Statistiques de base
CIK | 21828 |
SEC Filings
SEC Filings (Chronological Order)
November 12, 2013 |
EX-99.01 2 ex9901.htm EXHIBIT 99.01 EXHIBIT 99.01 CCOM GROUP, INC. ANNOUNCES THAT IT HAS FILED A FORM 15 TO DEREGISTER ITS COMMON STOCK AND CONVERTIBLE PREFERRED STOCK UNDER THE SECURITIES EXCHANGE ACT OF 1934 HAWTHORNE, New Jersey (November 12, 2013) – CCOM Group, Inc. (the “Company”) (OTCQB: “CCOM,” “CCOMP”) announced today that it has filed a Form 15 with the Securities and Exchange Commission |
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November 12, 2013 |
- CCOM GROUP INC FORM 15-12B 11-12-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 1-6663 CCOM GROUP, INC. (Exact name of registrant as specified in its charte |
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November 12, 2013 |
8-K 1 form8k.htm CCOM GROUP, INC 8-K 11-12-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 12, 2013 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdi |
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November 7, 2013 |
EX-10.01 2 ex1001.htm EXHIBIT 10.01 EXHIBIT 10.01 Principal Sum: $500,000 Investor: Goldman Associates of NY, Inc. Maturity Date: January 31, 2014 Dated: November 4, 2013 PROMISSORY NOTE CCOM GROUP, INC., a New York corporation (hereinafter called the "Company"), hereby promises to pay to the order of Holder the Principal Sum on the Maturity Date. 1. This Promissory Note shall accrue interest at t |
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November 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 4, 2013 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Number) |
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November 7, 2013 |
CCOM Group, Inc. Announces Intention to Voluntarily Deregister EXHIBIT 99.01 CCOM Group, Inc. Announces Intention to Voluntarily Deregister HAWTHORNE, New Jersey (November 06, 2013) – CCOM Group, Inc. (the “Company”) (OTCQB: “CCOM,” “CCOMP”) announced today that it intends on or about November 12, 2013 to file a Form 15 with the Securities and Exchange Commission to voluntarily deregister its common stock and convertible preferred stock under the securities l |
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August 14, 2013 |
- CCOM GROUP INC 8-K 8-13-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 13, 2013 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Number) ( |
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August 14, 2013 |
CCOM Group, Inc. Reports 2013 Second Quarter Results EX-99.01 2 ex9901.htm EXHIBIT 99.01 EXHIBIT 99.01 CCOM Group, Inc. Reports 2013 Second Quarter Results HAWTHORNE, New Jersey (August 13, 2013) – CCOM Group, Inc. (“CCOM”) (OTCQB: “CCOM,” “CCOMP”), today announced its financial results for the three months and six months ended June 30, 2013. Results for the three months ended June 30, 2013 compared to results for the same period in 2012: · Sales in |
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August 13, 2013 |
Quarterly Report - CCOM GROUP, INC 10-Q 6-30-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-6663 CCOM GROUP, INC. (Exact |
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August 13, 2013 |
I, Peter Gasiewicz, certify that: EXHIBIT 31.01 CERTIFICATION I, Peter Gasiewicz, certify that: 1. I have reviewed this report of CCOM Group, Inc. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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August 13, 2013 |
I, William Salek, certify that: EXHIBIT 31.02 CERTIFICATION I, William Salek, certify that: 1. I have reviewed this report of CCOM Group, Inc. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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August 13, 2013 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.01 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of CCOM Group, Inc. (the “Company”) for the quarter ended June 30, 2013 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Peter Gasiewicz, Chief Executive Officer of the Company, certify, pursuant to section 18 U.S.C. 13 |
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August 13, 2013 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.02 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of CCOM Group, Inc. (the “Company”) for the quarter ended June 30, 2013 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Salek, Chief Financial Officer of the Company, certify, pursuant to section 18 U.S.C. 1350 |
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August 5, 2013 |
EX-10.01 2 ex1001.htm EXHIBIT 10.01 EXHIBIT 10.01 Principal Sum: $500,000 Investor: Goldman Associates of NY, Inc. Maturity Date: November 1, 2013 Dated: August 5, 2013 PROMISSORY NOTE CCOM GROUP, INC., a New York corporation (hereinafter called the "Company"), hereby promises to pay to the order of Holder the Principal Sum on the Maturity Date. 1. This Promissory Note shall accrue interest at the |
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August 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 30, 2013 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Number) ( |
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August 5, 2013 |
EXHIBIT 99.01 CCOM GROUP, INC. TO REDEEM AT $7.50 PER SHARE APPROXIMATELY 8,670 SHARES OF PREFERRED STOCK HELD OF RECORD IN ODD LOTS OF LESS THAN 100 SHARES Company also Announces its Intention to Deregister from the Securities Exchange Act of 1934 After Redemption is Complete HAWTHORNE, New Jersey (July 31, 2013) – CCOM Group, Inc. (OTCQB: “CCOM,” “CCOMP”), today announced that on or about Octobe |
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July 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 1, 2013 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Number) (IRS |
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June 20, 2013 |
- CCOM GROUP, INC. 8-K 6-19-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 19, 2013 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Number) (IR |
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May 15, 2013 |
8-K 1 form8k.htm CCOM GROUP, INC 8-K 5-14-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 14, 2013 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction |
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May 15, 2013 |
CCOM Group, Inc. Reports 2013 First Quarter Results EXHIBIT 99.01 CCOM Group, Inc. Reports 2013 First Quarter Results HAWTHORNE, New Jersey (May 14, 2013) – CCOM Group, Inc. (“CCOM”) (OTCQB: “CCOM,” “CCOMP”), today announced its financial results for the three months ended March 31, 2013. Results for the three months ended March 31, 2013 compared to results for the same period in 2012: · Sales increased 3.5% to $18,729,438 from $18,091,774 · Gross |
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May 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-6663 CCOM GROUP, INC. (Exact |
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May 14, 2013 |
I, William Salek, certify that: EXHIBIT 31.02 CERTIFICATION I, William Salek, certify that: 1. I have reviewed this report of CCOM Group, Inc. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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May 14, 2013 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.01 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of CCOM Group, Inc. (the “Company”) for the quarter ended March 31, 2013 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Michael Goldman, Chief Executive Officer of the Company, certify, pursuant to section 18 U.S.C. 1 |
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May 14, 2013 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.02 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of CCOM Group, Inc. (the “Company”) for the quarter ended March 31, 2013 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Salek, Chief Financial Officer of the Company, certify, pursuant to section 18 U.S.C. 135 |
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May 14, 2013 |
Date: May 14, 2013 /s/ Michael Goldman Michael Goldman Chief Executive Officer EXHIBIT 31.01 CERTIFICATION I, Michael Goldman, certify that: 1. I have reviewed this report of CCOM Group, Inc. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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May 8, 2013 |
- CCOM GROUP INC DEF 14A 6-19-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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May 8, 2013 |
- CCOM GROUP, INC DEFA 14A 6-19-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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May 6, 2013 |
Entry into a Material Definitive Agreement 8-K 1 form8k.htm CCOM GROUP INC 8-K 4-30-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 30, 2013 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction |
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May 6, 2013 |
EXHIBIT 10.08 Principal Sum: $500,000 Investor: Michael Goldman Maturity Date: August 2, 2013 Dated: May 1, 2013 PROMISSORY NOTE CCOM GROUP, INC., a New York corporation (hereinafter called the "Company"), hereby promises to pay to the order of Holder the Principal Sum on the Maturity Date. 1. This Promissory Note shall accrue interest at the annual rate of 4%. 2. This Promissory Note may be pre-p |
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April 2, 2013 |
CCOM Group, Inc. Reports 2012 Fourth Quarter and Full Year Financial Results EXHIBIT 99.01 CCOM Group, Inc. Reports 2012 Fourth Quarter and Full Year Financial Results HAWTHORNE, New Jersey (March 29, 2013) – CCOM Group, Inc. (the “Company”) (OTCQB: “CCOM,” “CCOMP”) today announced its financial results for the fourth quarter and year ended December 31, 2012. Results for the fourth quarter of 2012 compared to results for the fourth quarter of 2011: · Sales increased 8.6% t |
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April 2, 2013 |
EX-99.02 3 ex9902.htm EXHIBIT 99.02 EXHIBIT 99.02 CCOM Group, Inc. Reports Updated 2012 Fourth Quarter and Full Year Financial Results Also Includes Unaudited Consolidated Statements of Income for the Fourth Quarter Ended December 31, 2012 HAWTHORNE, New Jersey (April 1, 2013) – CCOM Group, Inc. (the “Company”) (OTCQB: “CCOM,” “CCOMP”) today announced its financial results for the fourth quarter a |
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April 2, 2013 |
- CCOM GROUP, INC 8-K 3-29-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 29, 2013 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Number) (I |
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March 29, 2013 |
EXHIBIT 10.05(e) FOURTH AMENDMENT AGREEMENT This FOURTH AMENDMENT AGREEMENT (this ?Amendment?) is made as of the 25th day of March, 2013, among: (a) CCOM GROUP, INC., a New York corporation, formerly known as Colonial Commercial Corp. (?CCOM?); (b) UNIVERSAL SUPPLY GROUP, INC., a New York corporation (?Universal?); (c) THE RAL SUPPLY GROUP, INC., a New York corporation (?RAL?); (d) S&A SUPPLY, INC |
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March 29, 2013 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.01 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 10-K of CCOM Group, Inc. (the “Company”) for the fiscal year ended December 31, 2012 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Michael Goldman, Chief Executive Officer of the Company, certify, pursuant to section 18 U.S. |
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March 29, 2013 |
EXHIBIT 4.02(b) CCOM?GROUP, INC. CCOM Group, Inc., upon request to it or to the Transfer Agent named in this Certificate, will furnish to any shareholder without charge a full statement of the designation, relative rights, preferences and limitations of the shares of each class authorized to be issued and, so far as the same have been fixed, of each series of each class of preferred shares authori |
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March 29, 2013 |
I, Michael Goldman, certify that: EXHIBIT 31.01 CERTIFICATION I, Michael Goldman, certify that: 1. I have reviewed this report of CCOM Group, Inc. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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March 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 11-2037182 CCOM GROUP, INC. (Exact |
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March 29, 2013 |
SUBSIDIARIES OF REGISTRANT CCOM GROUP, INC. AND SUBSIDIARIES FED. I.D. 11-2037182 EXHIBIT 21.01 SUBSIDIARIES OF REGISTRANT CCOM GROUP, INC. AND SUBSIDIARIES FED. I.D. 11-2037182 Name of Subsidiary State of Incorporation I.D. Number Universal Supply Group, Inc. New York 11-3391045 The RAL Supply Group, Inc. New York 20-0207168 S&A Supply, Inc. New York 26-0778121 |
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March 29, 2013 |
EXHIBIT 4.01(b) CCOM?GROUP, INC. CCOM Group, Inc., upon request to it or to the Transfer Agent named in this Certificate, will furnish to any shareholder without charge a full statement of the designation, relative rights, preferences and limitations of the shares of each class authorized to be issued and, so far as the same have been fixed, of each series of each class of preferred shares authori |
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March 29, 2013 |
I, William Salek, certify that: EXHIBIT 31.02 CERTIFICATION I, William Salek, certify that: 1. I have reviewed this report of CCOM Group, Inc. (the ?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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March 29, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statement of CCOM Group, Inc. (formerly Colonial Commercial Corp.) and subsidiaries on Form S8 (No. 333-30725) of our report dated March 28, 2013, on our audits of the consolidated financial statements as of December 31, 2012 and 2011 and for each of the years in |
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March 29, 2013 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.02 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 10-K of CCOM Group, Inc. (the ?Company?) for the fiscal year ended December 31, 2012 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, William Salek, Chief Financial Officer of the Company, certify, pursuant to section 18 U.S.C. |
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February 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 14, 2013 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Number) |
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February 15, 2013 |
EX-10.1 2 ex101.htm EXHIBIT 10.1 EXHIBIT 10.01 CONSULTING AGREEMENT This CONSULTING AGREEMENT (the "Agreement"), dated as of February 15, 2013, is made by and between CCOM GROUP, INC. ("CCOM") and WILLIAM PAGANO (the "Consultant"). The term “Company” as used herein means CCOM and its affiliates, subsidiaries and successors and assigns. In consideration of the mutual promises, terms, covenants, and |
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February 7, 2013 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 1, 2013 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Number) |
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February 7, 2013 |
Exhibit 10.06 Principal Sum: $500,000 Investor: Michael Goldman Maturity Date: May 1, 2013 Dated: February 1, 2013 PROMISSORY NOTE CCOM GROUP, INC., a New York corporation (hereinafter called the "Company"), hereby promises to pay to the order of Holder the Principal Sum on the Maturity Date. 1. This Promissory Note shall accrue interest at the annual rate of 4%. 2. This Promissory Note may be pre |
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February 7, 2013 |
CCOM / CCOM Group, Inc. / PAGANO WILLIAM - WILLIAM PAGANO SC 13GA 12-31-2012 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 6)* CCOM GROUP, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $.05 PER SHARE (Title of Class Securities) COMMON STOCK: 12504V 107 (CUSIP Number |
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December 31, 2012 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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December 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. -)* CCOM GROUP, INC. (Name of Issuer) CONVERTIBLE PREFERRED STOCK, PAR VALUE $.05 PER SHARE (Title of Class Securities) 12504V206 (CUSIP Number) |
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December 20, 2012 |
CCOM / CCOM Group, Inc. / GOLDMAN KEVIN - CCOM GROUP INC SC 13G 12-7-2012 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. -)* CCOM GROUP, INC. (Name of Issuer) CONVERTIBLE PREFERRED STOCK, PAR VALUE $.05 PER SHARE (Title of Class Securities) 12504V206 (CUSIP Number) |
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December 13, 2012 |
EXHIBIT 10.04 THIRD AMENDMENT AGREEMENT This THIRD AMENDMENT AGREEMENT (this “Amendment”) is made as of the 7th day of December, 2012, among: (a) CCOM GROUP, INC., a New York corporation, formerly known as Colonial Commercial Corp. (“CCOM”); (b) UNIVERSAL SUPPLY GROUP, INC., a New York corporation (“Universal”); (c) THE RAL SUPPLY GROUP, INC., a New York corporation (“RAL”); (d) S&A SUPPLY, INC., |
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December 13, 2012 |
EXHIBIT 10.07 SUBORDINATION AGREEMENT This SUBORDINATION AGREEMENT (as the same may from time to time be amended, restated or otherwise modified, this “Agreement”) is made and entered into, as of November , 2012, by and among CCOM GROUP, INC., a New York corporation (“Debtor”), JOHN A. HILDEBRANDT, an individual (the “Subordinated Creditor”), and KEYBANK NATIONAL ASSOCIATION, a national banking as |
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December 13, 2012 |
EXHIBIT 10.05 SUBORDINATION AGREEMENT This SUBORDINATION AGREEMENT (as the same may from time to time be amended, restated or otherwise modified, this “Agreement”) is made and entered into, as of November , 2012, by and among CCOM GROUP, INC., a New York corporation (“Debtor”), RITA FOLGER, an individual (the “Subordinated Creditor”), and KEYBANK NATIONAL ASSOCIATION, a national banking associatio |
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December 13, 2012 |
EXHIBIT 10.09 SUBORDINATION AGREEMENT This SUBORDINATION AGREEMENT (as the same may from time to time be amended, restated or otherwise modified, this “Agreement”) is made and entered into, as of November , 2012, by and among CCOM GROUP, INC., a New York corporation (“Debtor”), WILLIAM PAGANO, an individual (the “Subordinated Creditor”), and KEYBANK NATIONAL ASSOCIATION, a national banking associa |
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December 13, 2012 |
Entry into a Material Definitive Agreement 8-K 1 form8k.htm CCOM GROUP, INC 8-K 12-7-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 7, 2012 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdict |
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December 13, 2012 |
EXHIBIT 10.11 SUBORDINATION AGREEMENT This SUBORDINATION AGREEMENT (as the same may from time to time be amended, restated or otherwise modified, this “Agreement”) is made and entered into, as of December 10, 2012, by and among CCOM GROUP, INC., a New York corporation (“Debtor”), MICHAEL GOLDMAN, an individual (the “Subordinated Creditor”), and KEYBANK NATIONAL ASSOCIATION, a national banking asso |
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December 13, 2012 |
EXHIBIT 10.10 Principal Sum: $500,000 Investor: Michael Goldman Maturity Date: March 8, 2013 Dated: December 10, 2012 PROMISSORY NOTE CCOM GROUP, INC., a New York corporation (hereinafter called the "Company"), hereby promises to pay to the order of Holder the Principal Sum on the Maturity Date. 1. This Promissory Note shall accrue interest at the annual rate of 4%. 2. This Promissory Note may be |
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December 13, 2012 |
EXHIBIT 10.08 SUBORDINATION AGREEMENT This SUBORDINATION AGREEMENT (as the same may from time to time be amended, restated or otherwise modified, this “Agreement”) is made and entered into, as of November , 2012, by and among CCOM GROUP, INC., a New York corporation (“Debtor”), PAUL H. HILDEBRANDT, an individual (the “Subordinated Creditor”), and KEYBANK NATIONAL ASSOCIATION, a national banking as |
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December 13, 2012 |
EXHIBIT 10.06 SUBORDINATION AGREEMENT This SUBORDINATION AGREEMENT (as the same may from time to time be amended, restated or otherwise modified, this “Agreement”) is made and entered into, as of November , 2012, by and among CCOM GROUP, INC., a New York corporation (“Debtor”), GOLDMAN ASSOCIATES OF NEW YORK, INC., a New York corporation (the “Subordinated Creditor”), and KEYBANK NATIONAL ASSOCIAT |
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November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-6663 CCOM GROUP, INC. (E |
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November 14, 2012 |
I, William Salek, certify that: EXHIBIT 31.02 CERTIFICATION I, William Salek, certify that: 1. I have reviewed this report of CCOM Group, Inc. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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November 14, 2012 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.01 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of CCOM Group, Inc. (the “Company”) for the quarter ended September 30, 2012 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Pagano, Chief Executive Officer of the Company, certify, pursuant to section 18 U.S.C |
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November 14, 2012 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.02 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of CCOM Group, Inc. (the “Company”) for the quarter ended September 30, 2012 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Salek, Chief Financial Officer of the Company, certify, pursuant to section 18 U.S.C. |
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November 14, 2012 |
I, William Pagano, certify that: EXHIBIT 31.01 CERTIFICATION I, William Pagano, certify that: 1. I have reviewed this report of CCOM Group, Inc. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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November 14, 2012 |
- CCOM GROUP, INC 8-K 11-14-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 14, 2012 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Number) |
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November 14, 2012 |
CCOM Group, Inc. Reports 2012 Third Quarter Results EXHIBIT 99.01 CCOM Group, Inc. Reports 2012 Third Quarter Results HAWTHORNE, New Jersey (November 14, 2012) – CCOM Group, Inc. (name changed from Colonial Commercial Corp.) (“CCOM”) (OTCQB: “CCOM,” “CCOMP”), today announced its financial results for the three months and nine months ended September 30, 2012. Results for the three months ended September 30, 2012 compared to results for the same peri |
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October 30, 2012 |
EX-10.04 3 ex1004.htm EXHIBIT 10.04 EXHIBIT 10.04 Principal: $ Holder: Dated as of October 24, 2012 PROMISSORY NOTE CCOM GROUP, INC., a New York corporation (hereinafter called the "Company"), hereby promises to pay to the order of Holder the Principal and interest as follows: 1. This Note shall accrue interest at the annual rate of 8%. The Company shall pay the principal and accrued interest of t |
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October 30, 2012 |
EX-10.03 2 ex1003.htm EXHIBIT 10.03 EXHIBIT 10.03 SECOND AMENDMENT AGREEMENT This SECOND AMENDMENT AGREEMENT (this “Amendment”) is made as of the 24th day of October, 2012, among: (a) CCOM GROUP, INC., a New York corporation, formerly known as Colonial Commercial Corp. (“CCOM”); (b) UNIVERSAL SUPPLY GROUP, INC., a New York corporation (“Universal”); (c) THE RAL SUPPLY GROUP, INC., a New York corpo |
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October 30, 2012 |
EXHIBIT 10.05 October 24, 2012 Mr. Wesley Fish c/o Goodman Manufacturing Company, L.P. 5151 San Felipe, Suite 500 Houston, TX 77056 Subject: Pay-off of Goodman Company, LP, et. al. Note dated March 24, 2010, original Principal Amount of $2,000,000 Amended and Restated, No. 1, April 13, 2011, and Amended and Restated No. 2, October 14, 2011 Dear Mr. Fish, In accordance with our agreement, enclosed |
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October 30, 2012 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 24, 2012 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Number) |
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October 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. -)* CCOM GROUP, INC. (Name of Issuer) CONVERTIBLE PREFERRED STOCK, PAR VALUE $.05 PER SHARE (Title of Class Securities) 12504V206 (CUSIP Number) |
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October 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. -)* CCOM GROUP, INC. (Name of Issuer) CONVERTIBLE PREFERRED STOCK, PAR VALUE $.05 PER SHARE (Title of Class Securities) 12504V206 (CUSIP Number) |
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August 31, 2012 |
EXHIBIT 10.01 Principal Sum: $350,000 Investor: Goldman Associates of NY, Inc. Maturity Date: November 25, 2012 Dated: August 28, 2012 PROMISSORY NOTE CCOM GROUP, INC., a New York corporation (hereinafter called the "Company"), hereby promises to pay to the order of Holder the Principal Sum on the Maturity Date. 1. This Promissory Note shall accrue interest at the annual rate of 4%. 2. This Promis |
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August 31, 2012 |
Entry into a Material Definitive Agreement - CCOM GROUP INC 8-K 8-28-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 28, 2012 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Number) ( |
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August 16, 2012 |
CCOM Group, Inc. Reports 2012 Second Quarter Results EX-99.1 2 ex991.htm EXHIBIT 99.1 EXHIBIT 99.1 CCOM Group, Inc. Reports 2012 Second Quarter Results HAWTHORNE, New Jersey (August 15, 2012) – CCOM Group, Inc. (name changed from Colonial Commercial Corp.) (“CCOM”) (OTCQB: “CCOM,” “CCOMP”), today announced its financial results for the three months and six months ended June 30, 2012. Results for the three months ended June 30, 2012 compared to resul |
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August 16, 2012 |
CCOM Group, Inc. Appoints New Director EXHIBIT 99.2 CCOM Group, Inc. Appoints New Director HAWTHORNE, New Jersey (August 13, 2012) – CCOM Group, Inc. (name changed from Colonial Commercial Corp.) (“CCOM”) (OTCQB: “CCOM,” “CCOMP”), today announced that Frank Harrell has been appointed to the Board of Directors. His appointment increases the number of directors to eight. Mr. Harrell has extensive management experience. Mr. Harrell has ad |
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August 16, 2012 |
- CCOM GROUP, INC 8-K 8-10-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 10, 2012 Date of Report (Date of earliest event reported) CCOM Group, Inc. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Number) ( |
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August 14, 2012 |
I, William Salek, certify that: EXHIBIT 31.02 CERTIFICATION I, William Salek, certify that: 1. I have reviewed this report of CCOM Group, Inc. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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August 14, 2012 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.01 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of CCOM Group, Inc. (the “Company”) for the quarter ended June 30, 2012 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Pagano, Chief Executive Officer of the Company, certify, pursuant to section 18 U.S.C. 135 |
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August 14, 2012 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.02 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of CCOM Group, Inc. (the “Company”) for the quarter ended June 30, 2012 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Salek, Chief Financial Officer of the Company, certify, pursuant to section 18 U.S.C. 1350 |
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August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-6663 CCOM GROUP, INC. (Exact |
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August 14, 2012 |
I, William Pagano, certify that: EXHIBIT 31.01 CERTIFICATION I, William Pagano, certify that: 1. I have reviewed this report of CCOM Group, Inc. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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August 14, 2012 |
EXHIBIT 3.01 New York State Department of State Division of Corporations, State Records and Uniform Commercial Code One Commerce Plaza, 99 Washington Avenue Albany, NY 12231 www.dos.state.ny.us CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF Colonial Commercial Corp. (Insert Name of Domestic Corporation) Under Section 805 of the Business Corporation Law FIRST: The name of the corpo |
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June 28, 2012 |
- COLONIAL COMMERCIAL CORP 8-K 6-26-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 26, 2012 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Nu |
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May 23, 2012 |
EX-10.02 2 ex1002.htm EXHIBIT 10.02 EXHIBIT 10.02 FIRST AMENDMENT AGREEMENT This FIRST AMENDMENT AGREEMENT (this “Amendment”) is made as of the 17th day of May, 2012 among: (a) COLONIAL COMMERCIAL CORP., a New York corporation (“Colonial”); (b) UNIVERSAL SUPPLY GROUP, INC., a New York corporation (“Universal”); (c) THE RAL SUPPLY GROUP, INC., a New York corporation (“RAL”); (d) S&A SUPPLY, INC., a |
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May 23, 2012 |
EXHIBIT 10.03 Principal Sum: $500,000 Investor: Goldman Associates of NY, Inc. Maturity Date: August 12, 2012 Dated: May 17, 2012 PROMISSORY NOTE COLONIAL COMMERCIAL CORP., a New York corporation (hereinafter called the "Company"), hereby promises to pay to the order of Holder the Principal Sum on the Maturity Date. 1. This Promissory Note shall accrue interest at the annual rate of 4%. 2. This Pr |
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May 23, 2012 |
Entry into a Material Definitive Agreement - COLONIAL COMMERCIAL CORP 8-K 5-17-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 17, 2012 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Num |
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May 15, 2012 |
- COLONIAL COMMERCIAL CORP 8-K 5-14-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 14, 2012 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Num |
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May 15, 2012 |
Colonial Commercial Corp. Reports 2012 First Quarter Results EXHIBIT 99.1 Colonial Commercial Corp. Reports 2012 First Quarter Results HAWTHORNE, New Jersey (May 14, 2012) – Colonial Commercial Corp. (“Colonial”) (OTCQB: “CCOM,” “CCOMP”), today announced its financial results for the first quarter ended March 31, 2012. Results for the first quarter of 2012 compared to results for the first quarter of 2011: ● Sales increased 20.1% to $18,091,774 from $15,061 |
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May 11, 2012 |
I, William Pagano, certify that: EXHIBIT 31.01 CERTIFICATION I, William Pagano, certify that: 1. I have reviewed this report of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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May 11, 2012 |
I, William Salek, certify that: EXHIBIT 31.02 CERTIFICATION I, William Salek, certify that: 1. I have reviewed this report of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
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May 11, 2012 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.01 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Company”) for the quarter ended March 31, 2012 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Pagano, Chief Executive Officer of the Company, certify, pursuant to section 18 |
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May 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 form10q.htm COLONIAL COMMERCIAL CORP 10-Q 3-31-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fro |
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May 11, 2012 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.02 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Company”) for the quarter ended March 31, 2012 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Salek, Chief Financial Officer of the Company, certify, pursuant to section 18 U |
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May 8, 2012 |
- COLONIAL COMMERCIAL CORP DEFA 14A 5-8-2012 DEFA14A 1 formdefa14a.htm COLONIAL COMMERCIAL CORP DEFA 14A 5-8-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commis |
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May 8, 2012 |
- COLONIAL COMMERCIAL CORP DEF 14A 6-26-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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April 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 28, 2012 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File N |
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April 2, 2012 |
Colonial Commercial Corp. Reports 2011 Fourth Quarter and Full Year Financial Results EXHIBIT 99.1 Colonial Commercial Corp. Reports 2011 Fourth Quarter and Full Year Financial Results HAWTHORNE, New Jersey (March 28, 2012) – Colonial Commercial Corp. (“Colonial”) (OTCQB: “CCOM,” “CCOMP”), today announced its financial results for the fourth quarter and year ended December 31, 2011. Results for the fourth quarter of 2011 compared to results for the fourth quarter of 2010: · Sales i |
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March 27, 2012 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.02 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 10-K of Colonial Commercial Corp. (the “Company”) for the fiscal year ended December 31, 2011 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Salek, Chief Financial Officer of the Company, certify, pursuant to section |
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March 27, 2012 |
EXHIBIT 21.01 SUBSIDIARIES OF REGISTRANT COLONIAL COMMERCIAL CORP. AND SUBSIDIARIES FED. I.D. 11-2037182 Name of Subsidiary State of Incorporation I.D. Number Universal Supply Group, Inc. New York 11-3391045 The RAL Supply Group, Inc. New York 20-0207168 S&A Supply, Inc. New York 26-0778121 |
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March 27, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (Registration No. 333-37025) of Colonial Commercial Corp. and subsidiaries of our report dated March 27, 2012 on our audits of the consolidated financial statements and financial statement schedule of Colonial Commercial Corp. and subs |
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March 27, 2012 |
Date: March 27, 2012 /s/ William Salek William Salek Chief Financial Officer EXHIBIT 31.02 CERTIFICATION I, William Salek, certify that: 1. I have reviewed this report of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
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March 27, 2012 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.01 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 10-K of Colonial Commercial Corp. (the “Company”) for the fiscal year ended December 31, 2011 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Pagano, Chief Executive Officer of the Company, certify, pursuant to section |
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March 27, 2012 |
I, William Pagano, certify that: EXHIBIT 31.01 CERTIFICATION I, William Pagano, certify that: 1. I have reviewed this report of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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March 27, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 11-2037182 COLONIAL COMMERCIAL CORP |
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February 17, 2012 |
8-K 1 form8k.htm COLONIAL COMMERCIAL CORP 8-K 2-15-2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 15, 2012 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State |
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February 17, 2012 |
By: /s/ William Pagano /s/ Rita Folger Name: William Pagano, Chief Executive Officer Rita Folger Exhibit 10.12 Amendment No. 5 to that certain Convertible Note dated as of July 29, 2004 in the principal sum of $100,000, as amended (“Note”). For good and valuable consideration, the parties to the Note hereby amend the Note to extend the First Maturity Date and the Final Maturity Date from January 1, 2012 to January 1, 2014 so that the entire Principal Sum is due and payable on January 1, 2014. |
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February 17, 2012 |
Exhibit 10.18 Amendment No. 5 to that certain Convertible Note dated as of July 29, 2004 in the principal sum of $100,000, as amended (“Note”). For good and valuable consideration, the parties to the Note hereby amend the Note to extend the First Maturity Date and the Final Maturity Date from January 1, 2012 to January 1, 2014 so that the entire Principal Sum is due and payable on January 1, 2014. |
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February 17, 2012 |
By: /s/ William Pagano Name: William Pagano, Chief Executive Officer Exhibit 10.06 Amendment No. 5 to that certain Secured Note dated as of July 29, 2004 in the principal sum of $750,000, as amended (“Note”). For good and valuable consideration, the parties to the Note hereby amend the Note to extend the Maturity Date from January 1, 2012 to January 1, 2014. Except as set forth above, the Note is hereby ratified and confirmed in all respects. Dated February 15, 201 |
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February 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 5)* COLONIAL COMMERCIAL CORP. (Name of Issuer) COMMON STOCK, PAR VALUE $.05 PER SHARE (Title of Class Securities) COMMON STOCK: 195621 40 4 (CU |
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December 9, 2011 |
INTERCREDITOR AND LIEN SUBORDINATION AGREEMENT EXHIBIT 10.01 INTERCREDITOR AND LIEN SUBORDINATION AGREEMENT THIS INTERCREDITOR AND LIEN SUBORDINATION AGREEMENT (?Agreement?) is dated as of October 18, 2011, between (i) KEYBANK NATIONAL ASSOCIATION, a national banking association (?KeyBank?), whose address is 127 Public Square, Cleveland, Ohio 44114 Attn: Asset Based Lending, and (ii) each of GOODMAN MANUFACTURING COMPANY, L.P., a Texas limited |
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December 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 14, 2011 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission Fi |
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December 2, 2011 |
8-K 1 form8k.htm COLONIAL COMMERCIAL CORP 8-K 11-29-2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 29, 2011 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (Stat |
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December 2, 2011 |
EXHIBIT 10.01 NON-COMPETITION AND SEVERANCE AGREEMENT dated November 29, 2011, by and between COLONIAL COMMERCIAL CORP. (“Colonial”) and PETER GASIEWICZ (the “Executive”). The term “Company” as used herein means Colonial and its affiliates, subsidiaries and successors and assigns. For good and valuable consideration, the Company and the Executive hereby agree as follows: 1. The Company hereby empl |
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November 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 14, 2011 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission Fil |
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November 15, 2011 |
Colonial Commercial Corp. Reports 2011 Third Quarter Results EXHIBIT 99.1 Colonial Commercial Corp. Reports 2011 Third Quarter Results HAWTHORNE, New Jersey (November 14, 2011) ? Colonial Commercial Corp. (?Colonial?) (OTCQB: ?CCOM,? ?CCOMP?), today announced financial results for the three months and nine months ended September 30, 2011. Three Months Ended September 30, 2011 Sales for the three months were $21,367,486, down 2.9%, or $635,926, from the corr |
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November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-6663 COLONIAL COMMERCIAL |
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November 14, 2011 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.02 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Company”) for the quarter ended September 30, 2011 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Salek, Chief Financial Officer of the Company, certify, pursuant to section |
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November 14, 2011 |
I, William Pagano, certify that: EXHIBIT 31.01 CERTIFICATION I, William Pagano, certify that: 1. I have reviewed this report of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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November 14, 2011 |
I, William Salek, certify that: EXHIBIT 31.02 CERTIFICATION I, William Salek, certify that: 1. I have reviewed this report of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
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November 14, 2011 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.01 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Company”) for the quarter ended September 30, 2011 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Pagano, Chief Executive Officer of the Company, certify, pursuant to section |
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October 20, 2011 |
EX-10.05 4 ex1005.htm EXHIBIT 10.05 EXHIBIT 10.05 Amendment and Restatement No. 2 dated October 14, 2011 of Schedule 1 to the Promissory Note dated March 24, 2010 by Universal Supply Group, Inc., as such schedule was amended and restated on April 13, 2011, in favor of Goodman Company, L.P., Goodman Manufacturing Company, L.P., and Goodman Sales Company in the original principal sum of $2,000,000 ( |
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October 20, 2011 |
EXHIBIT 10.01 CREDIT AND SECURITY AGREEMENT among COLONIAL COMMERCIAL CORP. UNIVERSAL SUPPLY GROUP, INC. THE RAL SUPPLY GROUP, INC. and S&A SUPPLY, INC. as Borrowers and KEYBANK NATIONAL ASSOCIATION as Lender dated as of October 18, 2011 TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS 1 Section 1.1. Definitions 1 Section 1.2. Accounting Terms 23 Section 1.3. Terms Generally 23 ARTICLE II. AMOUNT AND |
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October 20, 2011 |
EXHIBIT 10.07 SUBORDINATION AGREEMENT This SUBORDINATION AGREEMENT (as the same may from time to time be amended, restated or otherwise modified, this ?Agreement?) is made and entered into, as of October 18, 2011, by and among COLONIAL COMMERCIAL CORP., a New York corporation (?Debtor?), RITA FOLGER, an individual (the ?Subordinated Creditor?), and KEYBANK NATIONAL ASSOCIATION, a national banking |
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October 20, 2011 |
Colonial Commercial Corp. Enters into Credit and Security Agreement with KeyBank EXHIBIT 99.01 Colonial Commercial Corp. Enters into Credit and Security Agreement with KeyBank HAWTHORNE, New Jersey (October 19, 2011) – Colonial Commercial Corp. (the “Company”) (OTCQB: “CCOM,” “CCOMP”), today announced that the Company has signed a three-year $15,000,000 revolving loan facility with KeyBank National Association. The facility bears interest at 2.75% above the Eurodollar rate or |
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October 20, 2011 |
Wells Fargo Capital Finance 100 Park Avenue, 3rd Floor New York, NY 10017 EXHIBIT 10.12 Wells Fargo Capital Finance 100 Park Avenue, 3rd Floor New York, NY 10017 WELLS FARGO BANK, NATIONAL ASSOCIATION, acting through its Wells Fargo Business Credit operating division 100 Park Avenue New York, NY 10017 October 18,2011 Via Facsimile The RAL Supply Group, Inc. Universal Supply Group, Inc. S&A Supply, Inc. (collectively the "Company") 275 WagarawRoad Hawthorne, New Jersey 0 |
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October 20, 2011 |
Regulation FD Disclosure, Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 14, 2011 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission Fi |
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October 20, 2011 |
REVOLVING CREDIT NOTE $15,000,000 October 18, 2011 EXHIBIT 10.02 REVOLVING CREDIT NOTE $15,000,000 October 18, 2011 FOR VALUE RECEIVED, the undersigned, COLONIAL COMMERCIAL CORP., a New York corporation, UNIVERSAL SUPPLY GROUP, INC., a New York corporation, THE RAL SUPPLY GROUP, INC., a New York corporation, and S&A SUPPLY, INC., a New York corporation (collectively, ?Borrowers?, and individually, each a ?Borrower?), jointly and severally, promise |
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October 20, 2011 |
INTERCREDITOR AND LIEN SUBORDINATION AGREEMENT EX-10.06 5 ex1006.htm EXHIBIT 10.06 EXHIBIT 10.06 INTERCREDITOR AND LIEN SUBORDINATION AGREEMENT THIS INTERCREDITOR AND LIEN SUBORDINATION AGREEMENT (“Agreement”) is dated as of October 18, 2011, between (i) KEYBANK NATIONAL ASSOCIATION, a national banking association (“KeyBank”), whose address is 127 Public Square, Cleveland, Ohio 44114 Attn: Asset Based Lending, and (ii) each of GOODMAN MANUFACT |
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October 20, 2011 |
EXHIBIT 10.08 SUBORDINATION AGREEMENT This SUBORDINATION AGREEMENT (as the same may from time to time be amended, restated or otherwise modified, this “Agreement”) is made and entered into, as of October 18, 2011, by and among COLONIAL COMMERCIAL CORP., a New York corporation (“Debtor”), GOLDMAN ASSOCIATES OF NEW YORK, INC., a New York corporation (the “Subordinated Creditor”), and KEYBANK NATIONA |
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October 20, 2011 |
EXHIBIT 10.11 SUBORDINATION AGREEMENT This SUBORDINATION AGREEMENT (as the same may from time to time be amended, restated or otherwise modified, this ?Agreement?) is made and entered into, as of October 18, 2011, by and among COLONIAL COMMERCIAL CORP., a New York corporation (?Debtor?), WILLIAM PAGANO, an individual (the ?Subordinated Creditor?), and KEYBANK NATIONAL ASSOCIATION, a national banki |
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October 20, 2011 |
EXHIBIT 10.10 SUBORDINATION AGREEMENT This SUBORDINATION AGREEMENT (as the same may from time to time be amended, restated or otherwise modified, this ?Agreement?) is made and entered into, as of October 18, 2011, by and among COLONIAL COMMERCIAL CORP., a New York corporation (?Debtor?), PAUL H. HILDEBRANDT, an individual (the ?Subordinated Creditor?), and KEYBANK NATIONAL ASSOCIATION, a national |
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October 20, 2011 |
EX-10.09 8 ex1009.htm EXHIBIT 10.09 EXHIBIT 10.09 SUBORDINATION AGREEMENT This SUBORDINATION AGREEMENT (as the same may from time to time be amended, restated or otherwise modified, this “Agreement”) is made and entered into, as of October 18, 2011, by and among COLONIAL COMMERCIAL CORP., a New York corporation (“Debtor”), JOHN A. HILDEBRANDT, an individual (the “Subordinated Creditor”), and KEYBA |
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August 15, 2011 |
8-K 1 form8k.htm COLONIAL COMMERCIAL CORP 8-K 8-15-2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 15, 2011 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State |
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August 15, 2011 |
I, William Pagano, certify that: EXHIBIT 31.01 CERTIFICATION I, William Pagano, certify that: 1. I have reviewed this report of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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August 15, 2011 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.01 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Company”) for the quarter ended June 30, 2011 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Pagano, Chief Executive Officer of the Company, certify, pursuant to section 18 U |
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August 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-6663 COLONIAL COMMERCIAL CORP |
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August 15, 2011 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.02 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Company”) for the quarter ended June 30, 2011 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Salek, Chief Financial Officer of the Company, certify, pursuant to section 18 U. |
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August 15, 2011 |
I, William Salek, certify that: EXHIBIT 31.02 CERTIFICATION I, William Salek, certify that: 1. I have reviewed this report of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
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August 15, 2011 |
Colonial Commercial Corp. Reports 2011 Second Quarter Results EXHIBIT 99.1 Colonial Commercial Corp. Reports 2011 Second Quarter Results HAWTHORNE, New Jersey (August 15, 2011) – Colonial Commercial Corp. (“Colonial”) (OTCQB: “CCOM,” “CCOMP”), today announced financial results for the three months and six months ended June 30, 2011. Three Months Ended June 30, 2011 Sales for the three months were $20,194,697, down 6.1%, or $1,306,288, from the corresponding |
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June 21, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 20, 2011 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Nu |
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May 13, 2011 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.02 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Company”) for the quarter ended March 31, 2011 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Salek, Chief Financial Officer of the Company, certify, pursuant to section 18 U |
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May 13, 2011 |
I, William Salek, certify that: EXHIBIT 31.02 CERTIFICATION I, William Salek, certify that: 1. I have reviewed this report of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
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May 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-6663 COLONIAL COMMERCIAL COR |
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May 13, 2011 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.01 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Company”) for the quarter ended March 31, 2011 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Pagano, Chief Executive Officer of the Company, certify, pursuant to section 18 |
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May 13, 2011 |
Colonial Commercial Corp. Reports 2011 First Quarter Results EXHIBIT 99.1 Colonial Commercial Corp. Reports 2011 First Quarter Results HAWTHORNE, New Jersey (May 13, 2011) ? Colonial Commercial Corp. (?Colonial?) (OTC Markets Group OTCQB: ?CCOM,? ?CCOMP?), today announced financial results for the first quarter ended March 31, 2011. Sales for the quarter were $15,061,973, down 5.3%, or $835,926, from the prior-year quarter. The decrease in sales was substan |
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May 13, 2011 |
8-K 1 form8k.htm COLONIAL COMMERCIAL CORP. 8-K 5-13-2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 13, 2011 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or |
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May 13, 2011 |
I, William Pagano, certify that: EXHIBIT 31.01 CERTIFICATION I, William Pagano, certify that: 1. I have reviewed this report of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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May 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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May 11, 2011 |
DEF 14A 1 formdef14a.htm COLONIAL COMMERCIAL CORP DEF 14A 6-20-2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commiss |
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April 15, 2011 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 13, 2011 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File N |
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April 15, 2011 |
EX-10.2 2 ex102.htm EXHIBIT 10.2 EXHIBIT 10.02 Amendment and Restatement dated April 13, 2011 of Schedule 1 to the Promissory Note dated March 24, 2010 by Universal Supply Group, Inc. in favor of Goodman Company, L.P., Goodman Manufacturing Company, L.P., and Goodman Sales Company in the original principal sum of $2,000,000 (the “Note”). Schedule 1 to the Note is hereby amended and restated in its |
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March 24, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 24, 2011 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File N |
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March 24, 2011 |
Colonial Commercial Corp. Reports 2010 Fourth Quarter and Year-End Results EXHIBIT 99.1 Colonial Commercial Corp. Reports 2010 Fourth Quarter and Year-End Results HAWTHORNE, New Jersey (March 24, 2011) – Colonial Commercial Corp. (“Colonial”) (Common Stock: CCOM.PK; Convertible Preferred Stock: CCOMP.PK) today announced financial results for the fourth quarter and year ended December 31, 2010. Fourth Quarter Results Sales were $20,653,934 for the quarter ended December 3 |
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March 23, 2011 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.01 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 10-K of Colonial Commercial Corp. (the “Company”) for the fiscal year ended December 31, 2010 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Pagano, Chief Executive Officer of the Company, certify, pursuant to section |
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March 23, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 form10k.htm COLONIAL COMMERCIAL CORP. 10-K 12-31-2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K T ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from t |
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March 23, 2011 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.02 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 10-K of Colonial Commercial Corp. (the “Company”) for the fiscal year ended December 31, 2010 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Salek, Chief Financial Officer of the Company, certify, pursuant to section |
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March 23, 2011 |
/s/ William Pagano William Pagano Chief Executive Officer EXHIBIT 31.01 CERTIFICATION I, William Pagano, certify that: 1. I have reviewed this report of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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March 23, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (Registration No. 333-37025) of Colonial Commercial Corp. and subsidiaries of our report dated March 23, 2011 on our audits of the consolidated financial statements and financial statement schedule of Colonial Commercial Corp. and subs |
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March 23, 2011 |
SUBSIDIARIES OF REGISTRANT COLONIAL COMMERCIAL CORP. AND SUBSIDIARIES FED. I.D. 11-2037182 EXHIBIT 21.01 SUBSIDIARIES OF REGISTRANT COLONIAL COMMERCIAL CORP. AND SUBSIDIARIES FED. I.D. 11-2037182 Name of Subsidiary State of Incorporation I.D. Number Universal Supply Group, Inc. New York 11-3391045 The RAL Supply Group, Inc. New York 20-0207168 S&A Supply, Inc. New York 26-0778121 |
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March 23, 2011 |
I, William Salek, certify that: EXHIBIT 31.02 CERTIFICATION I, William Salek, certify that: 1. I have reviewed this report of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
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March 21, 2011 |
Colonial Commercial Corp. Announces Amendments to its Credit Facility EXHIBIT 99.01 Colonial Commercial Corp. Announces Amendments to its Credit Facility HAWTHORNE, New Jersey (March 21, 2011) – Colonial Commercial Corp. (“Colonial”) (Common Stock: CCOM.PK; Convertible Preferred Stock: CCOMP.PK) today announced that it has amended its credit facility with its bank lender. Among other things, the amendment decreased the interest rate under the facility from LIBOR plu |
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March 21, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 15, 2011 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File N |
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March 21, 2011 |
EXHIBIT 10.07 SIXTH AMENDMENT, dated as of March 15, 2011 (this “Amendment”), to and under that certain CREDIT AND SECURITY AGREEMENT, dated as of July 28, 2004 (as amended, modified, supplemented or restated from time to time from time to time, the “Credit Agreement”), among THE RAL SUPPLY GROUP, INC., a New York corporation (both in its original capacity as a party thereto and as successor-by-me |
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March 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 4)* COLONIAL COMMERCIAL CORP. (Name of Issuer) COMMON STOCK, PAR VALUE $.05 PER SHARE (Title of Class Securities) COMMON STOCK: 195621 40 4 (CU |
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March 15, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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March 15, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 - SCHEDULE 13D/A (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (a) (Amendment No. |
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March 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 6)* COLONIAL COMMERCIAL CORP. (Name of Issuer) COMMON STOCK, PAR VALUE $.05 PER SHARE (Title of Class Securities) COMMON STOCK: 195621 40 4 (CU |
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March 2, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 24, 2011 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission F |
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March 2, 2011 |
EXHIBIT 10.16 PRIVATE PLACEMENT PURCHASE AGREEMENT dated as of March , 2011 by and among COLONIAL COMMERCIAL CORP., a New York corporation (the ?Company?), and the persons who are signing counterparts of this Agreement as ?Investors.? 1) Purchase of Shares. a) Each Investor hereby purchases the number of shares of common stock (Shares) of Colonial Commercial Corp. (the ?Company?) set forth opposit |
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March 2, 2011 |
EX-10.10 3 ex1010.htm EXHIBIT 10.10 EXHIBIT 10.10 Amendment No. 4 to that certain Convertible Note dated as of July 29, 2004 in the principal sum of $100,000, as amended by Amendment 1 dated March 27, 2008, Amendment 2 dated February 12, 2009, and Amendment 3 dated March 5, 2010 (“Note”). For good and valuable consideration, the parties to the Note amend the Note to extend the First Maturity Date |
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March 2, 2011 |
EXHIBIT 10.05 Amendment No. 4 to that certain Secured Note dated as of July 29, 2004 in the principal sum of $750,000, as amended by Amendment 1 dated March 27, 2008, Amendment 2 dated February 12, 2009, and Amendment 3 dated March 5, 2010 (“Note”). For good and valuable consideration, the parties to the Note amend the Note to extend the Maturity Date from January 1, 2011 to January 1, 2012. Excep |
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March 2, 2011 |
Colonial Commercial Corp. Announces Private Placement Raises $2.25 Million EXHIBIT 99.01 Colonial Commercial Corp. Announces Private Placement Raises $2.25 Million HAWTHORNE, New Jersey (March 1, 2011) – Colonial Commercial Corp. (“Colonial”) (OTC Bulletin Board: “CCOM,” “CCOMP”) announced today that it has entered into agreements to privately place 4,500,000 shares of common stock at $0.50 per share for total proceeds of $2,250,000. The initial closing under the agreeme |
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March 2, 2011 |
EX-10.15 4 ex1015.htm EXHIBIT 10.15 EXHIBIT 10.15 Amendment No. 4 to that certain Convertible Note dated as of July 29, 2004 in the principal sum of $100,000, as amended by Amendment 1 dated March 27, 2008, Amendment 2 dated February 12, 2009, and Amendment 3 dated March 5, 2010 (“Note”). For good and valuable consideration, the parties to the Note amend the Note to extend the First Maturity Date |
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November 9, 2010 |
EXHIBIT 31.02 CERTIFICATION I, William Salek, certify that: 1. I have reviewed this report of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
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November 9, 2010 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.01 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Company”) for the quarter ended September 30, 2010 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Pagano, Chief Executive Officer of the Company, certify, pursuant to section |
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November 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-6663 COLONIAL COMMERCIAL |
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November 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 9, 2010 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission Fi |
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November 9, 2010 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.02 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Company”) for the quarter ended September 30, 2010 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Salek, Chief Financial Officer of the Company, certify, pursuant to section |
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November 9, 2010 |
Colonial Commercial Corp. Reports Financial Results EXHIBIT 99.1 Colonial Commercial Corp. Reports Financial Results HAWTHORNE, New Jersey (November 9, 2010) – Colonial Commercial Corp. (“Colonial”) (OTC Bulletin Board: “CCOM,” “CCOMP”), today announced financial results for the three months and nine months ended September 30, 2010. Three Months Ended September 30, 2010 Sales increased by 1.1%, or $239,241, to $22,003,412 for the three months ended |
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November 9, 2010 |
EXHIBIT 31.01 CERTIFICATION I, William Pagano, certify that: 1. I have reviewed this report of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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August 5, 2010 |
Colonial Commercial Corp. Reports Financial Results EXHIBIT 99.1 Colonial Commercial Corp. Reports Financial Results HAWTHORNE, New Jersey (August 5, 2010) ? Colonial Commercial Corp. (?Colonial?) (OTC Bulletin Board: ?CCOM,? ?CCOMP?), today announced financial results for the three months and six months ended June 30, 2010. Three Months Ended June 30, 2010 Sales increased by 6.4%, or $1,301,123, to $21,500,985 for the three months ended June 30, 2 |
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August 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-6663 COLONIAL COMMERCIAL CORP |
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August 5, 2010 |
8-K 1 form8k.htm COLONIAL COMMERCIAL CORP 8-K 8-5-2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 5, 2010 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or |
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July 26, 2010 |
July 26, 2010 Via Edgar ?CORRESP? Mr. Rufus Decker United States Securities and Exchange Commission 100 F Street, N.E., Stop 4631 Washington, D.C. 20549 Re: Colonial Commercial Corp. Form 10-K for the Fiscal Year Ended December 31, 2009 Form 10-Q for the Fiscal Quarter Ended March 31, 2010 File No. 1-6663 Dear Mr. Decker: Thank you for your letter of July 8, 2010. At your request, we are respondin |
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July 22, 2010 |
Colonial Commercial Corp. 275 Wagaraw Road Hawthorne, NJ 07506 Colonial Commercial Corp. 275 Wagaraw Road Hawthorne, NJ 07506 July 22, 2010 Via Edgar “CORRESP” Mr. Rufus Decker United States Securities and Exchange Commission 100 F Street, N.E., Stop 4631 Washington, D.C. 20549 Re: Colonial Commercial Corp. Form 10-K for the Fiscal Year Ended December 31, 2009 Form 10-Q for the Fiscal Quarter Ended March 31, 2010 File No. 1-6663 Dear Mr. Decker: This confirms |
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June 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 28, 2010 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File Nu |
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May 14, 2010 |
Colonial Commercial Corp. Reports 2010 First Quarter Results EXHIBIT 99.1 Colonial Commercial Corp. Reports 2010 First Quarter Results HAWTHORNE, New Jersey (May 12, 2010) – Colonial Commercial Corp. (“Colonial”) (OTC Bulletin Board: “CCOM,” “CCOMP”), today announced financial results for the first quarter ended March 31, 2010. Sales increased by 1.8%, or $280,475, to $15,897,899 for the quarter ended March 31, 2010 from $15,617,424 for the same period in 2 |
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May 14, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 12, 2010 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File N |
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May 13, 2010 |
DEFA14A 1 formdefa14a.htm COLONIAL COMMERCIAL DEFA14A 6-28-2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission |
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May 13, 2010 |
DEF 14A 1 formdef14a.htm COLONIAL COMMERCIAL CORP DEF14A 6-28-2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant T Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commissi |
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May 12, 2010 |
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] EX-10.06 2 ex1006.htm EXHIBIT 10.06 EXHIBIT 10.06 FIFTH AMENDMENT, dated as of May 11, 2010, effective as of March 4, 2010, (this “Amendment”), to and under CREDIT AND SECURITY AGREEMENT, dated as of July 28, 2004 (as amended, modified, supplemented or restated from time to time from time to time, the “Credit Agreement”), among THE RAL SUPPLY GROUP, INC., a New York corporation (both in its origin |
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May 12, 2010 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.01 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Company”) for the quarter ended March 31, 2010 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Pagano, Chief Executive Officer of the Company, certify, pursuant to section 18 |
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May 12, 2010 |
I, William Pagano, Chief Executive Officer of Colonial Commercial Corp., certify that: EXHIBIT 31.01 CERTIFICATION I, William Pagano, Chief Executive Officer of Colonial Commercial Corp., certify that: 1. I have reviewed this quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in li |
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May 12, 2010 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.02 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Company”) for the quarter ended March 31, 2010 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Salek, Chief Financial Officer of the Company, certify, pursuant to section 18 U |
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May 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-6663 COLONIAL COMMERCIAL COR |
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May 12, 2010 |
I, William Salek, Chief Financial Officer of Colonial Commercial Corp., certify that: EXHIBIT 31.02 CERTIFICATION I, William Salek, Chief Financial Officer of Colonial Commercial Corp., certify that: 1. I have reviewed this quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig |
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March 31, 2010 |
SUBSIDIARIES OF REGISTRANT COLONIAL COMMERCIAL CORP. AND SUBSIDIARIES FED. I.D. 11-2037182 EXHIBIT 21.01 SUBSIDIARIES OF REGISTRANT COLONIAL COMMERCIAL CORP. AND SUBSIDIARIES FED. I.D. 11-2037182 Name of Subsidiary State of Incorporation I.D. Number Universal Supply Group, Inc. New York 11-3391045 The RAL Supply Group, Inc. New York 20-0207168 S&A Supply, Inc. New York 26-0778121 |
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March 31, 2010 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.02 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 10-K of Colonial Commercial Corp. (the “Company”) for the fiscal year ended December 31, 2009 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Salek, Chief Financial Officer of the Company, certify, pursuant to section |
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March 31, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 31, 2010 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File N |
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March 31, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (Registration No. 333-37025) of Colonial Commercial Corp. and subsidiaries of our report dated March 29, 2010 on our audits of the consolidated financial statements and financial statement schedule of Colonial Commercial Corp. and subs |
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March 31, 2010 |
I, William Salek, Chief Financial Officer of Colonial Commercial Corp., certify that: EXHIBIT 31.02 CERTIFICATION I, William Salek, Chief Financial Officer of Colonial Commercial Corp., certify that: 1. I have reviewed this Annual Report on Form 10-K of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this Annual Report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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March 31, 2010 |
Colonial Commercial Corp. Reports 2009 Fourth Quarter and Year-End Results EXHIBIT 99.1 Colonial Commercial Corp. Reports 2009 Fourth Quarter and Year-End Results HAWTHORNE, New Jersey (March 31, 2010) – Colonial Commercial Corp. (“Colonial”) (OTC Bulletin Board: “CCOM,” “CCOMP”), today announced financial results for the fourth quarter and year ended December 31, 2009. Fourth Quarter Results Sales were $20,503,046 for the quarter ended December 31, 2009 compared to $20, |
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March 31, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K T ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 11-2037182 COLONIAL COMMERCIAL CORP |
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March 31, 2010 |
I, William Pagano, Chief Executive Officer of Colonial Commercial Corp., certify that: EXHIBIT 31.01 CERTIFICATION I, William Pagano, Chief Executive Officer of Colonial Commercial Corp., certify that: 1. I have reviewed this Annual Report on Form 10-K of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this Annual Report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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March 26, 2010 |
EXHIBIT 10.02 PROMISSORY NOTE $2,000,000.00 March 24, 2010 FOR VALUE RECEIVED, Universal Supply Group, Inc., a New York corporation (“Maker”), promises to pay to the order of Goodman Company, L.P., Goodman Manufacturing Company, L.P., and Goodman Sales Company (collectively, “Payee”), at 5151 San Felipe, Suite 500, Houston, Texas, 77056, the principal sum of TWO MILLION U.S. Dollars ($2,000,000.00 |
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March 26, 2010 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 24, 2010 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File |
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March 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 4, 2010 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission Fil |
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March 10, 2010 |
EX-10.04 2 ex1004.htm EXHIBIT 10.04 EXHIBIT 10.04 Amendment No. 3 to that certain Secured Note dated as of July 29, 2004 in the principal sum of $750,000, as amended by Amendment 1, dated March 27, 2008 and Amendment 2, dated February 12, 2009 (“Note”). For good and valuable consideration, the parties to the Note amend the Note to extend the Maturity Date from January 1, 2010 to January 1, 2011. E |
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March 10, 2010 |
EXHIBIT 10.17 EXECUTION VERSION FOURTH AMENDMENT, dated as of March 4, 2010 (this ?Amendment?), to and under CREDIT AND SECURITY AGREEMENT, dated as of July 28, 2004 (as amended, modified, supplemented or restated from time to time from time to time, the ?Credit Agreement?), among THE RAL SUPPLY GROUP, INC., a New York corporation (both in its original capacity as a party thereto and as successor- |
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March 10, 2010 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 4, 2010 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission File |
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March 10, 2010 |
Wells Fargo Bank, National Association 119 West 40th Street New York, New York 10018 March 4, 2010 EXHIBIT 10.18 Wells Fargo Bank, National Association 119 West 40th Street New York, New York 10018 March 4, 2010 Goodman Company, L.P. Goodman Manufacturing Company, L.P. Goodman Sales Company 5151 San Felipe, Suite 500 Houston, Texas 77056 Re: Amended and Restated Subordination Agreement Ladies and Gentlemen: This letter agreement (this “Agreement”) amends and restates in its entirety that certai |
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March 10, 2010 |
EXHIBIT 10.12 Amendment No. 3 to that certain Convertible Note dated as of July 29, 2004 in the principal sum of $100,000, as amended by Amendment 1, dated March 27, 2008 and Amendment 2, dated February 12, 2009 (?Note?). For good and valuable consideration, the parties to the Note amend the Note to extend the First Maturity Date and the Final Maturity date to January 1, 2011 so that the entire Pr |
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March 10, 2010 |
EXHIBIT 10.08 Amendment No. 3 to that certain Convertible Note dated as of July 29, 2004 in the principal sum of $100,000, as amended by Amendment 1, dated March 27, 2008 and Amendment 2, dated February 12, 2009 (?Note?). For good and valuable consideration, the parties to the Note amend the Note to extend the First Maturity Date and the Final Maturity date to January 1, 2011 so that the entire Pr |
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November 16, 2009 |
COLONIAL COMMERCIAL CORP. REPORTS THIRD QUARTER FINANCIAL RESULTS EXHIBIT 99.1 COLONIAL COMMERCIAL CORP. REPORTS THIRD QUARTER FINANCIAL RESULTS HAWTHORNE, New Jersey (November 13, 2009) – Colonial Commercial Corp. (“Colonial”) (OTC Bulletin Board: “CCOM,” “CCOMP”), today announced financial results for the third quarter and the nine months ended September 30, 2009. Quarter Ended September 30, 2009 Sales decreased by 4.8%, or $1,098,193, to $21,764,171 for the q |
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November 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 13, 2009 Date of Report (Date of earliest event reported) Colonial Commercial Corp. (Exact name of Registrant as Specified in Charter) NEW YORK 1-6663 11-2037182 (State or other Jurisdiction of Incorporation) (Commission F |
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November 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-6663 COLONIAL COMMERCIAL |
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November 13, 2009 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.02 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Company”) for the quarter ended September 30, 2009 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Salek, Chief Financial Officer of the Company, certify, pursuant to section |
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November 13, 2009 |
I, William Pagano, Chief Executive Officer of Colonial Commercial Corp., certify that: EXHIBIT 31.01 CERTIFICATION I, William Pagano, Chief Executive Officer of Colonial Commercial Corp., certify that: 1. I have reviewed this quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in li |
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November 13, 2009 |
CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 32.01 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Company”) for the quarter ended September 30, 2009 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, William Pagano, Chief Executive Officer of the Company, certify, pursuant to section |
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November 13, 2009 |
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] EXHIBIT 10.04 THIRD AMENDMENT, dated as of November 12, 2009 (this “Amendment”), to and under CREDIT AND SECURITY AGREEMENT, dated as of July 28, 2004 (as amended from time to time, the “Credit Agreement”), among THE RAL SUPPLY GROUP, INC., a New York corporation (both in its original capacity as a party thereto and as successor-by-merger to American/Universal Supply, Inc., a New York corporation) |
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November 13, 2009 |
I, William Salek, Chief Financial Officer of Colonial Commercial Corp., certify that: EXHIBIT 31.02 CERTIFICATION I, William Salek, Chief Financial Officer of Colonial Commercial Corp., certify that: 1. I have reviewed this quarterly report on Form 10-Q of Colonial Commercial Corp. (the “Registrant”); 2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig |
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October 26, 2009 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13E-3 (Amendment No. 5) Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 Colonial Commercial Corp. (Name of Subject Company (Issuer)) Michael Goldman (Filing Person) (Name of Filing Person (Identifying Status as Offeror, Issuer or Other Person)) Convertible Preferred Stock, Par Value $0.05 |
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October 26, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 8) (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Colonial Commercial Corp. (Name of Subject Company (Issuer) and Filing Person (as Offeror)) Convertible Preferred Stock, Par Value $0.05 Per Share (Title of Class of Securities) 195621.5 |
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October 26, 2009 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13E-3 (Amendment No. 5) Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 Colonial Commercial Corp. (Name of Subject Company (Issuer)) William Pagano (Filing Person) (Name of Filing Person (Identifying Status as Offeror, Issuer or Other Person)) Convertible Preferred Stock, Par Value $0.05 |
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October 7, 2009 |
EXHIBIT (a)(17) COLONIAL COMMERCIAL CORP. EXTENDS TENDER OFFER TO 12:00 MIDNIGHT, NEW YORK CITY TIME, ON OCTOBER 20, 2009 HAWTHORNE, New Jersey (October 7, 2009)–Colonial Commercial Corp. (OTC Bulletin Board: “CCOM,” “CCOMP”), today announced that on October 6, 2009 it extended its Tender Offer for any and all shares of its Convertible Preferred Stock at $1.25 per share from 12:00 midnight New Yor |
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October 7, 2009 |
EX-99.(A)(17) 2 exa17.htm EXHIBIT (A)(17) EXHIBIT (a)(17) COLONIAL COMMERCIAL CORP. EXTENDS TENDER OFFER TO 12:00 MIDNIGHT, NEW YORK CITY TIME, ON OCTOBER 20, 2009 HAWTHORNE, New Jersey (October 7, 2009)–Colonial Commercial Corp. (OTC Bulletin Board: “CCOM,” “CCOMP”), today announced that on October 6, 2009 it extended its Tender Offer for any and all shares of its Convertible Preferred Stock at $ |
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October 7, 2009 |
Colonial Commercial Corp. 275 Wagaraw Road Hawthorne, New Jersey 07506 EXHIBIT (a)(18) Colonial Commercial Corp. 275 Wagaraw Road Hawthorne, New Jersey 07506 October 7, 2009 Dear Shareholder: We have extended our offer to purchase our shares of Convertible Preferred Stock for $1.25 per share to 12:00 midnight New York City time on October 20, 2009. We?re enclosing another copy of the Letter of Transmittal for your convenience. You may direct questions, requests for a |
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October 7, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 7) (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Colonial Commercial Corp. (Name of Subject Company (Issuer) and Filing Person (as Offeror)) Convertible Preferred Stock, Par Value $0.05 Per Share (Title of Class of Securities) 195621.5 |
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October 7, 2009 |
EX-99.(A)(17) 2 exa17.htm EXHIBIT (A)(17) EXHIBIT (a)(17) COLONIAL COMMERCIAL CORP. EXTENDS TENDER OFFER TO 12:00 MIDNIGHT, NEW YORK CITY TIME, ON OCTOBER 20, 2009 HAWTHORNE, New Jersey (October 7, 2009)–Colonial Commercial Corp. (OTC Bulletin Board: “CCOM,” “CCOMP”), today announced that on October 6, 2009 it extended its Tender Offer for any and all shares of its Convertible Preferred Stock at $ |
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October 7, 2009 |
Colonial Commercial Corp. 275 Wagaraw Road Hawthorne, New Jersey 07506 EXHIBIT (a)(18) Colonial Commercial Corp. 275 Wagaraw Road Hawthorne, New Jersey 07506 October 7, 2009 Dear Shareholder: We have extended our offer to purchase our shares of Convertible Preferred Stock for $1.25 per share to 12:00 midnight New York City time on October 20, 2009. We?re enclosing another copy of the Letter of Transmittal for your convenience. You may direct questions, requests for a |
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October 7, 2009 |
Colonial Commercial Corp. 275 Wagaraw Road Hawthorne, New Jersey 07506 EX-99.(A)(18) 3 exa18.htm EXHIBIT (A)(18) EXHIBIT (a)(18) Colonial Commercial Corp. 275 Wagaraw Road Hawthorne, New Jersey 07506 October 7, 2009 Dear Shareholder: We have extended our offer to purchase our shares of Convertible Preferred Stock for $1.25 per share to 12:00 midnight New York City time on October 20, 2009. We’re enclosing another copy of the Letter of Transmittal for your convenience |
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October 7, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13E-3 (Amendment No. 4) Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 Colonial Commercial Corp. (Name of Subject Company (Issuer)) William Pagano (Filing Person) (Name of Filing Person (Identifying Status as Offeror, Issuer or Other Person)) Convertible Preferred Stock, Par Value $0.05 |
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October 7, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13E-3 (Amendment No. 4) Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 Colonial Commercial Corp. (Name of Subject Company (Issuer)) Michael Goldman (Filing Person) (Name of Filing Person (Identifying Status as Offeror, Issuer or Other Person)) Convertible Preferred Stock, Par Value $0.05 |
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September 24, 2009 |
SC 13E3/A 1 formsc13ea.htm COLONIAL COMMERCIAL CORP SC 13E-3 A #3 9-24-2009 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13E-3 (Amendment No. 3) Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 Colonial Commercial Corp. (Name of Subject Company (Issuer)) Michael Goldman (Filing Person) (Name of Filing Person (Identifying Status as Of |
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September 24, 2009 |
SC 13E3/A 1 formsc13e3a.htm COLONIAL COMMERCIAL SC 13E3 A 9-24-2009 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13E-3 (Amendment No. 3) Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 Colonial Commercial Corp. (Name of Subject Company (Issuer)) William Pagano (Filing Person) (Name of Filing Person (Identifying Status as Offeror, Is |
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September 24, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 6) (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Colonial Commercial Corp. (Name of Subject Company (Issuer) and Filing Person (as Offeror)) Convertible Preferred Stock, Par Value $0.05 Per Share (Title of Class of Securities) 195621.5 |
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September 24, 2009 |
COLONIAL COMMERCIAL CORP. CORRECTS NUMBER OF SHARES TENDERED AS OF SEPTEMBER 22, 2009 EX-99.(A)(16) 2 exa16.htm EXHIBIT (A)(16) EXHIBIT (a)(16) COLONIAL COMMERCIAL CORP. CORRECTS NUMBER OF SHARES TENDERED AS OF SEPTEMBER 22, 2009 HAWTHORNE, New Jersey (September 24, 2009)–Colonial Commercial Corp. (OTC Bulletin Board: “CCOM,” “CCOMP”), today announced that as of September 22, 2009, 117,473 shares of Convertible Preferred Stock were tendered pursuant to its tender offer for Converti |
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September 24, 2009 |
COLONIAL COMMERCIAL CORP. CORRECTS NUMBER OF SHARES TENDERED AS OF SEPTEMBER 22, 2009 EX-99.(A)(16) 2 exa16.htm EXHIBIT (A)(16) EXHIBIT (a)(16) COLONIAL COMMERCIAL CORP. CORRECTS NUMBER OF SHARES TENDERED AS OF SEPTEMBER 22, 2009 HAWTHORNE, New Jersey (September 24, 2009)–Colonial Commercial Corp. (OTC Bulletin Board: “CCOM,” “CCOMP”), today announced that as of September 22, 2009, 117,473 shares of Convertible Preferred Stock were tendered pursuant to its tender offer for Converti |
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September 24, 2009 |
COLONIAL COMMERCIAL CORP. CORRECTS NUMBER OF SHARES TENDERED AS OF SEPTEMBER 22, 2009 EXHIBIT (a)(16) COLONIAL COMMERCIAL CORP. CORRECTS NUMBER OF SHARES TENDERED AS OF SEPTEMBER 22, 2009 HAWTHORNE, New Jersey (September 24, 2009)–Colonial Commercial Corp. (OTC Bulletin Board: “CCOM,” “CCOMP”), today announced that as of September 22, 2009, 117,473 shares of Convertible Preferred Stock were tendered pursuant to its tender offer for Convertible Preferred Stock, instead of 142,604 sh |
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September 23, 2009 |
Colonial Commercial Corp. 275 Wagaraw Road Hawthorne, New Jersey 07506 EXHIBIT (a)(15) Colonial Commercial Corp. 275 Wagaraw Road Hawthorne, New Jersey 07506 September 23, 2009 Dear Shareholder: We have extended our offer to purchase our shares of Convertible Preferred Stock for $1.25 per share to 12:00 midnight New York City time on October 6, 2009. We?re enclosing another copy the Letter of Transmittal for your convenience. You may direct questions, requests for as |
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September 23, 2009 |
EX-99.(A)(14) 2 exa14.htm EXHIBIT (A)(14) EXHIBIT (a)(14) COLONIAL COMMERCIAL CORP. EXTENDS TENDER OFFER TO 12:00 MIDNIGHT, NEW YORK CITY TIME, ON OCTOBER 6, 2009 HAWTHORNE, New Jersey (September 23, 2009)–Colonial Commercial Corp. (“Colonial”) (OTC Bulletin Board: “CCOM,” “CCOMP”), today announced that on September 22, 2009 it extended its Tender Offer for any and all shares of its Convertible Pr |
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September 23, 2009 |
Colonial Commercial Corp. 275 Wagaraw Road Hawthorne, New Jersey 07506 EXHIBIT (a)(15) Colonial Commercial Corp. 275 Wagaraw Road Hawthorne, New Jersey 07506 September 23, 2009 Dear Shareholder: We have extended our offer to purchase our shares of Convertible Preferred Stock for $1.25 per share to 12:00 midnight New York City time on October 6, 2009. We?re enclosing another copy the Letter of Transmittal for your convenience. You may direct questions, requests for as |
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September 23, 2009 |
EX-99.(A)(14) 2 exa14.htm EXHIBIT (A)(14) EXHIBIT (a)(14) COLONIAL COMMERCIAL CORP. EXTENDS TENDER OFFER TO 12:00 MIDNIGHT, NEW YORK CITY TIME, ON OCTOBER 6, 2009 HAWTHORNE, New Jersey (September 23, 2009)–Colonial Commercial Corp. (“Colonial”) (OTC Bulletin Board: “CCOM,” “CCOMP”), today announced that on September 22, 2009 it extended its Tender Offer for any and all shares of its Convertible Pr |
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September 23, 2009 |
SC 13E3/A 1 formsc13e3a.htm COLONIAL COMMERCIAL CORP SC13E3A 9-23-2009 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13E-3 (Amendment No. 2) Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 Colonial Commercial Corp. (Name of Subject Company (Issuer)) William Pagano (Filing Person) (Name of Filing Person (Identifying Status as Offeror, |
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September 23, 2009 |
Colonial Commercial Corp. 275 Wagaraw Road Hawthorne, New Jersey 07506 EX-99.(A)(15) 3 exa15.htm EXHIBIT (A)(15) EXHIBIT (a)(15) Colonial Commercial Corp. 275 Wagaraw Road Hawthorne, New Jersey 07506 September 23, 2009 Dear Shareholder: We have extended our offer to purchase our shares of Convertible Preferred Stock for $1.25 per share to 12:00 midnight New York City time on October 6, 2009. We’re enclosing another copy the Letter of Transmittal for your convenience. |
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September 23, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 5) (Rule 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Colonial Commercial Corp. (Name of Subject Company (Issuer) and Filing Person (as Offeror)) Convertible Preferred Stock, Par Value $0.05 Per Share (Title of Class of Securities) 195621.5 |
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September 23, 2009 |
EXHIBIT (a)(14) COLONIAL COMMERCIAL CORP. EXTENDS TENDER OFFER TO 12:00 MIDNIGHT, NEW YORK CITY TIME, ON OCTOBER 6, 2009 HAWTHORNE, New Jersey (September 23, 2009)?Colonial Commercial Corp. (?Colonial?) (OTC Bulletin Board: ?CCOM,? ?CCOMP?), today announced that on September 22, 2009 it extended its Tender Offer for any and all shares of its Convertible Preferred Stock at $1.25 per share from 12:0 |
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September 23, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13E-3 (Amendment No. 2) Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 Colonial Commercial Corp. (Name of Subject Company (Issuer)) Michael Goldman (Filing Person) (Name of Filing Person (Identifying Status as Offeror, Issuer or Other Person)) Convertible Preferred Stock, Par Value $0.05 |
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August 21, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13E-3 (Amendment No. 1) Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 Colonial Commercial Corp. (Name of Subject Company (Issuer)) Michael Goldman (Filing Person) (Name of Filing Person (Identifying Status as Offeror, Issuer or Other Person)) Convertible Preferred Stock, Par Value $0.05 |