates, Inc. New York ConvergeOne Unified Technology Solutions, Inc. Delaware ConvergeOne Technology Utilities, Inc. Delaware SPS Holdco, LLC Delaware Strategic Products and Serv |
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| April 24, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A S-1/A S-1/A Table of Contents As filed with the U.S. Securities and Exchange Commission on April 24, 2018 Registration No. 333-223837 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in our charter) Delaware 7372 81-4619427 (State or |
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| April 24, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A CORRESP SEC Acceleration Request CONVERGEONE HOLDINGS, INC. 3344 Highway 149 Eagan, MN 55121 April 24, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: ConvergeOne Holdings, Inc. Registration Statement on Form S-1 File No. 333-223837 Acceleration Request Requested Date: April 25, 2018 Requested Time: 5:30 p.m., Eastern Day |
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| April 23, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A SC TO-I/A SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) CONVERGEONE HOLDINGS, INC. (Name of Subject Company (Issuer) and Name of Filing Person (Issuer)) Warrants to Purchase Common Stock (Title of Class of Securities) 212481 113 (CU |
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| April 20, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A CORRESP CORRESP JOHN T. MCKENNA +1 650 843 5059 [email protected] April 20, 2018 United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Nicholas P. Panos Re: ConvergeOne Holdings, Inc. Amendment No. 2 to Schedule TO-I Filed April 13, 2018 File No. 005-89952 Ladies and Gentlemen: On behalf of ConvergeOne Holdings, Inc. (“ConvergeOne” or the “Company”), the f |
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| April 13, 2018 |
EX-(a)(5)(C) Exhibit (a)(5)(C) CONVERGEONE HOLDINGS, INC. ANNOUNCES IMPORTANT INFORMATION WITH RESPECT TO PREVIOUSLY ANNOUNCED CASH TENDER OFFER FOR ITS WARRANTS Eagan, MN – April 13, 2018 – ConvergeOne Holdings, Inc. (NASDAQ: CVON, CVONW) (“ConvergeOne”) today announced that it is extending the scheduled expiration of its previously announced cash tender offer to purchase ConvergeOne warrants to |
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| April 13, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A SC TO-I/A SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) CONVERGEONE HOLDINGS, INC. (Name of Subject Company (Issuer) and Name of Filing Person (Issuer)) Warrants to Purchase Common Stock (Title of Class of Securities) 212481 113 (CU |
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| April 13, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A CORRESP CORRESP JOHN T. MCKENNA +1 650 843 5059 [email protected] April 13, 2018 United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Nicholas P. Panos Re: ConvergeOne Holdings, Inc. Amendment No. 1 to Schedule TO-I Filed March 23, 2018 File No. 005-89952 Ladies and Gentlemen: On behalf of ConvergeOne Holdings, Inc. (“ConvergeOne” or the “Company”), the f |
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| April 11, 2018 |
EX-10.1 2 d545779dex101.htm EX-10.1 Exhibit 10.1 Execution Version $670,000,000 TERM LOAN AGREEMENT dated as of April 10, 2018 among C1 HOLDINGS CORP., as the Borrower, C1 INTERMEDIATE CORP., as Holdings THE LENDERS PARTY HERETO, CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as Administrative Agent and as Collateral Agent CREDIT SUISSE SECURITIES (USA) LLC, as Sole Lead Arranger and Sole Bookrunner TAB |
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| April 11, 2018 |
EX-10.3 4 d545779dex103.htm EX-10.3 Exhibit 10.3 THIRD AMENDMENT TO REVOLVING LOAN CREDIT AGREEMENT This THIRD AMENDMENT TO REVOLVING LOAN CREDIT AGREEMENT (this “Amendment”), dated as of April 10, 2018 (the “Amendment Effective Date”) is among C1 INTERMEDIATE CORP., a Delaware corporation (“Holdings”), C1 HOLDINGS CORP., a Delaware corporation (“C1H”), CONVERGEONE, INC., a Minnesota corporation ( |
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| April 11, 2018 |
EX-10.2 3 d545779dex102.htm EX-10.2 Exhibit 10.2 Execution Version GUARANTEE AND COLLATERAL AGREEMENT dated as of April 10, 2018 among C1 INTERMEDIATE CORP., C1 HOLDINGS CORP., the Subsidiaries of C1 Holdings Corp. from time to time party hereto and CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as Collateral Agent TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01. Credit Agreement 1 SECTION 1 |
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| April 11, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2018 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation) (Comm |
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| March 23, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) CONVERGEONE HOLDINGS, INC. (Name of Subject Company (Issuer) and Name of Filing Person (Issuer)) Warrants to Purchase Common Stock (Title of Class of Securities) 212481 113 (CUSIP Number |
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| March 23, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2018 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation) (Comm |
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| March 23, 2018 |
EX-99.1 Exhibit 99.1 CONVERGEONE HOLDINGS, INC. ANNOUNCES IMPORTANT INFORMATION WITH RESPECT TO PREVIOUSLY ANNOUNCED CASH TENDER OFFER FOR ITS WARRANTS AND POSSIBLE DELISTING OF ITS WARRANTS FROM THE NASDAQ CAPITAL MARKET Eagan, MN – March 23, 2018 – ConvergeOne Holdings, Inc. (NASDAQ: CVON, CVONW) (“ConvergeOne”) today announced that it is increasing the price of, and extending the scheduled expi |
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| March 23, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A CORRESP CORRESP John T. McKenna +1 650 843 5059 [email protected] March 23, 2018 United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Daniel F. Duchovny Re: ConvergeOne Holdings, Inc. Schedule TO-I Filed February 26, 2018 File No. 005-89952 Ladies and Gentlemen: On behalf of ConvergeOne Holdings, Inc. (“ConvergeOne” or the “Company”), the following inform |
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| March 22, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A S-1 S-1 1 d507706ds1.htm S-1 Table of Contents As filed with the U.S. Securities and Exchange Commission on March 22, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in our charter) Delaware 7372 81-4619427 (State or Other |
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| March 22, 2018 |
Specimen Common Stock Certificate EX-4.3 Exhibit 4.3 SEE REVERSE FOR IMPORTANT NOTICE REGARDING OWNERSHIP AND TRANSFER RESTRICTIONS AND CERTAIN OTHER INFORMATION ZQ INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE CUSIP 212481 1 05 COMMON STOCK SEE REVERSE FOR CERTAIN DEFINITIONS FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, PAR VALUE OF $0.0001 PER SHARE, OF CONVERGEONE HOLDINGS, INC. transferable on the books of the |
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| March 20, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A S-8 S-8 1 d498220ds8.htm S-8 As filed with the U.S. Securities and Exchange Commission on March 21, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ConvergeOne Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 81-4619427 (State or other jurisdiction of incorp |
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| March 20, 2018 |
EX-99.5 Exhibit 99.5 C1 INVESTMENT CORP. Consolidated Financial Statements December 31, 2017 C1 INVESTMENT CORP. INDEX TO CONSOLIDATED FINANCIAL STATEMENTS Page Report of Independent Registered Public Accounting Firm 2 Consolidated Balance Sheets 3 Consolidated Statements of Income 4 Consolidated Statements of Stockholders’ Equity 5 Consolidated Statements of Cash Flows 6 Notes to the Consolidated |
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| March 20, 2018 |
CONVERGEONE HOLDINGS, INC. UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION EX-99.6 Exhibit 99.6 CONVERGEONE HOLDINGS, INC. UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION INTRODUCTION AND BASIS OF PRO FORMA PRESENTATION On February 22, 2018, C1 Investment Corp. (“C1”) and Forum Merger Corporation (“Forum”) consummated the transactions contemplated by the Agreement and Plan of Merger (as described below) (the “Business Combination”). In connection with the cl |
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| March 20, 2018 |
Financial Statements and Exhibits 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2018 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdictio |
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| March 20, 2018 |
CVON / ConvergeOne Holdings, Inc. Class A 8-K (Current Report) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2018 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation) (Comm |
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| March 20, 2018 |
EX-99.1 Exhibit 99.1 ConvergeOne Announces Fourth Quarter and Full Year 2017 Financial Results Fourth quarter 2017 revenue of $299.2 million, Full Year 2017 revenue of $918.9 million Provides 2018 Financial Outlook Board of Directors authorizes annual cash dividend of $0.08 per share EAGAN, Minn., March 20, 2018 — ConvergeOne Holdings, Inc. (NASDAQ: CVON, CVONW) (“ConvergeOne” or the “Company”), a |
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| March 9, 2018 |
Polar Asset Management Partners Inc. - Schedule 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* ConvergeOne Holdings, Inc. (f/k/a Forum Merger Corp.) (Name of Issuer) Common stock (Title of Class of Securities) 212481105 (CUSIP Number) February 28, 2018 (Date of Eve |
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| March 5, 2018 |
EX-B Exhibit B FORM OF LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is made and entered into as of February 22, 2018 by and between (i) Forum Merger Corporation, a Delaware corporation (including any successor entity thereto, “Parent”) and (ii) the undersigned stockholder and/or optionholder (“Holder”) of the Company. |
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| March 5, 2018 |
EX-A Exhibit A Joint Filing Agreement In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Report on Schedule 13D (including amendments thereto) with respect to the common stock of ConvergeOne Holdings, Inc. |
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| March 5, 2018 |
SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(A) ConvergeOne Holdings, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 212481 105 (CUSIP Number) Behdad Eghbali Clearlake Capit |
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| March 2, 2018 |
CVON / ConvergeOne Holdings, Inc. / Forum Investors I, Llc - SC 13D/A Activist Investment SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* ConvergeOne Holdings, Inc (Name of Issuer) Class A Common Stock, $0.0001 par value (Title of Class of Securities) 212481 113 (CUSIP Number) 135 East 57th Street 8th Floor New York, New York 10022 (Name, Address and Telephone Number of Person Authorized to Rec |
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| March 2, 2018 |
CVON / ConvergeOne Holdings, Inc. / Owl Creek Asset Management, L.P. - 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 26, 2018 |
POWER OF ATTORNEY Know all by these presents that the undersigned hereby constitutes and appoints each John A. |
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| February 26, 2018 |
POWER OF ATTORNEY Know all by these presents that the undersigned hereby constitutes and appoints each John A. |
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| February 26, 2018 |
POWER OF ATTORNEY Know all by these presents that the undersigned hereby constitutes and appoints each John A. |
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| February 26, 2018 |
POWER OF ATTORNEY Know all by these presents that the undersigned hereby constitutes and appoints each John A. |
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| February 26, 2018 |
POWER OF ATTORNEY Know all by these presents that the undersigned hereby constitutes and appoints each John A. |
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| February 26, 2018 |
EX-99.(A)(1)(B) 3 d536575dex99a1b.htm EX-99.(A)(1)(B) Exhibit (a)(1)(B) LETTER OF TRANSMITTAL Offer to Purchase for Cash by CONVERGEONE HOLDINGS, Inc. of Up to 8,936,250 of its Warrants to Purchase Common Stock at a Purchase Price of $0.95 Per Warrant THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, AT THE END OF THE DAY ON MARCH 23, 2018, OR SUCH LATER TIME AND D |
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| February 26, 2018 |
GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 EX-99.(a)(1)(E) Exhibit (a)(1)(E) GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Guidelines for Determining the Proper Identification Number for the Payee (You) to Give the PayorSocial security numbers have nine digits separated by two hyphens (i.e., 000-00-0000). Employer identification numbers have nine digits separated by only one hyphen (i.e., 00-0000000 |
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| February 26, 2018 |
EX-99.(A)(1)(D) 5 d536575dex99a1d.htm EX-99.(A)(1)(D) Exhibit (a)(1)(D) LETTER TO CLIENTS Offer to Purchase for Cash by CONVERGEONE HOLDINGS, INC. of Up to 8,936,250 of its Warrants to Purchase Common Stock at a Purchase Price of $0.95 Per Warrant THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, AT THE END OF THE DAY ON MARCH 23, 2018, OR SUCH LATER TIME AND DATE |
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| February 26, 2018 |
EX-99.(A)(1)(A) 2 d536575dex99a1a.htm EX-99.(A)(1)(A) Table of Contents Exhibit (a)(1)(A) Offer to Purchase for Cash by CONVERGEONE HOLDINGS, INC. of Up to 8,936,250 of its Warrants to Purchase Common Stock At a Purchase Price of $0.95 Per Warrant THIS OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, AT THE END OF THE DAY ON MARCH 23, 2018, OR SUCH LATER TIME AND DATE |
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| February 26, 2018 |
FMCI / Forum Merger Corporation SC TO-I SC TO-I 1 d536575dsctoi.htm SC TO-I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 CONVERGEONE HOLDINGS, INC. (Name of Subject Company (Issuer) and Name of Filing Person (Issuer)) Warrants to Purchase Common Stock (Title of Class of Securities) 212481 |
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| February 26, 2018 |
EX-99.(A)(1)(C) 4 d536575dex99a1c.htm EX-99.(A)(1)(C) Exhibit (a)(1)(C) LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES Offer to Purchase for Cash by CONVERGEONE HOLDINGS, INC. of Up to 8,936,250 of its Warrants to Purchase Common Stock at a Purchase Price of $0.95 Per Warrant THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, AT THE |
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| February 26, 2018 |
EX-10.5 Exhibit 10.5 FORUM MERGER CORPORATION 2018 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: FEBRUARY 1, 2018 APPROVED BY THE STOCKHOLDERS: FEBRUARY 20, 2018 EFFECTIVE DATE: FEBRUARY 22, 2018 1. GENERAL. (a) Eligible Award Recipients. Employees, Directors and Consultants are eligible to receive Awards. (b) Available Awards. The Plan provides for the grant of the following types of A |
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| February 26, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2018 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporatio |
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| February 26, 2018 |
Amended and Restated Certificate of Incorporation EX-3.2 3 d519248dex32.htm EX-3.2 Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FORUM MERGER CORPORATION John A. McKenna, Jr. hereby certifies that: ONE: The name of this company is Forum Merger Corporation and date of filing the original Certificate of Incorporation of this corporation with the Secretary of State of Delaware was November 17, 2016. TWO: He is the duly elected and |
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| February 26, 2018 |
EX-99.1 11 d519248dex991.htm EX-99.1 Exhibit 99.1 SPS Holdco, LLC and Subsidiaries Consolidated Financial Report June 30, 2017 Contents Independent auditor’s report 1 Financial statements Consolidated balance sheets 2 Consolidated statements of operations 3 Consolidated statements of members’ equity 4 Consolidated statements of cash flows 5-6 Notes to consolidated financial statements 7-18 Indepen |
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| February 26, 2018 |
EX-99.2 Exhibit 99.2 AOS, Inc. and Subsidiaries Auditor?s Report and Consolidated Financial Statements December 25, 2016 and December 27, 2015 AOS, Inc. and Subsidiaries December 25, 2016 and December 27, 2015 Contents Independent Auditor?s Report 1 Consolidated Financial Statements Balance Sheets 3 Statements of Operations 4 Statements of Stockholders? Equity 5 Statements of Cash Flows 6 Notes to |
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| February 26, 2018 |
Letter re Change in Certifying Accountant EX-16.1 9 d519248dex161.htm EX-16.1 Exhibit 16.1 February 26, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by ConvergeOne Holdings, Inc. (formerly known as Forum Merger Corp.) under Item 4.01 of its Form 8-K dated February 22, 2017. We agree with the statements concerning our Firm in such Form 8-K; we are not in a p |
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| February 26, 2018 |
EX-10.4 Exhibit 10.4 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement?) is entered into as of the 22nd day of February, 2018, by and among FORUM MERGER CORPORATION, a Delaware corporation (the ?Company?), and the parties set forth on Exhibit A hereto (collectively the ?Investors?). WHEREAS, the Company, C1 Investment Corp., |
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| February 26, 2018 |
EX-4.2 4 d519248dex42.htm EX-4.2 Exhibit 4.2 WARRANT AGREEMENT THIS WARRANT AGREEMENT (“Agreement”) dated as of February 22, 2018 is between ConvergeOne Holdings, Inc., a Delaware corporation, (“Company”), and Continental Stock Transfer & Trust Company, a New York corporation (“Warrant Agent”). WHEREAS, the Company has received a binding commitment from its sponsor to purchase an aggregate of 555, |
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| February 26, 2018 |
EX-10.21 8 d519248dex1021.htm EX-10.21 Exhibit 10.21 SECOND AMENDMENT TO REVOLVING LOAN CREDIT AGREEMENT This SECOND AMENDMENT TO REVOLVING LOAN CREDIT AGREEMENT (this “Amendment”), dated as of February 13, 2018 (the “Amendment Effective Date”) is among C1 INTERMEDIATE CORP., a Delaware corporation (“Holdings”), CONVERGEONE HOLDINGS CORP., a Delaware corporation (“C1H”), CONVERGEONE, INC., a Minne |
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| February 26, 2018 |
EX-21.1 Exhibit 21.1 LIST OF SUBSIDIARIES OF CONVERGEONE HOLDINGS, INC. Subsidiary Jurisdiction C1 Intermediate Corp. Delaware C1 Holdings Corp. Delaware ConvergeOne, Inc. Minnesota Annese & Associates, Inc. New York ConvergeOne Unified Technology Solutions, Inc. Delaware ConvergeOne Technology Utilities, Inc. Delaware SPS Holdco, LLC Delaware Strategic Products and Services, LLC Delaware Providea |
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| February 26, 2018 |
2018 Employee Stock Purchase Plan EX-10.8 7 d519248dex108.htm EX-10.8 Exhibit 10.8 FORUM MERGER CORPORATION 2018 EMPLOYEE STOCK PURCHASE PLAN ADOPTED BY THE BOARD OF DIRECTORS: FEBRUARY 1, 2018 APPROVED BY THE STOCKHOLDERS: FEBRUARY 20, 2018 1. GENERAL; PURPOSE. (a) The Plan provides a means by which Eligible Employees of the Company and certain designated Related Corporations may be given an opportunity to purchase shares of Comm |
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| February 26, 2018 |
EX-99.3 13 d519248dex993.htm EX-99.3 Exhibit 99.3 AOS, Inc. and Subsidiaries Condensed Consolidated Financial Statements October 1, 2017 AOS, Inc. and Subsidiaries October 1, 2017 Contents Condensed Consolidated Financial Statements Balance Sheets 1 Statements of Operations 3 Statements of Stockholders’ Equity 4 Statements of Cash Flows 5 Notes to Financial Statements 6 AOS, Inc. and Subsidiaries |
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| February 26, 2018 |
Certificate of Amendment of Certificate of Incorporation EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FORUM MERGER CORPORATION. FORUM MERGER CORPORATION., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), by its Chief Executive Officer, does hereby certify as follows: FIRST: The date of filing the original Certificate of Incorporation of the Company wi |
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| February 26, 2018 |
CONVERGEONE HOLDINGS, INC. UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION EX-99.4 14 d519248dex994.htm EX-99.4 Exhibit 99.4 CONVERGEONE HOLDINGS, INC. UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION INTRODUCTION AND BASIS OF PRO FORMA PRESENTATION On February 22, 2018, C1 Investment Corp. (“C1”) and Forum Merger Corporation (“Forum”) announced the consummation of the transactions contemplated by the Agreement and Plan of Merger (as described below) (the “Bu |
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| February 26, 2018 |
CONVERGEONE HOLDINGS, INC. ANNOUNCES CASH TENDER OFFER FOR ITS WARRANTS EX-99.1 Exhibit 99.1 CONVERGEONE HOLDINGS, INC. ANNOUNCES CASH TENDER OFFER FOR ITS WARRANTS Eagan, MN ? February 26, 2018 ? ConvergeOne Holdings, Inc. (Nasdaq: CVON, CVONW) (?ConvergeOne?) today announced that it intends to commence a tender offer to purchase up to 8,936,250 of its outstanding warrants at a purchase price of $0.95 per warrant, in cash, without interest, representing a 36% premium |
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| February 26, 2018 |
FMCI / Forum Merger Corporation SC TO-C SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 CONVERGEONE HOLDINGS, INC. (Name of Subject Company (Issuer) and Name of Filing Person (Issuer)) Warrants to Purchase Common Stock (Title of Class of Securities) 212481 113 (CUSIP Number of Class |
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| February 23, 2018 |
Financial Statements and Exhibits, Other Events 8-K 1 d514051d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2018 ConvergeOne Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdi |
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| February 23, 2018 |
EX-99.1 Exhibit 99.1 ConvergeOne and Forum Merger Corporation Complete Business Combination Combined company renamed ConvergeOne and will trade on the Nasdaq Stock Market under ?CVON? Eagan, MN and New York, NY ? February 23, 2018 ? Forum Merger Corporation (?Forum?), and ConvergeOne, Inc., a leading global IT services provider of collaboration and technology solutions, today announced that they h |
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| February 20, 2018 |
Submission of Matters to a Vote of Security Holders 8-K 1 d502395d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2018 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdict |
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| February 20, 2018 |
FMCI / Forum Merger Corporation ANNUAL REPORT (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38053 FORUM MERGER CORPORATION (Ex |
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| February 15, 2018 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2018 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorp |
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| February 15, 2018 |
CONVERGEONE ANNOUNCES STRATEGIC ACQUISITION OF ARROW ELECTRONICS’ SYSTEMS INTEGRATION BUSINESS EX-99.1 Exhibit 99.1 CONVERGEONE ANNOUNCES STRATEGIC ACQUISITION OF ARROW ELECTRONICS? SYSTEMS INTEGRATION BUSINESS Clearlake Capital-Backed ConvergeOne Expands Collaboration Footprint and Portfolio of Services Capabilities with Acquisition EAGAN, Minn., February 15, 2018 ? ConvergeOne, a leading global IT services provider of collaboration and technology solutions, today announced that it has sig |
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| February 15, 2018 |
FMCI / Forum Merger Corporation FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2018 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation o |
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| February 15, 2018 |
CONVERGEONE ANNOUNCES STRATEGIC ACQUISITION OF ARROW ELECTRONICS’ SYSTEMS INTEGRATION BUSINESS EX-99.1 Exhibit 99.1 CONVERGEONE ANNOUNCES STRATEGIC ACQUISITION OF ARROW ELECTRONICS? SYSTEMS INTEGRATION BUSINESS Clearlake Capital-Backed ConvergeOne Expands Collaboration Footprint and Portfolio of Services Capabilities with Acquisition EAGAN, Minn., February 15, 2018 ? ConvergeOne, a leading global IT services provider of collaboration and technology solutions, today announced that it has sig |
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| February 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* FORUM MERGER CORPORATION (Name of Issuer) Class A Common Stock (Title of Class of Securities) 34985B103 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this St |
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| February 14, 2018 |
CVON / ConvergeOne Holdings, Inc. / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 (Amendment No. 1) Forum Merger Corp (FMCI) (Name of Issuer) Common Stock (Title of Class of Securities) 34985b103 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 12, 2018 |
FMCI / Forum Merger Corporation / BOOTHBAY FUND MANAGEMENT, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Forum Merger Corporation (Name of Issuer) Class A Common Stock (Title of Class of Securities) 34985B202 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| February 9, 2018 |
FMCI / Forum Merger Corporation / K2 PRINCIPAL FUND, L.P. - 3G/A (Passive Investment) SC 13G/A 1 sc13gForum.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A (Rule 13d-102) Amendment No.1 Under the Securities Exchange Act of 1934 FORUM MERGER CORPORATION (Name of Issuer) Class A common stock, $.0001 par value (Title of Class of Securities) 34985B103 (CUSIP Number) February 8, 2018 (Date of Event which Requires Filing of this Statement) Check |
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| February 5, 2018 |
424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. |
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| February 2, 2018 |
FMCI / Forum Merger Corporation 425 (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2018 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation or |
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| February 2, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2018 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorpo |
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| February 2, 2018 |
EX-99.1 Exhibit 99.1 Forum Merger Corporation Announces Transfer of Listing to NYSE in Connection with Business Combination with ConvergeOne NEW YORK and EAGAN, Minn., Feb. 2, 2018 /PRNewswire/ ? Forum Merger Corporation (Nasdaq: FMCI) (?Forum? or the ?Company?) announced today that Forum intends to transfer the listing of its common stock and warrants to the New York Stock Exchange (the ?NYSE?) ( |
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| February 2, 2018 |
As filed with the U.S. Securities and Exchange Commission on February 2, 2018 S-4/A 1 d475387ds4a.htm AMENDMENT NO. 5 TO FORM S-4 Table of Contents As filed with the U.S. Securities and Exchange Commission on February 2, 2018 Registration No. 333-221848 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 5 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FORUM MERGER CORPORATION (Exact name of registrant as specified in i |
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| February 2, 2018 |
FMCI / Forum Merger Corporation CORRESP Acceleration Request FORUM MERGER CORPORATION 135 East 57th Street, 8th Floor New York, New York February 2, 2018 VIA EDGAR U. |
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| February 1, 2018 |
FMCI / Forum Merger Corporation 425 (Prospectus) 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2018 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporatio |
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| February 1, 2018 |
Leading Provider of Collaboration Services & Solutions EX-99.1 Exhibit 99.1 Leading Provider of Collaboration Services & Solutions January 2018 DISCLAIMER About this Presentation This presentation (the ?Presentation?) contemplates the purchase by Forum Merger Corporation (?Forum?) of C1 Investment Corp. (?ConvergeOne? or the ?Company?) by which ConvergeOne will become a subsidiary of Forum (the ?Transaction?). Advisors The company has engaged capital |
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| February 1, 2018 |
FMCI / Forum Merger Corporation 8-K (Current Report) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2018 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporatio |
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| February 1, 2018 |
EX-10.17 5 d475387dex1017.htm EX-10.17 EXHIBIT 10.17 FORUM MERGER CORPORATION RESTRICTED STOCK UNIT GRANT NOTICE (2018 EQUITY INCENTIVE PLAN) Forum Merger Corporation (the “Company”), pursuant to its 2018 Equity Incentive Plan (the “Plan”), hereby awards to Participant a Restricted Stock Unit Award for the number of shares of the Company’s Common Stock (“Restricted Stock Units”) set forth below (t |
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| February 1, 2018 |
Specimen Common Stock Certificate Exhibit 4.7 NUMBER SHARES CONVERGEONE HOLDINGS, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE COMMON STOCK SEE REVERSE FOR CERTAIN DEFINITIONS This Certifies that CUSIP 212481 105 is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF $0.0001 EACH OF THE COMMON STOCK OF CONVERGEONE HOLDINGS, INC. (THE ?CORPORATION?) transferable on the books of the Corporation in pers |
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| February 1, 2018 |
Exhibit 10.23 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (the ?Agreement?) is made and entered into as of , 201, between ConvergeOne Holdings, Inc., a Delaware corporation (the ?Company?), and (?Indemnitee?). RECITALS A. Highly competent persons have become more reluctant to serve corporations as directors or officers or in other capacities unless they are provided with adequate protection throu |
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| February 1, 2018 |
EXHIBIT 10.16 FORUM MERGER CORPORATION STOCK OPTION GRANT NOTICE (2018 EQUITY INCENTIVE PLAN) Forum Merger Corporation (the “Company”), pursuant to its 2018 Equity Incentive Plan (the “Plan”), hereby grants to Optionholder an option to purchase the number of shares of the Company’s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth in this Stock Op |
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| February 1, 2018 |
As filed with the U.S. Securities and Exchange Commission on February 1, 2018 Amendment No. 4 to Form S-4 Table of Contents As filed with the U.S. Securities and Exchange Commission on February 1, 2018 Registration No. 333-221848 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 677 |
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| February 1, 2018 |
Exhibit 3.5 AMENDED AND RESTATED BYLAWS OF CONVERGEONE HOLDINGS, INC. (A DELAWARE CORPORATION) AMENDED AND RESTATED BYLAWS OF CONVERGEONE HOLDINGS, INC. (A DELAWARE CORPORATION) ARTICLE I OFFICES Section 1. Registered Office. The registered office of the corporation in the State of Delaware shall be in the City of Wilmington, County of New Castle. Section 2. Other Offices. The corporation shall al |
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| February 1, 2018 |
FMCI / Forum Merger Corporation CORRESP CORRESP FORUM MERGER CORPORATION 135 East 57th Street, 8th Floor New York, New York 10022 February 1, 2018 VIA EDGAR U. |
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| January 29, 2018 |
EX-99.1 2 d377923dex991.htm EX-99.1 Exhibit 99.1 Forum Merger Corporation Announces Record and Meeting Dates for Special Meeting Relating to the Announced Business Combination with C1 New York, NY and Eagan, MN – January 29, 2018 – Forum Merger Corporation (Nasdaq: FMCI) (“Forum” or the “Company”), a special purpose acquisition company, today announced that it has set a record date of February 1, |
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| January 29, 2018 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2018 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporatio |
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| January 29, 2018 |
FMCI / Forum Merger Corporation 8-K (Prospectus) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2018 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporatio |
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| January 29, 2018 |
EX-99.1 Exhibit 99.1 Forum Merger Corporation Announces Record and Meeting Dates for Special Meeting Relating to the Announced Business Combination with C1 New York, NY and Eagan, MN ? January 29, 2018 ? Forum Merger Corporation (Nasdaq: FMCI) (?Forum? or the ?Company?), a special purpose acquisition company, today announced that it has set a record date of February 1, 2018 (the ?Record Date?) and |
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| January 26, 2018 |
Specimen Common Stock Certificate of the Combined Entity EX-4.7 2 d475387dex47.htm EX-4.7 Exhibit 4.7 NUMBER SHARES CONVERGEONE, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE COMMON STOCK SEE REVERSE FOR CERTAIN DEFINITIONS This Certifies that CUSIP 212481 105 is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF $0.0001 EACH OF THE COMMON STOCK OF CONVERGEONE, INC. (THE “CORPORATION”) transferable on the books of the Corp |
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| January 26, 2018 |
FMCI / Forum Merger Corporation CORRESP CORRESP FORUM MERGER CORPORATION 135 East 57th Street, 8th Floor New York, New York 10022 January 26, 2018 VIA EDGAR U. |
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| January 26, 2018 |
EXHIBIT 10.30 FIRST AMENDMENT TO REVOLVING LOAN CREDIT AGREEMENT This FIRST AMENDMENT TO REVOLVING LOAN CREDIT AGREEMENT (this ?Amendment?), dated as of January 18, 2018, is among C1 INTERMEDIATE CORP., a Delaware corporation (?Holdings?), CONVERGEONE HOLDINGS CORP., a Delaware corporation (the (?C1H?), CONVERGEONE, INC., a Minnesota corporation (?ConvergeOne?), ANNESE & ASSOCIATES, INC., a New Yo |
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| January 26, 2018 |
EXHIBIT 10.16 CONVERGEONE, INC. STOCK OPTION GRANT NOTICE (2018 EQUITY INCENTIVE PLAN) ConvergeOne, Inc. (the ?Company?), pursuant to its 2018 Equity Incentive Plan (the ?Plan?), hereby grants to Optionholder an option to purchase the number of shares of the Company?s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth in this Stock Option Grant Not |
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| January 26, 2018 |
Consent of Keith W. F. Bradley to be named as director Exhibit 99.3 January 20, 2018 Forum Merger Corporation c/o Forum Investors I, LLC 135 East 57th Street, 8th Floor New York, New York 10022 Consent to Reference in Proxy Statement/Prospectus/Information Statement Forum Merger Corporation (the ?Company?) has filed a Registration Statement on Form S-4 (Registration No. 333-221848) with the Securities and Exchange Commission under the Securities Act o |
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| January 26, 2018 |
Consent of José E. Feliciano to be named as director Exhibit 99.5 January 19, 2018 Forum Merger Corporation c/o Forum Investors I, LLC 135 East 57th Street, 8th Floor New York, New York 10022 Consent to Reference in Proxy Statement/Prospectus/Information Statement Forum Merger Corporation (the “Company”) has filed a Registration Statement on Form S-4 (Registration No. 333-221848) with the Securities and Exchange Commission under the Securities Act o |
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| January 26, 2018 |
Consent of Christopher Jurasek to be named as director Exhibit 99.6 January 19, 2018 Forum Merger Corporation c/o Forum Investors I, LLC 135 East 57th Street, 8th Floor New York, New York 10022 Consent to Reference in Proxy Statement/Prospectus/Information Statement Forum Merger Corporation (the ?Company?) has filed a Registration Statement on Form S-4 (Registration No. 333-221848) with the Securities and Exchange Commission under the Securities Act o |
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| January 26, 2018 |
Exhibit 10.23 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (the ?Agreement?) is made and entered into as of , 201, between ConvergeOne, Inc., a Delaware corporation (the ?Company?), and (?Indemnitee?). RECITALS A. Highly competent persons have become more reluctant to serve corporations as directors or officers or in other capacities unless they are provided with adequate protection through insura |
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| January 26, 2018 |
EX-99.1 12 d475387dex991.htm EX-99.1 Exhibit 99.1 PRELIMINARY COPY—SUBJECT TO COMPLETION, DATED JANUARY 26, 2018 PROXY CARD FORUM MERGER CORPORATION c/o Forum Investors I, LLC 135 East 57th Street 8th Floor New York, New York 10022 SPECIAL MEETING OF STOCKHOLDERS THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS OF FORUM MERGER CORPORATION The undersigned appoints David Boris and Marshal |
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| January 26, 2018 |
EXHIBIT 10.17 CONVERGEONE, INC. RESTRICTED STOCK UNIT GRANT NOTICE (2018 EQUITY INCENTIVE PLAN) ConvergeOne, Inc. (the ?Company?), pursuant to its 2018 Equity Incentive Plan (the ?Plan?), hereby awards to Participant a Restricted Stock Unit Award for the number of shares of the Company?s Common Stock (?Restricted Stock Units?) set forth below (the ?Award?). The Award is subject to all of the terms |
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| January 26, 2018 |
Consent of Timothy J. Pawlenty to be named as director Exhibit 99.9 January 21, 2018 Forum Merger Corporation c/o Forum Investors I, LLC 135 East 57th Street, 8th Floor New York, New York 10022 Consent to Reference in Proxy Statement/Prospectus/Information Statement Forum Merger Corporation (the ?Company?) has filed a Registration Statement on Form S-4 (Registration No. 333-221848) with the Securities and Exchange Commission under the Securities Act o |
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| January 26, 2018 |
Consent of John A. McKenna, Jr. to be named as director Exhibit 99.2 January 21, 2018 Forum Merger Corporation c/o Forum Investors I, LLC 135 East 57th Street, 8th Floor New York, New York 10022 Consent to Reference in Proxy Statement/Prospectus/Information Statement Forum Merger Corporation (the ?Company?) has filed a Registration Statement on Form S-4 (Registration No. 333-221848) with the Securities and Exchange Commission under the Securities Act o |
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| January 26, 2018 |
Consent of Prashant Mehrotra to be named as director Exhibit 99.7 January 19, 2018 Forum Merger Corporation c/o Forum Investors I, LLC 135 East 57th Street, 8th Floor New York, New York 10022 Consent to Reference in Proxy Statement/Prospectus/Information Statement Forum Merger Corporation (the “Company”) has filed a Registration Statement on Form S-4 (Registration No. 333-221848) with the Securities and Exchange Commission under the Securities Act o |
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| January 26, 2018 |
As filed with the U.S. Securities and Exchange Commission on January 26, 2018 Amendment No. 3 to Form S-4 Table of Contents As filed with the U.S. Securities and Exchange Commission on January 26, 2018 Registration No. 333-221848 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 677 |
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| January 26, 2018 |
Exhibit 10.31 Execution Version FIRST AMENDMENT TO TERM LOAN AGREEMENT This FIRST AMENDMENT TO TERM LOAN AGREEMENT (this ?Amendment?), dated as of January 18, 2018, is among C1 INTERMEDIATE CORP., a Delaware corporation (?Holdings?), CONVERGEONE HOLDINGS CORP., a Delaware corporation (the ?Borrower?), the Guarantors party hereto (together with Holdings and the Borrower, the ?Loan Parties?), JPMORG |
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| January 26, 2018 |
Consent of Behdad Eghbali to be named as director Exhibit 99.4 January 19, 2018 Forum Merger Corporation c/o Forum Investors I, LLC 135 East 57th Street, 8th Floor New York, New York 10022 Consent to Reference in Proxy Statement/Prospectus/Information Statement Forum Merger Corporation (the ?Company?) has filed a Registration Statement on Form S-4 (Registration No. 333-221848) with the Securities and Exchange Commission under the Securities Act o |
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| January 26, 2018 |
Consent of James Pade to be named as director EX-99.8 19 d475387dex998.htm EX-99.8 Exhibit 99.8 January 19, 2018 Forum Merger Corporation c/o Forum Investors I, LLC 135 East 57th Street, 8th Floor New York, New York 10022 Consent to Reference in Proxy Statement/Prospectus/Information Statement Forum Merger Corporation (the “Company”) has filed a Registration Statement on Form S-4 (Registration No. 333-221848) with the Securities and Exchange |
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| January 17, 2018 |
FMCI / Forum Merger Corporation / K2 PRINCIPAL FUND, L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 FORUM MERGER CORPORATION (Name of Issuer) Class A common stock, $.0001 par value (Title of Class of Securities) 34985B103 (CUSIP Number) January 9, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| January 12, 2018 |
Systems Integrator Agreement dated June 20, 2016 between Cisco Systems, Inc. and ConvergeOne, Inc. EX-10.35 EXHIBIT 10.35 [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 UNDER THE SECURITIES ACT OF 1933, AS AMENDED. SYSTEMS INTEGRATOR AGREEMENT This Systems Integrator Agreement (the ?Agreement?) between Cisco Systems, Inc., a California corporation, having its principal place of bu |
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| January 12, 2018 |
EX-10.31 3 d475387dex1031.htm EX-10.31 EXHIBIT 10.31 [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIRD AMENDMENT TO AVAYA INC. RESELLER MASTER TERMS AND CONDITIONS BY AND BETWEEN AVAYA INC. AND NORTH AMERICAN COMMUNICATIONS RESOURCE, I |
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| January 12, 2018 |
EX-10.32 EXHIBIT 10.32 [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 UNDER THE SECURITIES ACT OF 1933, AS AMENDED. FOURTH AMENDMENT TO AVAYA INC. RESELLER MASTER TERMS AND CONDITIONS BY AND BETWEEN AVAYA INC. AND NORTH AMERICAN COMMUNICATIONS RESOURCE, INC. THIS FOURTH AMENDMENT (?F |
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| January 12, 2018 |
FMCI / Forum Merger Corporation AMENDMENT NO. 2 TO FORM S-4 S-4/A 1 d475387ds4a.htm AMENDMENT NO. 2 TO FORM S-4 As filed with the U.S. Securities and Exchange Commission on January 12, 2018 Registration No. 333-221848 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delawa |
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| January 12, 2018 |
EX-10.33 EXHIBIT 10.33 [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 UNDER THE SECURITIES ACT OF 1933, AS AMENDED. FIFTH AMENDMENT TO AVAYA INC. RESELLER MASTER TERMS AND CONDITIONS BY AND BETWEEN AVAYA INC. AND NORTH AMERICAN COMMUNICATIONS RESOURCE, INC. This Fifth Amendment (?Fif |
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| January 12, 2018 |
EX-10.34 EXHIBIT 10.34 [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 UNDER THE SECURITIES ACT OF 1933, AS AMENDED. SIXTH AMENDMENT TO AVAYA INC. RESELLER MASTER TERMS AND CONDITIONS BY AND BETWEEN AVAYA INC. AND NORTH AMERICAN COMMUNICATIONS RESOURCE, INC. This Sixth Amendment (Six |
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| January 12, 2018 |
EX-10.30 2 d475387dex1030.htm EX-10.30 Exhibit 10.30 AGREEMENT NO. VNERA1 02 05 15 [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 UNDER THE SECURITIES ACT OF 1933, AS AMENDED. AVAYA INC. RESELLER MASTER TERMS AND CONDITIONS This Reseller Agreement (“Agreement”) is made effective as o |
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| January 12, 2018 |
EX-10.36 EXHIBIT 10.36 [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 UNDER THE SECURITIES ACT OF 1933, AS AMENDED. AMENDMENT NO. 1 TO THE SYSTEMS INTEGRATOR AGREEMENT This Amendment No. 1 (the ?Amendment?) to the Systems Integrator Agreement (the ?Agreement?), between Cisco Systems, |
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| January 8, 2018 |
Exhibit 99.1 PRELIMINARY COPY?SUBJECT TO COMPLETION, DATED JANUARY 8, 2018 PROXY CARD FORUM MERGER CORPORATION c/o Forum Investors I, LLC 135 East 57th Street 8th Floor New York, New York 10022 SPECIAL MEETING OF STOCKHOLDERS THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS OF FORUM MERGER CORPORATION The undersigned appoints and as proxies, and each of them with full power to act witho |
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| January 8, 2018 |
FMCI / Forum Merger Corporation CORRESP CORRESP FORUM MERGER CORPORATION 135 East 57th Street, 8th Floor New York, New York 10022 January 8, 2018 VIA EDGAR U. |
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| January 8, 2018 |
S-4/A 1 d475387ds4a.htm AMENDMENT NO. 1 TO FORM S-4 Table of Contents As filed with the U.S. Securities and Exchange Commission on January 8, 2018 Registration No. 333-221848 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FORUM MERGER CORPORATION (Exact name of registrant as specified in it |
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| December 18, 2017 |
Form 425 Filed by Forum Merger Corporation Pursuant to Rule 425 under the Securities Act of 1933 and Deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Forum Merger Corporation Registration Statement Number: 333-221848 News Release Clearlake Capital-Backed ConvergeOne Acquires AOS Strategic Acquisition Extends ConvergeOne’s Midwest Footprint and Broadens its Portfolio of Collaboration Services and Solutions Capabilities EAGAN, Minn. |
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| December 1, 2017 |
EX-10.26 9 d475387dex1026.htm EX-10.26 Exhibit 26 Execution Version $430,000,000 TERM LOAN AGREEMENT dated as of June 20, 2017 among CONVERGEONE HOLDINGS CORP., as the Borrower, C1 INTERMEDIATE CORP., as Holdings THE LENDERS PARTY HERETO, JPMORGAN CHASE BANK, N.A., as Administrative Agent and as Collateral Agent JPMORGAN CHASE BANK, N.A., CREDIT SUISSE SECURITIES (USA) LLC, WELLS FARGO SECURITIES, |
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| December 1, 2017 |
Form of Registration Rights Agreement Exhibit 4.1 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement?) is entered into as of the day of , 2018, by and among FORUM MERGER CORPORATION, a Delaware corporation (the ?Company?), and the parties set forth on Exhibit A hereto (collectively the ?Investors?). WHEREAS, the Company, C1 Investment Corp., a Delaware corporatio |
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| December 1, 2017 |
Offer letter dated June 16, 2014 between ConvergeOne Holdings Corp. and John Lyons EX-10.21 5 d475387dex1021.htm EX-10.21 Exhibit 10.21 CONVERGEONE HOLDINGS CORP. June 16, 2014 John Lyons 66 Vine Road Larchmont, New York 10538 Re: Employment Terms Dear John: On behalf of ConvergeOne Holdings Corp. (the “Company”), I am pleased to confirm your employment terms agreement (the “Agreement”) with the Company. The effective date of this Agreement (the “Start Date”) will be the Closing |
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| December 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2017 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation or |
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| December 1, 2017 |
EX-99.1 2 d504726dex991.htm EX-99.1 Exhibit 99.1 12/1/17 Operator: Good day, ladies and gentlemen, and welcome to the Forum Merger Corporation, ConvergeOne transaction conference call. At this time all participants are in a listen-only mode. If anyone should require operator assistance, please press star and then zero on your touchtone telephone. As a reminder, this conference call is being record |
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| December 1, 2017 |
Exhibit 99.1 ConvergeOne Announces Combination with Forum Merger Corporation to Become Publicly Listed Company Positions ConvergeOne to Execute on the Compelling Growth Opportunities in the Rapidly Evolving IT and Managed Services Markets Joint Investor Conference Call to be held on December 1, 2017 at 9am EST Eagan, MN and New York, NY ? December 1, 2017 ? ConvergeOne, a leading global IT service |
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| December 1, 2017 |
Exhibit 10.29 Execution Version GUARANTEE AND COLLATERAL AGREEMENT dated as of June 20, 2017 among C1 INTERMEDIATE CORP., CONVERGEONE HOLDINGS CORP., the Subsidiaries of ConvergeOne Holdings Corp. from time to time party hereto and JPMORGAN CHASE BANK, N.A., as Collateral Agent TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01. Credit Agreement 1 SECTION 1.02. Other Defined Terms 1 ARTIC |
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| December 1, 2017 |
Exhibit 10.24 Execution Version REVOLVING LOAN CREDIT AGREEMENT dated as of June 20, 2017, among C1 INTERMEDIATE CORP., as Holdings CONVERGEONE HOLDINGS CORP., as the Lead Borrower, CONVERGEONE, INC., as a Borrower, The other Borrowers from time to time party thereto as Borrowers THE LENDERS PARTY HERETO and WELLS FARGO COMMERCIAL DISTRIBUTION FINANCE, LLC, as Administrative Agent and Collateral A |
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| December 1, 2017 |
Offer letter dated June 16, 2014 between ConvergeOne Holdings Corp. and John A. McKenna, Jr. Exhibit 10.19 CONVERGEONE HOLDINGS CORP. June 16, 2014 John A. McKenna, Jr. 19 Verna Field Road Fairfield, Connecticut 06430 Re: Employment Terms Dear John: On behalf of ConvergeOne Holdings Corp. (the ?Company?), I am pleased to confirm your employment terms agreement (the ?Agreement?) with the Company. The effective date of this Agreement (the ?Start Date?) will be the Closing Date as defined in |
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| December 1, 2017 |
Voting Agreement, dated November 30, 2017 EX-10.2 5 d486613dex102.htm EX-10.2 Exhibit 10.2 FINAL FORM VOTING AGREEMENT This Voting Agreement (this “Agreement”) is made as of November 30, 2017, by and among (i) Forum Merger Corporation, a Delaware corporation (including any successor entity thereto, “Parent”), (ii) C1 Investment Corp., a Delaware corporation (the “Company”), and (iii) Clearlake Capital Partners III (Master), L.P., a Delawa |
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| December 1, 2017 |
Offer letter dated June 16, 2014 between ConvergeOne Holdings Corp. and Jeffrey Nachbor Exhibit 10.20 CONVERGEONE HOLDINGS CORP. June 16, 2014 Jeffrey Nachbor 3344 Highway 149 Eagan, MN 55121 Re: Employment Terms Dear Jeff: On behalf of ConvergeOne Holdings Corp. (the ?Company?), I am pleased to confirm your employment terms agreement (the ?Agreement?) with the Company. The effective date of this Agreement (the ?Start Date?) will be the Closing Date as defined in that certain Stock P |
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| December 1, 2017 |
Offer letter dated June 16, 2014 between ConvergeOne Holdings Corp. and Paul Maier EX-10.22 Exhibit 10.22 CONVERGEONE HOLDINGS CORP. June 16, 2014 Paul Maier 160 Hillcrest Road Marshfield, Massachusetts 02050 Re: Employment Terms Dear Paul: On behalf of ConvergeOne Holdings Corp. (the “Company”), I am pleased to confirm your employment terms agreement (the “Agreement”) with the Company. The effective date of this Agreement (the “Start Date”) will be the Closing Date as defined i |
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| December 1, 2017 |
Exhibit 10.3 FINAL FORM Forum Investors I, LLC 135 East 57th Street, 8th Floor, New York, New York November 30, 2017 Forum Merger Corporation c/o Forum Investors I, LLC 135 East 57th Street, 8th Floor New York, New York Attn: Chief Executive Officer C1 Investment Corp. 3344 Highway 149 Eagan, MN 55121 Attn: John McKenna, Chief Executive Officer Clearlake Capital Management III, L.P. 233 Wilshire B |
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| December 1, 2017 |
Overview of the ConvergeOne Business Combination with Forum Merger Corporation December 1, 2017 Confidential Exhibit 99. |
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| December 1, 2017 |
Form of Registration Rights Agreement Exhibit 4.1 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement?) is entered into as of the day of , 2018, by and among FORUM MERGER CORPORATION, a Delaware corporation (the ?Company?), and the parties set forth on Exhibit A hereto (collectively the ?Investors?). WHEREAS, the Company, C1 Investment Corp., a Delaware corporatio |
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| December 1, 2017 |
Exhibit 2.1 ANNEX A CONFIDENTIAL AGREEMENT AND PLAN OF MERGER by and among FORUM MERGER CORPORATION, as the Parent, FMC MERGER SUBSIDIARY CORP., as Merger Sub I, FMC MERGER SUBSIDIARY LLC, as Merger Sub II, CLEARLAKE CAPITAL MANAGEMENT III, L.P., in the capacity as the Seller Representative, and C1 INVESTMENT CORP., as the Company Dated as of November 30, 2017 TABLE OF CONTENTS Page I. MERGER 2 1. |
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| December 1, 2017 |
Exhibit 10.4 FINAL FORM FORM OF LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this ?Agreement?) is made and entered into as of [?] 2018 by and between (i) Forum Merger Corporation, a Delaware corporation (including any successor entity thereto, ?Parent?) and (ii) the undersigned stockholder and/or optionholder (?Holder?) of the Company. Capitalized terms used but not otherwise defined in this Agreemen |
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| December 1, 2017 |
Exhibit 10.4 FINAL FORM FORM OF LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is made and entered into as of [●] 2018 by and between (i) Forum Merger Corporation, a Delaware corporation (including any successor entity thereto, “Parent”) and (ii) the undersigned stockholder and/or optionholder (“Holder”) of the Company. Capitalized terms used but not otherwise defined in this Agreemen |
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| December 1, 2017 |
Exhibit 10.25 GUARANTEE AND COLLATERAL AGREEMENT dated as of June 20, 2017 among C1 INTERMEDIATE CORP., CONVERGEONE, INC., CONVERGEONE HOLDINGS CORP., the Subsidiaries of ConvergeOne Holdings Corp. from time to time party hereto and WELLS FARGO COMMERCIAL DISTRIBUTION FINANCE, LLC, as Administrative Agent TABLE OF CONTENTS Page PRELIMINARY STATEMENT 1 ARTICLE I Definitions 1 SECTION 1.01. Credit A |
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| December 1, 2017 |
Form of Subscription Agreement Exhibit 10.1 SUBSCRIPTION AGREEMENT Forum Merger Corporation c/o Forum Investors I, LLC 135 East 57th Street 8th Floor New York, New York 10022 November [ ], 2017 Ladies and Gentlemen: In connection with the proposed business combination (the “Transaction”) between Forum Merger Corporation, a Delaware corporation (the “Company”), and C1 Investment Corp., a Delaware corporation (“C1”), pursuant to |
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| December 1, 2017 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2017 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporati |
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| December 1, 2017 |
Form of Amended and Restated Bylaws Exhibit 3.5 AMENDED AND RESTATED BYLAWS OF CONVERGEONE, INC. (A DELAWARE CORPORATION) AMENDED AND RESTATED BYLAWS OF CONVERGEONE, INC. (A DELAWARE CORPORATION) ARTICLE I OFFICES Section 1. Registered Office. The registered office of the corporation in the State of Delaware shall be in the City of Wilmington, County of New Castle. Section 2. Other Offices. The corporation shall also have and mainta |
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| December 1, 2017 |
Exhibit 2.1 ANNEX A CONFIDENTIAL AGREEMENT AND PLAN OF MERGER by and among FORUM MERGER CORPORATION, as the Parent, FMC MERGER SUBSIDIARY CORP., as Merger Sub I, FMC MERGER SUBSIDIARY LLC, as Merger Sub II, CLEARLAKE CAPITAL MANAGEMENT III, L.P., in the capacity as the Seller Representative, and C1 INVESTMENT CORP., as the Company Dated as of November 30, 2017 TABLE OF CONTENTS Page I. MERGER 2 1. |
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| December 1, 2017 |
Exhibit 10.2 FINAL FORM VOTING AGREEMENT This Voting Agreement (this ?Agreement?) is made as of November 30, 2017, by and among (i) Forum Merger Corporation, a Delaware corporation (including any successor entity thereto, ?Parent?), (ii) C1 Investment Corp., a Delaware corporation (the ?Company?), and (iii) Clearlake Capital Partners III (Master), L.P., a Delaware limited partnership (?Holder?), s |
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| December 1, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2017 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation or |
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| December 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2017 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation o |
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| December 1, 2017 |
Form of Subscription Agreement Exhibit 10.1 SUBSCRIPTION AGREEMENT Forum Merger Corporation c/o Forum Investors I, LLC 135 East 57th Street 8th Floor New York, New York 10022 November [ ], 2017 Ladies and Gentlemen: In connection with the proposed business combination (the “Transaction”) between Forum Merger Corporation, a Delaware corporation (the “Company”), and C1 Investment Corp., a Delaware corporation (“C1”), pursuant to |
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| December 1, 2017 |
EX-10.27 10 d475387dex1027.htm EX-10.27 Exhibit 10.27 Execution Version $75,000,000 INCREMENTAL AMENDMENT Dated as of July 28, 2017 among C1 INTERMEDIATE CORP., as Holdings CONVERGEONE HOLDINGS CORP., as Borrower THE GUARANTORS PARTY HERETO, CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH as Incremental Term Lender and JPMORGAN CHASE BANK, N.A. as Administrative Agent and Collateral Agent CREDIT SUISSE SE |
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| December 1, 2017 |
As filed with the U.S. Securities and Exchange Commission on December 1, 2017 Table of Contents As filed with the U.S. Securities and Exchange Commission on December 1, 2017 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 6770 81-4619427 (State or Other Jurisdiction of Incorpor |
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| December 1, 2017 |
Exhibit 99.1 PRELIMINARY COPY?SUBJECT TO COMPLETION, DATED DECEMBER 1, 2017 PROXY CARD FORUM MERGER CORPORATION c/o Forum Investors I, LLC 135 East 57th Street 8th Floor New York, New York 10022 SPECIAL MEETING OF STOCKHOLDERS THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS OF FORUM MERGER CORPORATION The undersigned appoints and as proxies, and each of them with full power to act with |
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| December 1, 2017 |
Sponsor Earnout Letter and Amendment to Escrow Agreement, dated November 30, 2017 Exhibit 10.3 FINAL FORM Forum Investors I, LLC 135 East 57th Street, 8th Floor, New York, New York November 30, 2017 Forum Merger Corporation c/o Forum Investors I, LLC 135 East 57th Street, 8th Floor New York, New York Attn: Chief Executive Officer C1 Investment Corp. 3344 Highway 149 Eagan, MN 55121 Attn: John McKenna, Chief Executive Officer Clearlake Capital Management III, L.P. 233 Wilshire B |
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| December 1, 2017 |
Exhibit 99.1 ConvergeOne Announces Combination with Forum Merger Corporation to Become Publicly Listed Company Positions ConvergeOne to Execute on the Compelling Growth Opportunities in the Rapidly Evolving IT and Managed Services Markets Joint Investor Conference Call to be held on December 1, 2017 at 9am EST Eagan, MN and New York, NY ? December 1, 2017 ? ConvergeOne, a leading global IT service |
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| December 1, 2017 |
Overview of the ConvergeOne Business Combination with Forum Merger Corporation December 1, 2017 Confidential Exhibit 99. |
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| December 1, 2017 |
EX-21.1 Exhibit 21.1 LIST OF SUBSIDIARIES OF FORUM MERGER CORP. Subsidiary Jurisdiction FMC Merger Subsidiary Corp. Delaware FMC Merger Subsidiary LLC Delaware LIST OF SUBSIDIARIES OF C1 INVESTMENT CORP. Subsidiary Jurisdiction C1 Intermediate Corp. Delaware ConvergeOne Holdings Corp. Delaware ConvergeOne, Inc. Minnesota Annese & Associates, Inc. New York RGTS, Inc. Delaware RGT Utilities, Inc. De |
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| December 1, 2017 |
EX-10.28 11 d475387dex1028.htm EX-10.28 Exhibit 10.28 Execution Version $60,000,000 INCREMENTAL AMENDMENT Dated as of October 25, 2017 among C1 INTERMEDIATE CORP., as Holdings CONVERGEONE HOLDINGS CORP., as Borrower THE GUARANTORS PARTY HERETO, CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH as Incremental Term Lender and JPMORGAN CHASE BANK, N.A. as Administrative Agent and Collateral Agent CREDIT SUISSE |
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| November 13, 2017 |
10-Q 1 f10q0917forummerger.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fr |
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| August 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-38053 FORUM MERGER CORP |
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| June 9, 2017 |
CVON / ConvergeOne Holdings, Inc. / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 Forum Merger Corporation (FMCI) (Name of Issuer) Common Stock (Title of Class of Securities) 34985b103 (CUSIP Number) May 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| May 19, 2017 |
CVON / ConvergeOne Holdings, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-38053 FORUM MERGER COR |
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| May 10, 2017 |
FMCI / Forum Merger Corporation / Polar Asset Management Partners Inc. - SC 13G Passive Investment Polar Asset Management Partners Inc. - Schedule 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FORUM MERGER CORP. (Name of Issuer) Class A Common stock, $0.0001 par value (Title of Class of Securities) 34985B103 (CUSIP Number) April 30, 2017 (Date of Event Which Require |
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| April 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2017 FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of incorporation or o |
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| April 28, 2017 |
Exhibit 99.1 FORUM MERGER CORPORATION CLASS A COMMON STOCK, WARRANTS AND RIGHTS TO COMMENCE TRADING SEPARATELY ON MAY 2, 2017 NEW YORK, NY, April 28, 2017 ? Forum Merger Corporation (the ?Company?) (NASDAQ: FMCIU) today announced that the holders of the Company?s units may elect to separately trade the Class A common stock, warrants and rights underlying the units commencing on May 2, 2017. No fra |
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| April 24, 2017 |
FORUM MERGER CORPORATION BALANCE SHEET Exhibit 99.1 FORUM MERGER CORPORATION BALANCE SHEET April 12, Pro Forma Pro Forma 2017 Adjustments Totals (unaudited) (unaudited) ASSETS Current assets: Cash $ 578,490 $ - $ 578,490 Prepaid expenses and other current assets 24,400 - 24,400 Total Current Assets 602,890 - 602,890 Cash held in Trust Account 151,500,000 22,725,000 174,225,000 Total Assets $ 152,102,890 $ 22,725,000 $ 174,827,890 LIABI |
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| April 24, 2017 |
Joint Filing Agreement, by and among the Reporting Persons. Exhibit 99.1 JOINT FILING AGREEMENT AGREEMENT dated as of April 24, 2017, by and between Forum Investors I, LLC, a Delaware limited liability company and Forum Capital Management, LLC, a Delaware limited liability company (together, the “Parties”). Each Party hereto represents to the other Party that it is eligible to use Schedule 13D to report its beneficial ownership of Common Stock, $0.0001 par |
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| April 24, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2017 (April 18, 2017) FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of i |
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| April 24, 2017 |
CVON / ConvergeOne Holdings, Inc. / Forum Investors I, Llc - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Forum Merger Corporation (Name of Issuer) Class A Common Stock, $0.0001 par value (Title of Class of Securities) 34985B 103 (CUSIP Number) 135 East 57th Street 8th Floor New York, New York 10022 (Name, Address and Telephone Number of Person Authorized to Receive Notice |
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| April 18, 2017 |
FORUM MERGER CORPORATION INDEX TO BALANCE SHEET Exhibit 99.1 FORUM MERGER CORPORATION INDEX TO BALANCE SHEET Page Report of Independent Registered Public Accounting Firm 2 Balance Sheet 3 Notes to the Balance Sheet 4 1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Audit Committee of the Board of Directors and Shareholders of Forum Merger Corporation We have audited the accompanying balance sheet of Forum Merger Corporation (the |
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| April 18, 2017 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2017 (April 12, 2017) FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of i |
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| April 17, 2017 |
FMCI / Forum Merger Corporation / BOOTHBAY FUND MANAGEMENT, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. N/A)* Forum Merger Corporation (Name of Issuer) Class A Common Stock (Title of Class of Securities) 34985B202 (CUSIP Number) April 7, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| April 12, 2017 |
Forum Merger Corporation Completes $150,000,000 Initial Public Offering Exhibit 99.2 Forum Merger Corporation Completes $150,000,000 Initial Public Offering NEW YORK, NY, April 12, 2017 / Forum Merger Corporation (Nasdaq: FMCIU) ("Forum" or the "Company"), a company formed for the purpose of entering into a merger, share exchange, asset acquisition or other similar business combination with one or more businesses or entities, today announced the closing of its initial |
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| April 12, 2017 |
Exhibit 10.3 STOCK ESCROW AGREEMENT STOCK ESCROW AGREEMENT, dated as of April 6, 2017 (?Agreement?), by and among FORUM MERGER CORPORATION, a Delaware corporation (?Company?), FORUM INVESTORS I, LLC, a Delaware limited liability company (the ?Founder?) and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, a New York corporation (?Escrow Agent?). WHEREAS, the Company has entered into an Underwriting Agre |
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| April 12, 2017 |
Registration Rights Agreement among Forum and Forum Investors I, LLC Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?) is entered into as of the 6th day of April, 2017, by and between Forum Merger Corporation, a Delaware corporation (the ?Company?), and Forum Investors I, LLC (the ?Investor?). WHEREAS, the Investor currently holds all of the issued and outstanding securities of the Company; WHEREAS, the Investor and th |
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| April 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2017 (April 6, 2017) FORUM MERGER CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-38053 81-4619427 (State or other jurisdiction of in |
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| April 12, 2017 |
Underwriting Agreement between the Company and EarlyBirdCapital, Inc. Exhibit 1.1 15,000,000 Units FORUM MERGER CORPORATION UNDERWRITING AGREEMENT New York, New York April 6, 2017 EarlyBirdCapital, Inc. 366 Madison Avenue New York, New York 10017 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: Forum Merger Corporation, a Delaware corporation (the ?Company?), hereby confirms its agreement with EarlyBirdCapital, Inc. (the ?Repres |
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| April 12, 2017 |
Form of Unit Purchase Option between Forum and EBC and it designees Exhibit 10.10 THE REGISTERED HOLDER OF THIS PURCHASE OPTION BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE OPTION EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE OPTION AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE OPTION FOR A PERIOD OF 180 DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYO |
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| April 12, 2017 |
Exhibit 10.1 INVESTMENT MANAGEMENT TRUST AGREEMENT This Agreement is made as of April 6, 2017 by and between Forum Merger Corporation (the “Company”) and Continental Stock Transfer & Trust Company (“Trustee”). WHEREAS, the Company’s registration statements on Form S-1, Nos. 333-216842 and 333-217187 (collectively, the “Registration Statement”), for its initial public offering of securities (“IPO”) |
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| April 12, 2017 |
Exhibit 10.7 AMENDED AND RESTATED UNIT SUBSCRIPTION AGREEMENT This AMENDED AND RESTATED UNIT SUBSCRIPTION AGREEMENT (this ?Agreement?) is made as of the 6th day of April 2017, by and between Forum Merger Corporation, a Delaware corporation (the ?Company?), having its principal place of business at 135 East 57th Street, 8th Floor, New York, NY 10022, and Forum Investors I, LLC, a Delaware limited l |
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| April 12, 2017 |
Forum Merger Corporation Announces Pricing of $150 Million Initial Public Offering Exhibit 99.1 Forum Merger Corporation Announces Pricing of $150 Million Initial Public Offering New York, April 6, 2017 / Forum Merger Corporation (NASDAQ: FMCIU, the “Company” or “Forum”) announced today that it priced its initial public offering of 15,000,000 units at $10.00 per unit. The units are expected to be listed in on The NASDAQ Capital Market (“NASDAQ”) and trade under the ticker symbol |
