Market Value377,229,000
Total Holdings183
File Date2015-10-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AEE / Ameren Corporation
COP / ConocoPhillips
TIP / iShares Trust - iShares TIPS Bond ETF
OEF / iShares Trust - iShares S&P 100 ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
WOOD / iShares Trust - iShares Global Timber & Forestry ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
BDJ / BlackRock Enhanced Equity Dividend Trust
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
NQI / Nuveen Quality Municipal Fund, Inc.
CACQ / Caesars Acquisition Co.
NMA / Nuveen Municipal Advantage Fund, Inc.
NZF / Nuveen Municipal Credit Income Fund
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
MMP / Magellan Midstream Partners L.P.
NMZ / Nuveen Municipal High Income Opportunity Fund
QQQ / Invesco QQQ Trust, Series 1
XHS / SPDR Series Trust - SPDR S&P Health Care Services ETF
JPC / Nuveen Preferred & Income Opportunities Fund
DXJS / WisdomTree Trust - WisdomTree Japan Hedged SmallCap Equity Fund
VPU / Vanguard World Fund - Vanguard Utilities ETF
847560109 / Spectra Energy Corp.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
MMM / 3M Company
US90267B6829 / ETRACS Alerian MLP Index ETN
PEJ / Invesco Exchange-Traded Fund Trust - Invesco Leisure and Entertainment ETF
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
IYT / iShares Trust - iShares U.S. Transportation ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
NUVEEN PREM OME MUN FD 4 COM / CEF (6706K4105)
91911K102 / Bausch Health Companies
NQU / Nuveen Quality Income Municipal Fund, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PSEC / Prospect Capital Corporation
XNPMX / Nuveen Premium Income Municipal
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
NQS / Nuveen Select Quality Municipal Fund, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
AWF / AllianceBernstein Global High Income Fund
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
HAL / Halliburton Company
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
SLB / Schlumberger Limited
BMY / Bristol-Myers Squibb Company
UNP / Union Pacific Corporation
PPG / PPG Industries, Inc.
BRK.A / Berkshire Hathaway Inc.
MDT / Medtronic plc
IBM / International Business Machines Corporation
SPY / SPDR S&P 500 ETF
GOOGL / Alphabet Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
NUV / Nuveen Municipal Value Fund, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
CSCO / Cisco Systems, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
MET / MetLife, Inc.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
BRK.B / Berkshire Hathaway Inc.
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
BAC / Bank of America Corporation
GS / The Goldman Sachs Group, Inc.
NFLX / Netflix, Inc.
CAT / Caterpillar Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
IVV / iShares Trust - iShares Core S&P 500 ETF
T / AT&T Inc.
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
CL / Colgate-Palmolive Company
FHLC / Fidelity Covington Trust - Fidelity MSCI Health Care Index ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
PG / The Procter & Gamble Company
WFC / Wells Fargo & Company
AAPL / Apple Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
MSFT / Microsoft Corporation
LMT / Lockheed Martin Corporation
JNJ / Johnson & Johnson
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
MKL / Markel Group Inc.
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
GORO / Gold Resource Corporation
SD / SandRidge Energy, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
MARKET VECTORS WIDE MOAT / ETF (57060U134)
DEF / Invesco Capital Management LLC - Invesco Defensive Equity ETF
MARKET VECTORS INTERMEDIATE MUNICIPAL IDX / ETF (57060U845)
DBJP / DBX ETF Trust - Xtrackers MSCI Japan Hedged Equity ETF
385002100 / Gramercy Property Trust Inc.
NCV / Virtus Convertible & Income Fund
BOE / BlackRock Enhanced Global Dividend Trust
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
YRI / Yamana Gold Inc
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
JRO / Nuveen Floating Rate Income Opportunity Fund
XCIIX / BlackRock Enhanced Capital and
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
NXZ / Nuveen Dividend Advantage Municipal Fund 2
NAD / Nuveen Quality Municipal Income Fund
NPD / China Nepstar Chain Drugstore Ltd.
EWC / iShares, Inc. - iShares MSCI Canada ETF
NPI / Nuveen Premium Income Municipal Fund, Inc.
PEO / Adams Natural Resources Fund, Inc.
NLY / Annaly Capital Management, Inc.
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
CSQ / Calamos Strategic Total Return Fund
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
HPI / John Hancock Preferred Income Fund
EWSC / Invesco Capital Management LLC - Invesco S&P SmallCap 600 Equal Weight ETF
MMT / MFS Multimarket Income Trust
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
NPP / Nuveen Performance Plus Municipal Fund, Inc.
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
EWMC / Invesco Capital Management LLC - Invesco S&P MidCap 400 Equal Weight ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
SLV / iShares Silver Trust
US2782651036 / Eaton Vance Corp.
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
JQC / Nuveen Credit Strategies Income Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
SDTTU / SandRidge Mississippian Trust I
CPB / The Campbell's Company
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
TWX / Warner Media LLC
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
FDIS / Fidelity Covington Trust - Fidelity MSCI Consumer Discretionary Index ETF
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
GPS / The Gap, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
EDAP / EDAP TMS S.A. - Depositary Receipt (Common Stock)
DIA / SPDR Dow Jones Industrial Average ETF Trust
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
EVG / Eaton Vance Short Duration Diversified Income Fund
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
USB / U.S. Bancorp
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
IWM / iShares Trust - iShares Russell 2000 ETF
F / Ford Motor Company
PFF / iShares Trust - iShares Preferred and Income Securities ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
GE / General Electric Company
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
CVX / Chevron Corporation
PFE / Pfizer Inc.
APD / Air Products and Chemicals, Inc.
XOM / Exxon Mobil Corporation
ABBV / AbbVie Inc.
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
DVY / iShares Trust - iShares Select Dividend ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
IAU / iShares Gold Trust
FLOT / iShares Trust - iShares Floating Rate Bond ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IDV / iShares Trust - iShares International Select Dividend ETF
XSD / SPDR Series Trust - SPDR S&P Semiconductor ETF
GLD / SPDR Gold Trust
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
PEP / PepsiCo, Inc.
JPM / JPMorgan Chase & Co.
RTX / RTX Corporation
ABT / Abbott Laboratories
VZ / Verizon Communications Inc.
MRK / Merck & Co., Inc.