Market Value479,136,000
Total Holdings387
File Date2013-08-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ES / Eversource Energy
DBC / Invesco DB Commodity Index Tracking Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
RDOG / ALPS ETF Trust - ALPS REIT Dividend Dogs ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
CVS / CVS Health Corporation
WPC / W. P. Carey Inc.
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
ARNC / Arconic Corporation
AAPL / Apple Inc.
ANRZQ / Alpha Natural Resources, Inc.
BWP / Boardwalk Pipeline Partners L.P
SRE / Sempra
DLR / Digital Realty Trust, Inc.
VER / VEREIT Inc
OIBRQ / Oi S.A. - Depositary Receipt (Common Stock)
APU / AmeriGas Partners, L.P.
O / Realty Income Corporation
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
NLY / Annaly Capital Management, Inc.
US0373471012 / Anworth Mortgage Asset Corp.
AOXG / Aoxing Pharmaceutical Company, Inc.
03761UAE6 / Apollo Investment Corp. Bond
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
ARR / ARMOUR Residential REIT, Inc.
AIZ / Assurant, Inc.
VZ / Verizon Communications Inc.
APL.PRE / Atlas Pipeline Partners L.P.
IVW / iShares Trust - iShares S&P 500 Growth ETF
CVX / Chevron Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
BPT / BP Prudhoe Bay Royalty Trust
GLW / Corning Incorporated
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN
GOLD / Barrick Mining Corporation Call
DIS / The Walt Disney Company
BRK.B / Berkshire Hathaway Inc.
BSL / Blackstone Senior Floating Rate 2027 Term Fund
CSCO / Cisco Systems, Inc.
US1182301010 / Buckeye Partners, L.P.
CYS / CYS Investments, Inc.
PM / Philip Morris International Inc.
BMY / Bristol-Myers Squibb Company
PCG / PG&E Corporation
CELG / Celgene Corp.
CLSN / Imunon Inc
153501101 / Central Fund of Canada Ltd.
CERN / Cerner Corp.
385002100 / Gramercy Property Trust Inc.
CIM / Chimera Investment Corporation
170032AT3 / Chiquita Brands International Inc Bond
CHD / Church & Dwight Co., Inc.
CMI / Cummins Inc.
WREI / Wilshire US REIT ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
PEP / PepsiCo, Inc.
SPY / SPDR S&P 500 ETF
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
BRK.A / Berkshire Hathaway Inc.
CMA / Comerica Incorporated
JNJ / Johnson & Johnson
CRRC / Courier Corp
CVA / Covanta Holding Corporation
CREE / Cree, Inc.
DCP / DCP Midstream LP - Unit
DNP / DNP Select Income Fund Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
MSFT / Microsoft Corporation
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
DANG / E-Commerce China Dangdang Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
FAST / Fastenal Company
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
EIX / Edison International
EEP / Enbridge Energy Partners, L.P.
SXL / Sunoco Logistics Partners L.P.
EBTC / Enterprise Bancorp, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
AMZN / Amazon.com, Inc.
ESS / Essex Property Trust, Inc.
ESRX / Express Scripts Holding Co.
FDO /
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
FTR / Frontier Communications Corp.
FULT / Fulton Financial Corporation
GEO / The GEO Group, Inc.
GE / General Electric Company
GM.WS.A / General Motors Company
GA / Giant Interactive Group Inc.
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
CI / The Cigna Group
GMCR / Keurig Green Mountain, Inc.
GNGYF / Guangshen Railway Company Limited
PEAK / Healthpeak Properties, Inc.
HKRS / Halcon Resources Corp.
HCN / Welltower Inc.
HTA / Healthcare Realty Trust Inc - Class A
HFRO / Highland Funds I - Highland Opportunities and Income Fund
HON / Honeywell International Inc.
ITT / ITT Inc.
IRC / Inland Real Estate Corporation
US00C4U1L353 / Mylan N.V.
IQI / Invesco Quality Municipal Income Trust
461730103 / Investors Real Estate Trust
KXI / iShares Trust - iShares Global Consumer Staples ETF
THD / iShares, Inc. - iShares MSCI Thailand ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
OEF / iShares Trust - iShares S&P 100 ETF
DVY / iShares Trust - iShares Select Dividend ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IXC / iShares Trust - iShares Global Energy ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IBB / iShares Trust - iShares Biotechnology ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
IYE / iShares Trust - iShares U.S. Energy ETF
MUB / iShares Trust - iShares National Muni Bond ETF
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
GLJ / iShares Trust
GBF / iShares Trust - iShares Government/Credit Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
SLV / iShares Silver Trust
EPHE / iShares Trust - iShares MSCI Philippines ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
CME / CME Group Inc.
KSU / Kansas City Southern
KMP /
KRFT /
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
LIFE / aTyr Pharma, Inc.
EXC / Exelon Corporation
LOW / Lowe's Companies, Inc.
MDU / MDU Resources Group, Inc.
MMP / Magellan Midstream Partners L.P.
MWE / MarkWest Energy Partners, LP
MAT / Mattel, Inc.
MRK / Merck & Co., Inc.
MCY / Mercury General Corporation
NYMT / New York Mortgage Trust, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
META / Meta Platforms, Inc.
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
GPC / Genuine Parts Company
NEE / NextEra Energy, Inc.
COST / Costco Wholesale Corporation
LUMN / Lumen Technologies, Inc.
AIVL / WisdomTree Trust - WisdomTree U.S. AI Enhanced Value Fund
GGN / GAMCO Global Gold, Natural Resources & Income Trust
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
JWN / Nordstrom, Inc.
NORTHERN LTS ETF TR / ARROW DJ GLOBL (66537H105)
NRF / NorthStar Realty Finance Corp.
NVS / Novartis AG - Depositary Receipt (Common Stock)
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
JRO / Nuveen Floating Rate Income Opportunity Fund
XJLAX / Nuveen Equity Premium Advantage
OIBRQ / Oi S.A. - Depositary Receipt (Common Stock)
OHI / Omega Healthcare Investors, Inc.
OKS / ONEOK Partners, L.P.
CNI / Canadian National Railway Company
PTY / PIMCO Corporate & Income Opportunity Fund
RVT / Royce Small-Cap Trust, Inc.
PDM / Piedmont Realty Trust, Inc.
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
AGNC / AGNC Investment Corp.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
IOO / iShares Trust - iShares Global 100 ETF
ABBV / AbbVie Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
GOOGL / Alphabet Inc.
FXI / iShares Trust - iShares China Large-Cap ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
IWC / iShares Trust - iShares Micro-Cap ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
PSEC / Prospect Capital Corporation
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
NYCB / Flagstar Financial, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
CHY / Calamos Convertible and High Income Fund
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
UPS / United Parcel Service, Inc.
IXJ / iShares Trust - iShares Global Healthcare ETF
ROST / Ross Stores, Inc.
SIRI / Sirius XM Holdings Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWB / iShares Trust - iShares Russell 1000 ETF
CSQ / Calamos Strategic Total Return Fund
IWO / iShares Trust - iShares Russell 2000 Growth ETF
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
POWERSHARES ETF TRUST / DYNA BUYBK ACH (73935X286)
POWERSHARES ETF TRUST / BASIC MAT SECT (73935X427)
POWERSHARES ETF TRUST / FTSE US1500 SM (73935X567)
POWERSHARES ETF TRUST / FTSE RAFI 1000 (73935X583)
POWERSHARES ETF TRUST / INTL DIV ACHV (73935X716)
PZI / PowerShares Zacks Micro Cap Portfolio
POWERSHARES ETF TRUST / DYN FD & BEV (73935X849)
POWERSHARES ETF TRUST II / DWA DEVEL MKTS (73936Q108)
POWERSHARES ETF TRUST II / DWA EMRG MKTS (73936Q207)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
US73936T4748 / POWERSHARES NATIONAL AMT-
POWERSHARES GLOBAL ETF TRUST / DEV MKTS EX-US (73936T789)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
POWERSHARES ETF TR II / S&P500 HGH BET (73937B829)
PG / The Procter & Gamble Company
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
PROSHARES TR / ULTRA SH DOW30 (74347X112)
WM / Waste Management, Inc.
IBM / International Business Machines Corporation
RAS / RAIT Financial Trust
MMM / 3M Company
UAN / CVR Partners, LP - Limited Partnership
RPAI / Retail Properties of America Inc - Class A
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RMS / Rydex ETF Trust
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
RZV / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Value ETF
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
XHS / SPDR Series Trust - SPDR S&P Health Care Services ETF
MDY / SPDR S&P MidCap 400 ETF Trust
SBR / Sabine Royalty Trust
MCD / McDonald's Corporation
ORCL / Oracle Corporation
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
KMB / Kimberly-Clark Corporation
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
T / AT&T Inc.
BA / The Boeing Company
TGB / Taseko Mines Limited
TNH / Terra Nitrogen Co., L.P.
TXMD / TherapeuticsMD, Inc.
TWX / Warner Media LLC
TPZ / Tortoise Essential Energy Fund
PAA / Plains All American Pipeline, L.P. - Limited Partnership
TWO / Two Harbors Investment Corp.
SO / The Southern Company
ABT / Abbott Laboratories
HTM / U.S. Geothermal Inc.
BNO / United States Brent Oil Fund, LP - Limited Partnership
RTX / RTX Corporation
UHS / Universal Health Services, Inc.
EGY / VAALCO Energy, Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VGR / Vector Group Ltd.
VECO / Veeco Instruments Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VODPF / Vodafone Group Public Limited Company
WMT / Walmart Inc.
WAFD / WaFd, Inc
WSO / Watsco, Inc.
WFC / Wells Fargo & Company
WMC / Western Asset Mortgage Capital Corp
WDC / Western Digital Corporation
WFM / Whole Foods Market, Inc.
EXT / WisdomTree U.S. Total Market Fund
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
XEL / Xcel Energy Inc.
YUM / Yum! Brands, Inc.
NBR / Nabors Industries Ltd.
TJX / The TJX Companies, Inc.
HSY / The Hershey Company
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
CL / Colgate-Palmolive Company
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
IGM / iShares Trust - iShares Expanded Tech Sector ETF
GIS / General Mills, Inc.
MBB / iShares Trust - iShares MBS ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
OKE / ONEOK, Inc.
TGP / Teekay LNG Partners LP - Unit
LMT / Lockheed Martin Corporation
AMT / American Tower Corporation
ADP / Automatic Data Processing, Inc.
GLD / SPDR Gold Trust
XOM / Exxon Mobil Corporation
PAYX / Paychex, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
F / Ford Motor Company
COP / ConocoPhillips
PFE / Pfizer Inc.
BK / The Bank of New York Mellon Corporation
ETR / Entergy Corporation
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
QLYS / Qualys, Inc.
MO / Altria Group, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
IEV / iShares Trust - iShares Europe ETF
PSA / Public Storage
QCOM / QUALCOMM Incorporated
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
GILD / Gilead Sciences, Inc.
SLB / Schlumberger Limited
MET / MetLife, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
KO / The Coca-Cola Company
IVV / iShares Trust - iShares Core S&P 500 ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
JPM / JPMorgan Chase & Co.
IWD / iShares Trust - iShares Russell 1000 Value ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
UNH / UnitedHealth Group Incorporated
RFV / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Value ETF
IAU / iShares Gold Trust
HPQ / HP Inc.
UNP / Union Pacific Corporation
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
A / Agilent Technologies, Inc.
ECL / Ecolab Inc.
FCX / Freeport-McMoRan Inc.
CLF / Cleveland-Cliffs Inc.
AMGN / Amgen Inc.
MDLZ / Mondelez International, Inc.
INTC / Intel Corporation
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
GM / General Motors Company
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
NKE / NIKE, Inc.
AXP / American Express Company
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
WBS / Webster Financial Corporation
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
TPR / Tapestry, Inc.
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
HD / The Home Depot, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
NSC / Norfolk Southern Corporation
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
DLTR / Dollar Tree, Inc.
ISRG / Intuitive Surgical, Inc.
DE / Deere & Company
HDV / iShares Trust - iShares Core High Dividend ETF
NFLX / Netflix, Inc.
BAC / Bank of America Corporation
CAT / Caterpillar Inc.
CHRW / C.H. Robinson Worldwide, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund