| Actions en circulation | 902,665 shares |
| Actions d'initiés | 2 991 924 shares |
| Nombre total d'initiés | 39 |
Indice de confiance des initiés
L'indice de confiance des initiés identifie les entreprises achetées par les initiés.
Il est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés de capitalisation d'initiés. Le modèle de notation utilise une combinaison du nombre net d'initiés ayant acheté des actions au cours des 90 derniers jours, du nombre total d'actions achetées en pourcentage du flottant et du nombre total d'actions détenues par les initiés. Le nombre varie de 0 à 100, les chiffres les plus élevés indiquant un niveau d'accumulation supérieur à celui de ses pairs, et 50 étant la moyenne.
Fréquence de mise à jour : Quotidienne
Indice de confiance des dirigeants
L'indice de confiance des dirigeants identifie les entreprises dont les actions sont achetées par des dirigeants d'entreprise.
Par définition, les dirigeants d'entreprise sont des initiés, mais contrairement à d'autres initiés (actionnaires à 10 % et membres du conseil d'administration), les dirigeants travaillent quotidiennement pour l'entreprise et utilisent leur propre argent lorsqu'ils effectuent des opérations (les actionnaires à 10 % et les membres du conseil d'administration sont souvent des gestionnaires de fonds qui gèrent l'argent d'autrui). À ce titre, les opérations d'initiés réalisées par les dirigeants sont beaucoup plus significatives et doivent être traitées de manière appropriée.
Comme l'indice de confiance des initiés, l'indice de confiance des dirigeants est le résultat d'un modèle quantitatif sophistiqué et multifactoriel qui identifie les entreprises présentant les niveaux les plus élevés d'accumulation de dirigeants.
Fréquence de mise à jour : Quotidienne
Principaux indicateurs des initiés
Cette carte montre comment l'entreprise se positionne par rapport à divers indicateurs d'initiés. La position en centile montre comment cette entreprise se situe par rapport aux autres entreprises sur les marchés américains. Une position plus élevée indique une meilleure situation.
Par exemple, il est généralement admis que les achats d'initiés sont un indicateur positif, de sorte que les entreprises dont les achats d'initiés sont plus nombreux se positionnent mieux que celles dont les achats d'initiés sont moins nombreux (ou même les ventes d'initiés).
Pourcentage du flottant acheté par les initiés (position)
0.000 %( )
9551 out of 11227Le pourcentage du flottant acheté par les initiés est le nombre total d'actions achetées par les initiés moins le nombre total d'actions vendues par les initiés au cours des 90 derniers jours, divisé par le flottant total et multiplié par 100.
Graphique des opérations d'initiés
Les opérations d'initiés de Nuwellis, Inc. sont présentées dans le graphique suivant. Les initiés sont des dirigeants, des administrateurs ou des investisseurs importants dans une entreprise. En général, il est illégal pour les initiés d'effectuer des opérations d'initiés dans leur entreprise sur la base d'informations matérielles non publiques. Cela ne signifie pas qu'il est illégal pour eux d'effectuer toute transaction dans leurs propres entreprises. Toutefois, ils doivent déclarer toutes les transactions à la SEC au moyen d'un formulaire 4.
Liste d'initiés et indicateurs de rentabilité
Ce tableau présente la liste des initiés connus et est généré automatiquement à partir des dépôts communiqués à la SEC. Outre les noms, le titre le plus récent et la désignation du directeur, du dirigeant ou du propriétaire à 10 %, nous indiquons les dernières participations divulguées. En outre, lorsque cela est possible, nous indiquons les performances historiques des opérations d'initiés. La performance historique des transactions est une moyenne pondérée de la performance des opérations d'achat réelles sur le marché public effectuées par l'initié. Pour plus d'informations sur le mode de calcul, regardez ce webinaire sur YouTube.
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| Initié | Profit moyen (%) | Actions détenues |
Fractionnement Ajusté |
|---|---|---|---|
| Neil P Ayotte | 26 352 | ||
| Paul Buckman Director - [D] | 56 876 | 56 876 | |
| Kevin Bassett Senior VP, Tech & Operations - [O] | 10 426 | 10 426 | |
| Lynn Larson Blake Chief Financial Officer - [O] | 20 000 | 339 | |
| Steven Frank Brandt Director - [D] | 1 437 | 1 437 | |
| Jim Breidenstein | 181 068 | ||
| Geoffrey Brooke Director - [D] | 7 855 | 7 855 | |
| Brian Brown SVP, Technology & Operations - [O] | 20 000 | 20 000 | |
|
Capital CM
10% Owner -
|
750 356 | 750 356 | |
|
Capital Venture 4A A/C CM
10% Owner -
|
812 856 | 812 856 | |
|
Capital Venture 4B A/C CM
10% Owner -
|
812 856 | 812 856 | |
| Nicholas Callinan Director - [D] | 32 147 | 32 147 | |
|
Ki Yong Choi
10% Owner -
|
1 793 109 | 84 052 |
| Initié | Profit moyen (%) | Actions détenues |
Fractionnement Ajusté |
|---|---|---|---|
| Maria Rosa Costanzo Director - [D] | 0 | 0 | |
| Claudia Drayton Chief Financial Officer - [O] | 740 | 740 | |
|
John L Erb
CEO and President, Director, 10% Owner -
[D]
[O]
|
1 100 022 | 26 191 | |
|
Bioventures II A/C GBS
10% Owner -
|
815 165 | 815 165 | |
|
Bioventures III A/C GBS
10% Owner -
|
815 165 | 815 165 | |
|
GBS Venture Partners Pty, Ltd
10% Owner -
|
815 165 | 815 165 | |
| Mark Harvey Director - [D] | 750 356 | 750 356 | |
| Jaramillo Nestor Jr. President and CEO, Director - [D] [O] | 4 098 | 106 | |
| Debra Kridner Exec VP, Regulatory Affairs - [O] | 29 500 | 29 500 | |
| Likens Matthew E. Director - [D] | 1 437 | 1 437 | |
| Eric Lovett | 104 000 | ||
| Jeffrey S Mathiesen Chief Financial Officer - [O] | 37 223 | 37 223 | |
| George Montague | 40 054 |
| Initié | Profit moyen (%) | Actions détenues |
Fractionnement Ajusté |
|---|---|---|---|
| Donal O'Dwyer Director - [D] | 52 466 | 52 466 | |
| Kimberly Oleson SVP, Clinical Affairs - [O] | 3 810 | 3 810 | |
| William S Peters CTO & Medical Director - [O] | 33 309 | 33 309 | |
| David A Rosa Chief Executive Officer, Director - [D] [O] | 119 587 | 119 587 | |
|
Straus Asset Management, Llc
10% Owner -
|
0 | 0 | |
|
Melville Straus
10% Owner -
|
0 | 0 | |
| Jon W Salveson Director - [D] | 42 492 | 42 492 | |
|
Ventures Pty Ltd Talu
10% Owner -
|
812 856 | 812 856 | |
| Patrick Verta | 148 000 | ||
| Gregory D Waller Director - [D] | 2 | 0 | |
| Warren S Watson Director - [D] | 42 492 | 42 492 | |
| Molly Wade Vice President - [O] | 909 | 909 | |
| Jim Yearick VP of Marketing and Sales - [O] | 10 153 | 10 153 |
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Historique des achats d'initiés - Analyse des bénéfices à court terme
Dans cette section, nous analysons la rentabilité de chaque achat d'initié non planifié et effectué sur le marché public dans NUWE / Nuwellis, Inc.. Cette analyse permet de comprendre si l'initié génère régulièrement des rendements anormaux et s'il vaut la peine d'être suivi. Cette analyse porte sur l'année qui suit chaque transaction et les résultats sont théoriques .
Le tableau suivant présente les achats sur le marché public les plus récents qui ne faisaient pas partie d'un plan de trading automatique.
Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.
Historique des ventes d'initiés - Analyse des pertes à court terme
Dans cette section, nous analysons l'évitement des pertes à court terme de chaque vente d'initié non planifiée et réalisée sur le marché public dans NUWE / Nuwellis, Inc.. Un schéma cohérent d'évitement des pertes peut suggérer que les transactions de vente futures peuvent prédire des baisses de prix. Cette analyse porte sur l'année qui suit chaque transaction, et les résultats sont théoriques .
Le tableau suivant présente les ventes les plus récentes sur le marché public qui ne faisaient pas partie d'un plan de trading automatique.
Prix ajusté est le prix ajusté suite au fractionnement. Actions ajustées est le nombre d'actions ajustées suite au fractionnement.
Historique des transactions
Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.
| Date de dépôt |
Date de transaction |
Formulaire | Initié | Libellé | Nom du titre | Code | Direct | Prix d'exercice |
Prix unitaire |
Unités Modifié |
Valeur Modifiée (1K) |
Options restantes |
Actions restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-06-11 | 2025-06-10 | 4 | ERB JOHN L | NUWE | Common Stock | D | 0,0600 | 7 522 | 0 | 1 100 022 | ||||
| 2025-06-11 | 2025-06-09 | 4 | ERB JOHN L | NUWE | Common Stock | D | 0,0600 | 1 092 500 | 66 | 1 092 500 | ||||
| 2023-03-16 | 2023-03-15 | 4 | Jaramillo Nestor Jr. | NUWE | Common Stock | D | 4,7900 | 4 098 | 20 | 4 098 | ||||
| 2022-10-28 | 3 | Blake Lynn Larson Craig J. Blake and Lynn L. Blake Revocable Trust UAD August 29, 2006 | NUWE | Common Stock | I | 10 000 | ||||||||
| 2022-05-26 | 2022-05-25 | 4 | WATSON WARREN S | NUWE | Nonstatutory Stock Option (right to buy) | D | 0,62 | 15 806 | 15 806 | |||||
| 2022-05-26 | 2022-05-25 | 4 | WALLER GREGORY D | NUWE | Nonstatutory Stock Option (right to buy) | D | 0,62 | 15 806 | 15 806 | |||||
| 2022-05-26 | 2022-05-25 | 4 | ERB JOHN L | NUWE | Nonstatutory Stock Option (right to buy) | D | 0,62 | 15 806 | 15 806 | |||||
| 2022-05-26 | 2022-05-25 | 4 | Salveson Jon W | NUWE | Nonstatutory Stock Option (right to buy) | D | 0,62 | 15 806 | 15 806 | |||||
| 2022-05-26 | 2022-05-25 | 4 | Brandt Steven Frank | NUWE | Nonstatutory Stock Option (right to buy) | D | 0,62 | 15 806 | 15 806 | |||||
| 2022-03-04 | 2022-03-03 | 4 | AYOTTE NEIL P | NUWE | Incentive Stock Option (right to buy) | D | 0,94 | 26 352 | 26 352 | |||||
| 2022-03-04 | 2022-03-03 | 4 | Montague George | NUWE | Incentive Stock Option (right to buy) | D | 0,94 | 40 054 | 40 054 | |||||
| 2022-03-04 | 2022-03-03 | 4 | Jaramillo Nestor Jr. | NUWE | Incentive Stock Option (right to buy) | D | 0,94 | 101 190 | 101 190 | |||||
| 2021-08-20 | 2021-08-18 | 4 | ERB JOHN L | NUWE | Nonstatutory Stock Option (right to buy) | D | 4,57 | 8 752 | 8 752 | |||||
| 2021-07-01 | 2021-06-30 | 4 | Montague George | NUWE | Non-statutory Stock Option (right to buy) | D | 4,20 | 62 535 | 62 535 | |||||
| 2021-06-24 | 2021-06-22 | 4/A | AYOTTE NEIL P | NUWE | Non-Qualified Stock Option (right to buy) | D | 3,98 | 41 690 | 41 690 | |||||
| 2021-06-23 | 2021-06-22 | 4 | AYOTTE NEIL P | NUWE | Incentive Stock Option (right to buy) | D | 3,98 | 41 690 | 41 690 | |||||
| 2021-05-20 | 2021-05-19 | 4 | WATSON WARREN S | NUWE | Nonstatutory Stock Option (right to buy) | D | 3,63 | 9 798 | 9 798 | |||||
| 2021-05-20 | 2021-05-19 | 4 | WALLER GREGORY D | NUWE | Nonstatutory Stock Option (right to buy) | D | 3,63 | 9 798 | 9 798 | |||||
| 2021-05-20 | 2021-05-19 | 4 | Salveson Jon W | NUWE | Nonstatutory Stock Option (right to buy) | D | 3,63 | 9 798 | 9 798 | |||||
| 2021-05-20 | 2021-05-19 | 4 | Brandt Steven Frank | NUWE | Nonstatutory Stock Option (right to buy) | D | 3,63 | 9 798 | 9 798 | |||||
| 2021-05-20 | 2021-05-19 | 4 | ERB JOHN L | NUWE | Incentive Stock Option (right to buy) | D | 3,63 | 75 973 | 75 973 | |||||
| 2021-05-20 | 2021-05-19 | 4 | Jaramillo Nestor Jr. | NUWE | Incentive Stock Option (right to buy) | D | 3,63 | 157 911 | 157 911 | |||||
| 2021-01-26 | 2021-01-22 | 4 | ERB JOHN L | CHFS | Incentive Stock Option | D | 9,30 | 33 125 | 33 125 | |||||
| 2021-01-26 | 2021-01-22 | 4 | Lynch Thomas P. | CHFS | Incentive Stock Option | D | 9,30 | 7 000 | 7 000 | |||||
| 2021-01-26 | 2021-01-22 | 4 | Jaramillo Nestor Jr. | CHFS | Incentive Stock Option | D | 9,30 | 12 750 | 12 750 | |||||
| 2021-01-26 | 2021-01-22 | 4 | Drayton Claudia | CHFS | Incentive Stock Option | D | 9,30 | 10 500 | 10 500 | |||||
| 2020-05-22 | 2020-05-20 | 4 | WALLER GREGORY D | CHFS | Nonstatutory Stock Option | D | 0,35 | 18 849 | 18 849 | |||||
| 2020-05-22 | 2020-05-20 | 4 | WATSON WARREN S | CHFS | Nonstatutory Stock Option | D | 0,35 | 18 849 | 18 849 | |||||
| 2020-05-22 | 2020-05-20 | 4 | Salveson Jon W | CHFS | Nonstatutory Stock Option | D | 0,35 | 18 849 | 18 849 | |||||
| 2020-05-22 | 2020-05-20 | 4 | Brandt Steven Frank | CHFS | Nonstatutory Stock Option | D | 0,35 | 18 849 | 18 849 | |||||
| 2020-01-08 | 2019-09-03 | 4/A | Costanzo Maria Rosa | CHFS | Nonstatutory Stock Option | D | 2,46 | 1 313 | 1 313 | |||||
| 2019-09-16 | 2019-09-03 | 4 | Costanzo Maria Rosa | CHFS | Nonstatutory Stock Option | D | 2,46 | 1 313 | 1 313 | |||||
| 2019-09-13 | 3 | Costanzo Maria Rosa | CHFS | Common Stock | D | 0 | ||||||||
| 2019-05-28 | 2019-05-23 | 4 | Jaramillo Nestor Jr. | CHFS | Nonstatutory Stock Option | D | 3,42 | 84 489 | 84 489 | |||||
| 2019-05-28 | 2019-05-23 | 4 | WALLER GREGORY D | CHFS | Nonstatutory Stock Option (right to buy) | D | 3,42 | 1 970 | 1 970 | |||||
| 2019-05-28 | 2019-05-23 | 4 | WATSON WARREN S | CHFS | Nonstatutory Stock Option (right to buy) | D | 3,42 | 1 970 | 1 970 | |||||
| 2019-05-28 | 2019-05-23 | 4 | Likens Matthew E. | CHFS | Nonstatutory Stock Option (right to buy) | D | 3,42 | 1 970 | 1 970 | |||||
| 2019-05-28 | 2019-05-23 | 4 | Salveson Jon W | CHFS | Nonstatutory Stock Option (right to buy) | D | 3,42 | 1 970 | 1 970 | |||||
| 2019-05-28 | 2019-05-23 | 4 | Brandt Steven Frank | CHFS | Nonstatutory Stock Option (right to buy) | D | 3,42 | 1 970 | 1 970 | |||||
| 2019-05-17 | 3 | Jaramillo Nestor Jr. | CHFS | Common Stock | D | 0 | ||||||||
| 2019-03-12 | 2019-03-12 | 4 | ERB JOHN L | CHFS | Series 2 Warrant to Purchase Common Stock (right to buy) | D | 5,25 | 9 523 | 9 523 | |||||
| 2019-03-12 | 2019-03-12 | 4 | ERB JOHN L | CHFS | Series 1 Warrant to Purchase Common Stock (right to buy) | D | 5,25 | 9 523 | 9 523 | |||||
| 2019-03-12 | 2019-03-12 | 4 | ERB JOHN L | CHFS | Common Stock | D | 5,2500 | 9 523 | 50 | 11 615 | ||||
| 2018-08-13 | 2018-08-10 | 4 | WALLER GREGORY D | CHFS | Common Stock | D | 1,0338 | -72 | -0 | 2 | ||||
| 2018-07-06 | 2018-07-03 | 4 | ERB JOHN L | CHFS | Common Stock | D | 2,1200 | 23 584 | 50 | 29 355 | ||||
| 2018-05-29 | 2018-05-25 | 4/A | Brandt Steven Frank | CHFS | Nonstatutory Stock Option (right to buy) | D | 3,01 | 10 000 | 10 000 | |||||
| 2018-05-29 | 2018-05-25 | 4 | WALLER GREGORY D | CHFS | Nonstatutory Stock Option (right to buy) | D | 3,01 | 10 000 | 10 000 | |||||
| 2018-05-29 | 2018-05-25 | 4 | WATSON WARREN S | CHFS | Nonstatutory Stock Option (right to buy) | D | 3,01 | 10 000 | 10 000 | |||||
| 2018-05-29 | 2018-05-25 | 4 | Likens Matthew E. | CHFS | Nonstatutory Stock Option (right to buy) | D | 3,01 | 10 000 | 10 000 | |||||
| 2018-05-29 | 2018-05-25 | 4 | Salveson Jon W | CHFS | Nonstatutory Stock Option (right to buy) | D | 3,01 | 10 000 | 10 000 | |||||
| 2018-05-18 | 2018-05-16 | 4 | Brandt Steven Frank | CHFS | Nonstatutory Stock Option (right to buy) | D | 2,89 | 10 000 | 10 000 | |||||
| 2018-01-19 | 2018-01-17 | 4 | WALLER GREGORY D | CHFS | Nonstatutory Stock Option (right to buy) | D | 3,55 | 52 807 | 52 807 | |||||
| 2018-01-19 | 2018-01-17 | 4 | WATSON WARREN S | CHFS | Nonstatutory Stock Option (right to buy) | D | 3,55 | 46 206 | 46 206 | |||||
| 2018-01-19 | 2018-01-17 | 4 | Brandt Steven Frank | CHFS | Nonstatutory Stock Option (right to buy) | D | 3,55 | 33 004 | 33 004 | |||||
| 2018-01-19 | 2018-01-17 | 4 | Likens Matthew E. | CHFS | Nonstatutory Stock Option (right to buy) | D | 3,55 | 33 004 | 33 004 | |||||
| 2018-01-19 | 2018-01-17 | 4 | Salveson Jon W | CHFS | Nonstatutory Stock Option (right to buy) | D | 3,55 | 46 206 | 46 206 | |||||
| 2018-01-19 | 2018-01-17 | 4 | ERB JOHN L | CHFS | Incentive Stock Option (right to buy) | D | 3,55 | 659 193 | 659 193 | |||||
| 2018-01-05 | 2018-01-03 | 4 | Drayton Claudia | CHFS | Incentive Stock Option (right to buy) | D | 3,50 | 197 746 | 197 746 | |||||
| 2018-01-05 | 2018-01-03 | 4 | Breidenstein Jim | CHFS | Incentive Stock Option (right to buy) | D | 3,50 | 181 068 | 181 068 | |||||
| 2017-11-29 | 2017-11-22 | 4 | ERB JOHN L | CHFS | Series F Convertible Preferred Stock | D | 4,50 | 100 | 100 | |||||
| 2017-11-29 | 2017-11-22 | 4 | ERB JOHN L | CHFS | Series 2 Warrant to Purchase Common Stock (right to buy) | D | 4,50 | 100 | 100 | |||||
| 2017-11-29 | 2017-11-22 | 4 | ERB JOHN L | CHFS | Series 1 Warrant to Purchase Common Stock (right to buy) | D | 4,50 | 100 | 100 | |||||
| 2017-10-13 | 2017-10-12 | 4 | Choi Ki Yong | CHFS | Common Stock | D | 0,4800 | 30 141 | 14 | 1 793 109 | ||||
| 2017-10-13 | 2017-10-11 | 4 | Choi Ki Yong | CHFS | Common Stock | D | 0,5600 | 31 504 | 18 | 1 762 968 | ||||
| 2017-09-20 | 2017-09-13 | 4 | Choi Ki Yong | CHFS | Common Stock | D | 0,6400 | 78 211 | 50 | 1 731 464 | ||||
| 2017-08-16 | 2017-08-10 | 4 | Choi Ki Yong | CHFS | Common Stock | D | 0,6400 | 13 253 | 8 | 1 653 253 | ||||
| 2017-08-16 | 2017-08-08 | 4 | Choi Ki Yong | CHFS | Common Stock | D | 0,7800 | 180 000 | 140 | 1 640 000 | ||||
| 2017-06-06 | 2017-06-02 | 4 | WATSON WARREN S | CHFS | Non-Qualified Stock Option (right to buy) | D | 0,57 | 8 000 | 8 000 | |||||
| 2017-06-06 | 2017-06-02 | 4 | WALLER GREGORY D | CHFS | Non-Qualified Stock Option (right to buy) | D | 0,57 | 8 000 | 8 000 | |||||
| 2017-06-06 | 2017-06-02 | 4 | Salveson Jon W | CHFS | Non-Qualified Stock Option (right to buy) | D | 0,57 | 8 000 | 8 000 | |||||
| 2017-06-06 | 2017-06-02 | 4 | Likens Matthew E. | CHFS | Non-Qualified Stock Option (right to buy) | D | 0,57 | 8 000 | 8 000 | |||||
| 2017-06-06 | 2017-06-02 | 4 | Brandt Steven Frank | CHFS | Non-Qualified Stock Option (right to buy) | D | 0,57 | 8 000 | 8 000 | |||||
| 2017-06-06 | 2017-06-02 | 4 | Breidenstein Jim | CHFS | Non-qualified Stock Option (right to buy) | D | 0,57 | 339 145 | 339 145 | |||||
| 2017-04-20 | 3 | Choi Ki Yong | SSH | Common Stock | D | 2 920 000 | ||||||||
| 2017-04-20 | 3 | Choi Ki Yong | SSH | Common Stock | D | 2 920 000 | ||||||||
| 2017-04-20 | 2017-04-19 | 4 | ERB JOHN L | SSH | Warrant to Purchase Common Stock (right to buy) | D | 1,10 | 100 000 | 100 000 | |||||
| 2017-04-20 | 2017-04-19 | 4 | ERB JOHN L | SSH | Common Stock | D | 100 000 | 115 468 | ||||||
| 2017-03-03 | 2017-02-02 | 4 | Likens Matthew E. | SSH | Non-qualified Stock Option (right to buy) | D | 5,41 | 903 | 903 | |||||
| 2017-03-03 | 2017-02-02 | 4 | Likens Matthew E. | SSH | Common Stock | D | 1 437 | 1 437 | ||||||
| 2017-02-09 | 2017-02-02 | 4 | Brandt Steven Frank | SSH | Non-qualified Stock Option (right to buy) | D | 5,41 | 903 | 903 | |||||
| 2017-02-09 | 2017-02-02 | 4 | Brandt Steven Frank | SSH | Common Stock | D | 1 437 | 1 437 | ||||||
| 2017-02-01 | 2016-11-21 | 4 | Drayton Claudia | SSH | Common Stock | D | 5,2700 | -20 | -0 | 740 | ||||
| 2017-02-01 | 2015-11-23 | 4 | Drayton Claudia | SSH | Common Stock | D | 52,8000 | -1 | -0 | 760 | ||||
| 2017-01-17 | 2017-01-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 8,1900 | -54 | -0 | 762 | ||||
| 2017-01-17 | 2017-01-15 | 4 | Wade Molly | SSH | Common Stock | D | 8,1900 | -41 | -0 | 909 | ||||
| 2016-12-16 | 2016-12-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0,4700 | -1 629 | -1 | 24 481 | ||||
| 2016-12-16 | 2016-12-15 | 4 | Wade Molly | SSH | Common Stock | D | 0,4700 | -1 256 | -1 | 28 500 | ||||
| 2016-11-29 | 2016-11-28 | 4 | ERB JOHN L | SSH | Common Stock | D | 0,2196 | 80 000 | 18 | 464 128 | ||||
| 2016-11-17 | 2016-11-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0,1800 | -1 629 | -0 | 26 110 | ||||
| 2016-11-17 | 2016-11-15 | 4 | Wade Molly | SSH | Common Stock | D | 0,1800 | -1 256 | -0 | 29 756 | ||||
| 2016-10-17 | 2016-10-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0,3700 | -1 629 | -1 | 27 739 | ||||
| 2016-10-17 | 2016-10-15 | 4 | Wade Molly | SSH | Common Stock | D | 0,3700 | -1 256 | -0 | 31 012 | ||||
| 2016-09-16 | 2016-09-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0,7900 | -1 629 | -1 | 29 368 | ||||
| 2016-09-16 | 2016-09-15 | 4 | Wade Molly | SSH | Common Stock | D | 0,7900 | -1 256 | -1 | 32 268 | ||||
| 2016-08-17 | 2016-08-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0,8000 | -1 629 | -1 | 30 997 | ||||
| 2016-08-17 | 2016-08-15 | 4 | Wade Molly | SSH | Common Stock | D | 0,8000 | -1 256 | -1 | 33 524 | ||||
| 2016-07-18 | 2016-07-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0,7800 | -1 629 | -1 | 32 626 | ||||
| 2016-07-18 | 2016-07-15 | 4 | Wade Molly | SSH | Common Stock | D | 0,7800 | -1 256 | -1 | 34 780 | ||||
| 2016-06-16 | 2016-06-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0,6200 | -1 629 | -1 | 34 255 | ||||
| 2016-06-16 | 2016-06-15 | 4 | Wade Molly | SSH | Common Stock | D | 0,6200 | -1 256 | -1 | 36 036 | ||||
| 2016-05-31 | 2016-05-26 | 4 | BUCKMAN PAUL | SSH | Non-Qualified Stock Option (right to buy) | D | 0,71 | 22 632 | 22 632 | |||||
| 2016-05-31 | 2016-05-26 | 4 | BUCKMAN PAUL | SSH | Common Stock | D | 32 864 | 56 876 | ||||||
| 2016-05-31 | 2016-05-26 | 4 | Salveson Jon W | SSH | Non-Qualified Stock Option (right to buy) | D | 0,71 | 22 632 | 22 632 | |||||
| 2016-05-31 | 2016-05-26 | 4 | Salveson Jon W | SSH | Common Stock | D | 32 864 | 42 492 | ||||||
| 2016-05-31 | 2016-05-26 | 4 | WALLER GREGORY D | SSH | Non-Qualified Stock Option (right to buy) | D | 0,71 | 22 632 | 22 632 | |||||
| 2016-05-31 | 2016-05-26 | 4 | WALLER GREGORY D | SSH | Common Stock | D | 32 864 | 46 039 | ||||||
| 2016-05-31 | 2016-05-26 | 4 | WATSON WARREN S | SSH | Non-Qualified Stock Option (right to buy) | D | 0,71 | 22 632 | 22 632 | |||||
| 2016-05-31 | 2016-05-26 | 4 | WATSON WARREN S | SSH | Common Stock | D | 32 864 | 42 492 | ||||||
| 2016-05-16 | 2016-05-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0,6300 | -1 629 | -1 | 35 884 | ||||
| 2016-05-16 | 2016-05-15 | 4 | Wade Molly | SSH | Common Stock | D | 0,6300 | -1 256 | -1 | 37 292 | ||||
| 2016-04-18 | 2016-04-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0,7400 | -1 629 | -1 | 37 513 | ||||
| 2016-04-18 | 2016-04-15 | 4 | Wade Molly | SSH | Common Stock | D | 0,7400 | -1 256 | -1 | 38 548 | ||||
| 2016-03-17 | 2016-03-16 | 4 | ERB JOHN L | SSH | Incentive Stock Option (right to buy) | D | 0,93 | 534 000 | 534 000 | |||||
| 2016-03-17 | 2016-03-16 | 4 | ERB JOHN L | SSH | Common Stock | D | 0,9100 | 2 500 | 2 | 384 128 | ||||
| 2016-03-17 | 2016-03-16 | 4 | ERB JOHN L | SSH | Common Stock | D | 356 000 | 381 628 | ||||||
| 2016-03-16 | 2016-03-15 | 4 | ERB JOHN L | SSH | Common Stock | D | 0,9500 | 8 000 | 8 | 25 628 | ||||
| 2016-03-16 | 2016-03-14 | 4 | ERB JOHN L | SSH | Common Stock | D | 0,8604 | 8 000 | 7 | 17 628 | ||||
| 2016-03-16 | 2016-03-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0,8300 | -1 629 | -1 | 39 142 | ||||
| 2016-03-16 | 2016-03-15 | 4 | Wade Molly | SSH | Common Stock | D | 0,8300 | -1 256 | -1 | 39 804 | ||||
| 2016-02-17 | 2016-02-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0,9600 | -1 629 | -2 | 40 771 | ||||
| 2016-02-17 | 2016-02-15 | 4 | Wade Molly | SSH | Common Stock | D | 0,9600 | -1 256 | -1 | 41 060 | ||||
| 2016-01-20 | 2016-01-15 | 4 | Wade Molly | SSH | Incentive Stock Option (right to buy) | D | 1,04 | 44 400 | 44 400 | |||||
| 2016-01-20 | 2016-01-15 | 4 | Wade Molly | SSH | Common Stock | D | 29 600 | 42 316 | ||||||
| 2016-01-20 | 2016-01-15 | 4 | Drayton Claudia | SSH | Incentive Stock Option (right to buy) | D | 1,04 | 57 600 | 57 600 | |||||
| 2016-01-20 | 2016-01-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 38 400 | 42 400 | ||||||
| 2016-01-15 | 2016-01-14 | 4 | Lovett Eric | SSH | Non-qualified Stock Option (right to buy) | D | 1,06 | 104 000 | 104 000 | |||||
| 2015-08-14 | 2015-08-13 | 4 | Brown Brian | SSH | Common Stock | D | 2,8000 | 4 000 | 11 | 20 000 | ||||
| 2015-08-13 | 2015-08-11 | 4 | BUCKMAN PAUL | SSH | Common Stock | D | 2,5500 | 10 000 | 26 | 24 012 | ||||
| 2015-08-11 | 2015-08-11 | 4 | Drayton Claudia | SSH | Common Stock | D | 2,5770 | 3 500 | 9 | 4 000 | ||||
| 2015-08-11 | 2015-08-11 | 4 | Drayton Claudia | SSH | Common Stock | D | 2,5490 | 500 | 1 | 500 | ||||
| 2015-08-11 | 2015-08-11 | 4 | Kridner Debra | SSH | Common Stock | D | 2,8900 | 4 000 | 12 | 29 500 | ||||
| 2015-08-03 | 2015-08-01 | 4 | Wade Molly | SSH | Common Stock | D | 3,1100 | -607 | -2 | 12 716 | ||||
| 2015-08-03 | 2015-08-01 | 4 | Rosa David A | SSH | Common Stock | D | 3,1100 | -5 226 | -16 | 119 587 | ||||
| 2015-08-03 | 2015-08-01 | 4 | Kridner Debra | SSH | Common Stock | D | 3,1100 | -557 | -2 | 25 500 | ||||
| 2015-07-06 | 2015-07-01 | 4 | Wade Molly | SSH | Common Stock | D | 3,2900 | -607 | -2 | 13 323 | ||||
| 2015-07-06 | 2015-07-01 | 4 | Rosa David A | SSH | Common Stock | D | 3,2900 | -5 226 | -17 | 124 813 | ||||
| 2015-07-06 | 2015-07-01 | 4 | Kridner Debra | SSH | Common Stock | D | 3,2900 | -557 | -2 | 26 057 | ||||
| 2015-06-03 | 2015-06-01 | 4 | Kridner Debra | SSH | Common Stock | D | 4,3800 | -557 | -2 | 26 614 | ||||
| 2015-06-03 | 2015-06-01 | 4 | Rosa David A | SSH | Common Stock | D | 4,3800 | -5 226 | -23 | 130 039 | ||||
| 2015-06-03 | 2015-06-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 4,3800 | -279 | -1 | 3 810 | ||||
| 2015-06-03 | 2015-06-01 | 4 | Wade Molly | SSH | Common Stock | D | 4,3800 | -607 | -3 | 13 930 | ||||
| 2015-05-26 | 2015-05-21 | 4 | BUCKMAN PAUL | SSH | Non-Qualified Stock Option (right to buy) | D | 4,29 | 3 692 | 3 692 | |||||
| 2015-05-26 | 2015-05-21 | 4 | BUCKMAN PAUL | SSH | Common Stock | D | 5 439 | 14 012 | ||||||
| 2015-05-26 | 2015-05-21 | 4 | ERB JOHN L | SSH | Non-Qualified Stock Option (right to buy) | D | 4,29 | 3 692 | 3 692 | |||||
| 2015-05-26 | 2015-05-21 | 4 | ERB JOHN L | SSH | Common Stock | D | 5 439 | 9 628 | ||||||
| 2015-05-26 | 2015-05-21 | 4 | Salveson Jon W | SSH | Non-Qualified Stock Option (right to buy) | D | 4,29 | 3 692 | 3 692 | |||||
| 2015-05-26 | 2015-05-21 | 4 | Salveson Jon W | SSH | Common Stock | D | 5 439 | 9 628 | ||||||
| 2015-05-26 | 2015-05-21 | 4 | WALLER GREGORY D | SSH | Non-Qualified Stock Option (right to buy) | D | 4,29 | 3 692 | 3 692 | |||||
| 2015-05-26 | 2015-05-21 | 4 | WALLER GREGORY D | SSH | Common Stock | D | 5 439 | 13 175 | ||||||
| 2015-05-26 | 2015-05-21 | 4 | WATSON WARREN S | SSH | Non-Qualified Stock Option (right to buy) | D | 4,29 | 3 692 | 3 692 | |||||
| 2015-05-26 | 2015-05-21 | 4 | WATSON WARREN S | SSH | Common Stock | D | 5 439 | 9 628 | ||||||
| 2015-05-04 | 2015-05-01 | 4 | Kridner Debra | SSH | Common Stock | D | 4,2800 | -557 | -2 | 27 171 | ||||
| 2015-05-04 | 2015-05-01 | 4 | Rosa David A | SSH | Common Stock | D | 4,2800 | -5 226 | -22 | 135 265 | ||||
| 2015-05-04 | 2015-05-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 4,2800 | -279 | -1 | 4 089 | ||||
| 2015-05-04 | 2015-05-01 | 4 | Wade Molly | SSH | Common Stock | D | 4,2800 | -607 | -3 | 14 537 | ||||
| 2015-04-02 | 2015-04-01 | 4 | Kridner Debra | SSH | Common Stock | D | 4,2600 | -557 | -2 | 27 728 | ||||
| 2015-04-02 | 2015-04-01 | 4 | Rosa David A | SSH | Common Stock | D | 4,2600 | -5 226 | -22 | 140 491 | ||||
| 2015-04-02 | 2015-04-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 4,2600 | -279 | -1 | 4 368 | ||||
| 2015-04-02 | 2015-04-01 | 4 | Wade Molly | SSH | Common Stock | D | 4,2600 | -607 | -3 | 15 144 | ||||
| 2015-03-02 | 2015-03-01 | 4 | Wade Molly | SSH | Common Stock | D | 5,7500 | -607 | -3 | 15 751 | ||||
| 2015-03-02 | 2015-03-01 | 4 | Rosa David A | SSH | Common Stock | D | 5,7500 | -5 226 | -30 | 145 717 | ||||
| 2015-03-02 | 2015-03-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 5,7500 | -279 | -2 | 4 647 | ||||
| 2015-03-02 | 2015-03-01 | 4 | Kridner Debra | SSH | Common Stock | D | 5,7500 | -557 | -3 | 28 285 | ||||
| 2015-02-03 | 2015-01-05 | 4/A | Drayton Claudia | SSH | Non-qualified Stock Option | D | 4,48 | 110 000 | 110 000 | |||||
| 2015-02-02 | 2015-02-01 | 4 | Rosa David A | SSH | Common Stock | D | 4,9800 | -5 226 | -26 | 150 943 | ||||
| 2015-02-02 | 2015-02-01 | 4 | Kridner Debra | SSH | Common Stock | D | 4,9800 | -557 | -3 | 28 842 | ||||
| 2015-02-02 | 2015-02-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 4,9800 | -279 | -1 | 4 926 | ||||
| 2015-02-02 | 2015-02-01 | 4 | Wade Molly | SSH | Common Stock | D | 4,9800 | -607 | -3 | 16 358 | ||||
| 2015-01-13 | 3/A | Wade Molly | SSH | Common Stock | D | 16 965 | ||||||||
| 2015-01-13 | 3 | Wade Molly | SSH | Common Stock | D | 33 930 | ||||||||
| 2015-01-13 | 3 | Wade Molly | SSH | Common Stock | D | 33 930 | ||||||||
| 2015-01-06 | 2015-01-05 | 4 | Drayton Claudia | SSH | Non-qualified Stock Option | D | 4,48 | 110 000 | 110 000 | |||||
| 2015-01-02 | 2015-01-01 | 4 | Rosa David A | SSH | Common Stock | D | 4,2400 | -5 226 | -22 | 156 170 | ||||
| 2015-01-02 | 2015-01-01 | 4 | Peters William S | SSH | Common Stock | D | 4,2400 | -680 | -3 | 33 309 | ||||
| 2015-01-02 | 2015-01-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 4,2400 | -279 | -1 | 5 205 | ||||
| 2015-01-02 | 2015-01-01 | 4 | Kridner Debra | SSH | Common Stock | D | 4,2400 | -557 | -2 | 29 399 | ||||
| 2015-01-02 | 2015-01-01 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 4,2400 | -953 | -4 | 37 223 | ||||
| 2014-12-02 | 2014-12-01 | 4 | Rosa David A | SSH | Common Stock | D | 4,5200 | -5 226 | -24 | 161 396 | ||||
| 2014-12-02 | 2014-12-01 | 4 | Peters William S | SSH | Common Stock | D | 4,5200 | -680 | -3 | 33 989 | ||||
| 2014-12-02 | 2014-12-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 4,5200 | -279 | -1 | 5 484 | ||||
| 2014-12-02 | 2014-12-01 | 4 | Kridner Debra | SSH | Common Stock | D | 4,5200 | -557 | -3 | 29 956 | ||||
| 2014-12-02 | 2014-12-01 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 4,5200 | -953 | -4 | 38 176 | ||||
| 2014-11-05 | 2013-09-23 | 4 | Talu Ventures Pty Ltd By: CM Capital Venture Trust 4B | SSH | Common Stock | I | 10,5000 | 62 500 | 656 | 812 856 | ||||
| 2014-11-05 | 2013-09-23 | 4 | Talu Ventures Pty Ltd By: CM Capital Venture Trust 4A | SSH | Common Stock | I | 10,5000 | 62 500 | 656 | 812 856 | ||||
| 2014-11-03 | 2014-11-01 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 4,8500 | -953 | -5 | 39 129 | ||||
| 2014-11-03 | 2014-11-01 | 4 | Kridner Debra | SSH | Common Stock | D | 4,8500 | -557 | -3 | 30 513 | ||||
| 2014-11-03 | 2014-11-01 | 4 | Peters William S | SSH | Common Stock | D | 4,8500 | -680 | -3 | 34 669 | ||||
| 2014-11-03 | 2014-11-01 | 4 | Rosa David A | SSH | Common Stock | D | 4,8500 | -5 226 | -25 | 166 622 | ||||
| 2014-11-03 | 2014-11-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 4,8500 | -279 | -1 | 5 763 | ||||
| 2014-10-31 | 2014-10-29 | 4 | Rosa David A | SSH | Common Stock | D | 5,8800 | -2 506 | -15 | 171 848 | ||||
| 2014-10-10 | 2014-10-09 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 5,5200 | -1 906 | -11 | 40 082 | ||||
| 2014-10-10 | 2014-10-09 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 24 716 | 41 988 | ||||||
| 2014-10-02 | 2014-10-01 | 4 | Kridner Debra | SSH | Common Stock | D | 5,5300 | -557 | -3 | 31 070 | ||||
| 2014-10-02 | 2014-10-01 | 4 | Peters William S | SSH | Common Stock | D | 5,5300 | -680 | -4 | 35 349 | ||||
| 2014-10-02 | 2014-10-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 5,5300 | -279 | -2 | 6 042 | ||||
| 2014-10-01 | 2014-10-01 | 4 | Rosa David A | SSH | Common Stock | D | 5,5300 | -5 226 | -29 | 174 354 | ||||
| 2014-10-01 | 2014-09-29 | 4 | Rosa David A | SSH | Common Stock | D | 5,5500 | -2 506 | -14 | 179 580 | ||||
| 2014-09-15 | 2014-09-15 | 4 | Brown Brian | SSH | Common Stock | D | 6,0099 | 6 000 | 36 | 16 000 | ||||
| 2014-09-15 | 2014-09-12 | 4 | Brown Brian | SSH | Common Stock | D | 6,0168 | 5 000 | 30 | 10 000 | ||||
| 2014-09-15 | 2014-09-12 | 4 | Brown Brian | SSH | Common Stock | D | 6,0100 | 700 | 4 | 5 000 | ||||
| 2014-09-15 | 2014-09-12 | 4 | Brown Brian | SSH | Common Stock | D | 6,0200 | 4 300 | 26 | 4 300 | ||||
| 2014-09-09 | 2014-09-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 5,7200 | -458 | -3 | 17 272 | ||||
| 2014-09-09 | 2014-09-08 | 4 | Kridner Debra | SSH | Common Stock | D | 5,7200 | -200 | -1 | 31 627 | ||||
| 2014-09-09 | 2014-09-08 | 4 | Peters William S | SSH | Common Stock | D | 5,7200 | -329 | -2 | 36 029 | ||||
| 2014-09-03 | 2014-09-01 | 4 | Kridner Debra | SSH | Common Stock | D | 5,5900 | -557 | -3 | 31 827 | ||||
| 2014-09-03 | 2014-09-01 | 4 | Peters William S | SSH | Common Stock | D | 5,5900 | -680 | -4 | 36 358 | ||||
| 2014-09-03 | 2014-09-01 | 4 | Rosa David A | SSH | Common Stock | D | 5,5900 | -5 226 | -29 | 182 086 | ||||
| 2014-09-03 | 2014-08-29 | 4 | Rosa David A | SSH | Common Stock | D | 5,5900 | -2 506 | -14 | 187 312 | ||||
| 2014-09-03 | 2014-09-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 5,5900 | -279 | -2 | 6 321 | ||||
| 2014-08-29 | 2014-08-28 | 4 | Peters William S By Peters Apollo Trust | SSH | Common Stock | I | 5,4691 | -5 000 | -27 | 11 384 | ||||
| 2014-08-29 | 2014-08-27 | 4 | Peters William S By Peters Apollo Trust | SSH | Common Stock | I | 5,5000 | -5 000 | -28 | 16 384 | ||||
| 2014-08-11 | 2014-08-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 4,1900 | -458 | -2 | 17 730 | ||||
| 2014-08-11 | 2014-08-08 | 4 | Kridner Debra | SSH | Common Stock | D | 4,1900 | -200 | -1 | 32 384 | ||||
| 2014-08-11 | 2014-08-08 | 4 | Peters William S | SSH | Common Stock | D | 4,1900 | -329 | -1 | 37 038 | ||||
| 2014-08-05 | 2014-08-01 | 4 | Kridner Debra | SSH | Incentive Stock Options (right to buy) | D | 4,95 | 4,9500 | 29 700 | 147 | 29 700 | |||
| 2014-08-05 | 2014-08-01 | 4 | Kridner Debra | SSH | Common Stock | D | 19 800 | 32 584 | ||||||
| 2014-08-05 | 2014-08-01 | 4 | Peters William S | SSH | Incentive Stock Options (right to buy) | D | 4,95 | 4,9500 | 37 073 | 184 | 37 073 | |||
| 2014-08-05 | 2014-08-01 | 4 | Peters William S | SSH | Common Stock | D | 24 716 | 37 367 | ||||||
| 2014-08-05 | 2014-08-01 | 4 | Rosa David A | SSH | Incentive Stock Options (right to buy) | D | 4,95 | 4,9500 | 184 889 | 915 | 184 889 | |||
| 2014-08-05 | 2014-08-01 | 4 | Rosa David A | SSH | Common Stock | D | 123 259 | 189 818 | ||||||
| 2014-08-05 | 2014-08-01 | 4 | Oleson Kimberly | SSH | Incentive Stock Options (right to buy) | D | 4,95 | 4,9500 | 8 000 | 40 | 8 000 | |||
| 2014-08-05 | 2014-08-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 6 600 | 6 600 | ||||||
| 2014-07-30 | 2014-07-29 | 4 | Rosa David A | SSH | Common Stock | D | 4,9600 | -2 506 | -12 | 66 559 | ||||
| 2014-07-14 | 2014-07-10 | 4 | Brown Brian | SSH | Non-Qualified Stock Option (right to buy) | D | 5,30 | 100 000 | 100 000 | |||||
| 2014-07-09 | 2014-07-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 5,3700 | -458 | -2 | 18 188 | ||||
| 2014-07-09 | 2014-07-08 | 4 | Kridner Debra | SSH | Common Stock | D | 5,3700 | -200 | -1 | 12 784 | ||||
| 2014-07-09 | 2014-07-08 | 4 | Peters William S | SSH | Common Stock | D | 5,3700 | -329 | -2 | 12 651 | ||||
| 2014-06-30 | 2014-06-29 | 4 | Rosa David A | SSH | Common Stock | D | 5,4700 | -2 506 | -14 | 69 065 | ||||
| 2014-06-10 | 2014-06-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 5,0000 | -458 | -2 | 18 646 | ||||
| 2014-06-10 | 2014-06-08 | 4 | Kridner Debra | SSH | Common Stock | D | 5,0000 | -200 | -1 | 12 984 | ||||
| 2014-06-10 | 2014-06-08 | 4 | Peters William S | SSH | Common Stock | D | 5,0000 | -329 | -2 | 12 980 | ||||
| 2014-06-02 | 2014-05-29 | 4 | BUCKMAN PAUL | SSH | Non-Qualified Stock Option (right to buy) | D | 5,57 | 2 766 | 2 766 | |||||
| 2014-06-02 | 2014-05-29 | 4 | BUCKMAN PAUL | SSH | Common Stock | D | 4 189 | 8 573 | ||||||
| 2014-06-02 | 2014-05-29 | 4 | ERB JOHN L | SSH | Non-Qualified Stock Option (right to buy) | D | 5,57 | 2 766 | 2 766 | |||||
| 2014-06-02 | 2014-05-29 | 4 | ERB JOHN L | SSH | Common Stock | D | 4 189 | 4 189 | ||||||
| 2014-06-02 | 2014-05-29 | 4 | Salveson Jon W | SSH | Non-Qualified Stock Option (right to buy) | D | 5,57 | 2 766 | 2 766 | |||||
| 2014-06-02 | 2014-05-29 | 4 | Salveson Jon W | SSH | Common Stock | D | 4 189 | 4 189 | ||||||
| 2014-06-02 | 2014-05-29 | 4 | WALLER GREGORY D | SSH | Non-Qualified Stock Option (right to buy) | D | 5,57 | 2 766 | 2 766 | |||||
| 2014-06-02 | 2014-05-29 | 4 | WALLER GREGORY D | SSH | Common Stock | D | 4 189 | 7 736 | ||||||
| 2014-06-02 | 2014-05-29 | 4 | WATSON WARREN S | SSH | Non-Qualified Stock Option (right to buy) | D | 5,57 | 2 766 | 2 766 | |||||
| 2014-06-02 | 2014-05-29 | 4 | WATSON WARREN S | SSH | Common Stock | D | 4 189 | 4 189 | ||||||
| 2014-06-02 | 2014-05-29 | 4 | Brooke Geoffrey | SSH | Non-Qualified Stock Option (right to buy) | D | 5,57 | 2 766 | 2 766 | |||||
| 2014-06-02 | 2014-05-29 | 4 | Brooke Geoffrey | SSH | Common Stock | D | 4 189 | 7 855 | ||||||
| 2014-06-02 | 2014-05-29 | 4 | Oleson Kimberly | SSH | Non-Qualified Stock Option (right to buy) | D | 5,57 | 100 000 | 100 000 | |||||
| 2014-05-30 | 2014-05-29 | 4 | Rosa David A | SSH | Common Stock | D | 5,5700 | -2 506 | -14 | 71 571 | ||||
| 2014-05-09 | 2014-05-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 5,7700 | -458 | -3 | 19 104 | ||||
| 2014-05-09 | 2014-05-08 | 4 | Bassett Kevin | SSH | Common Stock | D | 5,7700 | -283 | -2 | 10 426 | ||||
| 2014-05-09 | 2014-05-08 | 4 | Kridner Debra | SSH | Common Stock | D | 5,7700 | -200 | -1 | 13 184 | ||||
| 2014-05-09 | 2014-05-08 | 4 | Yearick Jim | SSH | Common Stock | D | 5,7700 | -319 | -2 | 10 153 | ||||
| 2014-05-09 | 2014-05-08 | 4 | Peters William S | SSH | Common Stock | D | 5,7700 | -329 | -2 | 13 309 | ||||
| 2014-05-01 | 2014-04-29 | 4 | Rosa David A | SSH | Common Stock | D | 5,5000 | -2 506 | -14 | 74 077 | ||||
| 2014-04-09 | 2014-04-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 5,9200 | -458 | -3 | 19 562 | ||||
| 2014-04-09 | 2014-04-08 | 4 | Bassett Kevin | SSH | Common Stock | D | 5,9200 | -283 | -2 | 10 709 | ||||
| 2014-04-09 | 2014-04-08 | 4 | Kridner Debra | SSH | Common Stock | D | 5,9200 | -200 | -1 | 13 384 | ||||
| 2014-04-09 | 2014-04-08 | 4 | Yearick Jim | SSH | Common Stock | D | 5,9200 | -319 | -2 | 10 472 | ||||
| 2014-04-09 | 2014-04-08 | 4 | Peters William S | SSH | Common Stock | D | 5,9200 | -329 | -2 | 13 638 | ||||
| 2014-04-01 | 2014-03-29 | 4 | Rosa David A | SSH | Common Stock | D | 5,6000 | -2 506 | -14 | 76 583 | ||||
| 2014-03-18 | 2014-03-17 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 6,1799 | 2 000 | 12 | 20 020 | ||||
| 2014-03-18 | 2014-03-17 | 4 | Bassett Kevin | SSH | Common Stock | D | 6,2000 | 1 400 | 9 | 10 992 | ||||
| 2014-03-18 | 2014-03-14 | 4 | Kridner Debra | SSH | Common Stock | D | 6,2000 | 1 000 | 6 | 13 584 | ||||
| 2014-03-14 | 2014-03-13 | 4 | Peters William S By Peters Apollo Trust | SSH | Common Stock | I | 6,2000 | -12 049 | -75 | 21 384 | ||||
| 2014-03-14 | 2014-03-13 | 4 | Peters William S | SSH | Common Stock | D | 6,2000 | -7 951 | -49 | 13 967 | ||||
| 2014-03-10 | 2014-03-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 7,9600 | -458 | -4 | 18 020 | ||||
| 2014-03-10 | 2014-03-08 | 4 | Bassett Kevin | SSH | Common Stock | D | 7,9600 | -283 | -2 | 9 592 | ||||
| 2014-03-10 | 2014-03-08 | 4 | Kridner Debra | SSH | Common Stock | D | 7,9600 | -200 | -2 | 12 584 | ||||
| 2014-03-10 | 2014-03-08 | 4 | Yearick Jim | SSH | Common Stock | D | 7,9600 | -319 | -3 | 10 791 | ||||
| 2014-03-10 | 2014-03-08 | 4 | Peters William S | SSH | Common Stock | D | 7,9600 | -329 | -3 | 21 918 | ||||
| 2014-03-04 | 2014-02-28 | 4 | Rosa David A | SSH | Common Stock | D | 8,3100 | -2 506 | -21 | 79 089 | ||||
| 2014-02-12 | 2012-12-03 | 5 | BUCKMAN PAUL | SSH | Common Stock | D | 7,1500 | 1 000 | 7 | 4 384 | ||||
| 2014-02-11 | 2014-02-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 9,0000 | -458 | -4 | 18 478 | ||||
| 2014-02-11 | 2014-02-08 | 4 | Bassett Kevin | SSH | Common Stock | D | 9,0000 | -283 | -3 | 9 875 | ||||
| 2014-02-11 | 2014-02-08 | 4 | Kridner Debra | SSH | Common Stock | D | 9,0000 | -200 | -2 | 12 784 | ||||
| 2014-02-11 | 2014-02-08 | 4 | Yearick Jim | SSH | Common Stock | D | 9,0000 | -319 | -3 | 11 110 | ||||
| 2014-02-11 | 2014-02-08 | 4 | Peters William S | SSH | Common Stock | D | 9,0000 | -329 | -3 | 22 247 | ||||
| 2014-01-30 | 2014-01-29 | 4 | Rosa David A | SSH | Common Stock | D | 9,7250 | -2 506 | -24 | 81 595 | ||||
| 2014-01-21 | 2013-09-08 | 5/A | Bassett Kevin | SSH | Common Stock | D | 10,9000 | -3 400 | -37 | 10 441 | ||||
| 2014-01-21 | 2013-09-08 | 5/A | Kridner Debra | SSH | Common Stock | D | 10,9000 | -2 395 | -26 | 13 184 | ||||
| 2014-01-21 | 2013-09-08 | 5/A | MATHIESEN JEFFREY S | SSH | Common Stock | D | 10,9000 | -5 468 | -60 | 19 394 | ||||
| 2014-01-21 | 2013-09-08 | 5/A | Peters William S | SSH | Common Stock | D | 10,9000 | -4 000 | -44 | 22 905 | ||||
| 2014-01-21 | 2013-09-08 | 5/A | Yearick Jim | SSH | Common Stock | D | 10,9000 | -3 795 | -41 | 11 748 | ||||
| 2014-01-16 | 2013-10-29 | 4/A | Rosa David A | SSH | Common Stock | D | 11,6500 | -30 079 | -350 | 89 113 | ||||
| 2014-01-16 | 2013-10-29 | 4/A | Rosa David A | SSH | Common Stock | D | 118 192 | 119 192 | ||||||
| 2014-01-16 | 2013-12-08 | 5 | Bassett Kevin | SSH | Common Stock | D | 8,5100 | -283 | -2 | 13 841 | ||||
| 2014-01-16 | 2013-11-08 | 5 | Bassett Kevin | SSH | Common Stock | D | 9,9100 | -283 | -3 | 14 124 | ||||
| 2014-01-16 | 2013-10-08 | 5 | Bassett Kevin | SSH | Common Stock | D | 10,8600 | -283 | -3 | 14 407 | ||||
| 2014-01-16 | 2013-12-08 | 5 | Kridner Debra | SSH | Common Stock | D | 8,5100 | -200 | -2 | 15 578 | ||||
| 2014-01-16 | 2013-11-08 | 5 | Kridner Debra | SSH | Common Stock | D | 9,9100 | -200 | -2 | 15 778 | ||||
| 2014-01-16 | 2013-10-08 | 5 | Kridner Debra | SSH | Common Stock | D | 10,8600 | -200 | -2 | 15 978 | ||||
| 2014-01-16 | 2013-12-08 | 5 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 8,5100 | -458 | -4 | 24 862 | ||||
| 2014-01-16 | 2013-11-08 | 5 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 9,9100 | -458 | -5 | 25 320 | ||||
| 2014-01-16 | 2013-10-08 | 5 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 10,8600 | -458 | -5 | 25 778 | ||||
| 2014-01-16 | 2013-12-08 | 5 | Peters William S | SSH | Common Stock | D | 8,5100 | -329 | -3 | 26 905 | ||||
| 2014-01-16 | 2013-11-08 | 5 | Peters William S | SSH | Common Stock | D | 9,9100 | -329 | -3 | 27 234 | ||||
| 2014-01-16 | 2013-10-08 | 5 | Peters William S | SSH | Common Stock | D | 10,8600 | -329 | -4 | 27 563 | ||||
| 2014-01-16 | 2013-12-29 | 5 | Rosa David A | SSH | Common Stock | D | 9,3900 | -2 506 | -24 | 84 101 | ||||
| 2014-01-16 | 2013-11-29 | 5 | Rosa David A | SSH | Common Stock | D | 9,0600 | -2 506 | -23 | 86 607 | ||||
| 2014-01-16 | 2013-12-08 | 5 | Yearick Jim | SSH | Common Stock | D | 8,5100 | -319 | -3 | 15 543 | ||||
| 2014-01-16 | 2013-11-08 | 5 | Yearick Jim | SSH | Common Stock | D | 9,9100 | -319 | -3 | 15 862 | ||||
| 2014-01-16 | 2013-10-08 | 5 | Yearick Jim | SSH | Common Stock | D | 10,8600 | -319 | -3 | 16 181 | ||||
| 2014-01-10 | 2014-01-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 10,1800 | -458 | -5 | 24 404 | ||||
| 2014-01-10 | 2014-01-08 | 4 | Bassett Kevin | SSH | Common Stock | D | 10,1800 | -283 | -3 | 13 558 | ||||
| 2014-01-10 | 2014-01-08 | 4 | Kridner Debra | SSH | Common Stock | D | 10,1800 | -200 | -2 | 15 378 | ||||
| 2014-01-10 | 2014-01-08 | 4 | Yearick Jim | SSH | Common Stock | D | 10,1800 | -319 | -3 | 15 224 | ||||
| 2014-01-10 | 2014-01-08 | 4 | Peters William S | SSH | Common Stock | D | 10,1800 | -329 | -3 | 26 576 | ||||
| 2013-10-31 | 2013-10-29 | 4 | Rosa David A | SSH | Common Stock | D | 118 192 | 119 192 | ||||||
| 2013-10-23 | 2013-10-21 | 4 | Verta Patrick | SSH | Non-Statutory Stock Option (right to buy) | D | 10,73 | 148 000 | 148 000 | |||||
| 2013-09-10 | 2013-09-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 11 868 | 23 736 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 11 868 | 11 868 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Bassett Kevin | SSH | Common Stock | D | 7 345 | 14 690 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Bassett Kevin | SSH | Common Stock | D | 7 345 | 14 690 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Kridner Debra | SSH | Common Stock | D | 7 095 | 14 190 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Kridner Debra | SSH | Common Stock | D | 7 095 | 14 190 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Yearick Jim | SSH | Common Stock | D | 8 250 | 16 500 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Yearick Jim | SSH | Common Stock | D | 8 250 | 16 500 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Peters William S | SSH | Common Stock | D | 11 951 | 27 892 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Peters William S | SSH | Common Stock | D | 11 951 | 27 892 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | WALLER GREGORY D | SSH | Non-qualified Stock Option (right to buy) | D | 7,50 | 7,5000 | 2 445 | 18 | 2 445 | |||
| 2013-08-01 | 2013-07-30 | 4 | WALLER GREGORY D | SSH | Common Stock | D | 3 547 | 3 547 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | BUCKMAN PAUL | SSH | Non-Qualified Stock Option (right to buy) | D | 7,50 | 7,5000 | 2 332 | 17 | 2 332 | |||
| 2013-08-01 | 2013-07-30 | 4 | BUCKMAN PAUL | SSH | Common Stock | D | 3 384 | 3 384 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Brooke Geoffrey | SSH | Non-Qualified Stock Option (right to buy) | D | 7,50 | 7,5000 | 2 527 | 19 | 2 527 | |||
| 2013-08-01 | 2013-07-30 | 4 | Brooke Geoffrey | SSH | Common Stock | D | 3 666 | 3 666 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Yearick Jim | SSH | Incentive Stock Option (right to buy) | D | 7,50 | 7,5000 | 35 000 | 262 | 35 000 | |||
| 2013-05-28 | 2013-05-23 | 4 | WATSON WARREN S | SSH | Stock Option (right to buy) | D | 6,17 | 6,1700 | 25 500 | 157 | 25 500 | |||
| 2013-05-28 | 2013-05-23 | 4 | Salveson Jon W | SSH | Stock Option (right to buy) | D | 6,17 | 6,1700 | 25 500 | 157 | 25 500 | |||
| 2013-05-28 | 2013-05-23 | 4 | ERB JOHN L | SSH | Stock Option (right to buy) | D | 8,27 | 8,2700 | 54 000 | 447 | 54 000 | |||
| 2013-05-07 | 2013-05-06 | 4 | Rosa David A | SSH | Stock Option (right to buy) | D | 6,46 | 6,4600 | 347 000 | 2 242 | 347 000 | |||
| 2013-02-15 | 2013-01-07 | 4/A | STRAUS ASSET MANAGEMENT, LLC See footnote. | SSH | Common Stock | I | 6,1900 | -4 750 | -29 | 0 | ||||
| 2013-02-15 | 2013-01-01 | 4/A | STRAUS ASSET MANAGEMENT, LLC See footnote. | SSH | Common Stock | I | -253 102 | 4 750 | ||||||
| 2013-02-05 | 2013-01-29 | 4 | Peters William S | SSH | Stock Option (right to buy) | D | 6,46 | 6,4600 | 25 000 | 162 | 25 000 | |||
| 2013-02-01 | 2012-11-20 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,7300 | -6 200 | -42 | 387 111 | ||||
| 2013-02-01 | 2012-11-20 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,7700 | -10 000 | -68 | 393 311 | ||||
| 2013-02-01 | 2012-11-20 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,7200 | -5 000 | -34 | 403 311 | ||||
| 2013-02-01 | 2012-11-20 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,9400 | -5 393 | -37 | 408 311 | ||||
| 2013-02-01 | 2012-11-20 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 7,5400 | -10 000 | -75 | 413 704 | ||||
| 2013-02-01 | 2012-11-19 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,5400 | -5 000 | -33 | 423 704 | ||||
| 2013-02-01 | 2012-11-19 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,5100 | -5 000 | -33 | 428 704 | ||||
| 2013-02-01 | 2012-11-19 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,4000 | -5 000 | -32 | 433 704 | ||||
| 2013-02-01 | 2012-11-19 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,3900 | -5 000 | -32 | 438 704 | ||||
| 2013-02-01 | 2012-12-11 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,9800 | -49 200 | -343 | 332 011 | ||||
| 2013-02-01 | 2012-12-10 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,7400 | -5 900 | -40 | 381 211 | ||||
| 2013-02-01 | 2012-12-17 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,6600 | -200 | -1 | 323 711 | ||||
| 2013-02-01 | 2012-12-14 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,8000 | -6 900 | -47 | 323 911 | ||||
| 2013-02-01 | 2012-12-13 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,7900 | -1 200 | -8 | 330 811 | ||||
| 2013-02-01 | 2012-12-24 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,3900 | -500 | -3 | 319 111 | ||||
| 2013-02-01 | 2012-12-21 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,3600 | -2 100 | -13 | 319 611 | ||||
| 2013-02-01 | 2012-12-20 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,5900 | -2 000 | -13 | 321 711 | ||||
| 2013-02-01 | 2013-01-03 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,1300 | -37 249 | -228 | 257 852 | ||||
| 2013-02-01 | 2013-01-02 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 5,2500 | -24 010 | -126 | 295 101 | ||||
| 2013-02-01 | 2013-01-07 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6,1900 | -4 750 | -29 | 253 102 | ||||
| 2012-12-17 | 2012-12-14 | 4 | Peters William S | SSH | Employee Stock Option (right to buy) | D | 3,10 | -3 990 | 0 | |||||
| 2012-12-17 | 2012-12-14 | 4 | Peters William S | SSH | Common Stock | D | 3,1000 | 3 990 | 12 | 3 990 | ||||
| 2012-11-14 | 2012-11-12 | 4 | MATHIESEN JEFFREY S | SSH | Employee Stock Option - Right to Buy | D | 6,46 | 67 000 | 67 000 | |||||
| 2012-11-14 | 2012-11-12 | 4 | Bassett Kevin | SSH | Employee Stock Option - Right to Buy | D | 6,46 | 42 000 | 42 000 | |||||
| 2012-11-14 | 2012-11-12 | 4 | Kridner Debra | SSH | Employee Stock Option - Right to Buy | D | 6,46 | 45 000 | 45 000 | |||||
| 2012-11-14 | 2012-11-12 | 4 | Yearick Jim | SSH | Employee Stock Option - Right to Buy | D | 6,46 | 15 000 | 15 000 | |||||
| 2012-09-18 | 2012-09-14 | 4 | Callinan Nicholas By Beraleigh Pty Ltd. | SSH | Common Stock | I | 9,0790 | 2 500 | 23 | 32 147 | ||||
| 2012-08-23 | 2012-08-17 | 4/A | O'Dwyer Donal Pension Fund | SSH | Common Stock | I | 7,5586 | 11 375 | 86 | 52 466 | ||||
| 2012-08-23 | 2012-08-16 | 4/A | O'Dwyer Donal Pension Fund | SSH | Common Stock | I | 8,0458 | 2 300 | 19 | 41 091 | ||||
| 2012-08-20 | 2012-08-17 | 4 | O'Dwyer Donal Pension Fund | SSH | Common Stock | I | 7,5586 | 11 375 | 86 | 52 466 | ||||
| 2012-08-20 | 2012-08-16 | 4 | O'Dwyer Donal Pension Fund | SSH | Common Stock | I | 8,0458 | 2 300 | 19 | 41 091 | ||||
| 2012-05-10 | 3/A | Harvey Mark By CM Capital Venture 4B A/C | SSH | Common Stock | I | 750 356 | ||||||||
| 2012-05-10 | 3/A | Harvey Mark By Pension Fund | SSH | Common Stock | I | 750 | ||||||||
| 2012-05-10 | 3/A | Harvey Mark By CM Capital Venture 4A A/C | SSH | Common Stock | I | 750 356 | ||||||||
| 2012-05-10 | 3/A | CM Capital Venture 4B A/C By CM Capital Venture 4B A/C | SSH | Common Stock | I | 750 356 | ||||||||
| 2012-05-10 | 3/A | CM Capital Venture 4B A/C By CM Capital Venture 4A A/C | SSH | Common Stock | I | 750 356 | ||||||||
| 2012-05-02 | 3/A | O'Dwyer Donal Pension Trust | SSH | Common Stock | I | 38 791 | ||||||||
| 2012-05-02 | 3/A | O'Dwyer Donal | SSH | Common Stock | D | 686 | ||||||||
| 2012-05-02 | 3/A | O'Dwyer Donal Family Trust | SSH | Common Stock | I | 10 370 | ||||||||
| 2012-03-06 | 3/A | Kridner Debra | SSH | Common Stock | D | 1 988 | ||||||||
| 2012-03-02 | 3/A | Callinan Nicholas By Beraleigh Pty Ltd. | SSH | Common Stock | I | 29 647 | ||||||||
| 2012-02-28 | 3 | CM Capital Venture 4B A/C By CM Capital Venture 4B A/C | SSH | Common Stock | I | 750 356 | ||||||||
| 2012-02-28 | 3 | CM Capital Venture 4B A/C By CM Capital Venture 4A A/C | SSH | Common Stock | I | 750 356 | ||||||||
| 2012-02-28 | 3 | GBS Bioventures III A/C By GBS Bioventures III A/C | SSH | Common Stock | I | 815 165 | ||||||||
| 2012-02-28 | 3 | GBS Bioventures III A/C By GBS Bioventures II A/C | SSH | Common Stock | I | 379 596 | ||||||||
| 2012-02-16 | 3 | STRAUS MELVILLE | SSH | Common Stock | I | 443 704 | ||||||||
| 2012-02-14 | 3 | MATHIESEN JEFFREY S By UBS | SSH | Common Stock | I | 11 875 | ||||||||
| 2012-02-14 | 3 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 2 500 | ||||||||
| 2012-02-14 | 3 | Callinan Nicholas By Beraleigh Pty Ltd. | SSH | Common Stock | I | 29 596 | ||||||||
| 2012-02-14 | 3 | Brooke Geoffrey By GBS Bioventures II A/C | SSH | Common Stock | I | 379 596 | ||||||||
| 2012-02-14 | 3 | Brooke Geoffrey By GBS Bioventures III A/C | SSH | Common Stock | I | 815 165 | ||||||||
| 2012-02-14 | 3 | Harvey Mark By CM Capital 4B | SSH | Common Stock | I | 750 356 | ||||||||
| 2012-02-14 | 3 | Harvey Mark By CM Capital 4A | SSH | Common Stock | I | 750 356 | ||||||||
| 2012-02-14 | 3 | Harvey Mark By Pension Fund | SSH | Common Stock | I | 750 | ||||||||
| 2012-02-14 | 3 | O'Dwyer Donal Pension Trust | SSH | Common Stock | I | 38 791 | ||||||||
| 2012-02-14 | 3 | O'Dwyer Donal Family Trust | SSH | Common Stock | I | 10 370 | ||||||||
| 2012-02-14 | 3 | Peters William S By Daughter | SSH | Common Stock | I | 35 | ||||||||
| 2012-02-14 | 3 | Peters William S By Peters Apollo Trust | SSH | Common Stock | I | 33 433 | ||||||||
| 2012-02-14 | 3 | Peters William S By Peters JAM Trust | SSH | Common Stock | I | 7 250 | ||||||||
| 2012-02-14 | 3 | Peters William S By Son - I | SSH | Common Stock | I | 53 | ||||||||
| 2012-02-14 | 3 | Peters William S By Son - II | SSH | Common Stock | I | 35 | ||||||||
| 2012-02-14 | 3 | Rosa David A | SSH | Common Stock | D | 1 000 |
P
Achat sur le marché public ou privé d'un titre non dérivé ou dérivé
S
Vente sur le marché public ou privé d'un titre non dérivé ou dérivé
A
Attribution, récompense ou autre acquisition de titres de l'entreprise (comme une option).
C
Conversion d'un produit dérivé
D
Vente ou transfert de titres à l'entreprise
F
Paiement du prix d'exercice ou de la dette fiscale en utilisant une partie des titres reçus de l'entreprise
G
Don de titres par ou à l'initié
K
Swaps d'actions et opérations de couverture similaires
M
Exercice ou conversion d'un titre dérivé reçu de l'entreprise (tel qu'une option)
V
Une transaction déclarée volontairement sur le formulaire 4
J
Autre (accompagnée d'une note de bas de page décrivant la transaction)
