Statistiques de base
| LEI | 25490060ASU5X85RAX65 |
| CIK | 1016546 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AlTi Global, Inc.
SEC Filings (Chronological Order)
Cette page fournit une liste complète et chronologique des documents déposés auprès de la SEC, à l'exclusion des documents relatifs à la participation que nous fournissons ailleurs.
| May 19, 2017 |
Altair Nanotechnologies FORM 15-12B alti201705191512b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 and 15(d) of the Securities Exchange Act of 1934 Commission File Number 001-12497 ALTAIR NANOTECHNOLOGIES INC. (Exact name of r |
|
| May 18, 2017 |
EX-16.1 3 ex16-1.htm EXHIBIT 16.1 Exhibit 16.1 May 18, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Altair Nanotechnologies Inc. under Item 9 of its Form 10-K dated May 18, 2017. We agree with the statements concerning our Firm in the second, third and fourth paragraphs of Item 9 (a); we are not in a position to |
|
| May 18, 2017 |
EX-10.51 2 ex10-51.htm EXHIBIT 10.51 Exhibit 10.51 Contract No.: W. A. L. S. N. X. J. Z. [2016] No. 06802016686196 Enterprise Loan Contract Borrower: Northern Altair Nanotechnologies Co., Ltd. Lender: Wu'an Rural Credit Union Co., Ltd. Loan Type: Medium and long term December 19, 2016 Note In order to safeguard your interests, please carefully read the following precautions before signing this Con |
|
| May 18, 2017 |
ALTI / Altair Nanotechnologies Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 FOR THE YEAR ENDED DECEMBER 31, 2016 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-12497 ALTAIR NANOTECHNOLOGIES INC. (Exact Name of Registrant as Specified in Ch |
|
| May 15, 2017 |
Altair Nanotechnologies FORM S-8 POS S-8 POS 1 alti20170512cs8pos.htm FORM S-8 POS As filed with the Securities and Exchange Commission on May 15, 2017 Registration Nos. 333-64495, 333-125863 and 149882 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO Form S-8 Registration Statement No. 333-64495 Form S-8 Registration Statement No. 333-125863 Form S-8 Registration Statement No. |
|
| May 15, 2017 |
Altair Nanotechnologies FORM S-8 POS alti20170512posam.htm As filed with the Securities and Exchange Commission on May 15, 2017 Registration Nos. 333-64495, 333-125863 and 149882 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO Form S-8 Registration Statement No. 333-64495 Form S-8 Registration Statement No. 333-125863 Form S-8 Registration Statement No. 333-149882 REGISTRATION |
|
| May 15, 2017 |
Altair Nanotechnologies FORM S-8 POS S-8 POS 1 alti20170512s8pos.htm FORM S-8 POS As filed with the Securities and Exchange Commission on May 15, 2017 Registration Nos. 333-64495, 333-125863 and 149882 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO Form S-8 Registration Statement No. 333-64495 Form S-8 Registration Statement No. 333-125863 Form S-8 Registration Statement No. |
|
| May 15, 2017 |
Altair Nanotechnologies FORM POS AM alti20170512bposam.htm As filed with the Securities and Exchange Commission on May 15, 2017 Registration No. 333-168188 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 ON FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Altair Nanotechnologies Inc. (Exact name of registrant as specified in its charter) Delaware 2890 |
|
| November 16, 2016 |
Altair Nanotechnologies FORM 10-Q (Quarterly Report) alti20161101c10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO ALTAIR NANOTECHNOLOGIES INC. (Ex |
|
| November 16, 2016 |
Altair Nanotechnologies FORM 10-Q (Quarterly Report) 10-Q 1 alti20161101b10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2016 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO ALTAIR NANOTECHNOLOG |
|
| November 16, 2016 |
Altair Nanotechnologies FORM 10-Q (Quarterly Report) alti2016110110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO ALTAIR NANOTECHNOLOGIES INC. (Exact n |
|
| November 16, 2016 |
Altair Nanotechnologies FORM 10-K (Annual Report) alti2016092210k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 FOR THE YEAR ENDED DECEMBER 31, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 ALTAIR NANOTECHNOLOGIES INC. (Exact Name of Registrant as Specified in Charter) D |
|
| November 16, 2016 |
ex10-56.htm Exhibit 10.56 Manufacturer Rebate Contract Party A (The Lessor): Minsheng Financial Leasing Co., Ltd. Domicile: Building 3, Financial Center, No. 158, Xisan Road, Airport Free Trade Zone, Tianjin Legal Representative: Kong Linshan Telephone: 010-68940066 Fax: 010-68489378 Party B (The Lessee): Handan Public Transport Corporation Domicile: No. 43, Renmin West Road, Fuxing District, Hand |
|
| November 16, 2016 |
Employment Agreement (Level 13 Officer) ex10-64.htm Exhibit 10.65 Employment Agreement (Level 13 Officer) THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of August 15, 2014 (the “Effective Date”), by and among Altairnano, Inc., a Nevada corporation (the “Company”), Altair Nanotechnologies Inc., a Delaware corporation (“Parent”), together with the Company and all direct or indirect majority-owned subsidiaries of the Paren |
|
| November 16, 2016 |
Transfer Contract for State-owned Construction Land Use Right ex10-62.htm Exhibit 10.62 Electronic Supervision No.: 1304812014B00026 Transfer Contract for State-owned Construction Land Use Right Ministry of Land and Resources of the People's Republic of China Prepared by State Administration for Industry & Commerce of the People's Republic of China -1- Contract No.: C1304812014004 Transfer Contract for State-owned Construction Land Use Right Both Parties of |
|
| November 16, 2016 |
ex10-64.htm Exhibit 10.61 Certain portions of this exhibit have been omitted pursuant to Rule 24b-2 and are subject to a confidential treatment request. Copies of this exhibit containing the omitted information have been filed separately with the Securities and Exchange Commission. The omitted portions of this document are marked with a ***. Agreement No. Purchasing and Sales Contract of Electric |
|
| November 16, 2016 |
Product Purchases and Sales Contract ex10-64.htm Exhibit 10.59 Product Purchases and Sales Contract Supplier: Northern Altair Nanotechnologies Co., Ltd. Contract No.: YTXS-20121022A Buyer: Wu'an Transport Bureau Signing time: January 6, 2013 In order to better drive energy conservation and emission reduction in Wu'an City and greatly develop the green traffic at the same time, and also in order to drive the overall development of the |
|
| November 16, 2016 |
ex10-64.htm Exhibit 10.58 Certain portions of this exhibit have been omitted pursuant to Rule 24b-2 and are subject to a confidential treatment request. Copies of this exhibit containing the omitted information have been filed separately with the Securities and Exchange Commission. The omitted portions of this document are marked with a ***. Purchasing & Sales Contract Supplier: Zhuhai Yintong Ene |
|
| November 16, 2016 |
ex 10-48.htm Exhibit 10.48 Deposit Contract of Minsheng Financial Leasing DEPOSIT CONTRACT No.: [MSFL-2014-2953-V-HZ- 009 –FXJ] Minsheng Financial Leasing Co., Ltd. June 10, 2015 1/12 Deposit Contract of Minsheng Financial Leasing Contents Deposit Contract 3 1. Amount and Payment of the Deposit 4 2. Obligations of Party B 5 3. Deduction of Deposit 5 4. Complement of the Deposit 5 5. Management of |
|
| November 16, 2016 |
EX-10.45 14 ex10-45.htm EXHIBIT 10.45 Exhibit 10.45 Deposit Contract of Minsheng Financial Leasing DEPOSIT CONTRACT No.: [MSFL-2014-2953-V-HZ- 009 –FXJ] Minsheng Financial Leasing Co., Ltd. July 6, 2015 1/12 Deposit Contract of Minsheng Financial Leasing Contents Deposit Contract 3 1. Amount and Payment of the Deposit 4 2. Obligations of Party B 5 3. Deduction of Deposit 5 4. Complement of the Dep |
|
| November 16, 2016 |
Capital Inter-banking Lending Contract ex10-64.htm Exhibit 10.69 Capital Inter-banking Lending Contract Party A (Offering Party): Hebei Yinlong New Energy Co., Ltd. Address: Party B (Offered Party): Northern Altair Nanotechnologies Co., Ltd. Address: North of Dongzhuchang Village, Wu'an Town, Wu'an City, Hebei Province In order to regulate the fund surplus and deficiency, based on principles of equality and voluntariness, honesty and c |
|
| November 16, 2016 |
EX-10.47 16 ex10-47.htm EXHIBIT 10.47 Exhibit 10.47 Manufacturer Rebate Contract Party A (The Lessor): Minsheng Financial Leasing Co., Ltd. Domicile: Building 3, Financial Center, No. 158, Xisan Road, Airport Free Trade Zone, Tianjin Legal Representative: Kong Linshan Telephone: 010-68940066 Fax: 010-68489378 Party B (The Lessee): Handan Public Transport Corporation Domicile: No. 43, Renmin West R |
|
| November 16, 2016 |
Capital Inter-banking Lending Contract ex10-64.htm Exhibit 10.72 Capital Inter-banking Lending Contract Party A (Offering Party): Hebei Yinlong New Energy Co., Ltd. Address: Party B (Offered Party): Northern Altair Nanotechnologies Co., Ltd. Address: North of Dongzhuchang Village, Wu'an Town, Wu'an City, Hebei Province In order to regulate the fund surplus and deficiency, based on principles of equality and voluntariness, honesty and c |
|
| November 16, 2016 |
Transfer Contract for State-owned Construction Land Use Right ex10-64.htm Exhibit 10.64 Electronic Supervision No.: 1304812015B00147 Transfer Contract for State-owned Construction Land Use Right Ministry of Land and Resources of the People's Republic of China Prepared by State Administration for Industry & Commerce of the People's Republic of China -1- Contract No.: C13048120150010 Transfer Contract for State-owned Construction Land Use Right Both Parties of |
|
| November 16, 2016 |
Transfer Contract for State-owned Construction Land Use Right ex10-63.htm Exhibit 10.63 Electronic Supervision No.: 1304812014B00039 Transfer Contract for State-owned Construction Land Use Right Ministry of Land and Resources of the People's Republic of China Prepared by State Administration for Industry & Commerce of the People's Republic of China -1- Contract No.: C13048120140002 Transfer Contract for State-owned Construction Land Use Right Both Parties of |
|
| November 16, 2016 |
ex10-34.htm Exhibit 10.34 No.: xd201312194847 Current Capital Loan Contract Lender: Wu'an Branch of Bank of Handan Co., Ltd. Person in charge: Guo Jianxin Contact person: Domicile (address): No.3, Fuzhong Garden, Fuqiang Street, Cheng'an City Postal code: Tel.: Fax: E-mail: Borrower: Northern Altair Nanotechnologies Co., Ltd. Legal representative: Wei Guohua Contact person: Domicile (address): Nor |
|
| November 16, 2016 |
Loan Contract No.: No. SLA2014LN 372 EX-10.38 7 ex10-38.htm EXHIBIT 10.38 Exhibit 10.38 Loan Contract No.: No. SLA2014LN 372 Borrower: Altairnano, Inc. Business license No.: 14792 Legal representative/person in charge: Karen Werner Domicile: 3019 Enterprise Dr, Anderson, Indiana 46013, USA Postal code: 46013 Financial institution for account opening and account No.: East West Bank 8003008490 Tel.: +1 415.479.4817 Fax: +1 775.858.3700 |
|
| November 16, 2016 |
LTO Purchase and Sale Contract EX-10.57 26 ex10-57.htm EXHIBIT 10.57 Exhibit 10.57 Contract No.: PO20131025CG01 LTO Purchase and Sale Contract Signing date: July 2, 2013 Buyer: Hebei Yintong New Energy Co., Ltd (hereinafter referred to as Party A) Contact method: 0310-5172966 Supplier: Northern Altair Nanotechnologies Co., Ltd. (hereinafter referred to as Party B) Contact method: Under the principles of fairness, free shall and |
|
| November 16, 2016 |
EX-10.55 24 ex10-55.htm EXHIBIT 10.55 Exhibit 10.55 Repurchase Contract for Minsheng Financial Leasing Repurchase Agreement Serial number: [MSFL-2014-2953-V-HZ-009)-HG] Minsheng Financial Leasing Co., Ltd. August 12, 2014 Repurchase Contract for Minsheng Financial Leasing Contents 1. Subject matter of repurchase 2 2. Repurchase conditions 3 3. Repurchase price 5 4. Repurchase procedures 5 5. Liabi |
|
| November 16, 2016 |
ex10-50.htm Exhibit 10.50 Manufacturer Rebate Contract Party A (The Lessor): Minsheng Financial Leasing Co., Ltd. Domicile: Building 3, Financial Center, No. 158, Xisan Road, Airport Free Trade Zone, Tianjin Legal Representative: Kong Linshan Telephone: 010-68940066 Fax: 010-68489378 Party B (The Lessee): Handan Public Transport Corporation Domicile: No. 43, Renmin West Road, Fuxing District, Hand |
|
| November 16, 2016 |
ex10-51.htm Exhibit 10.51 Deposit Contract of Minsheng Financial Leasing DEPOSIT CONTRACT No.: [MSFL-2014-2953-V-HZ- 009 –FXJ] Minsheng Financial Leasing Co., Ltd. January 20, 2015 1/12 Deposit Contract of Minsheng Financial Leasing Contents Deposit Contract 3 1. Amount and Payment of the Deposit 4 2. Obligations of Party B 5 3. Deduction of Deposit 5 4. Complement of the Deposit 5 5. Management o |
|
| November 16, 2016 |
EX-10.52 21 ex10-52.htm EXHIBIT 10.52 Exhibit 10.52 Repurchase Contract for Minsheng Financial Leasing Repurchase Agreement Serial number: [MSFL-2014-2953-V-HZ-009)-HG] Minsheng Financial Leasing Co., Ltd. January 20, 2015 Repurchase Contract for Minsheng Financial Leasing Contents 1. Subject matter of repurchase 2 2. Repurchase conditions 3 3. Repurchase price 5 4. Repurchase procedures 5 5. Liab |
|
| November 16, 2016 |
ex10-64.htm Exhibit 10.68 No.: 2016 JYD ZI No. 16100025 Loan Contract for Working Capital in RMB (Edition 2.0, Year 2014) CHINA CITIC BANK Special Seal for Contract of Corporate Credit Loan Business of China CITIC Bank, 1301050603014 (sealed) Seal Checked, Cheng Feng (sealed) Seal Checked, Wang Yan (sealed) Loan Contract for Working Capital in RMB Borrower: Shijiazhuang Zhongbo Automobile Co., Ltd |
|
| November 16, 2016 |
ex10-64.htm Exhibit 10.71 Land Mortgage Loan Contract Party A (Lender): Shijiazhuang Zhongbo Automobile Co., Ltd. (hereinafter referred to as "Party A") Party B (Borrower): Northern Altair Nanotechnologies Co., Ltd. (hereinafter referred to as "Party B") I. Party A borrows RMB 33,600,000.00 from Party B (In capital: RMB Thirty Three Million Six Hundred Thousand Only) on September 1, 2015. The loan |
|
| November 16, 2016 |
ex10-64.htm Exhibit 10.60 Certain portions of this exhibit have been omitted pursuant to Rule 24b-2 and are subject to a confidential treatment request. Copies of this exhibit containing the omitted information have been filed separately with the Securities and Exchange Commission. The omitted portions of this document are marked with a ***. Agreement No. Purchasing and Sales Contract of Electric |
|
| November 16, 2016 |
ex10-54.htm Exhibit 10.54 Deposit Contract of Minsheng Financial Leasing DEPOSIT CONTRACT No.: [MSFL-2014-2953-V-HZ- 009 –FXJ] Minsheng Financial Leasing Co., Ltd. August 12, 2014 1/12 Deposit Contract of Minsheng Financial Leasing Contents Deposit Contract 3 1. Amount and Payment of the Deposit 4 2. Obligations of Party B 5 3. Deduction of Deposit 5 4. Complement of the Deposit 5 5. Management of |
|
| November 16, 2016 |
ex10-41.htm Exhibit 10.41 No.: xd201509281504 Current Capital Loan Contract Lender: Wu'an Branch of Bank of Handan Co., Ltd. Person in charge: Wang Qingbo Contact person: Domicile (address): Intersection of Kuangjian Road and Guangming Street in Wu'an City Postal code: Tel.: Fax: E-mail: Borrower: Northern Altair Nanotechnologies Co., Ltd. Legal representative: Wei Guohua Contact person: Domicile |
|
| November 16, 2016 |
ex10-37.htm Exhibit 10.37 Loan Contract of Association (Northern Altairnano Co., Ltd.) Rural Credit Cooperative of Hebei Loan Contract of Association No. Wu An Lian She Nong Xin Jie Zi (2014) 06802014248114 Borrower (hereinafter referred to as “Party A”): Northern Altairnano Co., Ltd. Lenders (including major lender and other lenders, hereinafter referred to as “Party B”): Major lender: Wu’an City |
|
| November 16, 2016 |
ex10-36.htm Exhibit 10.36 No. xd 201409047389 Current Fund Loan Contract Lender: Bank of Handan, Wu’an Branch Person in charge: Wang Qingbo Contact: / Domicile (address): 3 Fuzhong Garden, Fuqiang Street, Wu’an City PC: / Tel: / Fax: / E-mail: / Borrower: Northern Altairnano Co., Ltd. Legal representative: Wei Guohua Contact: / Domicile (address): North of Dongzhuchang Village, Wu’an Town, Wu’an C |
|
| November 16, 2016 |
LEASE AND OCCUPANCY AGREEMENT 3019 ENTERPRISE DRIVE, ANDERSON, IN March 11, 2016 ex10-221.htm Exhibit 10.22.1 LEASE AND OCCUPANCY AGREEMENT 3019 ENTERPRISE DRIVE, ANDERSON, IN March 11, 2016 Altairnano Inc., sole tenant of the FEC Accelerator Building (hereafter called “A1”), located at 3019 Enterprise Drive, Anderson, Indiana, because of a change in business plans, wishes to terminate its lease on A1. The current lease extends to June 30, 2017. Upon consideration of the terms |
|
| November 16, 2016 |
10.33.htm EXHIBIT 10.33 Community Loan Contract [seal: illegible] [seal cutoff: Rural Cooperative] Hebei Rural Credit Cooperative Community Loan Contract Serial No.: WALSNXJZ 2013 No. 06802013663614 Borrower (hereinafter referred to as Party A): Northern Altair Nanotechnologies Co., Ltd Lender (including a leading cooperative and common member cooperatives, hereinafter referred to as Party B): Lea |
|
| November 16, 2016 |
ex10-43.htm Exhibit 10.43 No.: xd201605063389 Current Capital Loan Contract Lender: Wu'an Branch of Bank of Handan Co., Ltd. Person in charge: Wang Qingbo Contact person: Domicile (address): Intersection of Kuangjian Road and Guangming Street in Wu'an City Postal code: Tel.: Fax: E-mail: Borrower: Northern Altair Nanotechnologies Co., Ltd. Legal representative: Wei Guohua Contact person: Domicile |
|
| November 16, 2016 |
ex10-44.htm Exhibit 10.44 Pledge Contract of Rights Pledgor (Party A): Northern Altair Nanotechnologies Co., Ltd. Domicile (address): North Dongzhuchang Village, Wu'an City Legal representative: Wei Guohua Pledgee (Party B): Wu'an Branch of Bank of Handan Co., Ltd. Domicile (address): Intersection of Kuangjian Road and Guangming Street in Wu'an City Legal representative (person in charge): Wang Qi |
|
| November 16, 2016 |
Employment Agreement (Level 13 Officer) EX-10.66 35 ex10-66.htm EXHIBIT 10.66 Exhibit 10.66 Employment Agreement (Level 13 Officer) THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of September 23, 2015, by and among Altairnano, Inc., a corporation (the “Company”), Altair Nanotechnologies Inc., a Delaware corporation (“Parent”), together with the Company and all direct or indirect majority-owned subsidiaries of the Parent |
|
| November 16, 2016 |
Complementary Agreement of Land Mortgage Loan Contract ex10-64.htm Exhibit 10.70 Complementary Agreement of Land Mortgage Loan Contract Party A (Lender): Shijiazhuang Zhongbo Automobile Co., Ltd. (hereinafter referred to as "Party A") Party B (Borrower): Northern Altair Nanotechnologies Co., Ltd. (hereinafter referred to as "Party B") 1. Party A and Party B signed two sums of land mortgage loan contracts respectively in September 2015 and March 2016; |
|
| November 16, 2016 |
EX-10.49 18 ex10-49.htm EXHIBIT 10.49 Exhibit 10.49 Repurchase Contract for Minsheng Financial Leasing Repurchase Agreement Serial number: [MSFL-2014-2953-V-HZ-009)-HG] Minsheng Financial Leasing Co., Ltd. June 10, 2015 Repurchase Contract for Minsheng Financial Leasing Contents 1. Subject matter of repurchase 2 2. Repurchase conditions 3 3. Repurchase price 5 4. Repurchase procedures 5 5. Liabili |
|
| November 16, 2016 |
ex10-42.htm Exhibit 10.42 This copy is the receipt for Remitter from remitting bank Anshan Rural Commercial Bank Certificate of Telegraphic Transfer (Receipt) 1 □ General □Urgent Date of entrustment: November 16, 2015 Remitter Full name Northern Altair Nanotechnologies Co., Ltd. Full name Northern Altair Nanotechnologies Co., Ltd. Account No. 265312010105947793 Receiver Account No. 866350100100082 |
|
| November 16, 2016 |
ex10-39.htm Exhibit 10.39 Loan Contract of Association (Northern Altairnano Co., Ltd.) Rural Credit Cooperative of Hebei Loan Contract of Association No. 06802014376089 Borrower (hereinafter referred to as “Party A”): Northern Altairnano Co., Ltd. Lenders (including major lender and other lenders, hereinafter referred to as “Party B”): Major lender: Wu’an City Rural Credit Cooperative Co., Ltd. Ot |
|
| November 16, 2016 |
ex10-40.htm Exhibit 10.40 No.: xd201509241429 Current Capital Loan Contract Lender: Wu'an Branch of Bank of Handan Co., Ltd. Person in charge: Wang Qingbo Contact person: Domicile (address): Intersection of Kuangjian Road and Guangming Street in Wu'an City Postal code: Tel.: Fax: E-mail: Borrower: Northern Altair Nanotechnologies Co., Ltd. Legal representative: Wei Guohua Contact person: Domicile |
|
| November 16, 2016 |
ex1046.htm Exhibit 10.46 Repurchase Contract for Minsheng Financial Leasing Repurchase Agreement Serial number: [MSFL-2014-2953-V-HZ-009)-HG] Minsheng Financial Leasing Co., Ltd. July 06, 2015 Repurchase Contract for Minsheng Financial Leasing Contents 1. Subject matter of repurchase 2 2. Repurchase conditions 3 3. Repurchase price 5 4. Repurchase procedures 5 5. Liability for breach of contract 7 |
|
| November 16, 2016 |
EX-10.53 22 ex10-53.htm EXHIBIT 10.53 Exhibit 10.53 Manufacturer Rebate Contract Party A (The Lessor): Minsheng Financial Leasing Co., Ltd. Domicile: Building 3, Financial Center, No. 158, Xisan Road, Airport Free Trade Zone, Tianjin Legal Representative: Kong Linshan Telephone: 010-68940066 Fax: 010-68489378 Party B (The Lessee): Handan Public Transport Corporation Domicile: No. 43, Renmin West R |
|
| October 2, 2015 |
8-K 1 alti201510028k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 23, 2015 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other ju |
|
| April 7, 2015 |
Changes in Registrant's Certifying Accountant alti201504078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 2, 2015 Altair Nanotechnologies Inc. (Exact name of registrant as specified in its charter) Delaware 001-12497 33-1084375 (State or other jurisdiction of incor |
|
| March 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 13, 2015 Altair Nanotechnologies Inc. (Exact name of registrant as specified in its charter) Delaware 001-12497 33-1084375 (State or other jurisdiction of incorporation) (Commiss |
|
| February 2, 2015 |
ex10.htm Exhibit 10 BUILDING LEASE THIS LEASE, is made and entered into this 27th day of January, 2015, by and between FLAGSHIP ENTERPRISE CENTER, INC. (hereinafter referred to as “Landlord”) and ALTAIRNANO (hereinafter referred to as “Tenant”). Witnesseth That: Article I. Leased Premises & Equipment. Section 1.01. Lease and Description of Leased Premises. Landlord, for and in consideration of the |
|
| February 2, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits alti201502028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 27, 2015 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Comm |
|
| September 24, 2014 |
ALTI / Altair Nanotechnologies Inc. 25 - - FORM 25 alti2014092425.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-12497 Altair Nanotechnologies Inc. NASDAQ Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed a |
|
| September 16, 2014 |
alti201409168k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 12, 2014 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of ( |
|
| September 15, 2014 |
alti201409158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 15, 2014 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of ( |
|
| September 15, 2014 |
Altair Nanotechnologies Notifies the Nasdaq of Voluntary Delisting ex99-1.htm Exhibit 99.1 Altair Nanotechnologies Notifies the Nasdaq of Voluntary Delisting Reno, NV (Marketwire – September 15, 2014) – Altair Nanotechnologies, Inc. (ALTI) (the “Company”) notified the Nasdaq Stock Market (“Nasdaq”) that the Company is withdrawing the listing of common stock, $.001 par value from the Nasdaq Stock Market. As required by Rule 12d2-2(c)(2) under the Exchange Act and |
|
| September 4, 2014 |
ex16.htm Exhibit 16 September 4, 2014 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, N. E. Washington, D.C. 20549 Ladies and Gentlemen: We have read the comments made regarding us in Item 4.01 of Form 8-K of Altair Nanotechnologies Inc. dated September 4, 2014 and are in agreement with those statements. /s/ Crowe Horwath LLP Sacramento, California cc: Mr. Frank Zha |
|
| September 4, 2014 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant alti201409048k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 28, 2014 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Com |
|
| August 19, 2014 |
Altair Nanotechnologies Reports Receiving a Nasdaq Non-Compliance Letter ex99-1.htm Exhibit 99.1 Altair Nanotechnologies Reports Receiving a Nasdaq Non-Compliance Letter Reno, NV (Marketwire – August 19, 2014) – Altair Nanotechnologies, Inc. (“Altair”) (NASDAQ: ALTI), reports the Company received a non-compliance letter from the Nasdaq Stock Market (“Nasdaq”). On August 18, 2014, Altair received a letter from Nasdaq indicating that Altair was not in compliance with con |
|
| August 19, 2014 |
alti201408198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 13, 2014 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Com |
|
| May 27, 2014 |
ex10-1.htm Exhibit 10.1 No.: xd201404305961 Working Capital Loan Contract Note: This Contract is entered into by and between the borrower and the lender after negotiation according to law and on the basis of equality and voluntariness, and all the clauses hereof are true declarations of both parties’ intentions. To protect the borrower’s lawful rights and interests, the lender specially reminds th |
|
| May 27, 2014 |
alti201405278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 30, 2014 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Commis |
|
| April 23, 2014 |
alti201404228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 16, 2014 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Commis |
|
| April 1, 2014 |
alti20140401nt10k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-12497 (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR CUSIP NUMBER 021373303 For Period Ended: December 31, 2013 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transiti |
|
| March 26, 2014 |
ex99-1.htm Exhibit 99.1 [Al Yousuf, LLC letterhead] Dubai, March 20, 2014 VIA EMAIL PERSONAL AND CONFIDENTIAL Re: Resignation from the Board of Directors To My Fellow Directors and the Chairman of the Board: Altair Nanotechnologies Inc. (“Altair US”) is at a very critical stage in its history and its very existence is at risk. During a period like this one, it is absolutely critical that we work t |
|
| March 26, 2014 |
alti201403268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 20, 2014 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Comm |
|
| March 24, 2014 |
alti201403238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 18, 2014 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Comm |
|
| February 20, 2014 |
alti201402208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 16, 2014 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (C |
|
| January 23, 2014 |
alti201401238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 19, 2014 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Co |
|
| January 17, 2014 |
alti201401168k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 13, 2014 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Co |
|
| December 6, 2013 |
alti201312058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 4, 2013 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Comm |
|
| November 22, 2013 |
alti201311218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 24, 2013 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Comm |
|
| November 22, 2013 |
Loan Contract Serial Number：SLA2013N179 ex10-1.htm Exhibit 10.1 Loan Contract Serial Number：SLA2013N179 Borrower: Altairnano, Inc. Business License Number: 14792 Legal Representative/Principal: Paula Conroy Address: 3019 Enterprise Dr, Anderson, Indiana 46013, USA Zip code: 46013 Beneficiary Financial Institute: East West Bank Account No.: 8003008490 Phone No.: +1 7656109031 Fax: +1 3175656033 Lender: Bank of China Limited, Seoul Branch |
|
| November 22, 2013 |
ex10-2.htm Exhibit 10.2 Community Loan Contract [seal: illegible] [seal cutoff: Rural Cooperative] Hebei Rural Credit Cooperative Community Loan Contract Serial No.: WALSNXJZ 2013 No. 06802013663614 Borrower (hereinafter referred to as Party A): Northern Altair Nanotechnologies Co., Ltd Lender (including a leading cooperative and common member cooperatives, hereinafter referred to as Party B): Lea |
|
| November 19, 2013 |
流动资金借款合同 Working Capital Loan Contract (2012 version) Exhibit 10.6 编号： PP(2013)050 Contract No.: PP(2013)050 流动资金借款合同 Working Capital Loan Contract （2012年版） (2012 version) 特别提示：本合同系借贷双方在平等、自愿的基础上依法协商订立，所有合同条款均是双方意思的真实表示。为维护借款人的合法权益，贷款人特提请借款人对有关双方权利义务的全部条款、特别是黑体部分内容予以充分注意。 Important Notice: This Contract is entered into by the Parties in accordance with laws based on equality and free will, and the terms and conditions of this Contract fully reflect t |
|
| November 19, 2013 |
ex10-4.htm Exhibit 10.4 [handwritten text is indicated in italics] 0000013 Contract No. 1862013DY08001520 Mortgage Contract Mortgagor (Party A): Altairnano Inc. Location (Address): Altair New Energy Industrial Park, North Side of Handan-Wu’an Expressway Legal representative: Zou Liming Mortgagee (Party B): Bank of Handan Co., Ltd. Wu’an Sub-branch Location (Address): No. 3, Fuben Garden, Fuqiang S |
|
| November 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 alti2013093010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2013 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO ALTAIR NANOTECHN |
|
| November 19, 2013 |
ex10-5.htm Exhibit 10.5 No.: xd201308213452 Working Capital Loan Contract Note: This Contract is entered into by and between the borrower and the lender after negotiation according to law and on the basis of equality and voluntariness, and all the clauses hereof are true declarations of both parties’ intentions. To protect the borrower’s lawful rights and interests, the lender specially reminds th |
|
| November 15, 2013 |
alti20131115nt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-12497 (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR CUSIP NUMBER 021373303 For Period Ended: September 30, 2013 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transit |
|
| November 13, 2013 |
Altair Nanotechnologies Reports Third Quarter 2013 Financial Results ex99-1.htm Exhibit 99.1 Altair Nanotechnologies Reports Third Quarter 2013 Financial Results Reno, NV (Marketwire – November 13, 2013) – Altair Nanotechnologies, Inc. (“Altair”) (NASDAQ: ALTI), today reported financial results for the third quarter ended September 30, 2013. Altair reported revenues of $1.1 million for the third quarter compared to $0.4 million for the same period in 2012. The gros |
|
| November 13, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K alti201311128k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 13, 2013 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in it's Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of inc |
|
| October 29, 2013 |
alti201310298k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 23, 2013 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Co |
|
| October 29, 2013 |
Employment Agreement (Level 13 Officer) ex10-1.htm Exhibit 10.1 Employment Agreement (Level 13 Officer) THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of October 23, 2013 (the “Effective Date”), by and among Altairnano, Inc., a Nevada corporation (the “Company”), Altair Nanotechnologies Inc., a Delaware corporation (“Parent”), together with the Company and all direct or indirect majority-owned subsidiaries of the Parent |
|
| October 25, 2013 |
alti20131025def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
|
| October 2, 2013 |
alti201310028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 26, 2013 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of |
|
| October 2, 2013 |
alti201310028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 26, 2013 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of ( |
|
| August 30, 2013 |
alti201308308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 26, 2013 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Com |
|
| August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 alti2013063010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2013 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF1934 FOR THE TRANSITION PERIOD FROM TO ALTAIR NANOTECHNOLOGIES |
|
| August 8, 2013 |
Altair Nanotechnologies Reports Second Quarter 2013 Financial Results EX-99 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Altair Nanotechnologies Reports Second Quarter 2013 Financial Results Reno, NV (Marketwire – August 8, 2013) – Altair Nanotechnologies, Inc. (“Altair”) (NASDAQ: ALTI), today reported financial results for the second quarter ended June 30, 2013. Altair reported revenues of $3.2 million for the second quarter compared to $0.5 million for the same period i |
|
| August 8, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K alti201308078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 8, 2013 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Commis |
|
| August 6, 2013 |
FIRST MODIFICATION OF NOTE AND FIRST MODIFICATION OF DEED OF TRUST ex10-1.htm Exhibit 10.1 RECORDING REQUESTED BY AND WHEN RECORDED RETURN TO: Rubicon Mortgage Fund, LLC 3575 Mt. Diablo Blvd., Suite 215 Lafayette, CA 94549 APN: 012-319-13 FIRST MODIFICATION OF NOTE AND FIRST MODIFICATION OF DEED OF TRUST THIS FIRST MODIFICATION OF NOTE AND FIRST MODIFICATION OF DEED OF TRUST (this “Modification”) is entered into, effective as of August 1, 2013 by Altairnano Inc., |
|
| August 6, 2013 |
alti201308068k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 1, 2013 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Commis |
|
| July 5, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K alti201307058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 2, 2013 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Commissi |
|
| July 5, 2013 |
alti201307058kex10.htm Exhibit 10 CLIENT LEASE (Renewal) THIS LEASE is made and entered into this July 1, 2013, by and between FLAGSHIP ENTERPRISE CENTER, INC., an Indiana not-for-profit corporation (hereinafter called “Landlord”), and ALTAIRNANO, (hereinafter called “Tenant”). Witnesseth That: Article I. Leased Premises. Section 1.01. Lease and Description of Premises. Landlord, for and in consid |
|
| June 13, 2013 |
Contract on Assignment of State-owned Construction Land Use Right alti201306138kex10-1.htm Exhibit 10.1 Electronic Regulatory No.: 1304812013B00156 Contract on Assignment of State-owned Construction Land Use Right Formulated by Ministry of Land and Resources of the People’s Republic of China State Administration for Industry and Commerce of the People’s Republic of China -1- Contract No.: C13048120130013 Contract on Assignment of State-owned Construction Land Us |
|
| June 13, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K alti201306058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 7, 2013 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Commissi |
|
| June 6, 2013 |
Termination of a Material Definitive Agreement - FORM 8-K alti201306058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 31, 2013 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Commissi |
|
| June 5, 2013 |
Termination of a Material Definitive Agreement - FORM 8-K alti201306048k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 28, 2013 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Commissi |
|
| May 15, 2013 |
10-Q 1 alti10q-033113.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO ALTAIR NANOTECHNOLOGI |
|
| May 15, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K alti201305148k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 15, 2013 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Commissi |
|
| May 15, 2013 |
Altair Nanotechnologies Reports First Quarter 2013 Financial Results alti201305148kex99-1.htm Exhibit 99.1 Altair Nanotechnologies Reports First Quarter 2013 Financial Results Reno, NV (Marketwire – May 15, 2013) – Altair Nanotechnologies, Inc. (“Altair”) (NASDAQ: ALTI), today reported financial results for the first quarter ended March 31, 2013. Altair reported revenues of $1.9 million for the first quarter compared to $0.3 million for the same period in 2012. The |
|
| April 30, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2012 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO ALTAIR NANOTECHNOLOGIES INC. (Exact name |
|
| April 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 alti10k-123112.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2012 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO 1-12497 (Commission Fi |
|
| March 28, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 28, 2013 Altair Nanotechnologies Inc. |
|
| March 28, 2013 |
Altair Nanotechnologies Reports Fourth Quarter and Full Year 2012 Financial Results EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Altair Nanotechnologies Reports Fourth Quarter and Full Year 2012 Financial Results Reno, NV (Marketwire – March 28, 2013) – Altair Nanotechnologies, Inc. (“Altair”) (NASDAQ: ALTI), today reported financial results for the fourth quarter and the year ended December 31, 2012. For the year ended December 31, 2012, Altair reported revenues of $1.5 millio |
|
| March 8, 2013 |
alti201303078kex10.htm Exhibit 10 *** WE: For one party, Mr. EDGAR RAMIRO MENDOZA JEREZ, of legal age, business administrator, resident of the city of Antiguo Cuscatlán, La Libertad Department, bearing Identity Document number [identity document number], acting on behalf and representing in my capacity as President and Legal Representative of the firm, whose business address is in this city, opera |
|
| March 8, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits alti201303078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 5, 2013 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of (Commiss |
|
| January 9, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 3, 2013 Altair Nanotechnologies Inc. |
|
| January 9, 2013 |
Altair Nanotechnologies Inc. Regains Compliance With NASDAQ Minimum Bid Price Requirements Exhibit 99.1 Altair Nanotechnologies Inc. Regains Compliance With NASDAQ Minimum Bid Price Requirements RENO, NV (Marketwire - January 9, 2013) – Altair Nanotechnologies Inc. (Nasdaq: ALTI) today announced that it has regained compliance with the minimum bid price requirement of NASDAQ Listing Rule 5550(a)(2) (the “Rule”). On January 3, 2013, Altair received a letter from The NASDAQ Stock Market c |
|
| December 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 17, 2012 Altair Nanotechnologies Inc. |
|
| December 20, 2012 |
ALTAIR NANOTECHNOLOGIES INC. Certificate of Incorporation EX-3.1 2 ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 ALTAIR NANOTECHNOLOGIES INC. Certificate of Incorporation THE UNDERSIGNED, being a natural person, hereby certifies, for the purpose of organizing a corporation under the General Corporation Law of the State of Delaware, that: FIRST: The name of the Corporation is Altair Nanotechnologies Inc. (the “Corporation”). SECOND: The address of the registered offi |
|
| December 20, 2012 |
CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION (Pursuant to Section 242) * * * * * EX-3.2 3 ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION (Pursuant to Section 242) * * * * * Altair Nanotechnologies Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY: FIRST: That the Certificate of Incorporation of the Corporation (the “Certifica |
|
| December 13, 2012 |
Altair Nanotechnologies Inc. 204 Edison Way Reno, Nevada 89502 (775) 858-3750 December 13, 2012 VIA EDGAR CORRESPONDENCE Securities & Exchange Commission Division of Corporation Finance 100 F Street, N.E., Mail Stop 7010 Washington, DC 20549-7010 Re: Altair Nanotechnologies Inc. Registration Statement on Form S-3, as amended File No. 333-184648 (the “Form S-3”) Ladies and Gentlemen: In accordance |
|
| December 13, 2012 |
As Filed with the Securities and Exchange Commission on December 13, 2012 Registration No. |
|
| December 7, 2012 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 7, 2012 Altair Nanotechnologies Inc. |
|
| December 7, 2012 |
Altair Nanotechnologies Inc. Announces 1-for-6 Reverse Stock Split EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Altair Nanotechnologies Inc. Announces 1-for-6 Reverse Stock Split Reno, NV (Marketwire – December 7, 2012) – Altair Nanotechnologies Inc. (NASDAQ: ALTI), today announced that its Board of Directors approved a 1-for-6 reverse stock split, which will become effective immediately following the close of trading on December 17, 2012. The consolidated comm |
|
| November 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 28, 2012 Altair Nanotechnologies Inc. |
|
| November 21, 2012 |
204 Edison Way Reno, NV 89509 FILED AS EDGAR CORRESPONDENCE November 21, 2012 Asia Timmons-Pierce, Staff Attorney U. |
|
| November 21, 2012 |
As filed with the Securities and Exchange Commission on November 21, 2012 Registration No. |
|
| November 21, 2012 |
- POST-EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on November 21, 2012 Form S-8 Registration Statement No. |
|
| November 21, 2012 |
As Filed with the Securities and Exchange Commission on November 21, 2012 Registration No. |
|
| November 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 16, 2012 Altair Nanotechnologies Inc. |
|
| November 21, 2012 |
- POST-EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on November 21, 2012 Form S-8 Registration Statement No. |
|
| November 21, 2012 |
Working Capital Loan Contract (2012 version) EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Contract No.: PP (2012) 005 Working Capital Loan Contract (2012 version) Important Notice: This Contract is entered into by the Parties in accordance with laws based on equality and free will, and the terms and conditions of this Contract fully reflect the genuine intention of the Parties hereto. In order to protect legal rights and interests of the B |
|
| November 21, 2012 |
- POST-EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on November 21, 2012 Form S-8 Registration Statement No. |
|
| November 14, 2012 |
Contract on Assignment of State-owned Construction Land Use Right EX-10.7 4 ex10-7.htm EXHIBIT 10.7 Exhibit 10.7 Contract on Assignment of State-owned Construction Land Use Right Formulated by Ministry of Land and Resources of the People’s Republic of China State Administration for Industry and Commerce of the People’s Republic of China Contract No.: C13048120120049 -1- Contract on Assignment of State-owned Construction Land Use Right The Contract is entered int |
|
| November 14, 2012 |
Exhibit 10.6 |
|
| November 14, 2012 |
Loan Contract Serial Number：Shou Jie Zi No. 2012LN0029 Exhibit 10.5 Loan Contract Serial Number：Shou Jie Zi No. 2012LN0029 Borrower: Altairnano, Inc. Business License Number: 14792 Legal Representative/Principal: Stephen Huang Address: 204 Edison Way, Reno NV 89502, U.S.A Beneficiary Financial Institute: East West Bank Phone No.: +1 4152721339 Zip code: 89502 Account No.: 8003008490 Fax: +1 7758561619 Lender: Bank of China Limited, Seoul Branch Legal |
|
| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 alti10q-093012.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO ALTAIR NANOTECHNO |
|
| November 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 1, 2012 Altair Nanotechnologies Inc. |
|
| November 8, 2012 |
Altair Nanotechnologies Reports Third Quarter 2012 Financial Results Exhibit 99.1 Altair Nanotechnologies Reports Third Quarter 2012 Financial Results Reno, NV (Marketwire – November 8, 2012) – Altair Nanotechnologies, Inc. (“Altair”) (NASDAQ: ALTI), today reported financial results for the third quarter ended September 30, 2012. Altair reported revenues of $0.4 million for the third quarter compared to $0.9 million for the same period in 2011. Deferred revenue gre |
|
| October 29, 2012 |
As Filed with the Securities and Exchange Commission on October 29, 2012 Registration No. |
|
| October 24, 2012 |
alti201210248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 19, 2012 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdiction of incor |
|
| October 12, 2012 |
DEF 14A 1 altairdef14a-112812.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Ru |
|
| September 24, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: X Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Stateme |
|
| September 13, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 7, 2012 Altair Nanotechnologies Inc. |
|
| September 13, 2012 |
Exhibit 10 WE: For one party, Mr. MANUEL CHACON CASTILLO, of legal age, lawyer, resident of this city, bearing Identity Document number [identity document number], and Tax Identification Number [tax i.d. number], acting on behalf and representing in my capacity as President and Legal Representative of the firm, whose business address is in this city, operating with the name “INVERSIONES ENERGETICA |
|
| August 22, 2012 |
Employment Agreement (Level 13 Officer) EX-10.2 3 ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 Employment Agreement (Level 13 Officer) THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of August 15, 2012, by and among Altairnano, Inc., a Nevada corporation (the “Company”), Altair Nanotechnologies Inc., a Delaware corporation (“Parent”), together with the Company and all direct or indirect majority-owned subsidiaries of the Parent, |
|
| August 22, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 16, 2012 Altair Nanotechnologies Inc. |
|
| August 22, 2012 |
Employment Agreement (Level 13 Officer) EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 Employment Agreement (Level 13 Officer) THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of August 15, 2012 (the “Effective Date”), by and among Altairnano, Inc., a Nevada corporation (the “Company”), Altair Nanotechnologies Inc., a Delaware corporation (“Parent”), together with the Company and all direct or indirect majority-owned subs |
|
| August 13, 2012 |
EX-10.2 3 ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 Recording Requested By Ticor Title of Nevada When Recorded Mail To Rubicon Mortgage Fund, LLC 3575 Mt. Diablo Blvd., Suite 215 Lafayette CA 94549 Title Order No. 012003533-CD Space above this line for recorder’s use DEED OF TRUST RECORDER: INDEX FOR SPECIAL NOTICE Loan No. ALT002 This Deed of Trust, made this 25th day of July 2012, among the Trustor, |
|
| August 13, 2012 |
NOTE SECURED BY A DEED OF TRUST EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 NOTE SECURED BY A DEED OF TRUST Loan Number: ALT002 Date: 7/25/2012 Lafayette, California 204 Edison Way, Reno, NV APN: 012-319-13 Property Address 1. BORROWER’S PROMISE TO PAY In return for a loan that I have received, I promise to pay U.S. $1,000,000.00 (this amount will be called “principal”), plus interest, to the order of Suncrest Homes 30, LLC, |
|
| August 13, 2012 |
EX-10.3 4 ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 GUARANTY This guaranty (this “Guaranty”) is made and entered into as of August 8, 2012, by Altair Nanotechnologies, Inc., a Delaware corporation, and Altairnano, Inc., a Nevada corporation (“Guarantor”), for the benefit of Suncrest Homes 30, LLC, a California limited liability company as to 350,000/1,000,000 undivided interest; Pacific BVL Corp, a Cal |
|
| August 13, 2012 |
HAZARDOUS MATERIALS INDEMNITY AGREEMENT (Not Secured by Deed of Trust) EX-10.4 5 ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 HAZARDOUS MATERIALS INDEMNITY AGREEMENT (Not Secured by Deed of Trust) This HAZARDOUS MATERIALS INDEMNITY AGREEMENT is made as of July , 2012, by Altair Nanotechnologies Inc., a Delaware corporation, (the “Indemnitor”) to Suncrest Homes 30, LLC, a California limited liability company, as to 350,000/1,000,000 undivided interest, whose address is 300 H |
|
| August 13, 2012 |
8-K 1 altair8k-080812.htm FORM 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 8, 2012 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other jurisdic |
|
| August 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 ani10q-063012.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO ALTAIR NANOTECHNOLOGIES |
|
| August 10, 2012 |
Exhibit 10.1 Certain portions of this exhibit have been omitted pursuant to Rule 24b-2 and are subject to a confidential treatment request. Copies of this exhibit containing the omitted information have been filed separately with the Securities and Exchange Commission. The omitted portions of this document are marked with a ***. AGREEMENT BETWEEN WU'AN MUNICIPAL PEOPLE'S GOVERNMENT, HEBEI PROVINCE |
|
| August 9, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 9, 2012 Altair Nanotechnologies Inc. |
|
| August 9, 2012 |
Altair Nanotechnologies Reports Second Quarter 2012 Financial Results Exhibit 99.1 Altair Nanotechnologies Reports Second Quarter 2012 Financial Results RENO, NV (Marketwire – August 9, 2012) – Altair Nanotechnologies, Inc. (“Altair”) (NASDAQ: ALTI), today reported financial results for the second quarter ended June 30, 2012. Altair reported revenues of $0.5 million for the second quarter, essentially flat compared to the same period in 2011. The gross loss was $620 |
|
| July 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 on FORM 10/A Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 2890 33-1084375 (State or Other Jurisdiction of Incorporation) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification Number) 204 Edison Way Reno, Nevada 89502 (775) 856-25 |
|
| July 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 6, 2012 Altair Nanotechnologies Inc. |
|
| July 10, 2012 |
Exhibit 10 REVISED AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AGREEMENT BETWEEN ALTAIR NANOTECHNOLOGIES, INC. |
|
| June 21, 2012 |
Exhibit 10 CLIENT LEASE (Renewal) THIS LEASE is made and entered into this July 1, 2012, by and between FLAGSHIP ENTERPRISE CENTER, INC. |
|
| June 21, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 15, 2012 Altair Nanotechnologies Inc. |
|
| May 29, 2012 |
As filed with the Securities and Exchange Commission on May 29, 2012 Registration No. |
|
| May 25, 2012 |
Altair Nanotechnologies Inc. 204 Edison Way Reno, Nevada 89502 May 25, 2012 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Re: Altair Nanotechnologies Inc. — Form AW Request for Withdrawal of Post-Effective Amendment No. 1 to Registration Statement on Form S-4 File No. 333-178729 Ladies and Gentlemen: Pursuant to Rule 477 |
|
| May 23, 2012 |
- FORM S-4, POST-EFFECTIVE AMENDMENT 1 S-4 POS 1 altairs4pos-052212.htm FORM S-4, POST-EFFECTIVE AMENDMENT 1 As filed with the Securities and Exchange Commission on May 22, 2012 Registration No. 333-178729 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Altair Nanotechnologies Inc. (Exact Name of Registrant as Spec |
|
| May 15, 2012 |
EX-4.1 4 ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 NUMBER C*** altairnano SHARES *** ALTAIR NANOTECHNOLOGIES, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE CUSIP NO. 021373 20 4 Common Stock THIS CERTIFIES that Specimen Is the owner of Specimen FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK, PAR VALUE OF $.001 PER SHARE OF ALTAIR NANOTECHNOLOGIES, INC. transferable only on the books |
|
| May 15, 2012 |
Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF ALTAIR NANOTECHNOLOGIES INC. (a Delaware corporation) ARTICLE I CORPORATE OFFICES SECTION 1. Registered Office. The registered office of the Corporation shall be fixed in the Certificate of Incorporation of the Corporation. SECTION 2. Other Offices. The Corporation may also have an office or offices, and keep the books and records of the Corporation, exc |
|
| May 15, 2012 |
ALTAIR NANOTECHNOLOGIES INC. Certificate of Incorporation EX-3.1 2 ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 ALTAIR NANOTECHNOLOGIES INC. Certificate of Incorporation THE UNDERSIGNED, being a natural person, hereby certifies, for the purpose of organizing a corporation under the General Corporation Law of the State of Delaware, that: FIRST: The name of the Corporation is Altair Nanotechnologies Inc. (the “Corporation”). SECOND: The address of the registered offi |
|
| May 15, 2012 |
8-K12G3 1 altair8k-051512.htm FORM 8-K12G3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 15, 2012 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 1-12497 33-1084375 (State or other j |
|
| May 14, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 8, 2012 Altair Nanotechnologies Inc. |
|
| May 14, 2012 |
WE: For one party, Mr. MANUEL CHACON CASTILLO, of legal age, lawyer, resident of this city, bearing Identity Document number: [identity document number], and Tax Identification Number [tax i.d. number], acting on behalf and representing in my capacity as President and Legal Representative of the firm, whose business address is in this city, operating with the name “INVERSIONES ENERGETICAS, S.A. DE |
|
| May 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 altnano10q-033112.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO ALTAIR NANOTECHNOL |
|
| May 11, 2012 |
EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 Certain portions of this exhibit have been omitted pursuant to Rule 24b-2 and are subject to a confidential treatment request. Copies of this exhibit containing the omitted information have been filed separately with the Securities and Exchange Commission. The omitted portions of this document are marked with a ***. AGREEMENT BETWEEN WU'AN MUNICIPAL P |
|
| May 10, 2012 |
Altair Nanotechnologies Reports First Quarter 2012 Financial Results EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Altair Nanotechnologies Reports First Quarter 2012 Financial Results RENO, Nev. – May 10, 2012 – Altair Nanotechnologies, Inc. (Altair) (Nasdaq: ALTI), a provider of advanced lithium-ion battery storage systems, today reported financial results for the first quarter ended March 31, 2012. Financial Highlights for the first quarter of 2012 compared to t |
|
| May 10, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 10, 2012 Altair Nanotechnologies Inc. |
|
| May 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 1, 2012 Altair Nanotechnologies Inc. |
|
| April 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 10-K/A 1 altair10ka-123111.htm FORM 10K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM T |
|
| April 24, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 18, 2012 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Canada 1-12497 33-1084375 (State or other jurisdiction of (Commission (IRS Employer |
|
| April 5, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 1, 2012 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Canada 1-12497 33-1084375 (State or other jurisdiction of incorporation or organizati |
|
| March 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 altair10k-123111.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO ALTAIR NANOTECHNOLOG |
|
| February 23, 2012 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 21, 2012 Altair Nanotechnologies Inc. |
|
| January 20, 2012 |
Filed pursuant to Rule 424(b)(3) and Rule 14a-6 File No. 333-178729 Filed pursuant to Rule 424(b)(3) and Rule 14a-6 File No. 333-178729 Altair Nanotechnologies Inc. Common Shares PROPOSED DOMESTICATION — YOUR VOTE IS VERY IMPORTANT We are furnishing this management proxy circular to shareholders of Altair Nanotechnologies Inc., in connection with the solicitation of proxies by our management for use at a special meeting of our shareholders. The special meeting wil |
|
| January 19, 2012 |
Entry into a Material Definitive Agreement - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 17, 2012 Altair Nanotechnologies Inc. |
|
| January 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 6, 2012 Altair Nanotechnologies Inc. |
|
| January 11, 2012 |
Altairnano Receives Notice of Bid Price Deficiency Exhibit 99.1 Altairnano Receives Notice of Bid Price Deficiency RENO, Nev. – January 11, 2012 – Altair Nanotechnologies, Inc. (Altair) (NASDAQ: ALTI), a leading provider of energy storage systems for clean, efficient power and energy management, today announced notification from NASDAQ that because Altair’s common stock bid price has fallen below $1.00 from November 21, 2011 to January 5, 2012 Alt |
|
| January 3, 2012 |
Regulation FD Disclosure - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 3, 2012 Altair Nanotechnologies Inc. |
|
| December 29, 2011 |
As filed with the Securities and Exchange Commission on December 29, 2011 S-4/A 1 altairs4a1-122911.htm AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on December 29, 2011 Registration No. 333-178729 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to Form S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in Its Charter) Canada* 2890 |
|
| December 23, 2011 |
ALTAIR NANOTECHNOLOGIES INC. 2005 STOCK INCENTIVE PLAN (Second Amended and Restated) EX-10.2 5 ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 ALTAIR NANOTECHNOLOGIES INC. 2005 STOCK INCENTIVE PLAN (Second Amended and Restated) 1. Purpose. The purpose of this 2005 Stock Incentive Plan (the “Plan”) is to enable Altair Nanotechnologies Inc. (the “Company”) to attract and retain the services of (i) selected employees, officers and directors of the Company or any parent or subsidiary of the Comp |
|
| December 23, 2011 |
As filed with the Securities and Exchange Commission on December 22, 2011 As filed with the Securities and Exchange Commission on December 22, 2011 Registration No. |
|
| December 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 9, 2011 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Canada 1-12497 33-1084375 (State or other jurisdiction of (Commission (IRS Employe |
|
| December 12, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 6, 2011 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Canada 1-12497 33-1084375 (State or other jurisdiction of (Commission (IRS Employe |
|
| November 16, 2011 |
204 Edison Way Reno, NV 89509 FILED AS EDGAR CORRESPONDENCE November 16, 2011 Jenn Do, Staff Accountant U. |
|
| November 16, 2011 |
Exhibit 16 Perry-Smith LLP 400 Capital Mall, Suite 1200 Sacramento, CA 94814 www. perry-smith.com (915) 441-1100 November 16, 2011 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Ladies and Gentlemen: We have read the comments made regarding us in Item 4.01 of Form 8-K/A of Altair Nanotechnologies Inc. dated November 2, 2011 and filed Novem |
|
| November 16, 2011 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2011 Altair Nanotechnologies Inc. (Exact name of Registrant as specified in its charter) Canada (State or Other Jurisdiction of Incorporation) 1-12497 |
|
| November 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO ALTAIR NANOTECHNOLOGIES INC. (Exact name of registran |
|
| November 4, 2011 |
Exhibit 10.1 On behalf of one party, Mr. IRVIN PAVEL TOCHEZ MARAVILLA, of legal age, a licensed public accountant, residing in Antiguo Cuscatlan in the department of La Libertad, bearer of Unique Identity Document number zero, two, two, four, zero, five three, six-five, acting on behalf of and representing in his capacity as president and legal representative of the coporation that operates under |
|
| November 4, 2011 |
EMPLOYMENT AGREEMENT (Level 12 Officer) Exhibit 10.3 EMPLOYMENT AGREEMENT (Level 12 Officer) THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of September 18, 2011, by and among Altairnano, Inc., a Nevada corporation (the “Company”), Altair Nanotechnologies Inc., a Canadian corporation (“Parent”; together with the Company and all direct or indirect majority-owned subsidiaries of the Parent, the “Consolidated Companies”; e |
|
| November 4, 2011 |
Exhibit 16 Perry-Smith LLP 400 Capital Mall, Suite 1200 Sacramento, CA 94814 www. perry-smith.com (915) 441-1100 November 4, 2011 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Ladies and Gentlemen: We have read the comments made regarding us in Item 4.01 of Form 8K of Altair Nanotechnologies Inc. dated November 2, 2011 and filed November |
|
| November 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ———————————————— FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2011 Altair Nanotechnologies Inc. (Exact name of Registrant as specified in its charter) Canada (State or Other Jurisdiction of Incorporation) 1-12497 (Co |
|
| November 4, 2011 |
EMPLOYMENT AGREEMENT (Level 13 Officer) EX-10.2 3 ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 EMPLOYMENT AGREEMENT (Level 13 Officer) THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of September 18, 2011, by and among Altairnano, Inc., a Nevada corporation (the “Company”), Altair Nanotechnologies Inc., a Canadian corporation (“Parent”; together with the Company and all direct or indirect majority-owned subsidiaries of the Paren |
|
| November 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 3, 2011 Altair Nanotechnologies Inc. |
|
| November 3, 2011 |
Altair Nanotechnologies Reports Third Quarter 2011 Financial Results Exhibit 99.1 Altair Nanotechnologies Reports Third Quarter 2011 Financial Results RENO, Nev. – November 3, 2011 – Altair Nanotechnologies Inc. (Altairnano) (Nasdaq: ALTI), a provider of advanced lithium-ion battery technologies and systems, today reported financial results for the third quarter ended September 30, 2011. Financial Highlights for the third quarter of 2011 compared to the third quart |
|
| October 20, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D . C . 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 15, 2011 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Canada 1-12497 33-1084375 (State or other jurisdiction of (Commission (IRS Empl |
|
| October 12, 2011 |
SC 13D 1 c1012110sc13d.htm OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response 14.5 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Altair Nanotechnologies, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 021373105 (C |
|
| October 12, 2011 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the following: i) the joint filing on behalf of each of them of a statement on Schedule 13D (including subsequent amendments thereto) with respect to the Common Stock, no par value, of Altair Nanotechnologies, Inc., a corporation incorporated u |
|
| September 22, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 16, 2011 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Canada 1-12497 33-1084375 (State or other jurisdiction of (Commission (IRS Emplo |
|
| September 22, 2011 |
Exhibit 99.1 Dr. H. Frank Gibbard Appointed Altair President and Chief Executive Officer; Stephen B. Huang Appointed Vice President and Chief Financial Officer Board of Directors Position Company for Global Growth RENO, Nev. – Sept. 21, 2011 – Altair Nanotechnologies Inc., (“Altair”, NASDAQ: ALTI) today announced that Dr. H. Frank Gibbard had been appointed President and Chief Executive Officer re |
|
| September 15, 2011 |
INE Grants 120-Day Extension to Conclude Regulatory Approval for ALTI-ESS System for El Salvador Exhibit 99.1 INE Grants 120-Day Extension to Conclude Regulatory Approval for ALTI-ESS System for El Salvador RENO, Nev. – Sept. 15, 2011 – Today, Altairnano announced it had reached an agreement with Inversiones Energéticas S. A. DE C. V. (INE) to extend its current contract to supply a 10 Megawatt ALTI-ESS system for the El Salvador Electric Grid. The contract extension was granted to permit bot |
|
| September 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 12, 2011 Altair Nanotechnologies Inc. |
|
| August 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D . C . 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 4, 2011 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Canada 1-12497 33-1084375 (State or other jurisdiction of (Commission (IRS Employ |
|
| August 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO ALTAIR NANOTECHNOLOGIES INC. (Exact name of registrant as |
|
| August 3, 2011 |
Exhibit 3.2 |
|
| August 3, 2011 |
Exhibit 3.1 Industry Canada FORM 11 Canada Business ARTICLES OF CONTINUANCE Corporations Act (SECTION 187) 1. Name of Corporation Altair Nanotechnologies Inc. 2. The province or territory in Canada where the registered office is to be situated Province of Ontario 3. The classes and the maximum number of shares that the corporation is authorized to issue See attached Schedule "1" 4. Restrictions, i |
|
| August 3, 2011 |
Exhibit 10.9 Certain portions of this exhibit have been omitted pursuant to Rule 24b-2 and are subject to a confidential treatment request. Copies of this exhibit containing the omitted information have been filed separately with the Securities and Exchange Commission. The omitted portions of this document are marked with a ***. Year 2011 AUTHENTIC DOCUMENT of CONTRACT FOR THE SUPPLY, INSTALATION |
|
| August 3, 2011 |
RESTATED AMENDMENT NO. 2 AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AGREEMENT Exhibit 4.2.3 RESTATED AMENDMENT NO. 2 to AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AGREEMENT THIS RESTATED AMENDMENT NO. 2 TO AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AGREEMENT (this “Amendment”) is executed this July 10, 2011 pursuant to Article 5.4(a) of that certain Amended and Restated Shareholder Rights Plan Agreement dated October 15, 1999, by and between Altair Nanotechnologies, Inc |
|
| July 25, 2011 |
RESTATED AMENDMENT NO. 2 AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AGREEMENT Exhibit 4.1 RESTATED AMENDMENT NO. 2 to AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AGREEMENT THIS RESTATED AMENDMENT NO. 2 TO AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AGREEMENT (this “Amendment”) is executed this July 10, 2011 pursuant to Article 5.4(a) of that certain Amended and Restated Shareholder Rights Plan Agreement dated October 15, 1999, by and between Altair Nanotechnologies, Inc., |
|
| July 25, 2011 |
ALTAIR NANOTECHNOLOGIES CLOSES CANON INVESTMENT TRANSACTION Exhibit 99.1 ALTAIR NANOTECHNOLOGIES CLOSES CANON INVESTMENT TRANSACTION $57.5 MILLION INVESTMENT TO FUND COMPANY GROWTH AND EXPANSION INTO CHINA MARKET RENO, NV July 25, 2011… Altair Nanotechnologies Inc. (NASDAQ: ALTI) (“Altairnano”) today announced it had closed on a Share Subscription Agreement with Canon Investment Holdings Limited (“Canon”), through its affiliate, Energy Storage Technology ( |
|
| July 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 21, 2011 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Canada 1-12497 33-1084375 (State or other jurisdiction of (Commission (IRS Employer i |
|
| July 25, 2011 |
FIFTH AMENDMENT TO SHARE SUBSCRIPTION AGREEMENT Exhibit 10.1 EXECUTION VERSION FIFTH AMENDMENT TO SHARE SUBSCRIPTION AGREEMENT This FIFTH AMENDMENT TO SHARE SUBSCRIPTION AGREEMENT (this “Fifth Amendment”) is made as of July 21, 2011, by and between Canon Investment Holdings Limited, a company organized under the laws of Hong Kong (“Canon” or the “Buyer”), and Altair Nanotechnologies Inc., a company organized under the laws of Canada (the “Altai |
|
| July 18, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 17, 2011 Altair Nanotechnologies Inc. (Exact Name of Registrant as Specified in its Charter) Canada 1-12497 33-1084375 (State or other jurisdiction of (Commission (IRS Employer i |
|
| June 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 23, 2011 Altair Nanotechnologies Inc. |
|
| June 21, 2011 |
Exhibit 99.1 Altair Nanotechnologies Announces Additional Extension of Share Subscription Agreement with Canon Investment Holdings RENO, NV – June 21, 2011 – Altair Nanotechnologies Inc. (Nasdaq: ALTI) today announced that it has agreed to a fourth amendment to the Share Subscription Agreement (the “SSA”) initially entered into with Canon Investment Holdings Limited (“Canon”) on September 20, 2010 |
|
| June 21, 2011 |
FOURTH AMENDMENT TO SHARE SUBSCRIPTION AGREEMENT Exhibit 10.1 EXECUTION VERSION FOURTH AMENDMENT TO SHARE SUBSCRIPTION AGREEMENT This FOURTH AMENDMENT TO SHARE SUBSCRIPTION AGREEMENT (this “Fourth Amendment”) is made as of June 20, 2011, by and between Canon Investment Holdings Limited, a company organized under the laws of Hong Kong (“Canon” or the “Buyer”), and Altair Nanotechnologies Inc., a company organized under the laws of Canada (the “Al |
|
| June 21, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 20, 2011 Altair Nanotechnologies Inc. |
|
| June 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 7, 2011 Altair Nanotechnologies Inc. |
|
| June 13, 2011 |
INE EXTENDS ALTAIRNANO CONTRACT; WORKING TO RESOLVE REGULATORY ISSUES THAT DELAYED PROJECT Exhibit 99.1 INE EXTENDS ALTAIRNANO CONTRACT; WORKING TO RESOLVE REGULATORY ISSUES THAT DELAYED PROJECT RENO, NV. – June 13, 2011 – Altair Nanotechnologies, Inc. (Altairnano) (Nasdaq: ALTI), today announced it had agreed to a request from Inversiones Energéticas, S.A. de C.V. (INE), one of El Salvador’s largest electric generation utilities, for a 90 day extension of a contract earlier signed with |
|
| June 3, 2011 |
EXECUTION VERSION THIRD AMENDMENT TO SHARE SUBSCRIPTION AGREEMENT Exhibit 10.1 EXECUTION VERSION THIRD AMENDMENT TO SHARE SUBSCRIPTION AGREEMENT This THIRD AMENDMENT TO SHARE SUBSCRIPTION AGREEMENT (this “Third Amendment”) is made as of June 3, 2011, by and between Canon Investment Holdings Limited, a company organized under the laws of Hong Kong (“Canon” or the “Buyer”), and Altair Nanotechnologies Inc., a company organized under the laws of Canada (the “Altair |
|
| June 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 3, 2011 Altair Nanotechnologies Inc. |
|
| June 3, 2011 |
Exhibit 99.1 Altair Nanotechnologies Announces Additional Extension of Share Subscription Agreement with Canon Investment Holdings RENO, NV – June 3, 2011 – Altair Nanotechnologies Inc. (Nasdaq: ALTI) today announced that it has agreed to a third amendment to the Share Subscription Agreement (the “SSA”) initially entered into with Canon Investment Holdings Limited (“Canon”) on September 20, 2010 a |
|
| May 17, 2011 |
SECOND AMENDMENT TO SHARE SUBSCRIPTION AGREEMENT Exhibit 10.1 SECOND AMENDMENT TO SHARE SUBSCRIPTION AGREEMENT This SECOND AMENDMENT TO SHARE SUBSCRIPTION AGREEMENT (this “Second Amendment”) is made as of May 17, 2011, by and between Canon Investment Holdings Limited, a company organized under the laws of Hong Kong (“Canon” or the “Buyer”), and Altair Nanotechnologies Inc., a company organized under the laws of Canada (the “Altair” or “Company”) |
|
| May 17, 2011 |
Exhibit 99.1 Altair Nanotechnologies Announces Second Extension of Share Subscription Agreement with Canon Investment Holdings RENO, NV – May 17, 2011 – Altair Nanotechnologies Inc. (Nasdaq: ALTI) today announced that it has entered into a Second Amendment to Share Subscription Agreement (the “Amendment”) with Canon Investment Holdings Limited (“Canon”) extending the agreed upon closing date under |
|
| May 17, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 17, 2011 Altair Nanotechnologies Inc. |
|
| May 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Stateme |
|
| May 6, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 altair10q-033111.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO ALTAIR NANOTECHNOLO |
|
| May 5, 2011 |
Exhibit 99.1 Altair Nanotechnologies Reports First Quarter 2011 Financial Results RENO, Nev. – May 5, 2011 – Altair Nanotechnologies Inc. (Altairnano) (Nasdaq: ALTI), a provider of advanced lithium-ion battery technologies and systems, today reported financial results for the first quarter ended March 31, 2011. Financial Highlights for the first quarter of 2011 compared to 2010 § Revenues increase |
|
| May 5, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 5, 2011 Altair Nanotechnologies Inc. |
|
| May 2, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Amendment No. 1) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) T Defini |
|
| May 2, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 27, 2011 Altair Nanotechnologies Inc. |
|
| May 2, 2011 |
NOTE SECURED BY A DEED OF TRUST EXHIBIT 10.1 NOTE SECURED BY A DEED OF TRUST Loan Number: ALT001 Date: 4/25/2011 Lafayette, California 204 Edison Way, Reno, NV APN: 012-319-13 Property Address 1. BORROWER’S PROMISE TO PAY In return for a loan that I have received, I promise to pay U.S. $1,500,000.00 (this amount will be called “principal”), plus interest, to the order of Suncrest Homes 30, LLC, a California limited liability com |
|
| May 2, 2011 |
Space above this line for recorder’s use EXHIBIT 10.2 Recording Requested By Ticor Title of Nevada When Recorded Mail To Rubicon Mortgage Fund, LLC 3575 Mt. Diablo Blvd., Suite 215 Lafayette CA 94549 Title Order No. 01102888-CD Space above this line for recorder’s use DEED OF TRUST RECORDER: INDEX FOR SPECIAL NOTICE Loan No. ALT001 This Deed of Trust, made this 25th day of April 2011, among the Trustor, Altair Nanotechnologies Inc., a Ca |
|
| May 2, 2011 |
HAZARDOUS MATERIALS INDEMNITY AGREEMENT (Not Secured by Deed of Trust) EXHIBIT 10.4 HAZARDOUS MATERIALS INDEMNITY AGREEMENT (Not Secured by Deed of Trust) This HAZARDOUS MATERIALS INDEMNITY AGREEMENT is made as of April , 2011, by Altair Nanotechnologies Inc., a Canada corporation, (the “Indemnitor”) to Suncrest Homes 30, LLC, a California limited liability company, Pacific BVL, a California corporation and Rubicon Mortgage Fund, LLC, a California limited liability c |
|
| May 2, 2011 |
EXHIBIT 10.3 GUARANTY This guaranty (this “Guaranty”) is made and entered into as of April 25, 2011, by Altair Nanotechnologies, Inc., a Canada corporation, and Altair Nano, Inc., a Nevada corporation (“Guarantor”), for the benefit of Suncrest Homes 30, LLC, a California limited liability company as to 1,000,000/1,500,000 undivided interest; Pacific BVL Corp, a California corporation as to 300,000 |
|
| April 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) T Definitive Proxy Stateme |
|
| April 15, 2011 |
Exhibit 99.1 ALTAIRNANO CONTRACT WITH INE FOR 10 MEGAWATT ENERGY STORAGE SYSTEM IN EL SALVADOR CANCELLED DUE TO REGULATORY ISSUES RENO, NV. – April 15, 2011 – Altair Nanotechnologies, Inc. (Altairnano) (Nasdaq: ALTI), today announced that it received notification from Inversiones Energéticas, S.A. de C.V. (INE), that it was exercising its right to terminate the contract signed in February 2011 for |
|
| April 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 11, 2011 Altair Nanotechnologies Inc. |
|
| April 11, 2011 |
SC 13G/A 1 sc13ga032911alphaaltair.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) ALTAIR NANOTECHNOLOGIES, INC. (Name of Issuer) COMMON STOCK, NO PAR VALUE (Title of Class of Securities) 021373204 (CUSIP Number) March 29, 2011 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Ch |
|
| April 8, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) ALTAIR NANOTECHNOLOGIES, INC. (Name of Issuer) COMMON STOCK, NO PAR VALUE (Title of Class of Securities) 021373204 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: x Rule 13d-1(c) *The remainder of t |
|
| April 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Stateme |
|
| March 30, 2011 | ||
| March 30, 2011 |
PROSPECTUS SUPPLEMENT (To Prospectus dated October 26, 2009) Altair Nanotechnologies, Inc. |
|
| March 29, 2011 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of March 28, 2011, between Altair Nanotechnologies Inc., a Canadian corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and condi |
|
| March 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 28, 2011 Altair Nanotechnologies Inc. |
|
| March 29, 2011 |
Exhibit 4.1 EXHIBIT A SERIES A COMMON SHARE PURCHASE WARRANT ALTAIR NANOTECHNOLOGIES INC. Warrant Shares: Initial Exercise Date: 1] Issue Date: , 2011 THIS COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or a |
|
| March 29, 2011 |
3,600,000 Units ALTAIR NANOTECHNOLOGIES INC. PLACEMENT AGENT AGREEMENT Exhibit 1.1 Execution Version 3,600,000 Units ALTAIR NANOTECHNOLOGIES INC. PLACEMENT AGENT AGREEMENT March 28, 2011 JMP SECURITIES LLC 600 Montgomery Street Suite 1100 San Francisco, CA 94111 Dear Sirs: 1. INTRODUCTION. Altair Nanotechnologies Inc., a corporation continued under the Canada Business Corporations Act (the “Company”), proposes to issue and sell to the purchasers, pursuant to the term |
